Appellant, a labor union member, filed this suit in the District
Court for declaratory and injunctive relief challenging as
violative of due process and equal protection the Louisiana statute
that creates a body called the Labor-Management Commission of
Inquiry for the purpose of investigating and finding facts relating
to violations of state or federal criminal laws in the
labor-management relations field. The Commission, appointed by the
Governor, is to hold public hearings concerning such alleged
violations, and its powers include making rules, employing
investigators, compelling the attendance of witnesses, and
requiring the production of records. The Commission is required to
make public findings whether there is probable cause to believe
that criminal violations have occurred, to report such findings of
probable cause to law enforcement authorities, and to request the
Governor to refer matters to the State Attorney General for
prosecutive action. There is no provision for submission of
findings for the purpose of legislative action. Witnesses have the
right to counsel "subject to . . . reasonable limitations" imposed
by the Commission, but the right to cross-examine other witnesses
is limited, neither a witness nor a private party having the right
to call anyone to testify before the Commission at public hearings.
Appellant charged that the Commission is an "executive trial
agency" "aimed at conducting public trials concerning criminal law
violations"; that its function is publicly to condemn; that the
appellees (the Governor and six Commissioners) have singled out
appellant and members of his union "as a special class of persons
for repressive and willfully punitive action," procuring false
statements of criminal activities to initiate baseless criminal
proceedings against appellant, coercing public officials into
prosecuting false criminal charges against him, and intimidating
judges considering legal controversies involving him, and that the
Commission and those acting in concert with it will continue to
take such actions against appellant. Appellees moved to dismiss,
alleging that appellant lacked standing to make his constitutional
challenge, since he did not claim that he was called or expected to
be called to appear before the Commission
Page 395 U. S. 412
or would be "injured" by the operation of the statute, and that
the complaint failed to state a cause of action. A three-judge
District Court dismissed the complaint, holding that
Hannah v.
Larche, 363 U. S. 420,
foreclosed relief on the constitutional issue, and that the other
allegations of the complaint raised merely potential defenses to
assertedly pending criminal charges.
Held: The judgment is reversed and remanded. Pp.
395 U. S.
413-433.
286 F.
Supp. 537, reversed and remanded.
MR. JUSTICE MARSHALL, joined by THE CHIEF JUSTICE and MR.
JUSTICE BRENNAN, concluded that:
1. Appellant has standing to challenge the statute's
constitutionality. Pp.
395 U. S.
421-425.
(a) The allegations of the complaint indicate that the
Commission and those acting in concert with it have carried out a
series of acts designed to injure appellant in several ways, and it
is thus clear that appellant has sufficient adversary interest to
insure proper presentation of issues facing the court. Pp.
395 U. S.
423-424.
(b) Appellant has sufficiently alleged a nexus between the
official action challenged and his legally protected interest,
since he has claimed that the very purpose of the Commission is to
find him and persons like him guilty of violating criminal laws
without trial or procedural safeguards, and to publicize those
findings, and thus the Commission's alleged actions will
substantially affect him. P.
395 U. S.
424.
(c) In the circumstances of this case, where appellant claims a
concerted attempt to brand him a criminal without trial, and has
claimed that he has vainly tried to secure prosecution of charges
against him, his opportunity to defend criminal prosecution is not
sufficient to deprive him of standing to challenge the statute. Pp.
395 U. S.
424-425.
2. Appellant has alleged a cause of action which may make
declaratory and injunctive relief appropriate. and is entitled to
go to trial on his allegations concerning the Commission and that
its procedures violate the Due Process Clause of the Fourteenth
Amendment. Pp.
395 U. S.
425-431.
(a)
Hannah v. Larch, supra, is reaffirmed. The
functions of the Civil Rights Commission, whose procedures were
upheld in that case, were primarily investigatory and for
legislative and executive purposes, whereas the Commission in this
case is limited to criminal law violations, and allegedly exercises
a role very much akin to making an official adjudication of
criminal culpability,
Page 395 U. S. 413
performing functions that are primarily accusatory, and have no
legislative purpose. Pp.
395 U. S.
425-428.
(b) Due process requires that the Commission here, which
allegedly makes actual findings of guilt, afford a person being
investigated the right to confront and cross-examine witnesses
against him. Pp.
395 U. S.
428-429.
(c) The Commission's alleged procedures drastically limiting the
right of a person being investigated to present evidence on his own
behalf do not comport with due process. P.
395 U. S.
429.
(d) The extent to which the Commission's procedures in these and
other respects alleged by appellant may violate the Due Process
Clause should be decided in the first instance by the District
Court in light of the evidence adduced at trial. Pp.
395 U. S.
429-430.
3. Whether appellant's allegations that false criminal charges
were filed against him involve actions taken under the statute, and
should thus be taken into account by the District Court in
determining the statute's constitutionality, or are merely
potential defenses, as the District Court held, to assertedly
pending criminal charges should be left open for reconsideration on
remand. Pp.
395 U. S.
431-432.
MR. JUSTICE DOUGLAS concurs in the result for the reasons stated
in his dissent in
Hannah v. Larche, supra, at
363 U. S.
493-508. P.
395 U. S.
432.
MR. JUSTICE BLACK adhered to MR. JUSTICE DOUGLAS' dissent in
Hannah v. Larche, supra, and, while concurring in much of
the prevailing opinion in this case, concluded that the statute
involved here, like the statute involved in
Hannah,
constitutes a scheme for a nonjudicial tribunal to convict people
without any of the safeguards of the Bill of Rights, and denies due
process of law. Pp.
395 U. S.
432-433.
MR. JUSTICE MARSHALL announced the judgment of the Court and
delivered an opinion in which MR. CHIEF JUSTICE WARREN and MR.
JUSTICE BRENNAN join.
This case involves the constitutionality of a 1967 Louisiana
statute, known as Act No. 2, which creates
Page 395 U. S. 414
a body called the Labor-Management Commission of Inquiry.
La.Rev.Stat.Ann. §§ 23:880.1-23:880.18 (Supp. 1969). The
stated purpose of this Commission is
"the investigation and findings of facts relating to violations
or possible violations of criminal laws of the state of Louisiana
or of the United States arising out of or in connection with
matters in the field of labor-management relations. . . ."
Act No. 2, Preamble, [1967 Extra.Sess.] La. Acts 3. Appellant, a
member of a labor union, filed this suit in the District Court for
the Eastern District of Louisiana challenging the constitutionality
of Act No. 2 and of certain actions taken by state officials in the
administration of the Act and otherwise. He sought both declaratory
and injunctive relief. A three-judge court was convened, and that
court ultimately granted appellees' motion to dismiss the
complaint.
Jenkins v. McKeithen, 286 F.
Supp. 537 (D.C.E.D.La.1968). We noted probable jurisdiction of
an appeal brought under 28 U.S.C. § 1253. [
Footnote 1] We reverse. Since the case was decided
on a motion to dismiss, a rather detailed examination of the
structure of the Act and of the allegations of the complaint is
necessary.
I
The impetus for the formation of the Commission was stated in
the preamble of the Act. [1967 Extra.Sess.] La.Acts 2. It cited
"unprecedented conditions" in the labor relations of the
construction industry, and it particularly noted certain
"allegations and accusations of violations of the state and
federal criminal laws which should be thoroughly investigated in
the public interest. . . ."
Id. at 3. The additional investigative facilities of
the Commission were thought necessary to
Page 395 U. S. 415
"supplement and assist the efforts and activities of the several
district attorneys, grand juries and other law enforcement
officials and agencies. . . ."
Ibid.
The Commission is comprised of nine members appointed by the
Governor. La.Rev.Stat.Ann. § 23:880.1 (Supp. 1969). It is
empowered to act only upon referral by the Governor when, in his
opinion, there is substantial indication that there are or may be
"widespread or continuing violations of existing criminal laws"
affecting labor-management relations. La.Rev.Stat.Ann. §
23:880.5 (Supp. 1969). Upon referral by the Governor, the
Commission is to proceed by public hearing to ascertain the facts
pertaining to the alleged violations. La.Rev.Stat.Ann. §
23:880.6 (Supp. 1969). In order to carry out this function, the
Commission has the power to make appropriate rules and regulations,
to employ attorneys, investigators, and other staff members, to
compel the attendance of witnesses, to examine them under oath, and
to require the production of books, records, and other evidence.
La.Rev.Stat.Ann. § 23:880.8 (Supp. 1969). It can enforce its
orders by petition to the state courts for contempt proceedings.
La.Rev.Stat.Ann. § 23:880.9 (Supp. 1969).
The scope of the Commission's investigative authority is
explicitly limited by the Act to violations of criminal laws.
"The commission shall have no power, authority or jurisdiction
to investigate, hold hearings or seek to ascertain the facts or
make any reports or recommendations on any of the strictly civil
aspects of any labor problem. . . ."
La.Rev.Stat.Ann. § 23:880.6 B (Supp. 1969). [
Footnote 2] Further, the Commission has no
power to
Page 395 U. S. 416
participate in any manner in any civil proceeding, except, of
course, contempt proceedings.
Ibid. The limitation of the
Commission to criminal matters is further reinforced by the
provision of the Act allowing the Commission, at the request of the
Governor, to assign its investigatory forces to the state police to
assist the latter in their investigatory activities.
La.Rev.Stat.Ann. § 23:880.6C (Supp. 1969).
The Commission is required to determine, in public findings,
whether there is probable cause to believe violations of the
criminal laws have occurred. La.Rev.Stat.Ann. § 23:880.7A
(Supp. 1969). Its power is limited to making these findings and
recommendations:
"The commission shall have no authority to and it shall make no
binding adjudication with respect to such violation or violations;
however, it may, in its discretion, include in its findings the
conclusions
Page 395 U. S. 417
of the commission as to specific individuals . . . and it may
make such recommendations for action to the governor as it deems
appropriate."
Ibid.
The findings are to be a matter of public record,
La.Rev.Stat.Ann. § 23:880.15B (Supp. 1969), although they may
not be used as
prima facie or presumptive evidence of
guilt or innocence in any court of law, La.Rev.Stat.Ann. §
23:880.7A (Supp. 1969). The Commission is required to report its
findings to the proper state or federal authorities if it finds
there is probable cause to believe that violations of the criminal
laws have occurred, and it may file appropriate charges.
La.Rev.Stat.Ann. § 23:880.7B (Supp. 1969). Finally, the
Commission may request the Governor to refer matters to the State
Attorney General, asking the latter to exercise his authority to
cause criminal prosecutions to be instituted. La.Rev.Stat.Ann.
§ 23:880.7D (Supp. 1969). Nothing in the Act makes any
provision for preparation of findings or reports for submission to
the Governor or the legislature for the explicit purpose of
legislative action. Indeed, the preamble of the Act and the Act
itself make it clear that the purpose of the Commission is to
supplement the activities of the State's law enforcement agencies
in one narrowly defined area.
As indicated above, the Commission has the power to compel the
attendance of witnesses. A witness is given notice of the general
subject matter of the investigation before being asked to appear
and testify. La.Rev.Stat.Ann. § 23:880.10A (Supp. 1969). A
witness has the right to the presence and advice of counsel,
"subject to such reasonable limitations as the commission may
impose in order to prevent obstruction of or interference with the
orderly conduct of the hearing."
La.Rev.Stat.Ann. § 23:880.10B (Supp. 1969). Counsel may
question his client as to any relevant matters,
ibid., but
the
Page 395 U. S. 418
right of a witness or his counsel to examine other witnesses is
limited:
"In no event shall counsel for any witness have any right to
examine or cross-examine any other witness, but he may submit to
the commission proposed questions to be asked of any other witness
appearing before the commission, and the commission shall ask the
witness such of the questions as it deems to be appropriate to its
inquiry."
Ibid. With one limited exception, to be discussed
below, neither a witness nor any other private party has the right
to call anyone to testify before the Commission.
Although the Commission must base its findings and reports only
on evidence and testimony given at public hearings, the Act does
provide for executive session when it appears that the testimony to
be given "may tend to degrade, defame or incriminate any person."
La.Rev.Stat.Ann. § 23:880.12A (Supp. 1969). In executive
session, the Commission must allow the person who might be
degraded, defamed, or incriminated an opportunity to appear and be
heard, and to call a reasonable number of witnesses on his behalf.
Ibid. However, the Commission may decide that the evidence
or testimony shall be heard in a public hearing, regardless of its
effect on any particular person.
Ibid. In that case, the
person affected has the right to appear as a "voluntary witness,"
and may submit "pertinent" statements of others.
Ibid. He
may submit a list of additional witnesses, but subpoenas will be
issued only in the discretion of the Commission.
Ibid.; see
also La.Rev.Stat.Ann. § 23:880.12C (Supp. 1969).
II
Appellant's complaint named as defendants the Governor of
Louisiana and six members of the Commission. The complaint
presented,
inter alia, the question of
Page 395 U. S. 419
whether the provisions of Act No. 2 violated the Due Process and
Equal Protection Clauses of the Fourteenth Amendment. Appellant
alleged that the Commission was an executive trial agency "aimed at
conducting public trials concerning criminal law violations," and
that its function was publicly to condemn. Appellant asserted that
the defendants,
"in connection with the administration of the provisions of said
Act, have singled out complainant and members of Teamsters Local
No. 5 as a special class of persons for repressive and willfully
punitive action . . . in furtherance of which a deliberate effort
has been made and continues to be made by said officials . . . to
destroy the current power structure of the labor union aforesaid. .
. ."
More specifically, the complaint alleged that appellees and
their agents, acting under color of law and in conspiracy, procured
false statements of criminal activities and used such statements to
initiate baseless criminal proceedings against appellant, that they
intimidated and coerced public officials into filing and
prosecuting false criminal charges against appellant, and that they
knowingly, willfully, and purposefully intimidated state court
judges having under consideration legal controversies involving
appellant. These acts of appellees allegedly deprived appellant and
all others similarly situated of "rights, privileges and immunities
secured to them by the Constitution and laws of the United States."
Finally, appellant alleged that the appellees intended to continue
to deprive him and others of their rights, and that there was no
"plain, adequate or efficient remedy at law."
Appellant prayed that a three-judge district court be convened,
that a temporary restraining order issue, that Act No. 2 be
declared unconstitutional, that all civil
Page 395 U. S. 420
and criminal actions against appellant be permanently
restrained, and that other unspecified relief be granted.
Temporary relief was denied by the District Court, and a
three-judge court was impaneled to hear the case. Appellees
answered and moved to dismiss. They alleged that appellant lacked
standing to question the constitutionality of Act No. 2, and that
the complaint failed to state a cause of action. Thereafter,
appellant filed a "Supplemental and Amending Petition" in which he
alleged, in some detail, that appellees had continued the course of
action described in the original complaint. After a hearing, the
court dismissed the complaint.
Jenkins v. McKeithen,
supra.
The court, relying largely on the opinion of the Louisiana
Supreme Court in
Martone v. Morgan, 251 La. 993, 207 So.
2d 770,
appeal dismissed, 393 U. S.
12 (1968) (petition for rehearing pending), held that
this Court's decision in
Hannah v. Larche, 363 U.
S. 420 (1960), was dispositive of the issue of the
constitutionality of the Act. The court further ruled that
appellant had not stated any other claim for relief under
§§ 1981, 1983, and 1988 of Title 42, United States Code.
Rather, the court held that the other matters sought to be raised
in the complaint were merely potential defenses to the pending
criminal charges, and that appellant had not alleged any basis for
restraining prosecution of those charges. Finally, the court ruled
that appellant's suit was not a proper class action under Rule 23
of the Federal Rules of Civil Procedure. [
Footnote 3] The court did not explicitly rule on the
issue of whether appellant lacked standing to challenge the
Act.
Appellant presents two questions for review in this Court:
Whether Act No. 2 is constitutional, and whether
Page 395 U. S. 421
the complaint otherwise states a cause of action under 42 U.S.C.
§§ 1981, 1983, and 1988.
III
We are met at the outset with appellees' assertion that
appellant lacks standing to attack the constitutionality of Act No.
2. This argument is based in part upon certain allegations in the
complaint that Act No. 2 is unconstitutional because it denies to
"a person compelled to appear before . . . [the] Commission" the
right to effective assistance of counsel, the right of
confrontation, and the right to compulsory process for the
attendance of witnesses. Since appellant did not allege in his
complaint that he was called to appear before the Commission or
that he expected to be called, appellees assert that he lacks
standing to assert the denial of rights to those who do appear.
See, e.g., Tileston v. Ullman, 318 U. S.
44 (1943). Further, appellees argue that appellant lacks
standing because he cannot demonstrate that he has been, or will
be, "injured" by the operation of the challenged statute. We cannot
agree.
The present case was decided on appellees' motion to dismiss, in
which appellees contested appellant's standing to challenge the
constitutionality of the Act. As noted above, the court below made
no explicit reference to the issue of standing. But since the
question of standing goes to this Court's jurisdiction,
see
Flast v. Cohen, 392 U. S. 83,
392 U. S. 94-101
(1968), we must decide the issue even though the court below passed
over it without comment.
Cf. Tileston v. Ullman,
supra.
For the purposes of a motion to dismiss, the material
allegations of the complaint are taken as admitted.
See, e.g.,
Walker Process Equipment, Inc. v. Food Machinery & Chemical
Corp., 382 U. S. 172,
382 U. S.
174-175 (1965). And the complaint is to be liberally
construed in favor of plaintiff.
See Fed.Rule Civ.Proc.
8(f);
Conley v.
Page 395 U. S. 422
Gibson, 355 U. S. 41
(1957). The complaint should not be dismissed unless it appears
that appellant could "prove no set of facts in support of his claim
which would entitle him to relief."
Conley v. Gibson,
supra, at
355 U. S. 45-46.
With these rules in mind, we turn to an examination of the
allegations of appellant's complaint.
It is true, as appellees assert, that appellant alleges
deprivations of rights of those who are or will be called to
testify before the Commission, and that he fails to allege that he
was or will be called to testify. If this were the extent of
appellant's allegations, we would agree that appellant lacks
standing to challenge the Act. However, appellant's allegations are
not limited to those mentioned by appellees. Appellant alleged that
the Commission was an "executive trial agency" whose function was
to conduct public trials designed to find appellant and others
guilty of violations of criminal laws, allegedly for the purpose of
injuring him and destroying the labor union of which he was a
member. More specifically, appellant alleged that
"said Commission of Inquiry exercises (a) an accusatory
function, (b) its duty to find that named individuals are
responsible for criminal law violations, (c) it must advertise such
findings, and (d) its findings serve as part of the process of
criminal prosecution. . . ."
Finally, the complaint alleged that the appellees, acting in
concert with others and in connection with the administration of
the Act, have actually engaged in a course of conduct designed
publicly to brand appellant and others as criminals, including, as
noted above, the filing of allegedly baseless criminal charges
against appellant.
Thus, although the complaint is inartfully drawn, it does allege
that the Commission and those acting in concert with it have taken
and will take in the future certain
Page 395 U. S. 423
actions with respect to appellant. The issue is thus whether
those allegations are sufficient to give appellant standing to
challenge the constitutionality of the Act creating the Commission
and the actions taken by the Commission under authority of that
Act. We think that they are.
The concept of standing to sue, as we noted in
Flast v.
Cohen, supra, "is surrounded by the same complexities and
vagaries that inhere in [the concept of] justiciability" in
general. 392 U.S. at
392 U. S. 98.
Nevertheless, the outlines of the concept can be stated with some
certainty. The indispensable requirement is, of course, that the
party seeking relief allege
"such a personal stake in the outcome of the controversy as to
assure that concrete adverseness which sharpens the presentation of
issues upon which the court so largely depends for illumination of
difficult constitutional questions. . . ."
Baker v. Carr, 369 U. S. 186,
369 U. S. 204
(1962);
see Flast v. Cohen, supra; Joint Anti-Fascist Refugee
Committee v. McGrath, 341 U. S. 123,
341 U. S. 151
(1951) (concurring opinion). In this sense, the concept of standing
focuses on the party seeking relief, rather than on the precise
nature of the relief sought.
See Flast v. Cohen, supra, at
99-100. The decisions of this Court have also made it clear that
something more than an "adversary interest" is necessary to confer
standing. There must in addition be some connection between the
official action challenged and some legally protected interest of
the party challenging that action.
See Flast v. Cohen,
supra, at
392 U. S.
101-106.
In the present case, it is clear that appellant possesses
sufficient adversary interest to insure proper presentation of
issues facing the court. His allegations, if taken as true,
indicate that the Commission and those acting in concert with it
have carried out a series of public acts designed to injure him in
various ways. Appellant's interest in his own reputation and in his
economic wellbeing
Page 395 U. S. 424
guarantee that the present proceeding will be an adversary
one.
We also think that appellant has alleged that the Act's
administration was the direct cause of sufficient injury to his own
legally protected interests to accord him standing to challenge the
validity of the Act. We are not presented with a case in which any
injury to appellant is merely a collateral consequence of the
actions of an investigative body.
See Hannah v. Larche,
supra, at
363 U. S. 443;
cf. Sinclair v. United States, 279 U.
S. 263,
279 U. S. 295
(1929);
McGrain v. Daugherty, 273 U.
S. 135,
273 U. S.
179-180 (1927). Rather, it is alleged that the very
purpose of the Commission is to find persons guilty of violating
criminal laws without trial or procedural safeguards, and to
publicize those findings. Moreover, we think that the personal and
economic consequences alleged to flow from such actions are
sufficient to meet the requirement that appellant prove a legally
redressable injury. Those consequences would certainly be
actionable if caused by a private party, and thus should be
sufficient to accord appellant standing.
See Greene v.
McElroy, 360 U. S. 474,
360 U. S. 493,
n. 22 (1959);
Joint Anti-Fascist Refugee Committee v. McGrath,
supra, at
341 U. S.
140-141 (opinion of Burton, J.);
id. at
341 U. S.
151-160 (Frankfurter, J., concurring). It is no answer
that the Commission has not itself tried to impose any direct
sanctions on appellant; it is enough that the Commission's alleged
actions will have a substantial impact on him.
See, e.g.,
Columbia Broadcasting System, Inc. v. United States,
316 U. S. 407
(1942);
cf. NAACP v. Alabama, 357 U.
S. 449,
357 U. S.
460-463 (1958). Finally, in the circumstances of the
present case, we do not regard appellant's opportunity to defend
any criminal prosecutions as sufficient to deprive him of standing
to challenge the Act.
Cf. United States v. Los Angeles &
S.L. R. Co., 273 U. S. 299
(1927). Appellant's allegations go beyond the normal publicity
attending
Page 395 U. S. 425
criminal prosecution; he alleges a concerted attempt publicly to
brand him a criminal without a trial. Further, he alleges that he
has been unsuccessful in his attempts to secure prosecution of the
charges against him.
We hold that appellant's complaint contains sufficient
allegations of direct and substantial injury to his own legally
protected interests to accord him standing to challenge the
constitutionality of Act No. 2.
IV
We thus reach the merits of appellant's contention that Act No.
2 is unconstitutional. Appellant's complaint is long and inartfully
drawn; it contains many allegations of wrongdoing on the part of
the Commission and other state officials. But the only issue
presented by this aspect of the case is whether the Act creating
the Commission is constitutional, either on its face or as applied.
Many of appellant's allegations are relevant to this latter
contention, but many involve issues that the court below ruled were
properly matters to be raised in defense of any criminal
prosecutions which might take place. We will deal with those
allegations in the final section of this opinion.
Appellees, like the court below, rely heavily on this Court's
decision in
Hannah v. Larche, supra. In
Hannah,
this Court upheld the Civil Rights Commission against challenges
similar to those involved in the present case. Indeed, Act No. 2
was drafted with
Hannah in mind, and the structure and
powers of the Commission here are similar to those of the Civil
Rights Commission.
See Jenkins v. McKeithen, 28 F. Supp.
at 540;
Martone v. Morgan, supra. We cannot agree,
however, that
Hannah controls the present case, for we
think that there are crucial differences between the issues
presented by this complaint and the issues in
Hannah.
Page 395 U. S. 426
The appellants in
Hannah were persons subpoenaed to
appear before the Civil Rights Commission in connection with
complaints about deprivations of voting rights. They objected to
the Civil Rights Commission's rules about nondisclosure of the
complainants and about limitations on the right to confront and
cross-examine witnesses. This Court ruled that the Commission's
rules were consistent with the Due Process Clause of the Fifth
Amendment. The Court noted that
"'[d]ue process' is an elusive concept. Its exact boundaries are
undefinable, and its content varies according to specific factual
contexts. . . . Whether the Constitution requires that a particular
right obtain in a specific proceeding depends upon a complexity of
factors. The nature of the alleged right involved, the nature of
the proceeding, and the possible burden on that proceeding, are all
considerations which must be taken into account."
363 U.S. at
363 U. S.
442.
In rejecting appellants' challenge to the Civil Rights
Commission's procedures, the Court placed great emphasis on the
investigatory function of the Commission:
"[I]ts function is purely investigative and factfinding. It does
not adjudicate. It does not hold trials or determine anyone's civil
or criminal liability. It does not issue orders. Nor does it
indict, punish, or impose any legal sanctions. It does not make
determinations depriving anyone of his life, liberty, or property.
In short, the Commission does not and cannot take any affirmative
action which will affect an individual's legal rights. The only
purpose of its existence is to find facts which may subsequently be
used as the basis for legislative or executive action."
363 U.S. at
363 U. S.
441.
Page 395 U. S. 427
The Court noted that any adverse consequences to those being
investigated, such as subjecting them to public opprobrium, were
purely conjectural, and, in any case, were merely collateral, and
"not . . . the result of any affirmative determinations made by the
Commission. . . ." 363 U.S. at
363 U. S. 443.
Morgan v. United States, 304 U. S. 1 (1938),
Joint Anti-Fascist Refugee Committee v. McGrath, supra,
and
Greene v. McElroy, supra, were distinguished on the
ground that "[t]hose cases . . . involved . . . determinations in
the nature of adjudications affecting legal rights." 363 U.S. at
363 U. S.
451.
We reaffirm the decision in
Hannah. In our view,
however, the Commission in the present case differs in a
substantial respect from the Civil Rights Commission and the other
examples cited by the Court in
Hannah. It is true, as the
Supreme Court of Louisiana has held,
Martone v. Morgan,
supra, that the Commission does not adjudicate in the sense
that a court does, nor does the Commission conduct, strictly
speaking, a criminal proceeding. Nevertheless, the Act, when
analyzed in light of the allegations of the complaint, makes it
clear that the Commission exercises a function very much akin to
making an official adjudication of criminal culpability.
See
Joint Anti-Fascist Refugee Committee v. McGrath, supra.
The Commission is limited to criminal law violations; the Act
explicitly provides that the Commission shall have no jurisdiction
over civil matters in the labor-management relations field. Indeed,
the Commission is even limited to certain types of criminal
activities. [
Footnote 4] As
noted above, nothing in the Act indicates that the Commission's
findings are to be used for legislative purposes. Rather,
everything in the Act points to the fact that it is concerned only
with exposing violations of criminal laws by specific individuals.
In short, the Commission very
Page 395 U. S. 428
clearly exercises an accusatory function; it is empowered to be
used, and allegedly is used, to find named individuals guilty of
violating the criminal laws of Louisiana and the United States and
to brand them as criminals in public.
Given this view of the purpose of the Labor-Management
Commission of Inquiry, we agree with Justice Frankfurter,
concurring in the result in
Hannah v. Larche:
"Were the [Civil Rights] Commission exercising an accusatory
function, were its duty to find that named individuals were
responsible for wrongful deprivation of voting rights and to
advertise such finding or to serve as part of the process of
criminal prosecution, the rigorous protections relevant to criminal
prosecutions might well be the controlling starting point for
assessing the protection which the Commission's procedure
provides."
363 U.S. at
363 U. S.
488.
When viewed from this perspective, it is clear the procedures of
the Commission do not meet the minimal requirements made obligatory
on the States by the Due Process Clause of the Fourteenth
Amendment. Specifically, the Act severely limits the right of a
person being investigated to confront and cross-examine the
witnesses against him. Only a person appearing as a witness may
cross-examine other witnesses. Cross-examination is further limited
to those questions which the Commission "deems to be appropriate to
its inquiry," and those questions must be submitted, presumably
beforehand, in writing to the Commission. We have frequently
emphasized that the right to confront and cross-examine witnesses
is a fundamental aspect of procedural due process.
See, e.g.,
Willner v. Committee on Character and Fitness, 373 U. S.
96,
373 U. S.
103-104 (1963);
Greene
Page 395 U. S. 429
v. McElroy, supra, at
360 U. S.
496-499, and cases cited. In the present context, where
the Commission allegedly makes an actual finding that a specific
individual is guilty of a crime, we think that due process requires
the Commission to afford a person being investigated the right to
confront and cross-examine the witnesses against him, subject only
to traditional limitations on those rights.
Cf. Pointer v.
Texas, 380 U. S. 400
(1965).
The Commission's procedures also drastically limit the right of
a person investigated to present evidence on his own behalf. It is
true that he may appear and call a "reasonable number of witnesses"
in executive session, but, should the Commission decide to hold a
public hearing, he is limited to presentation of his own testimony
and the "pertinent" written statements of others. The right to
present oral testimony from other witnesses and the power to compel
attendance of those witnesses may be denied in the discretion of
the Commission. The right to present evidence is, of course,
essential to the fair hearing required by the Due Process Clause.
See, e.g., Morgan v. United States, supra, at
304 U. S. 18;
Baltimore & Ohio R. Co. v. United States, 298 U.
S. 349,
298 U. S.
368-369 (1936). And, as we have noted above, this right
becomes particularly fundamental when the proceeding allegedly
results in a finding that a particular individual was guilty of a
crime.
Cf. Washington v. Texas, 388 U. S.
14 (1967);
In re Oliver, 333 U.
S. 257,
333 U. S. 273
(1948). We do not mean to say that the Commission may not impose
reasonable restrictions on the number of witnesses and on the
substance of their testimony; we only hold that a person's right to
present his case should not be left to the unfettered discretion of
the Commission.
Appellant argues that the procedures contemplated by the Act are
deficient in other respects. In particular, he alleges that the Act
provides no meaningful rules of
Page 395 U. S. 430
evidence and fails to provide standards of guilt or innocence.
He also alleges that the Act deprives him of effective assistance
of counsel. We have, however, said enough to demonstrate that
appellant has alleged a cause of action for declaratory and
injunctive relief. Whether the Due Process Clause requires that the
Commission provide all the procedural protections afforded a
defendant in a criminal prosecution, or whether something less is
sufficient, are questions that we think should be initially
answered by the District Court on remand. As we have noted,
"[w]hether the Constitution requires that a particular right obtain
in a specific proceeding depends upon a complexity of factors."
Hannah v. Larche, supra, at
363 U. S. 442.
We think it inappropriate to rule on the extent to which the
Commission's procedures may run afoul of the Due Process Clause on
the basis of the record before us, barren as it is of any
established facts. That issue is best decided in the first instance
by the District Court in light of the evidence adduced at
trial.
We do not mean to say that this same analysis applies to every
body which has an accusatory function. The grand jury, for example,
need not provide all the procedural guarantees alleged by appellant
to be applicable to the Commission. As this Court noted in
Hannah,, "the grand jury merely investigates and reports.
It does not try." 363 U.S. at
363 U. S. 449.
Moreover, "[t]he functions of that institution and its
constitutional prerogatives are rooted in long centuries of
Anglo-American history."
Id. at
363 U. S.
489-490 (Frankfurter, J., concurring in the result).
Finally the grand jury is designed to interpose an independent body
of citizens between the accused and the prosecuting attorney and
the court.
See Stirone v. United States, 361 U.
S. 212,
361 U. S. 218
(1960);
Ex parte Bain, 121 U. S. 1,
121 U. S. 11
(1887);
Hannah v. Larche, supra, at
363 U. S.
497-499 (dissenting opinion). Investigative bodies such
as the Commission have no claim to specific
Page 395 U. S. 431
constitutional sanction. In addition, the alleged function of
the Commission is to make specific findings of guilt, not merely to
investigate and recommend. Finally, it is clear from the Act and
from the allegations of the complaint that the Commission is in no
sense an "independent" body of citizens. Rather, its members serve
at the pleasure of the Governor, La.Rev.Stat.Ann. § 23:880.1
(Supp. 1969), and it cannot act in the absence of a "referral" from
the Governor, La.Rev.Stat.Ann. §§ 23:880.5, 23:880.6A
(Supp. 1969).
We also wish to emphasize that we do not hold that appellant is
now entitled to declaratory or injunctive relief. We only hold that
he has alleged a cause of action which may make such relief
appropriate. It still remains for him to prove at trial that the
Commission is designed to, and does indeed, act in the manner
alleged in his complaint, and that its procedures fail to meet the
requirements of due process.
V
As noted above, appellant also alleges in his complaint that
appellees, and those acting in concert with them, have engaged in a
course of conduct, both pursuant to the Act and otherwise, that has
resulted in the filing of false criminal charges against appellant.
He alleges numerous other related actions allegedly depriving him
of his rights secured by the Constitution. The complaint seeks
declaratory and injunctive relief with regard to these acts; in
particular, appellant prays that the District Court enjoin all
civil and criminal actions pending or to be instituted against him.
To the extent that these allegations involve actions taken under
the direct authority of Act No. 2, we think that they may properly
be considered by the District Court in determining the
constitutionality of the Act. However, the District Court
characterized many of appellant's allegations as
Page 395 U. S. 432
involving merely potential defenses to the criminal charges
assertedly pending. In the exercise of its discretion, and because
the issues were "intertwined" with the issue of the
constitutionality of the Act, the court passed upon the question of
whether appellant had alleged a cause of action for declaratory and
injunctive relief. Relying in part on its determination that the
Act was constitutional, the court held that appellant had not
stated a claim for declaratory or injunctive relief and that
appellant's remedy was to defend any criminal prosecutions then
pending or that might be brought.
Jenkins v. McKeithen,
supra, 286 F. Supp. at 542-543. Whether the court will take
the same view of the propriety of passing on the question or of the
merits in light of our holding and the evidence adduced at trial
cannot be determined at this time. Accordingly, we think that issue
should be left open for reconsideration on remand.
The judgment of the court below is reversed, and the cause is
remanded for further proceedings.
It is so ordered.
MR. JUSTICE DOUGLAS concurs in the result for the reasons stated
in his dissenting opinion in
Hannah v. Larche,
363 U. S. 420,
363 U. S.
493-508 (1960).
[
Footnote 1]
The constitutionality of the Act was upheld in
Martone v.
Morgan, 21 La. 993, 207 So. 2d 770,
appeal dismissed,
393 U. S. 12 (1968)
(petition for rehearing pending).
[
Footnote 2]
"[I]ts power, authority or jurisdiction shall in no case extend
to (1) any matter which is solely an 'unfair labor practice' or an
'unfair employment practice' or a legitimate labor dispute under
the provisions of any federal or state law; or (2) any matter which
relates to legitimate economic issues arising between labor and
management or the manner in which such labor practices or economic
issues are to be settled between the parties, whether by
negotiation, arbitration, lockout or strike; or (3) any matter
which relates solely to the internal affairs of labor
organizations, including but not necessarily restricted to
membership policies, election procedures, membership rights and
like matters; or (4) any alleged acts of violence or threats of
violence or so-called 'mass picketing,' or like conduct by either
an employer or a union, which is not related to bribery or
extortion, as defined by law, but which is related only to an
organizational objective of a labor union or which is related only
to furthering the interests of one side or the other in a 'labor
dispute,' as that term is defined by federal or state law, such
conduct being already regulated by and subject to the police power
of the state, exercised through such agencies as the Division of
State Police; or (5) any matter which relates solely to the
internal affairs of any business organization, including but not
necessarily restricted to its labor and business policy and general
operations, or (6) any matters which constitute a combination of
any two or more of these."
La.Rev.Stat.Ann. § 23:880.6B (Supp. 1969).
[
Footnote 3]
Appellant does not assign this ruling as error on this
appeal.
[
Footnote 4]
See n 2,
supra.
MR. JUSTICE BLACK, concurring.
I concur in the Court's judgment and in much of what is said in
the prevailing opinion. I cannot agree, however, to reaffirming
Hannah v. Larche, 363 U. S. 420. I
joined the dissent of MR. JUSTICE DOUGLAS in the
Hannah
case, and still adhere to that dissent. The Louisiana law here,
like the federal law considered in the
Hannah case, is, in
my judgment, nothing more nor less than a scheme for a nonjudicial
tribunal to charge, try, convict, and punish people without courts,
without juries, without lawyers, without witnesses -- in short,
without
Page 395 U. S. 433
any of the procedural protections that the Bill of Rights
provides. The Louisiana law is reminiscent of the old Parliamentary
and Ecclesiastical Commission trials which took away the liberty of
John Lilburne and his contemporaries without due process of law --
that is, without giving them the benefit of a trial in accordance
with the law of the land. For these reasons, I believe that the
Louisiana law denies due process of law.
MR. JUSTICE HARLAN, whom MR. JUSTICE STEWART and MR. JUSTICE
WHITE join, dissenting.
Swept up in a constitutional revolution of its own making, the
Court has a tendency to lose sight of the principles that have
traditionally defined and limited its role in our political system.
Constitutional adjudication is a responsibility we cannot shirk.
But it is a grave and extraordinary process, one of last resort.
And when it cannot legitimately be avoided, it is a function that
must be performed with the utmost circumspection and precision,
lest the Court's opinions emanate radiations which unintentionally,
and spuriously, indicate views on matters we have not fully
considered.
Over the years, the Court has evolved a number of principles
designed to assure that we act within our proper confines. Perhaps
the most fundamental of these is that we adjudicate only when, and
to the extent that, we are presented with an actual and concrete
controversy. Today, in its haste to make new constitutional
doctrine, the Court turns this principle on its head as it attempts
to create a controversy out of a complaint which alleges none. With
respect, I must dissent.
I
Only last Term, in
Flast v. Cohen, 392 U. S.
83 (1968), the Court reaffirmed the proposition
that,
"when standing [to sue] is placed in issue in a case, the
question is
Page 395 U. S. 434
whether the person whose standing is challenged is a proper
party to request an adjudication of a particular issue . . . ,"
id. at
392 U. S.
99-100, that is, "whether there is a logical nexus
between the status asserted and the claim sought to be
adjudicated."
Id. at
392 U. S. 102.
In the present context, this means simply that, for a plaintiff to
challenge a particular course of conduct pursued or threatened to
be pursued by a defendant, it is not enough for the plaintiff to
allege that he has been or will be injured by the defendant; the
plaintiff must further claim that the injury to him (or to those
whom he has status to represent [
Footnote 2/1]) results from the particular course of
conduct he challenges.
Appellant in the case at bar attacks the constitutional validity
of certain specific statutory procedures of the Louisiana
Labor-Management Commission of Inquiry. Applying the principle
stated above, it is not sufficient that he may be injured by the
Commission or its members in some way. The injury must be alleged
to arise out of, or relate to, the application of the procedures in
question. The most generous reading of appellant's complaint cannot
mask the simple truth that it falls short of this minimal
requirement.
At the risk of wearying the reader, I must deal with appellant's
pleadings in some detail. The relevant portion of the complaint,
and that relied upon by the Court, is part IV ("Facts"), which
contains 17 operative paragraphs.
Paragraphs 1-3 identify the plaintiff and defendants.
Paragraphs 6 characterize the Commission as an "executive trial
agency," and outline its investigative functions. Paragraph 7 avers
that the Commission's procedures for performing these functions are
constitutionally
Page 395 U. S. 435
defective with respect to matters of counsel, confrontation,
compulsory process, rules of evidence, standards of guilt, right of
appeal, and self-incrimination. Nowhere, either directly or
indirectly, do these paragraphs intimate that
appellant
(or, for that matter, anyone else) has been affected by the
procedures themselves and their asserted effects.
Paragraph 8 should be quoted in full:
"Furthermore, complainant alleges that said defendants, their
agents, representatives and employees, and those acting in concert
with them, in connection with the administration of the provisions
of said Act, have singled out complainant and members of Teamsters
Local No. 5 as a special class of persons for repressive and
willfully punitive action solely because they are members of said
Teamsters Local No. 5, in furtherance of which a deliberate effort
has been made and continues to be made by said officials,
spearheaded by defendant McKeithen, while acting under color of
state law, to destroy the current power structure of the labor
union aforesaid and said union to which complainant belongs as a
member and through which he experiences economic survival, and to
install a new power structure oriented and subservient to the James
R. Hoffa group or clique of the International Brotherhood of
Teamsters, Chauffeurs, Warehousemen and Helpers of America; this
effort has included and continues to include(a) the deliberate
circulation for public consumption of willful falsehoods about
members of said labor union, such as characterizing said members as
'hoodlums' and 'gangsters,' comparable in depravity to the sinister
Mafia gangsters of underworld criminals, while masking such lawless
conduct behind a verbal facade of law and order, (b) the
indiscriminate filing of
Page 395 U. S. 436
criminal charges against members of said labor union, where
there exists no justifiable basis therefor and the concomitant
exaction of excessive bail bonds, (c) the intimidating of public
officials into carrying out the tyrannical aims of such
indiscriminate criminal prosecution, and (d) the dictatorial use of
the powers of the office of Governor of Louisiana in furtherance
thereof."
In paragraph 9, appellant avers, "as more specifically applies
to him," that appellees conspired to file false criminal charges
against him. Paragraphs 114 describe in detail the chronology and
conduct of the resulting criminal proceedings.
Paragraph 15 alleges that appellees intimidated certain persons
(not including appellant) in order to elicit false statements to
bring about the prosecution of other persons (not including
appellant).
Finally, paragraph 16 contains the usual averments requisite to
equitable and declaratory relief, and paragraph 17 requests a
temporary restraining order.
Reading and re-reading these many paragraphs of legal and
factual averments, one cannot help but be struck by the conspicuous
absence of any claim that appellant has been or will be
investigated by the Commission, or called as a witness before it,
or identified in its findings, or, indeed, subjected to any of its
processes. [
Footnote 2/2] Can this
lacuna be filled by implication? I believe not.
Only paragraphs 9-14 relate specifically to appellant, and they
contain no hint that the filing of the criminal informations
against him was the result of the Commission's use of any of the
procedures which the Court today indicates are constitutionally
suspect. And assuming, contrary to fact,
see 395
U.S. 411fn2/1|>n. 1,
supra, that appellant
represents
Page 395 U. S. 437
others besides himself in this action, the only other arguably
germane paragraph is 8(a), which alleges the "deliberate
circulation for public consumption of willful falsehoods about
members of said labor union." This paragraph conspicuously omits
any suggestion that such "falsehoods" were the result of testimony
before the Commission, or that they were contained in the
Commission's "findings" -- a term that is repeatedly emphasized in
the earlier description of the Commission's functions.
The complaint's utter failure to allege any connection between
the injuries asserted to have been suffered by appellant and the
procedures complained of is not, on any objective reading of the
complaint, an accidental omission or the result of counsel's
"inartfulness" -- as my Brother MARSHALL would put it. In my view,
the only plausible inference -- especially when it is remembered
that appellant was represented by counsel throughout this
litigation -- is that such allegations were omitted because
appellant had no facts to support them. [
Footnote 2/3]
The prevailing opinion's strained construction of the complaint
goes well beyond the principle, with which I have no quarrel, that
federal pleadings should be most liberally construed. It entirely
undermines an important function of the federal system of procedure
-- that of disposing of unmeritorious and unjusticiable claims at
the outset, before the parties and courts must undergo the expense
and time-consumed by evidentiary hearings.
Accordingly, I would sustain the dismissal of the complaint on
the ground that appellant has not shown himself to have standing to
challenge the Commission's procedures.
Page 395 U. S. 438
II
Because the complaint is barren of.any indication of the manner
in which appellant is affected by the Commission's formal
procedures, the prevailing opinion is required to make its own
assumptions. It places appellant in the vague position of "a person
being investigated" by the Commission,
ante at
395 U. S. 428,
395 U. S. 429,
and thence proceeds to discuss the rights of such a person to
confront witnesses and to offer evidence in his own behalf. The
prevailing opinion appears understandably reluctant to commit
itself to very much. As I read the opinion, it does not state that
any of the Commission's procedures are actually unconstitutional,
but holds only that there is enough latent in the complaint that
the case should proceed to trial.
Of necessity, however, my Brother MARSHALL has to examine some
of the constitutional issues sought to be raised by appellant in
order to justify a remand, and his discussion leaves radiations
which are, at least, unclear. Reluctant as I am, under the
circumstances of this case, to discuss the merits, I therefore feel
compelled to outline my own views. I am not certain to what extent
they comport with those of the majority.
The prevailing opinion fails to articulate what I deem to be a
constitutionally significant distinction between two kinds of
governmental bodies. The first is an agency whose sole or
predominant function, without serving any other public interest, is
to expose and publicize the names of persons it finds guilty of
wrongdoing. To the extent that such a determination -- whether
called a "finding" or an "adjudication" -- finally and directly
affects the substantial personal interests, I do not doubt that the
Due Process Clause may require that it be accompanied by many of
the traditional adjudicatory procedural safeguards.
Cf. Joint
Anti-Fascist Refugee Committee v. McGrath, 341 U.
S. 123 (1951).
Page 395 U. S. 439
By the terms of the Louisiana legislation, the appellee
Commission is not of this sort. Its authority is "investigatory and
factfinding only." La.Rev.Stat.Ann. § 23:880.6A (Supp. 1969).
Its stated purpose is
"to supplement and assist the efforts and activities of the
several district attorneys, grand juries and other law enforcement
officials and agencies of the State of Louisiana."
Preamble to Act No. 2. Its duty, when it finds probable cause to
believe that the criminal laws have been violated, is to
"report its findings and recommendations to the proper federal
and state authorities . . . charged with the responsibility for
prosecution of criminal offenses,"
or to file charges itself. La.Rev.Stat.Ann. § 23:880.7B
(Supp. 1969). The Commission has no authority to adjudicate a
person's guilt or innocence, and its recommendations and findings
have no legal consequences whatsoever.
Id. §
23:880.7A (Supp. 1969).
The Commission thus bears close resemblance to certain federal
administrative agencies,
infra this page and
395 U. S. 440,
and to the offices of prosecuting attorneys. These agencies have
one salient feature in common, which distinguishes them from those
designed simply to "expose." None of them is the final arbiter of
anyone's guilt or innocence. Each, rather, plays only a preliminary
role, designed, in the usual course of events, to initiate a
subsequent formal proceeding in which the accused will enjoy the
full panoply of procedural safeguards. For this reason, and because
such agencies could not otherwise practicably pursue their
investigative functions, they have not been required to follow
"adjudicatory" procedures.
I see no constitutionally relevant distinction between this
State Commission and the federal administrative agencies that
perform investigative functions designed to discover violations
which may result in the initiation of criminal proceedings. In
Hannah v. Larche, 363 U. S. 420,
363 U. S.
445-448,
363 U. S.
454-485 (1960), the Court expressly
Page 395 U. S. 440
condoned the denial of "rights such as apprisal, confrontation,
and cross-examination" in such "nonadjudicative, factfinding
investigations."
Id. at
363 U. S. 446.
The Court recognized, for example, that the Federal Trade
Commission
"could not conduct an efficient investigation if persons being
investigated were permitted to convert the investigation into a
trial. We have found no authorities suggesting that the rules
governing Federal Trade Commission investigations violate the
Constitution, and this is understandable, since any person
investigated by the Federal Trade Commission will be accorded all
the traditional judicial safeguards at a subsequent adjudicative
proceeding. . . ."
Id. at
363 U. S. 446.
And the Court said of the Securities and Exchange Commission:
"Although the Commission's Rules provide that parties to
adjudicative proceedings shall be given detailed notice of the
matters to be determined, . . . and a right to cross-examine
witnesses appearing at the hearing, . . . those provisions of the
Rules are made specifically inapplicable to investigations, . . .
even though the Commission is required to initiate civil or
criminal proceedings if an investigation discloses violations of
law. Undoubtedly, the reason for this distinction is to
prevent the sterilization of investigations by burdening them with
trial-like procedures."
Id. at
363 U. S.
446-448. (Emphasis added.)
The statutory safeguards afforded persons being investigated by
the Louisiana Commission are at least equal to those provided by
most of these federal agencies.
See id. at
363 U. S.
454-485.
The Commission's functions also find close analogies in the
investigations and determinations that take place
Page 395 U. S. 441
daily in the offices of state and federal prosecuting attorneys.
In both instances, the responsible officials proceed by
interrogating persons with knowledge of possible violations of the
criminal law. If the prosecutor believes that an individual has
committed a crime, he files an information or seeks a grand jury
indictment. When the Commission reaches a similar conclusion, it
turns its intelligence over to a prosecutor so that he may initiate
the formal criminal process.
For obvious reasons, it has not been seriously suggested that a
"person under investigation" by a district attorney has any of the
"adjudicative" constitutional rights at the investigative stage.
[
Footnote 2/4] These rights attach
only after formal proceedings have been initiated. Nor, of course,
does one under investigation have a constitutional right that the
investigations be conducted in secrecy, or that the official keep
his plans to prosecute confidential. The decision whether or not to
disclose these matters rests in the sound discretion of the
responsible public official. Various factors, such as the fear that
a suspect will flee or the concern for obtaining an unbiased jury
when the matter comes to trial, may militate in favor of secrecy.
On the other hand, an appropriate disclosure of a pending
investigation may bring forth witnesses and evidence, and serves a
proper ancillary function in keeping the public informed. [
Footnote 2/5]
Page 395 U. S. 442
The Commission's operations differ from those of a prosecuting
attorney in one important respect, however. The very formality of
the Commission's investigatory process may lend greater credibility
and a greater aura of official sanction to the testimony given
before it and to its findings. Although, in this respect, the
Commission is not different from the federal agencies discussed
above, I am not ready to say that the collateral consequences of
government-sanctioned opprobrium may not, under some circumstances,
entitle a person to some right, consistent with the Commission's
efficient performance of its investigatory duties, to have his
public say in rebuttal. However, the Commission's procedures are
far from being niggardly in this respect. They include not only the
right to make a personal appearance, but also the right to submit
the statements of others, and, under some circumstances, to present
questions to adverse witnesses. This is far more than is given
persons under investigation by the federal agencies, and certainly
serves adequately to neutralize any adverse collateral effects of
the Commission's investigative proceedings.
As I noted above, the very insubstantiality of appellant's
complaint leaves it unclear what the Court holds today. It may be
that some of my Brethren understand the complaint to allege that,
in fact, the Commission acts primarily as an agency of "exposure,",
rather than one which serves the ends required by the state
statutes. If so -- although I do not believe that the complaint can
be reasonably thus construed -- the area of disagreement between us
may be small or nonexistent.
Before the Court holds that a purely investigatory agency must
adopt the full roster of adjudicative safeguards,
Page 395 U. S. 443
however, it would do well to heed carefully its own warning in
Hannah that such a requirement "would make a shambles of
the investigation and stifle the agency in its gathering of facts."
363 U.S. at
363 U. S. 444.
Such a requirement would not only incapacitate state criminal
investigatory bodies at a time when their need cannot be gainsaid,
but would cast a broad shadow of doubt over the propriety of
longstanding procedures employed by many federal agencies --
procedures which, less than a decade ago, the Court believed to be
proper and necessary.
[
Footnote 2/1]
As the prevailing opinion notes,
ante at
395 U. S. 420,
and n. 3, appellant does not assign as error the District Court's
holding that this was not a proper class action.
[
Footnote 2/2]
And, of course, there is no suggestion that appellant ever
requested that the Commission accord him any of the rights of whose
absence he complains.
[
Footnote 2/3]
This inference is supported by the Report of the
Labor-Management Commission of Inquiry, filed in this Court, which,
other than mentioning the litigation challenging the Commission,
nowhere refers to this appellant.
[
Footnote 2/4]
Of course, a person called upon to participate in the
investigation,
e.g., by answering questions, may have
relevant rights at this stage.
Cf., e.g., Mancusi v.
DeForte, 392 U. S. 364
(1968). But appellant does not intimate, and the majority does not
assume, that he has been or will be subpoenaed to testify or
produce documents.
[
Footnote 2/5]
It is ironic that appellant should complain of the open nature
of the Commissions proceedings. The statutory requirement that the
Commission "shall base its findings and reports only upon evidence
and testimony given at public hearings," La.Rev.Stat.Ann. §
23:880.12A (Supp. 1969), is plainly designed to protect witnesses
and persons under investigation from what some members of the Court
have criticized as secret inquisitions or Star Chamber proceedings.
See In re Groban, 352 U. S. 330,
352 U. S. 337
(1957) (BLACK, J., dissenting);
Anonymous v. Baker,
360 U. S. 287,
360 U. S. 298
(1959) (BLACK, J., dissenting).