After an administrative hearing, the Judicial Officer of the
Post Office Department issued a ruling barring a shipment of
petitioners' magazines from the mails under 18 U.S.C. § 1461,
on the grounds that (1) they were themselves "obscene," and (2)
they gave information as to where "obscene" matter could be
obtained. The magazines consisted largely of photographs of nude,
or nearly nude, male models, and gave the name of each model and
each photographer and the latter's address. They also contained a
number of advertisements by independent photographers offering for
sale photographs of nude men. The Judicial Officer found that the
magazines (1) were composed primarily, if not exclusively, for
homosexuals, and had no literary, scientific or other merit; (2)
would appeal to the "prurient interest" of such sexual deviates,
but would not have any interest for sexually normal individuals;
(3) are read almost entirely by homosexuals, and possibly a few
adolescent males; and (4) would not ordinarily be bought by normal
male adults. In a suit by petitioners, the District Court sustained
the administrative ruling and denied injunctive relief. The Court
of Appeals affirmed.
Held: the judgment is reversed. Pp.
370 U. S.
479-519.
110 U.S.App.D.C. 78, 289 F.2d 455, reversed.
MR. JUSTICE HARLAN, joined by MR. JUSTICE STEWART, concluded
that:
1. These magazines are not "obscene" within the meaning of 18
U.S.C. § 1461, because, taken as a whole, they cannot, under
any permissible constitutional standard, be deemed to be beyond the
pale of contemporary notions of rudimentary decency. Pp.
370 U. S.
481-491.
2. The obscene advertising proscription of §1461 is not
applicable unless the publisher knew that at least some of his
advertisers
Page 370 U. S. 479
were offering to sell obscene material, and the evidence in this
record is not sufficient to support a finding that petitioners had
such knowledge. Pp.
370 U. S.
491-495.
MR. JUSTICE BRENNAN, joined by THE CHIEF JUSTICE and MR. JUSTICE
DOUGLAS, concluded that 18 U.S.C. § 1461 does not authorize
the Postmaster General to employ any administrative process of his
own to close the mails to matter which, in his view, falls within
the ban of that section. Pp.
370 U. S.
495-519.
MR. JUSTICE HARLAN announced the judgment of the Court and an
opinion in which MR. JUSTICE STEWART joins.
This case draws in question a ruling of the Post Office
Department, sustained both by the District Court and the Court of
Appeals, 110 U.S.App.D.C. 78, 289 F.2d 455, barring from the mails
a shipment of petitioners' magazines. That ruling was based on
alternative determinations that the magazines (1) were themselves
"obscene," and (2) gave information as to where obscene matter
could be obtained, thus rendering them nonmailable under two
separate provisions of 18 U.S.C. § 1461, known as the Comstock
Act. [
Footnote 1] Certiorari
was granted (368
Page 370 U. S. 480
U.S. 809) to consider the claim that this ruling was
inconsistent with the proper interpretation and application of
§ 1461, and with principles established in two of this Court's
prior decisions.
Roth v. United States, 354 U.
S. 476;
Smith v. California, 361 U.
S. 147. [
Footnote
2]
Petitioners are three corporations respectively engaged in
publishing magazines titled MANual, Trim, and Grecian Guild
Pictorial. They have offices at the same address in Washington,
D.C., and a common president, one Herman L. Womack. The magazines
consist largely of photographs of nude, or near-nude, male models,
and give the names of each model and the photographer,
Page 370 U. S. 481
together with the address of the latter. They also contain a
number of advertisements by independent photographers offering
nudist photographs for sale.
On March 25, 1960, six parcels containing an aggregate of 405
copies of the three magazines, destined from Alexandria, Virginia,
to Chicago, Illinois, were detained by the Alexandria postmaster,
pending a ruling by his superiors at Washington as to whether the
magazines were "nonmailable." After an evidentiary hearing before
the Judicial Officer of the Post Office Department, there ensued
the administrative and court decisions now under review.
I
On the issue of obscenity, as distinguished from unlawful
advertising, the case comes to us with the following administrative
findings, which are supported by substantial evidence and which we,
and indeed the parties, for the most part, themselves, accept: (1)
the magazines are not, as asserted by petitioners, physical culture
or "body-building" publications, but are composed primarily, if not
exclusively, for homosexuals, and have no literary, scientific or
other merit; [
Footnote 3] (2)
they would appeal to the "prurient interest" of such sexual
deviates, but would not have any interest for sexually normal
individuals; and (3) the magazines are read almost entirely by
homosexuals, and possibly a few adolescent males; the ordinary male
adult would not normally buy them.
On these premises, the question whether these magazines are
"obscene," as it was decided below and argued before us, was
thought to depend solely on a determination
Page 370 U. S. 482
as to the relevant "audience" in terms of which their "prurient
interest" appeal should be judged. This view of the obscenity issue
evidently stemmed from the belief that, in
Roth v. United
States, 354 U. S. 476,
354 U. S. 489,
this Court established the following
single test for
determining whether challenged material is obscene:
"whether to the average person, applying contemporary community
standards, the dominant theme of the material taken as a whole
appeals to prurient interest."
(Footnote omitted.) On this basis, the Court of Appeals,
rejecting the petitioners' contention that the "prurient interest"
appeal of the magazines should be judged in terms of their likely
impact on the "average person," even though not a likely recipient
of the magazines, held that the administrative finding respecting
their impact on the "average homosexual" sufficed to establish the
Government's case as to their obscenity.
We do not reach the question thus thought below to be
dispositive on this aspect of the case. For we find lacking in
these magazines an element which, no less than "prurient interest,"
is essential to a valid determination of obscenity under §
1461, and to which neither the Post Office Department nor the Court
of Appeals addressed itself at all: these magazines cannot be
deemed so offensive on their face as to affront current community
standards of decency -- a quality that we shall hereafter refer to
as "patent offensiveness" or "indecency." Lacking that quality, the
magazines cannot be deemed legally "obscene," and we need not
consider the question of the proper "audience" by which their
"prurient interest" appeal should be judged.
The words of § 1461, "obscene, lewd, lascivious, indecent,
filthy or vile," connote something that is portrayed in a manner so
offensive as to make it unacceptable under current community
mores. While, in common usage, the
Page 370 U. S. 483
words have different shades of meaning, [
Footnote 4] the statute since its inception has always
been taken as aimed at obnoxiously debasing portrayals of sex.
[
Footnote 5] Although the
statute condemns such material irrespective of the effect it
may
Page 370 U. S. 484
have upon those into whose hands it falls, the early case of
United States v. Bennett, 24 Fed.Cas. p. 1093, No. 14571,
put a limiting gloss upon the statutory language: the statute
reaches only indecent material which, as now expressed in
Roth
v. United States, supra, at
354 U. S. 489,
"taken as a whole appeals to prurient interest." This "effect"
element, originally cast in somewhat different language from that
of
Roth (
see 354 U.S. at
354 U. S. 487,
354 U. S.
489), was taken into federal obscenity law from the
leading English case of
Regina v. Hicklin, [1868] L.R. 3
Q.B. 360, of which a distinguished Australian judge has given the
following illuminating analysis:
"As soon as one reflects that the word 'obscene,' as an ordinary
English word, has nothing to do with corrupting or depraving
susceptible people, and that it is used to describe things which
are offensive to current standards of decency, and not things which
may induce to sinful thoughts, it becomes plain, I think, that
Cockburn, C.J., in . . .
R. v. Hicklin . . .
Page 370 U. S. 485
was not propounding a logical definition of the word 'obscene,'
but was merely explaining that particular characteristic which was
necessary to bring an obscene publication within the law relating
to obscene libel. [
Footnote 6]
The tendency to deprave is not the characteristic which makes a
publication obscene, but is the characteristic which makes an
obscene publication criminal. It is at once an essential element in
the crime and the justification for the intervention of the common
law. But it is not the whole and sole test of what constitutes an
obscene libel. There is no obscene libel unless what is published
is
both offensive according to current standards of
decency
and calculated or likely to have the effect
described in
R. v. Hicklin. . . . [
Footnote 7]"
Regina v. Close, [1948] Vict.L.R. 445, 463, Judgment of
Fullagar, J. (Emphasis in original.)
The thoughtful studies of the American Law Institute reflect the
same two-fold concept of obscenity. Its earlier draft of a Model
Penal Code contains the following definition of "obscene":
"A thing is obscene if, considered as a whole, its predominant
appeal is to
Page 370 U. S. 486
prurient interest . . .
and if it goes substantially
beyond customary limits of candor in description or representation
of such matters."
A.L.I., Model Penal Code, Tent. Draft No. 6 (1957), §
207.10(2). (Emphasis added.) The same organization's currently
proposed definition reads:
"Material is obscene if, considered as a whole, its predominant
appeal is to prurient interest . . . and if,
in addition,
it goes substantially beyond customary limits of candor in
describing or representing such matters."
A.L.I., Model Penal Code, Proposed Official Draft (May 4, 1962),
§ 251.4(1). (Emphasis added.) [
Footnote 8]
Obscenity under the federal statute thus requires proof of two
distinct elements: (1) patent offensiveness; and (2) "prurient
interest" appeal. Both must conjoin before challenged material can
be found "obscene" under § 1461. In most obscenity cases, to
be sure, the two elements tend to coalesce, for that which is
patently offensive will also usually carry the requisite "prurient
interest" appeal. It is only in the unusual instance where, as
here, the "prurient interest" appeal of the material is found
limited to a particular class of persons that occasion arises for a
truly independent inquiry into the question whether or not the
material is patently offensive.
The Court of Appeals was mistaken in considering that
Roth made "prurient interest" appeal the sole test of
obscenity. [
Footnote 9] Reading
that case as dispensing with the
Page 370 U. S. 487
requisite of patently offensive portrayal would be not only
inconsistent with § 1461 and its common law background, but
out of keeping with
Roth's evident purpose to tighten
obscenity standards. The Court there both rejected the "isolated
excerpt" and "particularly susceptible persons" tests of the
Hicklin case, 354 U.S. at
354 U. S.
488-489, and was at pains to point out that not all
portrayals of sex could be reached by obscenity laws, but only
those treating that subject "in a manner appealing to prurient
interest." 354 U.S. at
354 U. S. 487.
That, of course, was but a compendious way of embracing in the
obscenity standard both the concept of patent offensiveness,
manifested by the terms of § 1461 itself, and the element of
the likely corruptive effect of the challenged material, brought
into federal law via
Regina v. Hicklin.
To consider that the "obscenity" exception in "the area of
constitutionally protected speech or press,"
Roth at
354 U. S. 485,
does not require any determination as to the patent offensiveness
vel non of the material itself might well put the American
public in jeopardy of being denied access to many worthwhile works
in literature, science, or art. For one would not have to travel
far even among the acknowledged masterpieces in any of these fields
to find works whose "dominant theme" might, not beyond reason, be
claimed to appeal to the "prurient interest" of the reader or
observer. We decline to attribute to Congress any such quixotic and
deadening purpose as would bar from the mails all material, not
patently offensive, which stimulates impure desires relating to
sex. Indeed, such a construction of § 1461 would doubtless
encounter constitutional barriers.
Roth at
354 U. S.
487-489. Consequently we consider the power exercised by
Congress in enacting § 1461 as no more embracing than the
interdiction of "obscenity" as it had theretofore been understood.
It is only material whose indecency is self-demonstrating and
which, from the standpoint of its effect, may be said
Page 370 U. S. 488
predominantly to appeal to the prurient interest that Congress
has chosen to bar from the mails by the force of § 1461.
We come then to what we consider the dispositive question on
this phase of the case. Are these magazines offensive on their
face? Whether this question be deemed one of fact or of mixed fact
and law,
see Lockhart and McClure, Censorship of
Obscenity: The Developing Constitutional Standards, 45 Minn.L.Rev.
5, 114-115 (1960), we see no need of remanding the case for initial
consideration by the Post Office Department or the Court of Appeals
of this missing factor in their determinations. That issue,
involving factual matters entangled in a constitutional claim,
see Grove Press, Inc. v. Christenberry, 276 F.2d 433, 436,
is ultimately one for this Court. The relevant materials being
before us, we determine the issue for ourselves.
There must first be decided the relevant "community" in terms of
whose standards of decency the issue must be judged. We think that
the proper test under this federal statute, reaching as it does to
all parts of the United States whose population reflects many
different ethnic and cultural backgrounds, is a national standard
of decency. We need not decide whether Congress could
constitutionally prescribe a lesser geographical framework for
judging this issue [
Footnote
10] which would not have the intolerable consequence of denying
some sections of the country access to material, there deemed
acceptable, which in others might be considered offensive to
prevailing community standards of decency.
Cf. Butler v.
Michigan, 352 U. S. 380.
As regards the standard for judging the element of "indecency,"
the
Roth case gives little guidance beyond
Page 370 U. S. 489
indicating that the standard is a constitutional one which, as
with "prurient interest," requires taking the challenged material
"as a whole."
Roth at
354 U. S. 489.
Being ultimately concerned only with the question whether the First
and Fourteenth Amendments protect material that is admittedly
obscene, [
Footnote 11] the
Court there had no occasion to explore the application of a
particular obscenity standard. At least one important state court
and some authoritative commentators have considered
Roth
and subsequent cases [
Footnote
12] to indicate that only "hard core" pornography can
constitutionally be reached under this or similar state obscenity
statutes.
See, People v. Richmond County News, Inc., 9
N.Y.2d 578, 216 N.Y.S.2d 369, 175 N.E.2d 681; Lockhart and McClure,
supra, at 58-60. Whether "hard core" pornography, or
something less, be the proper test, we need go no further in the
present case than to hold that the magazines in question, taken as
a whole, cannot, under any permissible constitutional standard, be
deemed to be beyond the pale of contemporary notions of rudimentary
decency.
We cannot accept in full the Government's description of these
magazines which, contrary to
Roth (354 U.S. at
354 U. S.
488-489), tends to emphasize and in some respects
overdraw certain features in several of the photographs at the
expense of what the magazines, fairly taken as a whole, depict.
[
Footnote 13] Our own
independent examination of
Page 370 U. S. 490
the magazines leads us to conclude that the most that can be
said of them is that they are dismally unpleasant, uncouth, and
tawdry. But this is not enough to make them "obscene." Divorced
from their "prurient interest" appeal to the unfortunate persons
whose patronage they were aimed at capturing (a separate issue),
these portrayals of the male nude cannot fairly be regarded as more
objectionable than many portrayals of the female nude that society
tolerates. Of course, not every portrayal of male or female nudity
is obscene.
See Parmelee v. United States, 72 App.D.C.
203, 206-208, 113 F.2d 729, 732-734;
Sunshine Book Co. v.
Summerfield, 355 U. S. 372;
Mounce v. United States, 355 U. S. 180.
Were we to hold that these magazines, although they do not
transcend the prevailing bounds of decency, may be denied access to
the mails by such undifferentiated legislation as that before us,
we would be ignoring the admonition that
"the door . . . into this area [the First Amendment] cannot be
left ajar; it must be kept tightly closed, and opened
Page 370 U. S. 491
only the slightest crack necessary to prevent encroachment upon
more important interests."
(Footnote omitted.).
Roth at
354 U. S. 488.
[
Footnote 14]
We conclude that the administrative ruling respecting
nonmailability is improvident insofar as it depends on a
determination that these magazines are obscene.
II
There remains the question of the advertising. It is not
contended that the petitioners held themselves out as purveyors of
obscene material, or that the advertisements, as distinguished from
the other contents of the magazines, were obscene on their own
account. The advertisements were all by independent third-party
photographers. And neither with respect to the advertisements nor
the magazines themselves do we understand the Government to suggest
that the "advertising" provisions of § 1461 are violated if
the mailed material merely "gives the leer that promises the
customer some obscene pictures."
United States v. Hornick,
229 F.2d 120, 121. Such an approach to the statute could not
withstand the underlying precepts of
Roth. See Poss v.
Christenberry, 179 F.
Supp. 411, 415;
cf. United States v.
Schillaci, 166 F.
Supp. 303, 306. The claim on this branch of the case rests,
then, on the fact that some of the third-party advertisers were
found in possession of what undoubtedly may be regarded as "hard
core" photographs, [
Footnote
15] and that postal
Page 370 U. S. 492
officials, although not obtaining the names of the advertisers
from the lists in petitioners' magazines, received somewhat less
offensive material through the mails from certain studios which
were advertising in petitioners' magazines.
A question of law must first be dealt with. Should the "obscene
advertising" proscription of § 1461 be construed as not
requiring proof that the publisher knew that at least some of his
advertisers were offering to sell obscene material? In other words,
although the criminal provisions of § 1461 do require
scienter (
note 1
supra), can the Post Office Department, in civil
proceedings under that section, escape with a lesser burden of
proof? We are constrained to a negative answer. First, Congress has
required
scienter in respect of one indicted for mailing
material proscribed by the statute. In the constitutional climate
in which this statute finds itself, we should hesitate to attribute
to Congress a purpose to render a publisher civilly responsible for
the innocuous advertisements of the materials of others in the
absence of any showing that he knew that the character of such
materials was offensive. And with no express grant of authority to
the Post Office Department to keep obscene matter from the mails
(
see note 2
supra), we should be slow to accept the suggestion that an
element of proof expressly required in a criminal proceeding may be
omitted in an altogether parallel civil proceeding. Second, this
Court's ground of decision in
Smith v. California,
361 U. S. 147,
indicates that a substantial constitutional question would arise
were we to construe § 1461 as not requiring proof of
scienter in civil proceedings. For the power of the Post
Office to bar a magazine from the mails, if exercised without proof
of the publisher's knowledge of the character of the advertisements
included in the magazine, would as effectively "impose a severe
limitation on the public's
Page 370 U. S. 493
access to constitutionally protected matter," 361 U.S. at
361 U. S. 153,
as would a state obscenity statute which makes criminal the
possession of obscene material without proof of
scienter.
Since publishers cannot practicably be expected to investigate each
of their advertisers, and since the economic consequences of an
order barring even a single issue of a periodical from the mails
might entail heavy financial sacrifice, a magazine publisher might
refrain from accepting advertisements from those whose own
materials could conceivably be deemed objectionable by the Post
Office Department. This would deprive such materials, which might
otherwise be entitled to constitutional protection, of a legitimate
and recognized avenue of access to the public. To be sure, the
Court found it unnecessary in Smith to delineate the scope of
scienter which would satisfy the Fourteenth Amendment. Yet
it may safely be said that a federal statute which, as we construe
it, required the presence of that element is not satisfied, as the
Government suggests it might be, merely by showing that a defendant
did not make a "good faith effort" to ascertain the character of
his advertiser's materials.
On these premises, we turn to the record in this case. Although
postal officials had informed petitioners' president, Womack, that
their Department was
prosecuting several of his
advertisers for sending obscene matter through the mails, there is
no evidence that any of this material was shown to him. He thus was
afforded no opportunity to judge for himself as to its alleged
obscenity. Contrariwise, one of the government witnesses at the
administrative hearing admitted that the petitioners had deleted
the advertisements of several photographic studios after being
informed by the Post Office that the proprietors had been
convicted of mailing obscene material. [
Footnote 16]
Page 370 U. S. 494
The record reveals that none of the postal officials who
received allegedly obscene matter from some of the advertisers
obtained their names from petitioners' magazines; this material was
received as a result of independent test checks. Nor, on the record
before us, can petitioners be linked with the material seized by
the police.
Note 15
supra. The only such asserted connection -- that "hard
core" matter was seized at the studio of one of petitioners'
advertisers -- falls short of an adequate showing that petitioners
knew that the advertiser was offering for sale obscene matter.
Womack's own conviction for sending obscene material through the
mails,
Womack v. United States, 111 U.S.App.D.C. 8, 294
F.2d 204, is remote from proof of like conduct on the part of the
advertisers. At that time, he was acting as president of another
studio; the vendee of the material, while an advertiser in
petitioners' magazines, had closed his own studio before the
present issues were published. Finally, the general testimony by
one postal inspector to the effect that, in his experience,
advertisers of this character, after first leading their customers
on with borderline material, usually followed up with "hard core"
matter, can hardly be deemed of probative significance on the issue
at hand.
At best, the Government's proof showed no more than that
petitioners were chargeable with knowledge that these advertisers
were offering photographs of the same character, and with the same
purposes, as those reflected
Page 370 U. S. 495
in their own magazines. This is not enough to satisfy the
Government's burden of proof on this score. [
Footnote 17]
In conclusion, nothing in this opinion of course remotely
implies approval of the type of magazines published by these
petitioners, still less of the sordid motives which prompted their
publication. All we decide is that, on this record, these
particular magazines are not subject to repression under §
1461.
Reversed.
MR. JUSTICE BLACK concurs in the result.
MR. JUSTICE FRANKFURTER took no part in the decision of this
case.
MR. JUSTICE WHITE took no part in the consideration or decision
of this case.
[
Footnote 1]
Section 4161 of 18 U.S.C. provides in part:
"Every obscene, lewd, lascivious, indecent, filthy or vile
article, matter, thing, device, or substance; and --"
"
* * * *"
"Every written or printed card, letter, circular, book,
pamphlet, advertisement, or notice of any kind giving information,
directly or indirectly, where, or how, or from whom, or by what
means any of such mentioned matters, articles, or things may be
obtained or made . . ."
"
* * * *"
"Is declared to be nonmailable matter and shall not be conveyed
in the mails or delivered from any post office or by any letter
carrier."
"Whoever knowingly uses the mails for the mailing, carriage in
the mails, or delivery of anything declared by this section to be
nonmailable, or knowingly causes to be delivered by mail according
to the direction thereon, or at the place at which it is directed
to be delivered by the person to whom it is addressed, or knowingly
takes any such thing from the mails for the purpose of circulating
or disposing thereof, or of aiding in the circulation or
disposition thereof, shall be fined not more than $5,000 or
imprisoned not more than five years. . . ."
[
Footnote 2]
Because of our view of the case, we need not reach petitioners'
third contention that, as applied in this instance, these Post
Office procedures amounted to an unconstitutional "prior restraint"
on the publication of these magazines. The petitioner in this case
has not questioned the Post Office Department's
general
authority under § 1461 to withhold these magazines from the
mails if they are obscene. If that question, discussed in the
opinion of MR. JUSTICE BRENNAN,
post, p.
370 U. S. 495,
may still be deemed open in this Court,
see Milwaukee Social
Democratic Publishing Co. v. Burleson, 255 U.
S. 407,
255 U. S.
421-422 (Brandeis, J., dissenting);
cf. Hannegan v.
Esquire, Inc., 327 U. S. 146, we
do not think it should be decided except upon full-dress argument
and briefing, which have not been afforded us here.
[
Footnote 3]
The Judicial Officer found that "the publisher has admitted that
the magazines are knowingly published to appeal to the male
homosexual group," and that
"The publisher of the issues here involved has deliberately
planned these publications so that they would appeal to the male
homosexual audience. . . ."
[
Footnote 4]
The words of the statute are defined in Webster's New
International Dictionary (unabridged, 2d ed., 1956) as follows:
"
obscene"
"1. Offensive to taste; foul; loathsome; disgusting."
"
* * * *"
"2. a Offensive to chastity of mind or to modesty; expressing or
presenting to the mind or view something that delicacy, purity, and
decency forbid to be exposed; lewd; indecent; as, obscene language,
dances, images."
"
lewd"
"4. Lustful; libidinous; lascivious; unchaste. . . ."
"Syn. -- Licentious, lecherous, dissolute, sensual; debauched,
impure; obscene, salacious, pornographic."
"
lascivious"
"1. Wanton; lewd; lustful."
"
* * * *"
"Syn. -- Licentious, lecherous, libidinous, salacious."
"
indecent"
"Not decent; specif.: a Unbecoming or unseemly; indecorous . .
."
"Syn.-Immodest, impure; gross, obscene."
"
filthy"
"1. Defiled with filth, whether material or moral; nasty;
disgustingly dirty; polluting; foul; impure; obscene."
"
* * * *"
"Syn.-Squalid, unclean, gross, licentious."
"
vile"
"2. Morally contaminated; befouled by or as if by sin; morally
base or impure; wicked; evil; sinful. . . ."
"3. . . . unclean; filthy; repulsive; odious. . . ."
"
* * * *"
"Syn. -- Cheap (despicable), debased; depraved; corrupt, sordid,
vicious; disgusting, loathsome, foul."
To the same effect,
see Webster's New International
Dictionary (unabridged, 3d ed. 1961).
[
Footnote 5]
The first federal statute bearing on obscenity was the Tariff
Act of 1842, which forbade the importation of "indecent and
obscene" pictorial matter and authorized confiscation. 5 Stat.
566-567. In 1865, the Congress passed the first Postal Act touching
on the mailing of obscene matter, making it a crime to deposit an
"obscene book . . . or other publication of a vulgar and indecent
character" in the mails. 13 Stat. 507. The reenactment of the 1865
Act in the codification of the postal laws in 1872 did not change
the several adjectives describing the objectionable matter. 17
Stat. 302. The Comstock Act, 17 Stat. 598, added the descriptive
terms "lewd" and "lascivious," so that the proscription then
included any "obscene, lewd, or lascivious book . . . or other
publication of an indecent character," but this Court, in
Swearingen v. United States, 161 U.
S. 446,
161 U. S. 450,
held that the words "obscene, lewd, or lascivious" described a
single offense. In 1909, the phrase "and every filthy" as well as
the word "vile" were included in the provisions of the Comstock
Act, 35 Stat. 1129. In 1955, the words were arranged in their
present order. 69 Stat. 183. The Court of Appeals for the First
Circuit noted that the words "indecent, filthy or vile" are limited
in their meaning by the preceding words "obscene, lewd,
lascivious," and that all have reference to matters of sex.
Flying Eagle Publications, Inc. v. United States, 273 F.2d
799, 803.
[
Footnote 6]
"Obscene libel" in English usage simply means obscene material,
being derived from libellus, "little book."
See St.
John-Stevas, Obscenity and the Law, 24.
[
Footnote 7]
The passage referred to in
Regina v. Hicklin was the
following:
"I think the test of obscenity is this, whether the tendency of
the matter charged as obscenity is to deprave and corrupt those
whose minds are open to such immoral influences, and into whose
hands a publication of this sort may fall. Now, with regard to this
work, it is quite certain that it would suggest to the minds of the
young of either sex, or even to persons of more advanced years,
thoughts of a most impure and libidinous character."
(1868) L.R. 3 Q.B. at 371.
The quotations from
Regina v. Close and the
Hicklin case are not intended to signify our approval of
either the "tendency to deprave" or "sexual thoughts" test, but
only to emphasize the two elements in the legal definition of
"obscene."
[
Footnote 8]
This definition was approved by the Institute, as part of the
"Proposed Official Draft," at its annual meeting in Washington,
D.C., in May, 1962.
[
Footnote 9]
It is also evident that the Judicial Officer of the Post Office
Department and its counsel entertained the same mistaken view of
Roth. The Report of the Judicial Officer did not address
itself directly to the inherent indecency aspect of the magazines,
except to the extent that such factor was tangentially involved in
the findings already summarized (
supra, p.
370 U. S.
481). The same is true of the expert testimony adduced
by government counsel at the administrative hearing.
[
Footnote 10]
The 1958 amendments to 18 U.S.C. § 1461, 72 Stat. 962,
authorizing criminal prosecution at the place of delivery, evince
no purpose to make the standard less than national.
[
Footnote 11]
No issue was presented in
Roth as to the obscenity of
any of the materials involved. 354 U.S. at
354 U. S. 481,
n. 8.
[
Footnote 12]
See cases cited
infra, p.
370 U. S.
490.
[
Footnote 13]
"The magazines contained little textual material, with pictures
of male models dominating almost every page. . . . The typical page
consisted of a photograph, with the name of the model and the
photographer and occasional references to the model's age (usually
under 26), color of eyes, physical dimensions and occupation. The
magazines contained little, either in text or pictures, that could
be considered as relating in any way to weight lifting, muscle
building or physical culture. . . ."
"Many of the photographs were of nude male models, usually posed
with some object in front of their genitals . . . ; a number were
of nude or partially nude males with emphasis on their bare
buttocks. . . . Although none of the pictures directly exposed the
model's genitals, some showed his pubic hair and others suggested
what appeared to be a semi-erect penis . . . ; others showed male
models reclining with their legs (and sometimes their arms as well)
spread wide apart. . . . Many of the pictures showed models wearing
only loin cloths, 'V gowns,' or posing straps . . . ; some showed
the model apparently removing his clothing. . . . Two of the
magazines had pictures of pairs of models posed together
suggestively. . . ."
"Each of the magazines contained photographs of models with
swords or other long pointed objects. . . . The magazines also
contained photographs of virtually nude models wearing only shoes,
boots, helmets or leather jackets. . . . There were also pictures
of models posed with chains or of one model beating another while a
third held his face in his hands as if weeping. . . ."
[
Footnote 14]
Since Congress has sought to bar from the mails only material
that is "obscene, lewd, lascivious, indecent, filthy or vile," and
it is within this statutory framework that we must judge the
materials before us, we need not consider whether these magazines
could constitutionally be reached under "a statute narrowly drawn
to define and punish specific conduct as constituting a clear and
present danger."
Cantwell v. Connecticut, 310 U.
S. 296,
310 U. S. 311.
[
Footnote 15]
A number of such photographs were seized by the police,
possessing search or arrest warrants, but knowledge that these
advertisers were selling, or would sell, such photographs was never
brought home to any of these petitioners.
[
Footnote 16]
Grecian Guild Pictorial carried a notice that it
"does not knowingly use the work of any studio which takes or
sells nude, undraped front or side view photographs. The
photographers listed above do not offer such photographs."
To be sure, this magazine, as did the others, also carried a
notation that the publisher was familiar with the work of the
advertisers and urged the reader to support them; but this cannot
well be taken as an admission of knowledge that the advertisers'
works were obscene.
[
Footnote 17]
We do not think it would be appropriate at this late stage to
remand the case for further proceedings on the issue of
scienter. Although suggesting that "[it] is arguable" that
scienter is not a necessary element under this part of the
statute, the Government undertakes to defend this aspect of the
judgment primarily on the premise that it was. The record shows
that, at the administrative hearing, government counsel sought to
fasten the petitioners with knowledge that the third-party
advertisers were selling "obscene" material. The Judicial Officer
indeed rejected the petitioners' proposed findings that "the
publishers of each of the magazines in evidence . . . had no
personal knowledge of the material sold by the advertisers. . . ."
To be sure, the record does not disclose whether this was because
"knowledge" was deemed proved, rather than that such element was
not considered relevant. But, on the cross-motions for summary
judgment, based upon the administrative record, the Government did
not undertake to controvert petitioners' allegations that
scienter was a necessary element under this part of the
statute.
MR. JUSTICE BRENNAN, with whom THE CHIEF JUSTICE and MR. JUSTICE
DOUGLAS join, concurring in the reversal.
I agree that the judgment below must be reversed, though for a
reason different from my Brother HARLAN's. This is the first
occasion on which the Court has given
Page 370 U. S. 496
plenary review [
Footnote 2/1] to
a Post Office Department order holding matter "nonmailable" because
obscene.
Petitioners, publishers of certain magazines, employ the mails
in the distribution of about half of their claimed circulation of
25,000. On March 25, 1960, petitioners deposited 405 copies of
their publications for transmission as second class mail from
Alexandria, Virginia, to Chicago. However, the Alexandria
postmaster, acting, apparently without notice to petitioners, on
his belief that the magazines might be obscene and therefore
"nonmailable" under 18 U.S.C. § 14611, withheld delivery and
forwarded samples to the General Counsel of the Post Office
Department. On April 5 and 7, that official notified petitioners
not only that the magazines were being withheld from delivery
because of his opinion that they were nonmailable, but also that no
formal hearing would be held, since an insufficient monetary value
was involved. Shortly thereafter, on April 11, 1960, petitioners
requested a Post Office hearing, and also sought injunctive relief
in the District Court for the District of Columbia against this
stoppage of their mailing. On the same day, the Post Office
Judicial Officer reversed the General Counsel and ordered a
hearing, and thereafter the District Court refused temporary
relief. On April 21, after pleadings had been filed, the hearing
was begun before the Judicial Officer. On April 25, petitioners'
injunction suit was dismissed on the condition that they might seek
further relief if final administrative action was not forthcoming
by April 28. On April 28, one month and three days after the
mailing, the Judicial Officer handed down his opinion holding the
magazines obscene and nonmailable, thus opening petitioners' way
into court.
On May 13, petitioners filed the complaint now before us,
alleging that the magazines were not obscene, that
Page 370 U. S. 497
respondent's action in withholding them from the mails was
"unlawful and inequitable . . . calculated . . . to censor and
harass plaintiffs and . . . a prior restraint designed to deprive
the plaintiffs of their rights under the First Amendment . . .
,"
and requesting temporary and permanent injunctive relief.
Petitioners then moved for summary judgment, arguing,
inter
alia, that
"the Post Office Department held a time-consuming hearing, the
product of which was an Order contrary to the established law of
the United States. . . . This amounts to the most obnoxious and
unconstitutional censorship. The principal effect of the
administrative hearing . . . is to delay action of this Court. . .
. Plaintiffs assert that the Post Office has conducted an
ex
parte administrative prior restraint treading upon an area of
constitutional sensitivity apart from the substantive problems of
determining whether or not the magazines are obscene. . . .
Further, plaintiffs argue that the entire civil procedure followed
by the Post Office based upon a criminal statute raises doubts of
constitutionality."
Respondent, too, moved for summary judgment. His motion was
granted and the complaint dismissed without opinion. The Court of
Appeals affirmed, holding the magazines obscene.
In addition to the question whether the particular matter is
obscene, the Post Office order raises insistent questions about the
validity of the whole procedure which gave rise to it, vital to the
orderly development of this body of law and its administration. We
risk erosion of First Amendment liberties unless we train our
vigilance upon the methods whereby obscenity is condemned no less
than upon the standards whereby it is judged.
Marcus v. Search
Warrant, 367 U. S. 717;
Kingsley Books, Inc. v. Brown, 354 U.
S. 436;
see also Smith v. California,
361 U. S. 147.
Questions of procedural safeguards loom large in the wake of an
order such as the one before us. Among them are: (a) whether
Congress can close the
Page 370 U. S. 498
mails to obscenity by any means other than prosecution of its
sender; (b) whether Congress, if it can authorize exclusion of
mail, can provide that obscenity be determined in the first
instance in any forum except a court, and (c) whether, even if
Congress could so authorize administrative censorship, it has in
fact conferred upon postal authorities any power to exclude matter
from the mails upon their determination of its obscene character.
[
Footnote 2/2]
Lower courts and judges have been troubled by these questions,
[
Footnote 2/3] but this Court has
not had occasion to decide them. At least question (c) is before us
now. [
Footnote 2/4] It surpasses in
general significance even the important issue of the standards for
judging this material's "mailability." Moreover, dealing with the
case on this ground involves less constitutional difficulty than
inheres in others. The conclusion that the Postmaster General is
acting
ultra vires because Congress has not granted the
power which
Page 370 U. S. 499
he here asserts, while greatly influenced by constitutional
doubts, does not require a decision as to whether any establishment
of administrative censorship could be constitutional.
Hannegan
v. Esquire, Inc., 327 U. S. 146;
Kent v. Dulles, 357 U. S. 116.
[
Footnote 2/5]
Mr. Justice Holmes has said:
"The United States may give up the post office when it sees fit,
but, while it carries it on, the use of the mails is almost as much
a part of free speech as the right to use our tongues, and it would
take very strong language to convince me that Congress ever
intended to give such a practically despotic power to any one
man."
Milwaukee Social Democratic Publishing Co. v. Burleson,
255 U. S. 407,
255 U. S. 437
(dissenting opinion).
Page 370 U. S. 500
Whether Congress, by its enactment or amendment of 18 U.S.C.
§ 1461 (a part of the Criminal Code), has authorized the
Postmaster General to censor obscenity, is our precise question.
The Government relies upon no other provision to support the
constitutionally questionable power of administrative censorship of
this material. That power is inferred from the declaration that
every item proscribed in § 1461 is "nonmailable matter and
shall not be conveyed in the mails or delivered from any post
office or by any letter carrier." Even granting that these words on
their face permit a construction allowing the Post Office the power
it asserts, their use in a criminal statute, their legislative
history, and the contrast with the words and history of other
provisions dealing with similar problems raise the most serious
doubt that so important and sensitive a power was granted by so
perfunctory a provision. The area of obscenity is honeycombed with
hazards for First Amendment guaranties, and the grave
constitutional questions which would be raised by the grant of such
a power should not be decided when the relevant materials are so
ambiguous as to whether any such grant exists.
I
The origin of § 1461 is briefly told. [
Footnote 2/6] It was the tag end of a bill drawn in
1865 to meet Post Office requests
Page 370 U. S. 501
for various administrative changes. Its first version read:
"That no obscene book, pamphlet, picture, print, or other
publication of a vulgar and indecent character shall be admitted
into the mails of the United States; but all such obscene
publications deposited in or received at any post office, or
discovered in the mails, shall be seized and destroyed, or
otherwise disposed of, as the Postmaster General shall direct. And
any person or persons who shall deposit or cause to be deposited in
any post office or branch post office of the United States, for
mailing or for delivery, an obscene book, pamphlet, picture, print,
or other publication, knowing the same to be of a vulgar and
indecent character, shall be deemed guilty of a misdemeanor, and,
being duly convicted thereof, shall, for every such offense, be
fined not more than $500, or imprisoned not more than one year, or
both, according to the circumstances and aggravations of the
offense."
In offering this proposal, Chairman Collamer of the Senate Post
Office Committee took pains to point out that it "may be liable to
some objection. . . . I am not perhaps entirely satisfied with it,"
and Senator Reverdy
Page 370 U. S. 502
Johnson, concerned about postmasters breaking seals, immediately
took up Chairman Collamer's suggestion that only the penal
provision be adopted. Chairman Collamer, agreeing that the nonpenal
clause "might be made a precedent for undertaking to give [a
postmaster] a sort of censorship over the mails," said he would be
as happy if it were dropped. Senator Johnson then moved to strike
it: "[I]t would be establishing a very bad precedent to give
authority to postmasters to take anything out of the mail." He
acknowledged that much material is sent uncovered, but thought the
penal provision sufficient to meet the evil. However, Senator
Sherman observed:
"I would much prefer, if the Senator would be satisfied, with
simply striking out the second clause of the first [sentence]. I
think the prohibition against publications of this character going
into the mails ought to stand. We are well aware that many of these
publications are sent all over the country from the city of New
York with the names of the parties sending them on the backs, so
that the postmasters, without opening the mail matter, may know
that it is offensive matter, indecent and improper to be carried in
the public mails. I think, therefore, the legislative prohibition
against carrying such matter when it is known to the postmasters
should be left. Probably the second clause allowing him to open
mail matter should be struck out. . . ."
Senator Johnson acquiesced, and the bill was then passed,
reading:
"That no obscene book, pamphlet, picture, print, or other
publication of a vulgar and indecent character, shall be admitted
into the mails of the United States; any person or persons. . .
."
Cong.Globe, 38th Cong., 2d Sess. 660-661 (1865); 13 Stat.
507.
Page 370 U. S. 503
There are two possible constructions of § 1461 on the basis
of this brief Senate discussion. One possibility is that, short of
breaking seals, [
Footnote 2/7] the
postmasters could remove matter which they thought from its face or
the name of its sender to be obscene. The second construction is
that postmasters could remove matter, but only to turn it over to
the appropriate authorities as the proposed subject of a criminal
prosecution -- and also, of course, after that material had been
determined, in a criminal trial of its sender, to be obscene.
Support for this second construction is found not only in the brief
1865 Senate consideration itself, but also in an 1888 statute
amending § 1461 and enacting a section banning material with
obscene matter on its face and -- unlike § 1461 -- explicitly
providing that it "shall be withdrawn from the mails under such
regulations as the Postmaster General shall prescribe." [
Footnote 2/8]
The 1865 Senate discussion is not unambiguous, but I cannot
suppose that Senator Johnson -- who had already noted his awareness
that much obscene material was discoverable without breaking seals,
and even so, his determined opposition to its being stopped --
would have accepted Senator Sherman's suggestion had he understood
it to mean more than that the Post Office could stop obviously
questionable matter for the purpose of transmitting it to
prosecuting authorities, could stop matter already held obscene if
it were sent again, and could investigate matter sent by persons
previously convicted and, if the matter were found violative, could
present it to the prosecuting authorities. I believe this is the
correct
Page 370 U. S. 504
construction of the 1865 enactment. But at least it is arguably
correct, and necessary if we are to avoid the section's probable
constitutional infirmity [
Footnote
2/9] (
see Near v. Minnesota, 283 U.
S. 697;
Summerfield v. Sunshine Book Co., 95
U.S.App.D.C. 169, 221 F.2d 42) if construed as a provision allowing
the Postmaster General to exclude all matter sent by a person who
had previously sent violative matter. Such an exclusion by attaint
could not be justified by the
"hoary dogma . . . that the use of the mails is a privilege on
which the Government may impose such conditions as it chooses, [for
that] has long since evaporated."
Roth v. United States, 354 U.
S. 476,
354 U. S. 504
(dissenting opinion);
Hannegan v. Esquire, Inc., 327 U.S.
at
327 U. S. 156;
Speiser v. Randall, 357 U. S. 513,
357 U. S.
518.
Subsequent developments concerning the removal of matter from
the mails reveal a nearly contemporaneous strong distaste for and
awareness of constitutional doubts about nonjudicial censorship,
such as reflects meaningfully on the ambiguity surrounding §
1461's enactment. That ambiguity has persisted throughout §
1461's history of amendment, reconsideration, and codification. In
the concurrent history of Congress' handling of related problems,
there has been in each instance either a clear grant of power to
the Postmaster General or, for matters as inextricably intertwined
with the First Amendment as obscenity, a provision for judicial,
rather than administrative, process. Nothing is found to suggest
that one should resolve the ambiguity in 1865 to find a grant of
the power of administrative censorship.
Compare Lewis
Publishing Co. v. Morgan, 229 U. S. 288,
229 U. S.
311.
In 1868, in considering a provision making it unlawful to
deposit letters or circulars concerning lotteries, House Conferees
struck a Senate proposal which would have
Page 370 U. S. 505
authorized postmasters to remove from the mail and deposit in
dead letter offices any letters or circulars thought to concern
lotteries. House Postal Committee Chairman Farnsworth
explained,
"We thought that was a dangerous power to confer upon
postmasters, and therefore we have stricken it out. That section
provides that it shall be unlawful to deposit in the mails . . .
which we thought would be a wise provision. But we thought it would
not be wise to give postmasters this extraordinary power to be
exercised upon a mere suspicion."
Cong.Globe, 40th Cong., 2d Sess. 4412 (1868). Opinions of the
Attorney General advising as to the postmasters' authority under
this lottery provision emphasized the necessity for explicit
legislative authorization to warrant removal of material from the
mails. Those opinions cited examples of provisions containing such
express authorization but, significantly, did not include §
1461 -- an important omission in the light of the observation of
the Attorney General that, aside from the examples he gave,
"[i]f there are other provisions permitting a detention of
letters by a postmaster, they have escaped my attention. It is
believed that at least there are no others affecting the subject of
the present inquiry."
Furthermore, in describing the authorizations he did find, the
Attorney General said:
"It will be seen that none of these authorize what can properly
be called a 'seizure' of any suspected letters by a postmaster,
because, probably, he is not deemed the proper functionary to bring
to trial and punishment those violating the postal laws. [
Footnote 2/10]"
In 1872, § 1461 was amended as part of a codification of
postal legislation. The amendment added a proscription against the
mailing of
"any letter upon the envelope of which, or postal card upon
which scurrilous epithets
Page 370 U. S. 506
may have been written or printed, or disloyal devices printed or
engraved. . . ."
17 Stat. 302. [
Footnote 2/11]
The section was further revised when the Comstock Law was enacted
in 1873. 17 Stat. 598. That statute established penalties for
dealing in or in any way publishing obscenity or any article of an
immoral nature in areas under federal jurisdiction, expanded the
list of items not to be mailed to include matter intended to aid
the procuring of abortion, and banned the importation of all such
items. When the bill came to the floor, Senator Casserly objected
to the provision allowing customs officers to seize prohibited
items:
"I do not know whether it can be left to officers of the custom
house to determine with safety what kind of literature or what sort
of matter is to be admitted."
Cong.Globe, 42d Cong., 3d Sess. 1436 (1873). The bill was
accordingly changed to authorize customs officers simply to detain
the items, and then proceed in a federal court to condemn them if
the federal judge were satisfied that they must be condemned.
Id. at 1525. There is no suggestion that customs officers
were thought to be less trustworthy than postal officers; [
Footnote 2/12] this insistence upon
judicial proceedings shows plainly the congressional aversion to
administrative censorship.
The Comstock bill received but scant and hasty consideration.
[
Footnote 2/13] As passed, its
language was susceptible of a reading which would fail to penalize
the mailing of
Page 370 U. S. 507
obscene or indecent
literature, and reach only actual
abortifacients. Closing this inadvertent gap was the sole purpose
[
Footnote 2/14] of an 1876
amendment, 19 Stat. 90, which made several language changes; among
them, the substitution of the words of which the Government makes
so much --
"declared to be non-mailable matter, [which] shall not be
conveyed in the mails, nor delivered from any post-office nor by
any letter-carrier"
-- for the more cursory "[which] shall [not] be carried in the
mail." Moreover, the 1876 discussion evinces the understanding that
the only obscene materials removable by the Post Office were those
which were to be submitted as, or which already had been, the
subject of a criminal prosecution. The manager of the amendment
assured the House:
"Nor, sir, does this bill give any right to any postmaster to
open or to interfere with anybody's mail. It is like anything else,
before you can convict, you must offer and make proof."
During the debate, a different speaker said:
"Whenever a jury in any locality in the country shall find that
a paper contains matter which may be devoted to a purpose which
they deem immoral -- not only indecent, but immoral -- the jury may
convict the man who sends
Page 370 U. S. 508
the paper or the man who receives it by mail, and the postmaster
is authorized to exclude that newspaper from the mail."
A third speaker, in urging that the word "scurrilous" be
removed, warned:
"I do not object to the purification of the mails, but I would
like the committee, when they reconsider this bill, not to go too
far in giving postmasters discretion."
Another Congressman feared that the severity of the penalties
would make the law a dead letter, because judges and juries would
be unwilling to convict. Thus, the tenor of the entire debate
reflected the premise that § 1461 had only a criminal
application. No one suggested that it also authorized
administrative censorship. 4 Cong.Rec. 695-696. [
Footnote 2/15]
And see 8 Cong.Rec. 697
(1879).
Page 370 U. S. 509
Especially significant in pointing up the purely penal
application of § 1461 are the legislative events of 1888. An
amendment of but a few months' duration changed the law on such
postal crimes as counterfeiting money orders. It included a
provision penalizing the mailing of any matter upon the envelope or
outside cover of which was indecent, scurrilous, threatening, etc.,
language. [
Footnote 2/16] The
provision was promptly amended in the same session because
"there was a suspicion that an implied power was given to
postmasters to open letters. Of course, there was no such
intention, and this [new] bill eliminates that objectionable
feature. . . ."
19 Cong.Rec. 8189. [
Footnote
2/17]
But, even more significantly, the new enactment transferred to a
new section, § 1463, 25 Stat. 496, the ban of § 1461
which, in the 1876 version (19 Stat. 90), had reached "every letter
upon the envelope of which, or postal card upon which, indecent,
lewd, obscene, or lascivious delineations, epithets, terms, or
language may be written or printed"; and § 1463, instead of
merely
Page 370 U. S. 510
declaring that the listed matter was nonmailable, and was not to
be conveyed or delivered, provided that those items "shall be
withdrawn from the mails under such regulations as the Postmaster
General shall prescribe. . . ." It is strange, I think, that §
1461 -- amended at the same time as § 1463 was enacted -- was
not amended also to include an explicit provision for withdrawal
from the mails, if authority for withdrawal had been Congress'
intention. But Congress did not contemplate any general
administrative censorship or obscenity. The House discussion
expressed the agreement that, besides the power to punish, there
should be no more than the most limited Post Office power to stop
mail -- and § 1463 states that limitation; and the Senate
debate, focusing almost entirely upon how severe the penalties
should be, reinforced the restrictions upon the postmasters and
underlined that § 1461 is exclusively penal.
See 19
Cong.Rec. 7660-7662, 8189.
The last congressional dealing with § 1461 which is
pertinent to our inquiry occurred in 1909, when again that section
was amended, this time to bar more abortifacients and "every
letter, packet, or package, or other mail matter containing any
filthy, vile, or indecent thing." [
Footnote 2/18] Though committee reports are
unenlightening, the House discussion makes plain that the changes
were intended to reverse the limitations stated in
Swearingen
v. United States, 161 U. S. 446,
that the statute applied only to "that form of immorality which has
relation to sexual impurity," and that its words had "the same
meaning as is given them at common law in prosecutions for obscene
libel." 161 U.S. at
161 U. S. 451; 42
Cong.Rec. 995-999, 43 Cong.Rec. 283-284. [
Footnote 2/19] The two brief House discussions suggest
that there were members who did believe that
Page 370 U. S. 511
the Post Office had some power to remove obscene mail, even
apart from presenting it for criminal prosecution; it was
analogized to fraudulent matter. But nothing characterizes the
discussion so much as its ambiguity and its concern lest the Post
Office acquire powers whose exercise would amount to censorship.
See 42 Cong.Rec. 995-998.
And see 101 Cong.Rec.
3804, 7798, 8241-8242 (1955).
II
Section 1463 is not the only statute which goes further than
§ 1461 towards authorizing Post Office censorship. Five other
criminal statutes prohibiting the introduction of various matter
into the mails either contain within themselves or have direct
counterparts in the postal laws which contain explicit
authorizations to the Postmaster General to remove or return such
matter. [
Footnote 2/20] In
sharp
Page 370 U. S. 512
contrast, § 1461 -- itself silent as to sanctions except
for the provision of criminal penalties -- has no counterpart in
the postal laws. It is mentioned once in the recodification of 1960
-- in § 4001(a), a section collecting the various provisions
designating matter as nonmailable and which, the Committee Report
indicates and the floor discussion and reviser's note assure, was
not intended to change existing law [
Footnote 2/21] -- ambiguous throughout.
The removal of obscene material has not been the Post Office's
only weapon against it. In 1950, § 4006 was enacted granting
special powers over the mail of any person found, to the Postmaster
General's satisfaction, to be using the mails to obtain money for
or to be providing information about any obscene or vile article or
thing: Postmasters could mark mail sent to that person "unlawful"
and return it to its sender; and they could forbid payment to that
person of any money orders or postal notes, and return the funds to
the senders. [
Footnote 2/22] The
clarity of the grant of these powers is no less noteworthy than
their subsequent history. In 1956, the Postmaster General sought
[
Footnote 2/23] and obtained the
power to enter an order, pending the administrative proceeding to
determine whether § 4006 should be invoked, under which all
mail
Page 370 U. S. 513
addressed to the respondent could be impounded. The order was to
expire at the end of 20 days unless the Postmaster General sought,
in a Federal District Court, an order continuing the impounding.
The 20-day order by the Postmaster General, and its extension by a
court, were to issue only if "necessary to the effective
enforcement of (§ 4006)." [
Footnote 2/24] In 1959, extensive hearings were held in
the House on the Post Office's request that the 20-day period be
extended to 45 days, and that the standard of necessity be changed
to "public interest." [
Footnote
2/25] Instead, what was enacted in 1960 stripped the Postmaster
General of his power to issue an interim order for any period, and
directed him to seek a temporary restraining order in a Federal
District Court. [
Footnote
2/26]
Page 370 U. S. 514
Congress gave full consideration to censorship of obscene
material when it dealt with the Tariff Act of 1930. Prior to that
year, the customs laws provided for the exclusion from the United
States of obscene written matter, but required resort in the first
instance to a Federal District Court for a determination of the
matter's obscenity. [
Footnote
2/27] In the course of their work on the bill, the House Ways
and Means Committee added language to exclude seditious as well as
obscene material, and also replaced the judicial procedure with the
generally applicable procedures for seizure by the customs
officers, entailing judicial review only at the instance of a
would-be importer.
See H.R.Rep. No. 7, 71st Cong., 1st
Sess. at 160, 185, 190, 244-245. It was in this form that the bill
passed the House, and was reported by the Senate Committee,
see S.Rep. No. 37, 71st Cong., 1st Sess. 60; 71 Cong.Rec.
4458 (remarks of Senator Smoot), but on the Senate floor it ran
into strong expressions against customs censorship: fears about
administrative determinations were enhanced by felt difficulties in
applying the
Page 370 U. S. 515
statute's proscriptions to particular material. Judicial review
was thought insufficient, for that would leave the initiative for
resort to the courts with the person subjected to the censorship:
expense, inconvenience, and public embarrassment would, it was
believed, result in unreviewed administrative exclusion.
See
generally 71 Cong.Rec. 4432-4439; 4445-4471. In support of the
idea that the initial decision should be made by a court, rather
than a customs inspector, 72 Cong.Rec. 5417-5423, Senator Walsh of
Montana said:
"Everybody of right mind wants to prevent the circulation of
such books as the Senator from Utah has in mind. That is not the
point at all. Those immoral and obscene and indecent publications
are printed in this country, as well as abroad. . . . How do we
reach the situation? We make it a crime to circulate those books in
this country, and we punish that offense the same as we punish
every other offense, by proper prosecution. Likewise, we prohibit
the circulation of material of that kind in the mails, and if
anybody circulates it in the mails, he becomes liable to indictment
and prosecution. That is the way we endeavor to deal with that
thing."
72 Cong.Rec. 5419.
See also id. at 5425, 5430.
But
compare the remarks of Senators Copeland, Cutting, and
Fletcher, 71 Cong.Rec. at 4435, 4450.
He then offered an amendment to impose criminal sanctions for
importing proscribed matter, and to require the matter's detention
by the customs for transmittal to the appropriate authorities to
commence judicial forfeiture proceedings.
Id. at 5421.
However, there were misgivings about the criminal sanction; it was
thought by some to jeopardize borderline activity too seriously.
Id. at 5423-5431. The Senate passed a provision
corresponding to Senator Walsh's amendment, but without
Page 370 U. S. 516
a criminal sanction, 72 Cong.Rec. 5501-5520, and this was
enacted into law. Thus, the House Committee's attempt to revert
from judicial to administrative determinations in the initial phase
of customs censorship was emphatically rebuffed.
III
It is clear that the Post Office has long practiced
administrative censorship of allegedly obscene mailings generally.
However, the formal regulations prescribing a procedure are new.
[
Footnote 2/28] The practice was
described in 1952 by the Solicitor of the Department when
testifying before a congressional committee:
"[W]e have an informal procedure which, so far, hasn't been
considered or tested out in the court, so we have gotten by with it
so far. That is where a postmaster finds obscene matter at the
point of entry of the mail into the post office, and, if he is in
doubt as to whether it is good or bad, he will send it to the
Solicitor's office for a ruling. . . ."
He also said:
"If we had to hold hearings on all of those, if any court should
ever decide that those hearings also come under the Administrative
Procedure Act, we are just hopelessly sunk, that is all; we are
just lost."
"They may, but they have never taken us into court on it. We
just hope that we get by with it as long as we can. [
Footnote 2/29]
Page 370 U. S. 517
And:"
"[S]ometimes you can get five people together, and you can give
them five pieces of mail, and ask them to mark them, and you will
get five different results, because, in some cases, it is just one
of those things that depends on your own personal ideas, and your
own bringing up; it depends upon how strongly you feel about
things, and there are some types of that material that you just
can't get two people to agree on no matter how reasonably and how
objectively they look upon it. It is just an honest difference of
opinion. We experience it all the time, so we have our conferences,
and we decide what is going to be the best thing to do. . . ."
"
* * * *"
"We have no trouble with prosecutions on things that are
definitely obscene, but it is this material that is this way and
that way that is very, very difficult to prosecute."
Hearings before the Select Committee on Current Pornographic
Materials, House of Representatives, on Investigation of Literature
Allegedly Containing Objectionable Material, 82d Cong., 2d Sess.,
281, 282 (1952). It also is clear that this was not the first or
last occasion on which Post Office practice has been brought to the
attention of a congressional committee. [
Footnote 2/30] But the report
Page 370 U. S. 518
of the 1952 Select Committee, which listed § 1461 as a
criminal statute, certainly did not dispel the continuing ambiguity
surrounding that section. And the report said:
"There are other means of handling this problem than by the ban
of the censor, means which can be applied without danger of
infringing on the freedom of the press. . . . [
Footnote 2/31]"
But, in any event, testimony before committees, committee
reports, and administrative usurpation do not, either singly or
collectively, suffice to establish authorization.
IV
We have sustained the criminal sanctions of § 1461 against
a challenge of unconstitutionality under the First Amendment.
Roth v. United States, 354 U. S. 476. We
have emphasized, however, that the necessity for safeguarding First
Amendment protections for nonobscene materials means that
Government
"is not free to adopt whatever procedures it pleases for dealing
with obscenity . . . without regard to the possible consequences
for constitutionally protected speech."
Marcus v. Search Warrant, 367 U.
S. 717,
367 U. S. 731.
I imply no doubt that
Page 370 U. S. 519
Congress could constitutionally authorize a noncriminal process
in the nature of a judicial proceeding under closely defined
procedural safeguards. But the suggestion that Congress may
constitutionally authorize any process other than a fully judicial
one immediately raises the gravest doubts. However, it is enough to
dispose of this case that Congress has not, in § 1461,
authorized the Postmaster General to employ any process of his own
to close the mails to matter which, in his view, falls within the
ban of that section.
"The provisions . . . would have to be far more explicit for us
to assume that Congress made such a radical departure from our
traditions and undertook to clothe the Postmaster General with the
power to supervise the tastes of the reading public of the
country."
Hannegan v. Esquire, Inc., 327 U.S. at
327 U. S. 156.
I therefore concur in the judgment of reversal.
[
Footnote 2/1]
One, Inc. v. Olesen, 355 U. S. 371, and
Sunshine Book Co. v. Summerfield, 355 U.
S. 372, were decided summarily without argument.
[
Footnote 2/2]
There would also be the question, if (a), (b) and (c) were
answered affirmatively, of the validity of the particular
procedures that the Post Office has employed.
[
Footnote 2/3]
See, e.g., Grove Press, Inc. v.
Christenberry, 175 F.
Supp. 488, 495, and 276 F.2d 433, 435;
Sunshine Book Co. v.
Summerfield, 101 U.S.App.D.C. 358, 364-367, 249 F.2d 114,
120-123 (dissenting opinion),
reversed, see supra,
370
U.S. 478fn2/1|>n. 1.
And cf. Roth v. Goldman, 172
F.2d 788, 794-795 (concurring opinion).
Compare Stanard v.
Olesen; 74 S. Ct. 768 (opinion of MR. JUSTICE DOUGLAS),
Olesen v. Stanard, 227 F.2d 785;
Summerfield v.
Sunshine Book Co., 95 U.S.App.D.C. 169, 221 F.2d 42.
[
Footnote 2/4]
The Government argues that petitioners "complain generally of
"an unconstitutional prior restraint," . . . without specifying
[where] the asserted vice lies. . . ." Insofar as petitioners
challenge the constitutionality of § 1461 if read to impose
civil restraints, their suit would be within the requirements for
convening a three-judge court under 28 U.S.C. § 2282, and
therefore that claim is not here. But insofar as their attack is
grounded upon a claim that § 1461 is not to be construed as
granting censorial power to the Post Office, § 2282 does not
apply.
[
Footnote 2/5]
My Brother HARLAN states that no question is raised as to the
Post Office Department's general authority under 18 U.S.C. §
1461 to withhold obscene matter from the mails. The Government
asserts only that, at the administrative level, the petitioners
made no objection to the procedure. The Government does not suggest
that the challenge to the Post Office's power to act at all had to
be made before the administrative body. That challenge presents a
jurisdictional question, and is open to the petitioners even if not
initially asserted in the agency proceeding.
See United States
v. L. A. Tucker Truck Lines, Inc., 344 U. S.
33,
344 U. S. 38.
And although perhaps not artfully, the petitioners did challenge
the authority of the Post Office in the District Court. In their
motion for summary judgment, petitioners stated:
"[P]laintiffs argue that the entire civil procedure followed by
the Post Office based upon a criminal statute raises doubts of
constitutionality. The fragile foundation on which the Post Office
action rests must be kept in mind, both in dealing with the
substantive obscenity question involved and in determining the
proper scope of judicial review. . . . There is lacking here the
kind of specific legislative direction to the administrative agency
that in certain circumstances justifies judicial deference to
administrative determinations."
The Court of Appeals did not discuss the issue, perhaps because
it had held in
Sunshine Book Co. v. Summerfield, supra,
370
U.S. 478fn2/3|>n. 3, that the questioned authority exists;
the Government does not suggest that petitioners failed to make
their argument there. And in this Court, petitioners continue their
attack, and the Government, without reservation, fully defends
against it.
[
Footnote 2/6]
There is no need to consider here the history before 1865, which
was highlighted by the rejection by Congress in 1836, largely on
constitutional grounds, of President Jackson's request for
legislation to suppress mail distribution of "incendiary"
abolitionist literature.
See Rogers, The Postal Power of
Congress (1916); Deutsch, Freedom of the Press and of the Mails, 36
Mich.L.Rev. 703 (1938). The 1865 Senate debates referred to such
action as the kind for which power should be withheld. Cong.Globe,
38th Cong., 2d Sess. 661 (1865). The Post Office occasionally
seized allegedly treasonable newspapers despite its lack of
authority.
See H.R.Rep. No. 51, 37th Cong., 3d Sess., pp.
3, 10 (1863).
The only noncriminal procedure authorized against obscene
material before 1865 was a judicial proceeding for imported
material's forfeiture. 5 Stat. 566;
see United States v. Three
Cases of Toys, 28 F.Cas. page 112, No. 16499;
Anonymous, 1 Fed.Cas. 1024, No. 470. For a comprehensive
discussion of the history and practice of censorship in the Post
Office and Bureau of Customs,
see Paul and Schwartz,
Federal Censorship: Obscenity in the Mail (1961), and Paul, The
Post Office and Non-Mailability of Obscenity: An Historical Note, 8
U.C.L.A.L.Rev. 44 (1961).
[
Footnote 2/7]
Congress, in 1865, was undoubtedly against any power in the Post
Office to break seals (
see Cong.Globe, 38th Cong., 2d
Sess. 660-661), and, 23 years later, made this explicit as to first
class mail. 25 Stat. 496-497. But even that was a prohibition "out
of abundant caution," and was not intended to imply any power to
open mail of other classes.
See 19 Cong.Rec. 8189
(1888).
[
Footnote 2/8]
25 Stat. 496, now 18 U.S.C. § 1463.
[
Footnote 2/9]
See United States ex rel. Milwaukee Social Democratic
Publishing Co. v. Burleson, 255 U. S. 407,
255 U. S. 423,
255 U. S.
429-430 (Brandeis, J., dissenting).
[
Footnote 2/10]
16 Op.Atty.Gen. 5, 6 (1878); 12
id. 538 (1868);
and
see 12
id. 399, 401 (1868).
[
Footnote 2/11]
There was also a provision that any material
"which may be seized or detained for violation of law shall be
returned to the owner or sender of the same, or otherwise disposed
of as the Postmaster General may direct,"
17 Stat. 323, but that only states what may be done with
material which may be seized or detained, and our question is
whether obscene material -- except in the narrow circumstances
already described -- may be seized or detained at all.
Compare pp.
370 U. S.
511-512
infra.
[
Footnote 2/12]
But see Casserly's second statement,
id. at
1436, which was a misunderstanding of the bill.
[
Footnote 2/13]
See Paul,
supra, 370
U.S. 478fn2/6|>n. 6, at 51-57.
[
Footnote 2/14]
The bill's manager in the House said:
"[T]he proposed bill in no wise changes the law as it now is
except to provide a penalty for the circulation of obscene
literature. By an oversight in drafting, the original section the
penalty applies only to the disposition of articles circulated or
sold for the purpose of procuring abortion or preventing
conception. Already this obscene class of matter spoken of in the
other portion of the section is prohibited from passing through the
mails, but no penalty is provided. . . . [I]t in no way changes the
section as it now is. It makes nothing non-mailable that is not now
non-mailable. It merely provides a penalty. . . ."
4 Cong.Rec. 695 (1876).
"Section (1461) is perfected by the bill so as to provide a
complete penalty for the mailing of all kinds of matter therein
prohibited to pass through the mails."
4 Cong.Rec. 3656. The Senate did not discuss this change.
See 4 Cong.Rec. 4261-4264.
[
Footnote 2/15]
Discussion in the Senate included the first reference to the
problem of standards of obscenity -- it was hardly such as to
afford guidelines for administrative action:
"Mr. MORTON. Mr. President, in prohibiting the transmission of
any matter through the mails, there ought to be great care used and
it ought to be particularly described and defined. All of that
which is described in the beginning of the first section of this
bill is eminently proper to prohibit from being transmitted through
the mails; but there is a part of that section that I think is
vague and susceptible of abuse. It prohibits the transmission
through the mail of 'every article or thing intended or adapted for
any indecent or immoral use.' What is an 'immoral use?' That
question may be subject to very different opinions. The word
'obscene' is well defined; we can understand what that means; but
when you prohibit everything that is for an immoral use, there
would be wide differences of opinion on that point."
"Mr. CONKLING. The same words are in the law now."
"Mr. MORTON. That may be. I remember a time when certain
newspapers and pamphlets were prohibited from going through the
mails in certain States, because they were held to be of an immoral
and seditious character -- of 'an incendiary character,' as my
friend from Ohio (Mr. SHERMAN) suggests. Public opinion has changed
upon that point. But when we come to prohibit the transmission of
any matter through the mails, we ought to understand pretty well
what it is. There are many things that a portion of our people
would consider immoral that other portions would consider entirely
moral. Some people might consider a pack of card highly immoral;
others might think they were entirely proper. Many other things
might be enumerated."
4 Cong.Rec. 4263.
[
Footnote 2/16]
"And all matter otherwise mailable by law upon the envelope or
outside cover or wrapper of which, or postal card, upon which
indecent, lewd, lascivious, obscene, libelous, scurrilous, or
threatening delineations, epithets, terms, or language, or
reflecting injuriously upon the character or conduct of another,
may be written or printed, are hereby declared to be non-mailable
matter, and shall not be conveyed in the mails, nor delivered from
any post-office nor by any letter-carrier; and any person who shall
knowingly deposit. . . ."
25 Stat. 188.
The proscription of scurrilous epithets had been part of §
1461 as amended in 1873, 17 Stat. 599, but it was removed in 1876
when the word's breadth and vagueness were objected to. Its
reenactment was largely aimed at a "blackmailing" process for the
collection of debts. 19 Cong.Rec. 2206, 6734, 7662 (1888).
[
Footnote 2/17]
But see also id. at 6733-6734.
[
Footnote 2/18]
35 Stat. 1129.
[
Footnote 2/19]
See United States v. Limehouse, 285 U.
S. 424.
[
Footnote 2/20]
(1) 18 U.S.C. § 1718, the criminal provision against
mailing of matter libelous on its face, explicitly empowers the
Postmaster General to make regulations governing its withdrawal
from the mails; (2) 18 U.S.C. §§ 1341 and 1302, the
criminal mail fraud and lottery provisions, have a matching section
in the postal laws empowering the Postmaster General, upon evidence
satisfactory to him, to mark mail "fraudulent" or "lottery mail"
and to return it to its sender, 39 U.S.C. (Supp. II) § 4005;
(3) 18 U.S.C. § 1342, making it a crime to conduct a
fraudulent scheme by using a false name or address, also has a
counterpart civil section empowering the Postmaster General, upon
evidence satisfactory to him, to require proof of identity or to
send such mail to the dead letter office, 39 U.S.C. (Supp. II)
§ 4003; (4) 18 U.S.C. §§ 1715 and 1716, making
criminal the mailing of firearms and injurious articles, explicitly
state that the Postmaster General may make regulations governing
their transmission; (5) 18 U.S.C. § 1717, making criminal the
mailing of matter advocating treason, explicitly authorized
employees of the dead letter office to open such mail.
See
74 Stat. 708.
And see 7 U.S.C. § 150cc and 33 Stat.
1270 (plant pests), 38 Stat. 1113 (plants and plant products), 22
U.S.C. § 618 (foreign agents' propaganda advocating violent
disorder in any other American republic);
compare 7 U.S.C.
§ 1575 (false advertising of seed); 15 U.S.C. §§ 77q
(fraudulent matter regarding securities), 80a-20 (solicitation of
proxies), 80a-24 (sales literature regarding securities), 80b-3,
80b-5 and 80b-6 (investment advisers' materials); 50 U.S.C. §
789 (publications of registered Communist organizations).
See American School of Magnetic Healing v. McAnnulty,
187 U. S. 94,
187 U. S.
109.
[
Footnote 2/21]
H.R.Rep.No.36, 86th Cong., 1st Sess. A44 (1959); 105 Cong.Rec.
3157 (1959) and 106 Cong.Rec. 15,667 (1960);
and see
supra, 370
U.S. 478fn2/11|>n. 11.
[
Footnote 2/22]
64 Stat. 451, now revised and codified as 39 U.S.C. (Supp. II)
§ 4006.
See 74 Stat. 578, 655.
[
Footnote 2/23]
It appears that, between 1950 and 1956, the Postmaster General
asserted, and some courts agreed, that he already had the power.
See Stanard v. Olesen, supra, 370
U.S. 478fn2/3|>n. 3, at 771.
[
Footnote 2/24]
70 Stat. 699.
[
Footnote 2/25]
Hearings before House Subcommittee on Postal Operations of the
Committee on Post Office and Civil Service on Obscene Matter Sent
through the Mail, 86th Cong., 1st Sess. (1959).
[
Footnote 2/26]
74 Stat. 553. The codification of the postal laws, later in
1960, repealed 70 Stat. 699 (
see 74 Stat. 708, 729) and
not 74 Stat. 553, but the new § 4007 (74 Stat. 655) repeats
the words of 70 Stat. 699. We need not now decide which is the
governing provision.
The Senate Report in 1956 had said this:
"The committee recognizes that, even in its present form, the
bill gives the Postmaster General extraordinary and summary powers
to impose a substantial penalty by impounding a person's mail for
up to 20 days in advance of any hearing or any review by the
courts. Such power is directly contrary to the letter and spirit of
normal due process, as exemplified by the Administrative Procedure
Act, which requires a hearing before any penalty may be imposed.
The Post Office Department has made its case for this legislation
on the grounds that a temporary and summary procedure is required
to deal with fly-by-night operators using the mails to defraud or
to peddle pornography, who may go out of business -- or change the
name of their business or their business address -- before normal
legal procedures can be brought into operation. The Post Office
Department has not recommended, nor does this committee approve,
the use of the temporary impounding procedure under this bill as a
substitute for the normal practice of an advance hearing or the
bringing of an indictment for violation of the criminal code in all
cases involving legitimate and well established business
operations. The committee would not approve the use of the
extraordinary summary procedure under the bill against legitimate
publishers of newspapers, magazines, or books in cases in which a
Postmaster General might take objection to an article, an issue, or
a volume."
S.Rep.No.2234, 84th Cong., 2d Sess. 2-3.
[
Footnote 2/27]
Section 305 of the Tariff Act of 1922, 42 Stat. 937, banned
obscene and immoral matter, but subsection (c) provided:
"That any district judge . . . within the proper district . . .
[may issue upon probable cause, conformably to the Constitution], a
warrant directed to [a marshal or customs officer], directing him
to . . . seize . . . any article or thing mentioned in [§
305], and to make due and immediate return thereof, to the end that
the same may be condemned and destroyed by proceedings, which shall
be conducted in the same manner as other proceedings in the case of
municipal seizure, and with the same right of appeal or writ of
error."
And see supra, 370
U.S. 478fn2/6|>n. 6;
supra, pp.
370 U. S.
505-506.
[
Footnote 2/28]
These date from 1957.
See 39 CFR §§ 14.4, 203
(1962).
[
Footnote 2/29]
See Wong Yang Sung v. McGrath, 339 U. S.
33;
Riss & Co. v. United States, 341 U.S.
907;
Cates v. Haderlein, 342 U.S. 804;
Walker v.
Popenoe, 80 U.S.App.D.C. 129, 149 F.2d 511;
Door v.
Donaldson, 90 U.S.App.D.C. 188, 195 F.2d 764.
And see
supra, 370
U.S. 478fn2/23|>n. 23.
[
Footnote 2/30]
See, e.g., Hearings before House Subcommittee No. 8 of
the Committee on the Post Office and Post Roads on H.R. 5370, 74th
Cong., 1st Sess. (1935); and Hearings,
supra, 370
U.S. 478fn2/25|>n. 25; S.Rep.No.2179, 81st Cong., 2d Sess.
(1950); S.Rep.No.113, 84th Cong., 1st Sess. (1955); Attorney
General's Committee on Administrative Procedure, Post Office
Department (1940); 19 Op.Atty.Gen. 667 (1890) (upholding exclusion
from the mails of allegedly obscene portions of Tolstoi's "Kreutzer
Sonata"); 4 Op.Asst.Atty.Gen., Post-Office Dept. 741 (1908)
(holding that § 1461 is a civil as well as a criminal
provision, and that the Post Office, "in passing upon the
mailability of matter under this statute . . . , is not confined to
the strict construction of the terms of the enactment which must be
followed by a court in determining whether, in a criminal case, its
provisions have been violated").
And see the sharp -- and
constitutionally colored -- opposition to and rejection of a 1915
proposal that would have authorized the Postmaster General to close
the mails to material sent by a person he had determined to be
engaged in publishing obscene matter. Hearings before House
Committee on the Post Office and Post Roads on Exclusion of Certain
Publications from the Mails, 63d Cong., 3d Sess. (1915);
Milwaukee Social Democratic Publishing Co. v. Burleson,
255 U. S. 407,
255 U. S. 424
(Brandeis, J., dissenting).
[
Footnote 2/31]
H.R.Rep.No.2510, 82d Cong., 2d Sess. 5, 32.
MR. JUSTICE CLARK, dissenting.
While those in the majority, like ancient Gaul, are split into
three parts, the ultimate holding of the Court today, despite the
clear congressional mandate found in § 1461, requires the
United States Post Office to be the world's largest disseminator of
smut and Grand Informer of the names and places where obscene
material may be obtained. The Judicial Officer of the Post Office
Department, the District Court, and the Court of Appeals have all
found the magazines in issue to be nonmailable on the alternative
grounds that they are obscene and that they contain information on
where obscene material may be obtained. The Court, however, says
that these magazines must go through the mails. Brother HARLAN,
writing for himself and Brother STEWART, finds that the magazines
themselves are unobjectionable because § 1461 is not so
narrowly drawn as to prohibit the mailing of material "that incites
immoral sexual conduct," and that the presence of information
leading to obscene material does not taint
Page 370 U. S. 520
the magazines because their publishers were unaware of the true
nature of this information. Brother BRENNAN, joined by THE CHIEF
JUSTICE and Brother DOUGLAS, finds that § 1461 does not
authorize the Postmaster General through administrative process to
close the mails to matter included within its proscriptions. Since,
in my view, the Postmaster General is required by § 1461 to
reject nonmailable matter, I would affirm the judgment on the sole
ground that the magazines contain information as to where obscene
material can be obtained, and thus are nonmailable. I therefore do
not consider the question of whether the magazines as such are
obscene.
I
The procedures followed below can be described briefly.
Petitioners deposited in the Post Office in Alexandria, Virginia,
six parcels containing 405 copies of three magazines which they
published. The parcels were directed to petitioners' agent in
Chicago and marked as second class matter. Being unsealed and
subject to inspection, [
Footnote
3/1] the Postmaster noticed that the material appeared to be
obscene. Under the regulations of the Post Office Department in
effect since 1902, the Alexandria Postmaster notified the General
Counsel of the Post Office Department in Washington and submitted
samples of the material; the General Counsel determined the
magazines to be nonmailable under § 1461 and notified
petitioners' president. Petitioners sought injunctive relief
against the Department in the District Court on the grounds that
the magazines did not violate § 1461 and the procedure used
amounted to an unconstitutional "
ex parte administrative
prior restraint," but the suit was dismissed for determination of
the issue at an administrative hearing provided for by the
Department's regulations. After a full
Page 370 U. S. 521
hearing at which petitioners did not dispute the congressional
authorization to reject the six parcels for second class mailings,
the Judicial Officer declared the material nonmailable. Petitioners
contested this finding by judicial review in the District Court,
where the action of the Judicial Officer was upheld.
MR. JUSTICE BRENNAN, as I have indicated, has reached the
conclusion that, when the Congress originally passed the Act in
question some 97 years ago, it granted no power to the Post Office
to refuse to receive and carry matter declared by the Act to be
nonmailable. Since this point was neither presented below nor
argued here, I do not believe it to be properly before us. Brother
BRENNAN, however, rests his concurring opinion on it, and, for that
reason, I shall discuss the issue. [
Footnote 3/2]
Section 1461 explicitly provides that:
"Every obscene, lewd, lascivious, indecent, filthy or vile
article, matter, thing, device, or substance; and . . . [e]very
written or printed card, letter, circular, book, pamphlet,
advertisement, or notice of any kind giving information, directly
or indirectly, where, or how, or from whom, or by what means any of
such mentioned matters, articles, or things may be obtained . . .
[i]s declared to be nonmailable matter and shall not be
conveyed in the mails or delivered from any post office or by any
letter carrier."
(Emphasis supplied.) Its genesis was in Section 16 of the Act of
March 3, 1865, 13 Stat. 507, which when reported in the Senate had
two parts:
"[N]o obscene book, pamphlet, picture, print, or other
publication of a vulgar and indecent character, shall be admitted
into the mails of the United States;
Page 370 U. S. 522
but all such obscene publications deposited in or received at
any post office, or discovered in the mails, shall be seized and
destroyed, or otherwise disposed of, as the Postmaster General
shall direct."
"[A]ny person or persons who shall deposit or cause to be
deposited in any post office or branch post office of the United
States, for mailing or for delivery, an obscene book, pamphlet,
picture, print, or other publication, knowing the same to be of a
vulgar and indecent character, shall be deemed guilty of a
misdemeanor. . . ."
Cong. Globe, 38th Cong., 2d Sess. 661. The sponsor of the bill
advised the Senate that it had a twofold effect:
"The first part of it provides that if such [obscene]
publications are in the mails, the postmasters may take them out;
and the latter part provides a penalty and a punishment for those
who put them into the mails."
This explanation of the sponsor seems enough to undermine
Brother BRENNAN's contention, but there is even more. Senator
Johnson of Maryland apparently feared that obscene matter might be
mailed in sealed envelopes, and that "the postmaster . . . will
break the seal." He moved to strike out the first part of the bill.
Senator Sherman, however, objected, saying that
"
the legislative prohibition against carrying such matter
when it is known to the postmasters should be left. Probably
the second clause allowing him to open mail matter should be struck
out."
Ibid. (Emphasis supplied.) Senator Johnson acquiesced
in this suggestion, and thus the bill as finally passed clearly
permitted postmasters to refuse matters which were known by them to
be obscene, so long as seals were not broken. [
Footnote 3/3]
Page 370 U. S. 523
The 1873 postal regulations reflected this power to exclude
obscene matter from the mails, [
Footnote 3/4] as have all succeeding ones,
e.g., Postal Laws and Regulations (1893 ed.) § 335.
In 1876, the Act was amended to substantially its present form. 19
Stat. 90. It not only declared certain material "to be non-mailable
matter," but added that such "shall not be conveyed in the mails,
nor delivered from any post office nor by any letter carrier." A
single comment by the bill's sponsor in the House reflects the
understanding that this section, both before and after amendment,
authorized exclusion:
"[T]he proposed bill in no wise changes the law as it now is
except to provide a penalty for the circulation of obscene
literature. By an oversight in drafting, the original section the
penalty applies only to the disposition of articles circulated or
sold for the purpose of procuring abortion or preventing
conception.
Already this obscene class of matter spoken of in
the other portion of the section is prohibited from passing through
the mails, but no penalty is provided. . . . [I]t in no way
changes the section as it now is. It makes nothing non-mailable
that is not now non-mailable. It merely provides a penalty. . .
."
4 Cong.Rec. 695 (1876). (Emphasis supplied.) Regulations
establishing the procedure now used by the Department to determine
questions of mailability were adopted in 1902. And, in 1960, in a
recodification, the Congress included § 1461 within its
collection of provisions which designate matter as nonmailable. 39
U.S.C. (Supp. II) § 4001(a).
Page 370 U. S. 524
In light of the language of the statutes, the legislative
history, the subsequent recodification, and the consistent history
of administrative interpretation, it stretches my imagination to
understand how one could conclude that Congress did not authorize
the Post Office Department to exclude nonmailable material. As
Justice Brandeis said in
Milwaukee Social Democratic Publishing
Co. v. Burleson, 255 U. S. 407,
255 U. S. 418,
255 U. S. 421
(1921) (dissenting opinion):
"The scope of the Postmaster General's alleged authority is
confessedly the same whether the reason for the nonmailable quality
of the matter inserted in a newspaper is that it violates the
Espionage Act, or the copyright laws, or that it is part of a
scheme to defraud, or concerns lotteries, or is indecent, or is in
any other respect matter which Congress has declared shall not be
admitted to the mails."
"
* * * *"
"As a matter of administration, the Postmaster General, through
his subordinates, rejects matter offered for mailing, or removes
matter already in the mail, which in his judgment is unmailable.
The existence in the Postmaster General of the power to do this
cannot be doubted. The only question which can arise is whether in
the individual case the power has been illegally exercised."
II
Let us now turn to the opinion of Brother HARLAN, and first take
up the question whether magazines which indisputably contain
information on where obscene material may be obtained can be
considered nonmailable apart from the sender's
scienter.
Giving regard to the wording of § 1461, the interests
involved, and the nature of the sanction imposed, I fail to see how
the sender's
scienter is anywise material to a
determination of nonmailability.
Page 370 U. S. 525
Section 1461 very explicitly demands that no information "be
conveyed in the mails or delivered from any post office or by any
letter carrier" if it in fact tells how obscene material can be
obtained. This command running to those charged with the
administration of the postal system is not conditioned by the words
of the statute upon the sender's
scienter, or any remotely
similar consideration. When it wants to inject a
scienter
requirement, the Congress well knows the words to use, as evidenced
by the very next sentence in § 1461 establishing the criminal
sanctions:
"Whoever
knowingly uses the mails for the mailing,
carriage in the mails, or delivery of anything declared by this
section to be nonmailable . . . shall be fined not more than $5,000
or imprisoned not more than five years, or both. . . ."
(Emphasis supplied.) Congress could not have made it more clear
that the sender's knowledge of the material to be mailed did not
determine its mailability, but only his responsibility for mailing
it. Nor is there any reason why Congress -- in a civil action --
should have wanted it any other way. The sender's knowledge of the
matter sought to be mailed is immaterial to the harm caused to the
public by its dissemination. Finally, interpreting § 1461 to
mean what it says would not give rise to the "serious
constitutional question" envisioned. This fear is premised entirely
on
Smith v. California, 361 U. S. 147
(1959), which was a criminal case. Surely the prerequisites to
criminal responsibility are quite different from the tests for the
use of the mails. The present determination of nonmailability of
bulk packages of magazines to newsstands rains no sanctions or
incriminations upon the publishers of these magazines, nor does it
confiscate or impound the magazines. For these reasons, I believe
the only possible interpretation of § 1461 is that the
sender's
scienter is immaterial in determining the
mailability of information on where obscene material can be
obtained.
Page 370 U. S. 526
In passing, it might be noted that a requirement of
scienter gives rise to some interesting problems. For
instance: is the sender's
scienter permanently fixed at
the time the material is first unsuccessfully offered for mailing,
or is his
scienter to be reevaluated when the material is
again offered for mailing? How are equitable principles such as
"clean hands" and "he who seeks equity must do equity" squared in a
proceeding to enjoin an administrative nonmailable order with an
insistence on mailing material which has been shown to contain
information leading to obscene material?
However, assuming that the knowledge of the sender is material
in determining the mailability of these magazines, I submit the
undisputed facts and findings compel as a matter of law the
conclusion that the petitioners knew that materials published in
their magazines informed their readers where obscene matter might
be obtained. To say the least, these facts and findings are such
that this Court ought not to set itself up as a factfinder, but
should remand the case for a determination by those who have been
entrusted initially with this responsibility. [
Footnote 3/5]
The content and direction of the magazines themselves are a
tip-off as to the nature of the business of those who solicit
through them. The magazines have no social, educational, or
entertainment qualities, but are designed solely as sex stimulants
for homosexuals. They
"consist almost entirely of photographs of young men in nude or
practically nude poses handled in such a manner as to focus
attention on their genitals or buttocks or to emphasize
Page 370 U. S. 527
these parts. . . ."
Because of this content, the magazines do
"not appeal to the ordinary male adult, . . . [who] would have
no interest in them and would not buy them under ordinary
circumstances and . . . [therefore] the readers of these
publications consist almost entirely of male homosexuals and
possibly a few adolescent males. . . ."
The publishers freely admit that the magazines are published to
appeal to the male homosexual group. The advertisements and
photographer lists in such magazines were quite naturally
"designed so as to attract the male homosexual and to furnish
him with names and addresses where nude male pictures in poses and
conditions which would appeal to his prurient interest may be
obtained."
Moreover, the advertisements themselves could leave no more
doubt in the publishers' minds than in those of the solicited
purchasers. To illustrate: some captioned a picture of a nude or
scantily attired young man with the legend "perfectly proportioned,
handsome, male models, age 18-26." Others featured a photograph of
a nude male with the area around the privates obviously retouched
so as to cover the genitals and part of the pubic hair and offered
to furnish an "original print of this photo." Finally, each
magazine specifically endorsed its listed photographers, and
requested its readers to support them by purchasing their products.
In addition, three of the four magazines involved expressly
represented that they were familiar with the work of the
photographers listed in their publications. [
Footnote 3/6]
Turning to Womack, the president and directing force of all
three corporate publishers, it is even clearer that we are not
dealing here with a "Jack and Jill" operation. Mr. Womack admitted
that the magazines were planned for homosexuals, designed to appeal
to and stimulate
Page 370 U. S. 528
their erotic interests. To improve on this effect, he made
suggestions to photographers as to the type of pictures he wanted.
For example, he informed one of the studios listed in his
publications that
"physique fans want their 'truck driver types' already cleaned
up, showered, and ready for bed . . . [and] it is absolutely
essential that the models have pretty faces and a personality not
totally unrelated to sex appeal."
Womack had also suggested to the photographers that they
exchange customer names with the hope of compiling a master list of
homosexuals. He himself had been convicted of selling obscene
photographs via the mails.
Womack v. United States, 111
U.S.App.D.C. 8, 294 F.2d 204 (1961). More recently, he has pleaded
not guilty by reason of insanity to like charges. Washington Post,
Feb. 1, 1962, p. D-3. Furthermore, he was warned in March, April,
and July of 1959 that a number of his photographer advertisers were
being prosecuted for mailing obscene matter, and that he might be
violating the law in transmitting through the mails their
advertisements. However, he continued to disseminate such
information through the mails, removing photographers from his
lists only as they were convicted. Finally, through another
controlled corporation not here involved, he filled orders for one
of his advertisers sent in by the readers of his magazines. This
material was found to be obscene, and, like all of the above facts
and findings, it is not contested here.
The corporate petitioners are chargeable with the knowledge of
what they do, as well as the knowledge of their president and
leader. How one can fail to see the obvious in this record is
beyond my comprehension. In the words of Milton: "O dark, dark,
dark amid the blaze of noon." For one to conclude that the above
undisputed facts and findings are insufficient to show the required
scienter, however stringently it may be defined, is, in
effect,
Page 370 U. S. 529
to repeal the advertising provisions of § 1461. To
condition nonmailability on proof that the sender actually saw the
material being sold by his advertisers is to portray the Congress
as the "mother" in the jingle, "Mother, may I go out to swim? Yes,
my darling daughter. Hang your clothes on a hickory limb and don't
go near the water."
For these reasons I would affirm the decision below.
[
Footnote 3/1]
39 U.S.C. (Supp. II) § 4058.
[
Footnote 3/2]
I agree with the conclusion in that opinion that petitioners'
constitutional claim cannot be considered here.
[
Footnote 3/3]
The magazines here involved were second class matter, and thus
were unsealed and subject to inspection. 39 U.S.C. (Supp. II)
§ 4058.
[
Footnote 3/4]
"All books, pamphlets, circulars, prints, &c., of an
obscene, vulgar, or indecent character . . .
must be withdrawn
from the mails by postmasters at either the office of mailing
or the office of delivery."
Postal Laws and Regulations (1873 ed.) § 88. (Emphasis
supplied.)
[
Footnote 3/5]
If the express rejection by the Judicial Officer of petitioners'
proposed finding that they had "no personal knowledge of the
material sold by the advertisers" is taken as a finding to the
contrary, then of course this is entitled to the deference accorded
administrative findings,
cf., e.g., Labor Board v. Walton Mfg.
Co., 369 U. S. 404
(1962).
[
Footnote 3/6]
The magazines were offered in six bundles, apparently with
copies of each of the four magazines intermingled among the
bundles.