1. The military tribunal set up in Japan by General MacArthur as
the agent of the Allied Powers is not a tribunal of the United
States, and the courts of the United States have no power or
authority to review, affirm, set aside, or annul the judgments and
sentences imposed by it on these petitioners, all of whom are
residents and citizens of Japan. P.
338 U. S.
198.
2. For this reason, their motions for leave to file petitions
for writs of habeas corpus are denied. P.
338 U. S.
198.
Page 338 U. S. 198
PER CURIAM.
The petitioners, all residents and citizens of Japan, are being
held in custody pursuant to the judgments of a military tribunal in
Japan. Two of the petitioners have been sentenced to death, the
others to terms of imprisonment. They filed motions in this Court
for leave to file petitions for habeas corpus. We set all the
motions for hearing on the question of our power to grant the
relief prayed,
335 U. S. 876, and
that issue has now been fully presented and argued.
We are satisfied that the tribunal sentencing these petitioners
is not a tribunal of the United States. The United States and other
allied countries conquered and now occupy and control Japan.
General Douglas MacArthur has been selected and is acting as the
Supreme Commander for the Allied Powers. The military tribunal
sentencing these petitioners has been set up by General MacArthur
as the agent of the Allied Powers.
Under the foregoing circumstances, the courts of the United
States have no power or authority to review, to affirm, set aside,
or annul the judgments and sentences imposed on these petitioners,
and, for this reason, the motions for leave to file petitions for
writs of habeas corpus are denied.
MR. JUSTICE MURPHY dissents.
MR. JUSTICE RUTLEDGE reserves decision and the announcement of
his vote until a later time.*
Page 338 U. S. 199
MR. JUSTICE JACKSON took no part in the final decision on these
motions.
* Together with No. 240, Misc.,
Dohihara v. MacArthur,
General of the Army, et al. and No. 248, Misc.
Kido et al.
v. MacArthur, General of the Army, et al., also on motions for
leave to file petitions for writs of habeas corpus.
* MR. JUSTICE RUTLEDGE died September 10, 1949, without having
announced his vote on this case.
MR. JUSTICE DOUGLAS, concurring.*
These cases present new, important and difficult problems.
Petitioners are citizens of Japan. They were all high officials
of the Japanese Government or officers of the Japanese Army during
World War II. They are held in custody pursuant to a judgment of
the International Military Tribunal for the Far East. They were
found guilty by that tribunal of various so-called war crimes
against humanity.
Petitioners, at the time of argument of these cases, were
confined in Tokyo, Japan, under the custody of respondent Walker,
Commanding General of the United States Eighth Army, who held them
pursuant to the orders of respondent MacArthur, Supreme Commander
for the Allied Powers. Other respondents are the Chief of Staff of
the United States Army, the Secretary of the Department of the
Army, and the Secretary of Defense.
First. There is an important question of jurisdiction
that lies at the threshold of these cases. Respondents contend that
the Court is without power to issue a writ of habeas corpus in
these cases. It is argued that the Court has no original
jurisdiction as defined in Art. III, § 2, Cl. 2 of the
Constitution, [
Footnote 1]
since these are not cases
Page 338 U. S. 200
affecting an ambassador, public minister, or consul; nor is a
State a party. And it is urged that appellate jurisdiction is
absent (1) because military commissions do not exercise judicial
power within the meaning of Art. III, § 2 of the Constitution,
and hence are not agencies whose judgments are subject to review by
the Court, and (2) no court of the United States to which the
potential appellate jurisdiction of this Court extends has
jurisdiction over this cause.
It is to the latter contention alone that consideration need be
given. I think it is plain that a District Court of the United
States does have jurisdiction to entertain petitions for habeas
corpus to examine into the cause of the restraint of liberty of the
petitioners.
The question now presented was expressly reserved in
Ahrens
v. Clark, 335 U. S. 188,
335 U. S. 192,
note 4. In that case, aliens detained at Ellis Island sought to
challenge by habeas corpus the legality of their detention in the
District Court for the District of Columbia. It was argued that
that court had jurisdiction because the Attorney General who was
responsible for their custody was present there. We rejected that
view, holding that it was the District Court where petitioners were
confined that had jurisdiction to issue the writ. It is now argued
that no District Court can act in these cases because, if in one
case, their jurisdiction under the habeas corpus statute [
Footnote 2] is limited to inquiries
into the causes of restraints
Page 338 U. S. 201
of liberty of those confined within the territorial
jurisdictions of those courts, it is so limited in any other.
That result, however, does not follow. In
Ahrens v. Clark,
supra, we were dealing with the distribution of judicial power
among the several District Courts. There was an explicit
legislative history indicating disapproval of a practice of moving
prisoners from one district to another in order to grant them the
hearings to which they are entitled. We held that the court at the
place of confinement was the court to which application must be
made. But it does not follow that, where that place is not within
the territorial jurisdiction of any District Court, judicial power
to issue the writ is rendered impotent.
Habeas corpus is an historic writ, and one of the basic
safeguards of personal liberty.
See Bowen v. Johnston,
306 U. S. 19,
306 U. S. 26.
There is no room for niggardly restrictions when questions relating
to its availability are raised. The statutes governing its use must
be generously construed if the great office of the writ is not to
be impaired. In
Ahrens v. Clark, supra, denial of a remedy
in one District Court was not a denial of a remedy in all of them.
There was a District Court to which those petitioners could resort.
But, in these cases, there is none if the jurisdiction of the
District Court is in all respects restricted to cases of prisoners
who are confined within their geographical boundaries.
Such a holding would have grave and alarming consequences.
Today, Japanese war lords appeal to the Court for application of
American standards of justice. Tomorrow or next year, an American
citizen may stand condemned in Germany or Japan by a military court
or commission. [
Footnote 3] If
no United States court can inquire into
Page 338 U. S. 202
the lawfulness of his detention, the military have acquired,
contrary to our traditions,
see Ex part Quirin,
317 U. S. 1;
In
re Yamashita, 327 U. S. 1, a new
and alarming hold on us.
I cannot agree to such a grave and starting result. It has never
been deemed essential that the prisoner in every case be within the
territorial limits of the district where he seeks relief by way of
habeas corpus. In
Ex parte Endo, 323 U.
S. 283,
323 U. S.
304-306, a prisoner had been removed, pending an appeal,
from the district where the petition had been filed. We held that
the District Court might act if there was a respondent within reach
of its process who had custody of the prisoner. The aim of the
statute is the practical administration of justice. The allocation
of jurisdiction among the District Courts, recognized in
Ahrens
v. Clark, is a problem of judicial administration, not a
method of contracting the authority of the courts so as to delimit
their power to issue the historic writ.
The place to try the issues of this case is in the district
where there is a respondent who is responsible for the custody of
petitioners. That district is obviously the District of Columbia.
That result was reached by the Court of Appeals for the District of
Columbia in
Eisentrager v. Forrestal, 174 F.2d 961.
Page 338 U. S. 203
It held, in the case of a German national confined in Germany in
the custody of the United States Army, that the court having
jurisdiction over those who have directive power over the jailer
outside the United States could issue the writ. In my view, that is
the correct result. For we would have to conclude that the United
States Generals who have custody of petitioners are bigger than our
government to hold that the respondent officials of the War
Department have no control or command over them. That result would
raise grave constitutional questions, as
Eisentrager v.
Forrestal, supra, suggests.
It is therefore clear to me that the District Court of the
District of Columbia is the court to hear these motions. The
appropriate course would be to remit the parties to it, reserving
any further questions until the cases come here by certiorari. But
the Court is unwilling to take that course, apparently because it
deems the cases so pressing and the issues so unsubstantial that
the motion should be summarily disposed of.
Second. The Court, in denying leave to file,
states:
"We are satisfied that the tribunal sentencing these petitioners
is not a tribunal of the United States. The United States and other
allied countries conquered, and now occupy and control, Japan.
General Douglas MacArthur has been selected and is acting as the
Supreme Commander for the Allied Powers. The military tribunal
sentencing these petitioners has been set up by General MacArthur
as the agent of the Allied Powers."
"Under the foregoing circumstances, the courts of the United
States have no power or authority to review, to affirm, set aside,
or annul the judgments and sentences imposed on these petitioners.
. . ."
But that statement does not, in my opinion, adequately analyze
the problem. The formula which it evolves to dispose of the cases
is indeed potentially dangerous. It
Page 338 U. S. 204
leaves practically no room for judicial scrutiny of this new
type of military tribunal which is evolving. It leaves the power of
those tribunals absolute. Prisoners held under its mandates may
have appeal to the conscience or mercy of an executive, but they
apparently have no appeal to law.
The fact that the tribunal has been set up by the Allied Powers
should not, of itself, preclude our inquiry. Our inquiry is
directed not to the conduct of the Allied Powers, but to the
conduct of our own officials. Our writ would run not to an official
of an Allied Power, but to our own official. We would want to know
not what authority our Allies had to do what they did, but what
authority our officials had.
If an American General holds a prisoner, our process can reach
him wherever he is. To that extent, at least, the Constitution
follows the flag. It is no defense for him to say that the acts for
the Allied Powers. He is an American citizen who is performing
functions for our government. It is our Constitution which he
supports and defends. If there is evasion or violation of its
obligations, it is no defense that he acts for another nation.
There is at present no group or confederation to which an official
of this Nation owes a higher obligation than he owes to us.
I assume that we have no authority to review the judgment of an
international tribunal. But if, as a result of unlawful action, one
of our Generals holds a prisoner in his custody, the writ of habeas
corpus can effect a release from that custody. It is the historic
function of the writ to examine into the cause of restraint of
liberty. We should not allow that inquiry to be thwarted merely
because the jailer acts not only for the United States, but for
other nations as well.
Let me illustrate the gravity and seriousness of the conclusion
of the Court.
Page 338 U. S. 205
(1) Suppose an American citizen collaborated with petitioners in
plotting a war against the United States. The laws of the United
States provide severe penalties for such conduct. May that citizen
be tried and convicted by an international tribunal, and have no
access to our courts to challenge the legality of the action of our
representatives on it? May he, in the face of the safeguards which
our Constitution provides even for traitors, have no protection
against American action against him?
(2) Suppose an American citizen, on a visit to Japan during the
occupation, commits murder, embezzlement, or the like. May he be
tried by an international tribunal and have no recourse to our
courts to challenge its jurisdiction over him?
(3) What about any other civilian so tried and convicted for
such a crime committed during the occupation?
These are increasingly important questions as collaboration
among nations at the international level continues. They pose
questions for which there is no precedent. But we sacrifice
principle when we stop our inquiry once we ascertain that the
tribunal is international.
I cannot believe that we would adhere to that formula if these
petitioners were American citizens. I cannot believe we would
adhere to it if this tribunal or some other tribunal were trying
American citizens for offenses committed either before or during
the occupation. In those cases, we would, I feel, look beyond the
character of the tribunal to the persons being tried and the
offenses with which they were charged. We would ascertain whether,
so far as American participation is concerned, there was authority
to try the defendants for the precise crimes with which they are
charged. That is what we should do here.
(1) General Douglas MacArthur is the Supreme Commander for the
Allied Powers. The Potsdam Declaration (July 26, 1945) provided for
occupation of Japan
Page 338 U. S. 206
by the Allies. The Instrument of Surrender (September 2, 1945)
accepted the terms of the Potsdam Declaration. By the Moscow
Agreement (December 27, 1945), the Supreme Commander was recognized
as "the sole executive authority for the Allied Powers in Japan."
It also established a Far Eastern Commission composed of
representatives of eleven nations. It was vested with broad powers
(a) to formulate policies, principles and standards by which Japan
will fulfill its obligations under the Terms of Surrender, and (b)
to review directives issued to the Supreme Commander or any action
taken by him involving policy decisions within its jurisdiction.
All directives embodying policy decisions of the Commission are to
be prepared by the United States, and it transmits them to the
Supreme Commander. [
Footnote 4]
And the Commission is enjoined to respect
"the chain of command from the United States Government to the
Supreme Commander and the Supreme Commander's command of occupation
forces."
The war crimes policy of the Allied Powers as respects Japan
seems to have been first suggested in the Cairo Declaration
[
Footnote 5] (December 1,
1943). The Potsdam Declaration promised that "stern justice" would
be meted out "to all war criminals."
The Far Eastern Commission, on April 3, 1946, adopted a policy
decision which defined "war crimes" as including
"[p]lanning, preparation, initiation or waging of a war of
Page 338 U. S. 207
aggression or a war in violation of international treaties,
agreements and assurances, or participation in a common plan or
conspiracy for the accomplishment of any of the foregoing."
It provided that the Supreme Commander for the Allied Powers
should have power to appoint special international military courts
to try war criminals. Prior to this time, the Supreme Commander had
constituted a court for that purpose and had appointed judges from
various nations to it. On receipt of the directive based on the
Commission's war crimes policy decision, he provided a new court --
the one before which petitioners were tried. To this court the
Supreme Commander appointed, from names submitted by the respective
nations, eleven judges -- one each from the United States, China,
United Kingdom, Russia, Australia, Canada, France, The Netherlands,
New Zealand, India, and the Philippines.
So I think there can be no serious doubt that, though the
arrangement is in many respects amorphous, and though the tribunal
is dominated by American influence, it is nonetheless international
in character. But it should be noted that the chain of command from
the United States to the Supreme Commander is unbroken. It is he
who has custody of petitioners. It is through that chain of command
that the writ of habeas corpus can reach the Supreme Commander.
(2) The Constitution gives Congress the power to define and
punish "Offenses against the Law of Nations. . . ." Art. I, §
8, Cl. 10. It is argued that Congress here has not made aggressive
war a crime, nor provided individual punishment for waging it. It
is therefore argued that these petitioners cannot be tried by
United States officials for any such crime. We do not need to
consider a case where the definition given by Congress conflicts
with what a President does. There is no conflict here. The grant of
power to the Congress does not necessarily preclude exercise of
authority by the President. The Constitution
Page 338 U. S. 208
makes the President the "Commander in Chief of the Army and Navy
of the United States. . . ." Art. II, § 2. His power as such
is vastly greater than that of troop commander. He not only has
full power to repel and defeat the enemy; he has the power to
occupy the conquered country,
New Orleans v. Steamship
Co., 20 Wall. 387,
87 U. S. 394,
and to punish those enemies who violated the law of war.
Ex
parte Quirin, supra, at
317 U. S. 28-29;
In re Yamashita, supra, at
327 U. S. 10-11.
We need not consider to what extent, if any, the President, in
providing that justice be meted out to a defeated enemy, would have
to follow, as he did in
Ex parte Quirin, supra, and
In
re Yamashita, supra, the procedure that Congress had
prescribed for such cases. Here, the President did not utilize the
conventional military tribunals provided for by the Articles of
War. He did not act alone, but only in conjunction with the Allied
Powers. This tribunal was an international one arranged for through
negotiation with the Allied Powers.
The President is the sole organ of the United States in the
field of foreign relations.
See United States v. Curtiss-Wright
Corp., 299 U. S. 304,
299 U. S.
318-321. Agreements which he has made with our Allies in
furtherance of our war efforts have been legion. Whether they are
wise or unwise, necessary or improvident, are political questions,
not justiciable ones. That is particularly true of questions
relating to the commencement and conduct of the war. Agreement with
foreign nations for the punishment of war criminals, insofar as it
involves aliens who are the officials of the enemy or members of
its armed services, is a part of the prosecution of the war. It is
a furtherance of the hostilities directed to a dilution of enemy
power and involving retribution for wrongs done. It falls as
clearly in the realm of political decisions as all other aspects of
military alliances in furtherance of the common objective of
victory.
Cf. 73 U. S.
Stanton, 6 Wall. 50,
73 U. S. 71.
Page 338 U. S. 209
After the escape of Napoleon from Elba, where he had voluntarily
retired, he was, by agreement among the Powers, entrusted to the
custody of Great Britain. Then followed his banishment to St.
Helena. I have no doubt that our President could have done the same
as respects these petitioners. Or he could have made arrangements
with other nations for their custody and detention. When the
President moves to make arrangements with other nations for their
trial, he acts in a political role on a military matter. His
discretion cannot be reviewed by the judiciary.
The political nature of the decision which brought these
petitioners before the International Military Tribunal is
emphasized by the rulings which that tribunal made. The Charter of
the Tribunal was constituted by an order of the Supreme Commander.
It established the tribunal, determined its procedure, and
described its jurisdiction. It described the "crimes" that came
within the jurisdiction of the tribunal, [
Footnote 6] and the standard of responsibility of the
accused. [
Footnote 7]
Page 338 U. S. 210
Justice Pal of India, who dissented from the judgments of
conviction, claimed that the Allied Powers, as victors, did not
have the legal right under international law to treat petitioners
as was criminals. He wrote at length, contending that the Pact of
Paris, [
Footnote 8] 46 Stat.
2343, to which Japan was a signatory, did not affect the
pre-existing
Page 338 U. S. 211
legal position of war in international life. [
Footnote 9] He rejected the argument that
international customary law had developed under the Pact, [
Footnote 10] or that there was
individual responsibility for the waging of aggressive war, even
assuming it to be a crime under international law. [
Footnote 11]
He called on the Tribunal to rule on these questions. He
stated:
"We have been set up as an International Military Tribunal. The
clear intention is that we are to be 'a judicial tribunal,' and not
'a manifestation of power.' The intention is that we are to act as
a court of law, and act under international law. We are to find
out, by the application of the appropriate rules of
international
Page 338 U. S. 212
law, whether the acts constitute any crime under the already
existing law,
dehors the Declaration, the Agreement, or
the Charter. Even if the Charter, the Agreement, or the Declaration
schedules them as crimes, it would only be the decision of the
relevant authorities that they are crimes under the already
existing law. But the Tribunal must come to its own decision. It
was never intended to bind the Tribunal by the decision of these
bodies, for otherwise the Tribunal will not be a 'judicial
tribunal,' but a mere tool for the manifestation of power."
"The so-called trial held according to the definition of crime
now given by the victors obliterates the centuries of civilization
which stretch between us and the summary slaying of the defeated in
a war. A trial with law thus prescribed will only be a sham
employment of legal process for the satisfaction of a thirst for
revenge. It does not correspond to any idea of justice. Such a
trial may justly create the feeling that the setting up of a
tribunal like the present is much more a political than a legal
affair, an essentially political objective having thus been cloaked
by a juridical appearance. Formalized vengeance can bring only an
ephemeral satisfaction, with every probability of ultimate regret;
but vindication of law through genuine legal process alone may
contribute substantially to the reestablishment of order and
decency in international relations."
But the Tribunal, though expressing disagreement with Justice
Pal on the point, [
Footnote
12] did not rule on the question.
Page 338 U. S. 213
It ruled that "the law of the Charter is decisive and binding"
upon it. It said:
"This is a special tribunal set up by the Supreme Commander
under authority conferred on him by the
Page 338 U. S. 214
Allied Powers. It derives its jurisdiction from the Charter. In
this trial, its members have no jurisdiction except such as is to
be found in the Charter. The Order of the Supreme Commander, which
appointed the members of the Tribunal, states: 'The
responsibilities, powers, and duties of the members of the Tribunal
are set forth in the Charter thereof. . . .' In the result, the
members of the Tribunal, being otherwise wholly without power in
respect to the trial of the accused, have been empowered by the
documents, which constituted the Tribunal and appointed them as
members, to try the accused, but subject always to the duty and
responsibility of applying to the trial the law set forth in the
Charter."
The President of the Tribunal, Sir William Flood Webb of
Australia, in a separate opinion stated:
"The Charter is binding, as it is International Law, the Potsdam
Declaration, and the Instrument of Surrender put into operation by
the martial law of the Supreme Commander of the Allied Powers in
occupation of Japan."
"The Supreme Commander stated in his proclamation of the
Tribunal and Charter -- the martial law referred to -- that he
acted in order to implement the term of surrender that stern
justice should be meted out to war criminals."
"
* * * *"
"Under International Law, belligerents have the right to punish
during the war such war criminals as fall into their hands. The
right accrues after occupation
Page 338 U. S. 215
of the enemy territory. As a condition of the armistice, a
victorious belligerent may require the defeated state to hand over
persons accused of war crimes. The Potsdam Declaration and the
Instrument of Surrender contemplate the exercise of this right. But
guilt must be ascertained before punishment is imposed; hence the
provision for trials."
"The occupying belligerent may set up military courts to try
persons accused of war crimes, and, to assure a fair trial, may
provide, among other things, for civilian judges, the right of
appeal, and publicity. (Oppenheim on International Law, 6th Ed.
Vol. II, p. 456.) [
Footnote
13]"
The conclusion is therefore plain that the Tokyo Tribunal acted
as an instrument of military power of the Executive branch of
government. It responded to the will of the Supreme Commander as
expressed in the military order by which he constituted it. It took
its law from its creator, and did not act as a free and independent
tribunal to adjudge the rights of petitioners under international
law. As Justice Pal said, it did not therefore sit as a judicial
tribunal. It was solely an instrument of political power. Insofar
as American participation is concerned, there is no constitutional
objection to that action. For the capture and control of those who
were responsible for the Pearl Harbor incident was a political
question on which the President, as Commander-in-Chief and as
spokesman for the nation in foreign affairs, had the final say.
* These motions were argued December 16 and 17, 1948, and the
opinion of the Court handed down December 20, 1948. I was not able
within that short time to reduce my views to writing. Hence, I
concurred in the result "for reasons to be stated in an
opinion."
[
Footnote 1]
Article III § 2, Cl. 2 reads as follows:
"In all Cases affecting Ambassadors, other public Ministers and
Consuls, and those in which a State shall be Party, the Supreme
Court shall have original Jurisdiction. In all the other Cases
before mentioned, the Supreme Court shall have appellate
Jurisdiction, both as to Law and Fact, with such Exceptions and
under such Regulations as the Congress shall make."
[
Footnote 2]
28 U.S.C. § 2241(a), provides:
"Writs of habeas corpus may be granted by the Supreme Court, any
justice thereof, the district courts and any circuit judge within
their respective jurisdictions. The order of a circuit judge shall
be entered in the records of the district court of the district
wherein the restraint complained of is had."
[
Footnote 3]
Cases of this sort are beginning to appear.
In re Bush,
336 U.S. 971, is such a case. Petitioner was a civilian employee of
the War Department from Feb.19, 1946, to Dec. 28, 1947, and was
stationed in Japan for most of that period. He terminated his
employment and returned to this country. Thereafter, he was en
route to Siam when his plane landed in Japan. He was arrested and
tried by a General Provost Court sitting in Japan for trading
American goods to a Japanese for certain emoluments. He was
convicted, and sentenced to one year imprisonment and fined 75,000
yen. On May 9, 1949, we denied his motion for leave to file a
petition for habeas corpus "without prejudice to the right to apply
to any appropriate court that may have jurisdiction."
For a somewhat comparable case from Germany,
see Bird v.
Johnson, 336 U.S. 950, where we denied motions for leave to
file petitions for writs of habeas corpus on April 18, 1949.
[
Footnote 4]
The Moscow Agreement also provided:
"The United States Government may issue interim directives to
the Supreme Commander pending action by the Commission whenever
urgent matters arise not covered by policies already formulated by
the Commission, provided, that any directives dealing with
fundamental changes in the Japanese constitutional structure or in
the regime of control, or dealing with a change in the Japanese
Government as a whole will be issued only following consultation
and following the attainment of agreement in the Far Eastern
Commission."
[
Footnote 5]
"The Three Great Allies are fighting this war to restrain and
punish the aggression of Japan."
[
Footnote 6]
Article 5 provided:
"The Tribunal shall have the power to try and punish Far Eastern
war criminals who as individuals or as members of organizations are
charged with offenses which include Crimes against Peace. The
following acts, or any of them, are crimes coming within the
jurisdiction of the Tribunal for which there shall be individual
responsibility: "
"a.
Crimes against Peace. Namely, the planning,
preparation, initiation or waging of a declared or undeclared war
of aggression, or a war in violation of international law,
treaties, agreements or assurances, or participation in a common
plan or conspiracy for the accomplishment of any of the
foregoing;"
"b.
Conventional War Crimes. Namely, violations of the
laws or customs of war;"
"c.
Crimes against Humanity. Namely, murder,
extermination, enslavement, deportation, and other inhumane acts
committed before or during the war, or persecutions on political or
racial grounds in execution of or in connection with any crime
within the jurisdiction of the Tribunal, whether or not in
violation of the domestic law of the country where perpetrated.
Leaders, organizers, instigators, and accomplices participating in
the formulation or execution of a common plan or conspiracy to
commit any of the foregoing crimes are responsible for all acts
performed by any person in execution of such plan."
Petitioners Dohihara, Hirota, Kido, Oka, Sato, Shimada and Togo
were found guilty of waging a war of aggression and of conspiring
to do so. Petitioners Dohihara, Hirota and Togo were found guilty
of conventional war crimes and crimes against humanity.
[
Footnote 7]
Article 6 provided:
"Neither the official position at any time, of an accused nor
the fact that an accused acted pursuant to order of his government
or of a superior shall, of itself, be sufficient to free such
accused from responsibility for any crime with which he is charged,
but such circumstances may be considered in mitigation of
punishment if the Tribunal determines that justice so
requires."
[
Footnote 8]
This treaty provided in part:
"Persuaded that the time has come when a frank renunciation of
war as an instrument of national policy should be made to the end
that the peaceful and friendly relations now existing between their
peoples may be perpetuated;"
"
* * * *"
"
ARTICLE I"
"The High Contracting Parties solemnly declare in the names of
their respective peoples that they condemn recourse to war for the
solution of international controversies, and renounce it as an
instrument of national policy in their relations with one
another."
"
ARTICLE II"
"The High Contracting Parties agree that the settlement or
solution of all disputes or conflicts of whatever nature or of
whatever origin they may be, which may arise among them, shall
never be sought except by pacific means."
See Miller, The Peace Pact of Paris (1928).
[
Footnote 9]
For discussions
pro and
con on this issue,
see Glueck, War Criminals (1944); Glueck, The Nuremberg
Trial and Aggressive War (1946).
[
Footnote 10]
In this connection, he said:
"I may mention here in passing that, within four years of the
conclusion of the Pact, there occurred three instances of recourse
to force on a large scale on the part of the signatories of the
Pact. In 1929, Soviet Russia conducted hostilities against China in
connection with the dispute concerning the Chinese Eastern Railway.
The occupation of Manchuria by Japan in 1931 and 1932 followed.
Then there was the invasion of the Colombian Province of Leticia by
Peru in 1932. Thereafter, we had the invasion of Abyssinia by Italy
in 1935, and of Finland by Russia in 1939. Of course, there was
also the invasion of China by Japan in 1937."
Some of the petitioners, notably Dohihara, Hirota, Kido, and
Togo, were found guilty on charges which involved waging of
aggressive was prior to Pearl Harbor,
e.g., in connection
with the Manchurian episode.
[
Footnote 11]
He went so far as to say:
"In my view, if the alleged acts do not constitute any crime
under the existing international law, the trial and punishment of
the authors thereof with a new definition of crime given by the
victor would make it a 'war crime' on his part. The prisoners are
to be dealt with according to the rules and regulations of
international law, and not according to what the victor chooses to
name as international law."
[
Footnote 12]
It stated in this connection that it was in complete accord with
the following passages from the opinion of the Nuremberg Tribunal,
Nazi Conspiracy and Aggression (1947), pp. 48, 50, 53, 49,
53-54:
"The Charter is not an arbitrary exercise of power on the part
of the victorious nations, but, in view of the Tribunal, as will be
shown, it is the expression of international law existing at the
time of its creation;"
"
* * * *"
"The question is what was the legal effect of this pact? [Pact
of Paris.] The nations who signed the pact or adhered to it
unconditionally condemned recourse to war for the future as an
instrument of policy, and expressly renounced it. After the signing
of the pact, any nation resorting to war as an instrument of
national policy breaks the pact. In the opinion of the Tribunal,
the solemn renunciation of war as an instrument of national policy
necessarily involves the proposition that such a war is illegal in
international law, and that those who plan and wage such a war,
with its inevitable and terrible consequences, are committing a
crime in so doing."
"
* * * *"
"The principle of international law which, under certain
circumstances, protects the representatives of a State cannot be
applied to acts which are condemned as criminal by international
law. The authors of these acts cannot shelter themselves behind
their official position in order to be freed from punishment in
appropriate proceedings."
"
* * * *"
". . . the maxim
nullum crimen sine lege is not a
limitation of sovereignty, but is in general a principle of
justice. To assert that it is unjust to punish those who, in
defiance of treaties and assurances, have attacked neighboring
states without warning is obviously untrue, for, in such
circumstances, the attacker must know that he is doing wrong, and,
so far from its being unjust to punish him, it would be unjust if
his wrong were allowed to go unpunished."
"
* * * *"
"The Charter specifically provides in Article 8: "
" The fact that the defendant acted pursuant to order of his
Government or of a superior shall not free him from responsibility,
but may be considered in mitigation of punishment."
"The provisions of this Article are in conformity with the law
of all nations. . . . The true test, which is found in varying
degrees in the criminal law of most nations, is not the existence
of the order, but whether moral choice was in fact, possible."
[
Footnote 13]
He went on to state his view that the waging of aggressive war
was a crime under international law, and that individual
responsibility attached thereto. Justice Jaranilla of the
Philippines filed a separate concurring opinion to the same effect.
Justice Bernard of France, though dissenting from the majority
because of certain rulings on vicarious criminal responsibility and
because he thought the trial was not fair, agreed that the waging
of aggressive war was a crime.