Under the Ohio election laws a new political party seeking
ballot position in presidential elections must obtain petitions
signed by qualified electors totaling 15% of the number of ballots
cast in the last gubernatorial election, and must file these
petitions early in February of the election year. These
requirements and other restrictive statutory provisions virtually
preclude a new party's qualifying for ballot position, and no
provision exists for independent candidates doing so. The
Republican and Democratic Parties may retain their ballot positions
by polling 10% of the votes in the last gubernatorial election, and
need not obtain signature petitions. The Ohio American Independent
Party (an appellant in No. 543), was formed in January, 1968, and,
during the next six months, by securing over 450,000 signatures,
exceeded the 15% requirement but was denied ballot position because
the February deadline had expired. The Socialist Labor Party (an
appellant in No. 544), an old party with a small membership, could
not meet the 15% requirement. Both Parties brought actions
challenging the Ohio election laws as violating the Equal
Protection Clause of the Fourteenth Amendment. A three-judge
District Court held those laws unconstitutional and ruled that the
Parties were entitled to write-in space, but not ballot position.
The Parties appealed to this Court. The Independent Party
immediately sought interlocutory relief from MR. JUSTICE STEWART,
which he granted by order after a hearing at which Ohio represented
that it could place the Party's name on the ballot without
disrupting the election if there was not a long delay. Several days
after that order, the Socialist Labor Party sought a stay which he
denied because of that Party's failure to move quickly for relief,
the State having represented that, at that time, the granting of
relief would disrupt the election.
Held:
1. The controversy in these cases is justiciable. P.
393 U. S.
28.
Page 393 U. S. 24
2. State laws enacted pursuant to Art. II, § 1, of the
Constitution to regulate the selection of electors must meet the
requirements of the Equal Protection Clause of the Fourteenth
Amendment. Pp.
393 U. S.
28-29.
3. Ohio's restrictive election laws, taken as a whole, are
invidiously discriminatory and violate the Equal Protection Clause
because they give the two old, established parties a decided
advantage over new parties. Pp.
393 U. S.
30-34.
(a) The state laws here involved heavily burden the right of
individuals to associate for the advancement of political beliefs
and the right of qualified voters to cast their votes effectively.
Pp.
393 U. S.
30-31.
(b) The State has shown no "compelling interest" justifying
those burdens. Pp.
393 U. S.
31-32.
4. Under the circumstances here, Ohio must allow the Independent
Party and its candidates for President and Vice President to remain
on the ballot, subject to compliance with valid state laws. Ohio is
not at this late date required to place the Socialist Labor Party
on the ballot for the coming election. Pp.
393 U. S.
34-35.
290 F.
Supp. 983, No. 543, modified; No. 544, affirmed.
MR. JUSTICE BLACK delivered the opinion of the Court.
The State of Ohio, in a series of election laws, has made it
virtually impossible for a new political party, even though it has
hundreds of thousands of members, or an old party which has a very
small number of members, to be placed on the state ballot to choose
electors pledged to particular candidates for the Presidency and
Vice Presidency of the United States.
Ohio Revised Code, § 3517.01, requires a new party to
obtain petitions signed by qualified electors totaling 15%
Page 393 U. S. 25
of the number of ballots cast in the last preceding
gubernatorial election. The detailed provisions of other Ohio
election laws result in the imposition of substantial additional
burdens, which were accurately summarized in Judge Kinneary's
dissenting opinion in the court below and were substantially agreed
on by the other members of that court. [
Footnote 1] Together, these various restrictive provisions
make it virtually impossible for any party to qualify on the ballot
except the Republican and Democratic Parties. These two Parties
face substantially smaller burdens because they are allowed to
retain their
Page 393 U. S. 26
positions on the ballot simply by obtaining 10% of the votes in
the last gubernatorial election, and need not obtain any signature
petitions. Moreover, Ohio laws make no provision for ballot
position for independent candidates, as distinguished from
political parties. The State of Ohio claims the power to keep
minority parties and independent candidates off the ballot under
Art. II, § 1, of the Constitution, which provides that:
"Each State shall appoint, in such Manner as the Legislature
thereof may direct, a Number of Electors, equal to the whole Number
of Senators and Representatives to which the State may be entitled
in the Congress. . . ."
The Ohio American Independent Party, an appellant in No. 543,
and the Socialist Labor Party, an appellant in No. 544, both
brought suit to challenge the validity of these Ohio laws as
applied to them, on the ground that they deny these Parties and the
voters who might wish to vote for them the equal protection of the
laws, guaranteed against state abridgment by the Equal Protection
Clause of the Fourteenth Amendment. The three-judge District Court
designated to try the case ruled these restrictive Ohio election
laws unconstitutional, but refused to grant the Parties the full
relief they had sought,
290 F.
Supp. 983 (D.C.S.D. Ohio 1968), and both Parties have appealed
to this Court. The cases arose in this way:
The Ohio American Independent Party was formed in January, 1968,
by Ohio partisans of former Governor George C. Wallace of Alabama.
During the following six months, a campaign was conducted for
obtaining signatures on petitions to give the Party a place on the
ballot, and over 450,000 signatures were eventually obtained, more
than the 433,100 required. The State contends, and the Independent
Party agrees, that, due to the interaction of several provisions of
the Ohio laws, such petitions were required to be filed by February
7, 1968,
Page 393 U. S. 27
and so the Secretary of the State of Ohio informed the Party
that it would not be given a place on the ballot. Neither in the
pleadings, the affidavits before the District Court, the arguments
there, nor in our Court has the State denied that the petitions
were signed by enough qualified electors of Ohio to meet the 15%
requirement under Ohio law. Having demonstrated its numerical
strength, the Independent Party argued that this and the other
burdens, including the early deadline for filing petitions and the
requirement of a primary election conforming to detailed and
rigorous standards, denied the Party and certain Ohio voters equal
protection of the laws. The three-judge District Court unanimously
agreed with this contention, and ruled that the State must be
required to provide a space for write-in votes. A majority of the
District Court refused to hold, however, that the Party's name must
be printed on the ballot, on the ground that Wallace and his
adherents had been guilty of "laches" by filing their suit too late
to allow the Ohio Legislature an opportunity to remedy, in time for
the presidential balloting, the defects which the District Court
held the law possessed. The appellants in No. 543 then moved before
MR. JUSTICE STEWART, Circuit Justice for the Sixth Circuit, for an
injunction which would order the Party's candidates to be put on
the ballot pending appeal. After consulting with the other members
of the Court who were available, and after the State represented
that the grant of interlocutory relief would be in the interests of
the efficient operation of the electoral machinery if this Court
considered the chances of successful challenge to the Ohio statutes
good, MR. JUSTICE STEWART granted the injunction.
The Socialist Labor Party, an appellant in No. 544, has all the
formal attributes of a regular party. It has conventions and a
State Executive Committee, as required by the Ohio law, and it was
permitted to have a place on
Page 393 U. S. 28
the ballot until 1948. Since then, however, it has not filed
petitions with the total signatures required under new Ohio laws
for ballot position, and, indeed, it conceded it could not do so
this year. The same three-judge panel heard the Party's suit and
reached a similar result -- write-in space was ordered, but ballot
position was denied the Socialist Labor Party. In this case, the
District Court assigned both the Party's small membership of 108
and its delay in bringing suit as reasons for refusing to order
more complete relief for the 1968 election. A motion to stay the
District Court's judgment was presented to MR. JUSTICE STEWART
several days after he had ordered similar relief in the Independent
Party case. The motion was denied principally because of the
Socialist Party's failure to move quickly to obtain relief, with
the consequent confusion that would be caused by requiring Ohio
once again to begin completely reprinting its election ballots, but
the case was set by this Court for oral argument, along with the
Independent Party case.
I
Ohio's claim that the political question doctrine precludes
judicial consideration of these cases requires very little
discussion. That claim has been rejected in cases of this kind
numerous times. It was rejected by the Court unanimously in 1892 in
the case of
McPherson v. Blacker, 146 U. S.
1,
146 U. S. 23-24,
and more recently it has been squarely rejected in
Baker v.
Carr, 369 U. S. 186,
369 U. S.
208-237 (1962), and in
Wesberry v. Sanders,
376 U. S. 1,
376 U.S. 7 (1964). Other
cases to the same effect need not now be cited. These cases do
raise a justiciable controversy under the Constitution, and cannot
be relegated to the political arena.
II
The State also contends that it has absolute power to put any
burdens it pleases on the selection of electors
Page 393 U. S. 29
because of the First Section of the Second Article of the
Constitution, providing that "Each State shall appoint, in such
Manner as the Legislature thereof may direct, a Number of Electors
. . ." to choose a President and Vice President. There of course
can be no question but that this section does grant extensive power
to the States to pass laws regulating the selection of electors.
But the Constitution is filled with provisions that grant Congress
or the States specific power to legislate in certain areas; these
granted powers are always subject to the limitation that they may
not be exercised in a way that violates other specific provisions
of the Constitution. For example, Congress is granted broad power
to "lay and collect Taxes," [
Footnote 2] but the taxing power, broad as it is, may not
be invoked in such a way as to violate the privilege against
self-incrimination. [
Footnote
3] Nor can it be thought that the power to select electors
could be exercised in such a way as to violate express
constitutional commands that specifically bar States from passing
certain kinds of laws. Clearly, the Fifteenth and Nineteenth
Amendments were intended to bar the Federal Government and the
States from denying the right to vote on grounds of race and sex in
presidential elections. And the Twenty-fourth Amendment clearly and
literally bars any State from imposing a poll tax on the right to
vote "for electors for President or Vice President." Obviously we
must reject the notion that Art. II, § 1, gives the States
power to impose burdens on the right to vote where such burdens are
expressly prohibited in other constitutional provisions. We
therefore hold that no State can pass a law regulating elections
that violates the Fourteenth Amendment's command that "No State
shall . . . deny to any person . . . the equal protection of the
laws."
Page 393 U. S. 30
III
We turn then to the question whether the court below properly
held that the Ohio laws before us result in a denial of equal
protection of the laws. It is true that this Court has firmly
established the principle that the Equal Protection Clause does not
make every minor difference in the application of laws to different
groups a violation of our Constitution. But we have also held many
times that "invidious" distinctions cannot be enacted without a
violation of the Equal Protection Clause. [
Footnote 4] In determining whether or not a state law
violates the Equal Protection Clause, we must consider the facts
and circumstances behind the law, the interests which the State
claims to be protecting, and the interests of those who are
disadvantaged by the classification. [
Footnote 5] In the present situation, the state laws place
burdens on two different, although overlapping, kinds of rights --
the right of individuals to associate for the advancement of
political beliefs, and the right of qualified voters, regardless of
their political persuasion, to cast their votes effectively. Both
of these rights, of course, rank among our most precious freedoms.
We have repeatedly held that freedom of association is protected by
the First Amendment. [
Footnote
6] And, of course, this freedom protected against federal
encroachment by the First Amendment is entitled under the
Fourteenth Amendment to the same
Page 393 U. S. 31
protection from infringement by the States. [
Footnote 7] Similarly, we have said with reference
to the right to vote:
"No right is more precious in a free country than that of having
a voice in the election of those who make the laws under which, as
good citizens, we must live. Other rights, even the most basic, are
illusory if the right to vote is undermined. [
Footnote 8]"
No extended discussion is required to establish that the Ohio
laws before us give the two old, established parties a decided
advantage over any new parties struggling for existence, and thus
place substantially unequal burdens on both the right to vote and
the right to associate. The right to form a party for the
advancement of political goals means little if a party can be kept
off the election ballot, and thus denied an equal opportunity to
win votes. So also, the right to vote is heavily burdened if that
vote may be cast only for one of two parties at a time when other
parties are clamoring for a place on the ballot. In determining
whether the State has power to place such unequal burdens on
minority groups where rights of this kind are at stake, the
decisions of this Court have consistently held that
"only a compelling state interest in the regulation of a subject
within the State's constitutional power to regulate can justify
limiting First Amendment freedoms."
NAACP v. Button, 371 U. S. 415,
371 U. S. 438
(1963).
The State has here failed to show any "compelling interest"
which justifies imposing such heavy burdens on the right to vote
and to associate.
The State asserts that the following interests are served by the
restrictions it imposes. It claims that the State may validly
promote a two-party system in order to encourage
Page 393 U. S. 32
compromise and political stability. The fact is, however, that
the Ohio system does not merely favor a "two-party system"; it
favors two particular parties the Republicans and the Democrat --
and, in effect, tends to give them a complete monopoly. There is,
of course, no reason why two parties should retain a permanent
monopoly on the right to have people vote for or against them.
Competition in ideas and governmental policies is at the core of
our electoral process and of the First Amendment freedoms. New
parties struggling for their place must have the time and
opportunity to organize in order to meet reasonable requirements
for ballot position, just as the old parties have had in the
past.
Ohio makes a variety of other arguments to support its very
restrictive election laws. It points out, for example, that, if
three or more parties are on the ballot, it is possible that no one
party would obtain 50% of the vote, and the runner-up might have
been preferred to the plurality winner by a majority of the voters.
Concededly, the State does have an interest in attempting to see
that the election winner be the choice of a majority of its voters.
But to grant the State power to keep all political parties off the
ballot until they have enough members to win would stifle the
growth of all new parties working to increase their strength from
year to year. Considering these Ohio laws in their totality, this
interest cannot justify the very severe restrictions on voting and
associational rights which Ohio has imposed.
The State also argues that its requirement of a party structure
and an organized primary insures that those who disagree with the
major parties and their policies "will be given a choice of
leadership, as well as issues," since any leader who attempts to
capitalize on the disaffection of such a group is forced to
submit
Page 393 U. S. 33
to a primary in which other, possibly more attractive, leaders
can raise the same issues and compete for the allegiance of the
disaffected group. But while this goal may be desirable, Ohio's
system cannot achieve it. Since the principal policies of the major
parties change to some extent from year to year, and since the
identity of the likely major party nominees may not be known until
shortly before the election, this disaffected "group" will rarely,
if ever, be a cohesive or identifiable group until a few months
before the election. Thus, Ohio's burdensome procedures, requiring
extensive organization and other election activities by a very
early date, operate to prevent such a group from ever getting on
the ballot, and the Ohio system thus denies the "disaffected" not
only a choice of leadership, but a choice on the issues, as
well.
Finally, Ohio claims that its highly restrictive provisions are
justified because, without them, a large number of parties might
qualify for the ballot, and the voters would then be confronted
with a choice so confusing that the popular will could be
frustrated. But the experience of many States, including that of
Ohio prior to 1948, demonstrates that no more than a handful of
parties attempts to qualify for ballot positions even when a very
low number of signatures, such as 1% of the electorate, is
required. [
Footnote 9] It is
true that the existence of multitudinous fragmentary groups might
justify some regulatory control, but, in Ohio at the present time,
this danger seems to us no more than "theoretically imaginable."
[
Footnote 10] No such remote
danger can justify the immediate and crippling impact on the basic
constitutional rights involved in this case.
Page 393 U. S. 34
Of course, the number of voters in favor of a party, along with
other circumstances, is relevant in considering whether state laws
violate the Equal Protection Clause. And, as we have said, the
State is left with broad powers to regulate voting, which may
include laws relating to the qualification and functions of
electors. But here, the totality of the Ohio restrictive laws,
taken as a whole, imposes a burden on voting and associational
rights which we hold is an invidious discrimination, in violation
of the Equal Protection Clause.
IV
This leaves only the propriety of the judgments of the District
Court. That court held that the Socialist Labor Party could get
relief to the extent of having the right, despite Ohio laws, to get
the advantage of write-in ballots. It restricted the Independent
Party to the same relief. The Independent Party went before the
District Court, made its challenge, and prayed for broader relief,
including a judgment declaring the Ohio laws invalid. It also asked
that its name be put on the ballot along with the Democratic and
Republican Parties. The Socialist Labor Party also went to the
District Court and asked for the same relief. On this record,
however, the parties stand in different positions before us.
Immediately after the District Court entered its judgment, the new
Independent Party brought its case to this Court, where MR. JUSTICE
STEWART conducted a hearing. At that hearing, Ohio represented to
MR. JUSTICE STEWART that the Independent Party's name could be
placed on the ballot without disrupting the state election, but, if
there was a long delay, the situation would be different. It was
not until several days after that hearing was concluded, and after
MR. JUSTICE STEWART had issued his order staying the judgment
against the Independent Party, that the Socialist Labor Party asked
for similar relief. The State
Page 393 U. S. 35
objected on the ground that, at that time, it was impossible to
grant the relief to the Socialist Labor Party without disrupting
the process of its elections; accordingly, MR. JUSTICE STEWART
denied it relief, and the State now repeats its statement that
relief cannot be granted without serious disruption of election
process. Certainly, at this late date, it would be extremely
difficult, if not impossible, for Ohio to provide still another set
of ballots. Moreover, the confusion that would attend such a
last-minute change poses a risk of interference with the rights of
other Ohio citizens, for example, absentee voters. Under the
circumstances, we require Ohio to permit the Independent Party to
remain on the ballot, along with its candidates for President and
Vice President, subject, of course, to compliance with valid
regulatory laws of Ohio, including the law relating to the
qualification and functions of electors. We do not require Ohio to
place the Socialist Party on the ballot for this election. The
District Court's judgment is affirmed with reference to No. 544,
the Socialist Labor Party case, but is modified in No. 543, the
Independent Party case, with reference to granting that Party the
right to have its name printed on the ballot.
It is so ordered.
MR. JUSTICE STEWART concurs in the judgment in No. 544 insofar
as it denies equitable relief to the appellants.
* Together with No. 544,
Socialist Labor Party et al. v.
Rhodes, Governor of Ohio, et al., also on appeal from the same
court.
[
Footnote 1]
Judge Kinneary describes, in his dissenting opinion below, the
legal obstacles placed before a would-be third party even after the
15% signature requirement has been fulfilled:
First, at the primary election, the new party, or any
political party, is required to elect a state central committee
consisting of two members from each congressional district and
county central committees for each county in Ohio. [Ohio Rev.Code
§§ 3517.02-3517.04.]
Second, at the primary
election, the new party must elect delegates and alternates to a
national convention. [Ohio Rev.Code § 3505.10.] Since Section
3513.19.1, Ohio Rev.Code, prohibits a candidate from seeking the
office of delegate to the national convention or committeeman if he
voted as a member of a different party at a primary election in the
preceding four-year period, the new party would be required to have
over twelve hundred members who had not previously voted in another
party's primary, and who would be willing to serve as committeemen
and delegates.
Third, the candidates for nomination in the
primary would have to file petitions signed by qualified electors.
[Ohio Rev.Code § 3513.05.] The term "qualified electors" is
not adequately defined in the Ohio Revised Code [§
3501.01(H)], but a related section [§ 3513.19], provides that
a qualified elector at a primary election of a political party is
one who, (1) voted for a majority of that party's candidates at the
last election, or, (2) has never voted in any election before.
Since neither of the political party plaintiffs had any candidates
at the last preceding regular state election, they would, of
necessity, have to seek out members who had never voted before to
sign the nominating petitions, and it would be only these persons
who could vote in the primary election of the new party.
[
Footnote 2]
Art. I, § 8, cl. 1.
[
Footnote 3]
Marchetti v. United States, 390 U. S.
39 (1968);
Grosso v. United States,
390 U. S. 62
(1968).
[
Footnote 4]
Skinner v. Oklahoma, 316 U. S. 535,
316 U. S.
539-541 (1942);
Cox v. Louisiana, 379 U.
S. 536,
379 U. S. 557
(1965);
Yick Wo v. Hopkins, 118 U.
S. 356 (1886);
Brown v. Board of Education,
347 U. S. 483
(1954);
Loving v. Virginia, 388 U. S.
1 (1967).
[
Footnote 5]
See, e.g., Carrington v. Rash, 380 U. S.
89 (1965);
Skinner v. Oklahoma, supra.
[
Footnote 6]
Mine Workers v. Illinois Bar Assn., 389 U.
S. 217 (1967);
NAACP v. Button, 371 U.
S. 415 (1963);
NAACP v. Alabama, 357 U.
S. 449 (1958).
[
Footnote 7]
See New York Times Co. v. Sullivan, 376 U.
S. 254,
376 U. S.
276-277 (1964), and cases there cited.
[
Footnote 8]
Wesberry v. Sanders, supra, at
376 U. S. 17.
See also Carrington v. Rash, supra.
[
Footnote 9]
Forty-two States require third parties to obtain the signatures
of only 1% or less of the electorate in order to appear on the
ballot. It appears that no significant problem has arisen in these
States which have relatively lenient requirements for obtaining
ballot position.
[
Footnote 10]
Cf. Mine Workers v. Illinois Bar Assn., supra, at
389 U. S.
224.
MR. JUSTICE DOUGLAS.
I
Ohio, through an entangling web of election laws, has
effectively foreclosed its presidential ballot to all but
Republicans and Democrats. It has done so initially by abolishing
write-in votes so as to restrict candidacy
Page 393 U. S. 36
to names on the ballot; [
Footnote
2/1] it has eliminated all independent candidates through a
requirement that nominees enjoy the endorsement of a political
party; [
Footnote 2/2] it has
defined "political party" in such a way as to exclude virtually all
but the two major parties. [
Footnote
2/3]
A candidate who seeks a place on the Ohio presidential ballot
must first compile signatures of qualified voters who total at
least 15% of those voting in the last gubernatorial election. In
this election year, 1968, a candidate would need 433,100 such
signatures. Moreover, he must succeed in gathering them long before
the general election, since a nominating petition must be filed
with the Secretary of State in February. [
Footnote 2/4] That is not all: having compiled those
signatures, the candidate must further show that he has received
the nomination of a group which qualifies as a "political party"
within the meaning of Ohio law. [
Footnote 2/5] It is not enough to be an independent
candidate for President with wide popular support; one must trace
his support to a political party. [
Footnote 2/6]
To qualify as a party, a group of electors must participate in
the state primary, electing one of its members from each county
ward or precinct to a county central committee; two of its members
from each congressional district to a state central committee;
[
Footnote 2/7] and some of its
members as delegates and alternates to a national
Page 393 U. S. 37
convention. [
Footnote 2/8]
Moreover, those of its members who seek a place on the primary
ballot as candidates for positions as central committeemen and
national convention delegates must demonstrate that they did not
vote in any other party primary during the preceding four years;
[
Footnote 2/9] and must present
petitions of endorsement on their behalf by anywhere from five to
1,000 voters who likewise failed to vote for any other party in the
last preceding primary. [
Footnote
2/10] Thus, to qualify as a third party, a group must first
erect elaborate political machinery, and then rest it upon the
ranks of those who have proved both unwilling and unable to
vote.
Having elected a central committee, the group has it convene a
state convention attended by 500 delegates duly apportioned
throughout the State according to party strength. [
Footnote 2/11] Delegates to the state convention
then go on to choose presidential electors for certification on the
November ballot, while elected delegates to the national convention
go on to nominate their candidate for President. [
Footnote 2/12] Ohioans, to be sure, as a result of
the decision below, enjoy the opportunity of writing in the man of
their choice on the ballot. But, in a presidential election, a vote
for a candidate is only operative as a vote for the electors
representing him, and where the State has prevented that candidate
from presenting a slate of electors for certification, the write-in
vote has no effect. Furthermore, even where operative, the
write-ins are no substitute for a place on the ballot.
To force a candidate to rely on write-ins is to burden him with
disability. It makes it more difficult for him to get elected, and
for the voters to elect him.
Page 393 U. S. 38
These barriers of party, timing, and structure are great
obstacles. Taken together, they render it difficult, if not
impossible, for a man who disagrees with the two major parties to
run for President in Ohio, to organize an opposition, and to vote a
third ticket.
II
The selection of presidential electors is provided in Art. II,
§ 1, of the Constitution. It is unnecessary in this case to
decide whether electors are state, rather than federal, officials,
whether States may select them through appointment, rather than by
popular vote, or whether there is a constitutional right to vote
for them. For, in this case, Ohio has already provided for them to
be chosen by right of popular suffrage. Having done so, the
question is whether Ohio may encumber that right with conditions of
the character imposed here.
III
The First Amendment, made applicable to the States by reason of
the Fourteenth Amendment, lies at the root of these cases. The
right of association is one form of "orderly group activity"
(
NAACP v. Button, 371 U. S. 415,
371 U. S.
430), protected by the First Amendment. The right "to
engage in association for the advancement of beliefs and ideas"
(
NAACP v. Alabama, 357 U. S. 449,
357 U. S.
460), is one activity of that nature that has First
Amendment protection. As we said in
Bates v. Little Rock,
361 U. S. 516,
361 U. S.
523,
"freedom of association for the purpose of advancing ideas and
airing grievances is protected by the Due Process Clause of the
Fourteenth Amendment from invasion by the States."
And see Louisiana v. NAACP, 366 U.
S. 293,
366 U. S. 296.
At the root of the present controversy is the right to vote -- a
"fundamental political right" that is "preservative of all rights."
Yick Wo v. Hopkins, 118 U. S. 356,
118 U. S. 370.
The rights of expression
Page 393 U. S. 39
and assembly may be "illusory if the right to vote is
undermined."
Wesberry v. Sanders, 376 U. S.
1,
376 U. S. 17.
In our political life, third parties are often important
channels through which political dissent is aired:
"All political ideas cannot and should not be channeled into the
programs of our two major parties. History has amply proved the
virtue of political activity by minority, dissident groups, which
innumerable times have been in the vanguard of democratic thought
and whose programs were ultimately accepted. . . . The absence of
such voices would be a symptom of grave illness in our
society."
Sweezy v. New Hampshire, 354 U.
S. 234,
354 U. S.
250-251 (opinion of WARREN, C.J.).
The Equal Protection Clause of the Fourteenth Amendment permits
the States to make classifications, and does not require them to
treat different groups uniformly. Nevertheless, it bans any
"invidious discrimination."
Harper v. Virginia Board of
Elections, 383 U. S. 663,
383 U. S.
667.
That command protects voting rights and political groups
(
Carrington v. Rash, 380 U. S. 89), as
well as economic units, racial communities, and other entities.
When "fundamental rights and liberties" are at issue (
Harper v.
Virginia Board, supra, at
383 U. S.
670), a State has less leeway in making classifications
than when it deals with economic matters. I would think that a
State has precious little leeway in making it difficult or
impossible for citizens to vote for whomsoever they please and to
organize campaigns for any school of thought they may choose,
whatever part of the spectrum it reflects.
Cumbersome election machinery can effectively suffocate the
right of association, the promotion of political ideas and programs
of political action, and the right to vote. The totality of Ohio's
requirements has those effects. It is unnecessary to decide whether
Ohio has an interest, "compelling" or not, in abridging those
Page 393 U. S. 40
rights, because "the men who drafted our Bill of Rights did all
the
balancing' that was to be done in this field."
Konigsberg v. State Bar, 366 U. S. 36,
366 U. S. 61
(BLACK, J., dissenting). Appellees would imply that "no kind of
speech is to be protected if the Government can assert an interest
of sufficient weight to induce this Court to uphold its
abridgment." (Id. at 366 U. S. 67.) I
reject that suggestion. [Footnote
2/13]
A three-judge district court held that appellants were entitled
to the use of write-in ballots. Yet it refrained from ordering the
Ohio American Independent Party to be placed on the ballot, relying
partly on laches and partly on the presence of what it deemed to be
so-called "political" questions.
290 F.
Supp. 983. First Amendment rights, the right to vote, and other
"fundamental rights and liberties" (
Harper v. Virginia Board,
supra, at
383 U. S. 670)
have a well established claim to inclusion in justiciable, as
distinguished from "political," questions, and the relief the Court
grants meets the practical needs of appellees in preparing and
distributing the ballots.
The Socialist Labor Party, with a lineage that goes back to the
presidential contest in 1892, by 1964 was on the ballot in 16
States. Today, although it has only 108 members in Ohio, it
earnestly presses its claim for recognition. Yet it started the
present action so late that concededly it would now be impossible
to get its name on all the ballots. The relief asked is of such a
character that we properly decline to allow the federal courts to
play a disruptive role in this 1968 state election. On the merits,
however, the Socialist Labor Party has as strong a case as the
American Independent Party, as my Brother HARLAN states, and as the
Court apparently
Page 393 U. S. 41
agrees. It is therefore proper for us to grant it declaratory
relief.
Hence, I concur in today's decision; and, while my emphasis is
different from the Court's, I join its opinion.
[
Footnote 2/1]
Ohio Rev.Code § 3505.03 (1960 Repl. Vol.).
[
Footnote 2/2]
Independent candidacy in Ohio is limited to municipal offices,
Ohio Rev.Code §§ 3513.251-3513.252; county offices, Ohio
Rev.Code § 3513.256; state offices, and federal offices
excluding President, Ohio Rev.Code §§
3513.257-3513.258.
[
Footnote 2/3]
Ohio Rev.Code §§ 3505.10, 3513.05-3513.191,
3517.01-3517.04.
[
Footnote 2/4]
A candidate for President must first formulate a party by
gathering signatures, Ohio Rev.Code § 3517.01, which must, in
turn, be presented in time for the party to participate in the
state primary. Ohio Rev.Code §§ 3513.256-3513.262.
[
Footnote 2/5]
Ohio Rev.Code § 3513.258.
[
Footnote 2/6]
Ohio Rev.Code § 3505.10.
[
Footnote 2/7]
Ohio Rev.Code § 3517.02-3517.04.
[
Footnote 2/8]
Ohio Rev.Code § 3505.10.
[
Footnote 2/9]
Ohio Rev.Code § 3513.191.
[
Footnote 2/10]
Ohio Rev.Code § 3513.05.
[
Footnote 2/11]
Ohio Rev.Code § 3513.11.
[
Footnote 2/12]
Ohio Rev.Code § 3513.12.
[
Footnote 2/13]
Bates v. City of Little Rock, 361 U.
S. 516,
361 U. S. 528
(BLACK and DOUGLAS, JJ., concurring);
Smith v. California,
361 U. S. 147,
361 U. S. 157
(BLACK, J., concurring).
MR. JUSTICE HARLAN, concurring in the result.
I agree that the American Independent Party is entitled to have
the names of its Presidential and Vice Presidential candidates
placed on the Ohio ballot in the forthcoming election, but that,
for the practical reasons stated by the Court, the Socialist Labor
Party is not. However, I would rest this decision entirely on the
proposition that Ohio's statutory scheme violates the basic right
of political association assured by the First Amendment, which is
protected against state infringement under the Due Process Clause
of the Fourteenth Amendment.
See NAACP v. Button,
371 U. S. 415
(1963);
Bates v. Little Rock, 361 U.
S. 516 (1960);
NAACP v. Alabama, 357 U.
S. 449 (1958). It is true that Ohio has not directly
limited appellants' right to assemble or discuss public issues or
solicit new members.
Compare Thomas v. Collins,
323 U. S. 516
(1945);
De Jonge v. Oregon, 299 U.
S. 353 (1937);
Near v. Minnesota, 283 U.
S. 697 (1931). Instead, by denying the appellants any
opportunity to participate in the procedure by which the President
is selected, the State has eliminated the basic incentive that all
political parties have for conducting such activities, thereby
depriving appellants of much of the substance, if not the form, of
their protected rights. The right to have one's voice heard and
one's views considered by the appropriate governmental authority is
at the core of the right of political association.
It follows that the particular method by which Presidential
Electors are chosen is not of decisive importance
Page 393 U. S. 42
to a solution of the constitutional problem before us. Just as a
political group has a right to organize effectively so that its
position may be heard in court,
NAACP v. Button, supra, or
in the legislature,
cf. Eastern R. Presidents Conference v.
Noerr Motor Freight, Inc., 365 U. S. 127,
365 U. S.
137-138 (1961);
United States v. Rumely,
345 U. S. 41,
345 U. S. 46-47
(1953);
United States v. Harriss, 347 U.
S. 612,
347 U. S.
625-626 (1954); so it has the right to place its
candidate for the Presidency before whatever body has the power to
make the State's selection of Electors. Consequently, it makes no
difference that the State of Ohio may, under the Second Article of
the Constitution, place the power of Electoral selection beyond the
control of the general electorate. The requirement imposed by the
Due Process Clause remains the same no matter what the institution
to which the decision is entrusted, political groups have a right
to be heard before it. A statute that would require that all
Electors be members of the two major parties is subject to the same
constitutional challenge regardless of whether it is the
legislature, the people, or some other body that is empowered to
make the ultimate decision under the laws of the State.
Of course, the State may limit the right of political
association by invoking an impelling policy justification for doing
so. But as my Brother BLACK's opinion demonstrates, Ohio has been
able to advance no such justification for denying almost half a
million of its citizens their fundamental right to organize
effectively for political purposes. Consequently, it may not
exclude them from the process by which Presidential Electors are
selected.
In deciding this case of first impression, I think it
unnecessary to draw upon the Equal Protection Clause. [
Footnote 3/1]
Page 393 U. S. 43
I am by no means clear that equal protection doctrine,
especially as it has been propounded in the recent state
reapportionment cases,
e.g., Reynolds v. Sims,
377 U. S. 533
(1964), may properly be applied to adjudicate disputes involving
the mere procedure by which the President is selected, as that
process is governed by profoundly different principles. [
Footnote 3/2] Despite my doubts on this
score, I think it perfectly consistent and appropriate to hold the
Due Process Clause applicable. For I believe that our task is more
difficult than one which involves merely the mechanical application
of the commands to be found in the Fourteenth Amendment or in the
first section of the Second Article to the Constitution. Rather, we
must attempt to accommodate as best we may the narrow provision
drafted by the Philadelphia Convention with the broad principles
announced in the Fourteenth Amendment generations later.
A decision resting solely upon the Due Process Clause would
permit such an accommodation -- for such a holding fully respects
the original purposes and early development of the Electoral
College. When one looks beyond the language of Article II, and
considers the Convention's understanding of the College, Ohio's
restrictive approach is seen to undermine what the draftsmen
understood to be its very essence. The College was created to
permit the most knowledgeable members of the community to choose
the executive of a nation whose continental dimensions were thought
to preclude an informed choice
Page 393 U. S. 44
by the citizenry at large. [
Footnote
3/3] If a State declares that an entire class of citizens is
ineligible for the position of Elector, and that class is defined
in a way in which individual merit plays no part, it strikes at the
very basis of the College as it was originally conceived.
The constitutional grant of power to the States was intended for
a different purpose. While Madison reports that the popular
election of Electors on a district-by-district basis was the method
"mostly, if not exclusively, in view when the Constitution was
framed and adopted," 3 M. Farrand, The Records of the Federal
Convention of 1787, p. 45 (1911), it is quite clear that a
significant, if not dominant, group [
Footnote 3/4] at the Convention contemplated that
Electors would be chosen by other methods. It was to accommodate
these members that the state legislatures were given their present
leeway. [
Footnote 3/5] While,
during the first four decades of the Republic, the States did, in
fact, adopt a variety of methods for selecting their Electors,
[
Footnote 3/6] the parties in this
case
Page 393 U. S. 45
have pointed to, and I have found, no case in which the
legislature attempted by statute to restrict the class of the
enfranchised citizenry that could be considered for the office by
whatever body was to make the choice. [
Footnote 3/7]
Nothing in the history of the Electoral College from the moment
of its inception, then, indicates that the original understanding
of that institution would at all be compromised if we refuse to
read the language of Art. II, § 1, as granting a power of
arbitrary action which is so radically inconsistent with the
general principles of the Due Process Clause. Consequently, there
is no obstacle to a holding which denies the States, absent an
overriding state interest, the right to prevent third parties from
having an opportunity to put their candidates before the attention
of the voters or whatever other body the State has designated as
the one which is to choose Electors.
A word should be added about the constitutional status of Ohio's
requirement that a third party, to qualify for ballot position,
must collect the signatures of eligible voters in a number equal to
15% of those voting at the last gubernatorial election. As I do not
understand the State to contest the fact that Mr. Wallace and his
partisans have successfully gathered more than the 433,100
signatures required by law, we can only properly reach this issue
in the
Socialist Labor Party -- case for this Party did
not even attempt to comply with the
Page 393 U. S. 46
statutory command. While the Court's opinion, striking down
Ohio's statutory scheme in its entirety, does, as I read it, afford
the Socialist Labor Party declaratory relief from the 15%
provision, I think it well to deal with it more explicitly than the
Court has done.
In my view, this requirement, even when regarded in isolation,
must fall. As my Brother BLACK's opinion suggest, the only
legitimate interest the State may invoke in defense of this barrier
to third-party candidacies is the fear that, without such a
barrier, candidacies will proliferate in such numbers as to create
a substantial risk of voter confusion. [
Footnote 3/8] Ohio's requirement cannot be said to be
reasonably related to this interest. Even in the unprecedented
event of a complete and utter popular disaffection with the two
established parties, Ohio law would permit as many as six
additional party candidates to compete with the Democrats and
Republicans only if popular support should be divided relatively
evenly among the
Page 393 U. S. 47
new groups. And with fundamental freedoms at stake, such an
unlikely hypothesis cannot support an incursion upon protected
rights, especially since the presence of eight candidacies cannot
be said, in light of experience, to carry a significant danger of
voter confusion. As both Ohio's electoral history [
Footnote 3/9] and the actions taken by the
overwhelming majority of other States [
Footnote 3/10] suggest, opening the ballot to this
extent is perfectly consistent with the effective functioning of
the electoral process. In sum, I think that Ohio has fallen far
short of showing the compelling state interest necessary to
overcome this otherwise protected right of political
association.
Page 393 U. S. 48
Since Ohio's requirement is so clearly disproportionate to the
magnitude of the risk that it may properly act to prevent, I need
not reach the question of the size of the signature barrier a State
may legitimately raise against third parties on this ground. This
should be left to the Ohio Legislature in the first instance.
[
Footnote 3/1]
The fact that appellants have chosen to pitch their argument
throughout on the Equal Protection Clause does not, of course,
limit us in reaching our decision here.
[
Footnote 3/2]
At no stage in the complex process by which a President is
chosen is the "one man, one vote" principle of
Reynolds v.
Sims followed. The constitutional decision to grant each State
at least three Electors, regardless of population, was a necessary
part of the effort to gain the consent of the small States, as was
the provision that, when the choice of the President fell to the
House, each state delegation would cast but one vote.
See
N. Peirce, The People's President 43-50 (1968); L. Wilmerding, The
Electoral College 17-22 (1958).
[
Footnote 3/3]
Federalist Papers, No. 68 (Alexander Hamilton) (H. Lodge
ed.1908); American Bar Association, Electing The President 15
(1967); Wilmerding,
supra, 393 U.S.
23fn3/10|>n. 2, at 10; R. MacBride, The American Electoral
College 16-17 (1953).
[
Footnote 3/4]
The large number of leaders, of varying ideological convictions,
who favored popular election included Hamilton, Madison, James
Wilson, John Dickinson, Rufus King, Daniel Carroll, and Abraham
Baldwin. The opponents of popular selection included Gerry,
Ellsworth, Luther Martin, and Roger Sherman.
See Chief
Justice Fuller's illuminating opinion in
McPherson v.
Blacker, 146 U. S. 1,
146 U. S. 28
(1892).
See also Wilmerding,
supra, 393 U.S.
23fn3/2|>n. 2, at 13-14.
[
Footnote 3/5]
The story of the compromise is to be found in Wilmerding,
supra, 393 U.S.
23fn3/2|>n. 2, at 17-22. The Convention did not, however,
direct its attention to the precise meaning of the clause that is
the subject of consideration here.
See Peirce,
supra, 393 U.S.
23fn3/2|>n. 2, at 45.
[
Footnote 3/6]
Electors were chosen by the legislature itself, by the general
electorate on an at-large and district-by-district basis, partly by
the legislature and partly by the people, by the legislature from a
list of candidates selected by the people, and in other ways.
See McPherson v. Blacker, supra, 146 U. S. 28-33;
Wilmerding,
supra, 393 U.S.
23fn3/2|>n. 2, c. 3; Peirce,
supra, 393 U.S.
23fn3/2|>n. 2, at 309.
[
Footnote 3/7]
Nor does the leading case in this area,
McPherson v.
Blacker, supra, support such a claim. There, the plaintiffs in
error had challenged Michigan's attempt to permit its voters to
select Electors on a district-by-district, rather than an at-large,
basis. The Court held that, given the early history,
see
393 U.S.
23fn3/6|>n. 6,
supra, the States have the plenary
power to alter the method by which Electors are selected so long as
the method cannot be attacked on Fourteenth Amendment grounds.
Pursuing this analysis, the unanimous Court found the
district-by-district approach free of any Fourteenth Amendment
defect, 146 U.S. at
146 U. S. 37 40.
I can perceive no reason to doubt the continuing validity of this
holding.
[
Footnote 3/8]
My Brother STEWART is, of course, quite right in pointing out
that the presence of third parties may, on occasion, result in the
election of the major candidate who is in reality less preferred by
the majority of the voters. It seems clear to me, however, that
many constitutional electoral structures could be designed which
would accommodate this valid state interest without depriving other
political organizations of the right to participate effectively in
the political process. A runoff election may be mandated if no
party gains a majority, or the decision could be left to the State
Legislature in such a case,
compare Fortson v. Morris,
385 U. S. 231
(1966). Alternatively, the voter could be given the right, at the
general election, to indicate both his first and his second choice
for the Presidency -- if no candidate received a majority of
first-choice votes, the second-choice votes could then be
considered. Finally, Electors could be chosen on a
district-by-district, rather than an at-large, basis, thereby
apportioning the electoral vote in a way more nearly approximating
the popular vote.
See McPherson v. Blacker, supra, and
text at
393 U.S.
23fn3/4|>n. 4,
supra. I would conclude that, with
the substantial variety of less restrictive alternatives that are
available,
compare NAACP v. Alabama, 377 U.
S. 288,
377 U. S.
307-308 (1964);
Saia v. New York, 334 U.
S. 558,
334 U. S. 562
(1948);
Martin v. Struthers, 319 U.
S. 141,
319 U. S.
146-149 (1943);
Thornhill v. Alabama,
310 U. S. 88,
310 U. S. 96
(1940);
Schneider v. State, 308 U.
S. 147 (1939), this interest cannot support Ohio's 15%
requirement.
[
Footnote 3/9]
Ohio's present statutory scheme is a product of legislative
action taken between 1948 and 1952. Before that time, independent
candidates had been granted a place on the ballot if they could
gather the signatures of registered voters in the number of 1% of
those voting at the preceding gubernatorial election and present
their petitions 60 days before the general election. The State's
experience under this unexacting regime is instructive. Voting
statistics compiled by Ohio's Secretary of State reveal that, since
1900, no more than seven parties have appeared on the ballot to
compete for a major state-wide or national office. And even this
number was not attained after 1908. During the last 10 years of the
old regime, there are only two third-party candidates of record.
The State took effective action only after Electors pledged to
Henry A. Wallace gained some 30,000 votes out of the 3,000,000 cast
in 1948. Since Harry S Truman carried the State by some 7,000
votes, the Wallace vote might well have been decisive if it had
increased marginally.
[
Footnote 3/10]
The other 49 States may be grouped in the following categories
with regard to the size of the barriers they raise against
third-party candidacies:
Signatures Required as a % of Electorate No. of States
De minimis to O.1% . . . . . . . . . . . . . . . . . . 16
O.1% to 1% . . . . . . . . . . . . . . . . . . . . . . 26
1.1% to 3% . . . . . . . . . . . . . . . . . . . . . . 3
3.1% to 5% . . . . . . . . . . . . . . . . . . . . . . 4
MR. JUSTICE STEWART, dissenting in No. 543.*
If it were the function of this Court to impose upon the States
our own ideas of wise policy, I might be inclined to join my
Brethren in compelling the Ohio election authorities to disregard
the laws enacted by the legislature of that State. We deal,
however, not with a question of policy, but with a problem of
constitutional power. And to me it is clear that, under the
Constitution as it is written, the Ohio Legislature has the power
to do what it has done.
I
The Constitution does not provide for popular election of a
President or Vice President of the United States, either nationally
or on a state-by-state basis. On the contrary, the Constitution
explicitly specifies:
"Each State shall
appoint, in such Manner a the Legislature
thereof may direct, a Number of Electors, equal to the whole
Number of Senators and Representatives to which the State may be
entitled in the Congress. . . . [
Footnote 4/1]"
(Emphasis supplied.)
Page 393 U. S. 49
"The Electors shall meet in their respective states and vote by
ballot for President and Vice-President. . . . [
Footnote 4/2]"
Chief Justice Fuller, therefore, was stating no more than the
obvious when he wrote for a unanimous Court in
McPherson v.
Blacker, 146 U. S. 1, more
than 75 years ago:
"The Constitution does not provide that the appointment of
electors shall be by popular vote, nor that the electors shall be
voted for upon a general ticket, nor that the majority of those who
exercise the elective franchise can alone choose the electors. It
recognizes that the people act through their representatives in the
legislature, and leaves it to the legislature exclusively to define
the method of effecting the object."
"
* * * *"
"In short, the appointment and mode of appointment of electors
belong exclusively to the States under the Constitution of the
United States. . . ."
Id. at
146 U. S. 27,
146 U. S. 35.
A State is perfectly free under the Constitution to provide for
the selection of its presidential electors by the legislature
itself. Such a process of appointment was, in fact, utilized by
several States throughout our early history, and by one State,
Colorado, as late as 1876. [
Footnote
4/3] Or a state legislature might nominate two slates of
electors, and allow all eligible voters of the State to choose
between them. Indeed, many of the States formerly provided for the
appointment of presidential electors by
Page 393 U. S. 50
various kinds of just such cooperative action of their
legislatures and their electorates. [
Footnote 4/4]
Here, the Ohio Legislature has gone further, and has provided
for a choice by the State's eligible voters among slates of
electors put forward by all political parties that meet the
even-handed requirements of longstanding state laws. We are told
today, however, that, despite the power explicitly granted to the
state legislatures under Art. II, § 1, the Legislature of Ohio
nonetheless violated the Constitution in providing for the
selection of electors in this way. I can perceive no such
constitutional violation.
I agree with my Brethren that, in spite of the broad language of
Art. II, § 1, a state legislature is not completely unfettered
in choosing whatever process it may wish for the appointment of
electors. Three separate constitutional amendments explicitly limit
a legislature's power. The Fifteenth Amendment makes clear that, if
voters are to be included in the process, no voter may be excluded
"on account of race, color, or previous condition of servitude."
The Nineteenth Amendment makes equally clear that no voter may be
excluded "on account of sex." And the Twenty-fourth Amendment
prohibits exclusion of any voter "by reason of failure to pay any
poll tax or other tax." But no claim has been or could be made in
this case that any one of these Amendments has been violated by
Ohio.
Page 393 U. S. 51
Rather, it is said that Ohio has violated the provisions of the
Fourteenth Amendment. The Court holds that the State has violated
that Clause of the Amendment which prohibits it from denying "to
any person within its jurisdiction the equal protection of the
laws." And two concurring opinions emphasize First Amendment
principles, made applicable to the States through the Fourteenth
Amendment's guarantees, in summarily concluding that Ohio's
statutory scheme is invalid. I concede that the Fourteenth
Amendment imposes some limitations upon a state legislature's
freedom to choose a method for the appointment of electors. A State
may not, for example, adopt a system that discriminates on grounds
of religious or political belief. But I cannot agree that Ohio's
system violates the Fourteenth Amendment in any way.
II
In view of the broad leeway specifically given the States by
Art. II, § 1, of the Constitution, it seems clear to me that
the basic standard of constitutional adjudication under the Equal
Protection Clause -- a standard under which only "invidious
discrimination" is forbidden -- is the most stringent test that
properly can be held applicable here. A single quotation should
suffice to summarize that standard of equal protection:
"The constitutional safeguard is offended only if the
classification rests on grounds wholly irrelevant to the
achievement of the State's objective. State legislatures are
presumed to have acted within their constitutional power despite
the fact that, in practice, their laws result in some inequality. A
statutory discrimination will not be set aside if any state of
facts reasonably may be conceived to justify it."
McGowan v. Maryland, 366 U. S. 420,
366 U. S.
425-426.
Page 393 U. S. 52
The provisions enacted by the Ohio Legislature fully meet that
standard. [
Footnote 4/5]
The laws of Ohio classify political parties, for purposes of
access to that State's ballot, according to size and strength.
[
Footnote 4/6] Those that timely
demonstrate widespread support in the State may submit a slate of
presidential electors to Ohio's voters, while those that neither
have participated in past elections nor can show the support of 15%
of the voting public 90 days before a primary election may not.
[
Footnote 4/7] The appellants claim
that these provisions discriminate against them. They assert that,
although Ohio may establish "reasonable" qualifying standards so
that ballots do not become unwieldy, the
Page 393 U. S. 53
strength of the American Independent Party is so substantial
that no such requirement could possibly suffice to keep the Party's
candidates off the presidential ballot. Ohio's requirements are so
high, they contend, that the legislative purpose behind those
requirements can be only to keep new parties -- even those that,
like the American Independent Party, have gained considerably more
than "splinter" support -- off the ballot. And such requirements,
they conclude, thus deny persons in their position equal protection
of the laws.
Ohio, for its part. concedes that the legislative objective
underlying the statutes in question is to prevent the appearance on
its ballot of slates of presidential electors whose substantial
party support has not been timely demonstrated. That the basic
classification drawn by the provisions is not "irrelevant to the
achievement of the State's objective" -- the traditional standard
for judging the validity of a legislative classification under the
Equal Protection Clause -- is clear. The Court seems to concede as
much, but nonetheless holds that the Ohio provisions are invalid --
a result which may rest in part, I believe, upon possible doubts
regarding the permissibility of the legislative objective itself.
The propriety of that objective is, then, a critical issue for
determination.
III
I can discern no basis for the position that Ohio's objective is
in any way an illegitimate one. Surely a State may justifiably
assert an interest in seeing that its presidential electors vote
for the candidate best able to draw the support of a majority of
voters within the State. By preventing parties that have not
demonstrated timely and widespread support from gaining places on
its ballot, Ohio's provisions tend to guard against the possibility
that small-party candidates will draw enough support to prevent
either of the major contenders from obtaining
Page 393 U. S. 54
an absolute majority of votes -- and against the consequent
possibility that election may be secured by candidates who gain a
plurality but who are,
vis-a-vis their principal
opponents, preferred by less than half of those voting. [
Footnote 4/8] Surely the attainment of
these objectives is well within the scope of a State's authority
under our Constitution. One may perhaps disagree with the political
theory on which the objectives are based, but it is inconceivable
to me that the Constitution imposes on the States a political
philosophy under which they must be satisfied to award election on
the basis of a plurality, rather than a majority, vote.
In pursuing this interest, Ohio has, at the same time, not
completely prevented new parties from gaining access to that
State's ballot. It has authorized ballot position for parties that
can demonstrate by petition the support of 15% of the voting public
90 days before a primary election is to be held. My Brethren seem
to suggest that the percentage figure is set too high, and the date
too early. But I cannot join in this kind of second-guessing. While
necessarily arbitrary, Ohio's standards can only be taken to
represent reasonable
Page 393 U. S. 55
attempts at accommodating the conflicting interests involved.
[
Footnote 4/9]
Although Ohio's provisions do not freeze the Republican and
Democratic Parties into the State's election structure by specific
reference to those parties, it is true that established parties,
once they become participants in the electoral process, continue to
enjoy ballot position so long as they have polled 10% of the vote
in the most recent Ohio gubernatorial election. It is suggested
that the disparity between this figure and the 15% requirement
applicable to new parties is invidiously discriminatory. But I
cannot accept the theory that Ohio is constitutionally compelled to
apply precisely the same numerical test in determining whether
established parties enjoy widespread support as it applies in
determining that question with regard to new parties.
It is by no means clear to me that, as an abstract matter, there
are no differences between parties that have long been on the
ballot in a State and those that have not, such as might justify
disparate standards for determining in those two classes of cases
when widespread support, required for ballot position, has been
demonstrated. In any event, I cannot conclude that the disparity
involved here denies equal protection of the laws. The difference
in figures is a difference between the requirements for getting on
and staying on the ballot. It seems to me to be well within the
State's powers to set somewhat different standards for those two
requirements, so long as it applies them uniformly to all political
parties. The only remaining argument would seem to be that the
Republican and Democratic Parties never had to meet the 15%
requirement: they were on the ballot in Ohio at the time the
statutory scheme was
Page 393 U. S. 56
enacted, and so have had only to make certain they remain on by
meeting the 10% standard. But the Ohio Legislature could well have
taken notice at the time the provisions were enacted that the
parties which had polled over 10% of the vote in the most recent
gubernatorial election -- the Republican and Democratic Parties --
had both demonstrated strength far beyond the 15% figure specified
for ballot entry by new parties. It seems to me totally
unrealistic, therefore, to conclude that this minor disparity in
standards cannot be justified by "any state of facts [that]
reasonably may be conceived."
McGowan v. Maryland, supra,
at
366 U. S.
426.
IV
The Court's opinion appears to concede that the State's interest
in attempting to ensure that a minority of voters do not thwart the
will of the majority is a legitimate one, but summarily asserts
that this legitimate interest cannot constitutionally be
vindicated. That assertion seems to echo the claim of my concurring
Brethren -- a claim not made by the appellants -- that Ohio's
statutory requirements in some way infringe upon First Amendment
rights. I cannot agree.
As the language of Art. II, § 1, and a great deal of
history under that section make clear, there is no constitutional
right to vote for presidential electors. [
Footnote 4/10] I take it, therefore, that the First
Amendment theory of my Brethren rests on the view that, despite the
legitimacy of the objective underlying Ohio's laws, those laws
nonetheless have the effect of stifling the activity of persons who
disagree with the major political parties now in existence. The
concurring opinions cite a series of decisions protecting what has
been termed the First
Page 393 U. S. 57
Amendment right of association.
NAACP v. Button,
371 U. S. 415;
Bates v. Little Rock, 361 U. S. 516;
NAACP v. Alabama, 357 U. S. 449;
Thomas v. Collins, 323 U. S. 516;
De Jonge v. Oregon, 299 U. S. 353. In
my view, however, the principles on which those decisions were
based do not call for today's result.
In
Thomas v. Collins and
De Jonge v. Oregon,
supra, the very design of the statutes in question was to
prevent persons from freely meeting together to advance political
or social views. Ohio's laws certainly are not of that nature. In
the other three cases cited, all involving the activities of the
National Association for the Advancement of Colored People, the
statutes challenged were not on their face calculated to affect
associational rights. We were able to determine with a good deal of
certainty in those cases, however, (1) that application of the
statutes to the NAACP would clearly result in a considerable
impairment of those rights, and (2) that the interest said to
underlie the statutes was insubstantial in the contexts presented.
I believe that those conclusions should, as a general matter, be
regarded as prerequisites to any holding that laws such as those
involved here, which serve a legitimate state interest but are said
to have some impact on First Amendment activity, are invalid.
Cf. United States v. O'Brien, 391 U. S.
367.
In
NAACP v. Alabama, supra, for instance, where the
NAACP was ordered in accord with state law to disclose its
membership lists, we outlined the issues as follows:
"We think that the production order, in the respects here drawn
in question, must be regarded as entailing the likelihood of a
substantial restraint upon the exercise by petitioner's members of
their right to freedom of association. Petitioner has made an
uncontroverted showing that, on past occasions revelation of the
identity of its rank-and-file members has exposed these members to
economic reprisal, loss of employment, threat of physical coercion,
and
Page 393 U. S. 58
other manifestations of public hostility. Under these
circumstances, we think it apparent that compelled disclosure of
petitioner's Alabama membership is likely to affect adversely the
ability of petitioner and its members to pursue their collective
effort to foster beliefs which they admittedly have the right to
advocate, in that it may induce members to withdraw from the
Association and dissuade others from joining it because of fear of
exposure of their beliefs shown through their associations and of
the consequences of this exposure."
"
* * * *"
"We turn to the final question whether Alabama has demonstrated
an interest in obtaining the disclosures it seeks from petitioner
which is sufficient to justify the deterrent effect which we have
concluded these disclosures may well have on the free exercise by
petitioner's members of their constitutionally protected right of
association. . . ."
"
* * * *"
". . . The exclusive purpose [of the state authorities] was to
determine whether petitioner was conducting intrastate business in
violation of the Alabama foreign corporation registration statute,
and the membership lists were expected to help resolve this
question. The issues in the litigation commenced by Alabama by its
bill in equity were whether the character of petitioner and its
activities in Alabama had been such as to make petitioner subject
to the registration statute, and whether the extent of petitioner's
activities without qualifying suggested its permanent ouster from
the State. Without intimating the slightest view upon the merits of
these issues, we are unable to perceive that the disclosure of the
names of petitioner's rank-and-file members has a substantial
bearing on either of them. . . ."
357 U.S. at
357 U. S.
462-464.
Page 393 U. S. 59
And in
Bates v. Little Rock, supra, where an almost
identical requirement was involved, we stated:
"On this record, it sufficiently appears that compulsory
disclosure of the membership lists of the local branches of the
National Association for the Advancement of Colored People would
work a significant interference with the freedom of association of
their members. There was substantial uncontroverted evidence that
public identification of persons in the community as members of the
organizations had been followed by harassment and threats of bodily
harm. There was also evidence that fear of community hostility and
economic reprisals that would follow public disclosure of the
membership lists had discouraged new members from joining the
organizations and induced former members to withdraw. This
repressive effect, while in part the result of private attitudes
and pressures, was brought to bear only after the exercise of
governmental power had threatened to force disclosure of the
members' names. . . . Thus, the threat of substantial government
encroachment upon important and traditional aspects of individual
freedom is neither speculative nor remote."
"Decision in this case must finally turn, therefore, on whether
the cities, as instrumentalities of the State, have demonstrated so
cogent an interest in obtaining and making public the membership
lists of these organizations as to justify the substantial
abridgment of associational freedom which such disclosures will
effect. . . ."
"
* * * *"
"In this record we can find no relevant correlation between the
power of the municipalities to impose occupational license taxes
and the compulsory disclosure and publication of the membership
lists of the local branches of the National Association for the
Page 393 U. S. 60
Advancement of Colored People. . . ."
361 U.S. at
361 U. S.
523-525. [
Footnote
4/11]
Here, there certainly is no comparable showing that Ohio's
ballot requirements have any substantial impact on the attempts of
political dissidents to organize effectively. Such persons are
entirely free to assemble, speak, write, and proselytize as they
see fit. They are free either to attempt to modify the character of
the established major parties or to go their own way and set up
separate political organizations. And if they can timely
demonstrate that they have substantial support within the State --
according to Ohio's reasonable standards for deciding that question
-- they may secure ballot position for the candidates they support.
Ohio has restricted only their ability to secure ballot position
without demonstrating that support. To me, the conclusion that that
single disability in any way significantly impairs their First
Amendment rights is sheer speculation. As my Brethren's surveys of
ballot requirements in the various States suggest, the present
two-party system in this country is the product of social and
political forces, rather than of legal restrictions on minority
parties. This Court has been shown neither that, in States with
minimal ballot restrictions, third parties have flourished nor
that, in States with more difficult requirements, they are
moribund. Mere speculation ought not to suffice to strike down a
State's duly enacted laws.
Nor, I think, can we with any confidence conclude that Ohio's
interest in attempting to ensure that the will of the majority
shall prevail is an insubstantial one. It requires more
insensitivity to constitutional principles of federalism than I
possess to tell Ohio that that interest is, according
Page 393 U. S. 61
to this Court's scale of values somehow unworthy of
implementation. [
Footnote 4/12] I
cannot conclude, therefore, that First Amendment principles call
for the result reached today.
V
It is thought by a great many people that the entire electoral
college system of presidential selection set up by the Constitution
is an anachronism in need of major overhaul. [
Footnote 4/13] As a citizen, I happen to share
that view. But this Court must follow the Constitution as it is
written, and Art. II, § 1, vests in the States the broad
discretion to select their presidential electors as they see fit.
The method Ohio has chosen may be unwise as a matter of policy, but
I cannot agree that it violates the Constitution. [
Footnote 4/14]
* [RPORTER's NOTE: for MR. JUSTICE STEWART's separate statement
in No. 544,
Socialist Labor Part et al. v. Rhodes, Governor of
Ohio, et al., see ante, p.
393 U. S.
35.]
[
Footnote 4/1]
U.S.Const., Art. II, § 1. This provision represented a
compromise among several conflicting views expressed at the
Constitutional Convention regarding the most salutary method for
choosing a President, most of which favored some method other than
popular election.
See McPherson v. Blacker, 146 U. S.
1,
146 U. S. 28.
[
Footnote 4/2]
U.S.Const., Amdt. 12. The Twelfth Amendment also specifies the
procedures for selecting a President and Vice President in the
event that no candidate receives a majority of votes in the
electoral college.
[
Footnote 4/3]
See McPherson v. Blacker, supra, at
146 U. S. 35.
[
Footnote 4/4]
"[V]arious modes of choosing the electors were pursued, as by
the legislature itself on joint ballot; by the legislature through
a concurrent vote of the two houses; by vote of the people for a
general ticket; by vote of the people in districts; by choice
partly by the people voting in districts and partly by the
legislature; by choice by the legislature from candidates voted for
by the people in districts, and in other ways. . . ."
McPherson v. Blacker, supra, at
146 U. S. 29.
For a fuller description of the diverse methods pursued by the
States in appointing their electors under Art. II, § 1, during
this Country's first century of constitutional experience,
see
id. at
146 U. S.
26-35.
[
Footnote 4/5]
It is clear that this Court's decisions in such cases as
Baker v. Carr, 369 U. S. 186;
Gray v. Sanders, 372 U. S. 368, and
Reynolds v. Sims, 377 U. S. 533, all
involving the direct popular election of candidates to state or
federal office, do not control the issues in this case. Indeed, no
opinion today suggests that those cases are apposite. They
sustained the right of a voter to cast a ballot whose numerical
weight is the equal of that of any other vote cast within the
jurisdiction in question. No claim is made in this case that Ohio
has in any way violated that right.
[
Footnote 4/6]
The appellants plainly do not object to working through or
voting for candidates of partisan political organizations, and I do
not understand them to claim discrimination on the basis of Ohio's
failure to allow access to its presidential ballot via an
"independent nominating petition."
[
Footnote 4/7]
Appellants have cited us to a complex group of Ohio statutes
which they say are relevant to the participation of political
parties in that State's presidential elections.
See Ohio
Rev.Code §§ 3505.10, 3513.05, 3513.11, 3513.19, 3513.191,
3517.01-3517.04. It is not entirely clear that all of those
provisions are applicable to parties participating in the electoral
process for the first time. But we need not examine that question,
since, in any event, the appellants clearly failed to file with the
Secretary of State of Ohio on February 7 of this year, 90 days
before the State's primary election, a petition signed by a number
of voters equal to 15% of the number participating in Ohio' last
gubernatorial election. Ohio Rev.Code §§ 3505.10,
3517.01.
[
Footnote 4/8]
This interest, which several States have chosen to protect in
the context of state and local primary contests by providing for
runoff elections, may be illustrated by a hypothetical example.
Assume a State in which a dissident faction of one of the two major
parties -- party A -- becomes dissatisfied with that party's
nominees and sets itself up as a "third party" -- party C --
putting forward candidates more to its liking. Still, the members
of party C much prefer the candidates of party A to those of party
B. A situation is possible in which party B's candidates poll, for
example, 46% of the vote, party A's candidates 44%, and party C's
candidates 10%. Party B's candidates would, in such a situation, be
elected by plurality vote. In an election involving only the
candidates of parties A and B, however, those persons preferring
party C's candidates might well have voted overwhelmingly for party
A's, thus giving party A's candidates a substantial majority
victory.
[
Footnote 4/9]
The date specified, for instance, is related to Ohio's
requirement that all political parties hold primary election --
another provision that is, it seems to me, well within the State's
power to enact.
[
Footnote 4/10]
Cf. 88 U. S.
Happersett, 21 Wall. 162,
88 U. S. 178:
"[T]he Constitution of the United States does not confer the
right of suffrage upon anyone. . . ."
[
Footnote 4/11]
The NAACP cases, furthermore, held invalid only the application
of the state laws in question to the parties involved. Here,
however, Ohio is told, as I read the opinion of the Court and the
concurring opinions, that it cannot in any circumstances validly
enforce its ballot requirements.
[
Footnote 4/12]
My Brother HARLAN suggests that Ohio's interest may be protected
in "less restrictive" ways. In light of the views I have stated
above, I do not see why Ohio should be compelled to utilize one
method for achieving its ends rather than another. In any event,
each of the methods mentioned by MR. JUSTICE HARLAN appears to me
to entail consequences which arguably would frustrate other
legitimate state interests. Nor do all of them serve as effectively
to promote the interest in question here as does the statutory
scheme the Ohio Legislature has, in fact, enacted. I do not think
problems such as those raised in this case can be solved by means
of facile and unelaborated suggestions of "less restrictive
alternatives"; issues of legislative policy are too complex for
such easy answers to be satisfactory.
[
Footnote 4/13]
Similar suggestions were being made as early as 1804, at the
time of the adoption of the Twelfth Amendment.
See McPherson v.
Blacker, 146 U. S. 1,
146 U. S. 33.
[
Footnote 4/14]
For the reasons stated in this opinion, and the further reasons
stated in Part IV of the opinion of the Court, I agree with the
Court's denial of equitable relief to the appellants in No. 544,
the
Socialist Labor Party case.
MR. JUSTICE WHITE, dissenting in No. 543 and concurring in No.
544.
I agree with much of what my Brother STEWART says in his
dissenting opinion in No. 543. In my view, neither
Page 393 U. S. 62
the Due Process Clause nor the Equal Protection Clause of the
Fourteenth Amendment prohibits Ohio from requiring that the
appointment of presidential electors be carried out through the
political party process. The Court does not hold that Ohio must
accord ballot position to those who are unwilling to work through
the framework of an established or nascent political party, nor do
I understand appellants to make this contention. In this
connection, there is no suggestion in the majority opinion that
Ohio, merely by requiring potential candidates to participate in a
primary, has acted unreasonably. Indeed, this requirement provides
the opportunity for the presentation and winnowing out of
candidates which is surely a legitimate objective of state policy.
Nor is it held that Ohio's requirement, pursuant to this objective,
that parties must show their base of popular support by obtaining
the signatures of 15% of Ohio's gubernatorial voters is itself
unreasonable.
In the face of such requirements, which neither alone nor in
combination are unconstitutional, I do not understand how the
American Independent Party may be ordered on the ballot over the
objections of the State. The Independent Party has not complied
with the provision that it show a sufficient base of popular
support in time for participation in a primary. Indeed, the Party
made no effort whatsoever to comply with these provisions. It
claims it secured the necessary number of signatures, but admits it
wholly ignored the requirement that the petitions be filed prior to
the primary election date. Had it filed them, and been denied
participation in the primary or the election for failure to meet
some other requirement, the case would be very different. But it
did not even commence judicial challenge of the signature
requirement, not to mention gathering signatures, in time to
participate in the primary. The Independent Party is in no position
to complain that it would have been impossible
Page 393 U. S. 63
for its members to gather the necessary signatures -- which they
were, in fact, able to assemble subsequently -- or that it might in
its progress toward ballot position have encountered some later
obstacle.
That other Ohio provisions related to later phases of the
election process might have imposed unconstitutional barriers to
ballot position is no reason to excuse the Independent Party from
complying with those preconditions which the State may validly
impose. Why a majority of the Court insists on holding the primary
petition requirement impermissible not on its own demerits, but
because it appears in the statute books with more questionable
provisions, is the major mystery of the majority position. Neither
the Independent nor the Socialist Labor Party is entitled to relief
in this Court.
MR CHIEF JUSTICE WARREN, dissenting.
We have had but seven days to consider the important
constitutional questions presented by these cases. The rationale of
the opinion of the Court, based both on the Equal Protection Clause
and the First Amendment guarantee of freedom of association, will
apply to all elections, national, state, and local. Already,
litigants from Alabama, California, Illinois, and Virginia have
requested similar relief virtually on the eve of the 1968
presidential election. I think it fair to say that the
ramifications of our decision today may be comparable to those of
Baker v. Carr, 369 U. S. 186
(1962), a case we deliberated for nearly a year. [
Footnote 5/1] Appellants' belated requests for
extraordinary relief have compelled all members of this Court to
decide cases of this magnitude without the unhurried deliberation
which is essential to the formulation of sound constitutional
principles.
Page 393 U. S. 64
I
I cannot agree that the State of Ohio should be compelled to
place the candidates of the American Independent Party on the
ballot for the impending presidential election. Nor can I draw a
distinction between this Party and the Socialist Labor Party. Both
suits were filed in July of this year, and both were decided on
August 29, 1968. The following week, the American Independent Party
petitioned the Circuit Justice for its Circuit for provisional
relief, which was granted on September 10. The Socialist Labor
Party sought similar relief only three days after the September 10
order was issued. MR. JUSTICE STEWART granted provisional relief to
one, but denied it to the other. No Ohio statutory deadline
compelled that result, and presumably Ohio could have complied with
an order granting the same relief to both Parties. [
Footnote 5/2] Both Parties should be treated alike;
otherwise, we are bowing to a show of strength, rather than
applying constitutional principles. Appellants have invoked the
equity jurisdiction of the federal courts. Placed in this context,
the litigation before
Page 393 U. S. 65
us presents an issue not treated by the opinion of the Court:
did the District Court abuse its discretion in denying the
extraordinary equitable relief requested by appellants? [
Footnote 5/3] A review of the facts before
the District Court convinces me that it did not, and therefore the
emergency relief sought by appellants should be denied.
The Socialist Labor Party has been an organized political party
in Ohio since the end of the 19th century, and although it has not
achieved ballot position since the enactment in 1948 of the laws it
challenges, [
Footnote 5/4] not
until July 2, 1968, did it press its claims for equitable relief.
Similarly, the supporters of George C. Wallace did not institute
their action until July 29, 1968, although, early in 1967, Governor
Wallace had expressed interest in the Presidency, [
Footnote 5/5] and, in the spring of that year, he
voiced concern for the restrictive nature of Ohio's qualifying
laws. [
Footnote 5/6]
Nevertheless, neither the American Independent Party nor the
Socialist Labor Party made an effort to comply with Ohio's election
laws. Nor has either timely invoked the jurisdiction of the courts.
That both had the opportunity to do so cannot be denied. Because
the
Page 393 U. S. 66
State of Ohio does not challenge the validity of the signatures
gathered by the American Independent Party, a majority of this
Court assumes they reflect the strength of that Party in Ohio.
However, since the signatures were not submitted to Ohio in timely
compliance with the State's election laws, they have never been
verified; in fact, appellants in No. 543 did not seek to file their
signatures until over five months after the statutory filing date.
[
Footnote 5/7]
Despite these delays in instituting suit and the failure of
either party to make an effort to comply with any of Ohio's
election laws, the District Court ordered Ohio to provide for
write-in voting. This relief guaranteed that each Ohio voter would
have the right to vote for the candidate of his choice, including
the candidates of these two Parties. At worst, therefore, denying
appellants a position on the ballot for the 1968 election prevented
their candidates from competing on a completely equal basis with
the candidates of the two major parties.
The imminence of the election, the Parties' failure to comply
with Ohio law, and the District Court's grant of partial relief
must be considered in conjunction with the need to promote orderly
federal-state relationships. Our reports are replete with decisions
concerning the nature of the relief to be afforded in these
sensitive areas, yet the opinion of the Court does not address
itself to the principles of these cases. In the analogous area of
legislative apportionment, we have often tolerated a temporary
dilution of voting rights to protect the legitimate interests of
the States in fashioning their own election
Page 393 U. S. 67
laws,
see, e.g., Lucas v. Colorado General Assembly,
377 U. S. 713,
377 U. S. 739
(1964);
cf. Davis v. Mann, 377 U.
S. 678,
377 U. S.
692-693 (1964), and, in the area of school
desegregation, we have demonstrated even greater deference to the
States. On occasion, we have even counseled abstention where First
Amendment rights have been allegedly infringed by state
legislation.
See Harrison v. NAACP, 360 U.
S. 167 (1959).
For example, in
WMCA, Inc. v. Lomenzo, 377 U.
S. 633 (1964), holding unconstitutional the
apportionment of New York's Legislature, we stated that, on remand
the District Court,
"acting under equitable principles, must now determine whether,
because of the imminence of that election
and in order to give
the New York Legislature an opportunity to fashion a
constitutionally valid legislative apportionment plan, it
would be desirable to permit the 1964 election of legislators to be
conducted pursuant to the existing [unconstitutional] provisions,
or whether, under the circumstances the effectuation of appellants'
right to a properly weighted voice in the election of state
legislators should not be delayed beyond the 1964 election.
[
Footnote 5/8]"
Id. at 655. (Emphasis added.)
Page 393 U. S. 68
Green v. County School Board, 391 U.
S. 430 (1968), decided only last Term, provides an even
more striking example of our concern for the need to refrain from
usurping the authority of the States in areas traditionally
entrusted to them.
Green reached this Court 13 years after
Brown v. Board of Education, 349 U.
S. 294 (1955), required that schools be established free
of racial discrimination with "all deliberate speed." Although we
held in
Green that the particular "freedom of choice" plan
adopted by the school board did not pass constitutional muster, the
case was remanded to the District Court so that the school board
could once again attempt to formulate a constitutional plan.
The result achieved here is not compatible with recognized
equitable principles, nor is it compatible with our traditional
concern, manifested in both the reapportionment and school
desegregation cases, for preserving the properly exercised powers
of the States in our federal system. Moreover, in none of these
analogous areas did we deal with an express constitutional
delegation of power to the States. That delegation is unequivocal
here. U.S.Const., Art. II, § 1.
The net result of the Court's action is that this Court is
writing a new presidential election law for the State of Ohio
without giving the Legislature or the courts of that State an
opportunity to appraise their statutes in litigation [
Footnote 5/9] or to eliminate any
constitutional defects
Page 393 U. S. 69
prior to a decision by this Court. Given both the lateness of
the hour and the legitimate demands of federalism, the District
Court did not abuse its discretion in denying the extraordinary
relief appellants demanded.
Although I believe that the court below properly exercised its
discretionary equitable powers, this litigation involves far more
than a resolution of whether either Party is entitled to ballot
position for the 1968 election. Appellants' request for declaratory
relief, challenging the constitutionality of Ohio's system of
conducting presidential elections, has raised a question which may
be fairly classified as one of first impression: [
Footnote 5/10] to what extent may a State,
consistent with equal protection and the First Amendment guarantee
of freedom of association, impose restrictions upon a candidate's
desire to be placed upon the ballot? As I have already stated, the
principles which would of necessity evolve from an answer to this
question could not be confined either to the State of Ohio or to
presidential elections.
Both the opinion of this Court and that of the District Court
leave unresolved what restrictions, if any, a State can impose.
Although both opinions treat the Ohio statutes as a "package,"
giving neither Ohio nor the courts any guidance, each contains
intimations that a State can by reasonable regulation condition
ballot position
Page 393 U. S. 70
upon at least three considerations -- a substantial showing of
voter interest in the candidate seeking a place on the ballot, a
requirement that this interest be evidenced sometime prior to the
election, and a party structure demonstrating some degree of
political organization. With each of these propositions I can
agree. I do not believe, however, as does MR. JUSTICE STEWART, that
the Equal Protection Clause has only attenuated applicability to
the system by which a State seeks to control the selection of
presidential electors.
Whatever may be the applicable constitutional principles,
appellants and the State of Ohio are entitled to know whether any
of the various provisions attacked in this litigation do comport
with constitutional standards. As demonstrated by
Zwickler v.
Koota, 389 U. S. 241
(1967), [
Footnote 5/11] this
matter should be first resolved by the court below. Given the
magnitude of the questions presented and the need for unhurried
deliberation, I would dispose of appellants' request for
declaratory relief in a manner consistent with
Zwickler by
a remand to the District Court for a clearer determination of the
serious constitutional questions raised in these cases.
I must therefore dissent from the failure of the Court's opinion
to explore or dispose adequately of the declaratory judgment
actions, as well as from the grant of extraordinary relief in No.
543.
[
Footnote 5/1]
Baker was originally argued on April 19-20, 1961. On
May 1, 1961, it was set for reargument, and was reargued on October
9, 1961. Our decision was not announced until March 26, 1962, over
11 months after the original argument.
[
Footnote 5/2]
MR. JUSTICE STEWART based his denial of the Socialist Labor
Party's request for provisional relief upon the following
considerations:
"the late date on which this motion was presented, the action
already taken by the Ohio authorities, the relief already granted
the appellants by the district court and the fact that the basic
issues they present will be fully canvassed in the argument of the
appeal in
Williams v. Rhodes. . . ."
He did not suggest that the State of Ohio made any
representations that it could not comply with an order granting the
Socialist Labor Party the same relief already granted the American
Independent Party.
I do not think any significance should be given to the fact that
the interim relief granted by MR. JUSTICE STEWART made it
physically possible to place the American Independent Party on the
ballot. This relief, as explicitly recognized by MR. JUSTICE
STEWART, was granted solely to allow Ohio to comply with all
possible orders of this Court.
[
Footnote 5/3]
This is the traditional standard for review of the denial of
equitable relief.
See, e.g., Brotherhood of Locomotive
Engineers v. M.-K.-T. R. Co., 363 U.
S. 528,
363 U. S. 535
(1960);
United Fuel Gas Co. v. Public Serv. Comm'n,
278 U. S. 322,
278 U. S. 326
(1929).
[
Footnote 5/4]
Appellants' Complaint in No. 544, pp.1-2.
[
Footnote 5/5]
New York Times, Jan. 26, 1967, p. 20, col. 3.
[
Footnote 5/6]
Commencing in late April, 1967, Governor Wallace began a
four-day tour of selected northern States. At a press conference in
Pittsburgh on April 27, he stated that he expected to run for
President in all 50 States, and that it might be necessary to
institute suit in States where third parties had difficulty
obtaining ballot position. Aides to the Governor mentioned
California and Ohio as States in which difficulty might be
encountered. New York Times, April 28, 197, p. 28, col. 5.
[
Footnote 5/7]
The Ohio election laws require that petitions for a position on
the Ohio ballot be filed 90 days before the state primary. Ohio
Rev.Code §§ 3513.256-3513.262, 3517.01 (1960 Repl. Vol.).
Appellants in No. 543 concede in their brief that their deadline
was February 7, 1968, yet they apparently did not attempt to file
their petitions until late in July. Appellants' Brief 86.
[
Footnote 5/8]
The prior history of
Preisler v. Secretary of
State, 279 F.
Supp. 952 (D.C.W.D. Mo.1967),
probable jurisdiction noted
sub nom. Kirkpatrick v. Preisler, 390 U.S. 939 (1968), aptly
demonstrates the deference we have paid legislative action in this
area. On January 4, 1965, the United States District Court for the
Western District of Missouri held that the 1961 Missouri
Congressional Redistricting Act was unconstitutional, but it
refused to grant any additional relief "until the Legislature of
the State of Missouri has once more had an opportunity to deal with
the problem. . . ."
Preisler v. Secretary of
State, 238 F.
Supp. 187, 191 (D.C.W.D. Mo.1965). The Missouri General
Assembly then enacted the 1965 Congressional Redistricting Act. On
August 5, 1966, the District Court held this new plan
unconstitutional, but it nevertheless permitted the 1966 Missouri
congressional elections to be conducted under the void act.
Preisler v. Secretary of State, 257 F.
Supp. 953 (D.C.W.D. Mo.1966). We affirmed on January 9, 1967,
sub nom. Kirkpatrick v. Preisler, 385 U.
S. 450. In 1967, the Missouri General Assembly made
still another attempt to enact a constitutional plan, but, on
December 29, 1967, this plan was also invalidated.
279 F.
Supp. 952.
[
Footnote 5/9]
Cf. Scott v. Germano, 381 U. S. 407,
381 U. S. 409
(1965), in which we stated that the
"power of the judiciary of a State to require valid
reapportionment or to formulate a valid redistricting plan has not
only been recognized by this Court, but appropriate action by the
States in such cases has been specifically encouraged."
[
Footnote 5/10]
MacDougall v. Green, 335 U. S. 281
(1948), did contest the constitutionality of Illinois' system of
nominating candidates representative of new political parties.
However,
MacDougall was decided during the reign of
Colegrove v. Green, 328 U. S. 549
(1946).
Baker v. Carr, 369 U. S. 186
(1962), and its progeny have substantially modified the
constitutional matrix in this area.
Fortson v. Morris,
385 U. S. 231
(1966), although concerning the constitutionality of state election
laws, involved consideration of a State's post-election procedure,
not state requirements for initial ballot qualification.
[
Footnote 5/11]
"We hold that a federal district court has the duty to decide
the appropriateness and the merits of the declaratory request
irrespective of its conclusion as to the propriety of the issuance
of the injunction."
389 U.S. at
389 U. S.
254.