An alien whose deportation had been ordered because admittedly,
after entry, he had been a member of the Communist Party from 1935
through 1940 applied for suspension of his deportation under §
244 of the Immigration and Nationality Act of 1952, which
authorizes the Attorney General, "in his discretion," to suspend
deportation of any deportable alien who meets certain statutory
requirements relating to moral character, hardship, and period of
residence in the United States. After administrative hearings not
expressly required by statute but authorized by regulations of the
Attorney General, a special inquiry officer found that the alien
met the statutory prerequisites for the favorable exercise of
discretionary relief, but denied relief because of confidential
information not disclosed to the alien. The use of such
confidential information without disclosure thereof to the
applicant was expressly authorized by the regulations if "the
disclosure of such information would be .prejudicial to the public
interest, safety, or security."
Held: the Attorney General has properly exercised his
discretionary powers under the statute in this case, and denial of
the application is sustained. Pp.
351 U. S.
347-361.
(a) Under his rulemaking authority and as a matter of
administrative convenience, the Attorney General validly delegated
his authority to special inquiry officers with review by the Board
of Immigration Appeals. P. 351,
n 8.
(b) The regulation permitting consideration of confidential
information not disclosed to the applicant is not inconsistent with
§ 244(a). Pp.
351 U. S.
352-356.
(c) Suspension of deportation is not a matter of right, but a
matter of grace, like probation, parole, or suspension of sentence,
and the applicant is not entitled to the kind of a hearing which
contemplates full disclosure of the considerations entering into an
exercise of the Attorney General's discretion. Pp.
351 U. S.
354-356.
(d) Section 244 (c), which requires the Attorney General to file
with Congress "a complete and detailed statement of the facts"
Page 351 U. S. 346
regarding cases in which suspension is
granted, with
"the reasons for such suspension," is inapplicable to cases in
which suspension is
denied, and it affords no basis for a
conclusion that an applicant must be apprised of reasons for a
denial of his request for suspension. P.
351 U. S.
356.
(e) Section 235 (c), which specifically authorizes the Attorney
General to determine, in some circumstances, that an alien is
excludable "on the basis of information of a confidential nature,"
does not, by implication, prevent the use of confidential
information in rulings upon applications for suspension of
deportation. Pp.
351 U. S.
356-357.
(f) Though it is contended that, in construing the statute, all
doubts should be resolved in the applicant's favor, because the use
of such confidential information is inconsistent with the
"tradition and principles of free government," and denial of
suspension may lead to severe results, this Court must adopt the
plain meaning of this statute. Pp.
351 U. S.
357-358.
(g) As here construed, § 244 is constitutional. P. 357,
n 21.
(h) The regulation permits the use of undisclosed confidential
information only when disclosure "would be prejudicial to the
public interest, safety, or security," and this is a reasonable
class of cases in which to exercise that power. P.
351 U. S.
358.
(i) Since the Board of Immigration Appeals, the District Court,
and the Court of Appeals concluded, in effect, that the special
inquiry officer found that disclosure of the confidential
information in this case would have been contrary to the public
interest, safety or security, this Court accepts that finding, and
nothing more is required by the regulation. P. 358,
n 22.
(j) In view of the gratuitous nature of the relief, the use of
confidential information in a suspension of deportation proceeding
is more clearly within statutory authority than the regulations
sustained in
Knauff v. Shaughnessy, 338 U.
S. 537, and
Shaughnessy v. Mezei, 345 U.
S. 206. Pp.
351 U. S.
358-359.
(k) The use of undisclosed confidential information as a basis
for denying suspension of deportation did not transgress any of the
related regulations governing suspension of deportation
proceedings. Pp.
351 U. S.
359-361.
222 F.2d 820, 224 F.2d 957, affirmed.
Page 351 U. S. 347
MR. JUSTICE REED delivered the opinion of the Court.
Petitioner brought this habeas corpus proceeding to test the
validity of the denial of his application under §§
244(a)(5) and 244(c) of the Immigration and Nationality Act of
1952, 66 Stat. 215, 216, 8 U.S.C. §§ 1254(a)(5) and
1254(c), for discretionary suspension of deportation. He contends
that the denial of his application was unlawful because based on
confidential undisclosed information. The District Court denied the
writ, holding, so far as pertinent here, that,
"after complying with all the essentials of due process of law
in the deportation hearing and in the hearing to determine
eligibility for suspension of deportation, [the Attorney General
may] consider confidential information outside the record in
formulating his discretionary decision. [
Footnote 1]"
The Court of Appeals affirmed, concluding,
inter alia,
that petitioner was not
"denied due process of law in the consideration of his
application for suspension of deportation because of the use of
this confidential information."
222 F.2d 820, 820-821,
rehearing denied, 224 F.2d 957.
We granted certiorari, 350 U.S. 931, to consider the validity of 8
CFR, Rev.1952, § 244.3, the Attorney General's regulation
which provides:
"§ 244.3
Use of confidential information. In the
case of an alien qualified for . . . suspension of deportation
under section . . . 244 of the Immigration
Page 351 U. S. 348
and Nationality Act the determination as to whether the
application for . . . suspension of deportation shall be granted or
denied (whether such determination is made initially or on appeal)
may be predicated upon confidential information without the
disclosure thereof to the applicant, if in the opinion of the
officer or the Board making the determination the disclosure of
such information would be prejudicial to the public interest,
safety, or security."
Following a hearing, the fairness of which is unchallenged,
petitioner was ordered deported in 1952 pursuant to 8 U.S.C. (1946
ed., Supp. V) § 137-3. That section provided for the
deportation of any alien "who was at the time of entering the
United States, or has been at any time thereafter," a member of the
Communist Party of the United States. [
Footnote 2] Petitioner, a citizen of Great Britain, last
entered the United States in 1921. At the deportation hearing, he
admitted having been a voluntary member of the Communist Party from
1935 through 1940. He attacked the validity of the deportation
order in the courts below on the ground that there is "no lawful
power . . . under the Constitution or laws of the United States" to
deport one who has "at no time violated any condition imposed at
the time of his entry." But that point has been abandoned, and, in
this Court, petitioner in effect concedes that he is deportable.
See Galvan v. Press, 347 U. S. 522;
Harisiades v. Shaughnessy, 342 U.
S. 580.
In 1953, upon motion of petitioner, the deportation order was
withdrawn for the purpose of allowing petitioner to seek
discretionary relief from the Attorney General under §
244(a)(5) of the Act. The application for
Page 351 U. S. 349
suspension of deportation was filed and a hearing thereon was
held before a special inquiry officer of the Immigration and
Naturalization Service. [
Footnote
3] The special inquiry officer found petitioner to be qualified
for suspension of deportation [
Footnote 4] -- that is, found that petitioner met the
statutory prerequisites to the favorable exercise of the
discretionary relief. [
Footnote
5] But the special inquiry officer decided the case for
suspension did not "warrant favorable
Page 351 U. S. 350
action" in view of certain "confidential information." [
Footnote 6] The Board of Immigration
Appeals dismissed an appeal, basing its decision "[u]pon a full
consideration of the evidence of record and in light of the
confidential information available." [
Footnote 7] Thus, the Board in considering the appeal
reviewed the undisclosed information as well as the evidence on the
open record. Petitioner then commenced the present habeas corpus
action.
Page 351 U. S. 351
As previously noted, § 244(a)(5) of the Act provides that
the Attorney General "may in his discretion" suspend deportation of
any deportable alien who meets certain statutory requirements
relating to moral character, hardship, and period of residence
within the United States. If the Attorney General does suspend
deportation under that provision, he must file, pursuant to §
244(c), "a complete and detailed statement of the facts and
pertinent provisions of law in the" case with Congress, giving "the
reasons for such suspension." So far as pertinent here, deportation
finally cancels only if Congress affirmatively approves the
suspension by a favorable concurrent resolution within a specified
period of time. There is no express statutory grant of any right to
a hearing on an application to the Attorney General for
discretionary suspension of deportation. For purposes of
effectuating these statutory provisions, the Attorney General
adopted regulations delegating his authority under § 244 of
the Act to special inquiry officers; [
Footnote 8] giving the alien the right to apply to
suspension during a deportation hearing; [
Footnote 9] putting the burden on the applicant to
establish the statutory requirements for eligibility for
suspension; [
Footnote 10]
allowing the alien applicant to submit any evidence in support of
his application; [
Footnote
11] requiring the special inquiry officer to present
Page 351 U. S. 352
evidence bearing on the applicant's eligibility for relief;
[
Footnote 12] and requiring
a "written decision" with "a discussion of the evidence relating to
the alien's eligibility for such relief and the reasons for
granting or denying such application." [
Footnote 13] The Attorney General also promulgated the
regulation under attack here, 8 CFR, Rev.1952, § 244.3,
see pp.
351 U. S.
347-348,
supra, providing for the use by
special inquiry officers and the Board of Immigration Appeals of
confidential information in ruling upon suspension applications if
disclosure of the information would be prejudicial to the public
interest, safety or security.
We note that petitioner does not suggest that he did not receive
a full and fair hearing on evidence of record with respect to his
statutory eligibility for suspension of deportation. In fact,
petitioner recognizes that the special inquiry officer found in his
favor on all issues relating to eligibility for the discretionary
relief, and that those findings were adopted by the Board of
Immigration Appeals. [
Footnote
14] This favorably disposed of petitioner's eligibility for
consideration for suspension of deportation -- the first step in
the suspension procedure. Thus, we have here the case of an
admittedly deportable alien who has been ordered deported following
an unchallenged hearing, and who has been accorded another full and
fair hearing on the issues respecting his statutory qualifications
for discretionary suspension of deportation.
It is urged upon the Court that the confidential information
regulation is invalid because inconsistent with § 244 of the
Act. In support of this claim, petitioner argues that § 244
implicitly requires the Attorney General to give a hearing on
applications for suspension of deportation. It is then said that
this statutory right is nullified and rendered illusory by the
challenged regulation,
Page 351 U. S. 353
and that therefore the regulation is invalid. But there is
nothing in the language of § 244 of the Act upon which to base
a belief that the Attorney General is required to give a hearing
with all the evidence spread upon an open record with respect to
the considerations which may bear upon his grant or denial of an
application for suspension to an alien eligible for that relief.
Assuming that the statute implicitly requires a hearing on an open
record as to the specified statutory prerequisites to favorable
action, there is no claim here of a denial of such a hearing on
those issues. Moreover, though we assume a statutory right to a
full hearing on those issues, it does not follow that such a right
exists on the ultimate decision -- the exercise of discretion to
suspend deportation.
Eligibility for the relief here involved is governed by specific
statutory standards which provide a right to a ruling on an
applicant's eligibility. However, Congress did not provide
statutory standards for determining who, among qualified applicants
for suspension, should receive the ultimate relief. That
determination is left to the sound discretion of the Attorney
General. The statute says that, as to qualified deportable aliens,
the Attorney General "may, in his discretion" suspend deportation.
[
Footnote 15]
Page 351 U. S. 354
It does not restrict the considerations which may be relied upon
or the procedure by which the discretion should be exercised.
Although such aliens have been given a right to a discretionary
determination on an application for suspension,
cf. Accardi v.
Shaughnessy, 347 U. S. 260, a
grant thereof is manifestly not a matter of right under any
circumstances, but rather is in all cases a matter of grace. Like
probation or suspension of criminal sentence, it "comes as an act
of grace",
Escoe v. Zerbst, 295 U.
S. 490,
295 U. S. 492,
and "cannot be demanded as a right,"
Berman v. United
States, 302 U. S. 211,
302 U. S. 213.
[
Footnote 16] And this
unfettered discretion of the Attorney General with respect to
suspension of deportation is analogous to the Board of Parole's
powers to release federal prisoners on parole. [
Footnote 17] Even if we assume that
Congress has given to qualified applicants for suspension of
deportation a right to offer evidence to the Attorney General in
support of their applications, the similarity between the
discretionary powers vested in the
Page 351 U. S. 355
Attorney General by § 244(a) of the Act, on the one hand,
and judicial probation power and executive parole power, on the
other hand, leads to a conclusion that § 244 gives no right to
the kind of a hearing on a suspension application which
contemplates full disclosure of the considerations entering into a
decision. Clearly there is no statutory right to that kind of a
hearing on a request for a grant of probation after criminal
conviction in the federal courts. [
Footnote 18] Nor is there such a right with respect to an
application for parole. [
Footnote 19] Since, as we hold, the Attorney
Page 351 U. S. 356
General's discretion is not limited by the suggested hearing
requirement, the challenged regulation cannot be said to be
inconsistent with § 244(a) of the Act.
Petitioner says that a hearing requirement, with a consequent
disclosure of all considerations going into a decision, is made
implicit by § 244(c), if not by § 244(a). Section 244(c),
it will be recalled, requires the Attorney General to file with
Congress "a complete and detailed statement of the facts" as to
cases in which suspension is granted, "with reasons for such
suspension." This statutory mandate does not, however, order such a
report on cases in which suspension is denied. Section 244(c)
actually emphasizes the fact that suspension is not a matter of
right. Congress was interested in limiting grants of this relief to
the minimum. It evidenced an interest only in the reasons relied
upon by the Attorney General for granting an application, so that
it could have an opportunity to accept or reject favorable
administrative decisions. This in no way suggests that the
applicant is to be apprised of the reasons for a denial of his
request for suspension.
Petitioner also points to § 235(c) of the Act, 8 U.S.C.
§ 1225(c), which specifically authorizes the Attorney General
to determine under some circumstances that an alien is excludable
"on the basis of information of a confidential nature." [
Footnote 20] It is argued from this
that, had Congress intended to permit the use of confidential
information in rulings upon applications for suspension of
deportation, it would have expressly so provided in language as
specific as that used in § 235(c). The difficulty with this
argument is that § 235(c) is an exception to an express
statutory mandate under § 236(a) of the Act, 8 U.S.C. §
1226(a), that determinations of admissibility
Page 351 U. S. 357
be "based only on the evidence produced at the inquiry." No such
express mandate exists with respect to suspension of deportation,
and therefore no specific provision for the use of confidential
information was needed if normally contemplated by the broad grant
of discretionary power to the Attorney General.
It is next argued that, even if the confidential information
regulation is not inconsistent with § 244(a), it nevertheless
should be held invalid. Emphasizing that Congress did not, in
terms, authorize such a procedure, petitioner contends that the Act
should be construed to provide a right to a hearing because only
such a construction would be consistent with the "tradition and
principles of free government." [
Footnote 21] On its face, this is an attractive argument.
Petitioner urges that, in view of the severity of the result
flowing from a denial of suspension of deportation, we should
interpret the statute by resolving all doubts in the applicant's
favor.
Cf. United States v. Minker, 350 U.
S. 179,
350 U. S.
187-188. But we must adopt the plain meaning of a
statute, however severe the consequences.
Cf. Galvan v.
Press, 347 U. S. 522,
347 U. S. 528.
As we have already stated, suspension of deportation is not given
to deportable aliens as a right, but, by congressional direction,
it is dispensed according to the unfettered
Page 351 U. S. 358
discretion of the Attorney General. In the face of such a
combination of factors, we are constrained to construe the statute
as permitting decisions based upon matters outside the
administrative record, at least when such action would be
reasonable.
It may be that § 244(a) cannot be interpreted as allowing a
decision based on undisclosed information in every case involving a
deportable alien qualified for suspension. Thus, it could be argued
that, where there is no compelling reason to refuse to disclose the
basis of a denial of an application, the statute does not
contemplate arbitrary secrecy. However, the regulation under attack
here limits the use of confidential information to instances where,
in the opinion of the special inquiry officer or the Board of
Immigration Appeals, "the disclosure . . . would be prejudicial to
the public interest, safety, or security." If the statute permits
any withholding of information from the alien, manifestly this is a
reasonable class of cases in which to exercise that power.
[
Footnote 22]
Our conclusion in this case is strongly supported by prior
decisions of this Court. In both
Knauff v. Shaughnessy,
338 U. S. 537, and
Shaughnessy v. Mezei, 345 U. S. 206, we
upheld a regulation of the Attorney General calling for the denial
of a hearing in exclusion cases where the Attorney General
determined that an alien was excludable
Page 351 U. S. 359
on the basis of confidential information, and where, as here,
the disclosure of that information would be prejudicial to the
public interest. [
Footnote
23] And again, as here, the statutes involved in those cases
did not expressly authorize the use of such information in making
the administrative ruling. It is true that a resident alien in a
deportation proceeding has constitutional protections unavailable
to a nonresident alien seeking entry into the United States, and
that those protections may militate against construing an ambiguous
statute as authorizing the use of confidential information in a
deportation proceeding.
Cf. Kwong Hai Chew v. Colding,
344 U. S. 590. But
the issue involved here under § 244(a) is not whether an alien
is deportable, but whether, as a deportable alien who is qualified
for suspension of deportation, he should be granted such
suspension. In view of the gratuitous nature of the relief, the use
of confidential information in a suspension proceeding is more
clearly within statutory authority than were the regulations
involved in the
Knauff and
Mezei cases.
Concluding that the challenged regulation is not inconsistent
with the Act, we must look to petitioner's claim that the use of
undisclosed confidential information is unlawful because
inconsistent with related regulations governing suspension of
deportation procedures. As previously noted, an application for
suspension is considered as part of the "hearing" to determine
deportability. 8 CFR, Rev.1952, §§ 242.53(c) and
242.54(d);
and see 8 CFR, Rev.1952, § 242.5. The
alien is entitled to "submit any evidence in support of his
application which he believes should be considered by the special
inquiry officer." 8 CFR, Rev.1952, § 242.54(d). The hearing to
determine deportability, during which the suspension
Page 351 U. S. 360
application is considered, is to be a "fair and impartial
hearing." 8 CFR, Rev.1952, § 242.53(b). And a decision of the
special inquiry officer on the request for suspension must contain
"the reasons for granting or denying such application." 8 CFR,
Rev.1952, § 242.61(a).
We conclude that, although undisclosed information was used as a
basis for denying suspension of deportation, none of the
above-mentioned regulations was transgressed. While an applicant
for suspension is, by regulation, entitled to "submit any evidence
in support of his application," that is merely a provision
permitting an evidentiary plea to the discretion of those who are
to make the decision. In this respect it is not unlike the
"statement" and the opportunity to present "information in
mitigation of punishment" to which a convicted defendant is
entitled under Rule 32(a) of the Federal Rules of Criminal
Procedure before criminal sentence is imposed. [
Footnote 24] And the situation is not
different because the matter of suspension of deportation is taken
up in the "fair and impartial" deportation "hearing." Assuming that
such a "hearing" normally precludes the use of undisclosed
information, the "hearing" here involved necessarily contemplates
the use of confidential matter in some circumstances. We must read
the body of regulations governing suspension procedures so as to
give effect, if possible, to all of its provisions.
Cf. Lawson
v. Suwannee Fruit & S.S Co., 336 U.
S. 198.
This same rationale leads us to conclude that the requirement of
a decision containing "reasons" is fully complied with by a
statement to the effect that the application has been denied on the
basis of confidential information, the disclosure of which would be
prejudicial to the public interest, safety or security. Section
244.3 says
Page 351 U. S. 361
that such information may be used "without the disclosure
thereof to the applicant." Reading the provision for a statement of
the "reasons" for a decision in the light of § 244.3, it
follows that express reliance on confidential information
constitutes a statement of the "reasons" for a denial of suspension
within the meaning of § 242.61(a). If "reasons" must be
disclosed but confidential information need not be, the former
mandate, which certainly comprehends the latter provision, must be
satisfied by an express invocation of the latter provision.
Congress has provided a general plan dealing with the
deportation of those aliens who have not obtained citizenship
although admitted to residence. Since it could not readily make
exception for cases of unusual hardship or extenuating
circumstances, those matters were left to the consideration and
discretion of the Attorney General. We hold that, in this case, the
Attorney General has properly exercised his powers under the
suspension statute and we affirm the judgment below.
It is so ordered.
[
Footnote 1]
The District Judge wrote no opinion. The quote is taken from the
Findings of Fact and Conclusion of Law, Record 15, 17-18.
[
Footnote 2]
A similar provision is now contained in 8 U.S.C. §
1251(a)(6)(C).
[
Footnote 3]
"In determining cases submitted for hearing, special inquiry
officers shall exercise . . . the authority contained in section
244 of the Immigration and Nationality Act to suspend
deportation."
8 CFR, Rev.1952, § 242.6.
[
Footnote 4]
The finding was:
"As the respondent has not been found to have been a Communist
Party member later than 1940, it follows that more than ten years
has elapsed since the assumption of the status which constitutes
the ground for his deportation. Evidence of record, consisting of
affidavits of persons well acquainted with the respondent, together
with employment records, as well as a report of an investigation by
this Service, satisfactorily establishes that he has been
physically present in the United States for a continuous period of
not less than ten years last past. A check of the local and Federal
records reveals no criminal record. An independent character
investigation, as well as the above-related affidavits, tend to
establish that, for the ten years immediately preceding his
application for relief, he has been a person of good moral
character."
". . . He has stated that, if he were deported, he would suffer
extreme and unusual hardship in that he would be separated from
relatives and friends, and in effect that he would find it almost
impossible to maintain himself because of lack of funds. On the
record, respondent appears to be qualified for suspension of
deportation."
[
Footnote 5]
Section 244(a)(5) of the Act provides in pertinent part that
"the Attorney General may in his discretion suspend deportation" in
the case of a deportable alien who (1) has been present in the
United States for at least ten years since the ground for his
deportation arose; (2) "proves that during all of such period he
has been and is a person of good moral character"; and (3) is one
"whose deportation would, in the opinion of the Attorney General,
result in exceptional and extremely unusual hardship."
[
Footnote 6]
In his petition for a writ of habeas corpus. petitioner alleged,
"[u]pon information and belief," that the "confidential
information" considered by the special inquiry officer, and later
by the Board of Immigration Appeals, was nothing more than the fact
that petitioner's name had appeared on a list circulated by the
American Committee for the Protection of the Foreign Born, an
organization which had been designated subversive by the Attorney
General
ex parte. Petitioner claimed that,
"Solely by reason of [his] name's appearing on said list, his
case for discretionary relief was prejudged, and no fair or
impartial consideration of his case was given. . . ."
In its Return to the Order to Show Cause, the Government denied
that the confidential information relied upon was as alleged by
petitioner, and denied that the case had been prejudged. The
District Court made no specific finding with respect to the
character or substance of the confidential information, but it did
determine that the special inquiry officer and the Board of
Immigration Appeals "exercised their independent judgment in
denying discretionary relief."
See Accardi v. Shaughnessy,
347 U. S. 260,
349 U. S. 349 U.S.
280;
Marcello v. Bonds, 349 U. S. 302.
Petitioner apparently abandoned this allegation and argument in
the Court of Appeals. In his petition for a writ of certiorari in
this Court, he indirectly raises the point again by claiming to
be
"entitled to a judicial hearing upon . . . his allegation of
fact in habeas corpus proceedings that the undisclosed and
so-called confidential matter . . . was of such a character that
its consideration was not authorized by applicable regulations
established by the Attorney General."
However, petitioner made no direct assertion in this Court with
respect to prejudgment. In this state of the record, we conclude
that there is no claim of prejudgment before this Court.
See n 22,
infra.
[
Footnote 7]
No further administrative appeal was then available to
petitioner.
See 8 CFR, Rev.1952, §§ 242.61(e)
6.1(b)(2), 6.1(h)(1).
[
Footnote 8]
8 CFR, 1952 ed., § 242.6 quoted in part at
note 3 supra. Petitioner does not
suggest, nor can we conclude, that Congress expected the Attorney
General to exercise his discretion in suspension cases personally.
There is no doubt but that the discretion was conferred upon him as
an administrator in his capacity as such, and that, under his
rulemaking authority, as a matter of administrative convenience, he
could delegate his authority to special inquiry officers with
review by the Board of Immigration Appeals. 66 Stat. 173, 8 U.S.C.
§ 1103.
[
Footnote 9]
8 CFR, Rev.1952, § 242.54(d).
[
Footnote 10]
Ibid.
[
Footnote 11]
Ibid.
[
Footnote 12]
8 CFR, Rev.1952, § 242.53(c).
[
Footnote 13]
8 CFR, Rev.1952, § 242.61(a).
[
Footnote 14]
See notes
4 and |
4 and S. 345fn5|>5,
supra, and accompanying text.
[
Footnote 15]
Congress first provided for suspension of deportation in 1940 by
adding a new provision to the Immigration Act of 1917. 54 Stat.
672, as amended, 62 Stat. 1206, 8 U.S.C. (1946 ed., Supp. V) §
155(c). That new provision provided that "the Attorney General may
. . . suspend deportation" under certain circumstances. In enacting
the Immigration and Nationality Act of 1952, Congress added the
phrase "in his discretion" after the words "the Attorney General
may." In an analysis of draft legislation leading up to the 1952
Act, prepared by the Immigration and Naturalization Service for the
assistance of the congressional committees, it was stated that the
new words were suggested "in order to indicate clearly that the
grant of suspension is entirely discretionary. . . ." That analysis
was considered by the congressional committees.
See S.Rep.
No. 1137, 82d Cong., 2d Sess., p. 3; H.R.Rep. No. 1365, 82d Cong.,
2d Sess., p. 28.
[
Footnote 16]
As stated by Judge Learned Hand,
"The power of the Attorney General to suspend deportation is a
dispensing power, like a judge's power to suspend the execution of
a sentence, or the President's to pardon a convict."
United States ex rel. Kaloudis v. Shaughnessy, 180 F.2d
489, 491.
See also S.Rep. No. 1137, 82d Cong., 2d Sess.,
p. 25, for an indication that suspension of deportation is a matter
of grace to cover cases of unusual hardship.
And see 81
Cong.Rec. 5546, 5553, 5554, 5561, 5569-5570, and 5572, where early
proposed legislation for administrative suspension of deportation
was variously described as a procedure for "clemency" and
"amnesty," and was compared with presidential discretion.
And
see S.Rep. No. 1515, 81st Cong., 2d Sess., p. 600, emphasizing
that suspension of deportation is an entirely discretionary action
which does not follow automatically from compliance with the formal
eligibility requirements.
[
Footnote 17]
". . . if in the opinion of the Board [of Parole] such release
is not incompatible with the welfare of society, the Board
may
in its discretion authorize the release of such prisoner on
parole."
(Emphasis supplied.) 18 U.S.C. § 4203.
See United
States ex rel. Anderson v. Anderson, 76 F.2d 375, 376;
Losieau v. Hunter, 90 U.S.App.D.C. 85, 193 F.2d 41.
[
Footnote 18]
A sentencing court "may suspend . . . sentence and place the
defendant on probation" if it is "satisfied that the ends of
justice and the best interest of the public as well as the
defendant will be served thereby." 18 U.S.C. § 3651.
"The probation service of the court shall make a presentence
investigation and report to the court before the imposition of
sentence or the granting of probation. . . ."
Rule 32(c)(1), Fed.Rules Crim.Proc.
"The report of the presentence investigation shall contain any
prior criminal record of the defendant and such information about
his characteristics, his financial condition, and the circumstances
affecting his behavior as may be helpful in imposing sentence or in
granting probation or in the correctional treatment of the
defendant, and such other information as may be required by the
Court."
Rule 32(c)(2), Fed.Rules Crim.Proc.
"Before imposing sentence, the court shall afford the defendant
an opportunity to make a statement in his own behalf and to present
any information in mitigation of punishment."
Rule 32(a), Fed.Rules Crim.Proc.
Cf. Williams v. New York, 337 U.
S. 241, where this Court held that there is no
constitutional bar for setting a state criminal sentence on the
basis of "out of court information."
[
Footnote 19]
"If it appears to the Board of Parole from a report by the
proper institutional officers or upon application by a prisoner
eligible for release on parole that there is a reasonable
probability that such prisoner will live and remain at liberty
without violating the laws, and if in the opinion of the Board such
release is not incompatible with the welfare of society, the Board
may in its discretion authorize the release of such prisoner on
parole."
18 U.S.C. § 4203(a).
Note also that only certain prisoners are eligible for this
discretionary relief. 18 U.S.C. § 4202.
[
Footnote 20]
See Knauff v. Shaughnessy, 338 U.
S. 537, and
Shaughnessy v. Mezei, 345 U.
S. 206, upholding a regulation of the Attorney General
to a similar effect which had been promulgated prior to the
existence of § 235(c) or any other such specific statutory
authority.
[
Footnote 21]
It is not claimed that a contrary construction would render the
statute and regulation unconstitutional, or even that a substantial
constitutional question would thereby arise. The thrust of the
argument is, rather, that the statute should be construed liberally
in favor of the alien as a matter of statutory interpretation. In
any event, in this case, we have not violated our normal rule of
statutory interpretation that, where possible, constructions giving
rise to doubtful constitutional validity should be avoided. That
rule does not authorize a departure from clear meaning.
E.g.,
United States v. Sullivan, 332 U. S. 689,
332 U. S. 693;
Hopkins Federal Savings & Loan Assn. v. Cleary,
296 U. S. 315,
296 U. S.
334-335. Moreover, the constitutionality of § 244
as herein interpreted gives us no difficulty.
Cf. Williams v.
New York, 337 U. S. 241.
[
Footnote 22]
Petitioner presents the claim that the decision of the special
inquiry officer was void in that the
"so-called confidential matter . . . was of such a character
that its consideration was not authorized by applicable regulations
established by the Attorney General."
See note 6
supra. To the extent that this is an allegation that the
undisclosed information, if revealed, would not have been
prejudicial to the public interest, petitioner is arguing that the
decision violated 8 CFR, Rev.1952, § 244.3. The Board of
Immigration Appeals, the District Court, and the Court of Appeals
concluded, in effect, that the special inquiry officer found that
the disclosure of the information would have been contrary to
public interest, safety or security. We accept that finding.
Nothing more is required by the regulation.
[
Footnote 23]
The substance of this regulation is now incorporated in §
235(c) of the Act, 8 U.S.C. § 1225(c).
See pp.
351 U. S.
356-357,
supra.
[
Footnote 24]
See note 18
supra.
MR. CHIEF JUSTICE WARREN, dissenting.
In conscience, I cannot agree with the opinion of the majority.
It sacrifices to form too much of the American spirit of fair play
in both our judicial and administrative processes.
In the interest of humanity, the Congress, in order to relieve
some of the harshness of the immigration laws, gave the Attorney
General discretion to relieve hardship in deportation cases. I do
not believe it was "an unfettered discretion," as stated in the
opinion. It was an administrative discretion calling for a report
to Congress on the manner of its use. The Attorney General,
recognizing this, rightfully provided for an administrative hearing
for the exercise of that discretion. On the other hand, he provided
by his regulation that his numerous
Page 351 U. S. 362
subordinate hearing officers might, in spite of a record clearly
establishing a right to relief, deny that relief if, on the basis
of undisclosed "confidential" information, the relief would, in
their opinion, be "prejudicial to the public interest, safety, or
security." Such a hearing is not an administrative hearing in the
American sense of the term. It is no hearing.
Yet, on the basis of such "confidential" information, after more
than 40 years of residence here, we are tearing petitioner from his
relatives and friends and from the country he fought to sustain,
* when the record
shows he has not offended against our laws, bears a good
reputation, and would suffer great hardship if deported. Petitioner
is not a citizen of the United States, but the Due Process Clause
protects "persons." To me, this is not due process. If sanction of
this use and effect of "confidential" information is confirmed
against this petitioner by a process of judicial reasoning, it may
be recognized as a principle of law to be extended against American
citizens in a myriad of ways.
I am unwilling to write such a departure from American standards
into the judicial or administrative process or to impute to
Congress an intention to do so in the absence of much clearer
language than it has used here.
* Petitioner's only absence from this country since his original
entry in 1914 was during World War I to serve in the Armed Forces
of our neighbor and ally, the Dominion of Canada.
MR. JUSTICE BLACK, dissenting.
This is a strange case in a country dedicated by its founders to
the maintenance of liberty under law. The petitioner, Cecil
Reginald Jay, is being banished because he was a member of the
Communist Party from 1935 to 1940. His Communist Party membership
at that time did not violate any law. The Party was recognized
then
Page 351 U. S. 363
as a political organization, and had candidates in many state
elections. Jay's Communist Party membership ended 10 years before
such membership was made a ground for deportation by Congress. 64
Stat. 1006-1008. It is for this past Communist membership, wholly
legal when it existed, that Jay has been ordered deported.
[
Footnote 2/1]
Even though an alien has been found to be deportable, Congress
has provided a procedure which he can invoke to have his
deportation suspended. 66 Stat. 163, 214-216, 8 U.S.C. §§
1254(a)(5), 1254(c). He is entitled to suspension "in the
discretion" of the Attorney General if he "proves" that, during the
preceding 10 years, he has been a person of good moral character
and if deportation would result in exceptional and unusual
hardship. The language of the statute plainly shows that an alien
must be given an opportunity to "prove" these things if he can.
This, of course, means that he must have a full and fair hearing.
Jay asked to be allowed to give such proof, and in fact proved his
case to the complete satisfaction of the hearing officer who passed
on it. But the hearing officer, "after considering confidential
information," refused to suspend deportation. The Board of
Immigration Appeals dismissed Jay's appeal.
Page 351 U. S. 364
Jay is now 65 years of age. He came to this country from England
for permanent residence in 1914. He has remained here even since
except for time he served in the army of our ally Canada during the
First World War. Despite the Government's far-flung investigative
network, it has not been able to dig up one single incident of
misconduct on the part of Jay during his entire 65 years which it
is willing to produce in court. [
Footnote 2/2] That Jay is a person of good moral
character and that his enforced exile from this country will work
an "exceptional and extremely unusual hardship" have been found by
the hearing officer.
I agree with The CHIEF JUSTICE, MR. JUSTICE FRANKFURTER and MR.
JUSTICE DOUGLAS that the Attorney General's regulation authorizing
Jay and others like him to be deported upon alleged anonymous
information should be held invalid as beyond the statutory power of
the Attorney General. But a majority of the Court holds otherwise.
This makes it necessary to consider the constitutionality of the
use of anonymous information for such a purpose. In
Footnote 21 of its opinion the Court
states, somewhat as an aside, that "the constitutionality of §
244 as herein interpreted gives us no difficulty." In this easy
fashion, the Court disposes of a challenge to the power of Congress
to banish people
Page 351 U. S. 365
on information allegedly given federal officers by persons whose
names are not revealed and whose statements (if made) are shrouded
in the darkness which surrounds "confidential information."
What is meant by "confidential information"? According to
officers of the Immigration Service, it may be "merely information
we received off the street"; or "what might be termed as hearsay
evidence, which could not be gotten into the record . . . "; or
"information from persons who were in a position to give us the
information that might be detrimental to the interests of the
Service to disclose that person's name . . . "; or "such things,
perhaps, as income tax returns, or maybe a witness who didn't want
to be disclosed, or where it might endanger their life, or
something of that kind. . . ." [
Footnote 2/3] No nation can remain true to the ideal of
liberty under law and at the same time permit people to have their
homes destroyed and their lives blasted by the slurs of unseen and
unsworn informers. There is no possible way to contest the
truthfulness of anonymous accusations. The supposed accuser can
neither be identified nor interrogated. He may be the most
worthless and irresponsible character in the community. What he
said may be wholly malicious, untrue, unreliable, or inaccurately
reported. In a court of law, the triers of fact could not even
listen to such gossip, must less decide the most trifling issue on
it.
The Court today is not content with allowing exile on the basis
of anonymous gossip. It holds that the hearing officer who
condemned Jay could act in his "unfettered discretion," subject
only to review by the Board of Immigration Appeals. Of course, the
Court refers to the
Page 351 U. S. 366
Attorney General's "unfettered discretion," but participation of
the Attorney General in this case is a fiction. The Court concedes
in
Note 8 of its opinion that the
Attorney General does not personally exercise discretion in these
cases Therefore, the "unfettered discretion" to which the Court
subjects persons like Jay is the unfettered discretion of inquiry
officers of the Immigration Service, reviewable only by the Board
of Immigration Appeals. Under our system of government, there
should be no way to subject the life and freedom of one individual
to the "unfettered" or, more accurately, the "arbitrary" power of
another. Article III of our Constitution and the Bill of Rights
intend that people [
Footnote 2/4]
shall not have valuable rights and privileges taken away from them
by government unless the deprivation occurs after some kind of
court proceeding where witnesses can be confronted and questioned
and where the public can know that the rights of individuals are
being protected.
Unfortunately, this case is not the first one in recent years
where arbitrary power has been approved and where anonymous
information has been used to take away vital rights and privileges
of people. [
Footnote 2/5] The Court
disposes of what has been done to Jay to its satisfaction by saying
that his right to stay here if he proves he is a good
Page 351 U. S. 367
citizen "comes as an act of grace," like "probation or
suspension of criminal sentence." But probation and suspension of
criminal sentence come only after conviction of crime.
Cf.
Williams v. New York, 337 U. S. 241.
Here, the Government, with all of its resources, has not been able
to prove that Jay ever committed a crime of any kind. And Congress
provided the suspension procedure so that one in Jay's situation
could get special relief if he proved his good moral character.
Viewed realistically, this suspension procedure is an integral part
of the process of deciding who shall be deported.
No amount of legal reasoning by the Court and no rationalization
that can be devised can disguise the fact that the use of anonymous
information to banish people is not consistent with the principles
of a free country. Unfortunately, there are some who think that the
way to save freedom in this country is to adopt the techniques of
tyranny. One technique which is always used to maintain absolute
power in totalitarian governments is the use of anonymous
information by government against those who are obnoxious to the
rulers. [
Footnote 2/6] In
connection with another case like this, [
Footnote 2/7] I referred to a statement made by the
Roman Emperor Trajan to Pliny the Younger around the end of the
First Century. Rome
Page 351 U. S. 368
at that time was prosecuting the Christians for alleged
subversive activities. Pliny expressed his doubts to Trajan as to
the best method of handling the prosecutions. He wrote Trajan,
"An anonymous information was laid before me containing a charge
against several persons who, upon examination, denied they were
Christians, or had ever been so. . . ."
Trajan replied,
"You have adopted the right course, my dearest Secundus, in
investigating the charges against the Christians who were brought
before you. . . . Anonymous informations ought not to be received
in any sort of prosecution. It is introducing a very dangerous
precedent, and is quite foreign to the spirit of our age. [
Footnote 2/8]"
It was also foreign to the brave spirit of the American age that
gave birth to our constitutional system of courts, with their
comprehensive safeguards for fair public trials. In those courts, a
defendant's fate is to be determined by independent judges and
juries who hear evidence given by witnesses in their presence and
in the presence of the accused. [
Footnote 2/9] But this case shows how far we have
departed from the carefully conceived plan to safeguard individual
liberty. Although the Court today pays lip service to judicial
review, a hearing officer's condemnation of Jay is held final and
unreviewable. His condemnation is in open defiance of all the
public testimony given, and rests exclusively on "confidential
information" he claims to have received from unrevealed sources.
Unfortunately, this condemnation of Jay on anonymous information is
not unusual-it manifests the popular fashion in these days of fear.
Legal rationalizations [
Footnote
2/10] have been contrived
Page 351 U. S. 369
to shift trials from constitutional courts to temporary
removable appointees like the hearing officer who decided against
Jay. [
Footnote 2/11] And, when an
accused rises to defend himself before such an officer, he is met
by a statement that "We have evidence that you are guilty of
something, but we cannot tell you what, nor who gave us the
evidence." If, taking the Bill of Rights seriously, he complains,
he is met by the rather impatient rejoinder that the Government's
safety would be jeopardized by according him the kind of trial the
Constitution commands. [
Footnote
2/12] But the core of our constitutional system is
Page 351 U. S. 370
that individual liberty must never be taken away by shortcuts,
that fair trials in independent courts must never the dispensed
with. That system is in grave danger. This case emphasizes that
fact. Prosecution of any sort on anonymous information is still too
dangerous, just as it was when Trajan rejected it nearly two
thousand years ago. Those who prize liberty would do well to ponder
this.
[
Footnote 2/1]
The constitutionality of this Act authorizing deportation for
conduct legal when it occurred was sustained in
Galvan v.
Press, 347 U. S. 522. Mr.
Justice Douglas and I dissented. On April 6, 1953, President
Eisenhower sent a message to Senator Arthur V. Watkins calling
attention to the harshness of the immigration laws which were used
here to deport Jay. In listing "injustices" claimed to exist in the
legislation, President Eisenhower referred to:
"Deportation provisions that permit an alien to be deported at
any time after entry, irrespective of how long ago he was involved,
after entry, in an active or [
sic] affiliation designated
as 'subversive.' Such alien is now subject to deportation even if
his prior affiliation was terminated many years ago and he has
since conducted himself as a model American."
99 Cong.Rec. 4321.
[
Footnote 2/2]
Included in the testimony for Jay was an affidavit by the
Assistant Executive Director for the Seattle Housing Authority,
which employed him, stating:
"Mr. Jay was rated as one of the most conscientious and faithful
employees of this Authority. His honesty was unquestioned. His
interest in his work extended beyond the normal working hours, and
he was always willing to accept additional responsibilities without
additional compensation. He was forthright in his opinions. His
general moral character is evidenced by the fact that, during his
entire period of employment, not one complaint was ever received
from either the tenants or his fellow employees as to his
relationships with people."
[
Footnote 2/3]
Hearings before House Subcommittee on Legal and Monetary Affairs
of the Committee on Government Operations: Practices and Procedures
of the Immigration and Naturalization Service in Deportation
Proceedings, 84th Cong., 1st Sess. 18, 67, 138, 207.
[
Footnote 2/4]
The fact that Jay is an alien should not mean that he is outside
the protection of the Constitution. As Mr. Justice Brewer said in
dealing with whether aliens are protected by the first 10
Amendments:
"It is worthy of notice that, in them, the word 'citizen' is not
found. In some of them, the descriptive word is 'people,' but, in
the fifth, it is broader, and the word is 'person,' and in the
sixth, it is the 'accused,' while in the third, seventh, and
eighth, there is no limitation as to the beneficiaries suggested by
any descriptive word."
Fong Yue Ting v. United States, 149 U.
S. 698,
149 U. S. 739
(dissenting).
[
Footnote 2/5]
See, e.g., Ludecke v. Watkins, 335 U.
S. 160;
Knauff v. Shaughnessy, 338 U.
S. 537;
Shaughnessy v. Mezei, 345 U.
S. 206;
Joint Anti-Fascist Refugee Committee v.
McGrath, 341 U. S. 123;
Carlson v. Landon, 342 U. S. 524.
[
Footnote 2/6]
Recently, Nikita Khrushchev is reported to have told the 20th
Communist Party Congress that Stalin violated:
". . . all existing norms of morality and of Soviet laws."
"Arbitrary behavior by one person encouraged and permitted
arbitrariness in others. Mass arrests and deportations of many
thousands of people, execution without trial and without normal
investigation, created conditions of insecurity, fear, and even
desperation."
"
* * * *"
". . . honest Communists were slandered, accusations against
them were fabricated, and revolutionary legality was gravely
undermined."
Department of State Press Release, June 4, 1956, pp. 8-9, 14;
Washington Post & Times Herald, June 6, 1956, p. 11, cols. 1,
6.
[
Footnote 2/7]
Carlson v. Landon, 342 U. S. 524,
342 U. S. 552
(dissenting opinion).
[
Footnote 2/8]
9 Harvard Classics 426-428.
[
Footnote 2/9]
See United States ex rel. Toth v. Quarles, 350 U. S.
11;
In re Oliver, 333 U.
S. 257.
Cf. Kinsella v. Krueger, 351 U.
S. 470;
Reid v. Covert, 351 U.
S. 487.
[
Footnote 2/10]
As Mr. Justice Bradley said for the Court in
Boyd v. United
States, 116 U. S. 616,
116 U. S.
635,
"[I]llegitimate and unconstitutional practices get their first
footing in that way, namely, by silent approaches and slight
deviations from legal modes of procedure. This can only be obviated
by adhering to the rule that constitutional provisions for the
security of person and property should be liberally construed. A
close and literal construction deprives them of half their
efficacy, and leads to gradual depreciation of the right, as if it
consisted more in sound than in substance. It is the duty of courts
to be watchful for the constitutional rights of the citizen, and
against any stealthy encroachments thereon. . . ."
See also dissenting opinion of Mr. Justice Brewer in
Fong Yue Ting v. United States, 149 U.
S. 698,
149 U. S.
744.
[
Footnote 2/11]
See Shaughnessy v. United States ex rel. Accardi,
349 U. S. 280,
349 U. S.
290-293 (dissenting);
United States ex rel. Toth v.
Quarles, 350 U. S. 11,
350 U. S.
17.
[
Footnote 2/12]
The destruction of judicial protections for fair and open
determinations of guilt is an essential to maintenance of
dictatorships. After the murderous purge of hundreds of German
citizens Hitler said:
"If anyone reproaches me and asks why I did not resort to the
regular courts of justice for conviction of the offenders, then all
that I can say to him is this: in this hour, I was responsible for
the fate of the German people, and thereby I became the supreme
Justiciar of the German people!"
". . . If people bring against me the objection that only a
judicial procedure could precisely weigh the measure of the guilt
and of its expiation, then against this view I lodge my most solemn
protest. He who rises against Germany is a traitor to his country,
and the traitor to his country is not to be punished according to
the range and the extent of his act, but according to the purpose
which that act has revealed."
Speech delivered by Hitler in the Reichstag on 13 July 1934, 1
Hitler's Speeches (Baynes ed. 1942), 321-323.
The Russian purges of the 1930's are reported to have been
governed by a directive initiated by Stalin, which stated:
"I. Investigative agencies are directed to speed up the cases of
those accused of the preparation or execution of acts of
terror."
"II. Judicial organs are directed not to hold up the execution
of death sentences pertaining to crimes of this category in order
to consider the possibility of pardon, because the Presidium of the
Central Executive Committee USSR does not consider as possible the
receiving of petitioners of this sort."
"III. The organs of the Commissariat of Internal Affairs are
directed to execute the death sentences against criminals of the
above-mentioned category immediately after the passage of
sentences."
Department of State Press Release, June 4, 1956, p. 15;
Washington Post & Times Herald, June 6, 1956, p. 11, cols.
7-8.
MR. JUSTICE FRANKFURTER, dissenting.
Since the petitioner was found deportable under the Act of Oct.
16, 1918, 40 Stat. 1012, 8 U.S.C. § 137, as amended, 64 Stat.
1006, 1008, 8 U.S.C. (1946 ed., Supp. V) § 137-3, his
deportation would follow automatically had not Congress, in §
244(a)(5) of the Immigration and Nationality Act of 1952, Entrusted
the Attorney General with the power of relaxing this dire
consequence by suspending the deportation. 66 Stat. 163, 214, 8
U.S.C. § 1254(a)(5). This the Attorney General is authorized
to do if the petitioner has been present in the United States for
at least ten years since the grounds for his deportation arose, if
he can prove that, during all of such period, he has been and is a
person of good moral character, and, finally, if his deportation
would, in the opinion of the Attorney General, "result in
exceptional and extremely
Page 351 U. S. 371
unusual hardship." If the Attorney General finds that all three
conditions are satisfied, he "may in his discretion suspend
deportation." Such is the feature of mitigation with which Congress
qualified what obviously is, and was designed to be, a very drastic
exercise of its constitutional power to turn aliens out of the
country for some past misdeed, often unthinking foolishness, and,
it may well be, long after genuine repentance and the evolution of
the alien into a worthy member of society.
By this provision, Congress plainly responded to the dictates of
humanity. But, just as Congress could have exercised to the utmost
its power of constitutional severity, so it could appropriately
define the mode for its alleviation. It has seen fit to make the
Attorney General the agent for its quality of mercy, to be
exercised by him "in his discretion." The power of dispensation
given the Attorney General he can, I have no doubt, withhold
without accounting to anyone, and certainly without recourse to
judicial review. Congress was evidently content to leave to the
conscience of the chief law officer of the Government, the head of
the Department of Justice, both the carrying out of its humane
purpose and the protection of the public interest.
If the Attorney General's conscience is satisfied to act on
considerations that he does not desire to expose to the light of
day or to impart to an alien whose liberty may be at stake, thereby
involving the fate of an innocent family, Congress leaves him free
to do so. But Congress has not seen fit to invest his subordinates
with such arbitrary authority over the lives of men.
One is not unmindful of the fact that the Attorney General is
burdened with a vast range of duties, and that he, too, has only
twenty-four hours in a day. To be sure, one of his predecessors in
the administration of our immigration laws, President Taft's
Secretary of Commerce and Labor, himself examined every deportation
file in which
Page 351 U. S. 372
an appeal was lodged. And Alfred E. Smith cannot have been the
only Governor to read the records in the hundreds of applications
that came before him each year for executive clemency. But, is in
his wisdom the Attorney General devises a system for delegating the
means for carrying out the responsibility for which Congress has
given him discretion, he cannot also delegate his discretion. (That
the nature of a delegated power may preclude regulation,
see,
e.g., the Canadian case
Attorney-General of Canada v.
Brent, [1956] 2 D.L.R.(2d) 503,
affirming [1955] 3
D.L.R. 587.)
If the Attorney General devises, as he has devised, an
administrative system for effectuating § 244(a)(5) of the Act
of 1952, administrative arbitrariness is ruled out. If the Attorney
General invokes the aid of administrative law, as he has done by
establishing a procedure before a special inquiry officer of the
Immigration and Naturalization Service and a review of that
officer's decision by the Board of Immigration Appeals, these two
agencies of administrative law cannot be authorized to defy the
presuppositions of a fair hearing. The Attorney General may act on
confidential information, and Congress has left him to square it
with his conscience. But he cannot shelter himself behind the
appearance of legal procedure -- a system of administrative law --
and yet infuse it with a denial of what is basic to such a system.
See, e.g., Ohio Bell Telephone Co. v. Public Utilities
Comm'n, 301 U. S. 292,
301 U. S.
300.
President Eisenhower has explained what is fundamental in any
American code. A code devised by the Attorney General for
determining human rights cannot be less than Wild Bill Hickok's
code in Abilene, Kansas:
"It was: meet anyone face to face with whom you disagree. You
could not speak up on him from behind, or do any damage to him,
without suffering the penalty of an outraged citizenry. If you
met
Page 351 U. S. 373
him face to face and took the same risks he did, you could get
away with almost anything, as long as the bullet was in the
front."
"And today, although none of you has the great fortune, I think,
of being from Abilene, Kansas, you live, after all, by that same
code in your ideals and in the respect you give to certain
qualities. In this country, if someone dislikes you, or accuses
you, he must come up in front. He cannot hide behind the shadow. He
cannot assassinate you or your character from behind without
suffering the penalties an outraged citizenry will impose."
Press release of remarks of the President, on November 23, 1953,
on receiving America's Democratic Legacy Award at dinner on the
occasion of the 40th anniversary of the Anti-Defamation League.
For me, the philosophy embodied in these remarks rules the
situation before us. The petitioner sustained the burden which the
statute put upon him to prove himself deserving to remain in this
country and to save his family from being disrupted. On the record,
the Attorney General's special inquiry officer found that the
respondent "appears to be qualified for suspension of deportation,"
and this finding was not upset on appeal. But this finding for the
petitioner was nullified on the basis of some "confidential
information." The petitioner had no means of meeting this
"confidential information." We can take judicial notice of the fact
that, in conspicuous instances, not negligible in number, such
"confidential information" has turned out to be either baseless or
false. There is no reason to believe that only these conspicuous
instances illustrate the hazards inherent in taking action
affecting the lives of fellow men on the basis of such information.
The probabilities are to the contrary. A system of administrative
law cannot justify itself on the assumption that the " confidential
information" available
Page 351 U. S. 374
to these inquiry officers and the Board of Appeals is
impregnable, or even likely to be true. When the Attorney General
scrutinizes "confidential information," at all events, it is the
Attorney General who does so. If he is unable to carry out the
discretion vested solely in him to act on whatever he chooses to
act upon, he must either devise a shifting process that meets the
elementary decencies of procedure or advise Congress of his
inability to carry out the extraordinary responsibility which it
has reposed in him, and not in his subordinates.
I would reverse.
MR. JUSTICE DOUGLAS, dissenting.
The statement that President Eisenhower made in 1953 on the
American code of fair play is more than interesting Americana. As
my Brother FRANKFURTER says, it is Americana that is highly
relevant to our present problem. The President said:
"In this country, if someone dislikes you, or accuses you, he
must come up in front. He cannot hide behind the shadow. He cannot
assassinate you or your character from behind, without suffering
the penalties an outraged citizenry will impose. [
Footnote 3/1] "
Page 351 U. S. 375
That bit of Americana is relevant here because we have a
question as to what a "hearing" is in the American meaning of the
word. Fairness, implicit in our notions of due process, requires
that any "hearing" be full and open, with an opportunity to know
the charge and the accusers, to reply to the charge, and to meet
the accusers. And when Congress provides for a hearing, as it
implicitly has in § 244 of the present Act, it should be
assumed that Congress has the same lively sense of the requirements
of fair play as the Eisenhower code demands.
The philosophy of the full hearing, especially as it involves
the right to meet the accusers, has been put in classical words by
Professor Zechariah Chafee, Jr., in his recent book The Blessings
of Liberty (1956), p. 35:
"One important benefit from confronting the suspect with his
accusers is the opportunity to cross-examine them and rigorously
test any dubious statement. As old Sir Matthew Hale says, it 'beats
and boults out the truth much better.' Add to that the
old-fashioned value of putting people face to face out in the open.
Accusers who secretly confer in private with an official or two and
a couple of clerks may, as in Hale's time, 'oftentimes deliver that
which they will be ashamed to testify publicly.' An honest witness
may feel quite differently when he has to repeat
Page 351 U. S. 376
his story looking at the man whom he will harm greatly by
distorting or mistaking the facts. He can now understand what sort
of human being that man is. As for the false witness, the tribunal
can learn ever so much more by looking at him than by reading an
FBI abstract of his story. The pathological liar and the personal
enemy can no longer hide behind a piece of paper."
And see Peters v. Hobby, 349 U.
S. 331,
349 U. S.
350-352; O'Brian, National Security and Individual
Freedom (1955), pp. 61-63.
Harry P. Cain, member of the Subversive Activities Control
Board, recently joined the President in endorsing this code of fair
play: [
Footnote 3/2]
"In all of our traditional efforts to protect the individual
against oppression and false conviction by the state, we have
relied basically and primarily on confrontation and
cross-examination. By no other means can those who must judge their
fellow man minimize to the fullest and desired extent the mistakes
which humans make. Without recourse to these means, it is
impossible for anyone accused of anything to protect himself fully
against enemies whose evidence may consist of nothing more than
malice, vindictiveness, mistaken identity, intolerance, prejudice,
or a perverted desire to destroy."
A hearing is not a hearing in the American sense if faceless
informers or confidential information may be used to deprive a man
of his liberty. That kind of hearing is so un-American that we
should lean over backwards to avoid imputing to Congress a purpose
to sanction it under § 244.
[
Footnote 3/1]
The entire statement, made at the B'Nai B'Rith Dinner in
Washington, D.C., November 23, 1953, reads as follows:
"Why are we proud? We are proud, first of all, because, from the
beginning of this Nation, a man can walk upright, no matter who he
is, or who she is. He can walk upright and meet his friend -- or
his enemy, and he does not feel that, because that enemy may be in
a position of great power, that he can be suddenly thrown in jail
to rot there without charges and with no recourse to justice. We
have the habeas corpus act, and we respect it."
"I was raised in a little town of which most of you have never
heard. But, in the West, it is a famous place. It is called
Abilene, Kansas. We had as our Marshal for a long time a man named
Wild Bill Hickok. If you don't know anything about him, read your
Westerns more. Now that town had a code, and I was raised as a boy
to prize that code."
"It was: meet anyone face to face with whom you disagree. You
could not sneak up on him from behind, or do any damage to him,
without suffering the penalty of an outraged citizenry. If you met
him face to face and took the same risks he did, you could get away
with almost anything, as long as the bullet was in the front."
"And today, although none of you has the great fortune, I think,
of being from Abilene, Kansas, you live, after all, by that same
code in your ideals and in the respect you give to certain
qualities. In this country, if someone dislikes you, or accuses
you, he must come up in front. He cannot hide behind the shadow. He
cannot assassinate you or your character from behind, without
suffering the penalties an outraged citizenry will impose."
[
Footnote 3/2]
Address before New York Civil Liberties Union, New York City,
February 22, 1956.