Considering that there are questions of Florida law answers to
which are necessary to enable this Court to determine its
jurisdiction over this cause, and with respect to which there
appear to be no precise controlling precedents in the decisions of
the Supreme Court of Florida, this Court directs that certain
questions be certified to the Supreme Court of Florida, pursuant to
Rule 4.61 of the Florida Appellate Rules. Pp.
375 U. S.
136-139.
For opinion below,
see post, p.
375 U. S.
139.
PER CURIAM.
Considering that there are questions of Florida law answers to
which are necessary to enable this Court to determine its
jurisdiction over this cause, and with respect to which there
appear to be no precise controlling precedents in the decisions of
the Supreme Court of Florida, this Court desires to certify to the
Supreme Court of Florida, pursuant to Rule 4.61 of the Florida
Appellate Rules, the questions stated hereafter.
The petitioners have been tried and convicted in the Municipal
Court of Tallahassee for unlawful assembly, under a municipal
ordinance which incorporates by reference
Page 375 U. S. 137
the state unlawful assembly statute. [
Footnote 1] The convictions were affirmed in the
Circuit Court of the Second Judicial District, Leon County,
Florida. [
Footnote 2] The
unreported
Page 375 U. S. 138
opinion of that court, a copy of which, taken from the record,
is attached to this certificate as an Appendix, contains a
statement of the facts on which the convictions rested. The
petitioners sought certiorari in this Court, which the City of
Tallahassee opposed on the ground,
inter alia, that the
judgment of the Circuit Court was not "rendered by the highest
court of a State in which a decision could be had," as required by
28 U.S.C. § 1257. This Court granted certiorari, 372 U.S. 963,
and subsequently directed counsel to file briefs on the
jurisdictional issue, which counsel have done.
The questions which this Court desires to certify are:
1. On a timely petition for writ of certiorari or other process,
does the Florida District Court of Appeal or any other court of
Florida have jurisdiction to review a judgment of the Circuit Court
affirming a conviction in the Municipal Court of a violation of a
municipal ordinance which incorporates a state statute by
reference, where the questions presented for review concern the
federal constitutionality of the ordinance on its face and as
applied?
2. If the District Court of Appeal or any other court of Florida
does have such jurisdiction and had granted review in this case by
way of a writ of certiorari or other process, would it have been
empowered to consider fully each of the following contentions, all
indisputably properly preserved:
"(a) 'Petitioners were peaceable and orderly at all times;
hence, there was no evidence whatsoever to support the convictions
below for unlawful assembly, and therefore Petitioners have been
denied due process of law under the Fourteenth Amendment';"
"(b) 'The convictions constituted a violation of Petitioners'
rights of freedom of speech and freedom of assembly as guaranteed
by the Fourteenth Amendment'; "
Page 375 U. S. 139
"(c) 'The arrests and convictions herein constituted an undue
burden on interstate commerce in violation of the interstate
commerce clause of the Federal Constitution';"
"(d) 'The arrests and convictions herein constituted a denial of
the equal protection of the laws guaranteed by the Fourteenth
Amendment'?"
If not, in what respects would the scope of review have been
limited?
The Clerk of this Court is directed to transmit this
certificate, signed by The Chief Justice and under the official
seal of the Court, to the Supreme Court of Florida, and
simultaneously to transmit copies thereof to the attorneys for the
respective parties.
[
Footnote 1]
Section 23-38 of the Tallahassee Code, which provides that it
shall be unlawful for any person to commit an act which is or shall
be recognized by the laws of the State as a misdemeanor.
Chapter 61-237, Laws of 1961, Florida Statutes § 870.04,
provides:
"If any number of persons, whether armed or not, are unlawfully,
riotously or tumultuously assembled in any county, city or
municipality, the sheriff or his deputies, or any constable or
justice of the peace of the county, or the mayor, or any
commissioner, councilman, alderman or police officer of the said
city or municipality, or any officer or member of the florida
[
sic] highway patrol, shall go among the persons so
assembled, or as near to them as may be with safety, and shall in
the name of the state command all the persons so assembled
immediately and peaceably to disperse; and if such persons do not
thereupon immediately and peaceably disperse, said officers shall
command the assistance of all persons in seizing, arresting and
securing such persons in custody; and if any person present being
so commanded to aid and assist in seizing and securing such rioter
or persons so unlawfully assembled, or in suppressing such riot or
unlawful assembly, refuses or neglects to obey such command, or,
when required by such officers to depart from the place, refuses
and neglects to do so, he shall be deemed one of the rioters or
persons unlawfully assembled, and may be prosecuted and punished
accordingly."
The State refers in its brief to a Tallahassee ordinance
specifically prohibiting unlawful assembly, which is also included
in the record by stipulation of the parties. This ordinance is
similar in substance to the state statute quoted above. However,
all parties seemingly have proceeded on the premise that the
petitioners were charged and convicted only under the general
ordinance which incorporated the state statute. The Circuit Court
plainly decided the case on that basis.
See Appendix, p.
375 U. S.
237.
[
Footnote 2]
The petitioners appealed their convictions directly to the
Supreme Court of Florida. The Supreme Court ruled that it lacked
jurisdiction, and ordered the appeal transferred to the Circuit
Court.
134 So. 2d
228.
After the convictions were affirmed in the Circuit Court and
prior to the filing of a petition for certiorari in this Court, the
petitioners attempted to file, and subsequently withdrew, a
petition for certiorari in the District Court of Appeal.
|
375
U.S. 136app|
APPENDIX.
OPINION OF THE CIRCUIT COURT OF THE SECOND JUDICIAL
CIRCUIT,
LEON COUNTY, FLORIDA *
Order Affirming Judgments
This is an appeal from convictions in the Municipal Court of the
City of Tallahassee, Florida, of the ten appellants named in the
caption who were charged with unlawful assembly. A fine was
assessed against each of them with an alternative jail
sentence.
The formal charge is in a single count naming the ten appellants
and three others [
Footnote 2/1] as
defendants and alleges an unlawful assembly on June 16, 1961,
"in that, they being more than three (3) persons, met together
to commit a breach of the peace, acting together and concertedly to
occupy and continuously occupy certain chairs and
Page 375 U. S. 140
seating facilities in the Tallahassee Municipal Airport, making
and cancelling group airline reservations on the two (2) operating
airline schedules departing Tallahassee on said date, and on June
15, 1961, and meeting together in concert attendant with
circumstances calculated to excite alarm, endanger the public peace
and excite fear, and in such nature as to inspire well grounded
fear in persons of reasonable courage, of riot, or other breaches
of public peace, and while so unlawfully assembled"
were commanded by a police officer of the city, after
identifying himself as such, to immediately and peaceably disperse,
and they refused or neglected to do so.
The appellants contend that the judgments pursuant to
convictions violate their rights guaranteed by the Florida and
United States Constitutions in that they have been denied the equal
protection of the laws and have been deprived of liberty or
property without due process of law. They contend that the state
statute, Chap. 61-237, Laws of 1961, (F.S. § 870.04) (which,
by reference adoption in a municipal ordinance, [
Footnote 2/2] is made an ordinance of the City of
Tallahassee), is unconstitutional and void, either on its face or
as it has been applied to the appellants in this case.
The pertinent portions of the statute, adopted as an ordinance,
are:
"If any number of persons . . . are unlawfully, riotously or
tumultuously assembled in any . . . city or municipality . . . any
. . . police officer of said city or municipality . . . shall go
among the persons so assembled . . . and shall in the name of the
state command all the persons so assembled immediately
Page 375 U. S. 141
and peaceably to disperse; and if such persons do not thereupon
immediately and peaceably disperse, said [officer] shall command
the assistance of all persons in seizing, arresting and securing
such persons in custody; and if any person present . . . when
required by such [officer] to depart from the place, refuses or
neglects to do so, he shall be deemed one of the . . . persons
unlawfully assembled, and may be prosecuted and punished
accordingly."
The facts in the case are not in dispute, and squarely present
the question as to whether or not the conduct of the appellants was
an exercise by them of rights they hold under state and federal
constitutional provisions, which would preclude their prosecution,
conviction and sentence for unlawful assembly in the trial
court.
The appellants are clergymen, two being rabbis and the others
being ordained ministers of several Protestant denominations. They
are residents of New Jersey, New York, Massachusetts or
Connecticut. Some of them are of the white race and some are
negroes. About June 12 or 13, 1961, they, together with eight other
clergymen from the same general area, departed from Washington,
D.C., by interstate common carrier bus for a so-called "Freedom
Ride" into Virginia, the Carolinas, Georgia, and Florida. The bus
ride terminated in Tallahassee June 15, 1961. The "Freedom Riders"
left their buses at the Greyhound bus terminal there and went into
the terminal lunch room to obtain food, which was served them.
This trip was sponsored and at least partially financed by an
organization known as CORE (Congress on Racial Equality) which has
been aggressive in promoting racial integration and desegregation.
The trip was well publicized, having been given wide coverage in
all news media, including radio and television. The time
Page 375 U. S. 142
and place of arrival in Tallahassee was heralded and well
known.
The purposes of the "Freedom Ride", as stated by appellant
Collier, who was the spokesman for the group, were two-fold: (1) To
ascertain whether or not there were facilities available on an
integrated basis to interstate passengers in waiting rooms, in rest
rooms, in eating facilities in the terminals through which they
would pass; and (2) To bear witness as ministers, rabbis, and
clergymen to the struggle to obtain those rights "guaranteed us by
the Constitution."
Shortly prior to the time the buses bearing the "Freedom Riders"
were scheduled to arrive at about noon on June 15, there had
gathered in the vicinity of the bus station a number of persons and
groups of persons. Law enforcement officers, including city police,
had been dispatched to the area to prevent any disturbance. It was
suspected that resentment against the "Freedom Riders" might result
in some attempts at violence toward them or precipitate other
disorders. When the buses arrived, law enforcement personnel moved
in any gave protection to the passengers as they left the bus and
entered the lunch room in the terminal. Apparently they were served
in the lunchroom under circumstances and policies satisfactory to
them.
In approximately an hour after arrival at the bus terminal, the
eighteen "Freedom Riders" proceeded to the Tallahassee Municipal
Airport ostensibly for the purpose of boarding a 3:25 P.M. Eastern
Air Lines plane for passage to Washington, Newark, or New York.
They were transported to the airport in private cars presumably
furnished by local sympathizers with their objectives.
Upon arrival at the airport, they found that the restaurant
there had been closed. When the time approached for arrival of the
3:25 plane, the ten appellants cancelled the reservation they had
previously made for
Page 375 U. S. 143
the flight. The other eight boarded the plane when it arrived,
and departed for their destinations in the East.
At that time, the airport arrangement provided separate waiting
rooms, or areas, for white and negro; also separate rest rooms; and
separate areas for serving food, the white area being a glassed-in
place and the negro consisting of a counter with several stools.
However, as mentioned before, the eating service had been
discontinued by the closing of the restaurant facilities. A
sandwich vending machine was in the lobby, but the prices on same
had been marked up from previous prices.
The appellants stayed together in a more or less compact group
in the lobby area most of the time, and no attempt was made to
enforce separation of the races in the waiting room. Rest rooms
were used by them without observing the designation of the
segregated facilities.
After cancelling their reservations for the 3:25 P.M. flight,
they sought and ultimately obtained reservations for a flight the
next morning at 8:25 on an E.A.L. plane. They remained in the
airport until about 11:00 P.M. that evening for the purpose of
observing if the restaurant would open and service be granted to
them. The restaurant remained closed.
Law enforcement officers, including city police, were detailed
to keep order. The activities and objectives of the appellants had
been the subject of news reporting, and groups of people were seen
to be gathering or attempting to gather in the vicinity of the
airport. There were critical and hostile comments made about the
appellants. The police turned away some of those gathering when it
was apparent such persons had no airport business or interest.
Persons were even screened at the entrance and turned away by
officers if they had no business to transact at the airport.
The chief of police advised the appellants that the airport
terminal would close for the night at approximately
Page 375 U. S. 144
11:45 P.M., and a spokesman for appellants requested protection
as they moved from the airport into the city and also on the return
to the airport the next morning. Such protection by escort of law
enforcement officers was provided.
The appellants thus left the airport at about 11:00 P.M. on the
15th to return the next morning prior to the scheduled departure at
8:25 A.M. of the plane on which they had obtained reservations.
They were given escort security protection on both the occasions of
leaving and returning to the terminal.
The restaurant was also closed on the morning of June 16. At
8:15 A.M., all ten of the appellants cancelled their reservations
for the 8:25 flight and remained in the waiting room after that
flight had departed. At 8:20 A.M. they sought, and ultimately
obtained, reservations on a National Airlines flight scheduled to
depart at 1:47 P.M. that day, but cancelled just prior to noon.
During these periods, there continued to be movements and
gatherings of groups of people in cars, and there was a hostility
and open resentment against the conduct and attitudes of the
appellants. A considerable number of police, sheriff's deputies and
highway patrolmen had been detailed to prevent disorder. City,
county and state officials, including the Governor, were
apprehensive, and moved to provide necessary law enforcement
personnel to preserve order.
At about 12:15 P.M., Mr. James Messer, Jr., city attorney of
Tallahassee and a special police officer of the city, after
conferring with the mayor and chief of police of the city,
approached the appellants, who were together, and inquired if there
was a leader of the group. Appellant Collier arose and identified
himself and assumed to act as spokesman. Mr. Messer identified
himself and his official positions, exhibiting his police badge.
Others in the group gathered around Mr. Messer and Rev.
Collier,
Page 375 U. S. 145
and Mr. Messer read to them a proclamation. He stated that the
assembly of the appellants at the Municipal Airport of Tallahassee
will tend to create a disturbance or incite a riot or disorderly
conduct within the City of Tallahassee at its Municipal Airport
over which the city had jurisdiction. He mentioned incidents of the
previous night and fears of more unrest. He then commanded them in
the name of the state and city to immediately and peaceably
disperse, and explained that such meant from the airport property.
He then added that failure to so disperse would result in arrest
for unlawful assembly. Collier asserted that they were interstate
passengers, to which Messer replied that he did not consider them
to be
bona fide passengers in view of their reservation
cancellations.
Several local sympathizers with the appellants dispersed, but
appellants failed to do so. After about 1 1/2 minutes, Mr. Messer
turned to the Chief of Police and remarked "Chief, you can carry
out your orders." The appellants were arrested and taken into
custody.
The appellants take the view that the segregation practices with
regard to waiting rooms, rest room facilities, and restaurant or
eating facilities at the airport were violative of constitutional
guarantees of equal protection of the law. They would also inject
into the case the installation of sandwich and cigarette machines
at or just prior to their arrival, which inflated the prices of
merchandise vended to double what it had been. The closing of the
restaurant on the day of their arrival and its opening shortly
after their departure is viewed as an important factor.
These facts are, in the view of this Court, not at all
significant in the legal problems involved in the charge against
the appellants and the disposition of such charge by the trial
court.
Page 375 U. S. 146
The municipality of Tallahassee operates in a proprietary
capacity and in a governmental capacity. Among its proprietary
functions is the ownership and operation of a municipal airport and
supervision over the concessions there. Assuming, but not deciding,
that its policies of segregation of the races in its facilities are
unlawful and did constitute a violation of some duty to the
appellants if enforced against them, and further assuming, without
deciding, that the closing of the restaurant under the
circumstances violated some duty to them, do such circumstances
justify a concerted protest demonstration by appellants of their
views and convictions over a protracted period of time during which
tensions and tempers rise in the community which threaten to erupt
into disorder and thus render the city, in its governmental
capacity, powerless to terminate the demonstration in the exercise
of its police power?
Stated another way, may not a lawful assembly for the purpose of
protesting and demonstrating opposition to a course of policy
practiced by the municipality become an unlawful assembly when
pursued to unreasonable lengths imposing unreasonable burdens on
others, after the lawful objectives of the demonstration had been
fairly accomplished?
It is fundamental that our constitutions accord to the citizen
of the United States the right of freedom of speech and of assembly
and to peaceably petition for a redress of grievances. Such
freedoms are jealously guarded, and, when exercised in good faith
and in good order, may not be lawfully, interfered with by
governmental action. ,However, it is not a license to take into
one's own hands the enforcement of law or, by excessive harassment,
effect coercion and acceptance of one's convictions and
interpretations of legal rights by governmental entities whose
policies are in conflict. Such procedures wholly ignore the very
machinery provided by the
Page 375 U. S. 147
constitutions and laws of the nation and state for the
declaring, securing and enforcement of constitutional and other
legal rights. It is the courts, both state and federal, to whom
resort is readily available for citizens to seek recognition and
enforcement of legal rights and immunities. That such courts may
not move as swiftly as the individual would wish does not authorize
pursuit of personal means which unnecessarily create or threaten
public disturbance or disorder, or which substantially interfere
with normal, orderly functions of a public facility.
Such a procedure is a form of anarchy which, if it becomes an
accepted practice, can have only the effect of seriously weakening
orderly government.
The appellants, prior to the reading of the riot act to them,
had achieved their announced objectives. They had observed both at
the bus station and the airport the integration or lack of it of
the waiting room, rest room and restaurant facilities. They had
very effectively borne witness as clergymen and otherwise of their
sympathy with the struggle to obtain desegregation of the various
facilities of interstate travel.
To accommodate and facilitate those legitimate objectives the
law enforcement agencies of city, county and state had given
protection against potential violence or other disorder from groups
or individuals who resented the activities of the appellants. This
protection was afforded at the bus station at the airport on the
afternoon of June 15, on the evening of June 15 when the appellants
left the airport to come into town, and on the following morning
when they returned to the airport, purportedly to take an early
plane. However, instead of using the reservations they had
obtained, they made a cancellation. This was thrice they had made
last minute cancellations of reservations for the sole reason that
they wished to eat in the restaurant, which was closed. In the
meantime, their conduct and persistence was arousing increased
resentment
Page 375 U. S. 148
and anger in the community with threats of violence and disorder
toward the appellants.
Obviously, the conduct of appellants had revealed a pattern.
They would make reservations for travel, wait in the lobby until
just before the plane they were scheduled to take arrived and then
cancel, make reservations on a later flight and then again cancel
at the last minute at all times remaining in the airport but never
taking a plane. The effect is obvious. The seats and other
facilities are occupied by them and their use denied to those who
actually wished to travel. The use of rest rooms and wash rooms by
them partakes more of lodging than a comfort feature for those
whose sole purpose is some airport business. The reservation of
space and last minute cancellations prevented the use of that space
of the flights involved, resulting in loss and inconvenience to the
air line involved and probable denial to other would-be travelers
of the use of that space. The sole purpose of such a course of
harassment was to goad the municipality and its restaurant lessee
to open the restaurant and gratify the appellants' wishes that they
be served in the style and manner they deemed to be their
right.
Controversies between citizens and governmental units are not
unique. In nearly every instance, there is a conflict in what the
citizen contends he has a right to claim and the governmental
entity which would deny the validity of such claim. The citizen may
freely express his views and seek to cultivate converts to them
with a view of bringing moral or political pressures on the
officers of the public body to accord his demands. However, such
means must be exercised in a manner that is reasonable and not
harmful to the rights of others or the peace and good order of the
community. Especially is this true when the controversy is one of
public interest in which there are strong and emotional feelings on
the part of a substantial number of persons in the community.
Page 375 U. S. 149
The courts, both state and federal, are open to resolve
controversies on constitutional issues in duly instituted and
processed civil actions. Indeed, the very issue in the
demonstrations of the appellants was subsequently presented to and
adjudicated by the United States District Court for the Northern
District of Florida.
Brooks, et al. v.
Tallahassee, 202 F. Supp.
56. When citizens press their demonstrations in behalf of a
cause (however worthy they deem their objectives to be) beyond the
bounds of fully and effectively delivering their message and reach
the stage that they materially and harmfully interfere with the
orderly business and lawful activities of others who are acting in
public or private capacities, then the conduct is disorderly and
assembly for carrying it out is unlawful. Such was the case
here.
The judgments appealed from are hereby affirmed.
Affirmed.
BEN C. WILLIS, Circuit Judge.
* Entered August 16, 1962. (Footnote supplied.)
[
Footnote 2/1]
Of these three one was acquitted and the other two were granted
a
nolle prosequi. (Original footnotes renumbered.)
[
Footnote 2/2]
Sec. 23-38, Tallahassee Code, provides that it shall be unlawful
for any person to commit any act which is or shall be recognized by
the laws of the state as a misdemeanor. The penalty is a maximum
fine of $500.00 or 60 days imprisonment or both.