In a suit brought in a New York state court by a corporation,
holder of the legal title, to determine which prelate was entitled
to the use and occupancy of a Cathedral of the Russian Orthodox
Church in New York City, the Court of Appeals of New York held for
plaintiff, on the ground that Article 5-C of the Religious
Corporations Law of New York had the purpose and effect of
transferring the administrative control of the Russian Orthodox
churches in North America from the Supreme Church Authority in
Moscow to the authorities selected by a convention of the North
American churches.
Held: ss thus construed and applied, the New York
statute interferes with the free exercise of religion, contrary to
the First Amendment, made applicable to the states by the
Fourteenth Amendment. Pp.
344 U. S.
95-121.
(a) Legislation which determines, in an hierarchical church,
ecclesiastical administration or the appointment of the clergy, or
transfers control of churches from one group to another, interferes
with the free exercise of religion contrary to the Constitution.
Pp.
344 U. S.
106-116,
344 U. S.
119.
(b) That the purpose of such legislation is to protect American
churches from infiltration of atheistic or subversive influences
does not require a different result, though legislative power to
punish subversive action cannot be doubted, and neither his robe
nor his pulpit would be a defense to a cleric attempting subversive
actions. Pp.
344 U. S.
108-110,
344 U. S.
117-121.
(c)
American Communications Association v. Douds,
339 U. S. 382, and
Late Corporation of Latter-Day Saints v. United States,
136 U. S. 1,
distinguished. Pp.
344 U. S.
117-121.
(d) Freedom to select the clergy, where no improper methods of
choice are proven, must now be said to have federal constitutional
protection against state interference, as a part of the free
exercise of religion. Pp.
344 U. S.
115-116.
Page 344 U. S. 95
(e) Even in those cases when property rights follow as incidents
from decisions of the church custom or law on ecclesiastical
issues, the church rule controls and must be accepted by the civil
courts.
Watson v.
Jones, 13 Wall. 679. Pp.
344 U. S.
115-116, 120-121.
302 N.Y. 1, 33, 96 N.E.2d 56, 74, reversed and remanded.
In an action brought in a state court by appellee, a New York
corporation, to determine the right to the use and occupancy of a
church in New York City, the trial court gave judgment in favor of
the defendants, appellants here. 192 Misc. 327, 77 N.Y.S.2d 333.
The Appellate Division of the State Supreme Court affirmed. 276
App.Div. 309, 94 N.Y.S.2d 453. The Court of Appeals reversed. 302
N.Y. 1, 33, 96 N.E.2d 56, 74. On appeal to this Court,
reversed
and remanded, p.
344 U. S.
121.
MR. JUSTICE REED delivered the opinion of the Court.
The right to the use and occupancy of a church in the City of
New York is in dispute.
The right to such use is claimed by appellee, a corporation
created in 1925 by an act of the Legislature of New York, Laws of
New York 1925, c. 463, for the purpose of acquiring a cathedral for
the Russian Orthodox Church in North America as a central place of
worship and residence of the ruling archbishop
"in accordance with the doctrine, discipline and worship of the
Holy Apostolic Catholic Church of Eastern Confession as taught by
the holy scriptures, holy tradition, seven ecumenical councils and
holy fathers of that church."
The corporate right is sought to be enforced so that the head of
the American churches, religiously affiliated with the Russian
Orthodox Church, may occupy the
Page 344 U. S. 96
Cathedral. At the present time, that head is the Metropolitan of
All America and Canada, the Archbishop of New York, Leonty, who,
like his predecessors, was elected to his ecclesiastical office by
a sobor of the American churches. [
Footnote 1]
That claimed right of the corporation to use and occupancy for
the archbishop chosen by the American churches is opposed by
appellants, who are in possession. Benjamin Fedchenkoff bases his
right on an appointment in 1934 by the Supreme Church Authority of
the Russian Orthodox Church, to-wit, the Patriarch
locum
tenens of Moscow and all Russia and its Holy Synod, as
Archbishop of the Archdiocese of North America and the Aleutian
Islands. The other defendant-appellant is a priest of the Russian
Orthodox Church, also acknowledging the spiritual and
administrative control of the Moscow hierarchy.
Determination of the right to use and occupy Saint Nicholas
depends upon whether the appointment of Benjamin
Page 344 U. S. 97
by the Patriarch or the election of the Archbishop for North
America by the convention of the American churches validly selects
the ruling hierarch for the American churches. The Court of Appeals
of New York, reversing the lower court, determined that the prelate
appointed by the Moscow ecclesiastical authorities was not entitled
to the Cathedral and directed the entry of a judgment that appellee
corporation be reinvested with the possession and administration of
the temporalities of St. Nicholas Cathedral.
St. Nicholas
Cathedral v. Kedroff, 302 N.Y. 1, 33, 96 N.E.2d 56, 74. This
determination was made on the authority of Article 5-C of the
Religious Corporations Law of New York, 302 N.Y. at 24
et
seq., 96 N.E.2d at 68, against appellants' contention that
this New York statute, as construed, violated the Fourteenth
Amendment to the Constitution of the United States.
Because of the constitutional questions thus generally involved,
we noted probable jurisdiction, and, after argument and submission
of the case last term, ordered reargument and requested counsel to
include a discussion of whether the judgment might be sustained on
state grounds. 343 U.S. 972. Both parties concluded that it could
not, and the unequivocal remittitur of the New York Court of
Appeals, 302 N.Y. 689, 98 N.E.2d 485, specifically stating the
constitutionality of the statute as the necessary ground for
decision, compels this view and precludes any doubt as to the
propriety of our determination of the constitutional issue on the
merits.
Grayson v. Harris, 267 U.
S. 352;
Indiana ex rel. Anderson v. Brand,
303 U. S. 95. The
case now has been reargued and submitted.
Article 5-C was added to the Religious Corporations Law of New
York in 1945, and provided both for the incorporation and
administration of Russian Orthodox churches. Clarifying amendments
were added in 1948.
Page 344 U. S. 98
The purpose of the article was to bring all the New York
churches, formerly subject to the administrative jurisdiction of
the Most Sacred Governing Synod in Moscow or the Patriarch of
Moscow, into an administratively autonomous metropolitan district.
That district was North American in area, created pursuant to
resolutions adopted at a sobor held at Detroit in 1924. [
Footnote 2] This declared autonomy was
made effective by a further legislative requirement that all the
churches formerly administratively subject to the Moscow synod and
patriarchate
Page 344 U. S. 99
should for the future be governed by the ecclesiastical body and
hierarchy of the American metropolitan district. [
Footnote 3] The foregoing analysis follows
the interpretation of this article by the Court of Appeals of New
York, an interpretation binding upon us. [
Footnote 4]
Page 344 U. S. 100
Article 5-C is challenged as invalid under the constitutional
prohibition against interference with the exercise of religion.
[
Footnote 5] The appellants'
contention, of course, is based on the theory that the principles
of the First Amendment are made applicable to the states by the
Fourteenth. [
Footnote 6]
See Stokes, Church and State in the United States (1950),
vol. 1, c. VIII.
The Russian Orthodox Church is an autocephalous member of the
Eastern Orthodox Greek Catholic Church. It sprang from the Church
of Constantinople in the Tenth Century. The schism of 1054 A.D.
split the Universal Church into those of the East and the West.
Gradually self-government was assumed by the Russian Church until,
in the Sixteenth Century, its autonomy was recognized, and a
Patriarch of Moscow appeared. Fortescue, Orthodox Eastern Church,
c. V. For the next one hundred
Page 344 U. S. 101
years, the development of the church kept pace with the growth
of power of the Czars, but it increasingly became a part of the
civil government -- a state church. Throughout that period, it also
remained an hierarchical church with a Patriarch at its head,
governed by the conventions or sobors called by him. However, from
the time of Peter the Great until 1917, no sobor was held. No
patriarch ruled or was chosen. During that time, the church was
governed by a Holy Synod, a group of ecclesiastics with a Chief
Procurator representative of the government as a member.
Late in the Eighteenth Century, the Russian Church entered the
missionary field in the Aleutian Islands and Alaska. From there,
churches spread slowly down the Pacific Coast, and later, with the
Slavic immigration to our eastern cities, particularly to Detroit,
Cleveland, Chicago, Pittsburgh, and New York. The character of the
administrative unit changed with the years, as is indicated by the
changes in its name.
See note 2 In 1904, when a diocese of North America was
created, its first archbishop, Tikhon, shortly thereafter
established himself in his seat at Saint Nicholas Cathedral. His
appointment came from the Holy Synod of Russia, as did those of his
successors in order Platon and Evdokim. Under those appointments,
the successive archbishops occupied the Cathedral and residence of
Saint Nicholas under the administrative authority of the Holy
Synod.
In 1917, Archbishop Evdokim returned to Russia permanently.
Early that year, an All Russian Sobor was held, the first since
Peter the Great. It occurred during the interlude of political
freedom following the fall of the Czar. A patriarch was elected and
installed -- Tikhon, who had been the first American Archbishop.
Uncertainties as to the succession to and administration of the
American archbishopric made their appearance following this sobor,
and were largely induced
Page 344 U. S. 102
by the almost contemporaneous political disturbances which
culminated swiftly in the Bolshevik Revolution of 1917. The Russian
Orthodox Church was drawn into this maelstrom. After a few years,
the Patriarch was imprisoned. There were suggestions of his
counter-revolutionary activity. Church power was transferred,
partly through a sobor considered by many as noncanonical to a
Supreme Church Council. The declared reforms were said to have
resulted in a "Living Church," or sometimes in a "Renovated
Church." Circumstances and pressures changed. Patriarch Tikhon was
released from prison, and died in 1925. He named three bishops as
locum tenens for the patriarchal throne. It was one of
these, Sergius, who, in 1933, appointed the appellant Benjamin as
Archbishop. The Church was registered as a religious organization
under Soviet law in 1927. Thereafter, the Russian Church and the
Russian State approached, if not a reconciliation, at least an
adjustment, which eventuated by 1943 in the election of Sergius,
one of the bishops named as
locum tenens by Tikhon, to the
Patriarchate. The Living or Renovated Church, whether deemed a
reformed, a schismatic or a new church, apparently withered away.
After Sergius' death, a new patriarch of the Russian Orthodox
Church, Alexi, was chosen Patriarch in 1945 at Moscow at a sobor
recognized by all parties to this litigation as a true sobor held
in accordance with the church canons. [
Footnote 7]
The Russian upheaval caused repercussions in the North American
diocese. That Diocese, at the time of the Soviet Revolution
,recognized the spiritual and administrative
Page 344 U. S. 103
control of Moscow. White Russians, both lay and clerical, found
asylum in America from the revolutionary conflicts, strengthening
the feeling of abhorrence of the secular attitude of the new
Russian Government. The church members already here, immigrants and
native-born, while habituated to look to Moscow for religious
direction, were accustomed to our theory of separation between
church and state. The Russian turmoil, the restraints on religious
activities, and the evolution of a new ecclesiastical hierarchy in
the form of the "Living Church," deemed noncanonical or schismatic
by most churchmen, made very difficult Russian administration of
the American diocese. Furthermore, Patriarch Tikhon, on November
20, 1920, issued Decision No. 362 relating to church administration
for troublesome times. This granted a large measure of autonomy,
when the Russian ruling authority was unable to function, subject
to "confirmation later to the Central Church Authority when it is
reestablished." Naturally the growing number of American-born
members of the Russian Church did not cling to a hierarchy
identified with their country of remote origin with the same
national feeling that moved their immigrant ancestors. These facts
and forces generated in America a separatist movement.
That movement brought about the arrangements at the Detroit
Sobor of 1924 for a temporary American administration of the church
on account of the disturbances in Russia. [
Footnote 8] This was followed by the declarations of
autonomy of the successive sobors since that date, a spate of
Page 344 U. S. 104
litigation concerning control of the various churches and
occupancy of ecclesiastical positions, [
Footnote 9] the New York legislation (known as Article
5-C, notes 2 and 3,
supra), and this controversy.
Delegates from the North American Diocese intended to be
represented at an admittedly canonical Sobor of the Russian
Orthodox Church held in 1945 at Moscow. They did not arrive in
time, on account of delays responsibility for which has not been
fixed. The following stipulation appears as to their later actions
while at Moscow:
"It is stipulated that Bishop Alexi and Father Dzvonchik,
representing the local group of American Churches under Bishop
Theophilus, appeared before the Patriarch and the members of his
Synod in Moscow, presented a written report on the condition of the
American Church, with a request for autonomy, and a few days later
received from the Patriarch the Ukase. . . . "
Page 344 U. S. 105
There came to the Russian Church in America this Ukase of the
Moscow Patriarchy of February 14 or 16, 1945, covering Moscow's
requirements for reunion of the American Orthodox Church with the
Russian. It required for reunion that the Russian Church in America
hold promptly an "all American Orthodox Church Sobor;" that it
express the decision of the dioceses to reunite with the Russian
Mother Church, declare the agreement of the American Orthodox
Church to abstain "from political activities against the U.S.S.R."
and so direct its parishes, and elect a Metropolitan subject to
confirmation by the Moscow Patriarchy. The decree said,
"In view of the distance of the American Metropolitan District
from the Russian Mother Church . . . , the Metropolitan-Exarch . .
. may be given some extended powers by the Moscow Patriarchy. . .
."
The American congregations, speaking through their Cleveland
Sobor of 1946, refused the proffered arrangement and resolved in
part:
"That any administrative recognition of the Synod of the Russian
Orthodox Church Abroad is hereby terminated, retaining, however,
out spiritual and brotherly relations with all parts of the Russian
Orthodox Church abroad. . . ."
This ended the efforts to compose the differences between the
Mother Church and its American offspring, and this litigation and
the enactment of Article 5-C of the Religious Corporations Law of
New York followed. We understand the above factual summary
corresponds substantially with the factual basis for determination
formulated by the Court of Appeals of New York. From those
circumstances, it seems clear that the Russian Orthodox Church was,
until the Russian Revolution, an hierarchical church with
unquestioned paramount jurisdiction in the governing body in Russia
over the American Metropolitanate. Nothing indicates that either
the Sacred Synod or the succeeding Patriarchs
Page 344 U. S. 106
relinquished that authority or recognized the autonomy of the
American church. The Court of Appeals decision proceeds, we
understand, upon the same assumption. 302 N.Y. at 5, 23, 24, 96
N.E.2d at 57, 68, 69. That court did consider
"whether there exists in Moscow at the present time a true
central organization of the Russian Orthodox Church capable of
functioning as the head of a free international religious
body."
It concluded that this aspect of the controversy had not been
sufficiently developed to justify a judgment upon that ground. 302
N.Y. at 22-24, 96 N.E.2d at 67-69.
The Religious Corporations Law. -- The New York Court
of Appeals depended for its judgment, refusing recognition to
Archbishop Benjamin, the appointee of the Moscow Hierarchy of the
Russian Orthodox Church, upon Article 5-C of the Religious
Corporations Law, quoted and analyzed at notes
2 and |
2 and
S. 94fn3|>3,
supra. [
Footnote 10] Certainly a legislature �
2 and S. 107� is free to act
upon such information as it may have as to the necessity for
legislation. But an enactment by a legislature cannot validate
action which the Constitution prohibits, and we think that the
statute here in question passes the constitutional limits. We
conclude that Article 5-C undertook, by its terms, to transfer the
control of the New York churches of the Russian Orthodox religion
from the central governing hierarchy of the Russian Orthodox
Church, the Patriarch of Moscow, and the Holy Synod, to the
governing authorities of the Russian Church in America, a church
organization limited to the diocese of North America and the
Aleutian Islands. This transfer takes place by virtue of the
statute. Such a law violates the Fourteenth Amendment. It prohibits
in this country the free exercise of religion. Legislation that
regulates church administration, the operation of the churches, the
appointment of clergy, by requiring conformity to church
statutes
"adopted at a general convention
Page 344 U. S. 108
(sobor) held in the City of New York on or about or between
October fifth to eighth, nineteen hundred thirty-seven, and any
amendments thereto,"
note 3 supra,
prohibits the free exercise of religion. Although this statute
requires the New York churches to
"in all other respects conform to, maintain, and follow the
faith, doctrine, ritual, communion, discipline, canon law,
traditions, and usages of the Eastern Confession (Eastern Orthodox
or Greek Catholic Church),"
their conformity is by legislative, fiat and subject to
legislative will. Should the state assert power to change the
statute requiring conformity to ancient faith and doctrine to one
establishing a different doctrine, the invalidity would be
unmistakable.
Although § 5 of the Religious Corporation Law [
Footnote 11] had long controlled
religious corporations, the Court of Appeals held that its rule was
not based on any constitutional requirement or prohibition.
[
Footnote 12] Since certain
events of which the Court took judicial notice indicated to it that
the Russian Government exercised control over the central
Page 344 U. S. 109
church authorities, and that the American church acted to
protect its pulpits and faith from such influences, the Court of
Appeals felt that the Legislature's reasonable belief in such
conditions justified the State in enacting a law to free the
American group from infiltration of such atheistic or subversive
influences. [
Footnote
13]
This legislation, Art. 5-C, in the view of the Court of Appeals,
gave the use of the churches to the Russian Church in America on
the theory that this church would most faithfully carry out the
purposes of the religious trust. [
Footnote 14] Thus, dangers of political use of church
pulpits would be minimized. Legislative power to punish subversive
action cannot be doubted. If such action should be actually
attempted by a cleric, neither his robe nor his pulpit would be a
defense. But, in this case, no problem
Page 344 U. S. 110
of punishment for the violation of law arises. There is no
charge of subversive or hostile action by any ecclesiastic. Here,
there is a transfer by statute of control over churches. This
violates our rule of separation between church and state. That
conclusion results from the purpose, meaning, and effect of the New
York legislation stated above, considered in the light of the
history and decisions considered below.
Hierarchical churches may be defined as those organized as a
body with other churches having similar faith and doctrine with a
common ruling convocation or ecclesiastical head. In
Watson v.
Jones, 13 Wall. 679, they are spoken of in like
terms. [
Footnote 15] That
opinion has been given consideration in subsequent church
litigation -- state and national. [
Footnote 16] The opinion itself, however, did not turn on
either the establishment or the prohibition of the free exercise of
religion. It was a church controversy in the Third or Walnut Street
Presbyterian Church of Louisville, Kentucky, arising out of the
slavery conflict, and was filled with the acrimony of that period.
It was decided here at the 1871 Term.
"The government of the [Presbyterian] church is exercised by and
through an ascending series of 'judicatories,' known as Church
Sessions, Presbyteries,
Page 344 U. S. 111
Synods, and a General Assembly."
Id. 13 Wall. at
80 U. S. 681.
The opinion of this Court assumed without question that the
Louisville church, its property, and its officers were originally
and up to the beginning of the disagreements subjected to the
operation of the laws of the General Assembly of the Presbyterian
Church.
Id. at
80 U. S. 683.
The actual possession of the church property was in trustees; its
operation or use controlled by the Session composed of elders.
[
Footnote 17] Both were
groups elected at intervals by the members.
In May of 1865, the General Assembly, the highest judicatory of
the church, made a declaration of loyalty to the Federal Government
denouncing slavery, and directed that new members with contrary
views should not be received. The Louisville Presbytery, the
immediate superior of the Walnut Street Church, promptly issued a
Declaration and Testimony, refusing obedience and calling for
resistance to the alleged usurpation of authority. The Louisville
Presbytery divided, as did the Walnut Street Church, and the
pro-slavery group obtained admission into the Presbyterian Church
of the Confederate States. In June, 1867, the Presbyterian General
Assembly
Page 344 U. S. 112
for the United States declared the Presbytery and Synod
recognized by the pro-slavery party were
"in no sense a true and lawful Synod and Presbytery in
connection with and under the care and authority of the General
Assembly of the Presbyterian Church in the United States of
America."
They were
"permanently excluded from connection with or representation in
the Assembly. By the same resolution, the Synod and Presbytery
adhered to by those whom [the pro-slavery party] opposed were
declared to be the true and lawful Presbytery of Louisville, and
Synod of Kentucky."
Id. at
80 U. S.
692.
Litigation started in 1866 with a suit in the state court by
certain of the anti-slavery group to have declared their right to
act as duly elected additional elders "in the management of church
property for purposes of religious worship."
Id. at
80 U. S. 685.
As the Court of Appeals of Kentucky thought that certain acts of
the Louisville Presbytery and the General Assembly of the United
States, in pronouncing the additional elders duly elected, were
void as beyond their functions,
id. at
80 U. S. 693,
[
Footnote 18] it refused the
plea of the anti-slavery group and left the pro-slavery elders and
trustees in control of the Walnut Street Church.
Thereupon a new suit,
Watson v. Jones, was begun by
alleged members of the church to secure the use of the Walnut
Street Church for the anti-slavery group. This suit was to decide
not the validity of an election of elders
Page 344 U. S. 113
fought out in
Watson v. Avery, supra, but which one of
two bodies should be recognized as entitled to the use of the
Walnut Street Presbyterian Church. It was determined that
plaintiffs had a beneficial interest in the church property, and
therefore a standing to sue for its proper use, if they were
members.
Id. at
80 U. S. 697,
80 U. S. 714. A
schism was recognized.
Id. 13 Wall. at
80 U. S. 717.
It was held:
"The trustees obviously hold possession for the use of the
persons who, by the constitution, usages, and laws of the
Presbyterian body, are entitled to that use."
Id. at
80 U. S. 720.
They were required to recognize "the true uses of the trust."
Id. at
80 U. S. 722.
Then turning to the consideration of an hierarchical church, as
defined in
note 15
supra, and, as it found the Presbyterian church to be,
this Court said:
"In this class of cases, we think the rule of action which
should govern the civil courts, founded in a broad and sound view
of the relations of church and state under our system of laws, and
supported by a preponderating weight of judicial authority, is that
whenever the questions of discipline, or of faith, or
ecclesiastical rule, custom, or law have been decided by the
highest of these church judicatories to which the matter has been
carried, the legal tribunals must accept such decisions as final,
and as binding on them, in their application to the case before
them."
Id. at
80 U. S. 727.
As the General Assembly of the Church had recognized the
anti-slavery group "as the regular and lawful Walnut Street Church
and officers,"
id. at
80 U. S. 694,
newly elected, and the trial court had found complainants members
of that group, and had entered a decree adjudging that this group's
duly chosen and elected pastor, ruling elders,
Page 344 U. S. 114
and trustees
respectively entitled to exercise whatever authority in the said
church, or over its members or property, rightfully belonged to
pastor, elders, and trustees, respectively, in churches in
connection with "The Presbyterian Church in the United States of
America," Old School, and according to the regulations and usages
of that church,
id. at
80 U. S. 698,
this Court affirmed the decree.
In affirming, the Court recognized the contrariety of views
between jurists as to civil jurisdiction over church adjudications
having an effect upon property or its uses, when the civil courts
determine the church judicatory has violated the church's organic
law. [
Footnote 19] Its
ruling is summed up in these words:
"In this country, the full and free right to entertain any
religious belief, to practice any religious principle, and to teach
any religious doctrine which does not violate the laws of morality
and property, and which does not infringe personal rights, is
conceded to all. The law knows no heresy, and is committed to the
support of no dogma, the establishment of no sect. The right to
organize voluntary religious associations to assist in the
expression and dissemination of any religious doctrine, and to
create tribunals for the decision of controverted questions of
faith within the association, and for the ecclesiastical government
of all the individual members, congregations, and officers within
the general association, is unquestioned. All who unite themselves
to such a body do so with an implied consent to this government,
and are bound to submit to it. But it would be a vain consent, and
would lead to the total subversion of such religious bodies, if
anyone aggrieved by one of their decisions could appeal to the
secular
Page 344 U. S. 115
courts and have them reversed. It is of the essence of these
religious unions, and of their right to establish tribunals for the
decision of questions arising among themselves, that those
decisions should be binding in all cases of ecclesiastical
cognizance, subject only to such appeals as the organism itself
provides for."
Id. at
80 U. S.
728-729. This is applicable to "questions of discipline,
or of faith, or of ecclesiastical rule, custom, or law,"
id. at
80 U. S. 727.
[
Footnote 20] This
controversy concerning the right to use St. Nicholas Cathedral is
strictly a matter of ecclesiastical government, the power of the
Supreme Church Authority of the Russian Orthodox Church to appoint
the ruling hierarch of the archdiocese of North America. No one
disputes that such power did lie in that Authority prior to the
Russian Revolution.
Watson v. Jones, although it contains a reference to
the relations of church and state under our system of laws,
[
Footnote 21] was decided
without depending upon prohibition of state interference with the
free exercise of religion. It was decided in 1872, before judicial
recognition of the coercive power of the Fourteenth Amendment to
protect the limitations of the First Amendment against state
action. It long antedated the 1938 decisions of
Erie
R.
Page 344 U. S. 116
Co. v. Tompkins and
Ruhlin v. New York Life Ins.
Co., 304 U. S. 64 and
304 U. S. 304 U.S.
202, and, therefore, even though federal jurisdiction in the case
depended solely on diversity, the holding was based on general law,
rather than Kentucky law. [
Footnote 22] The opinion radiates, however, a spirit of
freedom for religious organizations, an independence from secular
control or manipulation, in short, power to decide for themselves,
free from state interference, matters of church government as well
as those of faith and doctrine. Freedom to select the clergy, where
no improper methods of choice are proven, [
Footnote 23] we think, must now be said to have
federal constitutional protection as a part of the free exercise of
religion against state interference.
Page 344 U. S. 117
Legislative Power. -- The Court of Appeals of New York
recognized, generally, the soundness of the philosophy of
ecclesiastical control of church administration and polity, but
concluded that the exercise of that control was not free from
legislative interference. [
Footnote 24] That Court presented forcefully the argument
supporting legislative power to act on its own knowledge of "the
Soviet attitude toward things religious." 302 N.Y. at pages 32-33,
96 N.E.2d at 74. It was said:
"The Legislature realized that the North American church, in
order to be free of Soviet interference in its affairs, had
declared its temporary administrative autonomy in 1924, pursuant to
the ukase of 1920, while retaining full spiritual communion with
the patriarchate, and that there was a real danger that those
properties and temporalities long enjoyed and used by the Russian
Orthodox Church worshippers in this State would be taken from them
by the representatives of the patriarchate."
302 N.Y. at 33, 96 N.E.2d at 74. It was thought that
American Communications Assn. v. Douds, 339 U.
S. 382, supported the thesis that, where there is some
specific evil, found as a fact, "some infringement upon traditional
liberties was justifiable" to effect a cure. 302 N.Y. at 31, 96
N.E.2d at 73. On that reasoning, it was thought permissible, in
view "of the changed situation of the patriarchate in Russia," to
replace it with the Russian Church in America as the ruling
authority over the administration of the church. The legal basis
for this legislative substitution was found in the theory that the
Russian Church in America "was the trustee which
may be relied
upon to carry out more
Page 344 U. S.
118
effectively and faithfully the purposes of this religious
trust (Carrier v. Carrier, 226 N.Y. 114, 123 N.E. 135).'"
Id. 302 N.Y. at 30, 96 N.E.2d at 72. Mindful of the
authority of the Court of Appeals in its interpretation of the
powers of its own legislature and with respect for its standing and
ability, we do not agree with its statement as to legislative power
over religious organizations.
In our view, the
Douds case may not be interpreted to
validate New York's Article 5-C. That case involved the validity of
§ 9(h) of the National Labor Relations Act as amended, 61
Stat. 136, 146, 29 U.S.C. § 159(h). That section forbade the
NLRB from acting at the suggestion of a labor organization unless
affidavits of its officers were filed denying affiliation with
subversive organizations or belief in the overthrow of this
Government by force or other unconstitutional means. We upheld the
enactment as a proper exercise of the power to protect commerce
from the evil of disruption from strikes so politically inspired.
In so doing, we said,
"legitimate attempts to protect the public not from the remote
possible effects of noxious ideologies, but from present excesses
of direct, active conduct are not presumptively bad because they
interfere with and, in some of its manifestations, restrain the
exercise of First Amendment rights."
Id. 339 U.S. at
339 U. S. 399.
And added,
"But, insofar as the problem is one of drawing inferences
concerning the need for regulation of particular forms of conduct
from conflicting evidence, this Court is in no position to
substitute its judgment as to the necessity or desirability of the
statute for that of Congress."
Id. 339 U.S. at
339 U. S. 400.
It is an exaggeration to say that those sound statements point to a
legislative power to take away from a church's governing body and
its duly ordained representative the possession and use of a
building held in trust for the purposes for which it is being
employed because of an apprehension, even though reasonable,
Page 344 U. S. 119
that it may be employed for improper purposes. In
Douds, we saw nothing that was aimed at the free
expression of views. Unions could have officers with such
affiliations and political purposes as they might choose, but the
Government was not compelled to allow those officers an opportunity
to disrupt commerce for their own political ends. We looked upon
the affidavit requirement as an assurance that disruptive forces
would not utilize a government agency to accomplish their purposes.
Id. at
339 U. S.
403.
In upholding the validity of Article 5-C, the New York Court of
Appeals apparently assumes Article 5-C does nothing more than
permit the trustees of the Cathedral to use it for services
consistent with the desires of the members of the Russian Church in
America. Its reach goes far beyond that point. By fiat, it
displaces one church administrator with another. It passes the
control of matters strictly ecclesiastical from one church
authority to another. It thus intrudes for the benefit of one
segment of a church the power of the state into the forbidden area
of religious freedom contrary to the principles of the First
Amendment. Such prohibition differs from the restriction of a right
to deal with Government allowed in
Douds, in that the
Union in the
Douds case had no such constitutionally
protected right. New York's Article 5-C directly prohibits the free
exercise of an ecclesiastical right, the Church's choice of its
hierarchy.
We do not think that New York's legislative application of a
cy pres doctrine to this trust avoids the constitutional
rule against prohibition of the free exercise of religion.
Late
Corporation of Latter-Day Saints v. United States,
136 U. S. 1, relied
upon by the appellee, does not support its argument. There, the
Church of Jesus Christ of Latter Day Saints had been incorporated
as a religious corporation by the Deseret, with subsequent
confirmation by the Territory of Utah. Its property was held
�
2 and S. 120�
for religious and charitable purposes. That charter was revoked by
Congress, and some of the property of the church was escheated to
the United States for the use of the common schools of Utah. This
Court upheld the revocation of the charter, relying on the reserved
power of the Congress over the acts of territories, 136 U.S. at
136 U. S. 45-46.
The seizure of the property was bottomed on the general rule that,
where a charitable corporation is dissolved for unlawful practices,
id. at
136 U. S. 49-50,
the sovereign takes and distributes the property according to the
cy pres doctrine to objects of charity and usefulness,
e.g., schools.
Id. at
136 U. S. 47,
136 U. S. 50-51.
A failure of the charitable purpose could have the same effect.
Id. at
136 U. S. 59.
None of these elements exists to support the validity of the New
York statute putting the Russian Orthodox churches of New York
under the administration of the Russian Church in America.
See notes
2 and |
2 and S. 94fn3|>3,
supra.
The record before us shows no schism over faith or doctrine
between the Russian Church in America and the Russian Orthodox
Church. It shows administrative control of the North American
Diocese by the Supreme Church Authority of the Russian Orthodox
Church, including the appointment of the ruling hierarch in North
America from the foundation of the diocese until the Russian
Revolution. We find nothing that indicates a relinquishment of this
power by the Russian Orthodox Church.
Ours is a government which, by the "law of its being," allows no
statute, state or national, that prohibits the free exercise of
religion. There are occasions when civil courts must draw lines
between the responsibilities of church and state for the
disposition or use of property. [
Footnote 25] Even in those cases when the property right
follows as an incident from decisions of the church custom or law
on ecclesiastical
Page 344 U. S. 121
issues, the church rule controls. [
Footnote 26] This, under our Constitution, necessarily
follows in order that there may be free exercise of religion.
The decree of the Court of Appeals of New York must be reversed,
and the case remanded to that court for such further action as it
deems proper and not in contravention of this opinion.
It is so ordered.
[
Footnote 1]
A sobor is a convention of bishops, clergymen, and laymen with
superior powers, with the assistance of which the church officials
rule their dioceses or districts.
There is no problem of title. It is in the appellee corporation.
The issue is the right of use.
St. Nicholas Cathedral v.
Kedroff, 302 N.Y. 1, 20, 96 N.E.2d 56, 66.
The deed to the Cathedral Corporation required the grantee to
hold the property in accordance with the terms of the Act of 1925,
set out at the opening of this opinion. As said by the Court of
Appeals, 302 N.Y. at 20, 96 N.E.2d at 66:
"Plaintiff does not dispute this trust theory, but, on the
contrary, relies upon it. Plaintiff has endeavored to prove that
the beneficial use of the property today rightfully belongs to the
Russian church in America, Religious Corporations Law, § 105,
which was forced to declare its administrative autonomy at the
Detroit sobor of 1924 in order to preserve and adhere to those
principles and practices fundamental to the Russian Orthodox faith,
free from the influence of an atheistic and anti-religious foreign
civil government."
See also Religious Corporations Law, § 5,
McKinney's N.Y. Laws § 5.
[
Footnote 2]
50 McKinney's N.Y.Laws § 105:
"The 'Russian Church in America,' as that term is used anywhere
in this article, refers to that group of churches, cathedrals,
chapels, congregations, societies, parishes, committees, and other
religious organizations of the Eastern Confession (Eastern Orthodox
or Greek Catholic Church) which were known as (a) Russian American
Mission of the Russian Orthodox Church from in or about seventeen
hundred ninety-three to in or about eighteen hundred seventy; (b)
Diocese of Alaska and the Aleutian Islands of the Russian Orthodox
Church from in or about eighteen hundred seventy to or in or about
nineteen hundred four; (c) Diocese of North America and the
Aleutian Islands (or Alaska) of the Russian Orthodox Church from in
or about nineteen hundred four to in or about nineteen hundred
twenty-four, and (d) Russian Orthodox Greek Catholic Church of
North America since in or about nineteen hundred twenty-four, and
were subject to the administrative jurisdiction of the Most Sacred
Governing Synod in Moscow until in or about nineteen hundred
seventeen, later the Patria[r]chate of Moscow, but now constitute
an administratively autonomous metropolitan district created
pursuant to resolutions adopted at a general convention (sobor) of
said district held at Detroit, Michigan, on or about or between
April second to fourth, nineteen hundred twenty-four."
"A 'Russian Orthodox Church,' as that term is used anywhere in
this article, is a church, cathedral, chap[t]el, congregation,
society, parish, committee, or other religious organization founded
and established for the purpose and with the intent of adhering to,
and being subject to the administrative jurisdiction of, said
mission, diocese, or autonomous metropolitan district hereinabove
defined as the Russian Church in America."
[
Footnote 3]
Id., § 107:
"1. Every Russian Orthodox church in this state, whether
incorporated before or after the creation of said autonomous
metropolitan district, and whether incorporated or reincorporated
pursuant to this article or any other article of the religious
corporations law, or any general or private law, shall recognize
and be and remain subject to the jurisdiction and authority of the
general convention (sobor), metropolitan archbishop or other
primate or hierarch, the council of bishops, the metropolitan
council and other governing bodies and authorities of the Russian
Church in America, pursuant to the statutes for the government
thereof adopted at a general convention (sobor) held in the city of
New York on or about or between October fifth to eighth, nineteen
hundred thirty-seven, and any amendments thereto and any other
statutes or rules heretofore or hereafter adopted by a general
convention (sobor) of the Russian Church in America and shall in
all other respects conform to, maintain and follow the faith,
doctrine, ritual, communion, discipline, canon law, traditions and
usages of the Eastern Confession (Eastern Orthodox or Greek
Catholic Church)."
"
* * * *"
"3. The trustees of every Russian Orthodox church shall have the
custody and control of all temporalities and property, real and
personal, belonging to such church and of the revenues therefrom
and shall administer the same in accordance with the bylaws of such
church, the normal statutes for parishes of the Russian Church in
America approved at a general convention (sobor) thereof held at
Cleveland, Ohio, on or about or between November twentieth or
twenty-third, nineteen hundred thirty-four, and any amendments
thereto and all other rules, statutes, regulations and usages of
the Russian Church in America."
[
Footnote 4]
Hebert v. Louisiana, 272 U. S. 312,
272 U. S. 317;
Winters v. New York, 333 U. S. 507,
333 U. S.
514.
The court expressed its conclusion in reversing the judgment of
the Appellate Division of the Supreme Court,
St. Nicholas
Cathedral v. Kedroff, 276 App.Div. 309, 94 N.Y.S.2d 453, which
had affirmed the Trial Term. 192 Misc. 327, 77 N.Y.S.2d 333. The
Court of Appeals held:
"The only construction which gives meaning to all the language
in sections 105 and 107 is that the statute was intended to apply
to those Russian Orthodox churches founded and established before
1924 for the purpose of adhering and being subject to the North
American Mission or North American Diocese, and to those Russian
Orthodox churches founded and established after 1924 for the
purpose of adhering and being subject to the autonomous
metropolitan district. The majority in the Appellate Division
further intimated that to read the statute literally would result
in an interference in ecclesiastical concerns not within the
competency of the Legislature. The latter suggestion is the only
one which requires discussion, for, as already indicated, the
intent of the Legislature (as distinguished from its competency) is
unmistakable."
302 N.Y. at 29, 96 N.E.2d at 71.
[
Footnote 5]
First Amendment to the Constitution:
"Congress shall make no law respecting an establishment of
religion, or prohibiting the free exercise thereof. . . ."
[
Footnote 6]
Hamilton v. Regents, 293 U. S. 245,
293 U. S. 262;
Cantwell v. Connecticut, 310 U. S. 296,
310 U. S. 303;
Everson v. Board of Education, 330 U. S.
1,
330 U. S. 14-15;
McCollum v. Board of Education, 333 U.
S. 203,
333 U. S.
210-211;
Zorach v. Clauson, 343 U.
S. 306,
343 U. S.
310.
[
Footnote 7]
Fortescue,
supra, (1916); Brian-Chaninov, The Russian
Church (1931), c. VIII; Zemnov, The Russians and Their Church
(1945); French, The Eastern Orthodox Church (1951), c. VII; Danzas,
The Russian Church (1936); Anderson, People, Church and State in
Modern Russia (1944), pp. 121-140; Bolshakoff, Foreign Missions of
the Russian Orthodox Church (1943), c. IV.
[
Footnote 8]
The attitude of the Russian Church in America will be made
sufficiently plain by these extracts from their records of action
taken at the Detroit Sobor, 1924:
"Point 1. Temporarily, until the convocation of the All Russian
Sobor further indicated in Point 5, to declare the Russian Orthodox
Diocese in America a self-governed Church so that it be governed by
its own elected Archbishop by means of a Sobor of Bishops, a
Council composed of those elected from the clergy and laity, and
periodic Sobors of the entire American Church."
"
* * * *"
"Point 5. To leave the final regulation of questions arising
from the relationship of the Russian and the American Churches to a
future Sobor of the Russian Orthodox Church which will be legally
convoked, legally elected, will sit with the participation of
representatives of the American Church under conditions of
political freedom, guaranteeing the fullness and authority of its
decisions for the entire Church, and will be recognized by the
entire Oecumenical Orthodox Church as a true Sobor of the Russian
Orthodox Church."
[
Footnote 9]
Nemolovsky v. Rykhloff, 187 App.Div. 290, 175 N.Y.S.
617;
Kedrovsky v. Archbishop and Consistory, 195 App.Div.
127, 186 N.Y.S. 346;
Kedrovsky v. Rojdesvensky, 214
App.Div. 483, 212 N.Y.S. 273;
id., 242 N.Y. 547, 152 N.E.
421;
Kedrovsky v. Archbishop and Consistory, 218 App.Div.
121, 217 N.Y.S. 873;
id. 218 App.Div. 124, 217 N.Y.S. 875;
id. 220 App.Div. 750, 222 N.Y.S. 831;
id. 249
N.Y. 75, 162 N.E. 588;
id. 249 N.Y. 516, 164 N.E. 566;
Nikulnikoff v. Archbishop and Consistory, 142 Misc. 894,
255 N.Y.S. 653;
Waipa v. Kushwara, 259 App.Div. 843, 20
N.Y.S.2d 174;
id. 283 N.Y. 781, 28 N.E.2d 417.
[
Footnote 10]
The Court said, 302 N.Y. 1, 96 N.E.2d 56:
"The Legislature has made a determination that the 'Russian
Church of America' was the one which, to use our words in 249 N.Y.
at 77-78, 162 N.E. at 589, was the trustee which 'may be relied
upon to carry out more effectively and faithfully the purposes of
this religious trust (
Carrier v. Carrier, 226 N.Y. 114,
123 N.E. 135)' by reason of the changed situation of the
patriarchate in Russia."
302 N.Y. at 30, 96 N.E.2d at 72.
"The courts have always recognized that it is the province of
the Legislature to make the underlying findings of fact which give
meaning and substance to its ultimate directives. The courts have
traditionally refused to consider the wisdom or technical validity
of such findings of fact if there be some reasonable basis upon
which they may rest."
302 N.Y. at 31, 96 N.E.2d at 72.
"The Legislature of the New York, like the Congress, must be
deemed to have investigated the whole problem carefully before it
acted. The Legislature knew that the central authorities of the
Russian Orthodox Church in Russia had been suppressed after the
1917 revolution, and that the partriarchate was later resurrected
by the Russian Government. The Legislature, like Congress, knew the
character and method of operation of international communism and
the Soviet attitude toward things religious. The Legislature was
aware of the contemporary views of qualified observers who have
visited Russia and who have had an opportunity to observe the
present status of the patriarchate in the Soviet system. The
Legislature realized that the North American church, in order to be
free of Soviet interference in its affairs, had declared its
temporary administrative autonomy in 1924, pursuant to the ukase of
1920, while retaining full spiritual communion with the
patriarchate, and that there was a real danger that those
properties and temporalities long enjoyed and used by the Russian
Orthodox Church worshippers in this State would be taken from them
by the representatives of the patriarchate. On the basis of these
facts, and the facts stated (
supra), and no doubt other
facts we know not of, our Legislature concluded that the Moscow
Patriarchate was no longer capable of functioning as a true
religious body, but had become a tool of the Soviet Government
primarily designed to implement its foreign policy. Whether we, as
judges, would have reached the same conclusion is immaterial. It is
sufficient that the Legislature reached it after full consideration
of all the facts."
302 N.Y. at 32-33, 96 N.E.2d at 73.
[
Footnote 11]
"The trustees of every religious corporation shall have the
custody and control of all the temporalities and property, real and
personal, belonging to the corporation and of the revenues
therefrom, and shall administer the same in accordance with the
discipline, rules and usages of the corporation and of the
ecclesiastical governing body, if any, to which the corporation is
subject. . . ."
[
Footnote 12]
302 N.Y. at 30, 96 N.E.2d at 72:
"As a broad guide, this rule undoubtedly has worked well, but it
is by no means a constitutional doctrine not subject to change or
modification by the same Legislature which announced it, in cases
where literal enforcement would be unreasonable and opposed to the
public interest. The Legislature, in the exercise of its extensive
and acknowledged power to act for the common welfare, may find as a
fact that a situation has arisen of such novelty and uniqueness
that existing law is incapable of performing its avowed function --
the preservation of religious temporalities for the use of their
original and accustomed beneficiaries. If the Legislature find as a
fact that, because of drastically changed circumstances, the
accustomed beneficiaries of religious properties are thus
threatened with their loss, and if there be a basis for such
finding, we perceive no constitutional objection to a legislative
attempt to trace and identify, as of today, the authentic group
entitled to the administration of such properties."
[
Footnote 13]
302 N.Y. at 13, 96 N.E.2d at 62:
"The control of all phases of Russian life by the Government was
not as apparent in 1924 as it is a quarter of a century later, and,
on the surface at least, the case appeared to be a proper one for
the application of the rule that, in an ecclesiastical dispute
involving a denominational church, the decision of the highest
church judicatories will be accepted as final and conclusive by the
civil courts (
Trustees of Presbytery of New York v. Westminster
Presbyterian Church, 222 N.Y. 305, 315, 118 N.E. 800, 802;
Watson
v. Jones, 13 Wall. 679,
80 U. S.
724-727, Religious Corporations Law, §§ 4,
5)."
". . . we feel we must accept the historical statements
contained in the dissenting opinion of Mr. Justice Van Voorhis,
below:"
" . . . In recent public pronouncements, the State Department,
and our representatives in the United Nations, have frequently
recognized and denounced the suppression of human rights and basic
liberties in religion as well as in other aspects of life, existing
in Soviet Russia and in all of its satellite states. . . ."
Id. 302 N.Y. at 23, 96 N.E.2d at 68.
[
Footnote 14]
See note 10
supra.
[
Footnote 15]
"The third is where the religious congregation or ecclesiastical
body holding the property is but a subordinate member of some
general church organization in which there are superior
ecclesiastical tribunals with a general and ultimate power of
control more or less complete, in some supreme judicatory over the
whole membership of that general organization."
80 U. S. 13 Wall.
679,
80 U. S.
722-723.
[
Footnote 16]
Zollman, American Church Law (1933), c. 9.
E.g., Shepard v.
Barkley, 247 U. S. 1;
Barkley v. Hayes, 208 F. 319, 326;
McGinnis v.
Watson, 41 Pa. 9;
Missouri ex rel. Watson v. Farris,
45 Mo. 183, 197-198;
First English Lutheran Church v.
Evangelical Lutheran Synod, 135 F.2d 701.
Cf. Gibson v.
Armstrong, 7 Ben.Monroe (Ky.) 481;
German Reformed Church
v. Commonwealth ex rel. Seibert, 3 Pa. 282.
[
Footnote 17]
"One or two propositions which seem to admit of no controversy
are proper to be noticed in this connection. 1. Both by the act of
the Kentucky legislature creating the trustees of the church a body
corporate and by the acknowledged rules of the Presbyterian Church,
the trustees were the mere nominal title holders and custodians of
the church property, and other trustees were, or could be, elected
by the congregation, to supply their places once in every two
years. 2. That, in the use of the property for all religious
services or ecclesiastical purposes, the trustees were under the
control of the church session. 3. That, by the constitution of all
Presbyterian churches, the session, which is the governing body in
each, is composed of the ruling elders and pastor, and, in all
business of the session, the majority of its members govern, the
number of elders for each congregation being variable."
Id. at
80 U. S.
720.
[
Footnote 18]
Watson v. Avery, 2 Bush (Ky.) 332, 347,
et
seq.
"But we hold that the assembly, like other courts, is limited in
its authority by the law under which it acts, and, when rights of
property, which are secured to congregations and individuals by the
organic law of the church, are violated by unconstitutional acts of
the higher [church] courts, the parties thus aggrieved are entitled
to relief in the civil courts, as in ordinary cases of injury
resulting from the violation of a contract, or the fundamental law
of a voluntary association."
Id. at 349.
[
Footnote 19]
Compare Watson v. Avery, note 18 supra, at 349,
with Watson v. Jones,
supra, at
80 U. S. 732
et seq.
[
Footnote 20]
The decision has encountered vivid and strong criticism for the
breadth of its statement that, where "a subject matter of dispute,
strictly and purely ecclesiastical in its character," is decided,
the civil court may not examine the conclusion to see whether the
decision exceeds the powers of the judicatory.
Id. at
80 U. S. 733.
See Zollman, American Church Law (1933), c. 9, p. 291. The
criticism does not go so far, however, as to condemn the
nonreviewability of questions of faith, religious doctrine, and
ecclesiastical government,
Watson v. Jones, 13 Wall. at
80 U. S. 729,
80 U. S. 732,
when within the "express or implied stipulations of the agreement
of membership." Zollman,
supra, §§ 310, 311,
315, 340.
[
Footnote 21]
Id. at
80 U. S. 727.
See pp.
344 U. S. 113,
344 U. S.
114-115,,
supra.
[
Footnote 22]
Barkley v. Hayes, 208 F. 319, 334;
Sherard v.
Walton, 206 F. 562, 564;
Helm v. Zarecor, 213 F. 648,
657.
[
Footnote 23]
Gonzalez v. Archbishop, 280 U. S.
1,
280 U. S.
16-17:
"Because the appointment is a cononical act, it is the function
of the church authorities to determine what the essential
qualifications of a chaplain are and whether the candidate
possesses them. In the absence of fraud, collusion, or
arbitrariness, the decisions of the proper church tribunals on
matters purely ecclesiastical, although affecting civil rights, are
accepted in litigation before the secular courts as conclusive,
because the parties in interest made them so by contract or
otherwise. Under like circumstances, effect is given in the courts
to the determinations of the judicatory bodies established by clubs
and civil associations."
See Brundage v. Deardorf, 55 F. 839, where Taft,
Circuit Judge, in overruling a demurrer, stated:
"Even if the supreme judicatory has the right to construe the
limitations of its own power, and the civil courts may not
interfere with such a construction, and must take it as conclusive,
we do not understand the Supreme Court, in
Watson v.
Jones, to hold that an open and avowed defiance of the
original compact, and an express violation of it, will be taken as
a decision of the supreme judicatory which is binding on the civil
courts."
55 F. at 847.
Later, the case was considered on appeal by the Circuit Court of
Appeals; Lurton, Circuit Judge, writing, thought that the facts
proven showed conclusively that
Watson v. Jones did
control. 92 F. 214, 230.
[
Footnote 24]
St. Nicholas Cathedral v. Kedroff, 302 N.Y. 1, 30, 96
N.E.2d 56, 72,
note 12
supra.
[
Footnote 25]
Ponce v. Roman Catholic Church, 210 U.
S. 296,
210 U. S.
322.
[
Footnote 26]
Watson v. Jones, supra; Barkley v. Hayes, 208 F. 319,
327,
affirmed on appeal, Duvall v. Synod of Kansas of
Presbyterian Church, 222 F. 669;
Shepard v. Barkley,
247 U. S. 1.
MR. JUSTICE FRANKFURTER, concurring.
Let me put to one side the question whether, in our day, a
legislature could, consistently with due process, displace the
judicial process and decide a particular controversy affecting
property so as to decree that A, not B, owns it or is entitled to
its possession. Obviously, a legislature would not have that power
merely because the property belongs to a church.
In any event, this proceeding rests on a claim which cannot be
determined without intervention by the State in a religious
conflict. St. Nicholas Cathedral is not just a piece of real
estate. It is no more that than is St. Patrick's Cathedral or the
Cathedral of St. John the Divine. A cathedral is the seat and
center of ecclesiastical authority. St. Nicholas Cathedral is an
archiepiscopal see of one of the great religious organizations.
What is at stake here is the power to exercise religious authority.
That is the essence of this controversy. It is that even though the
religious authority becomes manifest and is exerted through
authority over the Cathedral as the outward symbol of a religious
faith.
Page 344 U. S. 122
The judiciary has heeded, naturally enough, the menace to a
society like ours of attempting to settle such religious struggles
by state action. And so, when courts are called upon to adjudicate
disputes which, though generated by conflicts of faith, may fairly
be isolated as controversies over property and therefore within
judicial competence, the authority of courts is in strict
subordination to the ecclesiastical law of a particular church
prior to a schism.
Watson v.
Jones, 13 Wall. 679. This very limited right of
resort to courts for determination of claims, civil in their
nature, between rival parties among the communicants of a religious
faith is merely one aspect of the duty of courts to enforce the
rights of members in an association, temporal or religious,
according to the laws of that association.
See Gonzalez v.
Archbishop, 280 U. S. 1,
280 U. S.
16-17.
Legislatures have no such obligation to adjudicate, and no such
power. Assuredly they have none to settle conflicts of religious
authority and none to define religious obedience. These aspects of
spiritual differences constitute the heart of this controversy. The
New York legislature decreed that one party to the dispute, and not
the other, should control the common center of devotion. In doing
so, the legislature effectively authorized one party to give
religious direction not only to its adherents, but also to its
opponents.
See St. Nicholas Cathedral v. Kedroff, 302 N.Y.
1, 24-29, 96 N.E.2d 56, 68-72.
The arguments by which New York seeks to justify this inroad
into the realm of faith are echoes of past attempts at secular
intervention in religious conflicts. It is said that an impressive
majority both of the laity and of the priesthood of the old local
church now adhere to the party whose candidate New York enthroned,
as it were, as Archbishop. Be that as it may, it is not a function
of civil government under our constitutional system to assure rule
to any religious body by a counting of heads.
Page 344 U. S. 123
Our Constitution does assure that anyone is free to worship
according to his conscience. A legislature is not free to vest in a
schismatic head the means of acting under the authority of his old
church by affording him the religious power which the use and
occupancy of St. Nicholas Cathedral make possible.
Again, it is argued that New York may protect itself from
dangers attributed to submission by the mother church in Moscow to
political authority. To reject this claim, one does not have to
indulge in the tendency of lawyers to carry arguments to the
extreme of empty formal logic. Scattered throughout the country,
there are religious bodies with ties to various countries of a
world in tension -- tension due in part to shifting political
affiliation and orientation. The consideration which permeates the
court's opinion below would give each State the right to assess the
circumstances in the foreign political entanglements of its
religious bodies that make for danger to the State, and the power,
resting on plausible legislative findings, to divest such bodies of
spiritual authority and of the temporal property which symbolizes
it.
Memory is short, but it cannot be forgotten that, in the State
of New York, there was strong feeling against the Tsarist regime at
a time when the Russian Church was governed by a Procurator of the
Tsar. And when Mussolini exacted the Lateran Agreement, argument
was not wanting by those friendly to her claims that the Church of
Rome was subjecting herself to political authority. [
Footnote 2/1] The fear, perhaps not wholly
groundless, that the loyalty of its citizens might be diluted by
their adherence to a
Page 344 U. S. 124
church entangled in antagonistic political interests, reappears
in history as the ground for interference by civil government with
religious attachments. [
Footnote
2/2] Such fear readily leads to persecution of religious
beliefs deemed dangerous to ruling political authority. It was on
this basis, after all, that Bismarck sought to detach German
Catholics from Rome by a series of laws not too different in
purport from that, before us today. [
Footnote 2/3] The long, unedifying history of the
contest between the secular state and the church is replete with
instances of attempts by civil government
Page 344 U. S. 125
to exert pressure upon religious authority. Religious leaders
have often made gestures of accommodation to such pressures.
History also indicates that the vitality of great world religions
survived such efforts. In any event, under our Constitution, it is
not open to the governments of this Union to reinforce the loyalty
of their citizens by deciding who is the true exponent of their
religion.
Finally, we are told that the present Moscow Patriarchate is not
the true superior church of the American communicants. The
vicissitudes of war and revolution which have beset the Moscow
Patriarchate since 1917 are said to have resulted in a
discontinuity which divests the present Patriarch of his authority
over the American church. Both parties to the present controversy
agree that the present Patriarch is the legitimately chosen holder
of his office, and the account of the proceedings and
pronouncements of the American schismatic group so indicate. Even
were there doubt about this, it is hard to see by what warrant the
New York Legislature is free to substitute its own judgment as to
the validity of Patriarch Alexy's claim and to disregard
acknowledgment of the present Patriarch by his co-equals in the
Eastern Confession, the Patriarchs of Constantinople, Alexandria,
Antioch, and Jerusalem, and by religious leaders throughout the
world, including the present Archbishop of York. [
Footnote 2/4]
Page 344 U. S. 126
These considerations undermine the validity of the New York
legislation in that it enters the domain of religious control
barred to the States by the Fourteenth Amendment.
MR. JUSTICE BLACK agrees with this opinion on the basis of his
view that the Fourteenth Amendment makes the First Amendment
applicable to the States.
MR. JUSTICE DOUGLAS, while concurring in the opinion of the
Court, also joins this opinion.
[
Footnote 2/1]
The Encyclopedia Britannica recounts that, under the agreement
between the Papal See and Mussolini, "The supremacy of the state
was recognized by compelling bishops and archbishops to swear
loyalty to the government." Encyclopedia Britannica:
"Anticlericalism," 62, 62A (1948 ed.).
[
Footnote 2/2]
Such apprehension, at least in part, seems to have underlain two
important religious controversies in a nation as devoted to freedom
as Great Britain and as recently as a century ago. Both the dispute
giving rise to the Free Church of Scotland Appeals and the brief
but vigorous anti-Catholic outburst of 1850 are not unfairly
attributable to a claim by the comprehensive loyalty, undeflected
by the competing claims of religious faith.
See Laski, The
Problem of Sovereignty, 27-68, 121-210.
See also Buchanan,
The Ten Years' Conflict (Edinburgh 1849);
Free Church of
Scotland v. Overtown, [1904] A.C. 515; Free Church of Scotland
Appeals (Orr. ed., Edinburgh, 1904).
[
Footnote 2/3]
Reichs-Gesetzblatt, 1871, p. 442; Reichs-Gesetzblatt, 1872, p.
253; Reichs-Gesetzblatt, 1874, p. 43; Reichs-Gesetzblatt, 1876, p.
28; 5 Gesetz-Sammlung fur die Koniglich Preussischen Staaten, 154,
221, 223, 225, 228, 337, 342; 6
id. at 30, 38, 40, 75,
170; 7
id. at 291. These laws have been thus
summarized:
"The Falk Laws are an attempt to insist on the universal
paramountcy of German influences. The expulsion of the Jesuits
removed an order which he [Bismarck] believed to be concerned with
the promotion of Polish interests. The refusal of bishoprics to any
save a German who has followed a course of study approved by the
government has a clear purport . . . of purging the Catholic
episcopate of men not likely to be in sympathy with German ideals.
. . . The twenty-fourth article went even further and gave the
State the right of interference with ecclesiastical functions where
it deemed them improperly performed. . . . The law of the twentieth
of May, 1874, virtually handed over the control of vacant
bishoprics to the State. . . . Catholic Churches on Prussian soil
were handed over to the old Catholics [those refusing to adhere to
the newly-promulgated dogma of papal infallibility] in such
parishes as those in which the majority consisted of their
sympathisers, for certain hours of the day. . . ."
Laski,
op. cit. supra, 344 U.S.
94fn2/2|>note 2 at 256-258. Bismarck's Culturkampf, of which
these laws were a part, is fully discussed in Goyau, Bismarck et
l'Eglise. A full text of the laws may be found in the appendix to
that work.
[
Footnote 2/4]
See Garbett, In an Age of Revolution, 207-213;
Niemoeller, Why I Went to Moscow, The Christian Century, March 19,
1952, p. 338.
MR. JUSTICE JACKSON, dissenting.
New York courts have decided an ordinary ejectment action
involving possession of New York real estate in favor of the
plaintiff, a corporation organized under the Religious Corporations
Law of New York under the name "Saint Nicholas Cathedral of the
Russian Orthodox Church in North America." Admittedly, it holds,
and since 1925 has held, legal title to the Cathedral property. The
New York Court of Appeals decided that it also has the legal right
to its possession and control.
The appellant Benjamin's defense against this owner's demand for
possession and the basis of his claimed right to enjoy possession
of property he admittedly does not own is set forth in his answer
to the ejectment suit in these words:
"Said premises pursuant to the above rules of the Russian
Orthodox Church are held in trust for the benefit of the accredited
Archbishop of said Archdiocese, to be possessed, occupied, and used
by said Archbishop as his residence, as a place for holding
religious services, and other purposes related to his office and as
the seat and headquarters for the administration, by him, of the
affairs of the Archdiocese both temporal and spiritual."
And, says the appellant Benjamin, he is that Archbishop. These
allegations are denied, and they define the issues as tendered to
the state courts.
Page 344 U. S. 127
I greatly oversimplify the history of this controversy to
indicate its nature, rather than to prove its merits. This
Cathedral was incorporated and built in the era of the Czar, under
the regime of a state-ridden church in a church-ridden state. The
Bolshevik did not free the church from the grip of state from the
grip of the church, but it did not free the church from the grip of
the state. It only brought to the top a new master for a captive
and submissive ecclesiastical establishment. By 1945, the Moscow
patriarchy had been reformed and manned under the Soviet regime,
and it sought to reestablish in other countries its
pre-revolutionary control of church property and its sway over the
minds of the religious. As the Court's opinion points out, it
demanded of the Russian Church in America, among other things, that
it abstain "from political activities against the U.S.S.R." The
American Cathedral group, along with others, refused submission to
the representative of the Moscow Patriarch, whom it regarded as an
arm of the Soviet Government. Thus, we have an ostensible religious
schism with decided political overtones.
If the Fourteenth Amendment is to be interpreted to leave
anything to the courts of a state to decide without our
interference, I should suppose it would be claims to ownership or
possession of real estate within its borders and the vexing
technical questions pertaining to the creation, interpretation,
termination, and enforcement of uses and trusts, even though they
are for religious and charitable purposes. This controversy, I
believe, is a matter for settlement by state law, and not within
the proper province of this Court.
I
As I read the prevailing opinions, the Court assumes that some
transfer of control has been accomplished by legislation which
results in a denial of due process. This,
Page 344 U. S. 128
of course, would raise a question of deprivation of property,
not of liberty, while only the latter issue is raised by the
parties. And it could be sustained only by a finding by us that the
legislation worked a transfer, rather than a confirmation, of
property rights. The Court of Appeals seems to have regarded the
statute merely as a legislative reaffirmation of principle the
Court would find to be controlling in its absence.
But this Court apparently thinks that, by mere enactment of the
statute, the legislature invaded a field of action reserved to the
judiciary. However desirable we may think a rigid separation of
powers to be (and I, for one, think it is basic in the Federal
Government), I do not think the Fourteenth Amendment undertakes to
control distribution of powers within the states. At all events, I
do not think we are warranted in holding that New York may not
enact this legislation in question, which is in form and in
substance an amendment of its Religious Corporations Law.
Nothing in New York law required this denomination to
incorporate its Cathedral. The Religious Corporations Law of the
State expressly recognizes unincorporated churches (§ 2) and
undertakes no regulation of them or their affairs. But this
denomination wanted the advantages of a corporate charter for its
Cathedral, to obtain immunity from personal liability and other
benefits. This statute does not interfere with religious freedom,
but furthers it. If they elect to come under it, the statute makes
separate provision for each of many denominations with corporate
controls appropriate to its own ecclesiastical order. When it
sought the privilege of incorporation under the New York law
applicable to its denomination, it seems to me that this Cathedral
and all connected with its temporal affairs were submitted to New
York law.
As a consequence of this Court's decision in
Dartmouth
College v. Woodward, 4 Wheat. 518, the Constitution
of
Page 344 U. S. 129
New York since 1846 has authorized the legislature to create
corporations by general laws and special acts, subject, however, to
a reservation that all such acts "may be altered from time to time
or repealed." New York Const., Art. X, § 1. That condition
becomes a part of every corporate charter subsequently granted by
New York.
Lord v. Equitable Life Assurance Society, 194
N.Y. 212, 87 N.E. 443;
People v. Gass, 190 N.Y. 323, 83
N.E. 64;
Pratt Institute v. New York, 183 N.Y. 151, 75
N.E. 1119.
What has been done here, as I see it, is to exercise this
reserved power which permits the State to alter corporate controls
in response to the lessons of experience. Of course, the power is
not unlimited, and could be so exercised as to deprive one of
property without due process of law. But I do not think we can say
that a legislative application of a principle so well established
in our common law as the
cy pres doctrine is beyond the
powers reserved by the New York Constitution.
II
The Court holds, however, that the State cannot exercise its
reserved power to control this property without invading religious
freedom, because it is a Cathedral, and devoted to religious uses.
I forbear discussion of the extent to which restraints imposed upon
Congress by the First Amendment are transferred against the State
by the Fourteenth Amendment beyond saying that I consider that the
same differences which apply to freedom of speech and press,
see dissenting opinion in
Beauharnais v.
Illinois, 343 U. S. 250,
343 U. S. 287,
are applicable to questions of freedom of religion and of
separation of church and state.
It is important to observe what New York has not done in this
case. It has not held that Benjamin may not act as Archbishop or be
revered as such by all who will follow him. It has not held that he
may not have a Cathedral.
Page 344 U. S. 130
Indeed, I think New York would agree that no one is more in need
of spiritual guidance than the Soviet faction. It has only held
that this cleric may not have a particular Cathedral which, under
New York law, belongs to others. It has not interfered with his or
anyone's exercise of his religion. New York has not outlawed the
Soviet-controlled sect nor forbidden it to exercise its authority
or teach its dogma in any place whatsoever except on this piece of
property owned and rightfully possessed by the Cathedral
Corporation.
The fact that property is dedicated to a religious use cannot,
in my opinion, justify the Court in sublimating an issue over
property rights into one of deprivation of religious liberty which
alone would bring in the religious guaranties of the First
Amendment. I assume no one would pretend that the State cannot
decide a claim of trespass, larceny, conversion, bailment, or
contract, where the property involved is that of a religious
corporation or is put to religious use, without invading the
principle of religious liberty.
Of course, possession of the property will help either side that
obtains it to maintain its prestige and to continue or extend its
sway over the minds and souls of the devout. So would possession of
a bank account, an income-producing office building, or any other
valuable property. But, if both claimants are religious
corporations or personalities, cannot the State decide the issues
that arise over ownership and possession without invading the
religious freedom of one or the other of the parties?
Thus, if the American group, which owns the title to the
Cathedral, had by force barred Benjamin from entering it
physically, would the Court say it was an interference with
religious freedom to entertain and decide his ejectment action? If
state courts are to decide such controversies at all, instead of
leaving them to be settled by a show of force, is it constitutional
to decide for only
Page 344 U. S. 131
one side of the controversy, and unconstitutional to decide for
the other? In either case, the religious freedom of one side or the
other is impaired if the temporal goods they need are withheld or
taken from them.
As I have earlier pointed out, the Soviet Ecclesiast's claim,
denial of which is said to be constitutional error, is not that
this New York property is impressed with a trust by virtue of New
York law. The claim is that it is impressed with a trust by virtue
of the rules of the Russian Orthodox Church. This Court so
holds.
I shall not undertake to wallow through the complex, obscure and
fragmentary details of secular and ecclesiastical history,
theology, and canon law in which this case is smothered. To me,
whatever the canon law is found to be and whoever is the rightful
head of the Moscow patriarchate, I do not think New York law must
yield to the authority of a foreign and unfriendly state
masquerading as a spiritual institution.
See "The Soviet
Propaganda Program," Staff Study No. 3, Subcommittee on Overseas
Information Programs of the United States, 82d Cong., 2d Sess.
I have supposed that a this Union was entirely free to make its
own law, independently of any foreign-made law, except as the Full
Faith and Credit Clause of the Constitution might require deference
to the law of a sister state or the Supremacy Clause require
submission to federal law. I do not see how one can spell out of
the principles of separation of church and state a doctrine that a
state submit property rights to settlement by canon law. If there
is any relevant inference to be drawn, I should think it would be
to the contrary, though I see no obstacle to the state's allowing
ecclesiastical law to govern in such a situation if it sees fit. I
should infer that from the trend of such decisions as
Erie R.
Co. v. Tompkins, 304 U. S. 64;
Klaxon Co. v. Stentor Electric Mfg. Co., 313 U.
S. 487;
Griffin v. McCoach, 313 U.
S. 498.
Page 344 U. S. 132
The only ground pressed upon this appeal is that the judgment
below violates the religious freedom guaranteed by the Fourteenth
Amendment. I find this contention so insubstantial that I would
dismiss the appeal. Whether New York has arrived at the correct
solution of this question is a matter on which its own judges have
disagreed. But they have disagreed within the area which is
committed to them for agreement or disagreement, and I find nothing
which warrants our invading their jurisdiction.