1. Evidence obtained by state officers during a search which, if
conducted by federal officers, would have violated the defendant's
immunity from unreasonable searches and seizures under the Fourth
Amendment is inadmissible over the defendant's timely objection in
a federal criminal trial, even when there was no participation by
federal officers in the search and seizure. Pp.
364 U. S.
206-224.
2. In determining whether there has been an unreasonable search
and seizure by state officers, a federal court must make an
independent inquiry, whether or not there has been such an inquiry
by a state court and irrespective of how any such inquiry may have
turned out. Pp.
364 U. S.
223-224.
3. The test is one of federal law, neither enlarged by what one
state court may have countenanced nor diminished by what another
may have colorably suppressed. P.
364 U. S.
224.
266 F.2d 588, judgment vacated and case remanded.
MR. JUSTICE STEWART delivered the opinion of the Court.
The petitioners were indicted in the United States District
Court in Oregon for the offense of intercepting and divulging
telephone communications and of conspiracy to do so. 47 U.S.C.
§§ 501, 605; 18 U.S.C. § 371. Before trial the
petitioners made a motion to suppress as evidence several tape and
wire recordings and
Page 364 U. S. 207
a recording machine, which had originally been seized by state
law enforcement officers in the home of petitioner Clark under
circumstances which, two Oregon courts had found, had rendered the
search and seizure unlawful. [
Footnote 1] At the hearing on the motion, the district
judge assumed, without deciding, that the articles had been
obtained as the result of an unreasonable search and seizure, but
denied the motion to suppress because there was no evidence that
any
"agent of the United States had any knowledge or information or
suspicion of any kind that this search was being contemplated or
was eventually made by the State officers until they read about it
in the newspaper."
At the trial, the articles in question were admitted in evidence
against the petitioners, and they were convicted.
Page 364 U. S. 208
The convictions were affirmed by the Court of Appeals for the
Ninth Circuit, 266 F.2d 588. That court agreed with the district
judge that it was unnecessary to determine whether or not the
original state search and seizure had been lawful, because there
had been no participation by federal officers.
"Hence the unlawfulness of the State search and seizure, if
indeed they were unlawful, did not entitle defendants to an order
of the District Court suppressing the property seized."
266 F.2d at 594.
We granted certiorari, 361 U.S. 810, to consider a question of
importance in the administration of federal justice. The question
is this: may articles obtained as the result of an unreasonable
search and seizure by state officers, without involvement of
federal officers, be introduced in evidence against a defendant
over his timely objection in a federal criminal trial? In a word,
we reexamine here the validity of what has come to be called the
"silver platter" doctrine. [
Footnote 2] For the reasons that follow, we conclude that
this doctrine can no longer be accepted.
To put the issue in historic perspective, the appropriate
starting point must be
Weeks v. United
States, 232 U.S.
Page 364 U. S. 209
383, decided in 1914. It was there that the Court established
the rule which excludes in a federal criminal prosecution evidence
obtained by federal agents in violation of the defendant's Fourth
Amendment rights. The foundation for that decision was set out in
forthright words:
"The effect of the Fourth Amendment is to put the courts of the
United States and Federal officials, in the exercise of their power
and authority, under limitations and restraints as to the exercise
of such power and authority, and to forever secure the people,
their persons, houses, papers and effects, against all unreasonable
searches and seizures under the guise of law. This protection
reaches all alike, whether accused of crime or not, and the duty of
giving to it force and effect is obligatory upon all entrusted
under our Federal system with the enforcement of the laws. The
tendency of those who execute the criminal laws of the country to
obtain conviction by means of unlawful seizures and enforced
confessions, the latter often obtained after subjecting accused
persons to unwarranted practices destructive of rights secured by
the Federal Constitution, should find no sanction in the judgments
of the courts, which are charged at all times with the support of
the Constitution and to which people of all conditions have a right
to appeal for the maintenance of such fundamental rights."
"
* * * *"
". . . If letters and private documents can thus be seized and
held and used in evidence against a citizen accused of an offense,
the protection of the Fourth Amendment declaring his right to be
secure against such searches and seizures is of no value, and, so
far as those thus placed are concerned, might as well be stricken
from the Constitution. The efforts
Page 364 U. S. 210
of the courts and their officials to bring the guilty to
punishment, praiseworthy as they are, are not to be aided by the
sacrifice of those great principles established by years of
endeavor and suffering which have resulted in their embodiment in
the fundamental law of the land."
232 U. S. 232 U.S.
383,
232 U. S.
391-393.
To the exclusionary rule of
Weeks v. United States
there has been unquestioning adherence for now almost half a
century.
See Silverthorne Lumber Co. v. United States,
251 U. S. 385;
Gouled v. United States, 255 U. S. 298;
Amos v. United States, 255 U. S. 313;
Agnello v. United States, 269 U. S.
20;
Go-Bart Importing Co. v. United States,
282 U. S. 344;
Grau v. United States, 287 U. S. 124;
McDonald v. United States, 335 U.
S. 451;
United States v. Jeffers, 342 U. S.
48.
But the
Weeks case also announced, unobtrusively but
nonetheless definitely, another evidentiary rule. Some of the
articles used as evidence against Weeks had been unlawfully seized
by local police officers acting on their own account. The Court
held that the admission of this evidence was not error for the
reason that "the Fourth Amendment is not directed to individual
misconduct of such officials. Its limitations reach the Federal
government and its agencies." 232 U.S. at
232 U. S. 398.
Despite the limited discussion of this second ruling in the
Weeks opinion, the right of the prosecutor in a federal
criminal trial to avail himself of evidence unlawfully seized by
state officers apparently went unquestioned for the next
thirty-five years.
See, e.g., Byars v. United States,
273 U. S. 28,
273 U. S. 33;
Feldman v. United States, 322 U.
S. 487,
322 U. S. 492.
[
Footnote 3]
Page 364 U. S. 211
That such a rule would engender practical difficulties in an era
of expanding federal criminal jurisdiction could not, perhaps, have
been foreseen. In any event the difficulties soon appeared. They
arose from the entirely commendable practice of state and federal
agents to cooperate with each other in the investigation and
detection of criminal activity. When in a federal criminal
prosecution evidence which had been illegally seized by state
officers was sought to be introduced, the question inevitably arose
whether there had been such participation by federal agents in the
search and seizure as to make applicable the exclusionary rule of
Weeks. See Flagg v. United States, 233 F. 481,
483;
United States v. Slusser, 270 F. 818, 820;
United
States v. Falloco, 277 F. 75, 82;
Legman v. United
States, 295 F. 474, 476-478;
Marron v. United States,
8 F.2d 251, 259;
United States v. Brown, 8 F.2d 630,
631.
This Court first came to grips with the problem in
Byars v.
United States, 273 U. S. 28. There
it was held that, when the participation of the federal agent in
the search was "under color of his federal office" and the search
"in substance and effect was a joint operation of the local and
federal officers," then the evidence must be excluded, because "the
effect is the same as though [the federal agent] had engaged in the
undertaking as one exclusively his own." 273 U.S. at
273 U. S. 33. In
Gambino v. United States, 275 U.
S. 310, the Court went further. There, state officers
had seized liquor from the defendants' automobile after an unlawful
search in which no federal officers had participated. The liquor
was admitted in evidence against the defendants in their subsequent
federal trial for violation of the National Prohibition Act.
This
Page 364 U. S. 212
Court reversed the judgments of conviction, holding that the
illegally seized evidence should have been excluded. Pointing out
that there was
"no suggestion that the defendants were committing, at the time
of the arrest, search, and seizure, any state offense, or that they
had done so in the past, or that the [state] troopers believed that
they had,' the Court found that '[t]he wrongful arrest, search, and
seizure were made solely on behalf of the United States."
275 U.S. at
275 U. S.
314.
Despite these decisions, or perhaps because of them, cases kept
arising in which the federal courts were faced with determining
whether there had been such participation by federal officers in a
lawless state search as to make inadmissible in evidence that which
had been seized. And it is fair to say that, in their approach to
this recurring question, no less than in their disposition of
concrete cases, the federal courts did not find themselves in
complete harmony, nor even internally self-consistent. [
Footnote 4] No less difficulty was
experienced by the courts in determining whether, even in the
absence of actual participation by federal agents, the state
officers' illegal search and seizure had nevertheless been made
"solely on behalf of the United States." [
Footnote 5]
But difficult and unpredictable as may have been their
application to concrete cases, the controlling principles seemed
clear up to 1949. Evidence which had been seized by federal
officers in violation of the Fourth Amendment
Page 364 U. S. 213
could not be used in a federal criminal prosecution. Evidence
which had been obtained by state agents in an unreasonable search
and seizure was admissible because, as
Weeks had pointed
out, the Fourth Amendment was not "directed to" the "misconduct of
such officials." But if federal agents had participated in an
unreasonable search and seizure by state officers, or if the state
officers had acted solely on behalf of the United States, the
evidence was not admissible in a federal prosecution.
Then came
Wolf v. Colorado, 338 U. S.
25. With the ultimate determination in
Wolf --
that the Due Process Clause of the Fourteenth Amendment does not
itself require state courts to adopt the exclusionary rule with
respect to evidence illegally seized by state agents -- we are not
here directly concerned. But nothing could be of greater relevance
to the present inquiry than the underlying constitutional doctrine
which
Wolf established. For there it was unequivocally
determined by a unanimous Court that the Federal Constitution, by
virtue of the Fourteenth Amendment, prohibits unreasonable searches
and seizures by state officers.
"The security of one's privacy against arbitrary intrusion by
the police . . . is . . . implicit in 'the concept of ordered
liberty,' and, as such, enforceable against the States through the
Due Process Clause."
338 U. S. 338 U.S.
25,
338 U. S. 27-28.
The Court has subsequently found frequent occasion to reiterate
this statement from
Wolf. See Stefanelli v.
Minard, 342 U. S. 117,
342 U. S. 119;
Irvine v. California, 347 U. S. 128,
347 U. S. 132;
Frank v. Maryland, 359 U. S. 360,
359 U. S.
362-363.
The foundation upon which the admissibility of state-seized
evidence in a federal trial originally rested -- that unreasonable
state searches did not violate the Federal Constitution -- thus
disappeared in 1949. This removal of the doctrinal underpinning for
the admissibility rule has apparently escaped the attention of most
of the federal courts, which have continued to approve the
admission of
Page 364 U. S. 214
evidence illegally seized by state officers without so much as
even discussing the impact of
Wolf. [
Footnote 6] Only two of the courts of appeals
which have adhered to the admissibility rule appear to have
recognized that
Wolf casts doubt upon its continuing
validity.
Jones v. United States, 217 F.2d 381;
United
States v. Benanti, 244 F.2d 389,
reversed on other
grounds, 355 U. S. 355 U.S.
96.
Cf. Kendall v. United States, 272 F.2d 163, 165. The
Court of Appeals for the District of Columbia has been alone in
squarely holding
"that the
Weeks and the
Wolf decisions,
considered together, make all evidence obtained by unconstitutional
search and seizure unacceptable in federal courts."
Hanna v. United States, 104 U.S.App.D.C. 205, 209, 260
F.2d 723, 727.
Yet this Court's awareness that the constitutional doctrine of
Wolf operated to undermine the logical foundation of the
Weeks admissibility rule has been manifest from the very
day that
Wolf was decided. In
Lustig v. United
States, 338 U. S. 74,
decided that day, the prevailing opinion carefully left open the
question of the continuing validity of the admissibility rule.
"Where there is participation on the part of federal officers," the
opinion said, "it is not necessary to consider what would be the
result if the search had been conducted entirely by State
officers." 338 U.S. at
338 U. S. 79.
And in
Benanti v. United States, 355 U. S.
96, the Court was at pains to point out that
"[i]t has remained an open question in this Court whether
evidence obtained solely by state agents in an illegal search may
be admissible in federal court . . .."
355 U.S. at
355 U. S. 102,
note 10. There the question has stood for 11 years.
Page 364 U. S. 215
If resolution of the issue were to be dictated solely by
principles of logic, it is clear what our decision would have to
be. For surely no distinction can logically be drawn between
evidence obtained in violation of the Fourth Amendment and that
obtained in violation of the Fourteenth. The Constitution is
flouted equally in either case. To the victim, it matters not
whether his constitutional right has been invaded by a federal
agent or by a state officer. [
Footnote 7] It would be a curiously ambivalent rule that
would require the courts of the United States to differentiate
between unconstitutionally seized evidence upon so arbitrary a
basis. Such a distinction indeed would appear to reflect an
indefensibly selective evaluation of the provisions of the
Constitution. Moreover, it would seem logically impossible to
justify a policy that would bar from a federal trial what state
officers had obtained in violation of a federal statute, yet would
admit that which they had seized in violation of the Constitution
itself.
Cf. Benanti v. United States, 355 U. S.
96.
Page 364 U. S. 216
Mere logical symmetry and abstract reasoning are perhaps not
enough, however, to support a doctrine that would exclude relevant
evidence from the trial of a federal criminal case. It is true that
there is not involved here an absolute or qualified testimonial
privilege such as that accorded a spouse, a patient, or a penitent,
which irrevocably bars otherwise admissible evidence because of the
status of the witness or his relationship to the defendant.
Cf.
Hawkins v. United States, 358 U. S. 74. A
rule which would exclude evidence if, and only if, government
officials in a particular case had chosen to engage in unlawful
conduct is of a different order. Yet any apparent limitation upon
the process of discovering truth in a federal trial ought to be
imposed only upon the basis of considerations which outweigh the
general need for untrammeled disclosure of competent and relevant
evidence in a court of justice.
What is here invoked is the Court's supervisory power over the
administration of criminal justice in the federal courts, under
which the Court has "from the very beginning of its history,
formulated rules of evidence to be applied in federal criminal
prosecutions."
McNabb v. United States, 318 U.
S. 332,
318 U. S. 341.
In devising such evidentiary rules, we are to be governed by
"principles of the common law as they may be interpreted . . . in
the light of reason and experience." Rule 26, Fed.Rules Crim.Proc.
Determination of the issue before us must ultimately depend,
therefore, upon evaluation of the exclusionary rule itself in the
context here presented.
The exclusionary rule has for decades been the subject of ardent
controversy. The arguments of its antagonists and of its proponents
have been so many times marshalled as to require no lengthy
elaboration here. Most of what has been said in opposition to the
rule was distilled in a single Cardozo sentence -- "The criminal is
to go free because the constable has blundered."
People v.
Defore,
Page 364 U. S. 217
242 N.Y. 13, 21, 150 N.E. 585, 587. The same point was made at
somewhat greater length in the often quoted words of Professor
Wigmore:
"Titus, you have been found guilty of conducting a lottery;
Flavius, you have confessedly violated the constitution. Titus
ought to suffer imprisonment for crime, and Flavius for contempt.
But no! We shall let you both go free. We shall not punish Flavius
directly, but shall do so by reversing Titus' conviction. This is
our way of teaching people like Flavius to behave, and of teaching
people like Titus to behave, and incidentally of securing respect
for the Constitution. Our way of upholding the Constitution is not
to strike at the man who breaks it, but to let off somebody else
who broke something else."
8 Wigmore, Evidence (3d ed. 1940), § 2184.
Yet, however felicitous their phrasing, these objections hardly
answer the basic postulate of the exclusionary rule itself. The
rule is calculated to prevent, not to repair. Its purpose is to
deter -- to compel respect for the constitutional guaranty in the
only effectively available way -- by removing the incentive to
disregard it.
See Eleuteri v. Richman, 26 N.J. 506, 513,
141
A.2d 46, 50. Mr. Justice Jackson summed it up well:
"Only occasional and more flagrant abuses come to the attention
of the courts, and then only those where the search and seizure
yields incriminating evidence and the defendant is at least
sufficiently compromised to be indicted. If the officers raid a
home, an office, or stop and search an automobile but find nothing
incriminating, this invasion of the personal liberty of the
innocent too often finds no practical redress. There may be, and I
am convinced that there are, many unlawful searches of homes and
automobiles of innocent people which turn up nothing incriminating,
in which no arrest is made, about
Page 364 U. S. 218
which courts do nothing, and about which we never hear."
"Courts can protect the innocent against such invasions only
indirectly and through the medium of excluding evidence obtained
against those who frequently are guilty."
Brinegar v. United States, 338 U.
S. 160,
338 U. S. 181
(dissenting opinion).
Empirical statistics are not available to show that the
inhabitants of states which follow the exclusionary rule suffer
less from lawless searches and seizures than do those of states
which admit evidence unlawfully obtained. Since, as a practical
matter, it is never easy to prove a negative, it is hardly likely
that conclusive factual data could ever be assembled. For much the
same reason, it cannot positively be demonstrated that enforcement
of the criminal law is either more or less effective under either
rule.
But pragmatic evidence of a sort is not wanting. The federal
courts themselves have operated under the exclusionary rule of
Weeks for almost half a century, yet it has not been
suggested either that the Federal Bureau of Investigation has
thereby been rendered ineffective or that the administration of
criminal justice in the federal courts has thereby been disrupted.
[
Footnote 8] Moreover, the
experience
Page 364 U. S. 219
of the states is impressive. Not more than half the states
continue totally to adhere to the rule that evidence is freely
admissible no matter how it was obtained. [
Footnote 9] Most of the others have adopted the
exclusionary rule in its entirety; the rest have adopted it in
part. [
Footnote 10] The
movement towards the rule of exclusion has been halting, but
seemingly inexorable. [
Footnote
11] Since the
Wolf decision, one state has switched
its position in that direction by legislation, [
Footnote 12] and two others by judicial
decision. [
Footnote 13]
Another state, uncommitted, until 1955, in that year adopted the
rule
Page 364 U. S. 220
of exclusion. [
Footnote
14] Significantly, most of the exclusionary states which have
had to consider the issue have held that evidence obtained by
federal officers in a search and seizure unlawful under the Fourth
Amendment must be suppressed in a prosecution in the state courts.
State v. Arregui, 44 Idaho 43, 254 P. 788;
Walters v.
Commonwealth, 199 Ky. 182, 250 S.W. 839;
Little v.
State, 171 Miss. 818, 159 So. 103;
State v. Rebasti,
306 Mo. 336, 267 S.W. 858;
State v. Hiteshew, 42 Wyo. 147,
292 P. 2;
see Ramirez v. State, 123 Tex.Cr.R. 254, 58 S.W.2d 829.
Compare Rea v. United States, 350 U.
S. 214.
The experience in California has been most illuminating. In
1955, the Supreme Court of that State resolutely turned its back on
many years of precedent and adopted the exclusionary rule.
People v. Cahan, 44 Cal. 2d
434, 282 P.2d 905.
"We have been compelled to reach that conclusion because other
remedies have completely failed to secure compliance with the
constitutional provisions on the part of police officers, with the
attendant result that the courts under the old rule have been
constantly required to participate in, and in effect condone, the
lawless activities of law enforcement officers. . . . Experience
has demonstrated, however, that neither administrative, criminal,
nor civil remedies are effective in suppressing lawless searches
and seizures. The innocent suffer with the guilty, and we cannot
close our eyes to the effect the rule we adopt will have on the
rights of those not before the court."
44 Cal. 2d
434, at 445, 447, 282 P.2d 905, at 911-912, 913.
The chief law enforcement officer of California was quoted as
having made this practical evaluation of the
Cahan
decision less than two years later:
"The over-all effects of the
Cahan decision,
particularly in view of the rules now worked out by the Supreme
Court, have been excellent. A much
Page 364 U. S. 221
greater education is called for on the part of all peace
officers of California. As a result, I am confident they will be
much better police officers. I think there is more cooperation with
the District Attorneys and this will make for better administration
of criminal justice. [
Footnote
15]"
Impressive as is this experience of individual states, even more
is to be said for adoption of the exclusionary rule in the
particular context here presented -- a context which brings into
focus considerations of federalism. The very essence of a healthy
federalism depends upon the avoidance of needless conflict between
state and federal courts. Yet when a federal court sitting in an
exclusionary state admits evidence lawlessly seized by state
agents, it not only frustrates state policy, but frustrates that
policy in a particularly inappropriate and ironic way. For, by
admitting the unlawfully seized evidence, the federal court serves
to defeat the state's effort to assure obedience to the Federal
Constitution. In states which have not adopted the exclusionary
rule, on the other hand, it would work no conflict with local
policy for a federal court to decline to receive evidence
unlawfully seized by state officers. The question with which we
deal today affects not at all the freedom of the states to develop
and apply their own sanctions in their own way.
Cf. Wolf v.
Colorado, 338 U. S. 25.
Free and open cooperation between state and federal law
enforcement officers is to be commended and encouraged. Yet that
kind of cooperation is hardly promoted by a rule that implicitly
invites federal officers to withdraw from such association and at
least tacitly to encourage
Page 364 U. S. 222
state officers in the disregard of constitutionally protected
freedom. If, on the other hand, it is understood that the fruit of
an unlawful search by state agents will be inadmissible in a
federal trial, there can be no inducement to subterfuge and evasion
with respect to federal-state cooperation in criminal
investigation. Instead, forthright cooperation under constitutional
standards will be promoted and fostered.
It must always be remembered that what the Constitution forbids
is not all searches and seizures, but unreasonable searches and
seizures. Without pausing to analyze individual decisions, it can
fairly be said that, in applying the Fourth Amendment, this Court
has seldom shown itself unaware of the practical demands of
effective criminal investigation and law enforcement. Indeed, there
are those who think that some of the Court's decisions have tipped
the balance too heavily against the protection of that individual
privacy which it was the purpose of the Fourth Amendment to
guarantee.
See Harris v. United States, 331 U.
S. 145,
331 U. S. 155,
331 U. S. 183,
331 U. S. 195
(dissenting opinions);
United States v. Rabinowitz,
339 U. S. 56,
339 U. S. 66,
339 U. S. 68
(dissenting opinions). In any event, while individual cases have
sometimes evoked "fluctuating differences of view,"
Abel v.
United States, 362 U. S. 217,
362 U. S. 235,
it can hardly be said that in the over-all pattern of Fourth
Amendment decisions this Court has been either unrealistic or
visionary.
These, then, are the considerations of reason and experience
which point to the rejection of a doctrine that would freely admit
in a federal criminal trial evidence seized by state agents in
violation of the defendant's constitutional rights. But there is
another consideration -- the imperative of judicial integrity. It
was of this that Mr. Justice Holmes and Mr. Justice Brandeis so
eloquently spoke in
Olmstead v. United States,
277 U. S. 438,
277 U. S. 469,
277 U. S. 471,
more than 30 years ago. "For those who
Page 364 U. S. 223
agree with me," said Mr. Justice Holmes, "no distinction can be
taken between the government as prosecutor and the government as
judge." 277 U.S. at
277 U. S. 470.
(Dissenting opinion.) "In a government of laws," said Mr. Justice
Brandeis,
"existence of the government will be imperilled if it fails to
observe the law scrupulously. Our government is the potent, the
omnipresent teacher. For good or for ill, it teaches the whole
people by its example. Crime is contagious. If the government
becomes a lawbreaker, it breeds contempt for law; it invites every
man to become a law unto himself; it invites anarchy. To declare
that, in the administration of the criminal law, the end justifies
the means -- to declare that the government may commit crimes in
order to secure the conviction of a private criminal -- would bring
terrible retribution. Against that pernicious doctrine this court
should resolutely set its face."
277 U.S. at
277 U. S. 485.
(Dissenting opinion.)
This basic principle was accepted by the Court in
McNabb v.
United States, 318 U. S. 332.
There it was held that
"a conviction resting on evidence secured through such a
flagrant disregard of the procedure which Congress has commanded
cannot be allowed to stand without making the courts themselves
accomplices in willful disobedience of law."
318 U.S. at
318 U. S. 345.
Even less should the federal courts be accomplices in the willful
disobedience of a Constitution they are sworn to uphold.
For these reasons, we hold that evidence obtained by state
officers during a search which, if conducted by federal officers,
would have violated the defendant's immunity from unreasonable
searches and seizures under the Fourth Amendment, is inadmissible
over the defendant's timely objection in a federal criminal trial.
[
Footnote 16] In
determining
Page 364 U. S. 224
whether there has been an unreasonable search and seizure by
state officers, a federal court must make an independent inquiry,
whether or not there has been such an inquiry by a state court, and
irrespective of how any such inquiry may have turned out. The test
is one of federal law, neither enlarged by what one state court may
have countenanced, nor diminished by what another may have
colorably suppressed.
The judgment of the Court of Appeals is set aside, and the case
is remanded to the District Court for further proceedings
consistent with this opinion.
Vacated and remanded.
|
364
U.S. 206app|
APPENDIX TO OPINION OF THE COURT.
TABLE I. Admissibility, in state courts, of
evidence
illegally seized by state officers
State Pre-Weeks Pre-Wolf Post-Wolf
Alabama Admissible Admissible Partially
excludable
Arizona Admissible Admissible
Arkansas Admissible Admissible Admissible
California Admissible Admissible Excludable
Colorado Admissible Admissible
Connecticut Admissible Admissible Admissible
Delaware Admissible Excludable
Florida Excludable Excludable
Georgia Admissible Admissible Admissible
Idaho Admissible Excludable Excludable
Illinois Admissible Excludable Excludable
Indiana Excludable Excludable
Iowa Excludable Admissible Admissible
Kansas Admissible Admissible Admissible
Kentucky Excludable Excludable
Louisiana Admissible Admissible
Maine Admissible Admissible Admissible
Maryland Admissible Partially Partially
excludable excludable
Massachusetts Admissible Admissible Admissible
Page 364 U. S. 225
Michigan Admissible Excludable Partially
excludable
Minnesota Admissible Admissible Admissible
Mississippi Excludable Excludable
Missouri Admissible Excludable Excludable
Montana Admissible Excludable Excludable
Nebraska Admissible Admissible Admissible
Nevada Admissible Admissible
New Hampshire Admissible Admissible Admissible
New Jersey Admissible Admissible
New Mexico Admissible Admissible
New York Admissible Admissible Admissible
North Carolina Admissible Admissible Excludable
North Dakota Admissible Admissible
Ohio Admissible Admissible
Oklahoma Admissible Excludable Excludable
Oregon Admissible Excludable Excludable
Pennsylvania Admissible Admissible
Rhode Island Excludable
South Carolina Admissible Admissible Admissible
South Dakota Admissible Excludable Partially
excludable
Tennessee Admissible Excludable Excludable
Texas Excludable Excludable
Utah Admissible Admissible
Vermont Admissible Admissible Admissible
Virginia Admissible Admissible
Washington Admissible Excludable Excludable
West Virginia Admissible Excludable Excludable
Wisconsin Excludable Excludable
Wyoming Excludable Excludable
To admit-27 To admit-29 To admit-24
To exclude-1 To exclude-18. To exclude-26*
Undecided-20 Undecided-1 Undecided-0
* Alaska and Hawaii both hold illegally obtained evidence to be
excluded, although it does not appear that either has passed anew
on this question since attaining statehood.
Page 364 U. S. 226
TABLE II. Representative cases by state, considering
the
admissibility of evidence illegally seized by state
officers.
ALABAMA
Pre-
Weeks: Shields v. State, 104 Ala. 35, 16 So. 85
(admissible).
Pre-
Wolf: Banks v. State, 207 Ala. 179, 93 So. 293, 24
A.L.R. 1359 (admissible).
Post-
Wolf: Cf. Oldham v. State, 259 Ala. 507,
67 So. 2d
55 (admissible). (Ala.Code, 1940 (Supp.1955), Tit. 29, §
210, requires the exclusion of illegally obtained evidence in the
trial of certain alcohol control cases.)
ARIZONA
Pre-
Weeks: no holding.
Pre-
Wolf: Argetakis v. State, 24 Ariz. 599, 212 P. 372
(admissible).
Post-
Wolf: State v. Thomas, 78 Ariz. 52,
275 P.2d 408
(admissible).
ARKANSAS
Pre-
Weeks: Starchman v. State, 62 Ark. 538, 36 S.W. 940
(admissible).
Pre-
Wolf: Benson v. State, 149 Ark. 633, 233 S.W. 758
(admissible).
Post-
Wolf: Lane, Smith & Barg v. State, 217 Ark.
114,
229 S.W.2d 43
(admissible).
CALIFORNIA
Pre-
Weeks: People v. LeDoux, 155 Cal. 535, 102 P. 517
(admissible).
Pre-
Wolf: People v. Mayen, 188 Cal. 237, 205 P. 435
(admissible).
Post-
Wolf: People v. Cahan, 44 Cal. 2d
434, 282 P.2d 905 (excludable).
COLORADO
Pre-
Weeks: no holding.
Pre-
Wolf: Massantonio v. People, 77 Colo. 392, 236 P.
1019 (admissible).
Post-
Wolf: Williams v. People, 136 Colo. 164,
315 P.2d 189
(admissible).
CONNECTICUT
Pre-
Weeks: State v. Griswold, 67 Conn. 290, 34 A. 1046
(admissible).
Pre-
Wolf: State v. Reynolds, 101 Conn. 224, 125 A. 636
(admissible).
Post-
Wolf: no holding.
DELAWARE
Pre-
Weeks: no holding.
Pre-
Wolf: State v. Chuchola, 32 Del. 133, 120 A. 212
(admissible).
Post-
Wolf: Rickards v. State, 45 Del. 573,
77 A.2d
199 (excludable).
Page 364 U. S. 227
FLORIDA
Pre-
Weeks: no holding.
Pre-
Wolf: Atz v. Andrews, 84 Fla. 43, 94 So. 329
(excludable).
Post-
Wolf: Byrd v. State, 80 So.
2d 694 (excludable).
GEORGIA
Pre-
Weeks: Williams v. State, 100 Ga. 511, 28 S.E. 624
(admissible).
Pre-
Wolf: Jackson v. State, 156 Ga. 647, 119 S.E. 525
(admissible).
Post:-
Wolf: Atterberry v. State, 212 Ga. 778, 95 S.E.2d
787 (admissible).
IDAHO
Pre-
Weeks: State v. Bond, 12 Idaho 424, 86 P. 43
(admissible).
Pre-
Wolf: State v. Arregui, 44 Idaho 43, 254 P. 788
(excludable).
Post-
Wolf: no holding.
ILLINOIS
Pre-
Weeks: Siebert v. People, 143 Ill. 571, 32 N.E. 431
(admissible).
Pre-
Wolf: People v. Castree, 311 Ill. 392, 143 N.E. 112
(excludable).
Post-
Wolf: City of Chicago v. Lord, 7 Ill. 2d
379,
130 N.E.2d
504 (excludable).
INDIANA
Pre-
Weeks: no holding.
Pre-
Wolf: Flum v. State, 193 Ind. 585, 141 N.E. 353
(excludable).
Post-
Wolf: Rohlfing v. State, 230 Ind. 236,
102 N.E.2d
199 (excludable.)
IOWA
Pre-
Weeks: State v. Sheridan, 121 Iowa 164, 96 N.W. 730
(excludable).
Pre-
Wolf: State v. Rowley, 197 Iowa 977, 195 N.W. 881
(admissible).
Post-
Wolf: State v. Smith, 247 Iowa 500,
73 N.W.2d 189
(admissible).
KANSAS
Pre-
Weeks: State v. Miller, 63 Kan. 62, 64 P. 1033
(admissible).
Pre-
Wolf: State v. Johnson, 116 Kan. 58, 226 P. 245
(admissible).
Post-
Wolf: State v. Peasley, 179 Kan. 314,
295 P.2d 627
(admissible).
KENTUCKY
Pre-
Weeks: no holding.
Pre-
Wolf: Youman v. Commonwealth, 189 Ky. 152, 224 S.W.
860 (excludable).
Page 364 U. S. 228
Post-
Wolf: Johnson v. Commonwealth, 296 S.W.2d 210
(excludable).
LOUISIANA
Pre-
Weeks: no holding.
Pre-
Wolf: State v. Fleckinger, 152 La. 337, 93 So. 115
(admissible).
Post-
Wolf: State v. Mastricovo, 221 La. 312,
59 So. 2d
403 (admissible).
MAINE
Pre-
Weeks: State v. Gorham, 65 Me. 270 (admissible)
(
semble).
Pre-
Wolf: State v. Schoppe, 113 Me. 10, 92 A. 867
(admissible) (
semble).
Post-
Wolf: no holding.
MARYLAND
Pre-
Weeks: Lawrence v. State, 103 Md. 17, 63 A. 96
(admissible).
Pre-
Wolf: Meisinger v. State, 155 Md. 195, 141 A. 536,
142 A. 190 (admissible).
Post-
Wolf: Stevens v. State, 202 Md. 117, 95 A.2d 877
(admissible). (Flack's Md.Ann.Code, 1951, Art. 35, § 5
requires the exclusion of illegally obtained evidence in the trial
of most misdemeanors.)
MASSACHUSETTS
Pre-
Weeks: Commonwealth v. Dana, 43 Mass. 329
(admissible).
Pre-
Wolf: Commonwealth v. Wilkins, 243 Mass. 356, 138
N.E. 11 (admissible).
Post-
Wolf: no holding.
MICHIGAN
Pre-
Weeks: People v. Aldorfer, 164 Mich. 676, 130 N.W.
351 (admissible).
Pre-
Wolf: People v. Marxhausen, 204 Mich. 559, 171 N.W.
557 (excludable).
Post-
Wolf: People v. Hildabridle, 353 Mich. 562,
92 N.W.2d
6 (excludable).
(Art. II, § 10 of the Michigan Constitution of 1908, as
amended, sets forth a limited class of items which are not
excludable.
See People v. Gonzales, 356 Mich. 247,
97 N.W.2d
16.)
MINNESOTA
Pre-
Weeks: State v. Strait, 94 Minn. 384, 102 N.W. 913
(admissible).
Pre-
Wolf: State v. Pluth, 157 Minn. 145, 195 N.W. 789
(admissible).
Post-
Wolf: no holding.
Page 364 U. S. 229
MISSISSIPPI
Pre-
Weeks: no holding.
Pre-
Wolf: Tucker v. State, 128 Miss. 211, 90 So. 845
(excludable).
Post-
Wolf: Nobles v. State, 222 Miss. 827, 77 So. 2d
288 (excludable).
MISSOURI
Pre-
Weeks: State v. Pomeroy, 130 Mo. 489, 32 S.W. 1002
(admissible).
Pre-
Wolf: State v. Owens, 302 Mo. 348, 259 S.W. 100
(excludable).
Post-
Wolf: State v. Hunt, 280 S.W.2d
37 (excludable).
MONTANA
Pre-
Weeks: State v. Fuller, 34 Mont. 12, 85 P. 369
(admissible).
Pre-
Wolf: State ex rel. King v. District Court, 70
Mont. 191, 224 P. 862 (excludable.)
Post-
Wolf: no holding.
NEBRASKA
Pre-
Weeks: Geiger v. State, 6 Neb. 545
(admissible).
Pre-
Wolf: Billings v. State, 109 Neb. 596, 191 N.W. 721
(admissible).
Post-
Wolf: Haswell v. State, 167 Neb. 169,
92 N.W.2d 161
(admissible).
NEVADA
Pre-
Weeks: no holding.
Pre-
Wolf: State v. Chin Gim, 47 Nev. 431, 224 P. 798
(admissible).
Post-
Wolf: no holding.
NEW HAMPSHIRE
Pre-
Weeks: State v. Flynn, 36 N.H. 64 (admissible).
Pre-
Wolf: State v. Agalos, 79 N.H. 241, 107 A. 314
(admissible).
Post-
Wolf: State v. Mara, 96 N.H. 463, 78 A.2d 922
(admissible).
NEW JERSEY
Pre-
Weeks: no holding.
Pre-
Wolf: State v. Black, 135 A. 685, 5 N.J.Misc. 48
(admissible).
Post-
Wolf: Eleuteri v. Richman, 26 N.J. 506,
141 A.2d
46 (admissible).
(N.J.Rev.Stat. 33:1-62 provides for the return of items
illegally seized in the investigation of certain alcohol control
offenses.)
Page 364 U. S. 230
NEW MEXICO
Pre-
Weeks: no holding.
Pre-
Wolf: State v. Dillon, 34 N.M. 366, 281 P. 474
(admissible).
Post-
Wolf: Breithaupt v. Abram, 58 N.M. 385, 271 P.2d
827 (admissible).
NEW YORK
Pre-
Weeks: People v. Adams, 176 N.Y. 351, 68 N.E. 636
(admissible).
Pre-
Wolf: People v. Defore, 242 N.Y. 13, 150 N.E. 585
(admissible).
Post-
Wolf: People v. Variano, 5 N.Y.2d 391, 185
N.Y.S.2d 1, 157 N.E 2d 857 (admissible).
NORTH CAROLINA
Pre-
Weeks: State v. Wallace, 162 N.C. 622, 78 S.E. 1
(admissible).
Pre-
Wolf: State v. Simmons, 183 N.C. 684, 110 S.E. 591
(admissible).
Post-
Wolf: State v. Mills, 246 N.C. 237,
98 S.E.2d
329 (excludable).
(N.C.Gen.Stat. § 15-27 requires the exclusion of illegally
obtained evidence.)
NORTH DAKOTA
Pre-
Weeks: no holding.
Pre-
Wolf: State v. Fahn, 53 N.D. 203, 205 N.W. 67
(admissible).
Post-
Wolf: no holding.
OHIO
Pre-
Weeks: no holding.
Pre-
Wolf: State v. Lindway, 131 Ohio St. 166, 2 N.E.2d
490(admissible).
Post-
Wolf: State v. Mapp, 170 Ohio St. 427, 166 N.E.2d
387 (admissible).
OKLAHOMA
Pre-
Weeks: Silva v. State, 6 Okl.Cr. 97, 116 P. 199
(admissible).
Pre-
Wolf: Gore v. State, 24 Okl.Cr. 394, 218 P. 545
(excludable).
Post-
Wolf: Hamel v. State, 317 P.2d 285
(excludable).
OREGON
Pre-
Weeks: State v. McDaniel, 39 Or. 161, 65 P. 520
(admissible).
Pre-
Wolf: See State v. Laundy, 103 Or. 443, 204 P. 958,
206 P. 290 (excludable),
although see State v. Folkes, 174
Or. 568, 150 P.2d 17 (not noticing
State v. Laundry).
Post-
Wolf: State v. Hoover, 219 Or. 288, 347 P. 69
(questioning
Laundy).
Page 364 U. S. 231
PENNSYLVANIA
Pre-
Weeks: no holding.
Pre-
Wolf: Commonwealth v. Dabbierio, 290 Pa. 174, 138
A. 679 (admissible).
Post-
Wolf: Commonwealth v. Chaitt, 380 Pa. 532, 112
A.2d 379 (admissible).
RHODE ISLAND
Pre-
Weeks: no holding.
Pre-
Wolf: no holding.
Post-
Wolf: State v. Hillman, 84 R.I. 396,
125
A.2d 94 (applying common law rule, but noticing the enactment
of the statutory rule).
(R.I.Gen.Laws, 1956, § 9-19-25 requires the exclusion of
illegally obtained evidence.)
SOUTH CAROLINA
Pre-
Weeks: State v. Atkinson, 40 S.C. 363, 18 S.E. 1021
(admissible).
Pre-
Wolf: State v. Green, 121 S.C. 230, 114 S.E. 317
(admissible).
Post-
Wolf: State v. Anderson, 230 S.C. 191,
95 S.E.2d
164 (admissible).
SOUTH DAKOTA
Pre-
Weeks: State v. Madison, 23 S.D. 584, 122 N.W. 647
(admissible).
Pre-
Wolf: State v. Gooder, 57 S.D. 619, 234 N.W. 610
(excludable).
Post-
Wolf: State v. Poppenga, 76 S.D. 592,
83 N.W.2d
518 (excludable).
S.D.Code, 1939, § 34.1102 provides for a limited return to
the common law rule of admissibility.
See State v. Lane,
76 S.D. 544,
82 N.W.2d
286.
TENNESSEE
Pre-
Weeks: Cohn v. State, 120 Tenn. 61, 109 S.W. 1149
(admissible).
Pre-
Wolf: Hughes v. State, 145 Tenn. 544, 238 S.W. 588
(excludable).
Post-
Wolf: Lindsey v. State, 191 Tenn. 51, 231 S.W.2d
380 (excludable).
TEXAS
Pre-
Weeks: no holding.
Pre-
Wolf: Chapin v. State, 107 Tex.Cr.R. 477, 296 S.W.
1095 (excludable).
Page 364 U. S. 232
Post-
Wolf: Williamson v. State, 156 Tex.Cr.R. 520,
244
S.W.2d 202 (excludable).
(Vernon's Tex.Stat., 1948 (Code Crim.Proc. art. 727a) requires
the exclusion of illegally obtained evidence.)
UTAH
Pre-
Weeks: no holding.
Pre-
Wolf: State v. Aime, 62 Utah 476, 220 P. 704
(admissible).
Post-
Wolf: no holding.
VERMONT
Pre-
Weeks: State v. Mathers, 64 Vt. 101, 23 A. 590
(admissible).
Pre-
Wolf: State v. Stacy, 104 Vt. 379, 160 A. 257, 747
(admissible).
Post-
Wolf: In re Raymo, 121 Vt. 246,
154 A.2d 487
(admissible).
VIRGINIA
Pre-
Weeks: no holding.
Pre-
Wolf: Hall v. Commonwealth, 138 Va. 727, 121 S.E.
154 (admissible).
Post-
Wolf: no holding.
WASHINGTON
Pre-
Weeks: State v. Royce, 38 Wash. 111, 80 P. 268
(admissible).
Pre-
Wolf: State v. Gibbons, 118 Wash. 171, 203 P. 390
(excludable).
Post-
Wolf: State v. Cyr, 40 Wash.
2d 840,
246 P.2d
480 (excludable).
WEST VIRGINIA
Pre-
Weeks: State v. Edwards, 51 W.Va. 220, 41 S.E. 429,
(admissible).
Pre-
Wolf: State v. Wills, 91 W.Va. 659, 114 S.E. 261
(excludable).
Post-
Wolf: State v. Calandros, 140 W.Va. 720,
86 S.E.2d
242 (excludable).
WISCONSIN
Pre-
Weeks: no holding.
Pre-
Wolf: Hoyer v. State, 180 Wis. 407, 193 N.W. 89
(excludable).
Post-
Wolf: State v. Kroening, 274 Wis. 266, 79 N.W.2d
816 (excludable).
WYOMING
Pre-
Weeks: no holding.
Pre-
Wolf: State v. George, 32 Wyo. 223,
231 P. 683
(excludable).
Post-
Wolf: no holding.
[
Footnote 1]
The state officers, having received information that petitioners
had in their possession obscene motion pictures, procured a search
warrant to search petitioner Clark's home. The affidavit upon which
the warrant was based recited that, "upon information and belief,"
it was thought that Clark possessed obscene pictures and
accompanying sound recordings. The search revealed no obscene
pictures, but various paraphernalia believed to have been used in
making wiretaps were found and seized.
Following an appropriate motion, the Multnomah County District
Court held the search warrant invalid and ordered suppression of
the evidence. This action came, however, after the return of an
indictment by a state grand jury, and the local district attorney
challenged the power of the district court to suppress evidence
once an indictment was in. Accordingly, the question was later
argued anew on a motion to suppress in the Circuit Court for
Multnomah County, a court of general criminal jurisdiction. That
court held the search unlawful and granted the motion to suppress.
The state indictment was subsequently dismissed.
During the course of these state proceedings, federal officers,
acting under a federal search warrant, obtained the articles from
the safe deposit box of a local bank where the state officials had
placed them. Shortly after the state case was abandoned, a federal
indictment was returned, and the instant prosecution followed.
[
Footnote 2]
The "silver platter" label stems from a phrase first turned in
the prevailing opinion in
Lustig v. United States,
338 U. S. 74,
338 U. S. 79.
The doctrine has been the subject of much comment in legal
periodicals.
See, e.g., Allen, The
Wolf Case:
Search and Seizure, Federalism, and the Civil Liberties, 45
Ill.L.Rev. 1, 14-25; Galler, The Exclusion of Illegal State
Evidence in Federal Courts, 49 J.Crim.L., Criminology & Police
Science, 455; Kohn, Admissibility in Federal Court of Evidence
Illegally Seized by State Officers, 1959, Wash.U.L.Q. 229; Kamisar,
Wolf and
Lustig Ten Years Later: Illegal State
Evidence in State and Federal Courts, 43 Minn.L.Rev. 1083; Parsons,
State-Federal Crossfire in Search and Seizure and Self
Incrimination, 42 Cornell L.Q. 346, 347-368; Comment, The
Benanti Case: State Wiretap Evidence and the Federal
Exclusionary Rule, 57 Col.L.Rev. 1159; Comment, Judicial Control of
Illegal Search and Seizure, 58 Yale L.J. 144; Notes, 51 Col.L.Rev.
128, 27 Geo.Wash.L.Rev. 392, 5 N.Y.L.F. 301, 6 U.C.L.A.Rev.
703.
[
Footnote 3]
See, e.g., Rettich v. United States, 84 F.2d 118 (C.A.
1st Cir.);
Milburne v. United States, 77 F.2d 310 (C.A. 2d
Cir.);
Miller v. United States, 50 F.2d 505 (C.A. 3d
Cir.);
Riggs v. United States, 299 F. 273 (C.A. 4th Cir.);
Timonen v. United States, 286 F. 935 (C.A. 6th Cir.);
Fowler v. United States, 62 F.2d 656 (C.A. 7th Cir.)
(dictum);
Elam v. United States, 7 F.2d 887 (8th Cir.);
Brown v. United States, 12 F.2d 926 (C.A. 9th Cir.);
Gilbert v. United States, 163 F.2d 325 (C.A. 10th Cir.);
Shelton v. United States, 83 U.S.App.D.C. 257, 169 F.2d
665,
overruled by Hanna v. United States, 104 U.S.App.D.C.
205, 260 F.2d 723.
[
Footnote 4]
Compare Sutherland v. United States, 92 F.2d 305 (C.A.
4th Cir.);
Ward v. United States, 96 F.2d 189 (C.A. 5th
Cir.);
Fowler v. United States, 62 F.2d 656 (C.A. 7th
Cir.);
United States v. Butler, 156 F.2d 897 (C.A. 10th
Cir.);
with Kitt v. United States, 132 F.2d 920 (C.A. 4th
Cir.);
Sloane v. United States, 47 F.2d 889 (C.A. 10th
Cir.).
[
Footnote 5]
Compare United States v. Jankowski, 28 F.2d 800 (C.A.
2d Cir.);
Marsh v. United States, 29 F.2d 172 C.A. 2d
Cir.);
with United States v. Butler, 156 F.2d 897 (C.A.
10th Cir.).
[
Footnote 6]
See, e.g., Burford v. United States, 214 F.2d 124, 125
(C.A. 5th Cir.);
Ford v. United States, 234 F.2d 835, 837
(C.A. 6th Cir.);
United States v. Moses, 234 F.2d 124
(C.A. 7th Cir.);
Williams v. United States, 215 F.2d 695,
696 (C.A. 9th Cir.);
Gallegos v. United States, 237 F.2d
694, 696-697 (C.A. 10th Cir.).
[
Footnote 7]
Long before the Court established that the Fourteenth Amendment
protects the security of one's privacy against arbitrary intrusion
by state officers, Mr. Justice (then Judge) Cardozo perceived a
basic incongruity in a rule which excludes evidence unlawfully
obtained by federal officers, but admits in the same court evidence
unlawfully obtained by state agents.
"The federal rule as it stands is either too strict or too lax.
A federal prosecutor may take no benefit from evidence collected
through the trespass of a federal officer. . . . He does not have
to be so scrupulous about evidence brought to him by others. How
finely the line is drawn is seen when we recall that marshals in
the service of the nation are on one side of it, and police in the
service of the states on the other. The nation may keep what the
servants of the states supply. . . . We must go farther or not so
far. The professed object of the trespass, rather than the official
character of the trespasser, should test the rights of government.
. . . A government would be disingenuous if, in determining the use
that should be made of evidence drawn from such a source, it drew a
line between them. This would be true whether they had acted in
concert or apart."
People v. Defore, 242 N.Y. 13, 22-23, 150 N.E. 585,
588.
[
Footnote 8]
The Director of the Federal Bureau of Investigation has written
as follows:
"One of the quickest ways for any law enforcement officer to
bring public disrepute upon himself, his organization and the
entire profession is to be found guilty of a violation of civil
rights. Our people may tolerate many mistakes of both intent and
performance, but, with unerring instinct, they know that, when any
person is intentionally deprived of his constitutional rights,
those responsible have committed no ordinary offense. A crime of
this nature, if subtly encouraged by failure to condemn and punish,
certainly leads down the road to totalitarianism."
"Civil rights violations are all the more regrettable because
they are so unnecessary. Professional standards in law enforcement
provide for fighting crime with intelligence, rather than force. .
. . In matters of scientific crime detection, the services of our
FBI Laboratory are available to every duly constituted law
enforcement officer in the nation. Full use of these and other
facilities should make it entirely unnecessary for any officer to
feel the need to use dishonorable methods."
"Complete protection of civil rights should be a primary concern
of every officer. These rights are basic in the law, and our
obligation to uphold it leaves no room for any other course of
action. Although the great majority in our profession have long
since adopted that policy, we cannot yet be entirely proud of our
record. Incidents which give justification to charges of civil
rights violations by law enforcement officers still occur. . . .
This state of affairs ought to be taken as a challenge to all of
us. Every progressive police administrator and officer must do
everything in his power to bring about such an improvement that our
conduct and our record will conclusively prove each of these
charges to be false."
FBI Law Enforcement Bulletin, September, 1952, pp. 1-2.
[
Footnote 9]
See Appendix, 364 U.S. at
364 U. S.
224-225.
[
Footnote 10]
See Appendix, 364 U.S. at
364 U. S.
224-225.
[
Footnote 11]
For a discussion of recent developments in British Commonwealth
jurisdictions,
see Cowen, The Admissibility of Evidence
Procured Through Illegal Searches and Seizures in British
Commonwealth Jurisdictions, 5 Vanderbilt L.Rev. 523 (1952). The
author concludes upon a survey of Commonwealth decisions "that
there is no uniform rule on the admissibility of evidence procured
through illegal searches and seizures."
Id. at 546.
[
Footnote 12]
North Carolina.
See Appendix, 364 U.S. at
364 U. S.
230.
[
Footnote 13]
Delaware and California.
See Appendix, 364 U.S. at
364 U. S.
226.
[
Footnote 14]
Rhode Island.
See Appendix, 364 U.S. at
364 U. S.
231.
[
Footnote 15]
Excerpt from letter of Governor Edmund G. Brown, then Attorney
General of the State of California, to the Stanford Law Review,
quoted in Note, 9 Stan.L.Rev. 515, 538 (1957).
See also
Barrett, Exclusion of Evidence Obtained by Illegal Searches -- A
Comment on
People vs. Cahan, 43 Cal.L.Rev. 565, 586-588
(1955).
[
Footnote 16]
See Rule 41(e), Fed.Rules Crim.Proc. The defendant, of
course, must have "standing" to object.
See Jones v. United
States, 362 U. S. 257.
Page 364 U. S. 233
MR. JUSTICE FRANKFURTER, whom MR. JUSTICE CLARK, MR. JUSTICE
HARLAN and MR. JUSTICE WHITTAKER join, dissenting.
*
The Court today overturns a rule of evidence always the law and
formally announced in 1914 by a unanimous Court including Mr.
Justice Holmes and Mr. Justice Hughes.
Weeks v. United
States, 232 U. S. 383,
232 U. S. 398.
The rule has since that time been applied in this Court's unanimous
per curiam decision in 1925 in
Center v. United States,
267 U.S. 575, and for nearly half a century, as a matter of course,
in federal prosecutions without number throughout the United
States. In 1927, a unanimous Court, on which sat Mr. Justice
Holmes, Mr. Justice Brandeis and Mr. Justice Stone, thus
acknowledged the rule:
"[w]e do not question the right of the federal government to
avail itself of evidence improperly seized by state officers
operating entirely upon their own account."
Byars v. United States, 273 U. S.
28,
273 U. S. 33. It
can hardly be denied that Mr. Justice Holmes and Mr. Justice
Brandeis were the originators and formulators of the body of our
present constitutional law pertaining to civil liberties;
pronouncements since have merely been echoes and applications, when
not distortions, of principles laid down by them.
Of course our law, and particularly our procedural law, does not
stick fast in the past. (Speaking wholly for myself, there is
indeed an appropriate basis derived from the nature of our
federalism -- which I shall later set forth -- for modification in
the circumstances of the present cases of the rule admitting
state-seized evidence, regardless of the way in which it was
seized.) But when a rule of law has the history and the intrinsic
authority of the rule overturned today, when it has been for so
long a part
Page 364 U. S. 234
of the administration of justice in the federal courts, a
change, when not constitutionally compelled as the present change
concededly is not, must justify itself either by the demands of new
experience undermining the justification of the established rule or
by new insight into the undesirable consequences of the old rule.
The rule the Court newly promulgates today draws upon neither of
these justifications and is not supported by any of this Court's
previous decisions, while raising serious difficulties in its
application, including undue conflict with state law and with state
courts.
We are concerned with a rule governing the admissibility of
relevant evidence in federal courts. The pertinent general
principle, responding to the deepest needs of society, is that
society is entitled to every man's evidence. As the underlying aim
of judicial inquiry is ascertainable truth, everything rationally
related to ascertaining the truth is presumptively admissible.
Limitations are properly placed upon the operation of this general
principle only to the very limited extent that permitting a refusal
to testify or excluding relevant evidence has a public good
transcending the normally predominant principle of utilizing all
rational means for ascertaining truth. The basic consideration in
these cases is whether there are present any overriding reasons for
not accepting evidence concededly relevant to a federal judicial
inquiry regarding a violation of federal law.
Overriding public considerations are reflected in the exclusion
from evidence of the narrow classes of privileged communications,
in the exclusion designed to prevent people from being compelled to
convict themselves out of their own mouths developed under the
shelter of the Fifth Amendment's privilege against
self-incrimination, and insofar as the Due Process Clause of the
Fourteenth Amendment puts curbs on the evidentiary law of the
States. Respect is also due a further consideration
Page 364 U. S. 235
that courts of law are, after all, in the service of justice,
and that the enforcement of basic moralities by courts should at
times be deemed more important than the full utilization of all
relevant evidence in a particular case.
Silverthorne Lumber Co.
v. United States, 251 U. S. 385.
Regard for this consideration led Mr. Justice Holmes and Mr.
Justice Brandeis to urge that the federal courts should not permit
the Department of Justice to become the willing beneficiary of
stolen goods through their use in evidence in a federal
prosecution: "Respect for law will not be advanced by resort, in
its enforcement, to means which shock the common man's sense of
decency and fair play." It is noteworthy that while this view was
expressed by Holmes and Brandeis, JJ. in 1921 in dissent in
Burdeau v. McDowell, 256 U. S. 465,
256 U. S. 477, it
did not lead them in 1927, in
Byars v. United States,
supra, to question the right of the Federal Government to
utilize the very kind of evidence involved in these two cases.
Closer to our immediate problem are the evidentiary problems
arising out of the interdiction of the Fourth Amendment against
"unreasonable searches and seizures." This constitutional provision
addresses itself to matters that virtually relate to individual
freedom. On this account, another exclusion of relevant evidence
has been developed in the federal courts in response to what was
deemed to be a compelling public need implicit in that Amendment.
Because of what was deemed to be a vital relation to the
vindication of the Amendment so that its important protection would
otherwise be of "no value," this Court, in
Weeks v. United
States, 232 U. S. 383,
held it appropriate to exclude from federal courts evidence seized
by federal officials in disregard of the Fourth Amendment. It was
thought more important to exert general legal pressures to secure
obedience to the Fourth Amendment on the part of federal
law-enforcing officers than to enforce the general principle of
relevance in particular cases. This
Page 364 U. S. 236
exclusionary rule of
Weeks has also been applied to
violations of federal law by federal officers, closely relating to
the interests protected by the Fourth Amendment, although not of
the full seriousness of constitutional violations.
See, e.g.,
Miller v. United States, 357 U. S. 301.
The Fourth Amendment, as applied in
Weeks and cases
since, operates, as do all the provisions of the Federal Bill of
Rights, within the limitations imposed by our federal system. It
has been held without deviation that the specific provisions of the
first eight Amendments are not limitations upon the power of the
States or available safeguards of the individual against state
authority. Of course the same is true of procedural protections
afforded by federal statutes not resting on the Constitution. It
has followed from this that, until today, in applying he
Weeks rule of exclusion, a vital question has always been
whether the offending search or seizure was conducted in any part
by federal officials or in the interest of the Federal Government,
or whether it was conducted solely by state officers acting
exclusively for state purposes. Only if the Federal Government "had
a hand" in the search could the Fourth Amendment or federal
statutory restrictions, and thus the
Weeks exclusionary
rule, apply.
See Byars v. United States, 273 U. S.
28;
Lustig v. United States, 338 U. S.
74,
338 U. S. 78.
The
Weeks case itself, as has been said, held that state
misconduct was not to be the basis for application of the federal
exclusionary rule. 232 U.S. at
232 U. S. 398.
Until today that has been the law of the land.
Have there been developments since
Weeks, either
intellectual or practical, which should lead the Court to overturn
the authoritative rule of that case and for the first time bar
relevant evidence innocently secured by federal authorities, in
cases involving no federal misconduct whatever, where there has
been neither violation of
Page 364 U. S. 237
the Fourth Amendment nor violation of a federal statute by
federal officers or any agent for them?
The Court finds such a significant development, destroying in
its view the "foundations," the "doctrine underpinning" of the
express and authoritative limitation of the
Weeks
exclusionary rule to cases of federal violations, in what was said
in 1949 in
Wolf v. Colorado, 338 U. S.
25,
338 U. S. 27-28,
recognizing that
"[t]he security of one's privacy against arbitrary intrusion by
the police -- which is at the core of the Fourth Amendment -- is
basic to a free society. It is therefore implicit in 'the concept
of ordered liberty,' and, as such, enforceable against the States
through the Due Process Clause."
The Court asserts that there is no longer any logic in
restricting the application of the
Weeks exclusionary rule
to the fruits of federal seizures, for
Wolf recognizes
that state seizures may also encroach on interests protected by the
Federal Constitution. The rule which the Court announces on the
basis of this analysis is that there is to be excluded from federal
prosecutions all evidence seized by state officers
"during a search which, if conducted by federal officers, would
have violated the defendant's immunity from unreasonable searches
and seizures under the Fourth Amendment."
As the Court's rule only purports to exclude evidence seized by
state officers in violation of the Constitution, it is plain that
the Court assumes for the purposes of these cases that, as a
consequence of
Wolf, precisely the same rules are
applicable in determining whether the conduct of state officials
violates the Constitution as are applicable in determining whether
the conduct of federal officials does so, and precisely the same
exclusionary remedy is deemed appropriate for one behavior as for
the other.
In this use of
Wolf, the Court disregards not only what
precisely was said there, namely, that only what was
Page 364 U. S. 238
characterized as the "core of the Fourth Amendment," not the
Amendment itself, is enforceable against the States, but also the
fact that what was said in
Wolf was said with reference to
the Due Process Clause of the Fourteenth Amendment, and not with
reference to the specific guarantees of the Fourth Amendment. The
scope and effect of these two constitutional provisions cannot be
equated, as the Court would have it. These are constitutional
provisions wholly different in history, scope and incidence, and
that is crucial to our problem. It is of course true, as expressed
in
Wolf, that some of the principles underlying the
specific safeguards of the first eight Amendments are implied
limitations upon the States drawn out of the Due Process Clause of
the Fourteenth Amendment, and, to that extent, but no more, afford
federal protection to individuals against state power. But it is
basic to the structure and functioning of our federal system to
distinguish between the specifics of the Bill of Rights of the
first eight Amendments and the generalities of the Due Process
Clause translated into concreteness case by case ever since
Davidson v. New Orleans, 96 U. S. 97, by a
process of inclusion and exclusion, as analyzed with great
particularity by Mr. Justice Cardozo in
Palko v.
Connecticut, 302 U. S. 319.
This vital distinction, running through hundreds of cases,
underlies the decision in
Wolf v. Colorado. It is
therefore a complete misconception of the
Wolf case to
assume, as the Court does as the basis for its innovating rule,
that every finding by this Court of a technical lack of a search
warrant, thereby making a search unreasonable under the Fourth
Amendment, constitutes an "arbitrary intrusion" of privacy so as to
make the same conduct on the part of state officials a violation of
the Fourteenth Amendment. The divisions in this Court over the
years regarding what is and what is not to be deemed an
unreasonable search within the meaning of the Fourth Amendment
Page 364 U. S. 239
and the shifting views of members of the Court in this regard,
prove that, in evolving the meaning of the Fourth Amendment, the
decisions of this Court have frequently turned on dialectical
niceties, and have not reflected those fundamental considerations
of civilized conduct on which applications of the Due Process
Clause turn.
See, for example, the varying views of the
Court as a whole, and of individual members, regarding the
"reasonableness" under the Fourth Amendment of searches without
warrants incident to arrests, as illustrated by comparing
Marron v. United States, 275 U. S. 192,
with Go-Bart Importing Co. v. United States, 282 U.
S. 344,
and United States v. Lefkowitz,
285 U. S. 452;
Go-Bart, supra, and Lefkowitz, supra, with Harris v. United
States, 331 U. S. 145, and
United States v. Rabinowitz, 339 U. S.
56;
also Harris, supra, with Trupiano v. United
States, 334 U. S. 699,
and Trupiano with Rabinowitz, supra (overruling
Trupiano).
See also the Court's differing
conceptions regarding the evidence necessary to constitute
"probable cause" upon which to base a warrant or a search without a
warrant, as revealed by comparing
Grau v. United States,
287 U. S. 124,
287 U. S. 128,
with Draper v. United States, 358 U.
S. 307,
358 U. S. 312,
note 4 (rejecting
Grau), and
Jones v. United
States, 362 U. S. 257,
362 U. S.
270.
What the Court now decides is that these variegated judgments,
these fluctuating and uncertain views of what constitutes an
"unreasonable search" under the Fourth Amendment in conduct by
federal officials, are to determine whether what is done by state
police, wholly beyond federal supervision, violates the Due Process
Clause. The observation in
Wolf v. Colorado, reflecting as
it did the fundamental protection of the Due Process Clause against
"arbitrary" police conduct, and not the specific, restrictive
protection of the Fourth Amendment, hardly supports that
proposition or the new rule which the Court rests upon it. The
identity of the protection
Page 364 U. S. 240
of the Due Process Clause against arbitrary searches with the
scope of the protection of the Fourth Amendment is something the
Court assumes for the first time today. It assumes this without
explication in reason or in reliance upon authority, and entirely
without regard for the essential difference, which has always been
recognized by this Court, between the particularities of the first
eight Amendments and the fundamental nature of what constitutes due
process.
Nor can I understand how
Wolf v. Colorado furnishes the
slightest support for the application of the
Weeks
exclusionary rule, designed as that was to enforce the Fourth
Amendment and indirectly to discipline federal officers under this
Court's peculiarly comprehensive supervisory power over them, to
the present cases, where the infractions, if any, were by state
officers and were of rights arising under the Due Process Clause of
the Fourteenth Amendment. The Court finds what it calls the
"ultimate holding" in
Wolf, namely, that the exclusionary
rule is not to be fastened upon state courts in enforcement of
rights arising under the protection of the Fourteenth Amendment
against arbitrary searches and seizures, something with which "we
are not here directly concerned." I fail to understand why this
holding is not of essential relevance to the holding of these
cases. In the first place,
Wolf wholly rebuts the Court's
assertion that there is no logic in distinguishing how the
Fourteenth Amendment is to be enforced against state officials from
how the Fourth is to be enforced against federal officers. The
point of
Wolf was that the logic of this was imperative
and that the remedies under the two Amendments are not the same. In
the second place, in light of the holding of
Wolf that
state courts may admit evidence like that involved in these cases,
it cannot be said that there is any sufficient justification based
upon controlling the conduct of state officers for excluding such
evidence from federal
Page 364 U. S. 241
courts, as the Court would do, when gathered by state officials
whose States would admit it. The underlying assumption on which the
exclusionary rule of
Weeks rests is that barring evidence
illegally secured will have an inhibiting, one hopes a civilizing,
influence upon law officers. With due respect, it is fanciful to
assume that law-enforcing authorities of States which do not have
an exclusionary rule will to any significant degree be influenced
by the potential exclusion in federal prosecutions of evidence
secured by them when state prosecutions, which surely are their
preoccupation, remain free to use the evidence. At any rate, what
warrant is there for the federal courts to assume the same
supervisory control over state officials as they have assumed over
federal officers, even if that control could be effective? And the
exertion of controlling pressures upon the police is admittedly the
only justification for any exclusionary rule.
Thus, I do not understand how
Wolf v. Colorado, which
is the only case relied upon by the Court as authority for its
innovation, furnishes support for the Court's new rule of evidence.
It seems to me to do the opposite. Nor can the Court's new rule be
justified as an effective means for controlling state officers.
Neither do I think the Court's adoption of an exclusionary rule in
the present cases finds justification, as the Court suggests, in
light of any universal recognition of the need of excluding
evidence such as is involved in these cases in order to assure the
wise and effective administration of criminal justice. It cannot be
denied that the appropriateness of barring relevant evidence as a
means for regulating police conduct has not been unquestioned even
by those most zealous for honest law enforcement, and it certainly
has not gone unquestioned as outweighing the interest of society in
bringing criminals to justice.
See, e.g., People v.
Defore, 242 N.Y. 13, 21, 150 N.E. 585, 587-588; 8 Wigmore,
Evidence (3d ed. 1940), § 2184. And I regret to say that I do
not
Page 364 U. S. 242
find evidence that the movement towards adoption of the rule of
exclusion has been, as we are told, "seemingly inexorable." On the
contrary, what impresses me is the obduracy of high-minded state
courts, like that of New York under the leadership of Judge
Cardozo, in refusing to adopt the federal rule of exclusion.
Indeed, this impressive insistence of States not to follow the
Weeks exclusionary rule was the controlling consideration
of the decision in
Wolf not to read it into the
requirement of "due process" under the Fourteenth Amendment. As the
material the Court has collected shows, fully half the States have
refused to adhere to our
Weeks rule, nearly fifty years
after this Court has deemed it appropriate for the federal
administration of criminal justice.
Apart from any affirmative justifications for the new rule, it
is suggested in support of the need for making the Court's
innovation that the distinction made since
Weeks v. United
States for purposes of excluding evidence, turning on whether
or not federal officials had any share in the search, has
engendered practical difficulties, and for that reason ought now to
be discarded. It is also suggested that the rule which has
prevailed under
Weeks and
Byars to this day
"implicitly invites federal officers to withdraw from such
association (with state law-enforcement officers) and at least
tacitly to encourage state officers in the disregard of
constitutionally protected freedom."
I am not aware of evidence to sustain the view that the
distinction between federal and state searches has been
particularly difficult of application. Individual cases have merely
presented the everyday issue of evaluating testimony and testimony
touching an issue relatively easy of ascertainment. I know of no
opinion in any federal court, and the Court points to none, which
has revealed any consciousness of having been confronted with too
exacting a task for adjudication when called upon to decide whether
a search was or was not to be deemed a federal search.
Page 364 U. S. 243
This Court's decisions certainly do not reflect an awareness of
such difficulties. And if the rule, as appears from the decisions
of the judges who have had to apply it, has evidently been in
general a workable one, it surely should not be discarded because
of unsupported assumptions that federal officials are prone to
evade it and to cooperate secretly with state police in improper
activities. Disregard of the history, authority and experience that
support the rule now cast into limbo ought to have a more
substantiated justification than the fragile assumption that
federal officers look for opportunities to engage in, to use the
Court's language, "subterfuge" and "evasion" of a command
sanctioned by this Court. I would not so belittle this Court's
authority. I had supposed we should attribute to the law-enforcing
authorities of the Government respect for this Court's weighty
course of decisions, and not a flouting of them.
Whatever difficulties of application there may be in the present
rule -- and the opinions of those who have had to apply it do not
indicate that they are significant -- they surely cannot lead us to
exchange a tried and settled principle for the Court's new
doctrine. For that doctrine, although the Court purports to be
guided by the practical consequences of rules of evidence in this
area and by considerations of comity between federal and state
courts and policies, not only raises new and far greater
difficulties than did the old rule, but is also pregnant with new
disharmonies between federal and state authorities and between
federal and state courts.
First. The Court's new rule introduces into the law
governing the admissibility of search and seizure evidence in
federal prosecutions a troublesome and uncertain new criterion,
namely, the "unconstitutionality" of police conduct, as
distinguished from its mere illegality under state or federal law.
Under the rule the Court today announces, the federal trial court,
whenever state-seized evidence is
Page 364 U. S. 244
challenged, must decide the wholly hypothetical question whether
that evidence was
"obtained by state officers during a search which, if conducted
by federal officers, would have violated the defendant's immunity
from unreasonable searches and seizures under the Fourth
Amendment."
Irrelevant are violations of state law, or hypothetical
violations of federal statutes, had the search been "conducted by
federal officers."
The
Weeks rule of exclusion, as enforced by this Court,
applies to all illegal seizures on the part of federal officers. If
the officer's conduct is by statute or court-developed rule
illegal, the evidence is excluded, and it is not necessary to say
whether or not the rule of conduct flows directly from the
Constitution. This has been an efficient, workable evidentiary
criterion unencumbered with weighty constitutional distinctions.
See, for example, Miller v. United States, 357 U.
S. 301, where evidence was excluded without a mention of
the Constitution. This Court or the lower federal courts have thus
never, until today, needed to develop criteria distinguishing those
federal regulations of the conduct of federal officers which are
compelled by the Constitution from those which are entrusted to the
discretion of Congress or the courts to develop. We must do so now,
and so must federal trial courts concern themselves with such
constitutional determinations in the midst of adjudicating motions
to suppress state evidence. This is bound to be a troublesome
process in light of the complete absence of such criteria. For
example, are the special federal provisions regarding night search
warrants of a constitutional nature? And what of the rules
governing the execution of lawful warrants, applied in
Miller
v. United States, supra? We have never needed to pronounce
upon these totally abstract and doctrinaire questions, and there
surely is no need to announce a rule which forces us to do so now,
when such a rule is not constitutionally required, but is
concededly imposed as
Page 364 U. S. 245
a matter of this Court's discretionary power to formulate rules
of evidence for federal litigation. After all, it makes not the
slightest difference from the point of view of the admissibility of
evidence whether what a federal officer does is simply illegal or
illegal because unconstitutional. Why introduce such subtleties, in
a hypothetical federal context, when passing on state evidence?
Second. The Court's new rule potentially frustrates and
creates undesirable conflict with valid and praiseworthy state
policies which attempt to protect individuals from unlawful police
conduct. Although the Court purports to be responsive to the needs
of proper law enforcement and to considerations of comity between
state and federal law, when it comes to elaborate its new rule, it
does so as follows:
"[t]he test is one of federal (constitutional) law, neither
enlarged by what one state court may have countenanced nor
diminished by what another may have colorably suppressed."
So comity plays no part at all, and the fruits of illegal law
enforcement may well be admitted in federal courts directly
contrary to state law. State law seeking to control improper
methods of law enforcement is frustrated by the Court's new rule
whenever a State which enforces an exclusionary rule places
restrictions upon the conduct of its officers not directly required
by the Fourth Amendment with regard to federal officers. The
Court's new rule will, for example, admit evidence illegally seized
under a state law which is identical to a federal statute
restricting federal officers, so long as the federal statute goes
beyond the minimum requirements of the Constitution. One would
suppose that such a situation would be one in which this Court
would plainly respect the state policy as constituting nothing but
a local duplication of a federal policy. Yet the rule promulgated
today flouts such a state regulation. A state officer who disobeys
it needs only to turn his evidence over to the federal prosecutor,
who may freely utilize it under today's
Page 364 U. S. 246
innovation in disregard of the disciplinary policy of the
State's exclusionary rule. I cannot think why the federal courts
should thus encourage state illegalities.
I do not merely indulge in assumptions regarding the serious
frustrations of valid state regulations of state law enforcement
officers which may arise from the rule formulated today. Take a
concrete example of this mischief. In
Breithaupt v. Abram,
352 U. S. 432,
this Court decided that it did not violate the Fourteenth Amendment
for a State to take blood from a defendant without his consent and
use it in evidence against him, for such police methods were found
not to be "offensive" or "unreasonable." Nevertheless, States may
decide, and have decided, that taking blood without consent is by
state standards reprehensible, and that to discourage such conduct
by its police blood test evidence must be suppressed in use in
state prosecutions.
See Lebel v. Swincicki, 354 Mich. 427,
93 N.W.2d
281;
State v. Kroening, 274 Wis. 266, 271-276, 79
N.W.2d 810, 814-817, 80 N.W.2d 816. Such a state policy is surely
entitled to our respect if we are to exclude evidence on the basis
of the illegal activity of state officers. Yet because of the
decision in
Breithaupt, the Court's new rule permits the
admission of blood test evidence in a federal prosecution, ignoring
the State's decision that the police conduct producing it is
illegal, and that it therefore ought to be suppressed. And the same
is to be true of evidence seized by state police in violation of a
state rule regarding searches incident to lawful arrests which is
more restrictive upon the police than the present version of the
fluctuating federal rule, or of evidence seized pursuant to a
warrant or to an arrest without a warrant which did not meet state
standards of "probable cause" more restrictive than the federal
standards as lately developed. State rules in these areas may be
and in some States are more
Page 364 U. S. 247
restrictive than federal rules.
See, for example,
restricting the right of incidental search more than has this
Court,
State v. Adams, 103 W.Va. 77, 136 S.E. 703;
State v. Buckley, 145 Wash. 87, 258, P. 1030;
Flannery
v. Commonwealth, 324 S.W.2d 128;
Doyle v. State, 320
P.2d 412; and imposing more exacting standards of "probable cause"
than federal law imposes,
Doyle v. State, 320 P.2d 412
(expressly refusing to follow
Brinegar v. United States,
338 U. S. 160);
Averill v. State, 52 So. 2d 791;
People v.
Thymiakas, 140 Cal. App.
2d 940, 296 P.2d 4. Especially pertinent in this regard is the
following statement in
People v. Cahan, 44 Cal. 2d
434, 450, 282 P.2d 905, 915, adopting an exclusionary rule for
California:
"In developing a rule of evidence applicable in the state
courts, this court is not bound by the decisions that have applied
the federal rule, and if it appears that those decisions have
developed needless refinements and distinctions, this court need
not follow them. Similarly, if the federal cases indicate needless
limitations on the right to conduct reasonable searches and
seizures or to secure warrants, this court is free to reject
them."
In fact, in the very two cases now before the Court state courts
have found their officers' conduct illegal, and have ordered
suppression of the evidence thereby gained. Yet the Court refuses
to respect these findings, and sends the cases back to the District
Courts for independent rulings regarding the federal constitutional
validity of the state officers' conduct. If these state infractions
are not found to be of constitutional dimensions, and it is surely
doubtful whether they were of that degree of seriousness under some
of our decisions, the evidence will be admitted though wrongfully
seized under the governing state law. The rule promulgated today
would thus undo a State's disciplinary policy against police
misconduct,
Page 364 U. S. 248
while, in the contrary situation, where the State would admit
evidence now rejected by the Court, police conduct sustained by
state law would not be affected.
Third. The Court's new rule creates potential conflict
between federal and state courts even when the legal standards of
police conduct upon which exclusion is to turn are the same in both
courts. The Court says that,
"[i]n determining whether there has been an unreasonable search
and seizure by state officers, a federal court must make an
independent inquiry, whether or not there has been such an inquiry
by a state court, and irrespective of how any such inquiry may have
turned out."
Again considerations of comity are ignored. Applying the same
legal standards, a federal tribunal may hold state officers
blameless after a state court has condemned their conduct, or it
may hold them to have been at fault after the State has absolved
them. I cannot imagine the justification for permitting a federal
court to make such conflicting pronouncements, debilitating local
authority in matters over which the local courts should and do have
primary responsibility.
In summary, then, although the Court professes to be responsive
to "[t]he very essence of a healthy federalism" and "the avoidance
of needless conflict between state and federal courts," the rule it
actually formulates is wholly unresponsive to valid state policies
while carrying a great risk of needless conflict between state and
federal policies and between state and federal courts. With regard
to evidence from States which have not adopted exclusionary rules,
the Court's innovation of today deprives the federal courts of
relevant evidence through hazardous constitutional determinations
without any significant or legitimate compensating effect upon
state or federal law enforcement. In States which do apply an
exclusionary rule, the Court's new formulation accords no respect
to valid state policies and is a source of conflict with state
Page 364 U. S. 249
courts. The Court promulgates a rule whose only practical
justification is the regulation of state officials without the
slightest regard for achieving harmony with valid state laws which
necessarily must be the primary concern of those officials. And
although the Court recognizes considerations of "judicial
integrity" in accepting illegally seized evidence, it refuses to
respect state determinations that certain evidence has in fact been
illegally gathered under the applicable law.
I would agree wholly with my Brothers CLARK, HARLAN and
WHITTAKER, who join me in the reasons for dissenting from the
Court's decision, that the judgments should be affirmed if, like
them, I found the only choice to be one between the
Weeks-Byars doctrine and today's decision. For me,
however, the course of events since the promulgation of the
Weeks doctrine suggests a modification of it consonant
with the thinking of
Weeks, and therefore not essentially
departing from it. I would modify the
Weeks-Byars rule to
give due heed to appropriate comity between federal and state court
determinations and due respect for the discretion left to the
States by
Wolf v. Colorado to develop and apply
exclusionary rules upon their own initiative, and I therefore would
exclude the evidence in these cases on the basis of state decisions
to suppress it. Specifically, I would recognize that about half the
States have now adopted exclusionary rules, although only one State
had such a rule when the
Weeks case was decided. It
respects what was decided in
Weeks regarding state-seized
evidence for the federal courts now to adjust their rules of
evidence to support the States which have adopted the
Weeks exclusionary rule for themselves, thereby exercising
the same control over state officials as
Weeks found it
appropriate for the federal courts to exercise over federal
officials. Thus, although I find no good reason not to admit in
federal courts evidence gathered by state officials in States which
would admit the evidence, I would
Page 364 U. S. 250
not admit such evidence in cases like the present, where state
courts, enforcing their exclusionary rules, have found their
officers guilty of infractions of the rules properly regulating
their conduct and have suppressed the evidence. Just as Mr. Justice
Holmes and Mr. Justice Brandeis, in
Burdeau v. McDowell,
256 U. S. 465,
256 U. S.
476-477 (dissenting), deemed it not seemly for a federal
court to allow the Department of Justice to be the knowing
beneficiary of stolen goods, so it seems to me unseemly for a
federal court not to respect the determination of a state court
that its own officials were guilty of wrongdoing and not to support
the State's policy to prevent those officials from making use
through federal prosecution of the fruits of their wrongdoing.
Dealing with the generality of cases, as rules of evidence should,
to let a state determination regarding the legality of the conduct
of state officials determine the admissibility in a federal court
of evidence gathered by them would not only avoid a retrial of
identical issues in the federal court, but would also avoid the
unseemliness and disruption of state authority involved in having a
federal court decide that a search was legal, as it might well do
when the federal constitutional standards are narrower than state
standards, after a state court has adjudged the search illegal.
I am not unmindful that this has its own difficulties, as for
instance, the fact that state motions to suppress are normally
determined only by a trial judge and are generally not reviewable
at all if granted and followed by acquittal. And so a state court
decision may not inevitably reflect the State's judicial policy as
formulated by its highest court. Difficulties would also be present
when there has been no state decision regarding the legality of the
seizure, and when it is not clear to the federal court which must
decide upon admissibility what the state decision would be.
Occasionally, a state decision might
Page 364 U. S. 251
unjustifiably frustrate an important federal prosecution
dependent upon state-seized evidence. These are difficulties
inherent in evolving harmonious relations in the interconnected
interests between the States and the Nation in our federal system.
The consequences of these difficulties seem to me far less weighty
and much less dubious than those of the upsetting decision of
today. They seem to me outweighed by the support which should be
afforded to valid state law enforcement.
If the modified rule I have outlined is not to be adopted,
however, the difficulties in the Court's decision make it far more
preferable in my view to continue adherence to the sharp line drawn
by
Weeks and Byars between state- and federally-seized
evidence. I would not embark upon a hazardous jettisoning of a rule
which has prevailed in the federal courts for half a century
without bringing to the surface demonstrated evils, indeed without
its having evoked serious criticism of weight, barring recent
discussion largely of an abstract and doctrinaire nature.*
[This opinion applies also to No. 52.
Rios v. United States,
post, p.
364 U. S.
253.]
*
See the authorities cited in the Court's
note 2 364
U. S. 208,
and see Hanna v. United States, 104
U.S.App.D.C. 205, 260 F.2d 723, the only Court of Appeals decision
to concur with the views the Court today expresses. What criticisms
there have been of the
Weeks rule have largely been
stimulated by
Wolf, and have in essence been reflections
of dissatisfaction with the substantive decision in that case, and
thus do not constitute supports for the doctrine now evolved by the
Court.
Memorandum of MR. JUSTICE HARLAN, whom MR. JUSTICE CLARK and MR.
JUSTICE WHITTAKER join.*
I subscribe to all that my Brother FRANKFURTER has written in
criticism of the Court's newly fashioned exclusionary rule. But,
with deference, I must also say that, in my view, the arguments
which he has so convincingly set forth likewise serve to block the
more limited inroads
Page 364 U. S. 252
which he would make on the so-called "silver platter" doctrine.
Lustig v. United States, 338 U. S. 74,
338 U. S. 79. I
would retain intact the nonexclusionary rule of the
Weeks
and
Byars cases, which has behind it the strongest
judicial credentials, the sanction of long usage, and the support
of what, in my opinion, is sound constitutional doctrine under our
federal scheme of things, doctrine which only as recently as last
Term was reiterated by this Court.
See Abbate v. United
States, 359 U. S. 187;
Bartkus v. Illinois, 359 U. S. 121.
Except for this reservation, I join the dissenting opinion of my
Brother FRANKFURTER.
I would affirm the judgments in both of the cases before us.
* [This memorandum applies also to No. 52,
Rios v. United
States, post, p.
364 U. S.
253.]