1. Injuries sustained by employees working on new vessels under
construction and afloat upon navigable waters are not excluded from
the coverage of the Longshoremen's and Harbor Workers' Compensation
Act by § 3(a) thereof, although recovery for such injuries may
validly be had under a state workmen's compensation law. Pp.
370 U. S.
115-131.
2. Acceptance by such an employee of payments under a state
workmen's compensation law does not constitute an election of the
remedy under the state law which precludes recovery under the
Longshoremen's Act. Pp.
370 U. S.
131-132.
293 F.2d 51, 52, reversed.
Page 370 U. S. 115
MR. JUSTICE BRENNAN delivered the opinion of the Court.
Section 3(a) of the Longshoremen's and Harbor Workers'
Compensation Act provides that compensation shall be paid only for
injuries occurring on navigable waters "and if recovery . . .
through workmen's compensation proceedings may not validly be
provided by State law." [
Footnote
1] In each of these cases, the petitioner is a Deputy
Commissioner who based an award of compensation under the Act on
findings that the employee was engaged at the time of his injury in
the work of completing the construction of a vessel afloat on
navigable waters. [
Footnote
2]
Page 370 U. S. 116
Before the Longshoremen's Act was passed, this Court has
sustained the validity of a state workmen's compensation statute as
applied to injuries suffered by an employee engaged in the
completion of a launched vessel under construction on navigable
waters,
Grant Smith-Porter Ship Co. v. Rohde, 257 U.
S. 469, but had made clear that state compensation
statutes could not constitutionally be applied to injuries to
employees engaged in repair work on completed vessels on navigable
waters. [
Footnote 3] The court
below interpreted § 3(a) as adopting this distinction, and so
set aside both awards, thus holding that a shipyard worker's right
to compensation under the Act, if his injury is incurred on a
vessel, depends not only on whether the vessel is on navigable
waters, but also on whether the vessel was under repair, rather
than under construction.
Avondale Shipyards, Inc. v.
Donovan, 293 F.2d 51;
Travelers Insurance Co. v.
Calbeck, 293 F.2d 52. We granted certiorari because of the
importance of the interpretation of § 3(a) in the
administration of the Act. 368 U.S. 946. We reverse the judgments
of the Court of Appeals and affirm the judgments of the District
Courts sustaining the awards.
The Court of Appeals' interpretation of § 3(a) would, if
correct, have the effect of excepting from the Act's coverage not
only the injuries suffered by employees while engaged in ship
construction, but also any other injuries -- even though incurred
on navigable waters, and so within
Page 370 U. S. 117
the reach of Congress -- for which a state law could,
constitutionally, provide compensation. But the Court of Appeals'
interpretation is incorrect. The history of the Act, and of §
3(a) in particular, contravenes it; and our decisions construing
§ 3(a) have rejected it. Our conclusion is that Congress
invoked its constitutional power so as to provide compensation for
all injuries sustained by employees on navigable waters, [
Footnote 4] whether or not a particular
injury might also have been within the constitutional reach of a
state workmen's compensation law.
The Longshoremen's Act was passed in 1927. The Congress which
enacted it would have preferred to leave to state compensation laws
the matter of injuries sustained by employees on navigable waters
within state boundaries. However, in 1917, this Court had decided
in
Southern Pacific Co. v. Jensen, 244 U.
S. 205, that the New York Compensation Act could not,
constitutionally, be applied to an injury sustained on a gangplank
between a vessel and a wharf. [
Footnote 5] It was held that the matter was outside state
cognizance, and exclusively within federal maritime jurisdiction,
since to hold otherwise would impair the harmony and uniformity
which the constitutional grant to the Federal Government of the
admiralty power was meant to assure. While the Court
acknowledged
Page 370 U. S. 118
that
"it would be difficult, if not impossible, to define with
exactness just how far the general maritime law may be changed,
modified, or affected by state legislation,"
244 U.S. at
244 U. S. 216,
the opinion appeared to foreclose the application of a state
compensation remedy to any maritime injury.
The
Jensen decision deprived many thousands of
employees of the benefits of workmen's compensation. Congress twice
attempted to deal with the situation by legislation expressly
allowing state compensation statutes to operate. Act of October 6,
1917, 40 Stat. 395; Act of June 10, 1922, 42 Stat. 634. But this
Court struck down both statutes as unconstitutional delegations to
the States of the legislative power of Congress, and as tending to
defeat the purpose of the Constitution to achieve harmony and
uniformity in the maritime law.
Knickerbocker Ice Co. v.
Stewart, 253 U. S. 149;
Washington v. W. C. Dawson & Co., 264 U.
S. 219.
Meanwhile, the Court handed down a number of decisions which
appeared to modify
Jensen by permitting States to apply
their statutes to some maritime injuries. But we must candidly
acknowledge that the decisions between 1917 and 1926 produced no
reliable determinant of valid state law coverage. In
Western
Fuel Co. v. Garcia, 257 U. S. 233,
decided in 1921, the Court upheld the jurisdiction of a United
States District Court to entertain a libel in admiralty for damages
for the death of a longshoreman under a state wrongful death
statute. The Court reasoned that, while the subject was maritime,
it was "local in character," and that application of the state
statute
"will not work material prejudice to the characteristic features
of the general maritime law, nor interfere with the proper harmony
and uniformity of that law in its international and interstate
relations."
257 U.S. at
257 U. S.
242.
Page 370 U. S. 119
Just a month later, the Court decided
Grant Smith-Porter
Ship Co. v. Rohde, supra, where, as in the cases before us, a
shipbuilder's employee was injured while at work on new
construction afloat on navigable waters. He recovered a judgment
under a libel in admiralty, although Oregon had a state workmen's
compensation law which made the remedy thereunder exclusive of all
other claims against the employer on account of the injury. This
Court reversed that judgment, holding that the accident was among
those "certain local matters regulation of which [by the States]
would work no material prejudice to the general maritime law." 257
U.S. at
257 U. S.
477.
No dependable definition of the area -- described as "maritime
but local," or "of local concern" -- where state laws could apply
ever emerged from the many cases which dealt with the matter in
this and the lower courts. The surest that could be said was that
any particular injury might be within the area of "local concern",
depending upon its peculiar facts. In numerous situations, state
acts were considered inapplicable because they were thought to work
material prejudice to the characteristic features of the general
maritime law, particularly in cases of employees engaged in repair
work. [
Footnote 6] On the other
hand, awards under state compensation acts were sustained in
situations wherein the effect on uniformity was often difficult to
distinguish from those found to be outside the purview of state
laws. [
Footnote 7]
Thus, the problem which confronted Congress in 1927 had two
facets. One was that the failure of Congress'
Page 370 U. S. 120
attempts to shelter the employees under state compensation laws
rendered it certain that, for many maritime injuries, no
compensation remedy was available. The other was that the course of
judicial decision had created substantial working uncertainty in
the administration of compensation. Congress turned to a uniform
federal compensation law as an instrument for dealing with both
facets. Indeed, the Court in
Dawson had invited such
consideration, saying:
"Without doubt, Congress has power to alter, amend or revise the
maritime law by statutes of general application embodying its will
and judgment. This power, we think, would permit enactment of a
general Employers' Liability Law or general provisions for
compensating injured employees; but it may not be delegated to the
several States."
264 U.S. at
264 U. S.
227.
The proposal of a uniform federal compensation act had the
unqualified support of both employers and employee representatives.
Workmen's compensation had gained wide acceptance throughout the
country, and State after State was enacting it. [
Footnote 8] But hard battles were fought in
committee and on the floor in both Houses of Congress over the form
of the law. The bill introduced in the Senate, S. 3170, became the
basis of the law.
There emerges from the complete legislative history [
Footnote 9] a congressional desire for
a statute which would provide federal compensation for all injuries
to employees on navigable waters; in every case, that is, where
Jensen
Page 370 U. S. 121
might have seemed to preclude state compensation. The statute's
framers adopted this scheme in the Act because they meant to assure
the existence of a compensation remedy for every such injury,
[
Footnote 10] without
leaving
Page 370 U. S. 122
employees at the mercy of the uncertainty, expense, and delay of
fighting out in litigation whether their particular cases fell
within or without state acts under the "local concern"
doctrine.
The gravity of the problem of uncertainty was emphasized when
§ 3 of S. 3170 in its original form was under discussion at
the Senate Hearings. That version of § 3 provided:
"This act shall apply to any employment performed on a place
within the admiralty jurisdiction of the United States,
except
employment of local concern and of no direct relation to navigation
and commerce; but shall not apply to employment as master or
member of the crew of a vessel."
(Emphasis supplied.) The Chairman of the Senate Committee
perceived that to create an exemption for "employment of local
concern" threatened to perpetuate the very uncertainties of
coverage that Congress wished to avoid. [
Footnote 11] The danger was
Page 370 U. S. 123
underlined by objections on behalf of two large employer groups.
They not only expressed concern about the practical problems
created by the line between new construction and repair, Senate
Hearings at 92-93, but also about the broader implications of the
wording:
"This provision is indefinite. The exception of 'employment of
local concern and of no direct relation to navigation and commerce'
is vague, and will be the subject of continual litigation.
Innumerable claims will become legal questions requiring
determination by the courts."
Senate Hearings at 95.
We are not privy to the Committee deliberations at which it was
decided to drop the "local concern" language from § 3 and
substitute the language now in the statute. We think it a
reasonable inference that the Committee concluded that the
exemption for "employment of local
Page 370 U. S. 124
concern" would defeat the objective of avoiding the uncertainty
created by
Jensen and its progeny.
The action of the House Committee, when S. 3170 as revised in
the Senate came before it, discloses similar preoccupations. The
House Committee rewrote § 3 to omit both the original "local
concern" language and the Senate substitute. [
Footnote 12] A parliamentary obstacle on an
unrelated issue led to the House Committee's finally accepting the
Senate version. [
Footnote
13]
In sum, it appears that the Longshoremen's Act was designed to
ensure that a compensation remedy existed for all injuries
sustained by employees on navigable waters, and to avoid
uncertainty as to the source, state or federal, of that remedy.
Section 3(a) should, then, be construed to achieve these purposes.
Plainly, the Court of Appeals' interpretation, fixing the
boundaries of federal coverage where the outer limits of state
competence had been left by the pre-1927 constitutional decisions,
does not achieve them.
In the first place, the contours of the "local concern" concept
were and have remained necessarily vague and
Page 370 U. S. 125
uncertain. There has never been any method of staking them out
except litigation in particular cases.
In the second place, to conclude that federal coverage extends
to the limits of navigable waters, except in those cases where a
state compensation remedy "may" constitutionally be provided, would
mean that, contrary to the congressional purpose, some injuries to
employees on navigable waters might not be compensable under any
statute. A vacuum would exist as to any injury which, although
occurring within the constitutional domain of "local concern," was
in fact not covered by any state statute. A restriction of federal
coverage short of the limits of the maritime jurisdiction could
have avoided defeating the objective of assuring a compensation
remedy for every injury on navigable waters only if Congress had
provided that federal compensation would reach any case not
actually covered by a state statute. But in order to have
accomplished this result, the statute would have had to withdraw
federal coverage not wherever a state compensation remedy "may be"
validly provided, but only wherever a state compensation remedy
"is" validly provided. Even if a court could properly read "may be"
as meaning "is," such a reading would make federal coverage in the
"local concern" area depend on whether or not a state legislature
had taken certain action -- an intention plainly not to be imputed
to a Congress whose recent efforts to leave the matter entirely to
the States had twice been struck down as unconstitutional
delegations of congressional power.
Finally, there would have been no imaginable purpose in carving
the area of "local concern" out of the federal coverage except to
leave the greatest possible number of cases exclusively to the
States. The price of such an objective would have included the
adoption of whatever seemingly anomalous distinctions the courts
might have
Page 370 U. S. 126
developed in articulating the contours of "local concern," as
well as the risk of a total failure of compensation in cases within
the "local concern" realm for which no state compensation had been
provided. And in any event, a congressional purpose to leave the
maximum possible business exclusively to the States would negate
the Court of Appeals' reading of the line of demarcation as a
static one fixed at pre-1927 constitutional decisions. Such a
purpose would require, rather, that federal coverage expand and
recede in harness with developments in constitutional
interpretation as to the scope of state power to compensate
injuries on navigable waters. But that would mean that every
litigation raising an issue of federal coverage would raise an
issue of constitutional dimension, with all that that implies; and
that each and every award of federal compensation would equally be
a constitutionally premised denial of state competence in a like
situation. We cannot conclude that Congress imposed such a burden
on the administration of compensation by thus perpetuating the
confusion generated by Jensen. To dispel that confusion was one of
the chief purposes of the Longshoremen's Act.
We conclude that Congress used the phrase "if recovery . . . may
not validly be provided by State law" in a sense consistent with
the delineation of coverage as reaching injuries occurring on
navigable waters. By that language, Congress reiterated that the
Act reached all those cases of injury to employees on navigable
waters as to which
Jensen, Knickerbocker, and
Dawson had rendered questionable the availability of a
state compensation remedy. [
Footnote 14] Congress brought under the coverage of
the
Page 370 U. S. 127
Act all such injuries whether or not a particular one was also
within the constitutional reach of a state workmen's compensation
law. [
Footnote 15]
Our previous decisions under the Act are entirely consistent
with our conclusion. In
Parker v. Motor Boat Sales, Inc.,
314 U. S. 244, an
employee of a seller of small boats, maritime supplies and outboard
motors, hired primarily as a janitor and porter, was drowned when a
boat in which he was riding capsized on the James River off
Richmond, Virginia. The boat belonged to a customer of his
employer, and he and a fellow employee were testing one of the
employer's outboard motors for which the boat owner was a
prospective purchaser. The Court of Appeals for the Fourth Circuit,
116 F.2d 789, had held that the employee's work was "so local in
character" that Virginia could validly have included it under a
state workmen's compensation act, and so had set aside an award to
the employee's dependents under the Longshoremen's Act. This Court
reversed. We noted that
"it is not doubted that Congress could constitutionally have
provided for recovery under a federal statute in this kind of
situation. The question is whether Congress has so provided in
this
Page 370 U. S. 128
statute"
in the light of § 3(a). 314 U.S. at
314 U. S. 248.
The Court held that § 3(a) did not exclude coverage under the
Act, saying:
"There can be no doubt that the purpose of the Act was to
provide for federal compensation in the area which the specific
decisions referred to [in the Senate Report --
Jensen,
Knickerbocker, and
Dawson] placed beyond the reach of
the states. The proviso permitting recovery only where compensation
'may not validly be provided by State law' cannot be read in a
manner that would defeat this purpose."
314 U.S. at
314 U. S.
249-250. We thus held that whatever may be § 3(a)'s
"subtraction from the scope of the Act,"
id. at
314 U. S. 249,
the Act's adoption of the Jensen line between admiralty and state
jurisdiction as the limit of federal coverage included no exception
for matters of "local concern."
In
Davis v. Department of Labor, 317 U.
S. 249, a structural steel worker engaged in dismantling
a bridge across a navigable river was cutting and stowing
dismantled steel in a barge when he fell into the river from the
barge and was drowned. His dependents sought compensation under the
state act, and this Court held that it could be applied. The result
was not predicated on the ground that the employment was "maritime,
but local," and so outside the coverage of the Longshoremen's Act.
Rather, the Court viewed the case as in a "twilight zone" where the
applicability of state law was "extremely difficult" to determine,
and resolved the doubt, of course, in favor of the
constitutionality of the application of state law. At the same
time, the Court indicated that compensation might also have been
sought under the Longshoremen's Act, and that an award under that
Act in the very same circumstances would have been supportable,
pointing out that the Act adopts "the
Jensen line of
demarcation." 317 U.S. at
317 U. S. 256.
The conclusion that the Longshoremen's Act might have applied
without regard
Page 370 U. S. 129
to whether the situation might be "maritime but local" plainly
implies a rejection of any reading of § 3(a) to exclude
coverage in such situation.
The issue in
Avondale Marine Ways, Inc. v. Henderson,
346 U. S. 366, was
whether compensation was available under the Longshoremen's Act for
the death of an employee killed while engaged in the repair of a
vessel which was then physically located on land, but on a marine
railway. Since a marine railway was considered to be a "dry dock,"
the injury satisfied § 3(a)'s requirement that it occur "upon
. . . navigable waters," defined in § 3 as "including any dry
dock." At the same time, since the injury did, in a physical sense,
occur on land, there is little doubt that a state compensation act
could validly have been applied to it.
See State Commission v.
Nordenholt Corp., 259 U. S. 263.
Nevertheless, this Court affirmed an award of compensation under
the Federal Act in a per curiam opinion.
The legislative history and our decisions had been read
consistently with the views expressed herein by the Court of
Appeals for the Fifth Circuit before the decisions in the present
cases. Judge Hutcheson said for the court in
De Bardeleben Coal
Corp. v. Henderson, 142 F.2d 481, 483-484:
"Before the
Parker case was decided . . . this court,
in
Continental Casualty Co. v. Lawson, 64 F.2d 802, 804,
announced the view that the federal compensation laws should be
liberally construed to cover every case where the injury occurred
on navigable waters and where, within the rule of
[
Jensen], . . . the action would have been on admiralty.
In that case, we said:"
" The question whether jurisdiction over a maritime tort could
be asserted under the compensation
Page 370 U. S. 130
laws of the states, or existed exclusively in admiralty, was an
important one when the decisions were rendered in the
Rohde . . . and other similar cases . . . , but, since the
passage of this act [the Federal Workmen's Compensation Act], the
importance of that question has largely disappeared. . . . The
elaborate provisions of the Act, viewed in the light of prior
Congressional legislation as interpreted by the Supreme Court,
leaves no room for doubt, as it appears to us, that Congress
intended to exercise to the fullest extent all the power and
jurisdiction it had over the subject matter. . . ."
"The
Parker case,
supra, substantially adopts
this view. . . . As the
Parker case pointed out, it is not
at all necessary now to redetermine the correctness
vel
non of the
Jensen case or of any of [its] brood. . .
. It is sufficient to say that Congress intended the compensation
act to have a coverage coextensive with the limits of its authority
and that the provision 'if recovery . . . may not validly be
provided by State law' was placed in the act not as a
relinquishment of any part of the field which Congress could
validly occupy, but only to save the act from judicial
condemnation, by making it clear that it did not intend to
legislate beyond its constitutional powers. . . . In the
application of the act, therefore, the broadest ground it permits
of should be taken. No ground should be yielded to state
jurisdiction in cases falling within the principle of the
Jensen case merely because the Supreme Court, before the
Federal Compensation Law went into effect, did here a little, there
a little, chip and whittle
Jensen down in the mass of
conflicting and contradictory decisions in which it advanced and
applied the 'local concern' doctrine to save to employees
Page 370 U. S. 131
injured on navigable waters, and otherwise remediless, the
remedies state compensation laws afforded them. . . . This is what
we held in the
Lawson case, what the Supreme Court held in
the
Parker case,
supra. . . ."
We turn finally to a question raised only in
Donovan v.
Avondale Shipyards. The employer contends that the employee
accepted benefits under the Louisiana State Compensation Act, and
that this constitutes an election of remedies which bars
prosecution of his claim under the Longshoremen's Act. Compensation
payments may be made under the Louisiana Compensation Act without a
prior administrative proceeding. Before the federal claim was
filed, Avondale made payments to the employee for some two years
and three months at the maximum rate provided by the Louisiana
statute. The employee accepted the checks which bore a notation on
their face that they were payments of compensation under the state
act. In addition, Avondale advanced a substantial sum to the
employee to be credited against future compensation payments.
Avondale also paid medical expenses for the employee's account in
excess of the maximum liability imposed by the Louisiana statute.
In the compensation order entered by Deputy Commissioner Donovan
under the Longshoremen's Act, the full amount of all payments made
by the employer was credited against the award, and no
impermissible double recovery is possible. We hold that the
acceptance of the payments does not constitute an election of the
remedy under state law precluding recovery under the Longshoremen's
Act. Nothing in the statute requires a contrary result. And we
agree that the circumstances do not support a finding of a binding
election to look solely to the state law for recovery.
Massachusetts Bonding & Insurance Co. v. Lawson,
149
Page 370 U. S. 132
F.2d 853;
Newport News Shipbuilding & Dry Dock Co. v.
O'Hearne, 192 F.2d 968;
Western Boat Building Co. v.
O'Leary, 198 F.2d 409. [
Footnote 16]
The judgments of the Court of Appeals are reversed and the
judgments of the District Courts are affirmed.
It is so ordered.
MR. JUSTICE FRANKFURTER took no part in the consideration or
decision of this case.
* Together with
Donovan, Deputy Commissioner, v. Avondale
Shipyards, Inc.
[
Footnote 1]
The Act, 44 Stat. 1424, as amended, is comprised in 33 U.S.C.
§§ 901-950, Section 3(a), 33 U.S.C. § 903(a),
reads:
"(a) Compensation shall be payable under this chapter in respect
of disability or death of an employee, but only if the disability
or death results from an injury occurring upon the navigable waters
of the United States (including any dry dock) and if recovery for
the disability or death through workmen's compensation proceedings
may not validly be provided by State law. No compensation shall be
payable in respect of the disability or death of --"
"(1) A master or member of a crew of any vessel, nor any person
engaged by the master to load or unload or repair any small vessel
under eighteen tons net; or"
"(2) An officer or employee of the United States or any agency
thereof or of any State or foreign government, or of any political
subdivision thereof."
[
Footnote 2]
In the
Calbeck case, the employee, Roger McGuyer, was a
welder in the employ of the Levingston Shipbuilding Company, which
owns and operates a shipyard on the navigable Sabine River, between
Orange, Texas, and Calcasieu Parish, Louisiana. McGuyer worked both
on the repair of completed vessels and on vessels under
construction. He was injured while working on an uncompleted
drilling barge which had been launched and was floating on the
Sabine River while its superstructure was under construction.
In the
Donovan case, the employee, Minus Aizen, was
also a welder. His employer was Avondale Marine Ways, Inc., which
operated two shipyards near New Orleans. Aizen had worked only on
new construction, although fellow employees worked both on new
construction and on repair work. He was injured while welding on an
oil drilling barge which had been launched and was floating on the
navigable waters of the Mississippi River while her construction
was being completed.
[
Footnote 3]
See Great Lakes Dredge & Dock Co. v. Kierejewski,
261 U. S. 479;
Gonsalves v. Morse Dry Dock & Repair Co., 266 U.
S. 171;
Robins Dry Dock & Repair Co. v.
Dahl, 266 U. S. 449.
See also Baizley Iron Works v. Span, 281 U.
S. 222,
281 U. S.
230-232.
[
Footnote 4]
Our use of the term "employees" throughout this opinion excludes
those special categories described in subsections (1) and (2) of
§ 3(a),
see note
1 supra; and assumes that they are employed by an
"employer" as defined in § 2(4), 33 U.S.C. § 902(4),
i.e.,
"an employer any of whose employees are employed in maritime
employment, in whole or in part, upon the navigable waters of the
United States (including any dry dock)."
[
Footnote 5]
The constitutionality of the New York statute in other respects
was sustained at the same Term.
New York Central R. Co. v.
White, 243 U. S. 188. The
validity of the Washington and Iowa statutes was also upheld.
Mountain Timber Co. v. Washington, 243 U.
S. 219;
Hawkins v. Bleakly, 243 U.
S. 210.
[
Footnote 6]
See, e.g., Great Lakes Dredge & Dock Co. v.
Kierejewski, 261 U. S. 479;
Gonsalves v. Morse Dry Dock & Repair Co., 266 U.
S. 171;
Robins Dry Dock & Repair Co. v.
Dahl, 266 U. S. 449.
[
Footnote 7]
See, e.g., State Commission v. Nordenholt Corp.,
259 U. S. 263;
Millers' Indemnity Underwriters v. Braud, 270 U. S.
59.
[
Footnote 8]
See 1 Larson, The Law of Workmen's Compensation,
§§ 4.10-5.30.
[
Footnote 9]
Hearings before the Senate Judiciary Committee on S. 3170, 69th
Cong., 1st Sess.; Hearings before the House Judiciary Committee on
S. 3170, 69th Cong., 1st Sess.; S.Rep. No. 973, 69th Cong., 1st
Sess.; H.R.Rep. No. 1767, 69th Cong., 2d Sess. See also H.R.Rep.
No. 1190, 69th Cong., 1st Sess. (accompanying H.R. 12063); Hearings
before the House Judiciary Committee on H.R. 9498, 69th Cong., 1st
Sess.
[
Footnote 10]
See S.Rep. No. 973, 69th Cong., 1st Sess. at 16:
"The purpose of this bill is to provide for compensation, in the
stead of liability, for a class of employees commonly known as
'longshoremen.' These men are mainly employed in loading,
unloading, refitting, and repairing ships, but it should be
remarked that injuries occurring in loading or unloading are not
covered unless they occur on the ship or between the wharf and the
ship so as to bring them within the maritime jurisdiction of the
United States. There are in the neighborhood of 300,000 men so
employed in the entire country."
"The committee deems it unnecessary to comment upon the modern
change in the relation between employers and employees establishing
systems of compensation as distinguished from liability. Nearly
every State in the Union has a compensation law through which
employees are compensated for injuries occurring in the course of
their employment without regard to negligence on the part of the
employer or contributory negligence on the part of the employee. If
longshoremen could avail themselves of the benefits of State
compensation laws, there would be no occasion for this legislation;
but, unfortunately, they are excluded from these laws by reason of
the character of their employment, and they are not only excluded,
but the Supreme Court has more than once held that Federal
legislation can not, constitutionally, be enacted that will apply
State laws to this occupation. (
Southern Pacific Co. v.
Jensen, 244 U. S. 205;
Knickerbocker
Ice Co. v. Stewart, 253 U. S. 149;
Washington v.
Dawson & Co., 264 U. S. 219)."
"It thus appears that there is no way of giving to these
hardworking men, engaged in a somewhat hazardous employment, the
justice involved in the modern principle of compensation without
enacting a uniform compensation statute."
To like effect is H.R.Rep. No. 1190, 69th Cong., 1st Sess. at 1,
3:
"This bill provides compensation for employees injured . . . in
certain maritime employments. . . . The principal wage earners
provided for are longshoremen. . . . Next in importance are the
ship repairmen -- carpenters, painters, boiler makers, etc.
Congressional action is necessary if these wage earners are to be
given the benefits of workmen's compensation owing to the
provisions of the Constitution of the United States and the
decisions of the Supreme Court thereunder. . . . The committee . .
. recommends that this humanitarian legislation be speedily enacted
into law so that this class of workers, practically the only class
without the benefit of workmen's compensation, may be afforded this
protection, which has come to be almost universally recognized as
necessary in the interest of social justice between employer and
employee."
H.R.Rep. No. 1767, 69th Cong., 2d Sess. at 20, makes clear that
the House was desirous of legislation whereby Congress could
"discharge its obligation to the maritime workers placed under
their jurisdiction by the Constitution of the United States by
providing for them a law whereby they may receive the benefits of
workmen's compensation, and thus afford them the same remedies that
have been provided by legislation for those killed or injured in
the course of their employment in nearly every State in the
Union."
[
Footnote 11]
The following colloquy occurred between the Chairman, Senator
Cummins, and an employer spokesman who was testifying:
"The CHAIRMAN. That term [employment of local concern] was used
in one of the decisions of the Supreme Court, probably, but, in its
application, just what does it mean?"
"Mr. BROWN. Unless there is something in connection with
admiralty law which qualifies it, I should say it is a very vague
thing, and we can not understand what it means. The phrase 'of no
direct relation to navigation and commerce' is another questionable
proposition, whether the coverage of this bill might not apply to a
man on the docks. Some of my friends seem to think that it would
not apply to the man on the docks, that the State laws now apply,
and it was said in the same decision [the witness referred to
Rohde, supra, but the quoted language is found in
Nordenholt, supra, note
7 at
259 U. S. 276]:"
" There is no pertinent Federal statute, and application of a
local law will not work material prejudice to any characteristic
feature of the maritime law."
"
* * * *"
"The CHAIRMAN. We certainly can find some language that will
describe these people that we intend to protect, but I am not sure
whether this is the most accurate language that can be found."
"Mr. BROWN. I think that is true. I think that you could not
only find language that would prescribe the coverage accurately,
but I think that language could be devised that would be eminently
satisfactory to everybody in [an] act that would incorporate the
purposes which are, perhaps, behind this."
Senate Hearings at 57.
[
Footnote 12]
Section 3 as redrafted by the House Committee, H.R.Rep. No.
1767, 69th Cong., 2d Sess. at 2, was as follows:
"Sec. 3. This act shall apply to any maritime employment
performed --"
"(a) Upon the navigable waters of the United States, including
any dry dock; or"
"(b) As master or member of a crew of a barge, lighter, tug,
dredge, vessel, or other ocean, lake, river, canal, harbor, or
floating craft owned by a citizen of the United States."
[
Footnote 13]
The House Committee could not obtain a rule from the House Rules
Committee until it amended the bill to exclude seamen from
coverage. 68 Cong.Rec. 5410, 5412. Rather than rewrite § 3
again, the Committee adopted the Senate version.
See id.,
5403-5404, 5410, 5412, explaining that the effect was to exclude
seamen from coverage.
[
Footnote 14]
The Committee reports, note
10 supra, make no reference to the "local
concern" doctrine or the cases applying it. They explain the
problem in terms of the limitations on the availability of state
remedies imposed by the Court's decisions in
Jensen,
Knickerbocker, and
Dawson.
[
Footnote 15]
We attach no significance to Opinion No. 7, September 2, 1927,
of the Employees' Compensation Commission (now the Bureau of
Employees' Compensation) stating that the Commission
"will take no action under the longshoremen's act against an
employer engaged only in the construction of vessels who does not
comply with the act, nor against any employer engaged in the
construction and repair of vessels who secures payment of
compensation to employees while employed on repair work on a vessel
in a dry dock or on marine ways."
The Department was not foreclosed in the instant cases from
changing an interpretation of the statute which was clear error.
Automobile Club of Michigan v. Commissioner, 353 U.
S. 180.
[
Footnote 16]
Section 5 of the Longshoremen's Act, 33 U.S.C. § 905, which
makes liability under the Act
"exclusive . . . of all other liability . . . to the employee,
his legal representative . . . and anyone otherwise entitled to
recover damages . . . at law or in admiralty . . ."
is not involved in this case.
MR. JUSTICE STEWART, whom MR. JUSTICE HARLAN joins,
dissenting.
In the Longshoremen's and Harbor Workers' Compensation Act, 33
U.S.C. §§ 901-950, Congress carefully provided for the
recovery of benefits only "if recovery for the disability or death
through workmen's compensation proceedings may not validly be
provided by State law." 33 U.S.C. § 903(a). Now, thirty-five
years later, the Court concludes that Congress did not really mean
what it said. I cannot join in this exercise in judicial
legerdemain. I think the statute still means what it says, and what
it has always been thought to mean -- namely, that there can be no
recovery under the Act in cases where the State may
constitutionally confer a workmen's compensation remedy. While the
result reached today may be a desirable one, it is simply not what
the law provides.
I seriously doubt whether statutory language as clear as that in
33 U.S.C. § 903(a), could ever be ignored in the name of
effectuating the supposed "Congressional desire." Be that as it
may, this particular statutory language
Page 370 U. S. 133
does in fact reflect the purpose of Congress, which was only to
provide compensation for those whom this Court's decisions had
barred from the benefits of state workmen's compensation laws. And,
at the time of the passage of this federal law, the Court had
squarely held, as Congress well knew, that state workmen's
compensation remedies
were constitutionally available to
workers who, as in the present cases, were engaged in new ship
construction on navigable waters.
The Longshoremen's and Harbor Workers' Compensation Act was the
culmination of a series of events beginning with this Court's
decision in
Southern Pacific Co. v. Jensen, 244 U.
S. 205, which held that the New York Workmen's
Compensation Act court not constitutionally be applied to a
stevedore unloading a vessel on navigable waters, because to do so
would impair the uniformity of the general maritime law. Within
five months after the
Jensen decision, Congress passed
legislation which attempted to give injured maritime employees "the
rights and remedies under the workmen's compensation law of any
State." 40 Stat. 395. This legislation was declared
unconstitutional as an invalid attempt to delegate federal power to
the States.
Knickerbocker Ice Co. v. Stewart, 253 U.
S. 149. A second statute, 42 Stat. 634, similar in
approach to the first, was declared invalid in
Washington v.
Dowson & Co., 264 U. S. 219.
Meanwhile, the Court was backing away somewhat from
Jensen by recognizing that, where the general employment
and particular activities connected with an injury or death were
local in character, though maritime in nature, state law could
provide redress without disturbing the uniformity of the general
maritime law. The maritime but local doctrine, first applied in
connection with a state wrongful death statute,
Western Fuel
Co. v. Garcia, 257 U. S. 233,
provided the basis for holding that a state compensation act could
be applied to a worker
Page 370 U. S. 134
engaged in the construction of a new vessel which, while
uncompleted, was afloat on navigable waters.
Grant Smith-Porter
Ship Co. v. Rohde, 257 U. S. 469.
[
Footnote 2/1]
Against this background, Congress made its third and ultimately
successful attempt to provide compensation for maritime employees
deprived by the
Jensen rule of state compensation
remedies. Seizing upon a suggestion made by the Court in
Washington v. Dawson & Co., supra, Congress turned its
attention in the direction of a uniform federal compensation act.
The Longshoremen's and Harbor Workers' Compensation Act was the
result. In the previous two attempts to circumvent
Jensen,
Congress had indicated its belief that the compensation remedy
could best be supplied by the States. It is obvious that, in the
new Act, Congress did not depart from this basic approach, either
by making federal law applicable where state law could apply or by
giving the injured employee a choice of remedies. Congress had
simply been informed by decisions of this Court that a compensation
remedy could be provided for certain maritime injuries only through
a uniform federal law, and the federal legislation was enacted only
to fill the gap created by those decisions.
The legislative materials connected with the Act fully support
this conclusion. It was repeatedly emphasized that the purpose of
the Act was to provide a compensation remedy for those who could
not obtain such relief under state law.
"If longshoremen could avail themselves of the benefits of State
compensation laws, there would be no occasion for this legislation;
but, unfortunately,
Page 370 U. S. 135
they are excluded from these laws by reason of the character of
their employment; and they are not only excluded, but the Supreme
Court has more than once held that Federal legislation can not,
constitutionally, be enacted that will apply State laws to this
occupation."
S.Rep.No. 973, 69th Cong., 1st Sess. at 16.
"The committee . . . recommends that this humanitarian
legislation be speedily enacted into law so that this class of
workers, practically the only class without the benefit of
workmen's compensation, may be afforded this protection. . . ."
H.R.Rep.No.1190, 69th Cong., 1st Sess. at 3. The chairman of the
subcommittee conducting hearings on the bill categorically stated
that
"we are proceeding on the theory that these people can not be
compensated under the New York compensation law or any other
compensation law."
Hearings before a Subcommittee of the Senate Judiciary Committee
on S. 3170, 69th Cong., 1st Sess. at 84. Similar statements were
made by those who spoke during the committee hearings on the
proposed legislation. [
Footnote
2/2] Several witnesses pointed out that the statute applied to
but two categories of workers, longshoremen and those involved in
ship repair, [
Footnote 2/3] the
classes of employees denied relief under state compensation acts by
the
Jensen case and the decisions which followed it.
[
Footnote 2/4]
Page 370 U. S. 136
The meaning of 33 U.S.C. § 903(a) can hardly be deemed a
question of first impression. In the thirty-five years since its
enactment, this provision has been before the Court many times. The
Court has consistently said that the Act does not apply to injuries
on navigable waters where a State can constitutionally provide a
compensation remedy. All the commentators have agreed. [
Footnote 2/5] And the administrators of the
Act have so held, specifically with respect to new ship
construction. [
Footnote 2/6]
In order to avoid the harsh results which the uncertainties of
this statutory provision could sometimes produce, the Court, in
Davis v. Department of Labor, 317 U.
S. 249, developed the theory of the twilight zone.
There, we reversed a decision of the Washington Supreme Court, 12
Wash. 2d 349, 121 P.2d 365, which had held that a State could not
constitutionally make a compensation award to the widow of a
workmen drowned in a navigable river while dismantling a
drawbridge. Relying on the language of § 903(a), the Court
pointed out that "Congress made clear its purpose to permit state
compensation protection whenever possible. . . ."
Id. at
317 U. S.
252-253. The Court went on to note that harbor workers
and longshoremen were clearly protected by the Federal Act, but
that
"employees such as decedent
Page 370 U. S. 137
here, occupy that shadowy area within which at some undefined
and undefinable point, state laws can validly provide
compensation."
It was noted that both the Federal Act and the state
compensation statute "show clearly that neither was intended to
encroach on the field occupied by the other."
Id. at
317 U. S. 255.
Since this "jurisdictional dilemma" made it difficult for an
injured worker to determine on which side of the line his
particular case fell, the result in some cases had been that he
obtained no compensation at all. In this "twilight zone" where the
facts of a given case might place an injured worker on either side
of the line, the Court held that it would give great weight to the
administrative findings in cases brought under the Federal Act, and
to the presumption of constitutionality in cases arising under
state statutes. Because of this presumption of constitutionality,
the claimant in
Davis was allowed her state remedy.
[
Footnote 2/7]
Whatever else may be said of the
Davis decision, it
thus clearly rested on a construction of the statute precisely
opposite to that adopted by the Court today. Indeed, if today's
decision is correct, then there was no reason for the "twilight
zone" doctrine worked out with such travail in
Davis. For
the Court now holds that the problem which led to the
Davis decision never really existed. Yet, as recently as
1959, the Court began a per curiam opinion with this topic
sentence:
"By its terms, the Longshoremen's and Harbor Workers'
Compensation Act does not apply 'if recovery for the disability or
death through workmen's compensation proceedings may . . . validly
be provided by State law.'
Hahn v. Ross Island
Page 370 U. S. 138
Sand & Gravel Co., 358 U. S.
272. Today, the Court simply removes these 'terms' from
the Act. [
Footnote 2/8]"
In my view, the decision of the Court of Appeals in these cases
was correct. For almost forty years it has been unequivocally
recognized that, for those employed on new ship construction,
recovery for disability or death through workmen's compensation may
validly be provided by state law.
Grant Smith-Porter Ship Co.
v. Rohde, supra. In one of the cases before us, the claimant
has actually been paid benefits under the Louisiana Compensation
Act. In the other, a claim under the Texas Act is pending, and
would clearly be allowed.
See Travelers Ins. Co. v.
Gonzalez, 351 S.W.2d 374. These cases, therefore, were not by
any stretch of the imagination within the twilight zone. The
Federal Act is thus, by its terms, inapplicable.
I would affirm.
[
Footnote 2/1]
During this same period, the Court consistently held that the
principles of
Jensen prohibited the application of state
compensation laws to workers engaged in the repair of existing
vessels.
Robins Dry Dock & Repair Co. v. Dahl,
266 U. S. 449;
Gonsalves v. Morse Dry Dock & Repair Co., 266 U.
S. 171;
Great Lakes Dredge & Dock Co. v.
Kierejewski, 261 U. S. 479.
[
Footnote 2/2]
Hearings before the House Judiciary Committee on H.R. 9498, 69th
Cong., 1st Sess. at 39, 118; Hearings before a Subcommittee of the
Senate Judiciary Committee on S. 3170, 69th Cong., 1st Sess. at 22,
25-27, 31, 38, 85.
[
Footnote 2/3]
Hearings before the House Judiciary Committee on S. 3170, 69th
Cong., 1st Sess. at 141; Hearings before the House Judiciary
Committee on H.R. 9498, 69th Cong., 1st Sess. at 44, 119; Hearings
before a Subcommittee of the Senate Judiciary Committee on S. 3170,
69th Cong., 1st Sess. at 80.
[
Footnote 2/4]
The Court places heavy reliance on the deletion of the so-called
"local concern" language from the original bill, pointing out that
this language had been objected to as vague and uncertain. But it
is apparent that the objections went to the possibility that the
language "except employment of local concern and of no direct
relation to navigation and commerce" might not accurately define
the line beyond which state law could be applied -- a difficulty
which was easily removed by making the statute inapplicable where a
remedy could "validly be provided by State law."
[
Footnote 2/5]
See Gilmore and Black, Admiralty, 346; Robinson,
Admiralty, 110; Rodes, Workmen's Compensation for Maritime
Employees: Obscurity in the Twilight Zone, 68 Harv.L.Rev. 637,
638-639; Morrison, Workmen's Compensation and the Maritime Law, 38
Yale L.J. 472, 500; Comment, 67 Yale L.J. 1205, 1210-1211.
[
Footnote 2/6]
See Opinion No. 7, September 2, 1927, of the Employees'
Compensation Commission, discussed in
n 15 of the Court's opinion,
ante, p. 127. This
ruling was followed until 1959, a span of thirty-two years.
[
Footnote 2/7]
To achieve the result reached in
Davis after today's
decision would require the Court to ignore still another provision
of the Federal Act -- § 905 -- which makes federal
compensation the exclusive remedy when the Federal Act is clearly
applicable.
[
Footnote 2/8]
The Court's opinion places heavy reliance on
Parker v. Motor
Boat Sales, 314 U. S. 244. I
cannot understand why. For, in
Parker, the Court
recognized that the proviso in § 903(a) was "a subtraction
from the scope of the Act."
Id. at
314 U. S. 249.
The Court today holds to the contrary. Moreover, any possible doubt
as to the basis of the
Parker decision was resolved in
Davis, where the Court explained
Parker in terms
of the twilight zone rule. 317 U.S. at
317 U. S.
257.