Summoned to testify before a Subcommittee of the House of
Representatives Committee on Un-American Activities, which was
investigating Communist infiltration into basic industries in the
South and Communist Party propaganda activities in the South,
petitioner refused to answer a question as to whether he was then a
member of the Communist Party. He did not claim his privilege
against self-incrimination, but contended that the Subcommittee was
without lawful authority to interrogate him, and that its
questioning violated his rights under the First Amendment. For
refusing to answer, he was convicted of a violation of 2 U.S.C.
§ 192, which makes it a misdemeanor for any person summoned as
a witness by either House of Congress or a committee thereof to
refuse to answer any question pertinent to the question under
inquiry.
Held: Petitioner's conviction is sustained. Pp.
365 U. S.
400-415.
1. The Committee's investigation of Communist infiltration into
basic industries in the South and Communist propaganda activities
in the South was clearly authorized by Congress.
Barenblatt v.
United States, 360 U. S. 109. Pp.
365 U. S.
407-409.
2. On this record, it cannot be said that, in questioning
petitioner, the Subcommittee was not pursuing a valid legislative
purpose. Pp.
365 U. S.
409-413.
(a) Petitioner's contention that the Subcommittee's sole reason
for interrogating him was to subject him to public censure,
harassment and exposure because of his opposition to the existence
of the Un-American Activities Committee is not supported by the
record. Pp.
365 U. S.
411-412.
(b) It is not for this Court to speculate as to the motives that
may have prompted the decision of individual members of the
Subcommittee to summon petitioner, since their motives alone would
not vitiate an investigation that was serving a legislative
purpose. P.
365 U. S.
412.
(c) Petitioner was not summoned to appear as a result of an
indiscriminate dragnet procedure, lacking in probable cause for
belief that he possessed information which might be helpful to
the
Page 365 U. S. 400
Subcommittee, since the Subcommittee had reason to believe when
it summoned him that he was an active Communist leader engaged
primarily in propaganda activities. Pp.
365 U. S.
412-413
3. The question whether petitioner was then a member of the
Communist Party was pertinent to a subject under inquiry. P.
365 U. S.
413.
4. Petitioner was clearly apprised of the pertinency of the
question when he was directed to answer it. P.
365 U. S.
413.
5. The Subcommittee's interrogation of petitioner did not
violate his rights under the First Amendment.
Barenblatt v.
United States, 360 U. S. 109. Pp.
365 U. S.
413-415.
(a) It was not unlawful for the Committee to investigate
petitioner's conduct, even though he may have been engaged, at the
moment, in public criticism of the Committee and attempting to
influence public opinion in favor of abolishing it. P.
365 U. S.
414.
(b) The Subcommittee's legitimate legislative interest was not
the activity in which petitioner might have been engaged at the
time, but in the manipulation and infiltration of activities and
organizations by persons advocating the overthrow of the
Government. Pp.
365 U. S.
414-415.
272 F.2d 783 affirmed.
MR. JUSTICE STEWART delivered the opinion of the Court.
The petitioner was convicted for having unlawfully refused to
answer a question pertinent to a matter under inquiry before a
subcommittee of the House Committee on Un-American Activities at a
hearing in Atlanta,
Page 365 U. S. 401
Georgia, on July 30, 1958. [
Footnote 1] His conviction was affirmed by the Court of
Appeals, which held that our decision in
Barenblatt v. United
States, 360 U. S. 109, was
"controlling." 272 F.2d 783. We granted certiorari, 362 U.S. 926,
to consider the petitioner's claim that the Court of Appeals had
misconceived the meaning of the
Barenblatt decision. For
the reasons that follow, we are of the view that the Court of
Appeals was correct, and that its judgment must be affirmed.
I
The following circumstances were established by uncontroverted
evidence at the petitioner's trial:
The Committee on Un-American Activities is a standing committee
of the House of Representatives, elected at the commencement of
each Congress. [
Footnote 2] The
Committee, or any subcommittee thereof, is authorized to
investigate
"(i) the extent, character, and objects of un-American
propaganda activities in the United States, (ii) the diffusion
within the United States of subversive and un-American propaganda
that is instigated from foreign countries or of a domestic origin
and attacks the principle of the form of government as guaranteed
by our Constitution, and (iii) all other questions in relation
Page 365 U. S. 402
thereto that would aid Congress in any necessary remedial
legislation. [
Footnote 3]"
In the spring of 1958, the Committee passed a resolution
providing for a subcommittee hearing to be held in Atlanta,
Georgia,
"relating to the following subjects and having the legislative
purposes indicated:"
"1. The extent, character and objects of Communist colonization
and infiltration in the textile and other basic industries located
in the South, and Communist Party propaganda activities in the
South, the legislative purpose being:"
"(a) To obtain additional information for use by the Committee
in its consideration of Section 16 of H.R. 9352, relating to the
proposed amendment of Section 4 of the Communist Control Act of
1954, prescribing a penalty for knowingly and wilfully becoming or
remaining a member of the Communist Party with knowledge of the
purposes or objectives thereof; and"
"(b) To obtain additional information, adding to the Committee's
overall knowledge on the subject so that Congress may be kept
informed and thus prepared to enact remedial legislation in the
National Defense, and for internal security, when and if the
exigencies of the situation require it."
"2. Entry and dissemination within the United States of foreign
Communist Party propaganda, the legislative purpose being to
determine the necessity for, and advisability of, amendments to the
Foreign Agents Registration Act designed more effectively to
counteract the Communist schemes and devices now used in avoiding
the prohibitions of the Act. "
Page 365 U. S. 403
"3. Any other matter within the jurisdiction of the Committee
which it, or any subcommittee thereof, appointed to conduct this
hearing, may designate."
The subcommittee which was appointed pursuant to this resolution
convened in Atlanta on July 29, 1958. At the opening of the
proceedings on that day, the Chairman of the Committee orally
summarized the purposes of the hearings. The petitioner was
present, and heard the Chairman's statement.
The first witness to appear was Amendo Penha, who testified that
he had been a member of the Communist Party from 1950 to 1958,
having joined the Party at the request of the Federal Bureau of
Investigation. He stated that he had served as a member of the
National Textile Commission of the Party, which, he said, was set
up to control and supervise the infiltration and colonization of
the textile industry, particularly in the South. He described the
"colonizer" system, which, he said, involves sending hard-core
Party members into plants in jobs where they have close contact
with rank-and-file workers. Penha described in some detail his
trips throughout the South in compliance with the instructions of
the National Textile Commission, and identified a number of
individuals as "colonizers." Another witness, a Deputy Collector of
Customs, described the influx of Communist propaganda sent from
abroad into the United States, and particularly into the South.
Several other witnesses were then interrogated, some as to their
activities as alleged Communist colonizers, others as to their
connection with certain allegedly Communist-controlled
publications. A number of these witnesses declined to answer most
of the questions put to them.
On the following day, the first witness before the subcommittee
was Carl Braden. Although interrogated at length, he declined to
answer questions relating to alleged
Page 365 U. S. 404
Communist activity. [
Footnote
4] The next witness was the petitioner. After being sworn and
stating his name, he declined to give his residence address,
stating that, "As a matter of conscience and personal
responsibility, I refuse to answer any questions of this
committee." When asked his occupation, he made the same response.
He was then asked the question which was to become the subject of
the present indictment and conviction: "Mr. Wilkinson, are you now
a member of the Communist Party?" He declined to answer the
question, giving the same response as before.
The Committee's Staff Director then addressed the petitioner at
length, in explanation "of the reasons, the pertinency, and the
relevancy of that question and certain other questions which I
propose to propound to you." [
Footnote 5]
Page 365 U. S. 405
In response, the petitioner stated "I am refusing to answer any
questions of this committee." He was then directed by the
Subcommittee Chairman to answer the question as to his Communist
Party membership. This time he responded as follows:
"I challenge, in the most fundamental sense, the legality of the
House Committee on Un-American
Page 365 U. S. 406
Activities. It is my opinion that this committee stands in
direct violation, by its mandate and by its practices, of the First
Amendment to the United States Constitution. It is my belief that
Congress had no authority to establish this committee in the first
instance, nor to instruct it with the mandate which it has."
"I have the utmost respect for the broad powers which the
Congress of the United States must have to carry on its
investigations for legislative purposes. However, the United States
Supreme Court has held that, broad as these powers may be, the
Congress cannot investigate into an area where it cannot legislate,
and this committee tends, by its mandate and by its practices, to
investigate into precisely those areas of free speech, religion,
peaceful association and assembly, and the press wherein it cannot
legislate, and therefore it cannot investigate."
The hearing continued. The Staff Director read part of the
record of an earlier hearing in California where a witness had
testified to knowing the petitioner as a Communist. The petitioner
was then asked whether this testimony was true. He refused to
answer this and several further questions addressed to him. There
was introduced into the record a reproduction of the
petitioner's
Page 365 U. S. 407
registration at an Atlanta hotel a week earlier, in which he had
indicated that his business firm association was the "Emergency
Civil Liberties Committee."
The subsequent indictment and conviction of the petitioner were
based upon his refusal, in the foregoing context, to answer the
single question "Are you now a member of the Communist Party?"
II
The judgment affirming the petitioner's conviction is attacked
here from several different directions. It is contended that the
subcommittee was without authority to interrogate him because its
purpose in doing so was to investigate public opposition to the
Committee itself and to harass and expose him. It is argued that
the petitioner was wrongly convicted because the question which he
refused to answer was not pertinent to a question under inquiry by
the subcommittee, so that a basic element of the statutory offense
was lacking. It is said that, in any event, the pertinency of the
question was not made clear to the petitioner at the time he was
directed to answer it, so that he was denied due process. Finally,
it is urged that the action of the subcommittee in subpoenaing and
questioning him violated his rights under the First Amendment to
the Constitution.
In considering these contentions, the starting point must be to
determine the subject matter of the subcommittee's inquiry. House
Rule XI, which confers investigative authority upon the Committee
and its subcommittees, is quoted above. Because of the breadth and
generality of its language, Rule XI cannot be said to state with
adequate precision the subject under inquiry by a subcommittee at
any given hearing. This the Court had occasion to point out in
Watkins v. United States, 354 U.
S. 178.
See also Barenblatt v. United States,
360 U. S. 109,
360 U. S.
116-117. But, as the
Watkins opinion
recognized, Rule XI
Page 365 U. S. 408
is only one of several possible points of reference. The Court
in that case said that
"[t]he authorizing resolution, the remarks of the chairman or
members of the committee, or even the nature of the proceedings
themselves"
might reveal the subject under inquiry. 354 U.S. at
354 U. S. 209.
Here, as in
Barenblatt, other sources do supply the
requisite concreteness.
The resolution authorizing the subcommittee hearing in Atlanta
was explicit. It clearly set forth three concrete areas of
investigation: Communist infiltration into basic industry in the
South, Communist Party propaganda in the South, and foreign
Communist Party propaganda in the United States. [
Footnote 6] The pattern of interrogation of
the witnesses who appeared on the first day of the hearing confirms
that the subcommittee was pursuing those three subjects of
investigation. The Staff Director's statement to the petitioner
explicitly referred to the second of the three subjects --
Communist Party propaganda in the South. We think that the record
thus clearly establishes that the subcommittee, at the time of the
petitioner's interrogation, was pursuing at least two related and
specific subjects of investigation: Communist infiltration into
basic southern industry, and Communist Party propaganda activities
in that area of the country.
If these, then, were the two subjects of the subcommittee's
inquiry, the questions that must be answered in considering the
petitioner's contentions are several. First, was the subcommittee's
investigation of these subjects, through interrogation of the
petitioner, authorized
Page 365 U. S. 409
by Congress? Second, was the subcommittee pursuing a valid
legislative purpose? Third, was the question asked the petitioner
pertinent to the subject matter of the investigation? Fourth, was
he contemporaneously apprised of the pertinency of the question?
Fifth, did the subcommittee's interrogation violate his First
Amendment rights of free association and free speech?
The question of basic congressional authorization was clearly
decided in
Barenblatt v. United States, supra. There, we
said, after reviewing the genesis and subsequent history of Rule
XI, that
"[I]t can hardly be seriously argued that the investigation of
Communist activities generally, and the attendant use of compulsory
process, was beyond the purview of the Committee's intended
authority under Rule XI."
360 U.S. at
360 U. S.
120-121. The subjects under inquiry here surely fall
within "the investigation of Communist activities generally."
The petitioner argues, however, that the subcommittee was
inspired to interrogate him by reason of his opposition to the
existence of the Un-American Activities Committee itself, and that
its purpose was unauthorized harassment and exposure. He points to
the Chairman's opening statement, which mentioned activity against
the Committee, to the fact that he was subpoenaed to appear before
the subcommittee soon after he arrived in Atlanta to stir up
opposition to the Committee's activities, and to the statement of
the Staff Director indicating the subcommittee's awareness of his
efforts to develop a "hostile sentiment" to the Committee and to
"bring pressure upon the United States Congress to preclude these
particular hearings."
But, just as, in
Barenblatt, supra, we could find
nothing in Rule XI to exclude the field of education from the
Committee's compulsory authority, we can find nothing to indicate
that it was the intent of Congress to immunize
Page 365 U. S. 410
from interrogation all those (and there are many) who are
opposed to the existence of the Un-American Activities
Committee.
Nor can we say on this record that the subcommittee was not
pursuing a valid legislative purpose. The Committee resolution
authorizing the Atlanta hearing, quoted above, expressly referred
to two legislative proposals, an amendment to § 4 of the
Communist Control Act of 1954 and amendments to the Foreign Agents
Registration Act of 1938. A number of other sources also indicate
the presence of a legislative purpose. The Chairman's statement at
the opening of the hearings contained a lengthy discussion of
legislation. [
Footnote 7] The
Staff Director's statement to the petitioner also discussed
legislation which the Committee had under consideration. [
Footnote 8] All these sources indicate
the existence of a legislative purpose. And the determination that
purposes of the kind referred to are unassailably valid was a
cornerstone of our decision in
Barenblatt,
Page 365 U. S. 411
supra:
"That Congress has wide power to legislate in the field of
Communist activity in this Country, and to conduct appropriate
investigations in aid thereof, is hardly debatable. The existence
of such power has never been questioned by this Court, and it is
sufficient to say, without particularization, that Congress has
enacted or considered in this field a wide range of legislative
measures, not a few of which have stemmed from recommendations of
the very Committee whose actions have been drawn in question here.
In the last analysis, this power rests on the right of
self-preservation. . . ."
360 U.S. at
360 U. S.
127-128.
The petitioner's contention that, while the hearing generally
may have been pursuant to a valid legislative purpose, the sole
reason for interrogating him was to expose him to public censure
because of his activities against the Committee, is not persuasive.
It is true that the Staff Director's statement reveals the
subcommittee's awareness of the petitioner's opposition to the
hearings, and indicates that the petitioner was not summoned to
appear until after he had arrived in Atlanta as the representative
of a group carrying on a public campaign to abolish the House
Committee. These circumstances, however, do not necessarily lead to
the conclusion that the subcommittee's intent was personal
persecution of the petitioner. As we have noted, a prime purpose of
the hearings was to investigate Communist propaganda activities in
the South. It therefore was entirely logical for the subcommittee
to subpoena the petitioner after he had arrived at the site of the
hearings, had registered as a member of a group which the
subcommittee believed to be Communist dominated, and had conducted
a public campaign against the subcommittee. The fact that the
petitioner might not have been summoned to appear had he not come
to Atlanta illustrates the very point, for, in that event, he might
not have been thought to have been
Page 365 U. S. 412
connected with a subject under inquiry -- Communist Party
propaganda activities in that area of the country.
Moreover, it is not for us to speculate as to the motivations
that may have prompted the decision of individual members of the
subcommittee to summon the petitioner. As was said in
Watkins,
supra,
"a solution to our problem is not to be found in testing the
motives of committee members for this purpose. Such is not our
function. Their motives alone would not vitiate an investigation
which had been instituted by a House of Congress if that assembly's
legislative purpose is being served."
354 U.S. at
354 U. S. 200.
See also Barenblatt, supra, 360 U.S. at
360 U. S.
132.
It is to be emphasized that the petitioner was not summoned to
appear as the result of an indiscriminate dragnet procedure,
lacking in probable cause for belief that he possessed information
which might be helpful to the subcommittee. As was made clear by
the testimony of the Committee's Staff Director at the trial, the
subcommittee had reason to believe at the time it summoned the
petitioner that he was an active Communist leader engaged primarily
in propaganda activities. [
Footnote
9] This is borne out
Page 365 U. S. 413
by the record of the subcommittee hearings, including the
content of the Staff Director's statement to the petitioner and
evidence that, at a prior hearing, the petitioner had been
identified as a Communist Party member.
The petitioner's claim that the question he refused to answer
was not pertinent to a subject under inquiry merits no extended
discussion. Indeed, it is difficult to imagine a preliminary
question more pertinent to the topics under investigation than
whether petitioner was, in fact, a member of the Communist Party.
As was said in
Barenblatt, "petitioner refused to answer
questions as to his own Communist Party affiliations, whose
pertinency, of course, was clear beyond doubt." 360 U.S. at
360 U. S. 125.
The contention that the pertinency of the question was not made
clear to the petitioner at the time he was directed to answer it is
equally without foundation. After the Staff Director gave a
detailed explanation of the question's pertinency, the petitioner
said nothing to indicate that he entertained any doubt on this
score. [
Footnote 10]
We come finally to the claim that the subcommittee's
interrogation of the petitioner violated his rights under the First
Amendment. The basic issues which this contention raises were
thoroughly canvassed by us in
Barenblatt.
Page 365 U. S. 414
Substantially all that was said there is equally applicable
here, and it would serve no purpose to enlarge this opinion with a
paraphrased repetition of what was in that opinion thoughtfully
considered and carefully expressed.
See 360 U.S. at
360 U. S.
125-134.
It is sought to differentiate this case upon the basis that
"the activities in which petitioner was believed to be
participating consisted of public criticism of the Committee and
attempts to influence public opinion to petition Congress for
redress -- to abolish the Committee."
But we cannot say that, simply because the petitioner at the
moment may have been engaged in lawful conduct, his Communist
activities in connection therewith could not be investigated. The
subcommittee had reasonable ground to suppose that the petitioner
was an active Communist Party member, and that, as such, he
possessed information that would substantially aid it in its
legislative investigation. As the
Barenblatt opinion makes
clear, it is the nature of the Communist activity involved, whether
the momentary conduct is legitimate or illegitimate politically,
that establishes the Government's overbalancing interest.
"To suggest that, because the Communist Party may also sponsor
peaceable political reforms, the constitutional issues before us
should now be judged as if that Party were just an ordinary
political party from the standpoint of national security is to ask
this Court to blind itself to world affairs which have determined
the whole course of our national policy since the close of World
War II. . . ."
360 U.S. at
360 U. S.
128-129.
The subcommittee's legitimate legislative interest was not the
activity in which the petitioner might have happened at the time to
be engaged, but in the manipulation and infiltration of activities
and organizations by persons advocating overthrow of the
Government.
"The strict requirements of a prosecution under the Smith Act .
. .
Page 365 U. S. 415
are not the measure of the permissible scope of a congressional
investigation into 'overthrow,' for, of necessity, the
investigatory process must proceed step by step."
360 U.S. at
360 U. S.
130.
We conclude that the First Amendment claims pressed here are
indistinguishable from those considered in
Barenblatt, and
that, upon the reasoning and the authority of that case, they
cannot prevail.
Affirmed.
[
Footnote 1]
The applicable statute is 2 U.S.C. § 192. It provides:
"Every person who having been summoned as a witness by the
authority of either House of Congress to give testimony or to
produce papers upon any matter under inquiry before either House,
or any joint committee established by a joint or concurrent
resolution of the two Houses of Congress, or any committee of
either House of Congress, willfully makes default, or who, having
appeared, refuses to answer any question pertinent to the question
under inquiry, shall be deemed guilty of a misdemeanor, punishable
by a fine of not more than $1,000 nor less than $100 and
imprisonment in a common jail for not less than one month nor more
than twelve months."
2 U.S.C. § 192.
[
Footnote 2]
Rule X of the Standing Rules of the House of Representatives, as
amended by the Legislative Reorganization Act of 1946, c. 753,
§ 121, 60 Stat. 812, 822, 823.
[
Footnote 3]
Rule XI of the Standing Rules (60 Stat. 823, 828). These
Standing Rules were specifically adopted by the House at the
beginning of the 85th Congress in 1957 (H.Res. No. 5, 85th Cong.,
1st Sess.).
[
Footnote 4]
See Braden v. United States, 365 U.
S. 431.
[
Footnote 5]
"Now, sir, I should like to make an explanation to you of the
reasons, the pertinency, and the relevancy of that question and
certain other questions which I propose to propound to you, and I
do so for the purpose of laying a foundation upon which I will then
request the chairman of this subcommittee to order and direct you
to answer those questions."
"The Committee on Un-American Activities has two major
responsibilities which it is undertaking to perform here in
Atlanta."
"Responsibility number 1 is to maintain a continuing
surveillance over the administration and operation of a number of
our internal security laws. In order to discharge that
responsibility, the Committee on Un-American Activities must
undertake to keep abreast of techniques of Communists' operations
in the United States and Communist activities in the United States.
In order to know about Communist activities and Communist
techniques, we have got to know who the Communists are, and what
they are doing."
"Responsibility number 2 is to develop factual information which
will assist the Committee on Un-American Activities in appraising
legislative proposals before the committee."
"There are pending before the committee a number of legislative
proposals which undertake to more adequately cope with the
Communist Party and the Communist conspiratorial operations in the
United States. H.R. 9937 is one of those. Other proposals are
pending before the committee not in legislative form yet, but in
the form of suggestions that there be an outright outlawry of the
Communist Party; secondly, that there be registrations required of
certain activities of Communists; third, that there be certain
amendments to the Foreign Agents Registration Act because this
Congress of the United States has found repeatedly that the
Communist Party and Communists in the United States are only
instrumentalities of a Kremlin-controlled world Communist
apparatus. Similar proposals are pending before this
committee."
"Now, with reference to pertinency of this question to your own
factual situation, my I say that it is the information of this
committee that you now are a hard-core member of the Communist
Party; that you were designated by the Communist Party for the
purpose of creating and manipulating certain organizations,
including the Emergency Civil Liberties Committee, the affiliate
organizations of the Emergency Civil Liberties Committee, including
a particular committee in California and a particular committee in
Chicago, a committee -- the name of which is along the line of the
committee for cultural freedom, or something of that kind. I don't
have the name before me at the instant."
"It is the information of the committee or the suggestion of the
committee that, in anticipation of the hearings here in Atlanta,
Georgia, you were sent to this area by the Communist Party for the
purpose of developing a hostile sentiment to this committee and to
its work for the purpose of undertaking to bring pressure upon the
United States Congress to preclude these particular hearings.
Indeed, it is the fact that you were not even subpoenaed for these
particular hearings until we learned that you were in town for that
very purpose, and that you were not subpoenaed to appear before
this committee until you had actually registered in the hotel here
in Atlanta."
"Now, sir, if you will tell this committee whether or not, while
you are under oath, you are now a Communist, we intend to pursue
that area of inquiry and undertake to solicit from you information
respecting your activities as a Communist on behalf of the
Communist Party, which is tied up directly with the Kremlin; your
activities from the standpoint of propaganda; your activities from
the standpoint of undertaking to destroy the Federal Bureau of
Investigation and the Committee on Un-American Activities, because
indeed this committee issued a report entitled 'Operation
Abolition,' in which we told something, the information we then
possessed, respecting the efforts of the Emergency Civil Liberties
Committee, of which you are the guiding light, to destroy the FBI
and discredit the director of the FBI and to undertake to hamstring
the work of this Committee on Un-American Activities."
[
Footnote 6]
By contrast, the authorizing resolution that was before the
Court in
Watkins incorporated by reference the full
breadth and generality of Rule XI itself. That resolution simply
empowered the Committee Chairman to appoint subcommittees "for the
purpose of performing any and all acts which the Committee as a
whole is authorized to do."
See 354 U.S. at
354 U. S. 211,
note 50.
[
Footnote 7]
". . . [T]he Committee on Un-American Activities is continuously
in the process of accumulating factual information respecting
Communists, the Communist Party, and Communist activities which
will enable the committee and the Congress to appraise the
administration and operation of the Smith Act, the Internal
Security Act of 1950, the Communist Control Act of 1954, and
numerous provisions of the Criminal Code relating to espionage,
sabotage, and subversion. In addition, the committee has before it
numerous proposals to strengthen our legislative weapons designed
to protect the internal security of this Nation."
"In the course of the last few years, as a result of hearings
and investigations, this committee has made over 80 separate
recommendations for legislative action. Legislation has been passed
by the Congress embracing 35 of the committee recommendations, and
26 separate proposals are currently pending in the Congress on
subjects covered by other committee recommendations. Moreover, in
the course of the last few years, numerous recommendations made by
the committee for administrative action have been adopted by the
executive agencies of the Government."
[
Footnote 8]
See note 5
supra.
[
Footnote 9]
The trial testimony on this score was as follows:
"In essence, the information of which the committee was
possessed was that Mr. Wilkinson was a member of the communist
party, that he had been identified by a creditable witness under
oath before the committee a short time or within a year or so prior
to the Atlanta hearings, identified as a Communist. It was also the
information of the committee that Mr. Wilkinson had been designated
by the Communist hierarchy in the nation to spearhead or to lead
the infiltration into the South of a group known as the Emergency
Civil Liberties Committee, which itself had been cited by the
Internal Security Subcommittee as a communist operation or a
communist front. It was the information of the committee that Mr.
Wilkinson's assignments, including setting up rallies and meetings
over the country for the purpose of engendering sentiment against
the Federal Bureau of Investigation, against the security program
of the government, and against the Committee on Un-American
Activities and its activities. Mr. Wilkinson had, in the course of
the relatively recent past prior to his appearance in Atlanta, been
sent into Atlanta by the communist operation for the purpose of
conducting communist activities in the South, and, more
specifically, in the Atlanta area. What I'm telling you now is only
a general summary, you understand."
[
Footnote 10]
Since both the pertinency of the question and the fact that its
pertinency was brought home to the petitioner are so indisputably
clear, we need not consider the Government's contention that the
record does not show that the petitioner ever did or said anything
that could be understood as an objection upon grounds of lack of
pertinency.
See Watkins v. United States, 354 U.
S. 178,
354 U. S.
214-215;
Barenblatt v. United States,
360 U. S. 109,
360 U. S.
124.
MR. JUSTICE BLACK, with whom THE CHIEF JUSTICE and MR. JUSTICE
DOUGLAS concur, dissenting.
In July, 1958, the House Un-American Activities Committee
announced its intention to conduct a series of hearings in Atlanta,
Georgia, ostensibly to obtain information in aid of the legislative
function of the House of Representatives. [
Footnote 2/1] Petitioner, a long-time opponent of the
Committee, [
Footnote 2/2] decided
to go to Atlanta for the purpose of lending his support to those
who were fighting against the hearings. He arrived in Atlanta and
registered in a hotel there on July 23 as a representative of the
Emergency
Page 365 U. S. 416
Civil Liberties Committee, a New York organization which was
working for the abolition of the Un-American Activities Committee.
Within an hour of his registration, petitioner was served with a
subpoena requiring his appearance before the Committee. When he
appeared in response to this subpoena, petitioner was told that he
had been subpoenaed because the Committee was informed that
"you were sent to this area by the Communist Party for the
purpose of developing a hostile sentiment to this committee and to
its work for the purpose of undertaking to bring pressure upon the
United States Congress to preclude these particular hearings.
[
Footnote 2/3]"
A number of questions were then put to petitioner, all of which
related to his personal beliefs and associations, but petitioner
refused to answer any of these questions on the ground that they
violated his rights under the First Amendment. For this, he was
convicted under 2 U.S.C. § 192 and sentenced to jail for 12
months.
On these facts, which are undisputed in the record, the majority
upholds petitioner's conviction as "indistinguishable" from that
upheld in
Barenblatt v. United States. [
Footnote 2/4] On this point, I find myself only
partially in disagreement with the majority. I think this case
could and should be distinguished from
Barenblatt on the
ground urged by MR. JUSTICE DOUGLAS -- that the resolution
authorizing the Un-American Activities Committee does not authorize
that Committee to interrogate a person for criticizing it. I
therefore join in the dissent filed by MR. JUSTICE DOUGLAS on that
ground. On the other hand, I must agree with the majority that, so
far as petitioner's constitutional claims are concerned,
Barenblatt is "indistinguishable."
Page 365 U. S. 417
Unlike the majority, however, I regard this recognition of the
unlimited sweep of the decision in the Barenblatt case a compelling
reason, not to reaffirm that case, but to overrule it.
In my view, the majority, by its decision today, places the
stamp of constitutional approval upon a practice as clearly
inconsistent with the Constitution, and indeed with every ideal of
individual freedom for which this country has so long stood, as any
that has ever come before this Court. For, like MR. JUSTICE
DOUGLAS, I think it clear that this case involves nothing more nor
less than an attempt by the Un-American Activities Committee to use
the contempt power of the House of Representatives as a weapon
against those who dare to criticize it. The majority does not and,
in reason, could not, deny this, for the conclusion is all but
inescapable for anyone who will take the time to read the record.
[
Footnote 2/5] They say, instead,
that it makes no difference whether the Committee was harassing
petitioner solely by reason of his opposition to it or not,
because
"it is not for us to speculate as to the motivations that may
have prompted the decision of individual members of the
subcommittee to summon the petitioner."
The clear thrust of this sweeping abdication of judicial power
is that the Committee may continue to harass its opponents with
absolute impunity so long as the "protections" of
Barenblatt are observed. Since this is to be the rule
under which the Committee will be permitted to operate, I think it
necessary in the interest of fairness to those who may, in the
future, wish to exercise their constitutional right to criticize
the Committee
Page 365 U. S. 418
that the true nature of those "protections" be clearly set
forth.
The first such "protection" relates to the question of whom the
Committee may call before it. Is there any limitation upon the
power of the Committee to subpoena and compel testimony from anyone
who attacks it? On this point, the majority, relying upon the fact
that, at a previous hearing, the Committee was told by a paid
informant that petitioner was a Communist and upon statements by
the Committee's counsel to the effect that the Committee had
information that petitioner had been sent to Atlanta by the
Communist Party, says simply:
"It is to be emphasized that the petitioner was not summoned to
appear as the result of an indiscriminate dragnet procedure,
lacking in probable cause for belief that he possessed information
which might be helpful to the subcommittee."
Significantly, the majority does not say just how much its
"emphasis" on this point is worth, if anything. Thus, for all that
appears in the majority opinion, there is no assurance that the
Committee will be required to produce any information at all as a
prerequisite to the exercise of its subpoena and contempt powers.
Assuming for the sake of argument, however, that such a requirement
will be imposed, it then becomes relevant to inquire as to just how
much this requirement will mean in terms of genuine protection for
those who in good faith wish to criticize the Committee.
That inquiry is, to my mind, satisfactorily settled by a look at
the facts of this case. So far as appears from this record, the
only information the Committee had with regard to petitioner was
the testimony of an informant at a previous Committee hearing. The
only evidence to the effect that petitioner was, in fact, a member
of the Communist Party that emerges from that testimony is a flat
conclusory statement by the informant that it was
Page 365 U. S. 419
so. [
Footnote 2/6] No testimony
as to particular happenings upon which such a conclusion could
rationally be based was given at that hearing. When this fact is
considered in conjunction with the fact that petitioner was not
accorded the opportunity to cross-examine the informant [
Footnote 2/7] or the protection of the
statute permitting inspection of statements given to the FBI by
informants, [
Footnote 2/8] it seems
obvious to me that such testimony is almost totally worthless for
the purpose of establishing probable cause. For all we know, the
informant may have had no basis at all for her conclusion, and,
indeed, the possibility of perjury cannot, in view of its frequent
recurrence in these sorts of cases, [
Footnote 2/9] be entirely discounted. Thus, in my view,
the "protection" afforded by a requirement of some sort of probable
cause, even if imposed, is almost totally worthless. In the
atmosphere existing in this country today, the charge that someone
is a Communist is so common that hardly anyone active in public
life escapes it. Every member of this Court has, on one occasion or
another,
Page 365 U. S. 420
been so designated. And a vast majority of the members of the
other two branches of Government have fared no better. If the mere
fact that someone has been called a Communist is to be permitted to
satisfy a requirement of probable cause, I think it plain that such
a requirement is wholly without value. To impose it would only give
apparent respectability to a practice which is inherently in
conflict with our concepts of justice and due process.
The other such "protection" afforded to critics of the
Un-American Activities Committee under these decisions is included
in the majority's so-called balancing test. Under that test, we are
told, this Court will permit only those abridgments of personal
beliefs and associations by Committee inquiry that the Court
believes so important in terms of the need of the Committee for
information that such need outweighs the First Amendment rights of
the witness and the public. [
Footnote
2/10] For my part, I need look no further than this very case
to see how little protection this high-sounding slogan really
affords. For, in this case, the majority is holding that the
interest of the Committee in the information sought outweighs that
of the witness and the public in free discussion, while, at the
same time, it disclaims any power to determine whether the
Committee is in fact interested in the information at all. The
truth of the matter is that the balancing test, at least as applied
to date, means that the Committee may engage in any inquiry a
majority of this Court happens to think could possibly be for a
legitimate purpose, whether that "purpose" be the true reason for
the inquiry or not. And
Page 365 U. S. 421
under the tests of legitimacy that are used in this area, any
first-year law school student worth his salt could construct a
rationalization to justify almost any question put to any witness
at any time.
Thus, in my view, the conclusion is inescapable that the only
real limitation upon the Committee's power to harass its opponents
is the Committee's own self-restraint, a characteristic which
probably has not been predominant in the Committee's work over the
past few years. The result of all this is that, from now on, anyone
who takes a public position contrary to that being urged by the
House Un-American Activities Committee should realize that he runs
the risk of being subpoenaed to appear at a hearing in some far off
place, of being questioned with regard to every minute detail of
his past life, of being asked to repeat all the gossip he may have
heard about any of his friends and acquaintances, of being accused
by the Committee of membership in the Communist Party, of being
held up to the public as a subversive and a traitor, of being
jailed for contempt if he refuses to cooperate with the Committee
in its probe of his mind and associations, and of being branded by
his neighbors, employer and erstwhile friends as a menace to
society
regardless of the outcome of that hearing. With
such a powerful weapon in its hands, it seems quite likely that the
Committee will weather all criticism, even though justifiable, that
may be directed toward it. For there are not many people in our
society who will have the courage to speak out against such a
formidable opponent.
But cf. Uphaus v. Wyman, 364 U.
S. 388. If the present trend continues, this already
small number will necessarily dwindle as their ranks are thinned by
the jails. Government by consent will disappear, to be replaced by
government by intimidation because some people are afraid that this
country cannot survive unless Congress has the power to set aside
the freedoms of the First Amendment at will.
Page 365 U. S. 422
I can only reiterate my firm conviction that these people are
tragically wrong. This country was not built by men who were
afraid, and it cannot be preserved by such men. [
Footnote 2/11] Our Constitution, in unequivocal
terms, gives the right to each of us to say what we think without
fear of the power of the Government. That principle has served us
so well for so long that I cannot believe it necessary to allow any
governmental group to reject it in order to preserve its own
existence. Least of all do I believe that such a privilege should
be accorded the House Un-American Activities Committee. For I
believe that true Americanism is to be protected, not by committees
that persecute unorthodox minorities, but by strict adherence to
basic principles of freedom that are responsible for this Nation's
greatness. Those principles are embodied for all who care to see in
our Bill of Rights. They were put there for the specific purpose of
preventing just the sort of governmental suppression of criticism
that the majority upholds here. Their ineffectiveness to that end
stems not from any lack of precision in the statement of the
principles, but from the refusal of the majority to apply those
principles as precisely stated. For the principles of the First
Amendment are stated in precise and mandatory terms, and, unless
they are applied in those terms, the
Page 365 U. S. 423
freedoms of religion, speech, press, assembly and petition will
have no effective protection. Where these freedoms are left to
depend upon a balance to be struck by this Court in each particular
case, liberty cannot survive. For, under such a rule, there are no
constitutional rights that cannot be "balanced" away.
[
Footnote 2/1]
In my dissenting opinion in
Barenblatt v. United
States, 360 U. S. 109,
360 U. S.
153-166, I set out the evidence from the Committee's own
reports which indicates the Committee's real purpose in conducting
this kind of hearing.
[
Footnote 2/2]
During the past several years, the petitioner appears to have
been associated with at least three different organizations that
had as their primary aim the abolition of the Un-American
Activities Committee. In addition to his association with the
Emergency Civil Liberties Committee, which is shown by this record,
petitioner seems to have been associated with similar organizations
in Los Angeles and Chicago. At least, he was accused of such
associations when he was called before a previous hearing of the
Committee in 1956.
See Hearings before the House Committee
on Un-American Activities, 84th Cong., 2d Sess. at Los Angeles,
California, December 5-8, 1956, entitled "Communist Political
Subversion, Part I," pp. 6747-6753.
[
Footnote 2/3]
Significantly, the petitioner was never told, nor does the
record disclose for our consideration here, either the source or
the nature of the alleged information referred to.
[
Footnote 2/4]
360 U. S. 360 U.S.
109.
[
Footnote 2/5]
I agree with the majority that, in a sense,
"[t]hese circumstances, however, do not
necessarily
lead to the conclusion that the subcommittee's intent was personal
persecution of the petitioner"
(emphasis supplied), but I am satisfied that the evidence,
though not absolutely conclusive, is overwhelming.
[
Footnote 2/6]
The "evidence" relied upon by the Committee is contained in the
following colloquy between the informant, a Mrs. Schneider, and the
Committee counsel, a Mr. Arens:
"Mr. Arens. Was it [the Citizens Committee To Preserve American
Freedoms] Communist-controlled?"
"Mrs. Schneider. Yes."
"Mr. Arens. Who was the ringleader in that organization?"
"Mrs. Schneider . I didn't work in that organization, and I
don't know who the ringleader was. My contact on that occasion was
with Frank Wilkinson, I believe."
"Mr. Arens. Did you know him as a Communist?"
"Mrs. Schneider. Yes."
Hearings before the House Committee on Un-American Activities,
op. cit., supra, 365
U.S. 399fn2/2|>n. 2 at 6730.
[
Footnote 2/7]
This, of course, is the established practice in hearings before
the House Committee on Un-American Activities.
[
Footnote 2/8]
18 U.S.C. § 3500.
[
Footnote 2/9]
See, e.g., Communist Party of United States v. Subversive
Activities Control Board, 351 U. S. 115;
Mesarosh v. United States, 352 U. S.
1.
[
Footnote 2/10]
The test is stated by the majority in its opinion in
Barenblatt in the following terms:
"Where First Amendment rights are asserted to bar governmental
interrogation, resolution of the issue always involves a balancing
by the courts of the competing private and public interests at
stake in the particular circumstances shown."
360 U.S. at
360 U. S. 126.
Cf. American Communications Assn. v. Douds, 339 U.
S. 382;
Beauharnais v. Illinois, 343 U.
S. 250.
[
Footnote 2/11]
Mr. Justice Brandeis made this very point in his concurring
opinion in
Whitney v. California, where he said:
"Those who won our independence believed that the final end of
the state was to make men free to develop their faculties, and
that, in its government, the deliberative forces should prevail
over the arbitrary. They valued liberty both as an end and as a
means. They believed liberty to be the secret of happiness, and
courage to be the secret of liberty."
273 U. S. 274
U.S. 357,
274 U. S. 375.
Mr. Justice Brandeis doubtless had in mind, and indeed made
specific reference to, the famous words in Thomas Jefferson's first
inaugural address:
"If there be any among us who would wish to dissolve this union
or change its republican form, let them stand undisturbed as
monuments of the safety with which error of opinion may be
tolerated where reason is left free to combat it."
MR. JUSTICE DOUGLAS, with whom THE CHIEF JUSTICE and MR. JUSTICE
BLACK concur, dissenting.
When petitioner was summoned before a subcommittee of the House
Committee on Un-American Activities in Atlanta, Georgia, the Staff
Director for the Committee made the following statement to him:
"It is the information of the committee or the suggestion of the
committee that, in anticipation of the hearings here in Atlanta,
Georgia, you were sent to this area by the Communist Party for the
purpose of developing a hostile sentiment to this committee and to
its work for the purpose of undertaking to bring pressure upon the
United States Congress to preclude these particular hearings.
Indeed, it is the fact that you were not even subpoenaed for these
particular hearings until we learned that you were in town for that
very purpose, and that you were not subpoenaed to appear before
this committee until you had actually registered in the hotel here
in Atlanta."
"Now, sir, if you will tell this committee whether or not, while
you are under oath, you are now a Communist, we intend to pursue
that area of inquiry and undertake to solicit from you information
respecting your activities as a Communist on behalf of the
Communist Party, which is tied up directly with the Kremlin; your
activities from the standpoint of propaganda; your activities from
the standpoint of undertaking to destroy the Federal Bureau of
Investigation and the Committee on Un-American Activities,
Page 365 U. S. 424
because, indeed, this committee issued a report entitled
'Operation Abolition,' in which we told something, the information
we then possessed, respecting the efforts of the Emergency Civil
Liberties Committee, of which you are the guiding light, to destroy
the FBI and discredit the director of the FBI and to undertake to
hamstring the work of this Committee on Un-American
Activities."
"So, if you will answer that principal question, I intend to
pursue the other questions with you to solicit information which
would be of interest -- which will be of vital necessity, indeed --
to this committee in undertaking to develop legislation to protect
the United States of America under whose flag you, sir, have
protection."
"Now please answer the question: are you now a member of the
Communist Party?"
Petitioner answered, "I am refusing to answer any questions of
this committee."
After a further explanation, he was directed to answer. He
replied:
"I have the utmost respect for the broad powers which the
Congress of the United States must have to carry on its
investigations for legislative purposes. However, the United States
Supreme Court has held that, broad as these powers may be, the
Congress cannot investigate into an area where it cannot legislate,
and this committee tends, by its mandate and by its practices, to
investigate into precisely those areas of free speech, religion,
peaceful association and assembly, and the press wherein it cannot
legislate, and therefore it cannot investigate. [
Footnote 3/1] "
Page 365 U. S. 425
The Committee [
Footnote 3/2] is
authorized by the Resolution governing it to make investigations of
"the extent, character, and objects of un-American propaganda
activities in the United States."
If it is "un-American" to criticize, impeach, and berate the
Committee and to seek to have it abolished, then the Committee
acted within the scope of its authority in asking the questions.
But we take a dangerous leap when we reach the conclusion that
criticism of the Committee was within the scope of the
Resolution.
Criticism of government finds sanctuary in several portions of
the First Amendment. It is part of the right
Page 365 U. S. 426
free speech. It embraces freedom of the press. Can editors be
summoned before the Committee and be made to account for their
editorials denouncing the Committee, its tactics, its practices,
its policies? If petitioner can be questioned concerning his
opposition to the Committee, then I see no reason why editors are
immune. The list of editors will be long, as is evident from the
editorial protests against the Committee's activities, [
Footnote 3/3] including its recent film,
Operation Abolition. [
Footnote
3/4]
Page 365 U. S. 427
The First Amendment rights involved here are more than freedom
of speech and press. Bringing people together in peaceable
assemblies is in the same category.
De Jonge v. State of
Oregon, 299 U. S. 353.
"The right of peaceable assembly is a right cognate to those of
free speech and free press, and is equally fundamental."
Id., at
299 U. S. 364.
The right to petition "for a redress of grievances" is also part of
the First Amendment; it too is fundamental to "the very idea of a
government, republican in form."
United States v.
Cruikshank, 92 U. S. 542,
92 U. S. 552.
Chief Justice Hughes, speaking for the Court in the
De
Jonge case, involving communist activities no more nor less
lawful than those charged here, said:
"The greater the importance of safeguarding the community from
incitements to the overthrow of our institutions by force and
violence, the more imperative is the need to preserve inviolate the
constitutional rights of free speech, free press, and free assembly
in order to maintain the opportunity for free political discussion,
to the end that government
Page 365 U. S. 428
may be responsive to the will of the people and that changes, if
desired, may be obtained by peaceful means. Therein lies the
security of the Republic, the very foundation of constitutional
government."
De Jonge v. State of Oregon, supra, at
299 U. S.
365.
These are reasons why I would construe the Resolution narrowly,
so as to exclude criticism of the Committee. We have customarily
done just that, insisting that, if "an inquiry of dubious limits"
is to be found in an Act or Resolution, Congress should
unequivocally authorize it.
United States v. Rumely,
345 U. S. 41,
345 U. S. 46;
United States v. Harriss, 347 U.
S. 612;
Watkins v. United States, 354 U.
S. 178,
354 U. S.
198.
The indictment charged only the failure to answer the one
question, "Are you now a member of the Communist Party?" That
question in other contexts might well have been appropriate. We
have here, however, an investigation whose central aim was finding
out what criticism a citizen was making of the Government. That was
the gist of the case presented to the jury. [
Footnote 3/5]
Page 365 U. S. 429
We cannot allow this man to go to prison for 12 months unless we
hold that an investigation of those who criticize the Un-American
Activities Committee was both authorized and constitutional. I
cannot read the Resolution as authorizing that kind of
investigation without assuming that the Congress intended to flout
the First Amendment.
[
Footnote 3/1]
The Washington Post, on January 4, 1961, made a similar
criticism of the House Committee on Un-American Activities:
"The Committee often functions as a kind of public pillory to
punish men by publicity for offenses which the Constitution forbids
Congress to make punishable by law. It 'exposes' men who express
opinions or indulge in associations of which the Committee
disapproves, carelessly calling them -- or allowing witnesses under
the cloak of congressional immunity to call them -- Communists or
Communist sympathizers or Communist dupes."
"The Committee, as a consequence of this conduct, sometimes
operates as a serious restraint on freedom of expression and
freedom of association. It makes Americans fearful of uttering
opinions for which they may be called to account by the Committee,
and fearful of joining organizations which the Committee may
consider subversive."
[
Footnote 3/2]
The ultimate mandate of the parent Committee at the time of the
subcommittee hearing was to be found in paragraph 17(b), Rule XI,
Rules of the House of Representatives, H.Res. 5, 85th Cong., 1st
Sess., 60 Stat. 828. It provides:
"The Committee on Un-American Activities, as a whole or by
subcommittee, is authorized to make from time to time
investigations of (i) the extent, character, and objects of
un-American propaganda activities in the United States, (ii) the
diffusion within the United States of subversive and un-American
propaganda that is instigated from foreign countries or of a
domestic origin and attacks the principle of the form of government
as guaranteed by our Constitution, and (iii) all other questions in
relation thereto that would aid Congress in any necessary remedial
legislation."
The record in this case also contains the mandate of the
subcommittee (
see 365
U.S. 399fn3/5|>note 5,
infra), but the terms of the
parent Committee's mandate are, of course, controlling. O f the
purposes of the Committee, only the investigation of "un-American
propaganda" activities seems even arguably to authorize the
questions asked and the inquiry pursued in this case.
[
Footnote 3/3]
See 365
U.S. 399fn3/1|>note 1,
supra.
[
Footnote 3/4]
The Washington Post said editorially on December 28, 1960:
"In his letters printed elsewhere in this newspaper today, Rep.
Francis Walter asserts that the film
Operation Abolition
"contains absolutely no distortions," and that the staff member who
had admitted it contained such defects "had not himself used the
word
distortions.'" In a television show over KCOP-TV, Los
Angeles, a teaching assistant at the University of California
referred to distortions in the film. William Wheeler, an
investigator for the House Un-American Activities Committee, taking
part in the program asked. "What are you trying to prove by this?"
The following exchange then took place:"
"Mr. White: That the film has inaccuracies and distortions."
"Mr. Wheeler: I've admitted that."
"Mr. White: You've admitted that?"
"Mr. Wheeler: Certainly."
"Mr. Walter offers some carefully selected quotes from the San
Francisco press to refute this newspaper's assertion that the San
Francisco police 'reacted with altogether needless ferocity.' Like
the film
Operation Abolition itself, he omits all the
material showing the other side of the picture. For instance, San
Francisco Chronicle reporter George Draper wrote:"
" I did not see any of the kids actually fighting with the
police. Their resistance was more passive. They would simply go
limp and be manhandled out of the building . . . I saw one slightly
built lad being carried by two husky officers. One held the boy's
shirt, the other had him by the feet. He was struggling, but he was
no match for the two bigger men. Then from nowhere appeared a third
officer. He ran up to the slender boy firmly held by the other two
officers and clubbed him three times on the head. You could hear
the hollow smack of the club striking. The boy went limp and was
carried out."
"Nor does Mr. Walter mention the report of another eyewitness,
Mel Wax a special correspondent of the New York Post."
" Never, in 20 years as a reporter, have I seen such brutality.
. . . San Francisco police hurled women down the staircase, spines
bumping on each marble stair."
"To Mr. Walter, it is an admitted but 'decidedly minor'
distortion in the film that Harry Bridges was represented as being
on the scene just before the rioting broke out when, in point of
fact, he did not arrive until after it was all over. 'Honest' this
error may have been; but it was more than unfortunate. For it
contributed considerably to the deceptive and distorted message of
the film that the student demonstration was inspired and led by
Communists."
"Communists may have tried to claim the credit which Mr. Walter
accords them. Unquestionably the affair got out of hand, and no one
condones the rowdiness that ensued. But the truth is that the
demonstration was inspired by distaste for the Un-American
Activities Committee. And it was led by students who intended
nothing more than an orderly protest -- an inalienable political
right in the United States."
[
Footnote 3/5]
At the trial, committee counsel was cross-examined as
follows:
"Q. Mr. Arens, you stated before the committee that Mr.
Wilkinson had come to Atlanta to stir up hostility to the
committee, that he was doing everything he could to prevent these
hearings from being held in Atlanta?"
"A. Yes, sir."
"Q. And that you did not subpoena him until you discovered that
he had arrived here for that purpose?"
"A. That's correct, sir."
"Q. Now, you state that, within the three general categories
under which the committee was holding hearings here of colonization
in the textile industry, entry and dissemination of foreign
propaganda, and Communist party propaganda activity in the South,
you are stating that Mr. Wilkinson stirring up hostility to the
House Committee on Un-American Activities comes within the category
of Communist party propaganda activity which justified the House
Committee to subpoena him and question him, is that correct? I just
want to understand your position."
"A. Yes, in general I agree with you, yes."
MR. JUSTICE BRENNAN, with whom MR. JUSTICE DOUGLAS joins,
dissenting.
For the reasons stated in my Brother DOUGLAS' dissenting opinion
in
Braden v. United States, post, p.
365 U. S. 446,
which I joined, I believe that the Committee failed to lay an
adequate foundation at the hearing for questions which, it was
claimed, concerned the exercise of rights protected by the First
Amendment.
I also dissent because, on these facts, the inference is
inescapable that the dominant purpose of these questions was not to
gather information in aid of law making or law evaluation, but
rather to harass the petitioner and expose him for the sake of
exposure. A scant 19 months before the hearing in question,
petitioner was summoned before this very Committee and refused to
answer questions on substantially the same grounds as those he
claimed in this instance. Nor did his conduct in the interim afford
any basis for a hope that he might have repented, an inference
which, by contrast, was possible in
Flaxer v. United
States, 358 U. S. 147,
358 U. S. 151,
cited by the Government. For petitioner continued to proclaim his
hostility to the Committee and his belief that it had no power to
probe areas of free expression. He was not even called to testify
at these hearings in Atlanta until the Committee learned that he
was to be present in Atlanta to express his opposition to the
Committee's work, as, of course, he had a right to do. In fact, the
Committee's Staff Director came perilously close to admitting, on
cross-examination by petitioner's counsel, that petitioner was
called to the
Page 365 U. S. 430
stand only because of his opposition to the Committee's
activities.
It is particularly important that congressional committees
confine themselves to the function of gathering information when
their investigation begins to touch the realm of speech and
opinion. On this record, I cannot help concluding that the
Committee had no reasonable prospect that petitioner would answer
its questions, and accordingly that the Committee's purpose could
not have been the legitimate one of fact gathering. I am forced to
the view that the questions asked of petitioner were therefore not
within the Committee's power.
Cf. Barenblatt v. United
States, 360 U. S. 109,
360 U. S. 166
(dissenting opinion);
Uphaus v. Wyman, 360 U. S.
72,
360 U. S. 82
(dissenting opinion). I would reverse.