Petitioner, then a mentally retarded 19-year-old youth with no
criminal record, was arrested in 1936 on suspicion of stealing
bicycles. After being held virtually incommunicado and interrogated
by groups of police officers for nearly four days while sick and
faint, inadequately fed, without a hearing, and without the advice
of counsel, family or friends, he confessed to participation in a
murder. At his trial in an Illinois State Court for murder, his two
written confessions were admitted in evidence over his timely
objection, and he was convicted and sentenced to prison for 199
years.
Held: on the record in this case, petitioner's
confessions were coerced, and the State violated the Due Process
Clause of the Fourteenth Amendment by using them as evidence in his
trial. Pp.
367 U. S.
433-444.
274 F.2d 250, judgment vacated and case remanded.
MR. JUSTICE STEWART delivered the opinion of the Court.
On the night of January 2, 1936, Dr. Silber C. Peacock, a
Chicago physician, left his Edgewater Beach apartment in response
to an emergency telephone call to attend a sick child. He never
returned. The next day his lifeless body was found in his
automobile on a Chicago street. It was apparent that he had been
brutally murdered. On Wednesday, March 25, 1936, the
petitioner,
Page 367 U. S. 434
Emil Reck, and three others were arrested by the Chicago police
on suspicion of stealing bicycles. Late the following Saturday
afternoon, Reck confessed to participation in the murder of Dr.
Peacock. The next day, he signed another written confession. At
Reck's subsequent trial in the Criminal Court of Cook County,
Illinois, the two confessions were, over timely objection, received
in evidence against him. The jury found Reck guilty of murder, and
he was sentenced to prison for a term of 199 years.
The conviction was affirmed by the Illinois Supreme Court,
People v. Reck, 392 Ill. 311, 64 N.E.2d 526. Several years
later, Reck filed a petition under the Illinois Post-Conviction
Hearing Act alleging that his confessions had been procured by
coercion and that their use as evidence at his trial had,
therefore, violated the Due Process Clause of the Fourteenth
Amendment. [
Footnote 1] After a
hearing, the Criminal Court of Cook County denied relief. The
Supreme Court of Illinois affirmed the Criminal Court's finding
that due process had not been violated at Reck's trial.
Reck v.
People, 7 Ill. 2d
261,
130 N.E.2d
200. This Court denied certiorari "without prejudice to an
application for a writ of habeas corpus in an appropriate United
States District Court."
Reck v. Illinois, 351 U.S.
942.
Reck then filed a petition for habeas corpus in the United
States District Court for the Northern District of Illinois. The
writ issued and, at the hearing, the District Court received in
evidence the transcripts of all relevant proceedings in the
Illinois courts. [
Footnote 2]
In an opinion
Page 367 U. S. 435
reviewing in detail the circumstances surrounding Reck's
confession, the District Court held "the Due Process Clause not
violated in the instant case."
172 F.
Supp. 734, 747. The Court of Appeals for the Seventh Circuit
affirmed, one judge dissenting, 274 F.2d 250, and we granted
certiorari, 363 U.S. 838. The only question presented is whether
the State of Illinois violated the Due Process Clause of the
Fourteenth Amendment by using as evidence at Reck's trial
confessions which he had been coerced into making.
The question whether there has been a violation of the Due
Process Clause of the Fourteenth Amendment by the introduction of
an involuntary confession is one which it is the ultimate
responsibility of this Court to determine.
See Malinski v. New
York, 324 U. S. 401,
324 U. S. 404;
Thomas v. Arizona, 356 U. S. 390,
356 U. S. 393;
Watts v. Indiana, 338 U. S. 49,
338 U. S. 51-52.
After thoroughly reviewing the record in this case, we are
satisfied that the district judge's summary of the undisputed facts
is accurate and complete. Neither in brief nor oral argument did
the respondent take issue with these findings. No useful purpose
would be served by attempting to paraphrase the district judge's
words:
". . . Emil Reck was, at the time of this horrible crime, but
nineteen years old. Throughout his life, he had been repeatedly
classified as mentally retarded and deficient by psychologists and
psychiatrists of the Institute for Juvenile Research in Chicago. At
one time, he had been committed to an institution for the
feebleminded, where he had spent a year. He dropped out of school
at the age of 16, never having completed the 7th grade, and was
found to have the intelligence of a child between 10 and 11 years
of age at the time of his trial. Aside from his retardation, he was
never a behavior problem, and bore no criminal record. "
Page 367 U. S. 436
"Reck was arrested in Chicago without a warrant at 11:00 a.m.
Wednesday, March 25, 1936, on suspicion of stealing bicycles. He
was then shuttled between the North Avenue Police Station and the
Shakespeare Avenue Police Station until 1:15 p.m., at which time he
was returned to the North Avenue Police Station, and there
interrogated, mainly about bicycle thefts, until 6:30 or 7:00 p.m.
He was then taken to the Warren Avenue Police Station, where he
spent the night. During this time, he was fed a ham sandwich and
coffee at the North Avenue Station and a bologna sausage sandwich
at the North Avenue Station and a bologna sausage sandwich at the
Warren Avenue Station."
"On Thursday at 10:00 a.m., Reck was brought back to the North
Avenue Station, where he was interrogated some six or seven hours
about various crimes in the District. Afterwards, he was sent to
the Shakespeare Station, and later that evening he was taken
downtown to the Detective Bureau, where he was exhibited at a
so-called 'show-up.' The record does not indicate where Reck spent
the night. The record shows that Reck was fed an egg sandwich and a
glass of milk on Thursday, but apparently nothing else."
"The record is silent as to where Reck spent Friday morning, but
it is clear that interrogation was resumed sometime in the early
afternoon. Friday evening, over one hundred people congregated in
the North Avenue Police Station, where Reck was exhibited on the
second floor. Shortly after 7:00 p.m., Reck fainted, and was
brought to the Cook County Hospital, where he was examined by an
intern, who found no marks or bruises upon his body and rejected
him for treatment. Reck was then taken directly back
Page 367 U. S. 437
to the North Avenue Station, where he was immediately again
placed on exhibition. He again became sick, and was taken to an
unfurnished handball room, where a Sergeant Aitken, assigned to the
Peacock murder investigation, questioned him about the Peacock
murder for a short period of time. Reck again became sick, and a
Dr. Abraham was called, who later testified that Reck was extremely
nervous, that he was exposed, and that his shirt was unbuttoned and
hanging outside of his pants. He was rubbing his abdomen and
complaining of pain in that region. After an examination of 60 to
90 seconds, Dr. Abraham left, and Reck was questioned
intermittently and exhibited to civilians until approximately 9:30
p.m., when he became ill and vomited a considerable amount of blood
on the floor."
"Reck was again brought to the Cook County Hospital at 10:15
p.m. on Friday, where he was placed in a ward and given injections
of morphine, atropine, and ipecac twice during the evening. At
about 2:00 a.m., two physicians, Doctor Scatliff and Doctor Day,
who were members of a Chicago Medical Society which had been
assisting the police in the Peacock murder, came at the request of
Prosecutor Kearney to see if there were any marks of brutality on
Reck. They found the door to Reck's room barred by a police
officer. After securing permission from one, Police Captain
O'Connell, they went in and found Reck asleep, and therefore made
only a cursory examination in the dark which revealed nothing
conclusive. At 9:00 a.m. on Saturday, Reck told Dr. Zachary Felsher
of the Cook County Hospital that the police had been beating him in
the stomach. He also told Dr. Weissman of the same hospital that he
had been beaten in the abdomen and chest over
Page 367 U. S. 438
a three-day period. This was the first time since his arrest
some 70 hours before that Reck had conversed with any civilian
outside the presence of police officers. His father had attempted
to see Reck on Thursday and Friday at the North Avenue Police
Station and on Saturday at the Cook County Hospital. Each time he
was refused."
"At 9:30 a.m. on Saturday, Reck was removed from the hospital in
a wheelchair and was questioned about the Peacock murder as soon as
he was transferred into Captain O'Connell's car to be transported
to the North Avenue Police Station, where the questioning continued
until the afternoon, when he was taken to the State's Attorney's
office at approximately 2:00 p.m."
"Previously to this, on Friday evening, two of the boys, Nash
and Goeth, who had been arrested with Reck, had confessed to the
murder of Dr. Peacock, implicating Reck and one other boy,
Livingston. At about 3:00 a.m. on Saturday, Livingston also agreed
to sign a confession. (Upon arraignment, Livingston pleaded not
guilty and alleged that he was subjected to physical abuse by the
police.)"
"On Saturday afternoon, Reck was questioned about the
whereabouts of the gun which Goeth had told police that Reck
possessed. After intensive interrogation, Reck admitted that Goeth
had told him of the Peacock murder. About 4:30 p.m., in front of a
group of officers and prosecutors, Reck was confronted with Nash
and Goeth. Nash told the story which became his signed confession.
Reck denied participation in the crime. Goeth then made the
statement that Nash was telling the truth and implicated Reck. At
this point, Reck stated that he was present at the crime, but that
Livingston and not he struck Dr. Peacock. "
Page 367 U. S. 439
"At 5:55 p.m. of the same Saturday, March 28, 1936, a joint
confession was taken, at which time Reck was very weak and sick
looking. At this point, Reck had been in custody almost 80 hours
without counsel, without contact with his family, without a court
appearance, and without charge or bail. The text of this joint
confession reveals mostly yes and no answer in the case of Reck.
The interrogation did not deal with the gun or the automobile used
in the crime, and was signed by all that Saturday night."
"On Sunday, Reck was again interrogated in the State's
Attorney's office, and, at 4:30 p.m., his individual statement was
taken, which was more or less a reiteration of the joint
confession. The boys then washed up and were given clean clothes.
Thereafter, in a formal ceremony in front of numerous officers and
prosecutors as well as twelve invited civilians, the statements
were read to the boys, they were duly cautioned, and the
confessions were then signed. The boys did not know there were
civilians present, and were not permitted counsel. At this time,
Reck had been without solid food since Friday, when he had an egg
sandwich. He was placed on a milk diet by the doctor Friday night
at the hospital."
"Reck was held in custody Monday, Tuesday and Wednesday, March
30 through April 1. Why is not revealed in the record. On Thursday,
April 2, 1936, Reck was arraigned in open court, and pleaded
not guilty. He had not seen his father or other relatives
or any lawyer during this entire period. [
Footnote 3] "
Page 367 U. S. 440
As the district judge further noted, the record "carries an
unexpressed import of police brutality. . . ." Reck testified at
length to beatings inflicted upon him on each of the four days he
was in police custody before he confessed. His testimony was
corroborated. The police, however, denied beating Reck, and, in
view of this conflict in the evidence, we proceed upon the premise,
as did the District Court, that the officers did not inflict
deliberate physical abuse or injury upon Reck during the period
they held him in their custody. [
Footnote 4]
See Thomas v. Arizona, 356 U.
S. 390,
356 U. S.
402-403;
Stein v. New York, 346 U.
S. 156,
346 U. S.
183-184;
Ashcraft v. Tennessee, 322 U.
S. 143,
322 U. S.
152-153;
Ward v. Texas, 316 U.
S. 547,
316 U. S.
551-552.
But it is hardly necessary to state that the question whether a
confession was extracted by coercion does not depend simply upon
whether the police resorted to the crude tactic of deliberate
physical abuse. "[T]he blood of the accused is not the only
hallmark of an unconstitutional inquisition."
Blackburn v.
Alabama, 361 U. S. 199,
361 U. S. 206.
The question in each case is whether a defendant's will was
overborne at the time he confessed.
Chambers v. Florida,
309 U. S. 227;
Watts v. Indiana, 338 U. S. 49,
338 U. S. 52-53;
Leyra v. Denno, 347 U. S. 556,
347 U. S. 558.
If so, the confession cannot be deemed "the product of a rational
intellect and a free will,"
Blackburn, supra, at
361 U. S. 208.
In resolving the issue, all the circumstances attendant upon the
confession must be taken into account.
See Fikes v.
Alabama, 352 U. S. 191,
352 U. S. 198;
Payne v. Arkansas, 356 U. S. 560,
356 U. S. 567.
Physical mistreatment is but one such circumstance, albeit a
circumstance which, by itself, weighs heavily. But other
circumstances may combine to produce
Page 367 U. S. 441
an effect just as impellingly coercive as the deliberate use of
the third degree. Such, we think, were the undisputed circumstances
of this case, as set out in detail by the District Court.
At the time of his arrest, Reck was a nineteen-year-old youth of
subnormal intelligence. He had no prior criminal record or
experience with the police. He was held nearly eight days without a
judicial hearing. Four of those days preceded his first confession.
During that period, Reck was subjected each day to six- or
seven-hour stretches of relentless and incessant interrogation. The
questioning was conducted by groups of officers. For the first
three days, the interrogation ranged over a wide variety of crimes.
On the night of the third day of his detention, the interrogation
turned to the crime for which petitioner stands convicted. During
this same four-day period, he was shuttled back and forth between
police stations and interrogation rooms. In addition, Reck was
intermittently placed on public exhibition in "show-ups." On the
night before his confession, petitioner became ill while on display
in such a "show-up." He was taken to the hospital, returned to the
police station, and put back on public display. When he again
became ill, he was removed from the "show-up," but interrogation in
the windowless "handball court" continued relentlessly until he
grew faint and vomited blood on the floor. Once more, he was taken
to the hospital, where he spent the night under the influence of
drugs. The next morning, he was removed from the hospital in a
wheelchair, and intensive interrogation was immediately resumed.
Some eight hours later, Reck signed his first confession. The next
afternoon, he signed a second.
During the entire period preceding his confessions, Reck was
without adequate food, without counsel, and without the assistance
of family or friends. He was, for all practical purposes, held
incommunicado. He was physically
Page 367 U. S. 442
weakened, and in intense pain. We conclude that this total
combination of circumstances
"is so inherently coercive that its very existence is
irreconcilable with the possession of mental freedom by a lone
suspect against whom its full coercive force is brought to
bear."
Ashcraft v. Tennessee, 322 U.
S. 143,
322 U. S.
154.
It is true that this case lacks the physical brutality present
in
Brown v. Mississippi, 297 U. S. 278, the
threat of mob violence apparent in
Payne v. Arkansas,
356 U. S. 560, the
thirty-six hours of consecutive questioning found in
Ashcraft
v. Tennessee, 322 U. S. 143, the
threats against defendant's family used in
Harris v. South
Carolina, 338 U. S. 68, or
the deception employed in
Spano v. New York, 360 U.
S. 315, and
Leyra v. Denno, 347 U.
S. 556. Nor was Reck's mentality apparently so
irrational as that of the petitioner in
Blackburn v.
Alabama, 361 U. S. 199.
However, it is equally true that Reck's youth, his subnormal
intelligence, and his lack of previous experience with the police
make it impossible to equate his powers of resistance to
overbearing police tactics with those of the defendants in
Stein v. New York, 346 U. S. 156, or
Lisenba v. California, 314 U. S. 219.
Although the process of decision in this area, as in most,
requires more than a mere color-matching of cases, it is not
inappropriate to compare this case with
Turner v.
Pennsylvania, 338 U. S. 62, where
we held a confession inadmissible on a record disclosing
circumstances less compelling. Decision in
Turner rested
basically on three factors: the length of detention, the amount and
manner of interrogation, and the fact that Turner had been held
incommunicado by the police. Turner had been in custody for four
nights and five days before he confessed. He had been questioned
intermittently, as much as six hours in a day, sometimes by one,
sometimes by several, officers. He had been interrogated a total of
some twenty-three hours. Reck was held the same length of time,
under basically the same circumstances, before his second
confession.
Page 367 U. S. 443
He was held some twenty-four hours less than Turner before his
first confession, but, during that period, he was subjected to more
concentratedly intensive interrogation, in longer stretches. He
also spent considerable periods of time on public display in
"show-ups," a factor not present in
Turner. In addition,
Reck was weakened by illness, pain, and lack of food. Finally,
unlike Turner, Reck must be regarded as a case of at least
borderline mental retardation. The record here thus presents a
totality of coercive circumstances far more aggravated than those
which dictated our decision in
Turner. See also
Johnson v. Pennsylvania, 340 U.S. 881;
Fikes v.
Alabama, 352 U. S. 191.
It cannot fairly be said on this record that
"[t]he inward consciousness of having committed a murder and a
robbery and of being confronted with evidence of guilt which
[petitioner] could neither deny nor explain seems enough to account
for the confessions here."
Stein v. New York, 346 U. S. 156,
346 U. S. 185.
It is true that, as in
Stein, Reck did not confess until
confronted with the incriminating statements of his companions.
But, beyond this, the circumstances in
Stein bear little
resemblance to those involved in this case. The defendants in
Stein were questioned a total of twelve hours during a
thirty-two-hour detention. Part of that time was spent working out
a "bargain" with police officers. Neither defendant was "young,
soft, ignorant or timid."
Stein, supra, at
346 U. S. 185.
Nor were they "inexperienced in the ways of crime or its detection"
or "dumb as to their rights."
Id., at
346 U. S. 186.
By contrast, Reck was, in fact, young and ignorant. He was, in
fact, inexperienced in the ways of crime and its detection.
Moreover, he was subjected to pressures much greater than were the
defendants in
Stein. He was held incommunicado and
questioned over a much longer period. He was physically ill during
much of that time, in pain, and weakened by lack of food.
Confrontation with the confessions of his companions in these
circumstances could
Page 367 U. S. 444
well have been the event which made further resistance seem
useless to Reck, whether he was guilty or not. On this record,
therefore, the fact that his confession came hard upon the
confessions of others who implicated him has little independent
significance.
The State has made no effort to distinguish between the Saturday
and Sunday confessions. Nor could it properly do so. The coercive
circumstances preceding the first confession existed through
Sunday. Reck remained in police custody, without a judicial
hearing. He was subjected to further interrogation. He did not see
counsel, family or friends between Saturday afternoon and Sunday
afternoon. There are no other facts in the record suggesting that
the Sunday confession was an act independent of the confession
extracted on Saturday. Both confessions are subject to the same
infirmities. Under the Due Process Clause of the Fourteenth
Amendment, neither was admissible at Reck's trial.
The petitioner's detention is in violation of the Constitution
of the United States, and he is therefore entitled to be released.
The judgments of the Court of Appeals and the District Court are
vacated, and the case remanded to the latter. On remand, the
District Court should enter such orders as are appropriate and
consistent with this opinion, allowing the State a reasonable time
in which to retry the petitioner.
Cf. Rogers v. Richmond,
365 U. S. 534,
365 U. S. 549;
Irvin v. Dowd, 366 U. S. 717,
366 U. S.
729.
Vacated and remanded.
[
Footnote 1]
So far as the record shows, this was the first time after the
trial that petitioner raised this issue.
[
Footnote 2]
The transcripts of the pretrial sanity proceedings, of the
proceedings at the hearing on the admissibility of the confessions
conducted by the trial judge outside the presence of the jury, of
the trial proceedings in the presence of the jury, and of the
proceedings at the post-conviction hearing.
[
Footnote 3]
The brief factual summary in the opinion of the Supreme Court of
Illinois affirming the denial of post-conviction relief is entirely
consistent with these findings:
"Petitioner was in the custody of the police for a week, during
which time he was frequently ill, fainted several times, vomited
blood on the floor of the police station, and was twice taken to
the hospital on a stretcher. During that week, no formal charge was
placed against petitioner, and he was confined practically
incommunicado."
7 Ill. 2d
261, 264,
130 N.E.2d
200, 202.
[
Footnote 4]
This was also the implicit finding of the trial judge.
MR. JUSTICE DOUGLAS, concurring.
Emil Reck, at the age of twelve, was classified as a "high grade
mental defective" [
Footnote 2/1]
and placed in an institution for
Page 367 U. S. 445
mental defectives. He dropped out of school when he was sixteen.
Though he was retarded, he had no criminal record, no record of
delinquency. At the time of his arrest, confession, and conviction
he was nineteen years old.
He was arrested Wednesday morning, March 25, 1936. The next day,
March 26, his father went to the police, asking where his son was
and asking to see him. The police would give him no information. On
March 27, his father came to the police station again, but was not
allowed to see his son. Later, the father tried to see his son at
the hospital, but was denied admission.
The father was denied the right to see his son over and again.
The son was held for at least eight full days incommunicado. He was
arraigned before a magistrate on April 2, 1936, only after he had
confessed.
The late Professor Alexander Kennedy of the University of
Edinburgh has put into illuminating words the manner in which long
continued interrogation under conditions of stress can give the
interrogator effective command over the prisoner. [
Footnote 2/2] The techniques -- now explained in a
vast literature -- include (1) disorientation and disillusion; (2)
synthetic conflict and tension; (3) crisis and conversion; (4)
rationalization and indoctrination; (5) apologetics and
exploitation. [
Footnote 2/3]
The device of "synthetic conflict and tension" is summarized as
follows: [
Footnote 2/4]
"Production by conditioning methods of a state of psychological
tension with its concomitant physical
Page 367 U. S. 446
changes in heart, respiration, skin and other organs, the
feeling being unattached to any particular set of ideas. This is
later caused to transfer itself to synthetic mental conflicts
created out of circumstances chosen from the subject's life
history, but entirely irrelevant to the reasons for his detention.
The object is to build up anxiety to the limits of tolerance, so as
to invoke pathological mental mechanisms of escape comparable to
those of Conversion Hysteria."
Whether the police used this technique on Emil Reck, no one
knows. We do know from this record that Emil Reck was quite ill
during his detention. He was so ill that he was taken to a hospital
incommunicado. He was so ill he passed blood. What actually
transpired, no one will know. The records coming before us that
involve the relations between the police and a prisoner during
periods of confinement are extremely unreliable. The word of the
police is on the side of orderly procedure, nonoppressive conduct,
meticulous regard for the sensibilities of the prisoner. There is
the word of the accused against the police. But his voice has
little persuasion.
We do know that long detention, while the prisoner is shut off
from the outside world, is a recurring practice in this country --
for those of lowly birth, for those without friends or status.
[
Footnote 2/5] We also know that
detention incommunicado was the secret of the inquisition, and is
the secret of successful interrogation in Communist countries.
Professor Kennedy summarized the matter: [
Footnote 2/6]
"From the history of the Inquisition, we learn that certain
empirical discoveries were made and recognized
Page 367 U. S. 447
as important by a thoughtful and objective minority of those
concerned. The first was that, if a prisoner were once induced to
give a detailed history of his past and to discuss it with his
interrogators in the absence of threat or persuasion or even of
evidence of interest, he might, after an emotional crisis, recant
and confess his heresies. The second discovery was that true and
lasting conversion could never be produced by the threat of
physical torture. Torture not infrequently had the opposite effect,
and induced a negative mental state in which the prisoner could no
longer feel pain, but could achieve an attitude of mental
detachment from his circumstances, and, with it, an immunity to
inquisition. The most surprising feature was the genuine enthusiasm
of those who did recant. While these results were necessarily
ascribed at the time to the powers of persuasion of the
Inquistadores, it is evident in retrospect that something was
happening which was often beyond their control. The same facts come
to light in the long history of Russian political interrogation. In
the Leninist period, the success of the immensely tedious method of
didactic interrogation then in use was similarly ascribed to the
appeal of Marxist doctrine to reason. The fact is that, in
conditions of confinement, detailed history-taking without
reference to incriminating topics and the forming of a personal
relationship with an interrogator who subscribes to a system of
political or religious explanation, there may occur an endogenous
and not always predictable process of conversion to the ideas and
beliefs of the interrogator."
Television teaches that confessions are the touchstone of law
enforcement. Experience, however, teaches that confessions born of
long detention under conditions of stress, confusion, and anxiety
are extremely unreliable.
Page 367 U. S. 448
People arrested by the police may produce confessions that come
gushing forth and carry all the earmarks of reliability. But
detention incommunicado for days on end is so fraught with evil
that we should hold it to be inconsistent with the requirements of
that free society which is reflected in the Bill of Rights. It is
the means whereby the commands of the Fifth Amendment (which I deem
to be applicable to the States) are circumvented. It is true that
the police have to interrogate to arrest; it is not true that they
may arrest to interrogate. [
Footnote
2/7] I would hold that any confession obtained by the police
while the defendant is under detention is inadmissible unless there
is prompt arraignment and unless the accused is informed of his
right to silence and accorded an opportunity to consult counsel.
This judgment of conviction should therefore be reversed.
[
Footnote 2/1]
At an interview taking place a few weeks after his arrest in
1936, Reck knew that the Mississippi was a big river, that New York
was a big city, that Washington, D.C., was our capital, and that
Hoover preceded Roosevelt. But he was unable to divide 25 by 5; he
did not know how many weeks were in a year, how many feet in a
yard, how many quarts in a gallon, when Columbus discovered
America, who the opponents were in the Civil War, or the capitals
of Illinois, England, France, or Germany.
[
Footnote 2/2]
Kennedy, The Scientific Lessons of Interrogation,
Proc.Roy.Instn. 38, No. 170 (1960).
[
Footnote 2/3]
Id., pp. 96-97.
[
Footnote 2/4]
Id., p. 96.
[
Footnote 2/5]
"The law, in its majestic equality, forbids the rich as well as
the poor to sleep under bridges, to beg in the streets, and to
steal bread." Anatole France, as quoted in Cournos, A Modern
Plutarch (1928), p. 27.
[
Footnote 2/6]
Id., p. 94.
[
Footnote 2/7]
In ordinary circumstances, the police, under law, are to conduct
investigations of crime by interview, and not by interrogation.
Typically, it is the Grand Jury or a Court, not the police, which
has the power to compel testimony, subject to the limitations of
relevance and privilege.
See United States v. Bufalino,
285 F.2d 408, 415, 416, 420. To allow the police to use their power
to arrest as a substitute for the power of subpoena is, I think, to
strip the Fifth Amendment of its meaning.
MR. JUSTICE CLARK, whom MR. JUSTICE WHITTAKER joins,
dissenting.
Twenty-five years ago, a jury found Reck guilty of the savage
murder of Dr. Silber C. Peacock. His first attempt to upset that
conviction came nine years later, when he sought a writ of error to
the Supreme Court of Illinois. It was denied by opinion.
People
v. Reck, 392 Ill. 311, 64 N.E.2d 526 (1946). This Court denied
certiorari.
Reck v. Illinois, 331 U.S. 855 (1947). In the
same year, the Illinois Supreme Court again denied Reck's
application
Page 367 U. S. 449
for discharge. The next year, the United States District Court
for the Northern District of Illinois did likewise. Then, in 1952,
an application under the Illinois Post-Conviction Hearing Act was
filed to test the validity of Reck's 199-year sentence, imposed 16
years previously. His application was denied after a full hearing
by the trial court, and the Illinois Supreme Court affirmed by a
unanimous opinion.
Reck v. People, 1955,
7 Ill. 2d
261,
130 N.E.2d
200. Petition for certiorari was again denied, without
prejudice to the filing of appropriate proceedings in Federal
District Court, 351 U.S. 942 (1956). This case was then filed in
the United States District Court, where no witnesses were heard,
the court being satisfied with reviewing the record. Once again,
relief was denied,
172 F.
Supp. 734, and the Court of Appeals affirmed. 274 F.2d 250.
Today -- 25 years after his conviction -- this Court overturns
the decision of the original trial judge, the judgment and findings
of a state trial judge on post-conviction hearing, the unanimous
opinion of the Supreme Court of Illinois on that appeal, decisions
of both the Supreme Court of Illinois and a federal district judge
on separate applications for habeas corpus and, finally, those of a
federal district judge and Court of Appeals in this case. All of
these courts are overruled on the ground that "a totality of
coercive circumstances" surrounded Reck's confession. The Court
second-guesses the findings of the trial judge and those of the
only other trial court that heard and saw any of the witnesses,
both of which courts impartially declare the confession to be
entirely voluntary.
The Court has quoted at length and with approval the summary of
the evidence by the United States district judge. I quote in the
margin the findings of the two state judges who saw the witnesses
and heard the evidence,
Page 367 U. S. 450
one a few weeks after the events [
Footnote 3/1] and the other sixteen years thereafter.
[
Footnote 3/2] A casual comparison
of the three findings shows that the federal judge -- to say the
least -- has imported conclusions and added embellishments not
present in the cold record of the trial. I need only cite
Page 367 U. S. 451
one example, where he finds that his "cold summary . . . carries
an unexpressed import of police brutality. . . ." While the Court
of Appeals, at least
sub silentio, overturned some of
these findings, the State does not take issue with the basic facts
in the summary, but does strenuously
Page 367 U. S. 452
object to its conclusory findings. Perhaps the explanation for
these differences is best explained by the federal judge himself
when he finds that he has read "[t]he record . . . in the light
most favorable" to Reck; and further that
"Reck's confession was tested before a judge and jury who had
the opportunity to observe witnesses and weigh other fresh evidence
at first hand, while I must make my decision on the basis of a cold
and ancient record,
which can appear misleading."
(Emphasis added.)
Although the Court says that it proceeds "upon the premise, as
did the District Court, that the officers did not inflict
deliberate physical abuse or injury upon Reck," it nonetheless
finds the confession to have been coerced. I assume, therefore,
that the Court bases its reversal on psychological or mental
coercion. In so doing, it goes far beyond the holding of any of the
prior cases of this Court.
I shall not repeat the facts, except to note that Reck was
arrested on Wednesday; he was not interrogated concerning Dr.
Peacock's murder until Friday, when he immediately became ill, and
was hospitalized; later that night, all three of his confederates
confessed; confronted with them on Saturday -- each accusing him of
participation in the murder -- he confessed. There was no evidence
of physical brutality, no request for counsel, nor, unlike
Turner v. Pennsylvania, 338 U. S. 62
(1949), for relatives or friends. Nor did he ask for food or make
any indication of any desire or need therefore, showing, in the
light of the record, nothing more than the lack of interest in food
of one who had suffered from stomach ulcers for years. How the
Court can now -- 25 years later -- find on this "cold" record that
these circumstances amounted to
Page 367 U. S. 453
mental or psychological coercion is beyond my comprehension. I
agree with the score of judges who have decided to the
contrary.
Since mental coercion is the keystone of its rationale, the
Court properly sets to one side the cases involving physical
brutality,
e.g., Brown v. Mississippi, 297 U.
S. 278 (1936). While they dealt with factors bearing
upon the mental state of the defendants, the Court properly
distinguishes cases involving threats of mob violence, the wearing
down of the accused b protracted questioning, threats against
members of the defendant's family, and those in which deception was
practiced. [
Footnote 3/3] Nor can
Reck be classified as a mental defective, as was the case in
Blackburn v. Alabama, 361 U. S. 199
(1960).
The Court relies heavily on
Turner v. Pennsylvania,
supra. I do not agree that it presented this Court with "a
totality of coercive circumstances" significantly less "aggravated"
than the situation presented here. In
Turner, the Court
reviewed the Pennsylvania Supreme Court's affirmance of
petitioner's conviction by a jury. In the present case, no claim is
made that the codefendants' confessions, with which Reck was
confronted, were in fact not made, and did not in fact implicate
Reck in the murder of which he was convicted. In
Turner,
however, the petitioner "was falsely told that other suspects had
"opened up" on him." 338 U.S. at
338 U. S. 64.
Such a falsification, in my judgment, presents a much stronger case
for relief, because, at the outset, Pennsylvania's officers
resorted to trickery. Moreover, such a psychological artifice tends
to prey upon the mind, leading its victim to either resort to
countercharges or to assume that "further resistance [is] useless,"
and abandonment of claimed innocence the only course to follow.
Page 367 U. S. 454
Further, the issue of voluntariness of the confession in
Turner was submitted to the jury, but the trial judge
refused to charge "that, in considering the voluntariness of the
confession, the prolonged interrogation should be considered." At
p.
338 U. S. 65.
And the appellate court considered it an indifferent circumstance
that "a convicted murderer" was held five days in jail. 358 Pa.
350, 356, 58 A.2d 61, 64. Finally, in
Turner, the
"Supreme Court of Pennsylvania affirmed the conviction in an
opinion stressing the probable guilt of the petitioner and assuming
that the alternatives before it were either to approve the conduct
of the police or to turn the petitioner 'loose upon [society] after
he has confessed his guilt.'"
338 U.S. at
338 U. S. 65.
This Court might well have disagreed in that case with findings so
made, and, with less hesitation than is appropriate here, where the
determinations of voluntariness have been so constant and so
numerous, have reached an opposite conclusion. In this case, we are
not considering the validity of a conviction by certiorari to the
court affirming that judgment. Voluntariness has not been here
inadequately tested by a standard which refuses to take account of
relevant factors.
Cf. Rogers v. Richmond, 365 U.
S. 534 (1961). To the contrary, a proper standard has
been successively applied by at least two trial courts and several
appellate courts, no one of which felt itself forced to choose
between what it considered equally undesirable results, and with
whose conclusions, this Court may not so lightly disagree.
Similarly, in
Fikes v. Alabama, 352 U.
S. 191,
352 U. S.
196-197 (1957), also relied on by the Court, the
confession was wrung from an "uneducated Negro, certainly of law
mentality, if not mentally ill." Fikes "was a weaker and more
susceptible subject than the record in that case reveals Turner to
have been." Unlike Reck, Fikes was removed from the local jail to a
state prison far from his home, and the Court recognized that
petitioner's location was a fact
Page 367 U. S. 455
"to be weighed." So, too, in
Fikes, the petitioner's
lawyer was barred from seeing him, unlike the situation here, where
no request for counsel was made.
Of course, I agree with the Court that confession cases are not
to be resolved by color-matching. Comparisons are perhaps, upon
occasion, unavoidable, and may even be proper, as in a case "on all
fours" whose facts approach identity with those of the one claimed
apposite. I do not find that to be the situation here, however. In
my view, the Court today moves onto new ground, and does not merely
retread the steps it took in
Turner. In my judgment,
neither the elusive, measureless standard of psychological coercion
heretofore developed in this Court by accretion on almost an
ad
hoc, case-by-case basis, nor the disposition made in
Turner requires us to disagree with more than a score of
impartial judges who have previously considered these same facts.
Perhaps, as these cases indicate, reasonable minds may differ in
the gauging of the cumulative psychological factors upon which the
Court bases its reversal, but in what case, I ask, has a court
dealing with the same extrinsic facts, a quarter of a century after
conviction, overturned so many decisions by so many judges, both
state and federal, entirely upon psychological grounds? When have
the conclusions of so many legal minds been found to be so
unreasonable by so few?
Certainly, I walk across this shadowy field no more
sure-footedly than do my Brothers, but, after reading the whole
record and the opinions of all of the courts that have heard the
case, I am unpersuaded that the combined psychological effect of
the circumstances somehow, in some way, made Reck speak. The fact
is, as the Court of Appeals said, when confronted with and accused
by all three of his confederates, Reck knew the "dance was over and
the time had come to pay the fiddler," quoting from Mr. Justice
Jackson's opinion for the Court in
Stein v. New York,
346 U. S. 156,
346 U. S. 186
(1953).
[
Footnote 3/1]
The original trial judge, after a hearing on the admissibility
of the confession, stated:
"The Court has listened attentively to all of the testimony
presented in support of the exhibits and against the introduction
of the exhibits. The law in this state is that the burden is on the
People to establish by a preponderance of the evidence that a
confession or what is introduced as a confession was made
voluntarily and freely. If there was any coercion or promise of
immunity or reward for making the confession, or if the person
making the confession was abused in any way either by striking or
threatening or any form of mental or physical abuse, then the
confessions would not be free and voluntary confessions."
"After considering all the testimony introduced on this
preliminary hearing, the Court finds that the confessions are free
and voluntary, and the Court is satisfied that that is established
not only by a greater weight of the evidence, but by an
overwhelming weight of the evidence. Therefore, the Court will
admit these confessions. The Court has admitted the confessions.
Now, as to the weight that shall be given to the confessions, that
is for the jury."
[
Footnote 3/2]
At the conclusion of the post-conviction hearing, the judge
stated:
"Well, the defendant testified that he was arrested on March
25th and that he was taken to a hospital on March 27th. Now,
without considering the testimony of the police officers at all,
Mr. Kearney testified that he was an Assistant State's Attorney at
that time and is now practicing law; that, on Friday at about 10
P.M., he went to the North Avenue Station, after having received a
phone call from Chief Aitken; that he told everyone there that he
was from the State's Attorney's Office; that he called Dr. Scatliff
and Dr. Day and had them go to the County Hospital to examine the
petitioner because the petitioner had complained that he was ill;
that at the time he took the statement of the petitioner, a member
of the Grand Jury was present and several doctors were present
during the taking of the statement of the petitioner. He said that
he and Assistant State's Attorney Crowley, now Judge Crowley,
questioned Reck, and Reck gave the answers. He says that he saw no
marks or bruises on Reck. Reck at no time complained of any
brutality. No one struck or threatened Reck in the presence of Mr.
Kearney. He says that he first saw Reck and then the police brought
him to the State's Attorney's Office from the County Hospital. Reck
told Mr. Kearney that he had been to the County Hospital, but he
didn't tell him why. Then Kearney called Dr. Scatliff and Dr. Day
at twelve midnight and asked them to go to the County Hospital to
see what, if anything, was wrong with Reck. Dr. Scatliff testified
that he saw Reck at the County Hospital in the middle of the night
on Friday to Saturday, and that Dr. Day was with him. That, first,
he made a visual examination; that, when he arrived in the room,
Reck was asleep, but he was aroused, and Reck was asked if he was
ill, and Reck merely grunted. The doctor asked Reck if he was in
pain, and Reck said 'No.' He asked Reck what the trouble was, and
Reck pointed to his stomach. The doctor then testified that we
looked him over, he and Dr. Day; that he, Dr. Scatliff, found no
bruises or discolorations. Dr. Scatliff said that he pressed on the
stomach of this petitioner, and the petitioner said nothing. Again,
on Sunday, he saw the petitioner, and the petitioner had no marks
or bruises; that he was asked if he had been mistreated, and the
petitioner said he had not. The petitioner was asked if he had
eaten, and the petitioner said he had eaten. On cross-examination,
he testified that he did not examine the petitioner's stool or
urine; that he pressed on his abdomen and there was no evidence of
pain; that he had been told that petitioner bled from the mouth
while at the police station, and he testified that bleeding from
the mouth could be caused by dental disorders, tumors, by injuries
to the stomach, that he had been told that defendant had a gastric
ulcer, and that, in his opinion, a gastric ulcer could cause
bleeding. He also testified on recross examination that a blow on
the stomach would aggravate and cause a dormant ulcer to become
active and cause bleeding. Captain Aitken testified that, while he
was talking to the defendant, to the petitioner, the petitioner
commenced to bleed from the mouth; that he asked the petitioner
what the trouble was, and the petitioner said he had ulcers; that
then the doctor recommended that the petitioner be taken to the
hospital. Mr. Blair Varnes also testified, an attorney, that he was
present at the taking of one of the statements, and he said he saw
no bruises on the petitioner and the petitioner made no complaint
to him. I do not believe there is sufficient evidence before this
Court to disturb the finding of the jury."
[
Footnote 3/3]
E.g., Payne v. Arkansas, 356 U.
S. 560 (1958);
Ashcraft v. Tennessee,
322 U. S. 143
(1944);
Harris v. South Carolina, 338 U. S.
68 (1949);
Spano v. New York, 360 U.
S. 315 (1959).