Petitioner contended that his conviction in a Washington State
court of grand larceny from the union of which he was president was
invalid under the Due Process and Equal Protection Clauses of the
Fourteenth Amendment, primarily because of voluminous and intensive
adverse publicity circulated by news media in the vicinity where he
was indicted and tried. Specifically, he claimed that the grand
jury which indicted him was biased, that it was unfairly impaneled
and instructed, and that the prosecutor acted improperly before
it.
Held: on the record in this case, petitioner has failed
to sustain the burden of showing that his indictment, trial and
conviction violated the Due Process or Equal Protection Clause of
the Fourteenth Amendment. Pp.
369 U. S.
542-558.
1. Petitioner has failed to show that the grand jury proceedings
which resulted in his indictment violated the Due Process or Equal
Protection Clause of the Fourteenth Amendment. Pp.
369 U. S.
545-555.
(a) Petitioner has failed to show that the grand jury which
indicted him was unfairly impaneled or instructed or was biased or
prejudiced against him. Pp.
369 U. S.
545-549.
(b) Petitioner has failed to show that he was denied equal
protection of the laws on the ground that he is a member of a class
(the union of which he was president) that was not accorded equal
treatment in the grand jury proceedings. P.
369 U. S.
549.
(c) Petitioner's contention that he was denied equal protection
of the laws by a Washington statute which permits persons in
custody or on bail to challenge grand jurors but denies the same
right to persons who are not in custody or on bail when
investigated by grand juries is not properly before this Court. Pp.
369 U. S.
549-554.
(d) On the record in this case, it cannot be said that the State
has failed to afford petitioner the procedural safeguards it
affords others to insure an unbiased grand jury, or that a failure
to afford such procedures would deny petitioner equal protection of
the laws. Pp.
369 U. S.
554-555.
(e) It cannot be said that the manner in which a witness before
the grand jury was interrogated violated petitioner's
constitutional rights. P.
369 U. S.
555.
Page 369 U. S. 542
MR. JUSTICE CLARK delivered the opinion of the Court.
Petitioner David D. Beck contends that his conviction of grand
larceny in the Superior Court of the State of Washington for King
County is invalid under the Due Process and Equal Protection
Clauses of the Fourteenth Amendment. This contention is based
primarily on what is characterized as voluminous and continuous
adverse publicity circulated by news media in the vicinity of
Seattle, Washington, where he was indicted and tried. Specifically
he claims,
inter alia, that the grand jury was unfairly
impaneled and instructed, that the prosecutor acted improperly
before the grand jury, and that his motions for a change of venue
and for continuances were erroneously denied. The judges of the
Supreme Court of Washington divided equally in review,
56 Wash. 2d
474,
349 P.2d
387,
353 P.2d
429, leaving petitioner's conviction undisturbed. We granted
certiorari limited to the above contentions,
365 U.
S. 86, and we now affirm the conviction.
I
. THE PUBLICITY OF WHICH PETITIONER COMPLAINS
In addition to challenges to the grand and petit juries,
petitioner prior to the selection of the petit jury made five
motions on the ground of bias and prejudice arising
Page 369 U. S. 543
from the publicity,
viz., one to quash the indictment,
three for continuances ranging from one month to an indefinite
period, and one for a change of venue to Snohomish or Whatcom
County. Petitioner's counsel supported his factual contentions in
regard to these various motions by his personal affidavits, as well
as by photostats of stories appearing in local newspapers and
national magazines. We shall now summarize the highlights of the
publicity set forth by the petitioner in his moving papers and
exhibits.
The Select Committee on Improper Activities in the Labor or
Management Field of the United States Senate began its
investigation on February 26, 1957. In early March, the Chairman of
the Committee announced that the Committee had "produced "rather
conclusive" evidence of a tie-up between West Coast Teamsters and
underworld bosses to monopolize vice in Portland, Ore." The
announcement also stated that
"Teamsters' President Dave Beck and Brewster (also a Teamster
leader) will be summoned for questioning on a charge that they
schemed to control Oregon's law enforcement machinery from a local
level on up to the governor's chair."
On March 22 the Committee was quoted in the newspapers as
stating "$250,000 had been taken from Teamster funds . . . and used
for Beck's personal benefit." Petitioner appeared before the
Committee on March 26, and the newspapers reported: "BECK TAKES 5TH
AMENDMENT -- President of Teamsters "Very Definitely" Thinks
Records Might Incriminate Him." Television cameras were permitted
at the hearings. One Seattle TV station ran an 8 2/4-hour "live"
broadcast of the session on March 27, and films of this session
were shown by various TV stations in the Seattle-Tacoma area. The
April 12 issue of the U.S. News & World Report ran a caption:
"Take a look around Seattle these days, and you find what a Senate
inquiry can do to a top labor leader
Page 369 U. S. 544
in his own home town." On April 26, the county prosecutor
announced that a special grand jury would be impaneled in Seattle
"to investigate possible misuse of Teamsters Union funds by
international president Dave Beck. . . ." It was later announced
that former Mayor Devin of Seattle was to be appointed Chief
Special Prosecutor. On May 3 petitioner was indicted by a federal
grand jury at Tacoma for income tax evasion. The announcement of
this action was, of course, in front-page headlines. Five days
later, the petitioner was again called as a witness before the
Committee in Washington. News stories on his appearance
concentrated on his pleading of the Fifth Amendment 60 times during
the hearings. Other stories emanating from the Committee hearings
were featured intermittently, and, on May 20, the day of the
convening of the special grand jury, the Chairman of the Senate
Committee announced that "the Committee has not convicted Mr. Beck
of any crime, although it is my belief that he has committed many
criminal offenses." The publicity continued to some degree after
the grand jury had been convened and during the three-week period
in which the prosecutors were gathering up documentary evidence
through the use of grand jury subpoenas. Among other stories that
appeared was one of June 4 stating that, at the Committee
hearings,
"Beck, Jr., who even refused to say whether he knew his father,
took shelter behind the [Fifth] Amendment 130 times, following the
example of Beck, Sr., who refused to answer 210 times in three
appearances before the committee."
The indictment in this case was returned by the special grand
jury on July 12, and, of course, received banner headlines.
Intermittent publicity continued, some from Washington, D.C., until
August 28, when a federal grand jury indicted petitioner and others
on additional income tax evasion counts. The co-conspirators named
in this latter indictment were then called before the Committee in
Washington,
Page 369 U. S. 545
and these hearings, which were held on November 5, brought on
additional publicity. On November 12, Dave Beck, Jr., went to trial
on other larceny charges, and was convicted on November 23, a
Saturday. The state papers gave that event considerable coverage.
The trial of petitioner in this case began on December 2, and
continued until his conviction on December 14.
II
. THE OBJECTIONS TO THE GRAND JURY PROCEEDINGS
Ever since
Hurtado v. California, 110 U.
S. 516 (1884), this Court has consistently held that
there is no federal constitutional impediment to dispensing
entirely with the grand jury in state prosecutions. The State of
Washington abandoned its mandatory grand jury practice some 50
years ago. [
Footnote 1] Since
that time, prosecutions have been instituted on informations filed
by the prosecutor, on many occasions without even a prior judicial
determination of "probable cause" -- a procedure which has likewise
had approval here in such cases as
Ocampo v. United
States, 234 U. S. 91
(1914), and
Lem Woon v. Oregon, 229 U.
S. 586 (1913). Grand juries in Washington are convened
only on special occasions, and for specific purposes. The grand
jury in this case, the eighth called in King County in 40 years,
was summoned primarily to investigate circumstances which had been
the subject of the Senate Committee hearings.
In his attempts before trial to have the indictment set aside,
petitioner did not contend that any particular grand juror was
prejudiced or biased. Rather, he asserted that the judge impaneling
the grand jury had breached his duty to ascertain on
voir
dire whether any prospective juror had been influenced by the
adverse publicity and that this error had been compounded by his
failure to adequately
Page 369 U. S. 546
instruct the grand jury concerning bias and prejudice. It may be
that the Due Process Clause of the Fourteenth Amendment requires
the State, having once resorted to a grand jury procedure, to
furnish an unbiased grand jury.
Compare Lawn v. United
States, 355 U. S. 339,
355 U. S.
349-350 (1958);
Costello v. United States,
350 U. S. 359,
350 U. S. 363
(1956);
Hoffman v. United States, 341 U.
S. 479,
341 U. S. 485
(1951). But we find that it is not necessary for us to determine
this question, for, even if due process would require a State to
furnish an unbiased body once it resorted to grand jury procedure
-- a question upon which we do not remotely intimate any view -- we
have concluded that Washington, so far as is shown by the record,
did so in this case.
Petitioner's appearance before the Senate Committee was current
news of high national interest, and quite normally was widely
publicized throughout the Nation, including his home city of
Seattle and the State of Washington. His answers to and conduct
before the Committee disclosed the possibility that he had
committed local offenses within the jurisdiction of King County,
Washington, against the laws of that State. In the light of those
disclosures, the King County authorities were duty-bound to
investigate, and, if the State's laws had been violated, to
prosecute the offenders. It appears that documentary evidence -- in
the hands of petitioner's union -- was necessary to a complete
investigation. The only method available to secure such documents
was by grand jury process, and it was decided therefore to impanel
a grand jury. This Washington was free to do.
Twenty-three prospective grand jurors were called. The trial
judge explained, as is customary in such matters, that they had
been called primarily to investigate possible crimes committed in
King County by officers of the Teamsters Union which had been the
subject of the Senate Committee hearings. In impaneling the grand
jury, the
Page 369 U. S. 547
judge, after determining their statutory qualifications,
businesses, union affiliations, and the like, asked each of the
prospective jurors: "Is there anything about sitting on this grand
jury that might embarrass you at all?" In answer to this or the
question of whether they were conscious of any prejudice or bias,
which was asked whenever previous answers suggested a need for
further inquiry, two admitted they were prejudiced by the
publicity, and were excused. Another stated that whether he was
prejudiced was "pretty hard to answer," and he, too, was excused.
In addition, three persons who were or had been members of unions
that were affiliated with petitioner's union were excused. The
remaining 17 were accepted and sworn as grand jurors, and, as a
part of the oath, swore that they would not "present [any] person
through envy, hatred or malice." Among them were a retired city
employee who had been a Teamster, the manager of a real estate
office, a bookkeeper, an engineer, an airplane manufacturer's
employee, a seamstress whose husband was a union member, a material
inspector, a gravel company superintendent who was a former
Teamsters Union member, a civil engineer with the State Department
of Fisheries, and an engineer for a gyroscope manufacturer.
In his charge to the grand jury, the trial judge explained that
its "function is to inquire into the commission of crime in the
county," that ordinarily this was done "by the regularly
established law enforcement agencies," but that this was impossible
here because further investigation was necessary requiring the
attendance of witnesses and the examination of books and records
which a prosecutor had no power to compel. As to the purpose for
which it was called, he explained that "disclosures" by the Senate
Investigating Committee indicated "hundreds of thousands of dollars
of the funds" of the Teamsters Union had been "embezzled or stolen"
by its officers. He also stated that the president of the Teamsters
had "publicly
Page 369 U. S. 548
declared" that the money he had received was a loan. "This
presents a question of fact," he added, "the truth of which is for
you to ascertain." After mentioning other accusations, he
concluded,
"I urge you to do all that you can within practical limitations
to ascertain the truth or falsity of these charges. . . . You have
a most serious task to perform. . . . It is a tremendous
responsibility, and I wish you well in your work."
It is true that the judge did not admonish the grand jurors to
disregard or disbelieve news reports and publicity concerning
petitioner. Nor did he mention or explain the effect of the
invocation of the Fifth Amendment by petitioner before the
Committee or inquire as to the politics of any panel member.
Discussion along such lines might well have added fuel to the
flames which some see here. Apparently sensing this dilemma, the
judge admonished the grand jury that its function was to inquire
into the commission of crime in the county, and that it was to
conduct an examination of witnesses as well as books and records.
Twice in his short statement, he said that it was for the grand
jury to determine whether the charges were true or false. Taking
the instructions as a whole, they made manifest that the jurors
were to sift the charges by careful investigation, interrogation of
witnesses, and examination of records, not by newspaper
stories.
In the light of these facts, and on the attack made, we cannot
say that the grand jury was biased. It was chosen from the regular
jury list. Some six months thereafter, a petit jury to try this
case was selected from the same community and, as will hereafter be
shown, was not found to be prejudiced. Indeed, every judge who
passed on the issue in the State's courts, including its highest
court, has so held. A look at the grand jury through the record
reveals that it was composed of people from all walks of life, some
of whom were former union members. The judge immediately and in the
presence of all of the panel
Page 369 U. S. 549
eliminated six prospective grand jurors when indications of
prejudice appeared. No grand juror personally knew petitioner or
was shown to be adverse to the institutions with which petitioner
is generally identified. Every person who was selected on the grand
jury took an oath that he would not indict any person through
"hatred or malice." Moreover, the grand jury sat for six weeks
before any indictment was returned against petitioner. The record
also indicates that it heard voluminous testimony on the charges
that had been made against petitioner and others, and that it gave
the matter most meticulous and careful consideration. We therefore
conclude that petitioner has failed to show that the body which
indicted him was biased or prejudiced against him.
In addition to the above due process contention, three equal
protection arguments are made by petitioner or suggested on his
behalf. First, petitioner argues he is a member of a class
(Teamsters) that was not accorded equal treatment in grand jury
proceedings. The contention is based on references to the Teamsters
by the judge impaneling the grand jury as he conducted the
voir
dire and explained the scope of the investigation. The
complete answer to petitioner's argument is that references to the
Teamsters were necessary in the
voir dire to eliminate
persons who might be prejudiced for or against petitioner, and in
the instructions to explain the purpose and scope of this special
body. Petitioner has totally failed to establish that non-Teamsters
who are members of groups under investigation are given any
different treatment.
Secondly, it is said that the Washington statute permitting
persons in custody to challenge grand jurors, Revised Code of
Washington § 10.28.030, denies equal protection to persons not
in custody who are investigated by grand juries. This point is not
properly before this Court. Although both opinions of the
Washington Supreme Court discuss the
interpretation of
§ 10.28.030,
Page 369 U. S. 550
neither considered that question in light of the equal
protection argument, for that argument was never properly presented
to the court in relation to this statute. The Washington Supreme
Court has unfailingly refused to consider constitutional attacks
upon statutes not made in the trial court, even where the
constitutional claims arise from the trial court's interpretation
of the challenged statute.
E.g., Johnson v.
Seattle, 50 Wash. 2d
543,
313 P.2d
676 (1957). [
Footnote 2]
Petitioner's formal attack at the trial court level did not even
mention § 10.28.030, much less argue that a restrictive
interpretation would be unconstitutional under the Equal Protection
Clause. [
Footnote 3] That
the
Page 369 U. S. 551
prosecution and the court viewed petitioner as outside the scope
of § 10.28.030 was brought home to him in the course of the
trial court proceedings on his grand jury attack. But, even then,
petitioner did not suggest that constitutional
Page 369 U. S. 552
considerations might compel a different result. The failure to
inject the equal protection contention into the case was carried
forward to the proceedings before the Washington Supreme Court when
petitioner failed to comply with that court's rule prescribing the
manner in which contentions are to be brought to its attention.
Rule 43 of the Rules on Appeal, Revised Code of Washington,
provides that
"[n]o alleged error of the superior court will be considered by
this court unless the same be definitely pointed out in the
'assignments of error' in appellant's brief."
Mere generalized attacks upon the validity of the holding below
as petitioner made in his "assignments of error" [
Footnote 4] are not considered by reason
of
Page 369 U. S. 553
this rule sufficient to invoke review of the underlying
contentions.
See, e.g., Washington v.
Tanzymore, 54 Wash. 2d
290, 292,
340 P.2d
178, 179 (1959);
Fowles v. Sweeney, 41 Wash. 2d
182, 188,
248 P.2d
400, 403, (1952). Nor will the Washington Supreme Court search
through the brief proper to find specific contentions which should
have been listed within the "assignments of error."
See
Washington ex rel. Linden v. Bunge, 192 Wash. 245, 251, 73
P.2d 516, 518-519 (1937). Moreover, the failure of petitioner to
argue the constitutional contention in his brief, as opposed to
merely setting it forth as he did in one sentence of his 125-page
brief, is considered by the Washington Supreme Court to be an
abandonment or waiver of such contention.
E.g., Martin v. J. C.
Penney Co., 50 Wash. 2d
560, 565,
313 P.2d
689,
693 (1957);
Washington v. Williams, 49 Wash. 2d
354, 356-357,
301 P.2d
769, 770 (1956). Nor was the equal protection contention made
at all in the petitions for rehearing filed after the Supreme Court
had agreed with the lower court's interpretation of the statute to
exclude petitioner. Assuming
arguendo that, for the
purposes of our jurisdiction, the question would have been timely
if raised in a petition for rehearing, not having been raised there
or elsewhere or actually decided by the Washington Supreme Court,
the argument cannot be entertained here under an unbroken line of
precedent.
Page 369 U. S. 554
E.g., Ferguson v. Georgia, 365 U.
S. 570,
365 U. S. 572
(1961);
Capital City Dairy Co. v. Ohio, 183 U.
S. 238,
183 U. S. 248
(1902). Furthermore, it was not within the scope of the questions
to which the writ of certiorari in this case was specifically
limited,
365 U. S. 866,
and, for this additional reason, cannot now be presented.
The final argument under the Equal Protection Clause is that
Washington has singled out petitioner for special treatment by
denying him the procedural safeguards the law affords others to
insure an unbiased grand jury. But this reasoning proceeds on the
wholly unsupported assumption that such procedures have been
required in Washington in all other cases. [
Footnote 5] Moreover, it is contrary to the underlying
finding of the Superior Court, in denying the motion to dismiss the
indictment, that the grand jurors were lawfully selected and
instructed. And even if we were to assume that Washington law
requires such procedural safeguards, the petitioner's argument here
comes down to a contention that Washington law was misapplied. Such
misapplication cannot be shown to be an invidious discrimination.
We have said time and again that the Fourteenth Amendment does not
"assure uniformity of judicial decisions . . . [or] immunity
from
Page 369 U. S. 555
judicial error. . . ."
Milwaukee Electric Ry. & Light
Co. v. Wisconsin ex rel. Milwaukee, 252 U.
S. 100,
252 U. S. 106
(1920). Were it otherwise, every alleged misapplication of state
law would constitute a federal constitutional question. Finally,
were we to vacate this conviction because of a failure to follow
certain procedures although it has not been shown that their
ultimate end -- a fair grand jury proceeding -- was not obtained,
we would be exalting form over substance contrary to our previous
application of the Equal Protection Clause,
e.g., Graham v.
West Virginia, 224 U. S. 616,
224 U. S. 630
(1912).
Petitioner also contends that a witness before the grand jury
was improperly interrogated in a manner which prejudiced his case
before that body. It appears that an employee of petitioner's union
was called before the grand jury to testify in reference to
activities within his employment. During his first appearance, he
made statements which he subsequently changed on a voluntary
reappearance before the grand jury some two days before the
indictment was returned. On the second appearance, the prosecutor
attacked the witness' changed story as incredible and warned him
that he was under oath, that he might be prosecuted for perjury,
and that there was no occasion for him to go to jail for
petitioner. The record indicates that the prosecutor became
incensed over the witness' new story; and though some of his
threats were out of bounds, it appears that they had no effect upon
the witness whatsoever for he stuck to his story. We can find no
irregularity of constitutional proportions, and we therefore reject
this contention.
III
. THE OBJECTIONS AS TO THE PETIT JURY
As in his grand jury attack, petitioner makes no claim that any
particular petit juror was biased. Instead, he states the publicity
which prevented the selection of a fair grand jury also precluded a
fair petit jury. He argues
Page 369 U. S. 556
that such a strong case of adverse publicity has been proved
that any jury selected in Seattle at the time he was tried must be
held to be presumptively biased and that the trial court's adverse
rulings on his motions for a change of venue and for continuances
were therefore in error. Of course, there could be no
constitutional infirmity in these rulings if petitioner actually
received a trial by an impartial jury. Hence, our inquiry is
addressed to that subject.
Petitioner's trial began early in December. This was nine and
one-half months after he was first called before the Senate
Committee and almost five months after his indictment. Although
there was some adverse publicity during the latter period which
stemmed from the second tax indictment and later Senate hearings as
well as from the trial of petitioner's son, it was neither
intensive nor extensive. The news value of the original
"disclosures" was diminished, and the items were often relegated to
the inner pages. Even the occasional front-page items were straight
news stories rather than invidious articles which would tend to
arouse ill will and vindictiveness. If there was a campaign against
him as petitioner infers, it was sidetracked by the appearance of
other "labor bosses" on the scene who shared the spotlight.
The process of selecting a jury began with the exclusion from
the panel of all persons summoned as prospective jurors in the
November 12 trial of Dave Beck, Jr. In addition, all persons were
excused who were in the courtroom at any time during the trial of
that case. Next, the members were examined by the court and counsel
at length. Of the 52 so examined, only eight admitted bias or a
preformed opinion as to petitioner's guilt, and six others
suggested they might be biased or might have formed an opinion --
all of whom were excused. Every juror challenged for cause by
petitioner's counsel was
Page 369 U. S. 557
excused; in addition, petitioner was given six peremptory
challenges, all of which were exercised. Although most of the
persons thus selected for the trial jury had been exposed to some
of the publicity related above, each indicated that he was not
biased, that he had formed no opinion as to petitioner's guilt
which would require evidence to remove, and that he would enter the
trial with an open mind disregarding anything he had read on the
case.
A study of the
voir dire indicates clearly that each
juror's qualifications as to impartiality far exceeded the minimum
standards this Court established in its earlier cases, as well as
in
Irvin v. Dowd, 366 U. S. 717
(1961), on which petitioner depends. There, we stated:
"To hold that the mere existence of any preconceived notion as
to the guilt or innocence of an accused, without more, is
sufficient to rebut the presumption of a prospective juror's
impartiality would be to establish an impossible standard. It is
sufficient if the juror can lay aside his impression or opinion and
render a verdict based on the evidence presented in court."
Id. at
366 U. S.
723.
We cannot say the pretrial publicity was so intensive and
extensive or the examination of the entire panel revealed such
prejudice that a court could not believe the answers of the jurors
and would be compelled to find bias or preformed opinion as a
matter of law.
Compare Irvin v. Dowd, supra, at
366 U. S.
723-728, where sensational publicity adverse to the
accused permeated the small town in which he was tried, the
voir dire examination indicated that 90% of 370
prospective jurors and two-thirds of those seated on the jury had
an opinion as to guilt, and the accused unsuccessfully challenged
for cause several persons accepted on the jury. The fact that
petitioner did
Page 369 U. S. 558
not challenge for cause any of the jurors so selected is strong
evidence that he was convinced the jurors were not biased and had
not formed any opinions as to his guilt. In addition, we note that,
while the Washington Supreme Court was divided on the question of
the right of an accused to an impartial grand jury, the denial of
the petitioner's motions based on the bias and prejudice of the
petit jury did not raise a single dissenting voice.
"While this Court stands ready to correct violations of
constitutional rights, it also holds that 'it is not asking too
much that the burden of showing essential unfairness be sustained
by him who claims such injustice and seeks to have the result set
aside, and that it be sustained not as a matter of speculation but
as a demonstrable reality.'"
United States ex rel. Darcy v. Handy, 351 U.
S. 454,
351 U. S. 462
(1956). This burden has not been met.
Affirmed.
MR. JUSTICE FRANKFURTER took no part in the decision of this
case.
MR. JUSTICE WHITE took no part in the consideration or decision
of this case.
[
Footnote 1]
Washington Laws 1909, c. 87.
[
Footnote 2]
Washington v. Griffith, 52 Wash.
2d 721,
328 P.2d
897 (1958), does not detract from this principle. In
Griffith, the Washington Supreme Court, while recognizing
the general rule that constitutional arguments cannot be presented
for the first time in the Supreme Court, found an exception to this
general rule when the accused in a capital case asserts his
court-appointed attorney incompetently conducted his trial. The
reasons for such an exception are obvious, and it is just as
obvious that such reasons are not applicable to the present
case.
[
Footnote 3]
Petitioner made the following attacks upon the grand jury:
"
MOTION TO SET ASIDE AND DISMISS INDICTMENT"
"Filed October 18, 1957"
"Comes Now David D. Beck, also known as Dave Beck, defendant
herein, by and through his attorneys of record herein, and
respectfully moves to set aside and dismiss the indictment on the
following grounds:"
"1. That the grand jurors were not selected, drawn, summoned,
impaneled or sworn as prescribed by law."
"2. That unauthorized persons, not required or permitted by law
to attend sessions of the grand jury were present before the grand
jury during the investigation of the allegations of the
indictment."
"3. That persons other than the grand jurors were present before
the grand jury during consideration of the matters and things
charged in the indictment."
"4. That the proceedings of the grand jury which returned the
indictment were conducted in an atmosphere of extreme bias,
prejudice and hostility toward this defendant, and that said
atmosphere was in part created by the Prosecuting Attorney and by
persons acting or claiming to act upon his behalf; all of which was
prejudicial to this defendant and which has denied and will
continue to deny him rights guaranteed under the 14th Amendment of
the Constitution of the United States, Amendment 10 of the
Constitution of the State of Washington, and Article I, § 3 of
the Constitution of the State of Washington."
"5. That by reason of extreme bias, prejudice and hostility
toward the defendant herein, contributed to in part by the conduct
of the Prosecuting Attorney and persons acting or claiming to act
upon his behalf, it is and will be impossible for the defendant to
secure and obtain a fair and impartial trial in the jurisdiction of
this Court, all of which is and will be prejudicial to this
defendant and which will constitute a denial of his rights
guaranteed under the 14th Amendment of the Constitution of the
United States, Amendment 10 of the Constitution of the State of
Washington, and Article I, § 3 of the Constitution of the
State of Washington."
"6. That the Court erred in its instructions and directions to
the Grand Jury to the prejudice of the defendant and in denial of
rights guaranteed under the 14th Amendment of the Constitution of
the United States, Amendment 10 of the Constitution of the State of
Washington, and Article I, § 3 of the Constitution of the
State of Washington."
"7. That there were excluded from the Grand Jury persons of
defendant's financial, social and business class and occupation,
contrary to the 14th Amendment to the Constitution of the United
States, and contrary to Article I, § 3 of the Constitution of
the State of Washington."
"8. That the defendant herein was required and compelled to give
evidence against himself, contrary to the provisions of Article I,
§ 9 of the Constitution of the State of Washington and the 5th
and 14th Amendments of the Constitution of the United States."
"9. That the Grand Jury committed misconduct in violation of RCW
10.28.085 and RCW 10.28.100."
"This motion is based upon all of the files, records,
transcripts, exhibits and affidavits herein."
"
CHALLENGE TO GRAND JURY -- Filed October 18, 1957"
"Comes Now the defendant herein and challenges each and all of
the members of the grand jury which returned the indictment herein
for the reason and on the grounds that the Court which impaneled
said grand jury made no determination as to whether a state of mind
existed on the part of any juror such as would render him unable to
act impartially and without prejudice."
[
Footnote 4]
Petitioner's 29 "assignments of error" included the
following:
"6. The lower court erred in denying appellant's motion to set
aside and dismiss the indictment."
"7. The lower court erred in denying appellant's challenge to
grand jury."
"
* * * *"
"25. The court denied appellant's rights to a fair and impartial
grand jury."
However, when petitioner did attempt to conform to the rule of
the Washington Supreme Court by pointing out "definitely" the
errors committed in denying his attacks upon the grand jury, he
limited the review to violations of the Due Process Clause as set
out below.
"29. The appellant was denied due process of law under the
Fourteenth Amendment of the Constitution of the United States of
America and under the Tenth Amendment of the Constitution of the
State of Washington, as follows:"
"a. by denying appellant his right to challenge the grand jury
or to dismiss the indictment for bias and prejudice of the grand
jury members."
"b. by denying his motions for continuance and change of venue
thereby forcing appellant to go to trial in an atmosphere of
extreme hostility and prejudice."
"c. by misconduct of the prosecutor"
"1. during and after the grand jury proceedings, and"
"2. at the trial."
"d. by denying appellant an opportunity to examine or inspect
transcripts of proceedings before the grand jury after the State
had introduced evidence of particular statements made before the
grand jury by cross-examination or secondary evidence."
"e. the means used to accuse and convict appellant were not
compatible with reasonable standards of fair play."
[
Footnote 5]
There are no reported Washington cases so holding. The two cases
on which this claim is predicated,
Washington v. Guthrie,
185 Wash. 464, 56 P.2d 160 (1936), and
Washington ex rel.
Murphy v. Superior Court, 82 Wash. 284, 144 P. 32 (1914), were
concerned only with whether the members of the grand jury had been
selected by chance as the law requires. Quotations from these
cases, when read in context, clearly have reference only to the
desirability of selecting grand jurors by chance. Petitioner, in
his rehearing petition before the Washington Supreme Court, quoted
from two unnamed, unreported Washington grand jury proceedings in
which some prospective jurors were questioned as to bias. Even if
it were clear that all the jurors in those cases were so questioned
(which it is not), such isolated, unreviewable instances would not
establish that Washington law requires the claimed procedures.
MR. JUSTICE BLACK, with whom THE CHIEF JUSTICE concurs,
dissenting.
I dissent from the Court's holding because I think that the
failure of the Washington courts to follow their own state law by
taking affirmative action to protect the petitioner Beck from being
indicted by a biased and prejudiced grand jury was a denial to him
of the equal protection of the laws guaranteed by the Fourteenth
Amendment.
Page 369 U. S. 559
Since 1854, when Washington was a Territory, that State has had
a statute comprehensively governing the use of grand juries in
criminal trials which provides in part:
"Challenges to individual grand jurors may be made by . . . [any
person in custody or held to answer for an offense] for reason of
want of qualification to sit as such juror; and when, in the
opinion of the court, a state of mind exists in the juror such as
would render him unable to act impartially and without prejudice.
[
Footnote 2/1]"
In
State ex rel. Murphy v. Superior Court, [
Footnote 2/2] the Washington Supreme Court
held in construing this statute that, in order to preserve the
right of defendants to fair and impartial grand jurors, Washington
State judges must select grand jurors by chance, explaining:
"That it was the policy of the legislature to preserve the right
to have an unbiased and unprejudiced jury and grand jury, and that
no suspicion should attach to the manner of its selection in all
cases, cannot be questioned."
Some years later, in
State v. Guthrie, [
Footnote 2/3] the Washington Supreme Court held
that it was not only within the power of Washington State judges,
but it was also their duty, to insure unbiased grand juries, even
if so doing meant changing the composition of the grand juries
selected by the rules of chance. That court, in this latter case,
reiterated the statute's policy to preserve impartial grand
Page 369 U. S. 560
juries and made it crystal clear that juries biased because of
judicial inaction are as offensive to the policy of the Washington
statute as juries biased because of deliberate judicial
selection:
"While this section may be said to relate to challenges made by
interested persons, it is not to be construed as denying to the
court the right, upon its own motion, to excuse a juror deemed to
be disqualified or incompetent. To deny this right would be out of
harmony with the policy of the law, which charges the court with
the responsibility of insuring that qualified and impartial grand
jurors are secured."
That this state policy for impartial grand juries has been
generally accepted as the settled law of Washington is demonstrated
not only by the statements of the four judges who voted to reverse
this conviction, [
Footnote 2/4] but
also by the current practice cited to us of other Washington trial
courts. [
Footnote 2/5] Indeed, the
presiding judge who impaneled the
Page 369 U. S. 561
Beck grand jury made sufficient inquiries to insure that grand
jurors would not be biased against the State in its investigation
of Beck.
The Court, however, finds that the
Murphy and
Guthrie cases have no relation to the guarantee of a fair
and impartial grand jury, but are "concerned only with whether the
members of the grand jury had been selected by chance." But even
the State has taken no such position, either before the Washington
Supreme Court or here. In its brief before the Washington Supreme
Court, the State acknowledged that the Washington statute, as
interpreted by the
Murphy and
Guthrie cases, set
out a "well recognized rule" that state "grand juries should be
impartial and unprejudiced." [
Footnote
2/6] And, even in this Court, the State
Page 369 U. S. 562
does not repudiate this acknowledgment, but says only that,
because the Washington Supreme Court was equally divided, "the
meaning of Washington statutes in regard to grand juries cannot be
determined at this point." But, of course, we must decide what the
Washington law is in order to pass upon Beck's claim that
Washington has denied him the equal protection of the law.
The Washington statute, as authoritatively interpreted by its
Supreme Court in the
Murphy and
Guthrie cases,
means not only that defendants are entitled under Washington law to
have indictments against them returned by impartial grand jurors,
but also that Washington State judges are specifically charged with
the duty and responsibility of making all inquiries necessary to
insure defendants against being tried on indictments returned by
prejudiced grand jurors. Neither the legislature nor the State
Supreme Court has ever changed that statute or its interpretation.
Certainly, the equal division of judges in the Washington Supreme
Court which left Beck's conviction standing did not impair the old
statute or its previously established interpretation. Even
Washington's own counsel tell us that,
"since the reasons for the Washington court's being equally
divided are signed by no more than four judges each, those reason
are not a decision of that court,"
and "are of no significance whatsoever as far as the decisional
law of the state of Washington is concerned." Since the legislature
has not changed its statute and the Supreme Court of Washington has
not changed its interpretation of that statute, the law of
Washington remains the same as it was before Beck's
Page 369 U. S. 563
conviction was left standing by the equally divided Washington
court. And, as it was before, it required Washington judges to
protect persons from being indicted by prejudiced and biased grand
juries. If Beck has been denied that protection without the law's
having been changed, then he has been singled out by the State as
the sole person to be so treated. Such a singling out would be a
classic invidious discrimination, and would amount to a denial of
equal protection of the law. We must determine, therefore, whether
the grand jury that indicted Beck was impaneled in a way that
violated the state law.
This question is not that which the Court treats as crucial,
whether there is proof in the record that some individual grand
juror was actually prejudiced against Beck, but rather the quite
different question of whether the judge who impaneled the grand
jury took the precautions required by the statute and its
controlling judicial interpretation to insure a grand jury that
would not be tainted by prejudice against Beck. I think that the
record in this case shows beyond doubt that the presiding judge
failed to do what the state law required him to do -- try to keep
prejudiced persons off the grand jury. This failure was
particularly serious here because of the extraordinary opportunity
for prejudgment and prejudice created by the saturation of the
Seattle area with publicity hostile and adverse to Beck in the
months preceding and during the grand jury hearing.
Petitioner Beck is a long-time resident of Seattle, well known
to the community as president of the International Brotherhood of
Teamsters and as a former president of the Western Conference of
Teamsters. Beginning in March, 1957, he became the target of a
number of extremely serious charges of crime and corruption by the
Senate Select Committee on Improper Activities in the Labor or
Management Field and its staff. These charges were
Page 369 U. S. 564
given unprecedented circulation in the Seattle area. [
Footnote 2/7] On March 22-23, banner
headlines proclaimed the Committee's charge that Beck had used
$270,000 in Teamsters funds for his own benefit. When Beck appeared
before the Committee several days later and refused to answer
questions regarding the charges, he again drew headline coverage in
the Seattle press: "BECK TAKES 5TH AMENDMENT." One television
station went so far as to run a 9 2/4-hour telecast of the
proceedings. On May 3, the headlines announced the fact that Beck
had been indicted for federal tax evasion and that a former mayor
of Seattle had received a special appointment to prosecute further
charges before a state grand jury. On May 9, 15 and 16, other
front-page, page-wide headlines appeared, the last charging that
Beck had misused his position of union trust no less than 52
different times. On May 17, a three-column front-page story
recounted the fact that Beck had pleaded the Fifth Amendment 60
times to questions from the Senate Committee. And on May 20, the
day the grand jury was impaneled, headlines announced Beck's
expulsion from his AFL-CIO post on the ground that "Dave Beck was
found
guilty as charged' by the A.F. of L.-C.I.O. executive
council," and that same paper also carried a charge by Senator
McClellan that Beck "has committed many criminal offenses." All the
while, radio, television, the national news magazines, and the
press in lesser front-page and backup stories published charges of
a similar nature. This flood of intense public accusation of crime
and breach of trust by prominent and highly placed persons, coupled
with publicity resulting from Beck's refusal on grounds of possible
self-incrimination to answer questions
Page 369 U. S.
565
before the Senate Committee as to the charges made, imposed
a very heavy duty on the presiding judge under Washington law to
protect Beck from a biased and prejudiced grand jury.
Far from discharging that duty, however, the judge actually
increased the probability that persons biased against Beck would be
left on the grand jury. For, while he asked a number of questions
directed toward excluding from the jury union members who might be
sympathetic to Beck, he made no effective effort at all to protect
Beck. Thus, he managed to ask almost every juror whether he had any
connection with the Teamsters or any affiliated union, whether he
knew any of the Teamsters officers, or whether he had ever been a
union officer himself. But, despite his knowledge of the
wide-spread prejudice-breeding publicity against Beck, the judge
failed to ask a single juror a single question regarding whether he
had read about, heard about or discussed the charges against Beck.
Moreover, he failed to ask a single juror who actually sat on the
jury whether he was prejudiced against Beck or had already made up
his mind about the many public charges. [
Footnote 2/8] Indeed as to those jurors, the most
searching question which even the Court has managed to pull from
the record was the sterile query: "Is there anything about sitting
on this grand jury that might embarrass you at all?" Even the most
tenuous logic could not equate that search for embarrassment with a
search for bias and prejudice. That a search for bias and prejudice
would have shown its existence hardly seems questionable,
particularly in view of the fact that, six months later, when the
publicity adverse to Beck was, according to the Court, "neither
intensive nor extensive," 15 of 43 prospective petit jurors
Page 369 U. S. 566
subjected to
voir dire questioning expressed some
degree of bias or prejudice in the case. [
Footnote 2/9]
After such a restrained effort toward affording Beck the
protection of the unbiased grand jury assured by Washington law, it
would be expected that the presiding judge would have given careful
and detailed instructions to the grand jury in order to dispel any
possible prejudice in their minds. Not so here, however. In fact,
the instructions given not only failed to cure, they made the
situation worse. For, instead of instructing that the testimony and
charges before the Senate Committee were not evidence before the
grand jury and that it would be highly improper for the grand jury
to consider them at all, the presiding judge called the jury's
attention to the charges of theft and embezzlement against Beck
before the Committee and told the jury that it was under a duty to
determine whether these charges were refuted by an explanation
attributed by the press to Beck:
"It seems unnecessary to review the recent testimony before a
Senate Investigating Committee except to say that disclosures have
been made indicating that officers of the Teamsters Union have,
through trick and device, embezzled or stolen hundreds of thousands
of dollars of the funds of that union -- money which had come to
the union from the dues of its members. . . ."
"The president of the Teamsters Union has publicly declared that
the money he received from the union was a loan which he has
repaid. This presents a question of fact, the truth of which is for
you to ascertain. "
Page 369 U. S. 567
Together with the additional facts set out by MR. JUSTICE
DOUGLAS in his dissent, what I have said above seems clearly to
show that the presiding judge took none of the steps, either in
interrogation or in instruction, that in the atmosphere of the day,
would have fulfilled his state statutory duty to insure a grand
jury unbiased against Beck.
This failure of the judge denies petitioner a protection which
Washington has provided to similarly situated defendants over the
years and which, so far as now foreseeable, Washington will
continue to provide to all Washington defendants in the future.
This failure would be cast in a different light if the Washington
Legislature had repealed its law, or if its Supreme Court had
altered its interpretation and set out a general rule abrogating
the right to have judges take affirmative action to insure an
unbiased grand jury. But, without any change in the prior law or
any sure indication that Beck's "law" is the law of the future, the
State of Washington, in convicting Beck, applies special and unfair
treatment to him. For only Beck, a single individual out of all the
people charged with crime by indictment in Washington, is denied
his clearly defined right under the law to have the state judicial
system insure his indictment by "impartial grand jurors." Through
the device of an equally divided vote in the Washington Supreme
Court, he goes to prison for 15 years. I think that the Equal
Protection Clause of the Fourteenth Amendment forbids such an
invidious picking out of one individual to bear legal burdens that
are not imposed upon others similarly situated. [
Footnote 2/10] I cannot agree with the Court that
such a gross discrimination against a single individual with such
disastrous consequences
Page 369 U. S. 568
can be treated as a mere trial error. For a judicial decision
which sends a man to prison by refusing to apply settled law which
always has been and so far as appears will continue to be applied
to all other defendants similarly situated is far more than a mere
misapplication of state law. [
Footnote 2/11] It is a denial of equal protection of
the law, and a State should no more be allowed to deny a defendant
protection of its laws through its judicial branch than through its
legislative or executive branch.
I think that petitioner was denied equal protection of the law
for still another reason. The four Washington judges who voted to
affirm the conviction below, and whose views have therefore
determined the outcome of Beck's case, agreed that those "in
custody or held [on bail] to answer for an offense," the "[p]ersons
for whose benefit that statute was enacted," are entitled to grand
jurors without bias or prejudice. [
Footnote 2/12] This divides all persons suspected of
larceny by embezzlement, as petitioner was, into two classes: (1)
those persons in custody or on bail, and (2) those persons who are
only under investigation by grand jury. The first class is entitled
to have an impartial and unbiased grand jury; the second is not.
The four judges who wanted to reverse this conviction could see no
reason, nor can I, for saying that one charged with crime and in
jail or on bail should be entitled to an unprejudiced grand jury,
but one who happened not to be already held for grand jury action
could validly be indicted by a biased and prejudiced grand jury. So
far as
Page 369 U. S. 559
the need to be free from prosecution by a prejudiced grand jury
is concerned, there can be no rational distinction between the need
of the man who is not yet in custody and the need of the man who is
in jail or on bail, [
Footnote
2/13] particularly where, as here, the grand jury was called
for the specific purpose of examining into petitioner's activities,
and was so instructed. No doubt the clearest evidence of the lack
of rationality in such a distinction is the fact that, for 108
years, the State of Washington has itself made no such distinction.
For even though the statute on its face applies only to those in
custody or on bail, it has always been interpreted to guarantee an
impartial grand jury to all.
A fair trial under fair procedure is a basic element in our
Government. Zealous partisans filled with bias and
Page 369 U. S. 570
prejudice have no place among those whom government selects to
play important parts in trials designed to lead to fair
determinations of guilt or innocence. Whether the due process
provisions of the Federal Constitution require, however, that every
procedural step in a trial, including the impaneling of a grand
jury, be absolutely fair and impartial, I need not determine here.
But, in considering whether people charged with the same crimes
under the same circumstances, subject to the same penalties in the
same place, may be divided up into classes, some of whom are given
the benefit of fair grand jurors and some of whom are not, we must
keep in mind the high standard of fair and equal treatment imposed
by the Equal Protection Clause of the Fourteenth Amendment, as well
as the important part that grand juries play in trial procedures
when they are used. For me, the need for fair grand juries as
between those who have not yet been formally arrested and those who
have is too much the same to be treated as though it were
different. I would not permit the State of Washington to lay its
hands so unequally upon groups whose interests, whose needs and
whose dangers are so similar. [
Footnote 2/14]
Not surprisingly, the Court attempts to shrug off both of Beck's
equal protection claims without reaching them on the merits. As to
his first claim, that he was denied equal protection by the failure
of the Washington courts to accord him the benefit of the state law
guaranteeing an impartial grand jury, this Court asserts that even
if Beck was, unlike everyone else, denied the benefit of a grand
jury which had been questioned by the presiding judge to protect
against bias, the error was harmless because he presented no proof
to show that the grand jury selected in violation of Washington law
was actually
Page 369 U. S. 571
biased or prejudiced against him. But the Washington law puts
the duty on the judge to insure against bias, not on the defendant
to show bias. The court cites absolutely no authority, and I have
been unable to find any, that, when a Washington State judge
neglects his duty to assure an impartial grand jury, his error is
cured by the failure of the defendant to show actual bias on the
part of one or more grand jurors. On the contrary, the Washington
Supreme Court said in
State ex rel. Murphy v. Superior
Court:
"Granting, for the sake of argument, that no real injustice has
been done in this particular case, and that a fair jury was
selected, to approve the method adopted by the court would be to
permit a judge, if he so willed, to provide a grand jury of his own
choosing in every case under color of law. [
Footnote 2/15]"
Moreover, even if it were possible under Washington law so
cavalierly to fritter away important rights of criminal procedure
designed to achieve fairness, this record should satisfy the most
doubting Thomas that the failure to insure a proper grand jury here
was, in fact, not harmless. While the trial court made no
determination as to whether the grand jury was prejudiced against
Beck, four of the eight Washington Supreme Court judges who ruled
on the question felt that a conclusive showing of prejudice had
been made. Judge Donworth, speaking for those four judges, after an
exhaustive review of the facts concluded:
"I think it would be unrealistic to believe that a very
substantial number of the citizens of the community had not
adopted, consciously or unconsciously, an attitude of bias and
prejudice toward appellant at the time the grand jury was convened.
If ever there
Page 369 U. S. 572
was a case which required the most stringent observance of every
safeguard known to the law to protect a citizen against bias and
prejudice, this was it. [
Footnote
2/16]"
The other four judges did say: "There is no showing of bias or
prejudice," but gave not the slightest evidentiary or even
argumentative support to show the correctness of this offhand
statement. [
Footnote 2/17] In
these circumstances, where there has been no finding by the trial
court and where the highest court of the State has divided evenly,
so that there is no finding there either, our ordinary "solemn duty
to make independent inquiry and determination of the disputed
facts" [
Footnote 2/18] upon which
the question of denial of equal protection of the law turns becomes
particularly pointed. Considering the overwhelming evidence to
support the four judges who thought that petitioner had made a
showing of prejudice, it seems inconceivable to me that it can
fairly be said that no showing of prejudice was made.
As to Beck's second claim, that it is a denial of equal
protection of the law to afford those in jail or on bail the
judicial assurance of an impartial grand jury while denying such
protection to those not in jail or on bail like Beck, the Court
apparently does not claim that the error was harmless, but
discovers yet another way to avoid having to pass on the plain
merits of his constitutional claim. It concludes on a number of
grounds that petitioner's claim was not properly presented to the
Washington Supreme Court. I do not think any one of the Court's
grounds, or all of them together, justify its avoidance of
determining Beck's constitutional contention on its merits.
(a) It is said that this contention was not properly before the
State Supreme Court because "Petitioner's
Page 369 U. S. 573
formal attack at the trial court level did not even mention
§ 10.28.030. . . ." But Beck did claim that that section had
not been complied with both in his "Challenge to Grand Jury" and in
his separate motion to set aside the indictment, both of which are
set out in
note 3 of the Court's
opinion In fact, his challenge to the grand jury was
specifically cast in the terms of § 10.28.030. And Beck's
reliance on § 10.28.030 and related sections of Washington's
grand jury statute was emphasized time and time again by his
counsel's arguments to the trial court, both oral and written, on
the challenge and on his separate motion to dismiss the indictment.
For example, trial counsel said:
". . . [T]he decisions which we have been able to find all
indicate the same thing. That is, that the Grand Jury, just like
the trial jury, must be unbiased and unprejudiced, and indeed, in a
couple of the decisions, they referred to this 10.28.030 in the
same manner I have done to indicate the intent of the Legislature.
[
Footnote 2/19]"
(b) The Court says:
"That the prosecution and the court viewed petitioner as outside
the scope of § 10.28.030 was brought home to him in the course
of the trial court proceedings on his grand jury attack."
I cannot agree that the trial court construed § 10.28.030
as denying Beck the right to an impartial and unprejudiced grand
jury or informed him to that effect. While it is true that the
State's counsel argued and the trial court agreed that petitioner
could not question the method of impaneling the grand jury by a
"Challenge to Grand Jury," the trial court never even intimated
that § 10.28.030 limited its assurance of an impartial and
unprejudiced grand jury
Page 369 U. S. 574
only to those who were indicted while they were in jail or out
on bond. On the contrary, the trial court admitted, even though it
ultimately denied petitioner's motion without further comment, that
petitioner could attack the grand jury -- "incidentally on a motion
to set aside that indictment" -- precisely the kind of motion the
petitioner actually made under § 10.40.070, which motion is
set out in
note 3 of the Court's
opinion
(c) The Court says that the State Supreme Court was not required
to pass on petitioner's claim of denial of equal protection because
it was not "definitely pointed out in the "assignments of error" in
appellant's brief," as required by Rule 43 of the State Rules on
Appeal. But, as just pointed out, the trial court had not construed
the statute as denying Beck, who was not in custody or on bail, the
benefit of an impartial grand jury while insuring such a grand jury
for defendants who were in custody or on bail. Since the trial
court had made no such ruling, Beck could not, of course, assign as
error a ruling that had not been made. He did, however, properly
assign errors which, as shown in the Court's
note 4 were sufficiently broad to challenge the
trial court's failure to comply with state law in insuring an
impartial grand jury. That was all that he could do at that
time.
(d) Another ground for this Court's refusal to rule on Beck's
claim is that: "The Washington Supreme Court has unfailingly
refused to consider constitutional attacks upon statutes not made
in the trial court. . . ." But even a casual investigation of the
opinions of that court shows that it has not "unfailingly" followed
any such practice. [
Footnote
2/20] Moreover, no Washington case or any other
Page 369 U. S. 575
has been cited to prove that a question of equal protection of
the law must be raised in the trial court even though that court
does not itself ever make a ruling which denies equal protection of
the law. And I would think that this Court would not tolerate use
of such a state device to bar correction of constitutional
violations.
(e) Finally, while I disagree that Beck's claim has not been
properly presented to the Washington Supreme Court, I find that
wholly immaterial here. For as we said in
Raley v. Ohio:
"There can be no question as to the proper presentation of a
federal claim when the highest state court passes on it." [
Footnote 2/21] And here, although
undoubtedly familiar with the state rule and the state cases dug up
here by this Court for the first time to show that Beck's claim was
not properly presented, the fact is that the eight judges of the
Washington Supreme Court who sat in this case did actually pass on
Beck's claim in his brief before them that to take away his right
to an impartial grand jury because he was not in custody or on bail
would deny him the equal protection of the laws. That claim in
Beck's State Supreme Court brief was:
"In fact, to permit one who has already been arrested to
challenge the mental qualifications of a grand juror, while denying
this right to one who has not been arrested, would amount to a
denial of equal protection of the law. This is particularly true .
. . in the state of Washington. . . . [
Footnote 2/22] "
Page 369 U. S. 576
In response to Beck's claim, Judge Donworth, speaking for the
four judges who voted to reverse the conviction, fully agreed with
his contention, saying:
"I do not understand how it can be said, under the facts shown
in this record, that the reason entitling a person in custody or
held to answer for an offense to be investigated by an impartial
and unprejudiced grand jury, does not apply equally well to
appellant. It is axiomatic that all men are equal before the law,
and are entitled to the same rights
under the same or similar
circumstances."
"
* * * *"
"Until the legislature amends or repeals the statutory law, . .
. it must be applied with equal effect to every person whose
conduct is under investigation by a grand jury pursuant to the
court's charge to it. [
Footnote
2/23] "
Page 369 U. S. 577
The other four judges, obviously disagreeing with their brethren
and rejecting Beck's equal protection claim, held that "There was a
reason" for the statutory guarantee of an impartial grand jury for
one "in custody or held to answer for an offense," although denying
it to one not in custody or on bail. [
Footnote 2/24]
(f) The Court also goes so far as to say that Beck's
constitutional question was not included among those questions
presented which our writ of certiorari was granted to review. I
disagree. In the questions presented in the petition for certiorari
and in the brief supporting that petition, counsel for Beck
repeatedly asserted that, in the manner of selecting this grand
jury, Beck had been denied the equal protection of the law. The
core of all these claims is discrimination growing out of the
manner of the selection of the grand jury. The particular
classification claim which the Court seeks to avoid passing on is
also a claimed discrimination with reference to the manner of
selection of the grand jury. Since all these contentions are
inextricably intertwined, under our decision of last term in
Boynton v. Virginia, [
Footnote 2/25] I see no more reason for refusing to
pass on one than another. That case held a statutory claim of
discrimination to have been sufficiently raised where
discrimination generally was "the core of the . . . broad
constitutional questions presented." Moreover, I agree with MR.
JUSTICE DOUGLAS that, under Rule 23, which prohibits "unnecessary
detail" and which deems a question presented "to include every
subsidiary question fairly comprised therein," even the most
general claim of equal protection would have been sufficient to
raise petitioner's claim.
The petitioner here, however, has no need to rely on either the
Boynton case or on the broad mandate of Rule 23, for his
claims are clearly encompassed among the
Page 369 U. S. 578
specific questions as to which the writ of certiorari was
granted. Two of those questions read in part:
". . . [D]oes a person . . . have a right under the due process
and equal protection clauses of the Fourteenth Amendment to have
the charges and evidence considered by a grand jury which was fair
and impartial or at least, which was instructed and directed to act
fairly and impartially?"
". . . [D]id he [petitioner] have a right under the due process
and equal protection clauses of the Fourteenth Amendment to have
the grand jury impaneled in a manner which would prevent or at
least tend to prevent the selection of biased and prejudiced grand
jurors?"
Since petitioner's claim is that he was denied equal protection
of the law by the failure of the presiding judge to provide the
protection, guaranteed to others, of a grand jury impaneled in a
manner that would insure against biased and prejudiced grand
jurors, it seems inconceivable that this conviction should be
sustained on the basis that the claim was not included in the
petition for certiorari.
The net result of what has taken place in the Washington Supreme
Court and here is to leave Beck in this predicament: the State
Supreme Court considered his contention, tried to decide it, but
could not because it was equally divided; this Court, on the
contrary, refuses to decide it at all on the ground that Beck has
never raised such a question anywhere. The practical consequence of
this predicament is to accept the argument of the State that, if
Beck's constitutional rights are to be protected, he must depend
upon "the Washington legislature, and not the United States Supreme
Court," [
Footnote 2/26] For this
Court to
Page 369 U. S. 579
accept such a consequence seems to me to be an abandonment of
its solemn responsibility to protect the constitutional rights of
the people.
The rules of practice which Congress and this Court have adopted
over the course of years to crystallize and define the issues
properly before the Court were designed to assist the Court in the
fair and impartial administration of justice. I cannot believe that
this end has been achieved here.
[
Footnote 2/1]
Revised Code of Washington § 10.28.030. The bracketed
portion is from § 10.28.010, a companion section relating to
challenges to the entire grand jury panel. These provisions were
§§ 45-46 of the original 1854 Act, Washington Territory
Acts, p. 110.
[
Footnote 2/2]
82 Wash. 284, 286, 144 P. 32, 32-33.
[
Footnote 2/3]
185 Wash. 464, 475, 56 P.2d 160, 164.
[
Footnote 2/4]
These four judges were of the opinion that the above-cited
statute and cases required this case to be decided on the "premise
that . . . [Beck], as a matter of law, was entitled to an impartial
and unprejudiced grand jury," and that the "failure of the court to
interrogate the jurors for the existence of possible bias and
prejudice against the officers of the teamsters' union constituted
prejudicial error."
State v. Beck, 56 Wash. 2d
474, 519, 520,
349 P.2d
387, 412, 413,
353 P.2d
429. Judge Hunter, in a separate opinion, stated that the
requirement of impartiality
"was announced as essential to a grand jury proceeding by both
the legislature and the supreme court of this state, in the
statutes and decisions. . . ."
56 Wash. 2d at 537, 349 P.2d at 423-424.
[
Footnote 2/5]
The following were quoted to us as typical
voir dire
questions asked by presiding judges in the impaneling of two recent
grand juries in Washington:
"Q -- Would there be anything in your acquaintanceship with Mr.
Schuster that would in any way tend to affect your decisions in
this Grand Jury investigation?"
"A -- I don't think so."
"Q -- In other words, you wouldn't have any hatred or malice or
fear or favor or anything of that nature so far as your
deliberating would be concerned in connection with this
investigation?"
"A -- No."
"Q -- From what you have heard, and I don't believe you live in
a vacuum any more than the rest of us, is there anything you have
read or that has been suggested by the court in these proceedings
that would suggest to you why you couldn't be fair, impartial and
objective in making an examination into law enforcement in this
county?"
"A -- No, sir."
[
Footnote 2/6]
The four judges who voted to reverse this conviction below
relied in part upon this acknowledgment, saying:
"The state has filed a comprehensive brief consisting of one
hundred fifty pages containing the following answer to appellant's
argument regarding his right to an impartial and unprejudiced grand
jury:"
" Appellant asserts that the denial of his motion to set aside
the indictment constituted error under our statutes and
constitution and the constitution of the United States (App.Br.
35)."
" . . .
Except for citing the well recognized rule that
grand juries should be impartial and unprejudiced (App.Br.
37), the cases are not otherwise applicable."
(Emphasis supplied by the Washington Supreme Court.) Among the
cases cited in appellant's state court brief to support his
contention that the grand jury was not organized in accordance with
state law were
Watts v. Washington Territory, 1 Wash.Terr.
409;
State ex rel. Murphy v. Superior Court, 82 Wash. 284,
144 P. 32; and
State v. Guthrie, 185 Wash. 464, 56 P.2d
160.
[
Footnote 2/7]
"The amount, intensity, and derogatory nature of the publicity
received by appellant during this period is without precedent in
the state of Washington."
56 Wash. 2d at 511, 349 P.2d at 408 (opinion of Judge Donworth
for the four judges who voted to reverse).
[
Footnote 2/8]
No prospective grand juror was asked if he was prejudiced
against Beck, and only three were asked if they were conscious of
bias or prejudice of any kind. Two of these were excused.
[
Footnote 2/9]
Although 52 prospective jurors were admitted to
voir
dire, nine of these were excused for personal reasons of
health or convenience and were not therefore questioned by either
counsel.
[
Footnote 2/10]
See Atchison, Topeka & Santa Fe R. Co. v. Matthews,
174 U. S. 96,
174 U. S.
104-105.
Cf. McFarland v. American Sugar Refining
Co., 241 U. S. 79,
241 U. S.
86.
[
Footnote 2/11]
Unlike this case, which involves the contention that the failure
of the Washington courts to apply their prior settled law as to a
single statute denies petitioner Beck the equal protection of the
law,
Milwaukee Elec. Ry. & Light Co. v. Milwaukee,
252 U. S. 100,
involves the question of whether the Wisconsin Supreme Court was
inconsistent in its treatment of two different municipal
legislative provisions.
[
Footnote 2/12]
56 Wash. 2d at 480, 349 P.2d at 390.
[
Footnote 2/13]
Even before the adoption of the Equal Protection Clause of the
Fourteenth Amendment, other courts and refused to allow any
distinction as to the right to a proper composition of a grand jury
under state law between those in jail or on bail and those merely
subject to grand jury investigation. Thus, in
United States v.
Blodgett, 30 Fed.Cas. 1157, 1159 (No. 18312), the court
said:
"True, he was not arrested and imprisoned on any criminal
charge, and now brought hither by order of the court, nor is he
under bail or recognizance; but because he is not in any of these
constrained positions, is he any the less entitled to a grand jury
of his country, legally qualified under its laws? Surely not."
And in
McQuillen v. State, 16 Miss. 587, 597, the
Mississippi court said as to a purported distinction between the
right of persons in court at the time of indictment to challenge
grand jurors for cause and the right of those not in court to
challenge such jurors:
"[T]he law works unequally by allowing one class of persons to
object to the competency of the grand jury, whilst another class
has no such privilege. This cannot be. The law furnishes the same
security to all, and the same principle which gives to a prisoner
in court the right to challenge, gives to one who is not in court
the right to accomplish the same end by plea. . . ."
See also Hardin v. State, 22 Ind. 347, 351-352;
Crowley v. United States, 194 U.
S. 461,
194 U. S.
469-470.
[
Footnote 2/14]
Cf. Skinner v. Oklahoma ex rel. Williamson,
316 U. S. 535.
[
Footnote 2/15]
82 Wash. 284, 287-288, 144 P. 32, 33.
[
Footnote 2/16]
56 Wash. 2d at 512, 349 P.2d at 408.
[
Footnote 2/17]
56 Wash. 2d at 480, 349 P.2d at 390.
[
Footnote 2/18]
Pierre v. Louisiana, 306 U. S. 354,
306 U. S.
358.
[
Footnote 2/19]
The decisions referred to were
Watts v. Washington
Territory, 1 Wash.Terr. 409;
State ex rel. Murphy v.
Superior Court, 82 Wash. 284, 144 P. 32; and
State v.
Guthrie, 185 Wash. 464, 56 P.2d 160.
[
Footnote 2/20]
See, e.g., Washington v. Griffith, 52 Wash. 2d
721,
328 P.2d
897;
Lee v. Seattle-First National
Bank, 49 Wash. 2d
254,
299 P.2d
1066.
[
Footnote 2/21]
360 U. S. 360 U.S.
423,
360 U. S.
436.
[
Footnote 2/22]
I know of no reason why this Court should say that the
Washington Supreme Court would not "search through the brief" "to
find" this contention, for I am not willing to assume that the
members of the highest court of Washington did not read the briefs
of the parties in this case. I must also take issue with the
Court's view that this particular constitutional contention was
stated in only one sentence. As I read the briefs before me,
petitioner took up almost two whole pages in presenting this
argument, and cites eight cases and other authorities. Moreover,
the four State Supreme Court judges who voted to affirm and who had
petitioner's brief before them referred to that part of the brief
devoted to the "Grand Jury Proceedings" as "the longest section of
appellant's brief." 56 Wash. 2d at 475, 349 P.2d at 387. Since they
had to read this section to refer to it in this way and to discuss
it, I am at a complete loss to understand the Court's further
statement that petitioner's argument on this point was "considered
by the Washington Supreme Court to be an abandonment or waiver of
such contention." I can only consider the abandonment found by this
Court to be an
ex post facto abandonment as far as the
Washington Supreme Court is concerned, because, as pointed out
above, that court actually considered and passed on the point.
[
Footnote 2/23]
56 Wash. 2d at 528, 530 349 P.2d at 418, 419. (Emphasis supplied
by Judge Donworth.) To suggest, as the Court does, that this
discussion involves "interpretation" of the statute, but does not
relate to equal protection of the laws, is to draw a distinction
that simply does not exist. What the four judges who wanted to
reverse this conviction said in the plainest words possible was
that the interpretation of the statute adopted by the four who
voted to affirm is one that is wrong because, among other reasons,
it denies equal protection of the law.
[
Footnote 2/24]
56 Wash. 2d at 479, 349 P.2d at 390.
[
Footnote 2/25]
364 U. S. 364 U.S.
454,
364 U. S.
457
[
Footnote 2/26]
That argument was fully set out in the State's Opposition to the
Petition for certiorari:
"The effect of the Washington court decision in the instant case
is that the meaning of Washington statutes in regard to grand
juries cannot be determined at this point. It would follow that
this determination also is binding on the United States Supreme
Court."
"Since there is neither a Federal nor a Washington state
Constitutional right to an impartial grand jury, and the Washington
Supreme Court cannot determine what the Washington statutes
prescribe in that regard,
the Washington legislature, and not
the United States Supreme Court, must answer that
question."
(Emphasis supplied.)
MR. JUSTICE DOUGLAS, dissenting.
I
Although, according to
Hurtado v. California,
110 U. S. 516,
Washington need not use the grand jury in order to bring criminal
charges against persons, it occasionally does use one, and a grand
jury was impaneled in this case. It is well settled that, when
either the Federal Government or a State uses a grand jury, the
accused in entitled to those procedures which will insure, so far
as possible, that the grand jury selected is fair and impartial.
[
Footnote 3/1] That
Page 369 U. S. 580
is the reason why the systematic exclusion of Negroes from grand
jury service infects the accusatory process.
See Pierre v.
Louisiana, 306 U. S. 354;
Cassell v. Texas, 339 U. S. 282. The
same principle was applied in
Hernandez v. Texas,
347 U. S. 475,
when Mexicans were systematically excluded from duty as grand and
petit jurors. The same principle would also apply "if a law should
be passed excluding all naturalized Celtic Irishmen" from grand
jury duty.
Strauder v. West Virginia, 100 U.
S. 303,
100 U. S.
308.
Racial discrimination is only one aspect of the grand jury
problem. As stated in
Hale v. Henkel, 201 U. S.
43,
201 U. S.
59,
". . . the most valuable function of the grand jury was not only
to examine into the commission of crimes, but to stand between the
prosecutor and the accused, and to determine whether the charge was
founded upon credible testimony or was dictated by malice or
personal ill will."
We emphasized in
Hoffman v. United States, 341 U.
S. 479,
341 U. S. 485,
the importance of "the continuing necessity that prosecutors and
courts alike be
alert to repress' any abuses of the
investigatory power" of the grand jury. [Footnote 3/2] We recently stated in Costello v.
United States, 350 U. S. 359,
350 U. S. 362,
that:
"The grand jury is an English institution, brought to this
country by the early colonists and incorporated in the Constitution
by the Founders. There is every reason to believe that our
constitutional grand jury was intended to operate substantially
like its English progenitor. The basic purpose of the English grand
jury was to provide
a fair method for instituting criminal
proceedings against persons believed to have committed crimes."
(Italics added.)
Page 369 U. S. 581
The Washington Supreme Court, which affirmed this judgment of
conviction, did so by an equally divided vote. The four voting for
affirmance stated that, absent a statutory requirement, "bias or
prejudice" on the part of the grand jury was irrelevant.
56 Wash. 2d
474, 480,
349 P.2d
387, 390.
The case of
Frisbie v. Collins, 342 U.
S. 519, is offered as justification for the use of an
unfair procedure in bringing this charge against petitioner. We
there held that forcibly abducting a person and bringing him into
the State did not vitiate a state conviction where the trial was
fair and pursuant to constitutional procedural requirements. Here,
however, a part of the criminal proceeding is itself infected with
unfairness. Whether it was necessary to use the grand jury is
immaterial. It was used, and the question is whether it was used
unfairly. The case is, therefore, like those where procedures,
anterior to the trial, are oppressive. A notorious example is an
unlawful arrest or the use of detention by the police to obtain a
confession.
See, e.g., Payne v. Arkansas, 356 U.
S. 560;
Fikes v. Alabama, 352 U.
S. 191;
Watts v. Indiana, 338 U. S.
49;
Turner v. Pennsylvania, 338 U. S.
62;
Ward v. Texas, 316 U.
S. 547. Another example is denial of the right to
counsel. As stated in
Powell v. Alabama, 287 U. S.
45,
287 U. S. 57,
that right extends to a period anterior to the trial itself "when
consultation, thoroughgoing investigation, and preparation" are
"vitally important."
Cf. Spano v. New York, 360 U.
S. 315,
360 U. S. 324
(concurring opinion).
Could we possibly sustain a conviction obtained in either a
state or federal court where the grand jury that brought the charge
was composed of the accused's political enemies? If we did, we
would sanction prosecution for private, not public, purposes.
Whenever unfairness can be shown to infect any part of a criminal
proceeding, we should hold that the requirements of due process are
lacking.
Page 369 U. S. 582
A dissent in
Cassell v. Texas, 339 U.
S. 282,
339 U. S. 298,
said,
"It hardly lies in the mouth of a defendant whom a fairly chosen
trial jury has found guilty beyond reasonable doubt to say that his
indictment is attributable to prejudice."
Id. at
339 U. S. 302.
But the Court did not agree. Since a grand jury was used to indict,
the Court held the grand jury to constitutional requirements. We
should do the same here. As we stated in
Hill v. Texas,
316 U. S. 400,
316 U. S.
406:
"It is the state's function, not ours, to assess the evidence
against a defendant. But it is our duty as well as the state's to
see to it that, throughout the procedure for bringing him to
justice, he shall enjoy the protection which the Constitution
guarantees. Where, as in this case, timely objection has laid bare
a discrimination in the selection of grand jurors, the conviction
cannot stand, because the Constitution prohibits the procedure by
which it was obtained."
A grand jury serves a high function. As stated in
United
States v. Wells, 163 F. 313, 324:
"It is a familiar historical fact that the system was devised to
prevent harassments growing out of malicious, unfounded, or
vexatious accusations. That it serves the purpose of allowing
prosecutions to be initiated by the people themselves in no way
detracts from the fact that it still stands as a safeguard against
arbitrary or oppressive action."
The same view was stated by Mr. Justice Field, sitting as
Circuit Justice:
"In this country, from the popular character of our
institutions, there has seldom been any contest between the
government and the citizen which required the existence of the
grand jury as a protection against oppressive action of the
government.
Page 369 U. S. 583
Yet the institution was adopted in this country, and is
continued from considerations similar to those which give to it its
chief value in England, and is designed as a means not only of
bringing to trial persons accused of public offenses upon just
grounds, but also as a means of protecting the citizen against
unfounded accusation, whether it come from government or be
prompted by partisan passion or private enmity."
Charge to Grand Jury, 30 Fed.Cas. 992, 993, No. 18,255.
One who reads this record is left with doubts of the most
serious character that the procedure used in the selection of the
grand jury was fair in light of the unusual conditions that
obtained at the time.
II
Petitioner, on March 26 and 27, 1957, appeared before a Senate
Committee in Washington, D.C., and, during his questioning, invoked
the Fifth Amendment 150 times.
On May 2, 1957, petitioner was indicted in Tacoma by a federal
grand jury for income tax evasion.
On May 8, 1957, petitioner was recalled to testify before the
Senate Committee, and, during another long interrogation, invoked
the Fifth Amendment about 60 times.
During these hearings, the Committee members made various
comments concerning petitioner. As Judge Donworth, speaking for
himself and three other members of the Supreme Court of Washington,
said:
"These comments, which were extremely derogatory to appellant,
were widely circulated by all news media throughout the United
States, and particularly in the Seattle area. In these comments,
appellant was characterized as a thief, and it was asserted that he
was guilty of fraud and other illegal conduct with respect to his
management of the affairs of the teamsters' union as its principal
officer in the eleven
Page 369 U. S. 584
western states, and later in his position as its international
president."
"These conclusions and opinions (particularly those expressed by
Senator McClellan, the chairman of the committee) were displayed by
local newspapers on the front page in prominent headlines. The
following are a few of the comments which were referred to in such
headlines which appeared in Seattle newspapers:"
"'Teamsters' Cash Kept Going to Beck after He Became Union
President, Says Prober.' Seattle Times, March 23, 1957. . . ."
"
* * * *"
""Beck Gives
Black Eye' to Labor, Says Sen. McNamara."
Seattle Times, March 27, 1957."
"'Senate Probe Lifts Lid on Beck Beer Business -- Use of Union
Money Related.' Seattle Post-Intelligencer, May 9, 1957."
"Substantial portions of the committee proceedings relating to
these charges were also reproduced in the course of news broadcasts
on local radio and television stations."
"The amount, intensity, and derogatory nature of the publicity
received by appellant during this period is without precedent in
the state of Washington. A Seattle newspaper carried a news item
reporting that the switchboard of a local radio station that had
broadcast the committee proceedings on the preceding day was jammed
with calls, and that the officials of the station characterized the
response to the broadcast on the part of the public as
'astounding,' and that such response was greater than that
resulting from any other broadcast ever aired by them. The serious
accusations made by United States senators in the committee
hearings are generally regarded by
Page 369 U. S. 585
laymen as being official charges (which appellant had refused to
answer), and thus the impression was created among the general
public that appellant had been found guilty of a crime."
56 Wash. 2d
474, 510-512,
349 P.2d
387, 408.
The grand jury which returned the indictment was convened on May
20, 1957.
The effect of the saturation of Seattle with this adverse
publicity was summarized by Judge Donworth:
"The natural effect of this publicity was that, in the eyes of
the average citizen, the character of appellant had been thoroughly
discredited in the Seattle area on or before May 20, 1957."
56 Wash. 2d at 512, 349 P.2d at 408.
The
trial court at the time of the selection of the
petit jury referred to the publicity the case had received in the
papers and over the radio and TV, and sought to determine whether
any jurors had become prejudiced or biased against the accused. The
judge who impaneled the grand jury took no such precautions. He
excused three who might have been prejudiced because they were or
had been members of petitioner's union or of affiliated unions. He
excused one employer who, in reply to the question "Are you
conscious of any bias, prejudice or sympathy in this case at all?"
said, "That is pretty hard to answer." Of the six he excused, two
admitted prejudice. Not once did the judge inquire as to the
intensive adverse publicity petitioner had received and its likely
effect on each juror. He asked two types of questions. The one
already noted, whether the juror was conscious of bias, etc., and
the other one, "Is there anything about sitting on this grand jury
that might embarrass you at all?" It seems to me that the judge was
derelict in failing to ascertain whether the amount of adverse
Page 369 U. S. 586
publicity petitioner had received had prejudiced the jurors
toward the case about to be presented. Although he made no such
inquiry of any juror, he proceeded upon the assumption that the
grand jury had full knowledge of the activities of the Senate
Committee:
"We come now to the purpose of this grand jury and the reasons
which the judges of this court thought sufficient to justify the
expense to the county, and the inconvenience to and sacrifice by
you, which this grand jury session will require."
"It seems unnecessary to review the recent testimony before a
Senate Investigation Committee except to say that disclosures have
been made indicating that officers of the Teamsters Union have,
through trick and device, embezzled or stolen hundreds of thousands
of dollars of the funds of that union -- money which had come to
the union from the dues of its members. It has been alleged that
many of these transactions, through which the money was siphoned
out of the union treasury, occurred in King County. Such crimes, if
committed, cannot be punished under Federal law, or under any law
other than that of the State of Washington, and prosecution must
take place in King County. The necessary criminal charges can only
be brought in this county upon indictment by the grand jury or
information filed by the prosecuting attorney."
"The president of the Teamsters Union has publicly declared that
the money he received from the union was a loan which he has
repaid. This presents a question of fact, the truth of which is for
you to ascertain."
"You may find that many of the transactions happened more than
three years ago; this would raise the question of the statute of
limitations, which ordinarily
Page 369 U. S. 587
bars a prosecution for larceny after three years. There are some
instances, however, where the period is extended. This is a
question of law, and you should be guided by the advice of the
prosecutors on this and similar questions. Your investigation may
conceivably result in the adoption of better standards of conduct
for union officials."
No admonition was given that radio, television, and newspaper
reports were not the gospel. No warning was made that one who
invokes the Fifth Amendment does not admit guilt. No admonition was
given that the deliberations should be free of bias or prejudice.
The question is not whether one who receives large-scale adverse
publicity can escape grand jury investigation, nor whether the hue
and cry attendant on adverse publicity must have died down before
the grand jury can make its investigation. This case shows the need
to make as sure as is humanly possible that one after whom the mob
and public passion are in full pursuit is treated fairly, that the
grand jury stands between him and an aroused public, that the judge
uses the necessary procedures to insure dispassionate consideration
of the charge.
The State of Washington uses the grand jury only occasionally,
the normal method of accusation being by information. Whether grand
jurors in other cases are screened for bias or prejudice does not
appear. Yet, on the assumption that they are not, Beck's objections
should not be in vain. Whether the unfair device is used
customarily or only once, it does not comport with the Due Process
Clause of the Fourteenth Amendment.
III
I think the Court is correct in rejecting the general equal
protection question on the merits. But I do think that a narrow
phase of equal protection was raised, and
Page 369 U. S. 588
should be decided in petitioner's favor. [
Footnote 3/3] It is conceded that, if Beck had been "in
custody or held to answer for an offense," he would have been
entitled to challenge the grand jurors for prejudice. 56 Wash. 2d
at 479, 349 P.2d
Page 369 U. S. 589
at 390. To grant that class the right to challenge for prejudice
and to deny it to those who are merely under investigation is to
draw a line not warranted by the requirements of equal protection.
I agree with the views of Judge Donworth, with whom Judges Finley,
Hunter, and Rosellini concurred:
"I do not understand how it can be said, under the facts shown
in this record, that the reason entitling a person in custody or
held to answer for an offense to be investigated by an impartial
and unprejudiced grand jury, does not apply equally well to
appellant. It is axiomatic that all men are equal before the law
and are entitled to the same rights
under the same or similar
circumstances."
56 Wash. 2d at 528, 349 P.2d at 418.
[
Footnote 3/1]
Since petitioner was not represented by counsel at the
impaneling of the grand jury, his objection at the return of the
indictment was timely. As stated in
Crowley v. United
States, 194 U. S. 461,
194 U. S.
469-470:
"Some of the cases have gone so far as to hold that an objection
to the personal qualifications of grand jurors is not available for
the accused unless made before the indictment is returned in court.
Such a rule would, in many cases, operate to deny altogether the
right of an accused to question the qualifications of those who
found the indictment against him; for he may not know, indeed, is
not entitled of right to know, that his acts are the subject of
examination by the grand jury."
[
Footnote 3/2]
See Morse, A Survey of the Grand Jury System, 10
Ore.L.Rev. 217.
[
Footnote 3/3]
This is not a case where decision is asked on a question not
"formally presented" by the petition for certiorari, as was true in
General Talking Pictures Corp. v. Western Electric Co.,
304 U. S. 175,
304 U. S. 179.
It appears from the record that the question of equal protection
was a "definite issue" decided by the Washington Supreme Court
(
Seaboard Air Line R. Co. v. Duvall, 225 U.
S. 477,
225 U. S.
487); and, in at least two places in the questions
presented by the petition for certiorari, that decision was
challenged for denial of equal protection. This was clearly
sufficient, as Rule 23(1)(c),
in haec verba, discourages
detailed amplification of the questions presented:
"The questions presented for review, expressed in the terms and
circumstances of the case but without unnecessary detail. The
statement of a question presented will be deemed to include every
subsidiary question fairly comprised therein. . . ."
The petition states,
inter alia:
"1. Where accusation is by a grand jury indictment, does a
person (in this case, a member and officer of a labor union who at
the time of the grand jury proceedings was the subject of
continuous, extensive and intensely prejudicial publicity) have a
right under the due process and equal protection clauses of the
Fourteenth Amendment to have the charges and evidence considered by
a grand jury which was fair and impartial or at least, which was
instructed and directed to act fairly and impartially?"
"(a) Where petitioner was a member and officer of a labor union,
and where prejudicial and inflammatory charges against him were
being widely and intensively disseminated by all news media, did he
have a right under the due process and equal protection clauses of
the Fourteenth Amendment to have the grand jury impaneled in a
manner which would prevent or at least tend to prevent the
selection of biased and prejudiced grand jurors?"
This is enough to bring the case within our rule that only the
questions "urged in the petition for certiorari and incidental to
their determination will be considered on review."
Rorick v.
Devon Syndicate, 307 U. S. 299,
307 U. S.
303.
At least four of the judges below thought that the equal
protection point treated in this dissent was an issue. For, after
referring to the Washington statute which gives those in custody or
held to answer for an offense the right to an impartial and
unprejudiced grand jury (56 Wash. 2d at 527-528, 349 P.2d at 417),
they stated:
"Until the legislature amends or repeals the statutory law,
quoted and emphasized above, it must be applied with equal effect
to every person whose conduct is under investigation by a grand
jury pursuant to the court's charge to it."
56 Wash. 2d at 530, 349 P.2d at 419. That seems to me sufficient
to bring this ruling within the statement in
Raley v.
Ohio, 360 U. S. 423,
360 U. S. 436,
to the effect that "There can be no question as to the proper
presentation of a federal claim when the highest state court passes
on it."