The owner of all territorial rights in a certain area in Patent
No. 2,569,724, covering the combination, in an automobile body, of
a flexible top fabric, supporting structures, and a mechanism for
sealing the fabric against the side of the automobile body to keep
out the rain, brought this infringement suit against petitioners,
which manufacture and sell replacement fabrics designed to fit the
models of convertible automobiles equipped with tops embodying the
combination covered by the patent. The patent covered only the
combination of certain unpatented components and made no claim to
invention based on the fabric or on its shape, pattern or
design.
Held: Petitioners were not guilty of either direct or
contributory infringement of the patent. Pp.
365 U. S.
337-346.
(a) Since the fabric was no more than an unpatented element of
the combination which was claimed as the invention, and the patent
did not confer a monopoly over the fabric or its shape,
petitioners' manufacture and sale of the fabric did not constitute
a direct infringement under 35 U.S.C. § 271(a). Pp.
365 U. S.
339-340.
(b) Even though petitioners knew that the purchasers intended to
use the fabric for replacement purposes on automobile convertible
tops covered by the claims on respondent's combination patent,
petitioners' manufacture and sale would constitute contributory
infringement under 35 U.S.C. § 271(c) only if such a
replacement by the purchaser himself would, in itself, constitute a
direct infringement under § 271(a). Pp.
365 U. S.
340-342.
(c) A car owner would not infringe the combination patent by
replacing the worn-out fabric of the patented convertible top on
his car, since such a replacement by the car owner is a permissible
"repair" and not an infringing "reconstruction." Pp.
365 U. S.
342-346.
(d) No element, not itself separately patented, that constitutes
one of the elements of a combination patent is entitled to
patent
Page 365 U. S. 337
monopoly, however essential it may be to the patented
combination and no matter how costly or difficult the replacement
may be. Pp.
365 U. S.
344-346.
270 F.2d 200 reversed.
MR. JUSTICE WHITTAKER delivered the opinion of the Court.
On April 17, 1956, respondent, Convertible Top Replacement Co.,
Inc., acquired a "Territorial Grant" (coextensive with "the
Commonwealth of Massachusetts") of all rights in Letters Patent No.
2,569,724, commonly known as the Mackie-Duluk patent, and, 10 days
later, commenced this action against petitioners, Aro Manufacturing
Co., Inc., and several of its officers, to enjoin the alleged
infringement and contributory infringement of the patent and for an
accounting of profits.
The patent -- one for a "Convertible Folding Top with Automatic
Seal at Rear Quarter" -- covers the combination, in an automobile
body, of a flexible top fabric, supporting structures, and a
mechanism for sealing the fabric against the side of the automobile
body in order to keep out the rain. Tops embodying the patent have
been installed by several automobile manufacturers in various
models of convertibles. The components of the patented combination,
other than the fabric, normally are usable for the lifetime of the
car, but the fabric has a much
Page 365 U. S. 338
shorter life. It usually so suffers from wear and tear, or so
deteriorates in appearance, as to become "spent," and normally is
replaced, after about three years of use. The consequent demand for
replacement fabrics has given rise to a substantial industry, in
which petitioner, Aro Manufacturing Co., is a national leader. It
manufactures and sells replacement fabrics designed to fit the
models of convertibles equipped with tops embodying the combination
covered by the patent in suit.
After trial without a jury, the court held that the patent was
valid, infringed, and contributorily infringed by petitioners. It
accordingly enjoined them from further manufacture, sale or use of
these replacement fabrics, and appointed a master to hear evidence
concerning, and to report to the court on, the matter of damages.
The Court of Appeals affirmed, 270 F.2d 200, and we granted
certiorari, 362 U.S. 902.
The Court of Appeals, after holding that the patent was valid,
stated that the "basic question" presented was whether petitioners'
conduct constituted
"making a permissible replacement of a part [the fabric] which
expectedly became worn out or defective sooner than other parts of
the patented combination,"
or whether such replacement constituted "a forbidden
reconstruction of the combination." It then held that replacement
of the fabric constituted reconstruction of the combination, and
thus infringed or contributorily infringed the patent. It reached
that conclusion principally upon the ground that
"the life of the fabric is not so short, nor is the fabric so
cheap, that we can safely assume that an owner would rationally
believe that in replacing it he was making only a minor repair to
his top structure."
270 F.2d at 202, 205.
Validity of the patent is not challenged in this Court. The
principal, and we think the determinative, question presented here
is whether the owner of a combination
Page 365 U. S. 339
patent, comprised entirely of unpatented elements, has a patent
monopoly on the manufacture, sale or use of the several unpatented
components of the patented combination. More specifically, and
limited to the particular case here, does the car owner infringe
(and the supplier contributorily infringe) the combination patent
when he replaces the spent fabric without the patentee's
consent?
The fabric with which we deal here is an unpatented element of
respondent's combination patent, [
Footnote 1] which covers only the combination of certain
components, one of which is a "flexible top material." [
Footnote 2] The patent makes no claim
to invention based on the fabric or on its shape, pattern or
design. Whether the fabric or its shape might have been patentable
is immaterial, [
Footnote 3] for
the fact is that neither the fabric nor its shape has been
patented. No claim that the fabric or its shape, pattern or design
constituted the invention was made in the application or included
in the patent.
Since the patentees never claimed the fabric or its shape as
their invention, and the claims made in the patent are the sole
measure of the grant, [
Footnote
4] the fabric is no more than an unpatented element of the
combination which was
Page 365 U. S. 340
claimed as the invention, and the patent did not confer a
monopoly over the fabric or its shape. In
Mercoid Corp. v.
Mid-Continent Co., 320 U. S. 661,
320 U. S. 667,
this Court ruled the point as follows:
"The patent is for a combination only. Since none of the
separate elements of the combination is claimed as the invention,
none of them, when dealt with separately, is protected by the
patent monopoly."
And in
Mercoid Corp. Minneapolis-Honeywell Regulator
Co., 320 U. S. 680,
320 U. S. 684,
the Court said:
"The fact that an unpatented part of a combination patent may
distinguish the invention does not draw to it the privileges of a
patent. That may be done only in the manner provided by law.
However worthy it may be, however essential to the patent, an
unpatented part of a combination patent is no more entitled to
monopolistic protection than any other unpatented device."
See also McClain v. Ortmayer, 141 U.
S. 419,
141 U. S.
423-424;
Pennock v.
Dialogue, 2 Pet. 1,
27 U. S. 16.
It follows that petitioners' manufacture and sale of the fabric
is not a direct infringement under 35 U.S.C. § 271(a).
[
Footnote 5]
Cimiotti
Unhairing Co. v. American Fur Co., 198 U.
S. 399,
198 U. S. 410;
Eames v.
Godfrey, 1 Wall. 78,
68 U. S. 79;
Prouty v.
Ruggles, 16 Pet. 336,
41 U. S. 341;
U.S. Industries, Inc. v. Otis Engineering Co., 254 F.2d
198, 203. But the question remains whether petitioners' manufacture
and sale of the fabric constitute a
contributory
infringement of the patent under 35 U.S.C.
Page 365 U. S. 341
§ 271(c). [
Footnote 6]
It is admitted that petitioners know that the purchasers intend to
use the fabric for replacement purposes on automobile convertible
tops which are covered by the claims of respondent's combination
patent, and such manufacture and sale with that knowledge might
well constitute contributory infringement under § 271(c) if,
but only if, such a replacement by the purchaser himself would, in
itself, constitute a
direct infringement under §
271(a), for it is settled that, if there is no
direct
infringement of a patent, there can be no
contributory
infringement. In
Mercoid v. Mid-Continent, supra, it was
said: "In a word, if there is no infringement of a patent, there
can be no contributory infringer," 320 U.S. at
320 U. S. 677,
and that,
"if the purchaser and user could not be amerced as an infringer,
certainly one who sold to him . . . cannot be amerced for
contributing to a nonexistent infringement."
Id. at
320 U. S. 674.
[
Footnote 7] It is plain that
§ 271(c) -- a part of the Patent Code enacted in 1952 -- made
no change in the fundamental precept that there can be no
contributory infringement in the absence of a direct infringement.
That section defines contributory infringement in terms of direct
infringement -- namely the sale of a component of a
Page 365 U. S. 342
patented combination or machine for use "in an infringement of
such patent." And § 271(a) of the new Patent Code, which
defines "infringement," left intact the entire body of case law on
direct infringement. [
Footnote
8] The determinative question, therefore, comes down to whether
the car owner would infringe the combination patent by replacing
the worn-out fabric element of the patented convertible top on his
car, or, even more specifically, whether such a replacement by the
car owner is infringing "reconstruction" or permissible
"repair."
This Court's decisions specifically dealing with whether the
replacement of an unpatented part, in a patented combination, that
has worn out, been broken or otherwise spent, is permissible
"repair" or infringing "reconstruction," have steadfastly refused
to extend the patent monopoly beyond the terms of the grant.
Wilson v.
Simpson, 9 How. 109 -- doubtless the leading case
in this Court that deals with the distinction -- concerned a
patented planing machine which included, as elements, certain
cutting knives which normally wore out in a few months' use. The
purchaser was held to have the right to replace those knives
without the patentee's consent. The Court held that, although there
is no right to "rebuild" a patented combination, the entity
"exists" notwithstanding the fact that destruction or impairment of
one of its elements renders it inoperable; and that, accordingly,
replacement of that worn-out essential part is permissible
restoration of the machine to the original use for which it was
bought. 9 How. at
50 U. S. 123.
The Court explained that it is "the use of the whole" of the
Page 365 U. S. 343
combination which a purchaser buys, and that repair or
replacement of the worn-out, damaged, or destroyed part is but an
exercise of the right "to give duration to that which he owns, or
has a right to use as a whole."
Ibid. [
Footnote 9]
The distilled essence of the
Wilson case was stated by
Judge Learned Hand in
United States v. Aluminum Co. of
America, 148 F.2d 416, 425:
"The [patent] monopolist cannot prevent those to whom he sells
from . . . reconditioning articles worn by use, unless they in fact
make a new article."
Instead of applying this plain and practical test, the courts
below focused attention on operative facts not properly
determinative of the question of permissible repair versus
forbidden reconstruction. The Court of Appeals found that the
fabric "is not a minor or relatively inexpensive component" of the
patented combination, or an element that would expectedly wear out
after a very short period of use -- although its "expectable life
span" is shorter than
Page 365 U. S. 344
that of the other components -- and, for these reasons,
concluded that "an owner would [not] rationally believe that . . .
he was making only a minor repair" in replacing the worn-out
fabric, but that, instead, the replacement "would be counted a
major reconstruction." 270 F.2d at 205. We think that test was
erroneous.
Respondent has strenuously urged, as an additional relevant
factor, the "essentialness" of the fabric element to the
combination constituting the invention. It argues that the
particular shape of the fabric was the advance in the art -- the
very "heart" of the invention -- which brought the combination up
to the inventive level, and, therefore, concludes that its patent
should be held to grant it a monopoly on the fabric. The rule for
which respondent contends is that, when an element of a patented
machine or combination is relatively durable -- even though not so
durable as the entire patented device which the owner purchased --
relatively expensive, relatively difficult to replace, and is an
"essential" or "distinguishing" part of the patented combination,
any replacement of that element, when it wears out or is otherwise
spent, constitutes infringing "reconstruction," and therefore a new
license must be obtained from, and another royalty paid to, the
patentee for that privilege.
We cannot agree. For if anything is settled in the patent law,
it is that the combination patent covers only the totality of the
elements in the claim, and that no element, separately viewed, is
within the grant.
See the Mercoid cases, supra, 320 U.S.
at
320 U. S. 667;
320 U.S. at
320 U. S. 684.
[
Footnote 10] The basic
fallacy in respondent's position is that it requires the ascribing
to one element of the patented combination
Page 365 U. S. 345
the status of patented invention in itself. Yet this Court has
made it clear in the two
Mercoid cases that there is no
legally recognizable or protected "essential" element, "gist" or
"heart" of the invention in a combination patent. In
Mercoid
Corp. v. Mid-Continent Co., supra, the Court said:
"That result may not be obviated in the present case by calling
the combustion stoker switch the 'heart of the invention' or the
'advance in the art.' The patent is for a combination only. Since
none of the separate elements of the combination is claimed as the
invention, none of them, when dealt with separately, is protected
by the patent monopoly."
320 U.S. at
320 U. S. 667.
And in
Mercoid Corp. v. Minneapolis-Honeywell Regulator Co.,
supra, the Court said:
"The fact that an unpatented part of a combination patent may
distinguish the invention does not draw to it the privileges of a
patent. That may be done only in the manner provided by law.
However worthy it may be, however essential to the patent, an
unpatented part of a combination patent is no more entitled to
monopolistic protection than any other unpatented device."
320 U.S. at
320 U. S.
684.
No element, not itself separately patented, that constitutes one
of the elements of a combination patent is entitled to patent
monopoly, however essential it may be to the patented combination
and no matter how costly or difficult replacement may be. While
there is language in some lower court opinions indicating that
"repair" or "reconstruction" depends on a number of factors, it is
significant that each of the three cases of this Court, cited for
that proposition, holds that a license to use a patented
combination includes the right "to preserve its fitness for use so
far as it may be affected by wear or breakage."
Page 365 U. S. 346
Leeds & Catlin Co. v. Victor Talking Machine Co.,
213 U. S. 325,
213 U. S. 336;
Heyer v. Duplicator Mfg. Co., supra, at
263 U. S. 102;
and
Wilson v. Simpson, supra, at
50 U. S. 123.
We hold that maintenance of the "use of the whole" of the patented
combination through replacement of a spent, unpatented element does
not constitute reconstruction.
The decisions of this Court require the conclusion that
reconstruction of a patented entity, comprised of unpatented
elements, is limited to such a true reconstruction of the entity as
to "in fact make a new article,"
United States v. Aluminum Co.
of America, supra, 148 F.2d at 425, after the entity, viewed
as a whole, has become spent. In order to call the monopoly,
conferred by the patent grant, into play for a second time, it
must, indeed, be a second creation of the patented entity, as, for
example, in
American Cotton Tie Co. v. Simmons, supra.
Mere replacement of individual unpatented parts, one at a time,
whether of the same part repeatedly or different parts
successively, is no more than the lawful right of the owner to
repair his property. Measured by this test, the replacement of the
fabric involved in this case must be characterized as permissible
"repair," not "reconstruction."
Reversed.
[
Footnote 1]
There are 10 claims in the patent. Claims 1 through 9 of the
patent each specifically begin: "In a convertible automobile body,
the combination of. . . ." Claim 10 does not contain the word
"combination," but nevertheless equally claims only a
combination.
[
Footnote 2]
Among other elements in the claims are the automobile body
structure or tonneau, a folding bow structure, a sealing strip, and
a wiping arm.
[
Footnote 3]
Graver Tank & Mfg. Co. v. Linde Air Products Co.,
336 U. S. 271,
336 U. S. 277;
Universal Oil Products Co. v. Globe Oil & Refining
Co., 322 U. S. 471,
322 U. S. 484;
Milcor Steel Co. v. George Fuller Co., 316 U.
S. 143,
316 U. S.
145-146.
[
Footnote 4]
Mercoid Corp. v. Mid-Continent Inv. Co., 320 U.
S. 661,
320 U. S. 667;
Mercoid Corp. v. Minneapolis-Honeywell Regulator Co.,
320 U. S. 680,
320 U. S. 684;
McClain v. Ortmayer, 141 U. S. 419,
141 U. S.
423-424;
Pennock v.
Dialogue, 2 Pet. 1,
27 U. S. 16.
[
Footnote 5]
Section 271(a) provides:
"Except as otherwise provided in this title, whoever without
authority makes, uses or sells any patented invention, within the
United States during the term of the patent therefor, infringes the
patent."
[
Footnote 6]
Section 271(c) is as follows:
"Whoever sells a component of a patented machine, manufacture,
combination or composition, or a material or apparatus for use in
practicing a patented process, constituting a material part of the
invention, knowing the same to be especially made or especially
adapted for use
in an infringement of such patent, and not
a staple article or commodity of commerce suitable for substantial
non-infringing use, shall be liable as a contributory
infringer."
(Emphasis added.)
[
Footnote 7]
Although these statements were made in the dissenting opinions
of MR. JUSTICE FRANKFURTER and Mr. Justice Roberts, respectively,
there is nothing in the majority opinion remotely suggesting any
disagreement with the fundamental conclusion that there can be no
contributory infringement in the absence of direct
infringement.
[
Footnote 8]
The reviser's note on § 271(a) specifically stated that it
is "declaratory only." 35 U.S.C. following § 271. "The prior
statute had no section defining or dealing with what constitutes
infringement of a patent," and § 271(a) was adopted "for
completeness." Federico, Commentary on the New Patent Act, 35
U.S.C. preceding § 1 at p. 51.
[
Footnote 9]
None of this Court's later decisions dealing with the
distinctions between "repair" and "reconstruction" have added to
the exposition made in
Wilson v. Simpson, supra, and that
opinion has long been recognized as the Court's authoritative
expression on the subject.
Morgan Envelope Co. v. Albany
Perforated Wrapping Paper Co., 152 U.
S. 425, and
Heyer v. Duplicator Mfg. Co.,
263 U. S. 100,
held that an owner or licensee of a patented machine or combination
does not infringe the patent by replacing an unpatented element of
the combination which has only a temporary period of usefulness, so
that replacement is necessary for continued utilization of the
machine or combination as a whole. Those cases came clearly within
the
Wilson case.
American Cotton-Tie Co. v.
Simmons, 106 U. S. 89, the
only other repair-reconstruction case decided by this Court since
Wilson, found infringement by one who bought up, as scrap
metal, patented metal straps, used in tying cotton bales, after the
straps had been used and severed (in unbinding the bales), and who
then welded or otherwise reconnected the straps at the severed
point and resold them for further use in baling cotton. The case is
distinguishable on its facts, and the fact that the ties were
marked "Licensed to use once only," was deemed of importance by the
Court.
Cf. Henry v. A. B. Dick Co., 224 U. S.
1.
[
Footnote 10]
Although the
Mercoid cases involve the doctrine of
patent misuse, which is not an issue in this case, they also
specifically delimit the character of a combination patent
monopoly, and it is upon that matter that they are relevant
here.
MR. JUSTICE BLACK, concurring.
I fully concur in the judgment of reversal and with the opinion
of the Court, but want to express some additional views because of
the concurring opinion of my Brother BRENNAN and the dissenting
opinion of my Brother HARLAN. The latter two opinions, in my
judgment, attempt to introduce wholly unnecessary and undesirable
confusions, intricacies and complexities into what has been
essentially a very simple question under the opinions of this
Court, and that is: how can a court decide whether a person who has
bought and owns a patented commodity composed of a combination of
unpatented
Page 365 U. S. 347
elements is actually making a new one so as to infringe the
patent, rather than merely replacing a worn-out part or parts
necessary to continue the use of the commodity, which does not
constitute patent infringement? I put the question as one of direct
infringement because I agree with the other three opinions in this
case that the petitioner Aro Manufacturing Co. here, who cut out
and sold fabrics to replace worn-out covers in patented automobile
tops, can be guilty of contributory infringement only if automobile
owners who buy the fabrics and use them in their own cars are
themselves guilty of direct infringements and liable for treble
damages. [
Footnote 2/1] The crucial
question here, therefore, is one of direct, not contributory,
infringement. For this reason, it seems to me that most of the talk
in the case about contributory infringement and misuse of patents
is confusing and beside the point. For the same reason, the
emphasis in this Court, the District Court, and the Court of
Appeals on the recodification [
Footnote
2/2] of the patent laws in 1952 seems to me to be out of place.
The language and history of that Act show plainly:
Page 365 U. S. 348
(1) that Congress wanted to continue in force, but not expand,
the judge-made doctrine of contributory infringement under which a
person who knowingly aids, encourages or abets the direct
infringement of a patent is to be held liable as a contributory
infringer; [
Footnote 2/3] (2) that
Congress
Page 365 U. S. 349
did not want patentees to be barred from prosecuting their
claims for direct infringement merely because they exercised their
right to assert a claim in or out of court for contributory
infringement; [
Footnote 2/4] (3)
that the long-existing scope of a patentee's monopoly rights was
not to be expanded
Page 365 U. S. 350
beyond what it had always been, that is, the exclusive right to
make, use or sell a patented invention during the life of the
patent. [
Footnote 2/5] The present
case, therefore, narrows down to this, and no more: is the making
or the use of a new piece of fabric to replace the worn-out fabric
cover of an automobile top attached to an automobile that the owner
has bought and paid for as his own an infringement of a patent on
that top? Note immediately that, if it is an infringement, it must
be because the owner of the top, in doing nothing but replacing the
worn-out fabric, "makes" the patented invention which is the top
with all its parts. Common sense and prior decisions of this Court
require us to hold that an automobile owner does not "make" a whole
top when he merely replaces its worn-out fabric cover.
Let us first take a quick look at the top described in the
patent. It is composed first and foremost of a metal frame, no part
of which is, or could have been, patented. It also includes several
other pieces of metal, one of them called a "wiper," which is
simply a plain piece of metal that is not and could not have been
patented. Again,
Page 365 U. S. 351
there is a piece of fabric cut in a certain shape to fit and
cover the unpatented frame. Of course, this fabric could not be
patented unless it had some peculiar novel quality of its own, but
no such characteristic is or could have been claimed. The District
Court held that this aggregation of nonpatentable parts was
patentable as achieving a new result. The Court of Appeals, without
passing on this question at all, merely took it for granted that a
patentable "discovery" has been made. I shall also act on that
assumption, although I am not sure in just what respect the
aggregation of these common components could possibly have served a
new purpose, or have been the result of anything more than the
simplest child-like mechanical skill. In fact, the patentee must
have known all about the old-fashioned surrey with the fringe on
top, and with isinglass curtains you could roll right down in case
of a change in the weather. The top is also reminiscent of the tops
of Model T Fords, which began to scare horses on country roads
nearly half a century ago. A reading of the record indicates that
the new discovery might be thought to inhere in the fact that (a)
this top protects from rain better than any that had previously
been manufactured, (b) it could be made rainproof from the inside,
rather than requiring someone to get outside and manipulate snaps,
or (c) the folding material is fastened "below the top of the
tonneau," and
"a wiping arm automatically operated by the bow structure [is
used] for wiping the inside of the folding material as the top is
raised and pressing it against the top of the tonneau."
None of these alleged additions to the present stock of surrey
and Tin Lizzie knowledge, however, gives us much aid in determining
the real issue being decided here, which is whether replacing the
fabric amounts to the "making" of a new top, and thus a direct
infringement of the patent. It is of importance in considering this
question that the District Court found, and
Page 365 U. S. 352
the Court of Appeals agreed, that the only thing the defendant
made was the fabric portions of convertible tops. Certainly, I
suppose, it would not be claimed that the sale of unshaped woolen
fabric -- a staple article of commerce -- would make a tailor or
merchant guilty of contributory infringement if he sold it to the
owner of a pair of patented trousers for patching purposes. But
evidently the contention is that, when petitioner here put his
scissors or whatever cutting instrument he used on the fabric and
shaped it so that it would fit the top, he was thereby aiding the
top's owner to "make" a new top, or at least to "reconstruct" one
from the ground up. Nothing in any of the prior cases of this Court
indicates that such a contention should be sustained.
The case that may well be classified as the leading one on the
subject of "making" or "reconstruction" as distinguished from
"repair" is
Wilson v.
Simpson, 9 How. 109, decided in 1850. That case
involved a patent on a planing machine composed of unpatented parts
described as the frame, the cogwheels, the shaft, and other
elementary parts, which, when put together, constituted what was
known as the "Woodworth planing machine." Able counsel argued for
the patentee that the cutting knives, which had to be replaced from
time to time, could not be replaced without thereby infringing the
patent. The contention was that the machine ceased to exist or have
any "material existence" the moment its knives wore out, and that,
for this reason, replacement of the knives amounted to a "making"
of the whole patented invention which infringed the patentee's
exclusive right to "make, use, and vend." The Court refused to
accept this conceptualistic and misleading argument as to when a
tangible machine ceases to have a "material existence." It did
agree that, "when the material of the combination ceases to exist,
in whatever way that may occur, the right to
Page 365 U. S. 353
renew it depends upon the right to make the invention. If the
right to make does not exist, there is no right to rebuild the
combination."
Id. at
50 U. S. 123.
But the Court then went on to enunciate what has been the accepted
rule in this Court ever since with respect to component parts of
the combination:
"When the wearing or injury is partial, then repair is
restoration, and not reconstruction. . . . And it is no more than
that, though it shall be a replacement of an essential part of a
combination."
Ibid.
In further explanation, the Court pointed out that
"[f]orm may be given to a piece of any material, -- wood, metal,
or glass, -- so as to produce an original result, or to aid the
efficiency of one already known, and that would be the subject for
a patent."
It went on to say that, if that patented article should happen
to be broken, so that its parts could not be readjusted, or so worn
out and beyond repair as to be wholly useless, then a purchaser
could not make another to replace it without infringing, but would
have to buy a new one. This because the Court said that would
amount to an "entire reconstruction" of the patented article. "If,
however," and this is of crucial importance with reference to the
combination patent in the present case, "this same thing is a part
of an original combination, essential to its use, then the right to
repair and replace recurs."
Id. at
50 U. S.
124.
The common sense rule of
Wilson v. Simpson was followed
in
Heyer v. Duplicator Mfg. Co., 263 U.
S. 100. Involved there was a combination patent, a
multiple copying machine, "one element of which," the Court
said,
"is a band of gelatine to which is transferred the print to be
multiplied and which yields copies up to about a hundred. This band
is attached to a spool or spindle which fits into the machine.
Anyone may make and sell the gelatine composition, but the ground
of recovery was that the defendant
Page 365 U. S. 354
made and sold bands of sizes fitted for use in the plaintiff's
machines and attached them to spindles, with intent that they
should be so used. The main question is whether purchasers of these
machines have a right to replace the gelatine bands from any source
that they choose. If they have that right, the defendant, in
selling to them, does no wrong."
Id. at
263 U. S. 101.
A unanimous Court, speaking through Mr. Justice Holmes, recognized
that the rule of
Wilson v. Simpson disposed of this
question, saying that,
"[s]ince
Wilson v. Simpson, 9 How.
109,
50 U. S. 123, it has been the
established law that a patentee had not"
"a more equitable right to force the disuse of the machine
entirely, on account of the inoperativeness of a part of it, than
the purchaser has to repair, who has, in the whole of it, a right
of use."
263 U.S. at
263 U. S. 101.
Like the bands of gelatine in
Heyer, the fabric in the
present case is a common article of commerce, and also like the
gelatine, it has to have a special form to fit into the
combination.
None of this Court's cases relied upon by my Brothers HARLAN and
BRENNAN justifies adoption of the supposed guides and standards
referred to in their opinions. Deciding whether a patented article
is "made" does not depend on whether an unpatented element of it is
perishable, or how long some of the elements last, or what the
patentee's or a purchaser's intentions were about them, regardless
of whether the application of such standards is considered a
question of law, as it is by MR. JUSTICE BRENNAN, or a question of
fact, as it is by MR. JUSTICE HARLAN. The holdings of prior cases
in this Court have not actually rested on such minor and
insignificant factors in determining when an article has been
"made" and when it has not. A case in which only a minimal
component has been omitted from a "making" of the combination, such
as the extreme example of omission of a single bolt from a patented
machine or a button from a patented garment, might call upon this
Court to articulate some rather obvious
Page 365 U. S. 355
refinements to this simple test of "making." [
Footnote 2/6] But this is by no means such a case,
and it is dangerously misleading to suggest that so clear a case as
this one requires the application of a Pandora's flock of
insignificant standards, especially when it is recognized, as it
must be upon analysis, that consistent application of the standards
suggested would actually change the basic test from "making" to
something not satisfactorily defined, but indisputably different.
And surely the scope of a patent should never depend upon a
psychoanalysis of the patentee's or purchaser's intentions, a test
which can only confound confusion. [
Footnote 2/7] The common sense of the whole matter is,
as recognized in the
Wilson case and again in the opinion
of the Court today, that in none but the most extraordinary case --
difficult even to imagine -- will a court ever have to invoke
specially contrived evidentiary standards to determine whether
there has actually been a new "making" of the patented article.
Neither
Leeds & Catlin Co. v. Victor Talking Machine
Co., 213 U. S. 325, nor
Cotton-Tie Co. v. Simmons, 106 U. S.
89, nor any other cases of this Court that have treated
this subject, depart from this common sense rule of
Wilson v.
Simpson. In fact, as Mr. Justice Holmes pointed out in
Heyer v. Duplicator Mfg. Co., supra, the question in
Leeds & Catlin did not concern "a right to
substitute
Page 365 U. S. 356
worn out parts" and
"[t]he authority of
Wilson v. Simpson and the cases
that have followed it was fully recognized [in
Leeds &
Catlin], and must be recognized here."
263 U.S. at
263 U. S. 102.
The
Cotton-Tie case likewise contains no support for
holding that replacing the fabric in this top amounts to a "making"
or even a "remaking" of the whole convertible top. The patent
involved there was a cotton bale tie. Marked on each, for whatever
it was worth, was "Licensed to use once only." After these ties had
been used once and broken off the cotton bales, the old tie
material, along with the buckles, was sold as scrap, then
re-rolled, straightened, riveted together, and cut into proper
lengths and attached to an old buckle. It was this making of
completely new ties out of the discarded scrap material that was
held to amount to a making of the patented device, and therefore an
infringement. [
Footnote 2/8]
Cf. Morgan Envelope Co. v. Albany Perforated Wrapping Paper
Co., 152 U. S. 425,
152 U. S.
433-434.
Morgan Envelope, in addition to its
distinction of the
Cotton-Tie case, is notable for its
explicit reaffirmance of
Wilson v. Simpson and for its
statement by a unanimous Court that "[t]he true distinction" is
whether the component part of the combination is "the subject of a
separate patent." 152 U.S. at
152 U. S. 435.
I agree with my Brother WHITTAKER that this remains the true
distinction today. [
Footnote
2/9]
Page 365 U. S. 357
In my judgment, it would create mischievous results for a
majority of this Court to create or approve ambiguous evidentiary
standards which could only obfuscate the simple fact of whether a
person is "making" a patented article composed of old unpatentable
elements. For example, there should be no attempt to decide whether
there is a making by comparing the time that the different elements
of such a patent normally will exist if let alone. The owner is
under no obligation to let them alone. Every owner has the right to
repair and patch each part of the property he bought and paid for
in order to make it last as long as he can. Everyone knows that
this patented top is likely to last as long as the car itself if it
is repaired from time to time. An accident might wholly destroy the
entire top, and then it might have to be replaced by a new one,
which, if done without the patentee's consent, would of course be
an infringement. I cannot suppose, however, that if the bows upon
which the fabric rests at the top, or the metal frames upon which
it stands, or the metal wiper which helps to level off the curtain
folds, or the snaps that may have to be used, should happen to
become worn out or destroyed, that anyone could reasonably come to
the conclusion that a replacement of one of these worn-out parts
would be a complete rebuilding of the old top or the "making" of a
new one, and therefore an infringement of the patent. Such a
contention would seem little short of fantastic to me, and the same
is true as to replacement of the fabric.
This case is of great importance in our competitive economy. The
record shows that petitioner is but one of many small business
enterprises filling a useful place in manufacturing the
comparatively smaller parts of larger products like automobiles. It
is quite right and in keeping with our patent system that small
business enterprises should, no more than large enterprises, be
allowed to
Page 365 U. S. 358
infringe the patents of others. But businessmen are certainly
entitled to know when they are committing an infringement. It is
for that reason that the patent statutes require applicants to
define with particularity and claim without ambiguity the subject
matter which is regarded to be an invention. 35 U.S.C. §§
112, 154. In the absence of suits like this, how could a
businessman even suspect that he might be infringing a patent by
marketing an unpatented and unpatentable part of a combination like
this fabric top? It has long been settled with respect to
combination patents that the monopoly rights extend only to the
patented combination as a whole, and that the public is free to
appropriate any unpatented part of it, "however important."
Special Equipment Co. v. Coe, 324 U.
S. 370,
324 U. S. 376,
and cases cited. And, in the 1952 recodification, Congress was very
careful, in what is now 35 U.S.C. § 271(c), to specify that a
vendor is liable as a contributory infringer only if he has sold
the component part "knowing" that it is to be used in an
infringement. [
Footnote 2/10] But
to what avail these congressional precautions if this Court, by its
opinions, would subject small businessmen to the devastating
uncertainties of nebulous and permissive standards of infringement
under which courts could impose treble damages upon them for making
parts, distinct, separable, minor parts, or even major parts of a
combination patent, upon which parts no patent has been or legally
could have been issued. The fact that subjection of a small
business enterprise to treble damages for such activities can have
disastrous or even lethal consequences is suggested by the
observation of the
Page 365 U. S. 359
District Court in this very case that petitioner had not made a
supersedeas bond, whether because unable or unwilling to do so the
court said it was not informed. The efforts of Congress to help
small business enterprises keep their heads above water in the
Small Business Act of 1953, [
Footnote
2/11] which was enacted almost contemporaneously with the
recodification of the patent laws, could be frustrated at least in
large part by subjecting those engaged in industrial activities to
the constantly overhanging threat of suits for patent infringements
for the sale of unpatented articles. And I think it is indisputable
that the unpredictability in any given case of the resolution of
the intricate standards suggested by my Brothers HARLAN and BRENNAN
would deter small businessmen from engaging even in activities that
all members of this Court would ultimately agree do not constitute
contributory infringement. In our own case, these standards led to
opposite conclusions when applied by three distinguished judges of
the Court of Appeals and when applied by MR. JUSTICE BRENNAN.
The established policy in this Nation for more than a century
has been that, when an article described in a patent is sold
and
"passes to the hands of the purchaser, it is no longer within
the limits of the monopoly. It passes outside of it, and is no
longer under the protection of the act of congress. . . . Contracts
in relation to it are regulated by the laws of the State, and are
subject to state jurisdiction. [
Footnote 2/12]"
In this day of advanced technology and mechanical appliances
upon which so many people depend,
Page 365 U. S. 360
this wise policy against permitting patentees to expand their
control of commodities after they reach the hands of
bona
fide purchasers is all the more important. Congress surely did
not intend for it to be left within the sole discretion of the
patent monopolist whether an unpatented component part will be
separately available to the purchaser for replacement in the
combination or whether, when that part wears out, the purchaser
will be forced to replace a larger subcombination of the patented
product or perhaps even the entire aggregation. I have an idea it
would greatly surprise and shock the owners of convertible
automobiles throughout this country to learn that there is a
serious contention made that, if they buy a new fabric to replace
the worn-out fabric on their convertible top, loose legal formulas
like those suggested by my Brothers HARLAN and BRENNAN can be
applied to make them liable for treble damages, attorneys' fees and
heavy costs. No such doctrine should be allowed to gain a foothold
through judicial decisions. If
bona fide purchasers of
goods throughout the Nation are to be subjected to any such
phenomenal expansion of the right of patentees, Congress, not this
Court, should do it. One royalty to one patentee for one sale is
enough under our patent law as written. And this proposition can be
stated with knowledge that there is not a single sentence, clause,
phrase, or word in the entire legislative history of the 1952
recodification which could have led Congress to believe that it was
being asked by means of the provisions enacted to enlarge the scope
of a patentee's exclusive right to "make, use, and vend" the thing
patented.
A fundamental error underlying the misleading standards
suggested by my Brothers HARLAN and BRENNAN is the notion that, in
a case of this kind, a court is obliged to search for the alleged
"heart" or "core" of the combination patent. This misconception,
which has unequivocally
Page 365 U. S. 361
been rejected in our prior decisions, [
Footnote 2/13] is nothing but an unwarranted
transformation and expansion of a combination patent, which was
correctly described by Mr. Justice Jackson as conferring only a ".
. . right in an abstruse relationship between things in which,
individually, there is no right." [
Footnote 2/14] A patented combination is no more than
that -- a novel relationship brought to bear on what presumably are
familiar elements already in the public domain. Such familiar
elements are not removed from the public domain merely because of
their use, however crucial, in the novel combination. Of course, if
novelty should inhere in one of the parts as well as in the whole,
then that novel "heart" or "core" can be separately patented and
separately protected. But, in the absence of such a separate
patent, which, in this case, would presumably be some sort of
patent on the utility of the shape of the fabric, the public has
the right to make, use, and vend each part, subject only to the
established limitation of contributory infringement: that a part
may not be knowingly supplied for use by an unauthorized person in
a new making of what is, in effect, the whole combination.
Finally, petitioners point out that there is a serious
constitutional question involved in the claim that automobile
owners can be mulcted for damages for replacing the worn-out fabric
in their convertible tops. Article I, § 8 of the Constitution
provides:
"The Congress shall have Power . . . to promote the Progress of
Science and useful Arts, by securing for limited Times to Authors
and Inventors the exclusive Right to their respective Writings and
Discoveries. "
Page 365 U. S. 362
I have no doubt of the wide powers of the States to govern the
sale of fabrics, clipped or unclipped, cut or uncut, cloth,
oilcloth, isinglass or plastic. But it is difficult for me to think
that shaping up a common piece of fabric with a common pair of
scissors or other cutter can be exalted to that important category
of "Discoveries" that the Constitution authorizes Congress to
promote by special federal legislation. Nor do I believe that a
purpose should be attributed to Congress to allow the courts, by
means of an incalculable weighing of a complex of nebulous
standards, to divine whether persons should be given monopoly
rights on account of the way they trim ordinary fabrics. If there
is anything sure about the 1952 recodification, it is that the
purpose was to clarify, not to confuse, the law. The test applied
in the opinion of the Court today will not confuse, is in accord
with our prior decisions endorsed by Congress, and, most important,
is in keeping with the general purposes of this Nation to retain an
economy in which competition is a general law of trade except where
actual "Discoveries" have been made.
[
Footnote 2/1]
This elementary principle was brought to the attention of
Congress by Mr. Giles S. Rich, the chief draftsman of the
provisions on contributory infringement in the 1952
recodification:
"Mr. RICH. . . . I should state at the outset that wherever
there is contributory infringement, there is somewhere something
called direct infringement, and to that direct infringement someone
has contributed. It is a very different thing from a concept like
contributory negligence."
Hearings before Subcommittee of House Judiciary Committee on
H.R. 3760, 82d Cong., 1st Sess. 151 (1951).
[
Footnote 2/2]
If anyone is inclined, despite other evidence to the contrary,
to attribute to Congress a purpose to accomplish any far-reaching
changes in the substantive law by this enactment, he should take
note that, just before the bill was passed in the Senate, Senator
Saltonstall asked on the floor, "Does the bill change the law in
any way or only codify the present patent laws?" Senator McCarran,
Chairman of the Judiciary Committee which had been in charge of the
bill for the Senate, replied, "It codifies the present patent
laws." 98 Cong.Rec. 9323 (July 4, 1952).
[
Footnote 2/3]
To this end, the 1952 Act provides (35 U.S.C. § 271):
"(b) Whoever actively induces infringement of a patent shall be
liable as an infringer."
"(c) Whoever sells a component of a patented machine,
manufacture, combination or composition, or a material or apparatus
for use in practicing a patented process, constituting a material
part of the invention, knowing the same to be especially made or
especially adapted for use in an infringement of such patent, and
not a staple article or commodity of commerce suitable for
substantial noninfringing use, shall be liable as a contributory
infringer."
The hearings and committee reports show that the only purpose of
these provisions was to prevent this Court's decision in
Mercoid Corp. v. Mid-Continent Inv. Co., 320 U.
S. 661, from being treated as having obliterated the law
of contributory infringement:
"Mr. ROGERS. Then I take it from your statements, that there is
some difference of opinion among those engaged in the practice of
patent law as to whether or not the Supreme Court in its decisions
has done away with contributory infringement."
"
* * * *"
"Mr. RICH. There is a great difference of opinion on the part of
the bar, and also apparently on the part of the judiciary. . .
."
"Mr. ROGERS. Then, in effect, this recodification, particularly
as to section 231 [from which came the present § 271], would
point out to the court at least that it was the sense of Congress
that we remove this question of confusion as to whether
contributory infringement existed at all, and state in positive law
that there is such a thing as contributory infringement, or at
least it be the sense of Congress by the enactment of this law that
if you have, in the
Mercoid case, done away with
contributory infringement, then we reinstate it as a matter of
substantive law of the United States, and that you shall hereafter
in a proper case recognize or hold liable one who has contributed
to the infringement of a patent."
"That is the substantive law that we would write if we adopted
this section 231 as it now exists. Is that not about right?"
"Mr. RICH. That is a very excellent statement. . . ."
Hearings,
supra, 365
U.S. 336fn2/1|>note 1, at 159.
". . . Considerable doubt and confusion as to the scope of
contributory infringement has resulted from a number of decisions
of the courts in recent years. The purpose of this section is to
codify in statutory form principles of contributory infringement,
and, at the same time, eliminate this doubt and confusion."
H.R.Rep. No. 1923 on H.R. 7794, 82d Cong., 2d Sess. 9.
[
Footnote 2/4]
To protect a patentee's right to sue for contributory
infringement, the 1952 Act provides:
"(d) No patent owner otherwise entitled to relief for
infringement or contributory infringement of a patent shall be
denied relief or deemed guilty of misuse or illegal extension of
the patent right by reason of his having done one or more of the
following: (1) derived revenue from acts which if performed by
another without his consent would constitute contributory
infringement of the patent; (2) licensed or authorized another to
perform acts which if performed without his consent would
constitute contributory infringement of the patent; (3) sought to
enforce his patent rights against infringement or contributory
infringement."
35 U.S.C. § 271(d).
This provision was designed specifically to prevent the
Mercoid case from being interpreted to mean that any
effort to enforce a patent against a contributory infringer in
itself constitutes a forfeiture of patent rights:
"Mr. RICH. . . ."
"Other decisions following
Mercoid have made it quite
clear that at least some courts are going to say that any effort
whatever to enforce a patent against a contributory infringer is,
in itself, misuse. The cases are cited in the old hearings.
Therefore, we have always felt -- we who study this subject
particularly -- that to put any measure of contributory
infringement into law, you must, to that extent and to that extent
only, specifically make exceptions to the misuse doctrine, and that
is the purpose of paragraph (d)."
Hearings,
supra, 365
U.S. 336fn2/1|>note 1, at 161-162.
". . . The last paragraph of this section provides that one who
merely does what he is authorized to do by statute is not guilty of
misuse of the patent."
H.R.Rep. No. 1923,
supra, 365
U.S. 336fn2/3|>note 3, at 9.
[
Footnote 2/5]
The 1952 Act carried out this purpose by providing:
"(a) Except as otherwise provided in this title, whoever without
authority makes, uses or sells any patented invention, within the
United States during the term of the patent therefor, infringes the
patent."
35 U.S.C. § 271(a).
Although there was no statutory provision defining infringement
prior to 1952, the definition adopted is consonant with the
longstanding statutory prescription of the terms of the patent
grant, which was contained in § 4884 of the Revised Statutes
as follows:
"Every patent shall contain a short title or description of the
invention or discovery, correctly indicating its nature and design,
and a grant to the patentee . . . of
the exclusive right to
make, use, and vend the invention or discovery throughout the
United States. . . ."
(Emphasis supplied.) This provision is now contained without
substantial change in 35 U.S.C. § 154.
[
Footnote 2/6]
This point was made by Mr. Rich in the course of the hearings as
follows:
"If the part he is supplying is
in substance the very thing
which was invented, it seems to me personally that he is an
infringer, and he should not be let off on some little technicality
that there is
something minor in the whole apparatus that he is
not supplying."
Hearings,
supra, 365
U.S. 336fn2/1|>note 1 at 153. (Emphasis supplied.) Of
course, as Mr. Rich well knew, "the very thing" which is invented
in any combination patent is the combination itself, and not any
unpatented component part of it -- in this case, the whole
convertible top, not the fabric used in it.
[
Footnote 2/7]
Cf. Mercoid Corp. v. Mid-Continent Inv. Co.,
320 U. S. 661,
320 U. S.
679-680 (Jackson, J., dissenting on other grounds).
[
Footnote 2/8]
See Transcript of Record, pp. 29-33,
Cotton-Tie Co.
v. Simmons, 106 U. S. 89.
[
Footnote 2/9]
I am perfectly content with the dissenting opinion's
denomination of our interpretation as a "reconstruction" of the
cases in the sense in which I understand that term to be applied in
these cases. I regret to say, however, that we cannot claim this
interpretation to be a "discovery" in the patent sense. It was
anticipated by Judge Learned Hand's citation of
Wilson v.
Simpson for the proposition that
"[t]he [patent] monopolist cannot prevent those to whom he sells
from . . . reconditioning articles worn by use, unless they in fact
make a new article."
United States v. Aluminum Co. of America, 148 F.2d 416,
425.
[
Footnote 2/10]
If the wording of the statutory provision be thought to leave
any doubt on this point, the intent of Congress is made manifest by
the fact that the position of the word "knowing" (originally
"knowingly") in subsection (c) was changed after the hearings for
this very purpose.
See Hearings,
supra, 365
U.S. 336fn2/1|>note 1, at 13, 142, 164, 176.
[
Footnote 2/11]
67 Stat. 232, as amended, 15 U.S.C. §§ 631-651.
[
Footnote 2/12]
Bloomer v.
McQuewan, 14 How. 539,
55 U. S.
549-550;
see United States v. Univis Lens Co.,
316 U. S. 241,
316 U. S. 251,
and cases collected in
General Talking Pictures Corp. v.
Western Electric Co., 305 U. S. 124,
305 U. S. 128,
note 1 (dissenting opinion). This century-long mandate cannot be
set aside because of what my Brother HARLAN now conceives to be a
more enlightened policy in this field of law.
[
Footnote 2/13]
See Mercoid Corp. v. Mid-Continent Inv. Co.,
320 U. S. 661,
320 U. S.
667-668, and cases cited.
[
Footnote 2/14]
Id. at
320 U. S. 679
(dissenting opinion).
MR. JUSTICE BRENNAN, concurring in the result.
I agree that the replacement of the top was "repair," and not
"reconstruction," but I cannot agree that the test suggested by my
Brother WHITTAKER for determination of that question is the correct
one. My Brother HARLAN's dissent cogently states the reasons why I
also think that is too narrow a standard of what constitutes
impermissible "reconstruction." For there are circumstances in
which the replacement of a single unpatented component of a
patented combination short of a second creation of the patented
entity may constitute "reconstruction."
Leeds & Catlin Co.
v. Victor Talking Machine Co., 213 U.
S. 325;
Davis Electrical Works v. Edison Electric
Light Co., 60 F. 276;
cf. Williams v. Hughes Tool
Co., 186 F.2d 278. These holdings applied the long established
standard for
Page 365 U. S. 363
determination of "repair" or "reconstruction." Under that
standard, there is no single test to which all must yield; rather,
the determination is to be based upon the consideration of a number
of factors.
Wilson v.
Simpson, 9 How. 109;
Heyer v. Duplicator Mfg.
Co., 263 U. S. 100.
[
Footnote 3/1] Appropriately to be
considered are the life of the part replaced in relation to the
useful life of the whole combination, [
Footnote 3/2] the importance of the replaced element
to
Page 365 U. S. 364
the inventive concept, [
Footnote
3/3] the cost of the component relative to the cost of the
combination, [
Footnote 3/4] the
common sense understanding and intention of the patent owner and
the buyer of the combination as to its perishable components,
[
Footnote 3/5] whether the
purchased component replaces a worn-out part or is brought for some
other purpose, [
Footnote 3/6] and
other pertinent factors. [
Footnote
3/7]
Page 365 U. S. 365
It is true that some decisions of this Court in patent misuse
cases [
Footnote 3/8] raised doubt
as to the continuing vitality of this standard in actions such as
this one for relief from contributory infringement. But the
Congress swept away that doubt when it gave the standard statutory
sanction in 1952. [
Footnote 3/9] My
Brother WHITTAKER's test that
Page 365 U. S. 366
"[m]ere replacement of individual unpatented parts, one at a
time, whether of the same part repeatedly or different parts
successively, is no more than the lawful right of the owner to
repair his property"
plainly would not heed the congressional mandate. Instead,
Congress meant, as I read the legislative history of the 1952 Act,
that the courts should recognize, in actions for contributory
infringement, the distinction between components stated in
Wilson v. Simpson, supra, the leading case in this
field:
"The other constituent parts of this invention, though liable to
be worn out, are not made with reference to any use of them which
will require them to be replaced. These, without having a definite
duration, are contemplated by the inventor to last so long as the
materials of which they are formed can hold together in use in such
a combination. No replacement of them at intermediate intervals is
meant or is necessary. They may be repaired as the use may require.
With such intentions, they are put into the structure. So it is
understood by a purchaser, and, beyond the duration of them, a
purchaser of the machine has not a longer use."
9 How.
50 U. S.
125-126. Giles S. Rich, the chief draftsman of §
271(c), when told that manufacturers of replacement parts for
automobiles, tractors, and other machines had protested against the
section in fear of being held contributory infringers under it,
replied:
"Whether or not they would be liable would depend on the facts
in each particular case. And I think that the best way to clear
that up is to take up section (c) and deal with the matter
specifically, and point out to you the limitations that are there,
which have to be met before anybody is held liable, and then leave
it to you to decide whether a parts supplier should be held liable
or not,
depending on the kind of a
Page 365 U. S. 367
part he may be supplying. If
the part he is
supplying is
in substance the very thing which was
invented, it seems to me personally that he is an infringer,
and he should not be let off on some little technicality that there
is something minor in the whole apparatus that he is not
supplying."
Hearings, H.R. 3760, 82d Cong., 1st Sess.,
supra, p.
153. He added:
"in each case, you would have to look at the details and see
what was invented, and, in effect, whether the alleged infringer is
appropriating somebody else's invention, or whether he is not."
Hearings,
supra, p. 157.
However, I disagree with my Brother HARLAN that we should
refrain from making an independent application of the proper
standard in this case because of the conclusion of both lower
courts that the replacement of the top constituted
"reconstruction." I would suppose that "repair" or "reconstruction"
is so far a question of law as to relieve appellate review from the
restraints of Federal Rule of Civil Procedure 52(a).
See United
States v. E.I. Du Pont de Nemours & Co., 353 U.
S. 586,
353 U. S. 598.
In no previous case presenting the question of "repair" or
"reconstruction" has this Court believed itself restrained from
making an independent determination.
Wilson v. Simpson, supra;
American Cotton-Tie Co. v. Simmons, supra; Morgan Envelope Co. v.
Albany Perforated Wrapping Paper Co., 152 U.
S. 425;
Leeds & Catlin Co. v. Victor Talking
Machine Co., supra; Heyer v. Duplicator Mfg. Co., supra. And
here the error of the two courts below is manifest. The life of the
top was approximately three years, in contrast to the several times
longer life of the other components of the combination. The top was
replaceable at a cost of from $30 to $70, depending on the fabric;
in contrast, the cost of other elements of the combination was
approximately $400. These considerations, of themselves, suggest
that the replacement was mere "repair" of the worn component, and
not "reconstruction"
Page 365 U. S. 368
of the patented combination. Surely they support the inference
that all concerned knew that the fabric of the top would become
weatherbeaten or unable to perform its protective function long
before those other components, not so exposed and more durable as
well, wore out. Its perishable nature coupled with its fractional
cost as compared to the whole combination and its ready
replaceability all point to the conclusion reached here. And
particularly persuasive, I think, that this replacement was mere
"repair" is the role of the top relative to other components in the
inventive concept. Patentable novelty inhered not merely in the
shape of the fabric; the record shows that a wiping arm which
pressed the material in such way as to create a seal at the belt
line of the vehicle played a significantly important role in the
inventive concept. The claim for the combination is that it made
possible an automatic top, made the top weathertight, and prevented
unauthorized access to the vehicle. The wiper arm, rather than the
shape of the material alone, accomplished the inventive purposes of
providing a top which was weathertight and prevented unauthorized
access. [
Footnote 3/10] The shape
of the fabric was thus not the essence of the device, and, in all
the circumstances, it seems reasonable and sensible to treat the
replacement of the top as "repair."
I therefore think that the judgment of the Court of Appeals must
be reversed, except, however, as to the relief granted respondent
in respect of the replacements made on Ford cars before July 21,
1955.
Page 365 U. S. 369
[
Footnote 3/1]
The standard has been variously expressed.
See, e.g.,
"Whether the bounds of legitimate repair have been exceeded must be
determined upon the facts of each case as it is presented."
Morrin v. Robert White Engineering Works, 143 F. 519,
520.
"In the absence of a crucial test to which all must yield, the
only aid comes from various minor or incidental considerations, and
their combined effect."
Davis Electrical Works v. Edison Electric Light Co., 60
F. 276, 280.
"The right, in our view, must depend in every case upon the
special facts of the case as they show the relation of the two
classes of parts -- those supplied and those remaining in the
original construction -- to the patented unit. . . . [T]here might
be a structure where the putting in of a certain number of new
parts would be 'reconstruction,' whereas the putting in of a
smaller number would be 'repair,' or even where the putting in of
one new part would be reconstruction, but the putting in of two or
three would not be, depending in each case upon whether, after the
replacement, the structure as a whole could reasonably be said to
be a new structure or the old one."
Automotive Parts Co. v. Wisconsin Axle Co., 81 F.2d
125, 127.
"Each case, as it arises, must be decided in the light of all
the facts and circumstances presented, and with an intelligent
comprehension of the scope, nature, and purpose of the patented
invention, and the fair and reasonable intention of the
parties."
Goodyear Shoe Machinery Co. v. Jackson, 112 F. 146,
150.
"The dividing line between repairs and a making over cannot be
verbally located. What has been done can with more or less
confidence be pronounced to be one or the other, but neither the
one nor the other can be defined."
Hess-Bright Mfg. Co. v. Bearings Co., 271 F. 350,
352.
[
Footnote 3/2]
Wilson v. Simpson, supra; Heyer v. Duplicator Manufacturing
Co., supra; Williams v. Barnes, 234 F. 339;
Micromatic
Home Corp. v. Mid-West Abrasive Co., 177 F.2d 934;
Payne
v. Dickinson, 109 F.2d 52;
El Dorado Foundry, Machine
& Supply Co. v. Fluid Packed Pump Co., 81 F.2d 782;
Slocomb & Co., Inc. v. A. C. Layman Machine Co., 227
F. 94,
affirmed, 230 F. 1021. In the
Slocomb
case, the Court said, 227 F. at 98:
"If . . . patented mechanism be composed of various parts and
elements, the most expensive of which have an average life of
twenty years, and other parts or features of comparatively trifling
cost are subjected in the operation of the mechanism to such wear
as to require renewal or replacement within a period of a few
months, or of a year or two, it would seem reasonable and sensible
to treat such renewal or replacement as involving repairs, in
contradistinction to reconstruction."
[
Footnote 3/3]
Leeds & Catlin Co. v. Victor Talking Machine Co., supra;
Davis Electrical Works v. Edison Electric Light Co.,
supra,
"in certain stages of use, the essence of a device, though in
appearance only a small portion of it, may be lost, and its renewal
amount to reconstruction."
60 F. at 279-280.
Morrin v. Robert White Engineering Works,
supra, 143 F. at 519.
[
Footnote 3/4]
Heyer v. Duplicator Mfg. Co., supra; American Safety Razor
Corp. v. Frings Bros. Co., 62 F.2d 416;
El Dorado Foundry,
Machine & Supply Co. v. Fluid Packed Pump Co., supra; Slocomb
& Co., Inc. v. Layman Machine Co., supra.
[
Footnote 3/5]
Westinghouse Elec. & Mfg. Co. v. Hesser, 131 F.2d
406, 410:
"Where the perishable nature of the parts are recognized by the
patentee, and where the parts are adapted to be removed from the
patented combination and, from time to time, replaced, replacement
of such parts is repair and not reconstruction."
And, as regards indicia of an understanding,
see El Dorado
Foundry, Machine & Supply Co. v. Fluid Packed Pump Co., supra;
Slocomb & Co., Inc. v. Layman Machine Co., supra; Electric
Auto-Lite Co. v. P. & D. Mfg. Co., 78 F.2d 700.
[
Footnote 3/6]
See Leeds & Catlin Co. v. Victor Talking Machine Co.,
supra; Connecticut Telephone & Elec. Co. v. Automotive
Equipment Co., 14 F.2d
957,
affirmed, 19 F.2d 990.
[
Footnote 3/7]
Is the replaced part the dominant structural element of the
combination?
Southwestern Tool Co. v. Hughes Tool Co., 98
F.2d 42;
Automotive Parts Co. v. Wisconsin Axle Co.,
supra, 81 F.2d at 127:
"if the new parts so dominate the structural substance of the
whole as to justify the conclusion that it has been made anew,
there is a rebuilding or reconstruction; and, conversely, where the
original parts, after replacement, are so large a part of the whole
structural substance as to preponderate over the new, there has not
been a reconstruction, but only repair."
Has there been physical destruction of the combination from use
of the component?
Cotton-Tie Co. v. Simmons, 106 U. S.
89.
[
Footnote 3/8]
See, e.g., Mercoid Corp. v. Mid-Continent Investment
Co., 320 U. S. 661,
320 U. S.
669,
"The result of this decision, together with those which have
preceded it, is to limit substantially the doctrine of contributory
infringement. What residuum may be left, we need not stop to
consider."
[
Footnote 3/9]
35 U.S.C. § 271. The purpose of (c) of this section appears
in the House Judiciary Committee Report, H.R.Rep.No.1923 on H.R.
7794, 82d Cong., 2d Sess., p. 9.
"The doctrine of contributory infringement has been part of our
law for about 80 years. It has been applied to enjoin those who
sought to cause infringement by supplying someone else with the
means and directions for infringing a patent. One who makes a
special device constituting the heart of a patented machine and
supplies it to others with directions (specific or implied) to
complete the machine is obviously appropriating the benefit of the
patented invention. It is for this reason that the doctrine of
contributory infringement, which prevents appropriating another
man's patented invention, has been characterized as 'an expression
both of law and morals.' Considerable doubt and confusion as to the
scope of contributory infringement has resulted from a number of
decisions of the courts in recent years. The purpose of this
section is to codify in statutory form principles of contributory
infringement and, at the same time, eliminate this doubt and
confusion."
The legislative history makes it clear that paragraph (d)
complements (c) with the view to avoid the application of the
patent misuse doctrine to conduct such as that of the patent owner
in the present case.
See Hearings, H.R. 3760, 82d Cong.,
1st Sess., Subcommittee of the House Judiciary Committee, 1951, pp.
161-162, 169-175.
[
Footnote 3/10]
This appears from the patent claims and from the testimony of
respondent's patent and engineering experts. The following
representation was made in connection with amended claims:
"The real invention is fastening the folding material
considerably below the top of the tonneau, and then using a wiping
arm automatically operated by the bow structure for wiping the
inside of the folding material as the top is raised and pressing it
against the top of the tonneau."
MR. JUSTICE HARLAN, whom MR. JUSTICE FRANKFURTER and MR. JUSTICE
STEWART join, dissenting.
For more than a hundred years, it has been the law that the
owner of a device covered by a combination patent can, without
infringing, keep the device in good working order by replacing,
either himself or through any source he wishes, unpatented parts,
but that he may not, without rendering himself liable for
infringement, reconstruct the device itself, whether because of its
deterioration or for any other reason, and even though all of the
component parts of the device are themselves unpatented.
Wilson v.
Simpson, 9 How. 109;
American Cotton-Tie Co. v.
Simmons, 106 U. S. 89;
Morgan Envelope Co. v. Albany Perforated Wrapping Paper
Co., 152 U. S. 425;
Leeds & Catlin Co. v. Victor Talking Machine Co.,
213 U. S. 325;
Heyer v. Duplicator Mfg. Co., 263 U.
S. 100. The underlying rationale of the rule is, of
course, that the owner's license to use the device carries with it
an implied license to keep it fit for the use for which it was
intended, but not to duplicate the invention itself. Correlatively,
one who knowingly participates in an impermissible reconstruction
of a patented combination is guilty of contributory infringement.
"Direct" and "contributory" infringements are now codified in
§ 271 of the Patent Act of 1952. 35 U.S.C. § 271.
[
Footnote 4/1]
Page 365 U. S. 370
In this case, the District Court and the Court of Appeals, upon
full consideration, have concurred in finding that Aro's
replacement supplying of the fabric portion of respondent's
convertible automobile tops contributorily infringed the latter's
territorial rights under the valid Mackie-Duluk combination patent
in that such activity constituted a deliberate participation on
Aro's part in a forbidden reconstruction of the patented
combination. In reversing, the Court holds that there can be no
direct infringement (and hence, of course, no contributory
infringement) of a combination patent by replacement of any of the
components of the patented entity unless (1) such component is
itself separately patented or (2) the entire entity is rebuilt at
one time. Since the fabric cover component of the Mackie-Duluk top
was not itself separately patented, and since it constituted but
one part of the patented combination, the Court concludes that
Aro's supplying of such covers for replacement on cars equipped
with respondent's tops did not, as a matter of law, constitute
contributory infringement. [
Footnote
4/2]
Page 365 U. S. 371
My Brother BRENNAN's opinion, while disagreeing with that
conclusion, would reverse because, on its view of the record,
untrammeled by the contrary findings and conclusions of the two
lower courts, it is concluded that what
Page 365 U. S. 372
here took place constituted "repair," and not "reconstruction,"
of the Mackie-Duluk tops.
I am unable to subscribe to either of these views.
I
I believe that the narrow concept of what constitutes
impermissible reconstruction, reflected in the opinion of the
Court, departs from established principles -- principles which, it
will be shown, were approved by Congress when it enacted § 271
of the new Patent Act over objections of the Department of Justice
altogether comparable to the position which it now advances as
amicus in the present case.
The all-important thing is to determine from the past decisions
of this Court what the proper test of "reconstruction" is, for I
agree that 35 U.S.C. § 271(c) limits contributory infringement
to that which would be direct infringement, and that § 271(a),
dealing with direct infringement, leaves intact the preexisting
case law. The cases cited above amply demonstrate that there is no
single yardstick for determining whether particular substitutions
of new for original unpatented parts of a patented combination
amount to permissible repair or forbidden reconstruction. The
matter is to be resolved "on principles of common sense applied to
the specific facts" of a given case,
Heyer, supra, at
263 U. S. 102.
The single simple rule of "reconstruction" which the Court finds in
those cases can, in my view, only be divined at the expense of
reconstructing the decisions themselves.
The leading case is
Wilson v. Simpson, supra. There, in
holding that the owner of a planing machine covered by a
combination patent could replace from any source he desired the
unpatented cutting knives thereof, the Court said, p.
50 U. S.
125:
"The right of the assignee [the owner of the machine] to replace
the cutter-knives is not because
Page 365 U. S. 373
they are of perishable materials, but because the inventor of
the machine has so arranged them as a part of its combination that
the machine could not be continued in use without a succession of
knives at short intervals. Unless they were replaced, the invention
would have been but of little use to the inventor or to others. The
other constituent parts of this invention, though liable to be worn
out, are not made with reference to any use of them which will
require them to be replaced. These, without having a definite
duration, are contemplated by the inventor to last so long as the
materials of which they are formed can hold together in use in such
a combination. No replacement of them at intermediate intervals is
meant, or is necessary. They may be repaired as the use may
require. With such intentions, they are put into the structure. So
it is understood by a purchaser, and beyond the duration of them, a
purchaser of the machine has not a longer use. But if another
constituent part of the combination is meant to be only temporary
in the use of the whole, and to be frequently replaced, because it
will not last as long as the other parts of the combination, its
inventor cannot complain, if he sells the use of his machine, that
the purchaser uses it in the way the inventor meant it to be used,
and in the only way in which the machine can be used."
In the
Cotton-Tie case,
supra, the question
was whether combination patents for the making of ties for cotton
bales, consisting of a metal buckle and band, were infringed by one
who bought as scrap metal such ties and bands after severance from
cotton bales, and resold them for further use as baling ties after
piecing together several segments of the old bands and reconnecting
the resulting single band with the original buckle. In holding
that
Page 365 U. S. 374
this was an impermissible reconstruction of the patented
combination, [
Footnote 4/3] the
Court said:
"Whatever right to defendants could acquire to the use of the
old buckle, they acquired no right to combine it with a
substantially new band to make a cotton-bale tie. They so combined
it when they combined it with a band made of the pieces of the old
band in the way described. What the defendants did in piecing
together the pieces of the old band was not a repair of the band or
the tie in any proper sense. The band was voluntarily severed by
the consumer at the cotton-mill because the tie had performed its
function of confining he bale of cotton in its transit from the
plantation or the press to the mill. Its capacity for use as a tie
was voluntarily destroyed. As it left the bale, it could not be
used again as a tie. As a tie the defendants reconstructed it,
although they used the old buckle without repairing that. The case
is not like putting new cutters into a planing-machine, as in
Wilson
v. Simpson, 9 How. 109, in place of cutters worn
out by use. The principle of that case was that temporary parts
wearing out in a machine might be replaced to preserve the machine,
in accordance with the intention of the vendor, without amounting
to a reconstruction of the machine."
At
106 U. S.
93-94.
In
Morgan Envelope, supra, the Court found no
contributory infringement on the part of one supplying toilet paper
rolls specially designed for use in a patented combination,
comprising a dispenser and the paper rolls themselves. Remarking
(p.
152 U. S. 433)
that there
"are doubtless many cases to the effect that the manufacture and
sale
Page 365 U. S. 375
of a single element of a combination, with intent that it shall
be united to the other elements, and so complete the combination,
is an infringement,"
the Court found the situation before it distinguishable in
that
"the element [paper roll] made by the alleged infringer is an
article of manufacture perishable in its nature, which it is the
object of the mechanism [the dispenser] to deliver, and which must
be renewed periodically, whenever the device is put to use."
Ibid. On similar grounds the Court in
Heyer,
supra, found no contributory infringement in the intentional
supplying of unpatented gelatine bands for use in a duplicating
machine covered by a combination patent, of which one element was
the gelatine band.
On the other hand, in
Leeds & Catlin, supra, the
intentional supplying of phonograph records for use on respondent's
talking machines, which were protected by a combination patent
covering both machine and records, was held to be contributory
infringement, it being found that records were the "operative
ultimate tool of the invention," that respondent's records were not
inherently "perishable" in nature, and that the supplying of the
competitor's records was not to replace records "deteriorated by
use" or which had suffered "breakage." P.
213 U. S.
336.
These cases destroy the significance of two factors on which the
Court heavily relies for its conclusion in the present case: first,
that the fabric top was an unpatented element of the Mackie-Duluk
invention, and, second, that Aro's tops constituted a replacement
of but one part of the patented combination. For, as was said in
Leeds & Catlin (p.
233 U. S.
333),
"[i]t can make no difference as to the infringement or
noninfringement of a combination that one of its elements or all of
its elements are unpatented;"
and, in all of these cases, the claimed infringing replacement
involved only
one of the elements of the patented
combination. Further, the different results reached in the cases,
two finding "reconstruction" and
Page 365 U. S. 376
three only "repair," also vitiate the reasoning of the Court in
that they show that the issue of reconstruction
vel non
turns not upon any single factor, but depends instead upon a
variety of circumstances, differing from case to case. The true
rule was well put by this same Court of Appeals in its earlier
decision in
Goodyear Shoe Machinery Co. v. Jackson, 112 F.
146, 150:
"It is impracticable as well as unwise to attempt to lay down
any rule on this subject, owing to the number and infinite variety
of patented inventions. Each case, as it arises, must be decided in
the light of all the facts and circumstances presented, and with an
intelligent comprehension of the scope, nature, and purpose of the
patented invention and the fair and reasonable intention of the
parties. Having clearly in mind the specification and claims of the
patent, together with the condition of decay or destruction of the
patented device or machine, the question whether its restoration to
a sound state was legitimate repair or a substantial reconstruction
or reproduction of the patented invention should be determined less
by definitions or technical rules than by the exercise of sound
common sense and an intelligent judgment."
More particularly, none of the past cases in this Court or in
the lower federal courts remotely suggests that "reconstruction"
can be found only in a situation where the patented combination has
been rebuilt
de novo from the ground up. [
Footnote 4/4]
The reference which the Court makes to the
Mercoid
cases,
320 U. S. 320 U.S.
661,
320 U. S. 320 U.S.
680, is, in my opinion, entirely inapposite, since those cases, as
the Court recognizes, p.
365 U. S. 344,
note 10 supra,
dealt with the issue of patent misuse, an issue which specifically
is not before the Court
Page 365 U. S. 377
at this time. [
Footnote 4/5] I
realize that some of the language in the first
Mercoid
case (320 U.S. at
320 U. S.
667-669), and more particularly its disapproving remarks
about
Leeds & Catlin (
id., 320 U. S.
668), may be said to cast doubt on what it appears to me
the contributory infringement cases plainly establish. Yet I cannot
believe that
Mercoid is properly to be read as throwing
into discard all the teaching of the repair-reconstruction cases.
What was said in
Mercoid about contributory infringement
must be read in the context of Mercoid's claim, found to have been
established, that Mid-Continent had misused its combination patent
by attempting in effect to wield it as a weapon to
monopolize the sale of an unpatented element, a claim
which is not here made.
I think it significant that, in stating (p.
320 U. S. 668)
that the doctrine of the
Leeds & Catlin case "must no
longer prevail against the defense that a combination patent is
being used to protect an unpatented part from competition," the
Court went on to say at
320 U. S.
668-669:
"That result obtains here though we assume for the purposes of
this case that Mercoid was a contributory infringer and that
respondents could have enjoined the infringement
had they not
misused the patent for the purpose of monopolizing unpatented
material. Inasmuch as their misuse of the patent would have
precluded them from enjoining a direct infringement [citing the
Morton Salt case], they cannot stand in any better
position with respect to a contributory infringer. Where there is a
collision between the principle of the
Carbice case and
the conventional rules governing either direct or contributory
infringement, the former prevails."
(Italics supplied.)
Page 365 U. S. 378
Thus
Mercoid, far from modifying the doctrine of the
Wilson line of cases as to what constitutes contributory
infringement, assumed that doctrine and defined the special
circumstances when the court would refuse to give a patentee the
benefit of that doctrine. [
Footnote
4/6] Those circumstances are not present in this case.
As for my Brother BLACK's opinion, the congressional action of
1952, reaffirming what I consider must be taken as the doctrine of
the
Wilson line of cases, also requires rejection of what
he now conceives to be a more enlightened policy in this field of
law. [
Footnote 4/7]
Page 365 U. S. 379
II
My Brother BRENNAN's opinion for reversal rests, as I understand
it, not upon the view that the two courts below applied wrong legal
standards in reaching their conclusion, but that
"'repair' or 'reconstruction' is so far a question of law as to
relieve appellate review from the restraints of Federal Rule of
Civil Procedure 52(a)"
and to allow the "making [of] an independent
application of the proper standard" to the facts in this
case. (Italics supplied.) For reasons larger than this particular
litigation, I cannot agree that it is either necessary or
appropriate for us to substitute our particular judgment on this
particular application of correct standards to the facts.
We do not sit in judgment on the decisions of the lower federal
courts because we are endowed with some special measure of
discernment, but because it is imperative that on matters of
general concern, that is, on matters of principle, there should be
one authoritative and unifying expositor of federal law. I need not
join issue on whether Rule 52(a) serves to constrict appellate
review in cases like this,
cf. Graver Tank & Mfg. Co. v.
Linde Air Products Co., 336 U. S. 271,
336 U. S. 275,
336 U. S. 279,
for the rule which I believe should limit us is based on the
purposes which this Court can and should fulfill.
In this case, there is no question but that the two courts below
adverted to all the relevant standards, but, having done so, they
concluded that on the facts before them there was contributory
infringement. I cannot see what else my Brother BRENNAN is doing
but reaching a different conclusion of his own. I cannot understand
how such a conclusion, even were it accepted by a majority of
the
Page 365 U. S. 380
Court, could provide greater guidance to either courts or
litigants than would a mere statement of approbation for the
standards espoused by the courts below.
Because the question of "repair" or "reconstruction" must be a
mixed question of law and fact, it does not follow that we should
review other than gross misapplications (certainly not present
here), when the legal ingredient of this mixture is concededly
correct. In the analogous area of determining the issue of
patentable novelty, Courts of Appeal have consistently deferred to
the judgment of the District Court (
see the excellent
statement of Judge Fahy in
Standard Oil Development Co. v.
Marzall, 86 U.S.App.D.C. 210, 181 F.2d 280, 283-284), and,
where they have departed from this judgment, the reason has
generally been because the District Court had failed to reach its
conclusions by reference to correct standards.
See Kwikset
Locks, Inc. v. Hillgren, 210 F.2d 483;
cf. Great Atlantic
& Pacific Tea Co. v. Supermarket Equipment Corp.,
340 U. S. 147,
340 U. S.
153-154. Whether this practice be considered as
compelled by the dictates of good sense or by Rule 52(a), surely
particular judgments fairly and reasonably reached in two lower
courts in light of correct legal standards deserve at least that
same deference from us.
I would affirm.
[
Footnote 4/1]
"(a) Except as otherwise provided in this title, whoever without
authority makes, uses or sells any patented invention, within the
United States during the term of the patent therefor, infringes the
patent."
"(b) Whoever actively induces infringement of a patent shall be
liable as an infringer."
"(c) Whoever sells a component of a patented machine,
manufacture, combination or composition, or a material or apparatus
for use in practicing a patented process, constituting a material
part of the invention, knowing the same to be especially made or
especially adapted for use in an infringement of such patent, and
not a staple article or commodity of commerce suitable for
substantial noninfringing use, shall be liable as a contributory
infringer."
[
Footnote 4/2]
The Mackie-Duluk invention was described by the Court of Appeals
as follows:
"Folding tops for vehicles consisting of bows of wood or metal
covered with a flexible waterproof fabric . . . are, of course, as
old as the automobile art, which, in the beginning only adopted
with necessary modifications the much older art of collapsible tops
for chaises, buggies and some other horse-drawn vehicles. The rear
panels of the folding tops of earlier days were fastened
permanently at the bottom to the outside of the top of the rear
portion of the body of the vehicle, and the quarters, the rear
portions of the sides of the vehicle, if protected at all, were
protected with flaps or curtains, sometimes integral with the top
and sometimes not, fastened at the bottom to the outside of the top
of the body with buttons, snaps or some equivalent means of
fastening. Naturally, to prevent tearing, these quarter flaps had
to be unfastened by hand when the top was lowered, and, when the
top was put up, fastened again by hand for neat appearance and also
to prevent the entrance of rain. This manual fastening and
unfastening of the bottoms of the quarter flaps presented no great
problem until the advent of the so-called convertible automobile,
with a folding top operated mechanically, rather than manually. The
problem presented by the quarter flaps of tops of this kind was
first partially solved by fastening the bottom of the flap to the
outside of the top of the body of the vehicle with 'releasable
fastening means,' that is to say, with some sort of slide fastening
device which would detach automatically when the top was lowered.
The major part of the problem remained, however, for when the top
was put up, the flaps had to be fastened manually, which meant that
the operator was required to get out of the car altogether, or at
least to reach out, often, of course, in the rain. The object of
the Mackie-Duluk patent was 'to provide an automatic fastening and
sealing means at the top and sides of the tonneau of the
convertible,' which 'never has to be operated or touched by the
driver of the car.' And, as we have already indicated, the District
Court found that the patentees succeeded in attaining their object
by devising a patentable combination of elements."
"The Mackie-Duluk device consisted of providing an elongated
flap integral with the quarter sections of the fabric top adapted
to be permanently fastened at the bottom deep within the body of
the car at or perhaps below, but certainly not in front, of the
axis of rotation of the bows, to a trough welded to the body of the
car and provided with a drain to carry off water entering between
the flap and the car body. In addition, to minimize the entrance of
water between the body and the flap, they provided a 'wiper arm'
so-called, which, in effect, acted as an additional, low rearward
bow pressing the downwardly extending flap outwardly against the
top of the body of the vehicle as the top is raised from its folded
position to close, or substantially to close, any gap there might
be between the inside of the top of the body of the car and the
flap extending downward into the interior of the automobile
body."
270 F.2d at 202-203.
The District Court said:
"Mackie-Duluk was a substantial and enlightened step, filling a
long-felt want, in a field in which defendants have produced, with
one exception, only paper patents, the most emphasized being
foreign, which did not even purport to do what Mackie-Duluk
accomplished."
Id. at 201.
[
Footnote 4/3]
While, as the Court remarks (
ante, p.
365 U. S. 343,
note 9), the Court there did refer to the fact that the original
ties were stamped "Licensed to use once only," it is manifest that
nothing really turned on that point.
[
Footnote 4/4]
Compare 365
U.S. 336fn4/7|>note 7,
infra.
[
Footnote 4/5]
The District Court found against Aro's claim of patent misuse
based on respondent's acquisition of territorial rights in the
Mackie-Duluk patent. Aro did not appeal that finding.
[
Footnote 4/6]
It seems clear from the legislative history of the 1952 Act that
Congress intended (1) to reaffirm the doctrine of contributory
infringement as laid down in
Wilson v. Simpson and
reasserted in cases like
Leeds & Catlin, (2) to give
that doctrine precedence against a claim of patent misuse as
conceived in the
Mercoid cases at least where the misuse
is said to inhere simply in assertion of patent rights. Both the
proponents of the statute and the Department of Justice which
opposed it assumed that contributory infringement, as defined in
the
Wilson line of cases, was one thing, and misuse, as
then most recently defined in
Mercoid, another.
See Hearings before Subcommittee of House Judiciary
Committee on H.R. 3866, 81st Cong., 1st Sess. 53-59 (1949);
Hearings before Subcommittee of House Judiciary Committee on H.R.
3760, 82d Cong., 1st Sess. 168-175 (1951). The opinion of the Court
seems to reconfirm
Mercoid to fuller effectiveness than it
had even before the 1952 Act by treating it as if the test of
whether there was contributory infringement at all was to be found
in its language.
[
Footnote 4/7]
This policy was before the Committee in the form of an objection
to the proposed codification of the
Wilson line of cases
and its doctrine in the 1952 Act. Despite the objection, Congress
passed § 271 without amendment.
"Mr. CRUMPACKER: We have received protests from manufacturers of
replacement parts for such things as automobiles, farm tractors,
and the like, who evidently feel that the language used in this
H.R. 3760 would make them contributory infringers of patents on the
original article, the tractor or something of that sort."
"
* * * *"
"Mr. RICH [who was the principal spokesman for the group which
drafted the present statute]: Those were the most vociferous
objectors to the old bills on the subject. Whether or not they
would be liable would depend on the facts in each particular case.
. . ."
Hearings before Subcommittee of House Judiciary Committee on
H.R. 3760, 82d Cong., 1st Sess. at p. 153 (1951).