1. The twelve petitioners were arrested on charges of conspiring
to violate the Smith Act, 18 U.S.C. (Supp. IV) §§ 371,
2385, and their bail was fixed initially in amounts varying from
$2,500 to $100,000. Subsequently, the District Court fixed bail
pending trial in the uniform amount of $50,000 for each of them.
They moved to reduce bail, claiming that it was "excessive" under
the Eighth Amendment, and filed supporting statements of fact which
were not controverted. The only evidence offered by the Government
was a certified record showing that four other persons previously
convicted under the Smith Act in another district had forfeited
bail, and there was no evidence relating them to petitioners. The
motion to reduce bail was denied.
Held: Bail has not been fixed by proper methods in this
case. Pp.
342 U. S. 3-7.
(a) Bail set before trial at a figure higher than an amount
reasonably calculated to fulfill the purpose of assuring the
presence of the defendant is "excessive" under the Eighth
Amendment. P.
342 U.S.
5.
(b) The fixing of bail before trial for any individual defendant
must be based upon standards relevant to the purpose of assuring
the presence of that defendant. Rule 46(c) of the Federal Rules of
Criminal Procedure. P.
342 U.S.
5.
(c) If bail in an amount greater than that usually fixed for
serious charges of crimes is required in the case of any of the
Page 342 U. S. 2
petitioners, that is a matter to which evidence should be
directed in a hearing, so that the constitutional rights of each
petitioner may be preserved. P.
342 U. S. 6.
2. After their motion to reduce bail was denied, petitioners did
not appeal, but applied to the same District Court for habeas
corpus. This was denied and the Court of Appeals affirmed.
Held:
(a) Petitioners' remedy is by motion to reduce bail, with the
right of appeal to the Court of Appeals. Pp.
342 U. S. 6-7.
(b) The order denying the motion to reduce bail is appealable as
a "final decision" of the District Court under 28 U.S.C. (Supp. IV)
§ 1291. P.
342 U. S. 6.
(c) While habeas corpus is an appropriate remedy for one held in
custody in violation of the Constitution, the District Court should
withhold relief in this collateral habeas corpus action where an
adequate remedy available in the criminal proceeding has not been
exhausted. Pp.
342 U. S. 6-7.
(d) The judgment of the Court of Appeals is vacated, and the
case is remanded to the District Court with directions to vacate
its order denying petitioners' applications for writs of habeas
corpus and to dismiss the applications without prejudice. P.
342 U. S. 7.
(e) Petitioners may move for reduction of bail in the criminal
proceeding, so that a hearing may be held for the purpose of fixing
reasonable bail for each petitioner. P.
342 U. S. 7.
192 F.2d 56, judgment vacated and case remanded.
Petitioners' applications for habeas corpus were denied by the
District Court. The Court of Appeals affirmed. 192 F.2d 56. This
Court grants certiorari,
post, p.
342 U. S. 4.
Judgment vacated and case remanded, p.
342 U. S. 7.
Page 342 U. S. 3
MR. CHIEF JUSTICE VINSON delivered the opinion of the Court.
Indictments have been returned in the Southern District of
California charging the twelve petitioners with conspiring to
violate the Smith Act, 18 U.S.C. (Supp. IV) §§ 371, 2385.
Upon their arrest, bail was fixed for each petitioner in the widely
varying amounts of $2,500, $7,500, $75,000 and $100,000. On motion
of petitioner Schneiderman following arrest in the Southern
District of New York, his bail was reduced to $50,000 before his
removal to California. On motion of the Government to increase bail
in the case of other petitioners, and after several intermediate
procedural steps not material to the issues presented here, bail
was fixed in the District Court for the Southern District of
California in the uniform amount of $50,000 for each
petitioner.
Petitioners moved to reduce bail on the ground that bail as
fixed was excessive under the Eighth Amendment. [
Footnote 1] In support of their motion,
petitioners submitted statements as to their financial resources,
family relationships, health, prior criminal records, and other
information. The only evidence offered by the Government was a
certified record showing that four persons previously convicted
under the Smith Act in the Southern District of New York had
forfeited bail. No evidence was produced relating those four
persons to the petitioners in this case. At a hearing on the
motion, petitioners were examined by the District Judge and
cross-examined by an attorney for the Government. Petitioners'
factual statements stand uncontroverted.
After their motion to reduce bail was denied, petitioners filed
applications for habeas corpus in the same
Page 342 U. S. 4
District Court. Upon consideration of the record on the motion
to reduce bail, the writs were denied. The Court of Appeals for the
Ninth Circuit affirmed. 192 F.2d 56. Prior to filing their petition
for certiorari in this Court, petitioners filed with MR. JUSTICE
DOUGLAS an application for bail and an alternative application for
habeas corpus seeking interim relief. Both applications were
referred to the Court, and the matter was set down for argument on
specific questions covering the issues raised by this case.
Relief in this type of case must be speedy if it is to be
effective. The petition for certiorari and the full record are now
before the Court, and, since the questions presented by the
petition have been fully briefed and argued, we consider it
appropriate to dispose of the petition for certiorari at this time.
Accordingly, the petition for certiorari is granted for review of
questions important to the administration of criminal justice.
[
Footnote 2]
First. From the passage of the Judiciary Act of 1789, 1
Stat. 73, 91, to the present Federal Rules of Criminal Procedure,
Rule 46(a)(1), federal law has unequivocally provided that a person
arrested for a noncapital offense shall be admitted to bail. This
traditional right to freedom before conviction permits the
unhampered preparation of a defense, and serves to prevent the
infliction of punishment prior to conviction.
See Hudson v.
Parker, 156 U. S. 277,
156 U. S. 285
(1895). Unless this right to bail before trial is preserved, the
presumption of innocence, secured only after centuries of struggle,
would lose its meaning.
The right to release before trial is conditioned upon the
accused's giving adequate assurance that he will stand trial and
submit to sentence if found guilty.
Ex
Page 342 U. S. 5
parte Milburn, 9 Pet. 704,
34 U. S. 710
(1835). Like the ancient practice of securing the oaths of
responsible persons to stand as sureties for the accused, the
modern practice of requiring a bail bond or the deposit of a sum of
money subject to forfeiture serves as additional assurance of the
presence of an accused. Bail set at a figure higher than an amount
reasonably calculated to fulfill this purpose is "excessive" under
the Eighth Amendment.
See United States v. Motlow, 10 F.2d
657 (1926, opinion by Mr. Justice Butler as Circuit Justice of the
Seventh circuit).
Since the function of bail is limited, the fixing of bail for
any individual defendant must be based upon standards relevant to
the purpose of assuring the presence of that defendant. The
traditional standards, as expressed in the Federal Rules of
Criminal Procedure, [
Footnote
3] are to be applied in each case to each defendant. In this
case, petitioners are charged with offenses under the Smith Act,
and, if found guilty, their convictions are subject to review with
the scrupulous care demanded by our Constitution.
Dennis v.
United States, 341 U. S. 494,
341 U. S. 516
(1951). Upon final judgment of conviction, petitioners face
imprisonment of not more than five years and a fine of not more
than $10,000. It is not denied that bail for each petitioner has
been fixed in a sum much higher than that usually imposed for
offenses with like penalties, and yet there has been no factual
showing to justify such action in this case. The Government asks
the courts to depart from the norm by assuming, without the
introduction of evidence, that each petitioner is a pawn in
Page 342 U. S. 6
a conspiracy and will, in obedience to a superior, flee the
jurisdiction. To infer from the fact of indictment alone a need for
bail in an unusually high amount is an arbitrary act. Such conduct
would inject into our own system of government the very principles
of totalitarianism which Congress was seeking to guard against in
passing the statute under which petitioners have been indicted.
If bail in an amount greater than that usually fixed for serious
charges of crimes is required in the case of any of the
petitioners, that is a matter to which evidence should be directed
in a hearing so that the constitutional rights of each petitioner
may be preserved. In the absence of such a showing, we are of the
opinion that the fixing of bail before trial in these cases cannot
be squared with the statutory and constitutional standards for
admission to bail.
Second. The proper procedure for challenging bail as
unlawfully fixed is by motion for reduction of bail and appeal to
the Court of Appeals from an order denying such motion.
Petitioners' motion to reduce bail did not merely invoke the
discretion of the District Court setting bail within a zone of
reasonableness, but challenged the bail as violating statutory and
constitutional standards. As there is no discretion to refuse to
reduce excessive bail, the order denying the motion to reduce bail
is appealable as a "final decision" of the District Court under 28
U.S.C. (Supp. IV) § 1291.
Cohen v. Beneficial Industrial
Loan Corp., 337 U. S. 541,
337 U. S.
545-547 (1949). In this case, however, petitioners did
not take an appeal from the order of the District Court denying
their motion for reduction of bail. Instead, they presented their
claims under the Eighth Amendment in applications for writs of
habeas corpus. While habeas corpus is an appropriate remedy for one
held in custody in violation of the Constitution, 28 U.S.C. (Supp.
IV) § 2241(c)(3), the District Court should withhold relief in
this collateral
Page 342 U. S. 7
habeas corpus action where an adequate remedy available in the
criminal proceeding has not been exhausted.
Ex parte
Royall, 117 U. S. 241
(1886);
Johnson v. Hoy, 227 U. S. 245.
The Court concludes that bail has not been fixed by proper
methods in this case, and that petitioners' remedy is by motion to
reduce bail, with right of appeal to the Court of Appeals.
Accordingly, the judgment of the Court of Appeals is vacated, and
the case is remanded to the District Court with directions to
vacate its order denying petitioners' applications for writs of
habeas corpus and to dismiss the applications without prejudice.
Petitioners may move for reduction of bail in the criminal
proceeding so that a hearing may be held for the purpose of fixing
reasonable bail for each petitioner.
It is so ordered.
MR. JUSTICE MINTON took no part in the consideration or decision
of this case.
[
Footnote 1]
"Excessive bail shall not be required, nor excessive fines
imposed, nor cruel and unusual punishments inflicted." U.S.Const.
Amend. VIII.
[
Footnote 2]
In view of our action in granting and making final disposition
of the petition for certiorari, we have no occasion to determine
the power of a single Justice or Circuit Justice to fix bail
pending disposition of a petition for certiorari in a case of this
kind.
[
Footnote 3]
Rule 46(c).
"AMOUNT. If the defendant is admitted to bail, the amount
thereof shall be such as in the judgment of the commissioner or
court or judge or justice will insure the presence of the
defendant, having regard to the nature and circumstances of the
offense charged, the weight of the evidence against him, the
financial ability of the defendant to give bail and the character
of the defendant."
By MR. JUSTICE JACKSON, whom MR. JUSTICE FRANKFURTER joins.
I think the principles governing allowance of bail have been
misunderstood or too casually applied in these cases, and that they
should be returned to the Circuit Justice or the District Courts
for reconsideration in the light of standards which it is our
function to determine. We have heard the parties on only four
specific questions relating to bail before conviction-two involving
considerations of law and of fact which should determine the amount
of bail, and two relating to the procedure for correcting any
departure therefrom. I consider first the principles which govern
release of accused persons upon bail pending their trial.
The practice of admission to bail, as it has evolved in
Anglo-American law, is not a device for keeping persons
Page 342 U. S. 8
in jail upon mere accusation until it is found convenient to
give them a trial. On the contrary, the spirit of the procedure is
to enable them to stay out of jail until a trial has found them
guilty. Without this conditional privilege, even those wrongly
accused are punished by a period of imprisonment while awaiting
trial, and are handicapped in consulting counsel, searching for
evidence and witnesses, and preparing a defense. To open a way of
escape from this handicap and possible injustice, Congress commands
allowance of bail for one under charge of any offense not
punishable by death, Fed.Rules Crim.Proc. 46(a)(1) providing: "A
person arrested for an offense not punishable by death shall be
admitted to bail . . . " before conviction.
Admission to bail always involves a risk that the accused will
take flight. That is a calculated risk which the law takes as the
price of our system of justice. We know that Congress anticipated
that bail would enable some escapes, because it provided a
procedure for dealing with them. Fed.Rules Crim.Proc. 46(f).
In allowance of bail, the duty of the judge is to reduce the
risk by fixing an amount reasonably calculated to hold the accused
available for trial and its consequence. Fed.Rules Crim.Proc.
46(c). But the judge is not free to make the sky the limit, because
the Eighth Amendment to the Constitution says: "Excessive bail
shall not be required. . . ."
Congress has reduced this generality in providing more precise
standards, stating that
". . . the amount thereof shall be such as, in the judgment of
the commissioner or court or judge or justice, will insure the
presence of the defendant, having regard to the nature and
circumstances of the offense charged, the weight of the evidence
against him, the financial ability of the defendant to give bail
and the character of the defendant."
Fed.Rules Crim.Proc. 46(c).
Page 342 U. S. 9
These statutory standards are not challenged as
unconstitutional; rather, the amounts of bail established for these
petitioners are alleged to exceed these standards. We submitted no
constitutional questions to argument by the parties, and it is our
duty to avoid constitutional issues if possible. For me, the record
is inadequate to say what amounts would be reasonable in any
particular one of these cases, and I regard it as not the function
of this Court to do so. Furthermore, the whole Court agrees that
the remedy pursued in the circumstances of this case is
inappropriate to test the question and bring it here. But I do
think there is a fair showing that these congressionally enacted
standards have not been correctly applied.
It is complained that the District Court fixed a uniform blanket
bail chiefly by consideration of the nature of the accusation, and
did not take into account the difference in circumstances between
different defendants. If this occurred, it is a clear violation of
Rule 46(c). Each defendant stands before the bar of justice as an
individual. Even on a conspiracy charge, defendants do not lose
their separateness or identity. While it might be possible that
these defendants are identical in financial ability, character, and
relation to the charge -- elements Congress has directed to be
regarded in fixing bail -- I think it violates the law of
probabilities. Each accused is entitled to any benefits due to his
good record, and misdeeds or a bad record should prejudice only
those who are guilty of them. The question when application for
bail is made relates to each one's trustworthiness to appear for
trial and what security will supply reasonable assurance of his
appearance.
Complaint further is made that the courts below have been unduly
influenced by recommendations of very high bail made by the grand
jury. It is not the function of the grand jury to fix bail, and its
volunteered advice is not
Page 342 U. S. 10
governing. Since the grand jury is a secret body, ordinarily
hearing no evidence but the prosecution's, attended by no counsel
except the prosecuting attorneys, it is obvious that it is not in a
position to make an impartial recommendation. Its suggestion may
indicate that those who have heard the evidence for the prosecution
regard it as strongly indicative that the accused may be guilty of
the crime charged. It could not mean more than that without hearing
the defense, and it adds nothing to the inference from the fact of
indictment. Such recommendations are better left unmade, and, if
made, should be given no weight.
But the protest charges, and the defect in the proceedings below
appears to be, that, provoked by the flight of certain Communists
after conviction, the Government demands and public opinion
supports a use of the bail power to keep Communist defendants in
jail before conviction. Thus, the amount is said to have been fixed
not as a reasonable assurance of their presence at the trial, but
also as an assurance they would remain in jail. There seems reason
to believe that this may have been the spirit to which the courts
below have yielded, and it is contrary to the whole policy and
philosophy of bail. This is not to say that every defendant is
entitled to such bail as he can provide, but he is entitled to an
opportunity to make it in a reasonable amount. I think the whole
matter should be reconsidered by the appropriate judges in the
traditional spirit of bail procedure.
The other questions we have heard argued relate to the remedy
appropriate when the standards for amount of bail are misapplied.
Of course, procedural rights so vital cannot be without means of
vindication. In view of the nature of the writ of habeas corpus, we
should be reluctant to say that under no circumstances would it be
appropriate. But that writ will best serve its purpose and be best
protected from discrediting abuse if it
Page 342 U. S. 11
is reserved for cases in which no other procedure will present
the issues to the courts. Its use as a substitute for appeals or as
an optional alternative to other remedies is not to be encouraged.
Habeas corpus is not, in the absence of extraordinary
circumstances, the procedure to test reasonableness of bail.
We think that, properly limited and administered, the motion to
reduce bail will afford a practical, simple, adequate and
expeditious procedure. In view of prevailing confusions and
conflicts in practice, this Court should define and limit the
procedure with considerable precision, in the absence of which we
may flood the courts with motions and appeals in bail cases.
The first fixing of bail, whether by a commissioner under Rule
5(b), or upon removal under Rule 40(a), Fed.Rules Crim.Proc., or by
the court upon arraignment after indictment, 18 U.S.C. § 3141,
is a serious exercise of judicial discretion. But often it must be
done in haste -- the defendant may be taken by surprise, counsel
has just been engaged, or for other reasons the bail is fixed
without that full inquiry and consideration which the matter
deserves. Some procedure for reconsideration is a practical
necessity, and the court's power over revocation or reduction is a
continuing power which either party may invoke as changing
circumstances may require. It is highly important that such
preliminary matters as bail be disposed of with as much finality as
possible in the District Court where the case is to be tried. It is
close to the scene of the offense, most accessible to defendant,
has opportunity to see and hear the defendant and the witnesses
personally, and is likely to be best informed for sound exercise of
discretion. Rarely will the original determination be disturbed, if
carefully made, but if the accused moves to reduce, or the
Government to revoke, bail, a more careful deliberation may then be
made on the relevant evidence presented by the parties,
Page 342 U. S. 12
and, if the defendant or the Government is aggrieved by a denial
of the motion, an appeal may be taken on the record as it then
stands.
It is my conclusion that an order denying reduction of bail is
to be regarded as a final decision which may be appealed to the
Court of Appeals. But this is not because every claim of excessive
bail raises a constitutional question. It is because we may
properly hold appeal to be a statutory right. While only a sentence
constitutes a final judgment in a criminal case,
Berman v.
United States, 302 U. S. 211,
302 U. S. 212,
it is a final decision that Congress has made reviewable. 28 U.S.C.
§ 1291. While a final judgment always is a final decision,
there are instances in which a final decision is not a final
judgment. The purpose of the finality requirement is to avoid
piecemeal disposition of the basic controversy in a single case
"where the result of review will be 'to halt in the orderly
progress of a cause and consider incidentally a question which has
happened to cross the path of such litigation. . . .'"
Cobbledick v. United States, 309 U.
S. 323,
309 U. S. 326.
But an order fixing bail can be reviewed without halting the main
trial -- its issues are entirely independent of the issues to be
tried -- and, unless it can be reviewed before sentence, it never
can be reviewed at all. The relation of an order fixing bail to
final judgment in a criminal case is analogous to an order
determining the right to security in a civil proceeding,
Cohen
v. Beneficial Industrial Loan Corp., 337 U.
S. 541, or other interlocutory orders reviewable under
28 U.S.C. § 1292. I would hold, therefore, that such orders
are appealable.
I cannot agree, however, that an order determining what amount
of bail is reasonable under the standards prescribed does not call
for an exercise of discretion. The Court of Appeals is not required
to reexamine every order complained of. They represent exercises of
discretion, upon questions, usually, of fact. Trivial differences
or
Page 342 U. S. 13
frivolous objections should be dismissed. The Appellate Court
should only reverse for clear abuse of discretion or other mistake
of law. And it ought to be noted that this Court will not exercise
its certiorari power in individual cases except where they are
typical of a problem so important and general as to deserve the
attention of the supervisory power.
If we would follow this course of reasoning, I think, in actual
experience, it would protect every right of the accused
expeditiously and cheaply. At the same time, it would not open the
floodgates to a multitude of trivial disputes abusive of the motion
procedure.
Having found that the habeas corpus proceeding was properly
dismissed by the District Court, in which its judgment was affirmed
by the Court of Appeals, we should, to that extent, affirm. Having
thus decided that the procedure taken in this case is not the
proper one to bring the question of excessiveness of bail before
the courts, there is a measure of inconsistency and departure from
usual practice in our discussion of matters not before us.
Certainly it would be inappropriate to say now that any particular
amount as to any particular defendant is either reasonable or
excessive. That concrete amount, in the light of each defendant's
testimony and that of the Government, should be fixed by the
appropriate judge or Justice upon evidence relevant to the
standards prescribed. It is not appropriate for the Court as a
whole to fix bail where the power has been given to individual
judges and Justices to do so. But there is little in our books to
help guide federal judges in bail practice, and the extraordinary
and recurring nature of this particular problem seems to warrant a
discussion of the merits in which we would not ordinarily
engage.
It remains to answer our own question as to whether the power to
grant bail is in the Court or in the Circuit
Page 342 U. S. 14
Justice. There is considerable confusion as to the source and
extent of that power.
Fed.Rules Crim.Proc. 46(a)(1), with respect to noncapital cases
does not state who has power to grant bail before conviction -- it
simply directs that, in such case, bail "shall" be granted. For an
answer to the "who" question, it is necessary to turn to the
Criminal Code.
18 U.S.C. § 3141, entitled "Power of courts and
magistrates," provides:
"Bail may be taken by any court, judge or magistrate authorized
to arrest and commit offenders, but in capital cases bail may be
taken only by a court of the United States having original or
appellate jurisdiction in criminal cases or by a justice or judge
thereof."
The power to arrest and commit offenders is contained in 18
U.S.C. § 3041, which states that:
"For any offense against the United States, the offender may, by
any justice or judge of the United States, . . . be
arrested and imprisoned, or bailed, as the case may be, for trial
before such court of the United States as by law has cognizance of
the offense."
(Italics added.) The fact that this section specifically grants
the power of arrest to "any justice . . . of the United States"
supports the conclusion that Justices of this Court have the power
of arrest, and, having that power under this section, they
therefore also have power to grant bail under § 3141.
The Reviser's Notes to § 3141 disclose that it is the
product of Rev.Stat. §§ 1015 and 1016, which were
embodied verbatim in 18 U.S.C. (1940 ed.) §§ 596 and 597.
The Reviser also states that
"Sections 596 and 597 of Title 18, U.S.C.1940 ed., except as
superseded by rule 46(a)(1) of the Federal Rules of Criminal
Procedure
are consolidated and rewritten in this section
without
Page 342 U. S. 15
change of meaning. 80th Congress House Report No.
304."
(Italics added.) Since no change of meaning was intended, the
context of the old sections becomes pertinent.
Rev.Stat. § 1015 reads:
"Bail shall be admitted upon all arrests in criminal cases where
the offense is not punishable by death, and, in such cases, it may
be taken by any of the persons authorized by the preceding section
to arrest and imprison offenders."
"The preceding section," § 1014, is the predecessor of 18
U.S.C. § 3041, and reads the same as that section, namely:
"For any
crime or offense against the United States,
the offender may, by any justice or judge of the United States, . .
. be arrested and imprisoned, or bailed, as the case may be, for
trial before such court of the United States as by law has
cognizance of the offense. . . . ."
(Italicized words are those omitted in 18 U.S.C. §
3041.)
Going on in the Revised Statutes, § 1016 states that:
"Bail may be admitted upon all arrests in criminal cases where
the punishment may be death, but, in such cases, it shall be taken
only by the Supreme Court or a circuit court, or by a justice of
the Supreme Court, a circuit judge, or a judge of a district court,
who shall exercise their discretion therein having regard to the
nature and circumstance of the offense, and of the evidence, and to
the usages of law."
The evident tenor of §§ 1015 and 1016, taken together
with § 1014, is that a Justice of this Court is one of many
who can grant bail in a noncapital case, but is one of a restricted
class who can grant bail in a capital case.
Page 342 U. S. 16
Section 1016 appears to narrow the class included in §
1015.
To correlate the Revised Statutes with the present statutory
scheme:
"1.Rule 46(a)(1), reading as follows, is taken from Rev.Stat.
§§ 1015 and 1016 insofar as the latter govern who shall
be admitted to bail and the considerations to be given the
admission to bail of a capital case defendant."
"Rule 46(a)(1), 'Bail before conviction': "
" A person arrested for an offense not punishable by death shall
be admitted to bail. A person arrested for an offense punishable by
death may be admitted to bail by any court or judge authorized by
law to do so in the exercise of discretion, giving due weight to
the evidence and to the nature and circumstances of the
offense."
"2. 18 U.S.C. § 3041, governing power of arrest, is taken
directly from Rev.Stat. § 1014."
"3. 18 U.S.C. § 3141, setting out who may grant bail, is
taken from Rev.Stat. §§ 1015 and 1016 insofar as the
latter are apropos of that subject."
It thus appears that the scheme of the Revised Statutes has been
taken over bodily into the present Code and Rules. The only change
I perceive is that, under the Revised Statutes, there was no clear
statutory authority for a court to grant bail in a noncapital case.
Rev.Stat. § 1015 (and § 1014) applicable to such case
speak only of individuals. 18 U.S.C. § 3141 confers the power
on "any court, judge or magistrate authorized to arrest and commit
offenders." The only reasonable construction of the latter is the
obvious literal one -- that is, that courts as well as the
individuals empowered to arrest and commit
Page 342 U. S. 17
offenders by 18 U.S.C. § 3041 are authorized to grant bail.
This is substantiated by the language of Fed.Rules Crim.Proc.
46(c), "Amount [of bail]":
"If the defendant is admitted to bail, the amount thereof shall
be such as in the judgment of the commissioner
or court or
judge
or justice will insure the presence of the
defendant. . . ."
(Italics added.) That is the one difference between the Revised
Statutes' scheme and the present -- the power to grant bail in
noncapital cases now clearly is vested in the courts, as well as in
individual judges and justices.
With the premise provided by the Revisor that the power to grant
bail before conviction is the same now as under the Revised
Statutes, the one exception being the extension to the courts just
noted, the conclusion follows that bail can be granted by any court
of the United States, including this Court, or by any judge of the
United States, including the Justices of this Court.
The next problem is how Rule 45 of the Rules of this Court is to
be assimilated with the foregoing. Only the first and fourth
subsections of the Rule have any present pertinence. They read as
follows:
"1. Pending review of a decision refusing a writ of habeas
corpus, the custody of the prisoner shall not be disturbed."
"
* * * *"
"4. The initial order respecting the custody or enlargement of
the prisoner pending review, as also any recognizance taken, shall
be deemed to cover not only the review in the intermediate
appellate court, but also the further possible review in this
court, and only where special reasons therefor are shown to this
court will it disturb that order, or make any independent order in
that regard. "
Page 342 U. S. 18
The apparent conflict between the two subsections disappears
when subsection 4 is viewed as a reservation of power in this Court
only, not in an individual Justice of this Court, to issue an order
in exceptional cases disturbing the custody of the prisoner. No
other court and no individual judge or justice can disturb the
custody of the prisoner.
See Carlson v. Landon, 341 U.S.
918.
The next problem is the bearing, if any, of Fed.Rules Crim.Proc.
46(a)(2), covering the right to bail "Upon Review." It reads:
"Bail may be allowed pending appeal or certiorari only if it
appears that the case involves a substantial question which should
be determined by the appellate court. Bail may be allowed by the
trial judge or by the appellate court or by any judge thereof or by
the circuit justice. . . ."
Insofar as it might be applicable to petitioners' case, since
they were seeking a review when they filed their petition for bail,
it would not seem that it has any efficacy. They have not yet been
tried for the offense for which they have been indicted, so that
the much wider powers of bail conferred by the statutes governing
bail before conviction are applicable.Rule 46(a)(2) is only
intended to apply where a review of a conviction on the merits is
sought.
Turning back to the case at hand, and treating the application
to MR. JUSTICE DOUGLAS for bail as one for bail pending review of a
denial of habeas corpus, I think it clear that he does not have
power to grant bail, but the full Court does have that power.
However, since the Court sustains the denial of habeas corpus,
treating the application for bail strictly as one pending review of
the denial of habeas corpus, the problems it raises are actually
moot. If the application to MR. JUSTICE DOUGLAS be treated as one
made for fixing bail in the original case, it is my opinion that he
has power to entertain it.