Petitioner, an alien, was admitted to the United States for
permanent residence in 1923. He was a member of the Communist Party
from 1932 through 1936. He then left the Party and never rejoined
it. In 1937, he went abroad, abandoning all rights of residence in
the United States. In 1938, he was readmitted to the United States
"for permanent residence as a quota immigrant." He has since
resided in the United States except for a one-day visit to Mexico
in 1939. In 1951, proceedings were instituted to deport him under
§§ 1 and 4(a) of the Anarchist Act of October 16, 1918,
as amended by § 22 of the Internal Security Act of 1950, as an
alien who "was at the time of entering the United States, or has
been at any time thereafter," a member of the Communist Party.
Held: since petitioner's claim of right to remain in
the United States is based upon his entry in 1938, and he was not
then and has not since been a member of the Communist Party, he is
not deportable under §§ 1 and 4(a). Pp.
356 U. S.
692-700.
(a) Since petitioner claims no right under his entry in 1923,
and the Government does not, by the deportation proceeding, seek to
annul any right acquired under that entry, the date of his entry in
1938 constituted his "time of entering the United States" within
the meaning of § 4(a). Pp.
356 U. S.
696-697.
(b)
United States ex rel. Volpe v. Smith, 289 U.
S. 422, distinguished. Pp.
356 U. S.
697-698.
99 U.S.App.D.C. 386, 240 F.2d 624, reversed.
Page 356 U. S. 692
MR. JUSTICE WHITTAKER delivered the opinion of the Court.
This is a deportation case. It presents a narrow and vexing
problem of statutory construction. The principal question here is
which, if less than all, of several entries of this country by the
alien petitioner was "the time of entering the United States"
within the meaning of § 4(a) of the Anarchist Act of October
16, 1918, [
Footnote 1] as
amended by § 22 of the Internal Security Act of 1950. 64 Stat.
1008.
The facts are clear and undisputed. Petitioner, an alien who was
born in France of Italian parentage, was admitted to the United
States for permanent residence on November 1, 1923, at the age of
15. He became a member of the Communist Party of the United States
at Los Angeles in 1932, and remained a member to the end of 1936,
when he voluntarily ceased paying dues and left the Party. He never
rejoined it. On June 28, 1937, he departed the United States --
abandoning all rights of residence here -- and went to Spain to
fight with the Spanish Republican Army. [
Footnote 2] He fought in that army for one year, was
wounded in action, and suffered the loss of his left foot. On
September 19, 1938, he came to the United States as a new or "quota
immigrant," and applied for admission for permanent residence. He
was detained at Ellis Island. A hearing was held by a Board of
Special Inquiry on the issue of his admissibility. At that hearing,
he freely admitted that he had been a member of the Communist Party
of the United States at Los
Page 356 U. S. 693
Angeles, California, from 1932 to 1936, and had voluntarily left
the United States on June 28, 1937, to go to Spain and fight in the
Spanish Republican Army. The Board ordered him excluded, but its
order was reversed on an administrative appeal, and, on October 8,
1938, he was admitted to the United States "for permanent residence
as a quota immigrant." He has since continuously resided in the
United States (California), except for a one-day visit to Tiajuana,
Mexico, in September, 1939. "[A]t the time of entering the United
States" on October 8, 1938, he was not, and has not since been, a
member of the Communist Party.
In October 1951, proceedings were instituted to deport him under
§§ 1 and 4(a) of the Anarchist Act of October 16, 1918,
as amended by § 22 of the Internal Security Act of 1950, as an
"alien who had been a member of the Communist Party of the United
States after entry into the United States." After a hearing
disclosing the facts above recited, the hearing officer ordered him
deported, and the Board of Immigration Appeals affirmed.
Petitioner then brought this action in the United States
District Court for the District of Columbia against respondent,
praying that the order of deportation be set aside. Respondent
moved for summary judgment. The district judge sustained the motion
and dismissed the complaint. On appeal, the Court of Appeals,
finding that, after petitioner's first admission for permanent
residence on November 1, 1923, he admittedly had been a member of
the Communist Party of the United States from 1932 through 1936,
affirmed the judgment. 99 U.S.App.D.C. 386, 240 F.2d 624. We
granted certiorari. 355 U.S. 901.
The parties agree that petitioner's past Communist Party
membership did not make him excludable "at the time of entering the
United States" on October 8, 1938,
Page 356 U. S. 694
nor when, after his one-day visit to Mexico, he reentered in
September, 1939. [
Footnote
3]
Section 1 of the Anarchist Act of October 16, 1918, [
Footnote 4] as amended by § 22 of
the Internal Security Act of 1950, [
Footnote 5] deals with the subject of exclusion of aliens
from admission and provides, in pertinent part, as follows:
"[Sec. 1] That any alien who is a member of any one of the
following classes shall be excluded from admission into the United
States:"
"(1) . . . ;"
"(2) Aliens who at any time, shall be or shall have been,
members of any of the following classes:"
"(A) . . . ;"
"(B) . . . ;"
"(C) Aliens who
are members of . . . the Communist
Party of the United States. . . ."
"
* * * *"
"(H) . . . ."
(Emphasis added.)
Section 4(a) of the Anarchist Act of October 16, 1918, as
amended by § 22 of the Internal Security Act of 1950, deals
with the subject of deportation and, in pertinent part,
provides:
"Any alien who was
at the time of entering the United
States, or has been at any time thereafter . . . a member of
any one of the classes of aliens enumerated in section 1(2) of this
Act, shall,
Page 356 U. S. 695
upon the warrant of the Attorney General, be taken into custody
and deported in the manner provided in the Immigration Act of
February 5, 1917. The provisions of this section shall be
applicable to the classes of aliens mentioned in this Act,
irrespective of the time of their entry into the United States.
[
Footnote 6]"
(Emphasis added.)
The sense of the two amended sections, as applied to this case,
is this: any alien who was at the time of entering the United
States, or has been at any time thereafter, a member of the
Communist Party of the United States shall, upon the warrant of the
Attorney General, be taken into custody and deported in the manner
provided in the Immigration Act of February 5, 1917.
Petitioner contends that it was his entry of October 8, 1938,
made after the administrative adjudication of that date that he was
admissible "as a quota immigrant for permanent residence" -- not
his entry of November 1, 1923 -- that constitutes "the time of
entering the United States," within the meaning of § 4(a),
and, inasmuch as he was not then, and has not since been, a member
of the Communist Party, he is not deportable under that section.
Respondent, on the other hand, contends that § 4(a) applies to
any "entry into the United States" by petitioner, including that of
November 1, 1923, and that, inasmuch as he was a member of the
Communist Party of the United States from 1932 to 1936 before
departing from, and abandoning all rights to reside in, the United
States on June 28, 1937, he is deportable under that section
Page 356 U. S. 696
as an alien who has been, after entering the United States, a
member of the Communist Party.
To decide the question presented, it is necessary to examine and
construe the statutes involved. It seems plain that the reference
in § 4(a) to the "classes of aliens enumerated in section
1(2)" incorporates only the classes enumerated in subsections (A)
through (H), [
Footnote 7] and
that the only one of those classes which is applicable here is
class "(C)," namely, "Aliens who
are members of . . . the
Communist Party of the United States." (Emphasis added.) There
being no question about the fact that petitioner was not a member
of the Communist Party at the time of entering the United States on
October 8, 1938, or at any time thereafter, the question is whether
that entry -- as affected, if at all, by his reentry as a returning
resident alien after his one-day trip to Mexico in September, 1939
-- or the one of November 1, 1923, constituted "the time of [his]
entering the United States," within the meaning of § 4(a), as
amended by § 22 of the Internal Security Act of 1950. If it
was the latter, he is deportable, but if the former, he is not.
It is obvious that Congress, in enacting these statutes, did not
contemplate the novel factual situation that confronts us, and that
these statutes are, to say the least, ambiguous upon the question
we must now decide. Our study of the problem, in the light of the
facts of this case, has brought us to these conclusions: the first
phrase of § 4(a) -- "Any alien who was
at the time of
entering the United States" -- necessarily refers to "the time" of
petitioner's adjudicated lawful admission, as affected, if at
Page 356 U. S. 697
all, by his reentry as a returning resident alien after his
one-day trip to Mexico in September 1939, under which he claims the
right to remain. The next phrase -- "or has been at any time
thereafter" -- necessarily refers
to all times subsequent
to such lawful admission. Thus, the two phrases, when read
together, refer to the particular time the alien was lawfully
permitted to make the entry under which he claims the status and
right of lawful presence that is sought to be annulled by his
deportation, and to any time subsequent thereto. Inasmuch as
petitioner claims no right of lawful presence under his entry of
November 1, 1923, and respondent does not, by the deportation order
here, seek to annul any right of presence acquired under that
entry, we must hold that petitioner's entry of October 8, 1938 --
as affected, if at all, by his returning from Mexico in September
1939 -- constituted "the time of entering the United States,"
within the meaning of §4(a). Since petitioner was not a member
of the Communist Party "at the time of entering the United States"
on October 8, 1938, and has not been a member "at any time
thereafter," including, of course, the time of his returning entry
from Mexico in September, 1939, he is not deportable under §
4(a), as amended by § 22 of the Internal Security Act of
1950.
In a different context this Court has said that the word
entry "includes any coming of an alien from a foreign
country into the United States whether such coming be the first or
any subsequent one."
United States ex rel. Volpe v. Smith,
289 U. S. 422,
289 U. S. 425.
[
Footnote 8] While that holding
is quite correct, it is not here apposite or controlling, for the
question here is not whether petitioner's coming to the United
States in 1923 constituted an
entry. Admittedly
Page 356 U. S. 698
it did. Rather, our question is whether it was that entry, or
the adjudicated lawful entry of October 8, 1938, as affected, if at
all, by petitioner's reentry as a returning resident alien in
September 1939, which constituted the time of petitioner's entry
upon which his present status depends. In the novel circumstances
here, we think it evident that it could not be his entry of
November 1, 1923, since petitioner had abandoned all rights of
residence under that entry.
Volpe did not involve any
question of abandonment.
Of course, if petitioner had become a member of the Communist
Party after the entry of October 8, 1938, or the reentry of
September 1939, he would have been deportable under §4(a).
Galvan v. Press, 347 U. S. 522. But
it is admitted that he was not a member of that party at those
times or "at any time thereafter." Likewise, if he had applied for
entry after June 27, 1952, he would be excludable under §
212(a)(28)(C)(iv) of the Immigration and Nationality Act of 1952.
66 Stat. 182, 8 U.S.C. § 1182(a)(28)(C)(iv).
The Government argues that the construction which we adopt would
enable a resident alien who, after lawfully entering the United
States for permanent residence, became a member of the Communist
Party, to avoid deportation for that cause simply by quitting the
party and thereafter stepping across the border and returning.
While a resident alien who leaves the country for any period,
however brief, does make a new entry on his return, he is then
subject, nevertheless, to all current exclusionary laws, one of
which at present excludes from admission any alien who has ever
been a member of the Communist Party. Section 212(a)(28)(C)(iv) of
the Immigration and Nationality Act of 1952,
supra. If he
enters when excludable, he is deportable even though he would not
have been subject to deportation if he had
Page 356 U. S. 699
not left the country. [
Footnote
9] Hence, our construction of the statutes here involved does
not enable an alien resident to evade the deportation laws by
leaving the country and returning after a brief period, for if, at
the time of his return, he is with an excluded class, he would be
excludable, or, if he nevertheless enters, he would be deportable.
It is admitted that, when petitioner returned from Mexico after his
one-day trip in September, 1939, he was not excludable under then
current exclusionary laws. That entry, being lawful, can only
support our conclusion in this case.
Though §§ 1 and 4(a) of the Anarchist Act of 1918, as
amended by the Internal Security Act of 1950, are quite ambiguous
in their application to the question here presented, we believe
that our interpretation of them is the only fair and reasonable
construction that their cloudy provisions will permit under the
rare and novel facts of this case.
"When Congress leaves to the Judiciary the task of imputing to
Congress an undeclared will, the ambiguity should be resolved in
favor of lenity. And this not out of any sentimental consideration,
or for want of sympathy with the purpose of Congress in proscribing
evil or antisocial conduct. It may fairly be said to be a
presupposition of our law to resolve doubts . . . against the
imposition of a harsher punishment."
Bell v. United States, 349 U. S.
81,
349 U. S. 83.
And we cannot
"assume that Congress meant to trench on [an alien's] freedom
beyond that which is required by the narrowest of several possible
meanings of the words used."
Fong Haw Tan v. Phelan, 333 U. S.
6,
333 U. S. 10.
Cf. 347 U. S.
Page 356 U. S. 700
Gonzales, 347 U. S. 637,
347 U. S.
642-643;
Delgadillo v. Carmichael, 332 U.
S. 388,
332 U. S.
391.
As applied to the circumstances of this case, we hold that the
phrase in § 4(a), "Any alien who was at the time of entering
the United States, or has been at any time thereafter," refers to
the time the alien was lawfully permitted to make the entry and
reentry under which he acquired the status and right of lawful
presence that is sought to be annulled by his deportation.
Petitioner's entry of October 8, 1938, as affected, if at all, by
his subsequent entry in September, 1939, as a returning resident
alien, constituted "the time of entering the United States" within
the meaning of § 4(a). Inasmuch as petitioner was not, on
October 8, 1938, or at any time thereafter -- including September,
1939 -- a member of the Communist Party, he is not deportable under
§§ 1 and 4(a) of the Anarchist Act of October 16, 1918,
as amended by § 22 of the Internal Security Act of 1950, and
the judgment must be reversed for that reason.
Reversed.
[
Footnote 1]
40 Stat. 1012, as amended, 41 Stat. 1008, 54 Stat. 673, 8 U.S.C.
§ 137.
[
Footnote 2]
He stated that he did so because he felt that Franco was a tool
of Mussolini and Hitler, and if the Rome-Berlin Axis was not
stopped, "they would go on from country to country until a world
war would start."
[
Footnote 3]
The statutory provision for exclusion from admission solely by
reason of membership in the Communist Party was first enacted in
the Internal Security Act of 1950 (64 Stat. 1006), and therefore
petitioner was not excludable from admission on the ground of past
membership in the Communist Party at the time he entered the United
States on October 8, 1938, or at the time he reentered, after a
one-day visit to Tiajuana, Mexico, in September, 1939.
[
Footnote 4]
See Note 1
[
Footnote 5]
64 Stat. 1008.
[
Footnote 6]
Although both §§ 1 and 4(a) were repealed by §
403(a)(16) of the Immigration and Nationality Act of June 27, 1952
(66 Stat. 163, 279), those sections nevertheless apply to this case
under the saving clause (§ 405(a)) of the 1952 Act, since the
order of deportation involved here was issued prior to the
effective date of the 1952 Act.
[
Footnote 7]
Cf. Berrebi v. Crossman, 208 F.2d 498, and
Klig v.
Brownell (dissenting opinion), 100 U.S.App.D.C. 294, 299, 300,
244 F.2d 742, 747-748 (
certiorari granted, 355 U.S. 809;
judgment of the Court of Appeals vacated and case remanded to
the District Court with directions to dismiss the cause as moot,
sub nom. Klig v. Rogers, 355 U. S.
605).
[
Footnote 8]
Cf. Lewis v. Frick, 233 U. S. 291;
United States ex rel. Claussen v. Day, 279 U.
S. 398;
United States ex rel. Stapf v. Corsi,
287 U. S. 129.
[
Footnote 9]
Shaughnessy v. United States ex rel. Mezei,
345 U. S. 206;
United States ex rel. Volpe v. Smith, 289 U.
S. 422;
United States ex rel. Stapf v. Corsi,
287 U. S. 129;
United States ex rel. Claussen v. Day, 279 U.
S. 398;
Lapina v. Williams, 232 U. S.
78;
Lewis v. Frick, 233 U.
S. 291;
Chae Chan Ping v. United States,
130 U. S. 581.
MR. JUSTICE CLARK, with whom MR. JUSTICE FRANKFURTER and MR.
JUSTICE HARLAN concur, dissenting.
Petitioner entered the United States in 1923, being admitted for
permanent residence at that time. From 1932 to 1936, he was a
member of the Communist Party. In 1937, he voluntarily left the
country to fight in the Spanish Civil War. A year later, in 1938,
he returned, and again was admitted. At that time, our law did not
exclude members or past members of the Communist Party.
In 1950, the Congress passed the Internal Security Act, §
22 of which required the Attorney General to deport all aliens who
were Communist Party members "at the time of entering the United
States, or . . . at any time thereafter."
Page 356 U. S. 701
64 Stat. 1008. As early as the Alien Registration Act of 1940,
54 Stat. 670, 673, the Congress had provided, as explained by the
Senate Committee on the Judiciary,
"that any alien who has been a member of [a proscribed class] at
any time after his admission to the United States (for no matter
how short a time or how far in the past so long as it was after the
date of entry), shall be deported."
S.Rep. No. 1796, 76th Cong., 3d Sess. 3. In enacting § 22
of the Act of 1950, the Congress stated, "The purpose . . . is to
strengthen the provisions of existing law with respect to the
exclusion and deportation of subversive aliens." S.Rep. No. 2230,
81st Cong., 2d Sess. 5. This report further declared,
"[T]he conclusion is inescapable that . . . the Communist
movement in the United States is an alien movement. . . . The
severance of this connection and the destruction of the life line
of communism becomes . . . an immigration problem."
Id. at 16. Additional classes of aliens were made
deportable "at any time after entry, whether or not membership in
the class has ceased."
Id. at 23. The construction of the
section as applying to membership after any entry -- including the
first as well as the last -- seems to be demanded by this
legislative history.
See also 84 Cong.Rec. 10448-10449
(remarks of Representative Hobbs), 86 Cong.Rec. 8343 (remarks of
Senator Connally). That the Act applies retroactively to all
aliens, regardless of the time of their entry, is admitted.
See
Galvan v. Press, 347 U. S. 522
(1954). The simple test, therefore, is whether the alien was at any
time a member of the Communist Party upon or after coming to the
United States, regardless of how many entries he may have made.
Petitioner was a Party member subsequent to his arrival in 1923, so
the language "at any time thereafter" clearly makes the section
applicable to him.
Page 356 U. S. 702
But today the Court, in effect, writes the word "last" into the
statute. The result is that an alien who has been a member of the
Communist Party in the United States is deportable only if "at the
time of last entering the United States, or . . . at any time
thereafter," he was a member. This cripples the effectiveness of
the Act, permitting aliens to escape deportation solely because
they happen to leave and then reenter the country. It is conceded
by the Court that, had petitioner remained here, he would have been
deportable. Hence, the construction of the Court restricts the
literal sense of the 1950 Act to aliens who have continuously
remained in the United States.
This innovation is contrary to decades of uninterrupted
administrative interpretation and practice, and also to prior cases
of this Court. The Immigration and Naturalization Service has
always construed "entry" as meaning any coming of an alien from a
foreign country to the United States. [
Footnote 2/1] The Congress recognized this
interpretation when considering the Immigration and Nationality Act
of 1952. H.R.Rep. No. 1365, 82d Cong., 2d Sess. 32; S.Rep. No.
1137, 82d Cong., 2d Sess. 4. [
Footnote
2/2] The Court, however, sidesteps this authority by saying
that "the novel circumstances here" preclude our consideration of
the 1923 entry, because "petitioner had abandoned all rights of
residence under that entry." But that is not the question. True,
petitioner makes no claim under the
Page 356 U. S. 703
1923 entry, and the 1938 admission is not dependent on the
former, but was a regular "quota immigrant" entry. Nevertheless,
petitioner is an alien who entered and "thereafter" was a member of
the Communist Party while in the United States. Any number of
additional entries -- in 1938 or otherwise -- cannot wipe out that
fact.
In
United States ex rel. Volpe v. Smith, 289 U.
S. 422 (1933), the question was whether an alien's
criminal conviction had occurred "prior to entry" within the
meaning of § 19 of the Immigration Act of 1917. 39 Stat. 889.
The alien contended that "entry" should be construed as meaning, in
effect, "first entry," but the argument was rejected. The Court
said,
"An examination of the Immigration Act of 1917, we think,
reveals nothing sufficient to indicate that Congress did not intend
the word 'entry' . . . should have its ordinary meaning."
289 U.S. at
289 U. S. 425.
See also United States ex rel. Claussen v. Day,
279 U. S. 398
(1929). Petitioner here makes the converse argument that the word
"entering" should be modified to read "last entering." I would not
so amend the statute in disregard of the long and uniform judicial,
legislative, and administrative history whereby "entry" has
acquired a definitive, technical gloss, to-wit, its ordinary
meaning, and nothing more or less . Therefore, I would affirm the
judgment of the Court of Appeals.
[
Footnote 2/1]
For a comprehensive review of administrative action with regard
to reentry of resident aliens,
see Lowenstein, The Alien
and the Immigration Law 206-213.
[
Footnote 2/2]
Although the Act of 1952 is not directly involved here, it is
significant that the meaning of "entry" was codified in §
101(a)(13) as "any coming of an alien into the United States, from
a foreign port or place or from an outlying possession. . . ." 66
Stat. 167, 8 U.S.C. § 1101(a)(13).