Subsection 2 of §1141 of the New York Penal Law, as
construed by the State Court of Appeals to prohibit distribution of
a magazine principally made up of news or stories of criminal deeds
of bloodshed or lust so massed as to become vehicles for inciting
violent and depraved crimes against the person, held so vague and
indefinite as to violate the Fourteenth Amendment by prohibiting
acts within the protection of the guaranty of free speech and
press. Pp.
333 U. S.
508-520.
294 N.Y. 545, 63 N.E.2d 98, reversed.
Appellant was convicted for having certain magazines in his
possession with intent to sell them, in violation of subsection 2
of §1141 of the New York Penal Law. The Appellate Division of
the Supreme Court of New York affirmed. 268 App.Div. 30, 48
N.Y.Supp. 230. The Court of Appeals of New York affirmed, 294 N.Y.
545, 63 N.E.2d 98, and amended its remittitur to the trial court so
as to show that it had held that the conviction did not violate the
Fourteenth Amendment. 294 N.Y. 979, 63 N.E.2d 713.
Reversed, p.
333 U. S.
520.
Page 333 U. S. 508
MR. JUSTICE REED delivered the opinion of the Court.
Appellant is a New York City bookdealer, convicted, on
information, [
Footnote 1] of a
misdemeanor for having in his possession with intent to sell
certain magazines charged to violate subsection 2 of § 1141 of
the New York Penal Law, Consol.Laws, c. 40. It reads as
follows:
"§ 1141. Obscene prints and articles"
"1. A person . . . who,"
"2. Prints, utters, publishes, sells, lends, gives away,
distributes or shows, or has in his possession with intent to sell,
lend, give away, distribute or show, or otherwise offers for sale,
loan, gift or distribution, any book, pamphlet, magazine, newspaper
or other printed paper devoted to the publication, and principally
made up of criminal news, police reports, or accounts of criminal
deeds, or pictures, or stories of deeds of bloodshed, lust or
crime; . . ."
"
* * * *"
"Is guilty of a misdemeanor, . . . "
Page 333 U. S. 509
Upon appeal from the Court of Special Sessions, the trial court,
the conviction was upheld by the Appellate Division of the New York
Supreme Court, 268 App.Div. 30, 48 N.Y.S.2d 230, whose judgment was
later upheld by the New York Court of Appeals. 294 N.Y. 545, 63
N.E.2d 98.
The validity of the statute was drawn in question in the state
courts as repugnant to the Fourteenth Amendment to the Constitution
of the United States in that it denied the accused the right of
freedom of speech and press, protected against state interference
by the Fourteenth Amendment.
Gitlow v. New York,
268 U. S. 652,
268 U. S. 666;
Pennekamp v. Florida, 328 U. S. 331,
328 U. S. 335.
The principle of a free press covers distribution as well as
publication.
Lovell v. City of Griffin, 303 U.
S. 444,
303 U. S. 452.
As the validity of the section was upheld in a final judgment by
the highest court of the state against this constitutional
challenge, this Court has jurisdiction under Judicial Code, §
237(a). This appeal was argued at the October 1945 Term of this
Court and set down for reargument before a full bench at the
October 1946 Term. It was then reargued and again set down for
further reargument at the present term.
The appellant contends that the subsection violates the right of
free speech and press because it is vague and indefinite. It is
settled that a statute so vague and indefinite, in form and as
interpreted, as to permit within the scope of its language the
punishment of incidents fairly within the protection of the
guarantee of free speech is void on its face as contrary to the
Fourteenth Amendment.
Stromberg v. California,
283 U. S. 359,
283 U. S. 369;
Herndon v. Lowry, 301 U. S. 242,
301 U. S. 258.
A failure of a statute limiting freedom of expression to give fair
notice of what acts will be punished and such a statute's inclusion
of prohibitions against expressions,
Page 333 U. S. 510
protected by the principles of the First Amendment violates an
accused's rights under procedural due process and freedom of speech
or press. Where the alleged vagueness of a state statute had been
cured by an opinion of the state court, confining a statute, Rem.
& Bal.Code, § 2564, punishing the circulation of
publications "having a tendency to encourage or incite the
commission of any crime" to "encouraging an actual breach of law,"
this Court affirmed a conviction under the stated limitation of
meaning. The accused publication was read as advocating the
commission of the crime of indecent exposure.
Fox v.
Washington, 236 U. S. 273,
236 U. S.
277.
We recognize the importance of the exercise of a state's police
power to minimize all incentives to crime, particularly in the
field of sanguinary or salacious publications with their
stimulation of juvenile delinquency. Although we are dealing with
an aspect of a free press in its relation to public morals, the
principles of unrestricted distribution of publications admonish us
of the particular importance of a maintenance of standards of
certainty in the field of criminal prosecution for violation of
statutory prohibitions against distribution. We do not accede to
appellee's suggestion that the constitutional protection for a free
press applies only to the exposition of ideas. The line between the
informing and the entertaining is too elusive for the protection of
that basic right. Everyone is familiar with instances of propaganda
through fiction. What is one man's amusement teaches another's
doctrine. Though we can see nothing of any possible value to
society in these magazines, they are as much entitled to the
protection of free speech as the best of literature.
Cf.
Hannegan v. Esquire, 327 U. S. 146,
327 U. S. 153,
327 U. S. 158.
They are equally subject to control if they are lewd, indecent,
obscene or profane.
Ex parte Jackson, 96 U. S.
727,
96 U. S. 736;
Chaplinsky v. New Hampshire, 315 U.
S. 568.
Page 333 U. S. 511
The section of the Penal Law, § 1141(2), under which the
information was filed is a part of the "indecency" article of that
law. It comes under the caption "Obscene prints and articles."
Other sections make punishable various acts of indecency. For
example, § 1141(1), a section not here in issue but under the
same caption, punishes the distribution of obscene, lewd,
lascivious, filthy, indecent or disgusting magazines. [
Footnote 2] Section 1141(2) originally
was aimed at the protection of minors from the distribution of
publications devoted principally to criminal news and stories of
bloodshed, lust or crime. [
Footnote
3] It was later broadened to include all the population and
other phases of production and possession.
Although many other states have similar statutes, they, like the
early statutes restricting paupers from changing residence, have
lain dormant for decades.
Edwards v. California,
314 U. S. 160,
314 U. S. 176.
Only two other state courts, whose reports are printed, appear to
have construed language in their laws similar to that here
involved. In
Strohm v. Illinois, 160 Ill. 582, 43 N.E.
622, a statute to suppress exhibiting to any minor child
publications of this character was considered. The conviction was
upheld. The case, however, apparently did not involve any problem
of free speech or press or denial of due
Page 333 U. S. 512
process for uncertainty under the Fourteenth Amendment.
In
State v. McKee, 73 Conn. 18, 46 A. 409, the court
considered a conviction under a statute which made criminal the
sale of magazines
"devoted to the publication or principally made up of criminal
news, police reports, or pictures, and stories of deeds of
bloodshed, lust, or crime."
The gist of the offense was thought to be a
"selection of immoralities so treated as to excite attention and
interest sufficient to command circulation for a paper devoted
mainly to the collection of such matters."
Page 27. It was said,
a propos of the state's
constitutional provision as to free speech, that the act did not
violate any constitutional provision relating to the freedom of the
press. It was held, p. 31, that the principal evil at which the
statute was directed was "the circulation of this massed
immorality." As the charge stated that the offense might be
committed
"whenever the objectionable matter is a leading feature of the
paper, or special attention is devoted to the publication of the
prohibited items,"
the court felt that it failed to state the full meaning of the
statute and reversed. As in the
Strohm case, denial of due
process for uncertainty was not raised.
On its face, the subsection here involved violates the rule of
the
Stromberg and
Herndon cases,
supra,
that statutes which include prohibitions of acts fairly within the
protection of a free press are void. It covers detective stories,
treatises on crime, reports of battle carnage, et cetera. In
recognition of this obvious defect, the New York Court of Appeals
limited the scope by construction. Its only interpretation of the
meaning of the pertinent subsection is that given in this case.
After pointing out that New York statutes against indecent or
obscene publications have generally been construed to refer to
sexual impurity, it interpreted the section here in question to
forbid these publications as "indecent or obscene" in a
Page 333 U. S. 513
different manner. The Court held that collections of criminal
deeds of bloodshed or lust
"can be so massed as to become vehicles for inciting violent and
depraved crimes against the person, and, in that case, such
publications are indecent or obscene in an admissible sense, . .
."
294 N.Y. at 550. "This idea," its opinion goes on to say, "was
the principal reason for the enactment of the statute." The Court
left open the question of whether "the statute extends to accounts
of criminal deeds not characterized by bloodshed or lust" because
the magazines in question "are nothing but stories and pictures of
criminal deeds of bloodshed and lust." As the statute in terms
extended to other crimes, it may be supposed that the reservation
was on account of doubts as to the validity of so wide a
prohibition. The court declared:
"In short, we have here before us accumulations of details of
heinous wrongdoing which plainly carried an appeal to that portion
of the public who (as many recent records remind us) are disposed
to take to vice for its own sake."
Further, the Court of Appeals, 294 N.Y. at 549, limited the
statute so as not to "outlaw all commentaries on crime from
detective tales to scientific treatises" on the ground that the
legislature did not intend such literalness of construction. It
thought that the magazines the possession of which caused the
filing of the information were indecent in the sense just
explained. The Court had no occasion to and did not weigh the
character of the magazine exhibits by the more frequently used
scales of § 1141(1), printed in
note 2 It did not interpret § 1141(2) to punish
distribution of indecent or obscene publications, in the usual
sense, but that the present magazines were indecent and obscene
because they "massed" stories of bloodshed and lust to incite
crimes. Thus, interpreting § 1141(2) to include the expanded
concept of indecency and obscenity stated in its opinion, the Court
of Appeals met appellant's contention
Page 333 U. S. 514
of invalidity from indefiniteness and uncertainty of the
subsection by saying, 294 N.Y. at 551,
"In the nature of things, there can be no more precise test of
written indecency or obscenity than the continuing and changeable
experience of the community as to what types of books are likely to
bring about the corruption of public morals or other analogous
injury to the public order. Consequently, a question as to whether
a particular publication is indecent or obscene in that sense is a
question of the times which must be determined as matter of fact,
unless the appearances are thought to be necessarily harmless from
the standpoint of public order or morality."
The opinion went on to explain that publication of any crime
magazine would be no more hazardous under this interpretation than
any question of degree and concluded, p. 552,
"So, when reasonable men may fairly classify a publication as
necessarily or naturally indecent or obscene, a mistaken view by
the publisher as to its character or tendency is immaterial."
The Court of Appeals, by this authoritative interpretation, made
the subsection applicable to publications that, besides meeting the
other particulars of the statute, so massed their collection of
pictures and stories of bloodshed and of lust "as to become
vehicles for inciting violent and depraved crimes against the
person." Thus, the statute forbids the massing of stories of
bloodshed and lust in such a way as to incite to crime against the
person. This construction fixes the meaning of the statute for this
case. The interpretation by the Court of Appeals puts these words
in the statute as definitely as if it had been so amended by the
legislature.
Hebert v. Louisiana, 272 U.
S. 312,
272 U. S. 317;
Skiriotes v. Florida, 313 U. S. 69,
313 U. S. 79. We
assume that the defendant, at the time he acted, was chargeable
with knowledge of the scope of subsequent
Page 333 U. S. 515
interpretation.
Compare Lanzetta v. New Jersey,
306 U. S. 451. As
lewdness in publications is punishable under § 1141(1) and the
usual run of stories of bloodshed, such as detective stories, are
excluded, it is the massing as an incitation to crime that becomes
the important element.
Acts of gross and open indecency or obscenity, injurious to
public morals, are indictable at common law as violative of the
public policy that requires from the offender retribution for acts
that flaunt accepted standards of conduct. 1 Bishop, Criminal Law,
9th Ed., § 500; Wharton, Criminal Law, 12th Ed., § 16.
When a legislative body concludes that the mores of the community
call for an extension of the impermissible limits, an enactment
aimed at the evil is plainly within its power, if it does not
transgress the boundaries fixed by the Constitution for freedom of
expression. The standards of certainty in statutes punishing for
offenses is higher than in those depending primarily upon civil
sanction for enforcement. The crime "must be defined with
appropriate definiteness."
Pierce v. United States,
314 U. S. 306,
314 U. S. 311;
Cantwell v. Connecticut, 310 U. S. 296.
There must be ascertainable standards of guilt. Men of common
intelligence cannot be required to guess at the meaning of the
enactment. [
Footnote 4] The
vagueness may be from uncertainty in regard to persons within the
scope of the act,
Lanzetta
v.
Page 333 U. S. 516
New Jersey, 306 U. S. 451, or
in regard to the applicable tests to ascertain guilt. [
Footnote 5]
Other states than New York have been confronted with similar
problems involving statutory vagueness in connection with free
speech. In
State v. Diamond, 27 N.Mex. 477, 202 P. 988, a
statute punishing
"any act of any kind whatsoever which has for its purpose or aim
the destruction of organized government, federal, state or
municipal, or to do or cause to be done any act which is
antagonistic to or in opposition to such organized government, or
incite or attempt to incite revolution or opposition to such
organized government"
was construed. The court said, p. 479:
"Under its terms, no distinction is made between the man who
advocates a change in the form of our government by constitutional
means, or advocates the abandonment of organized government by
peaceful methods, and the man who advocates the overthrow of our
government by armed revolution, or other form of force and
violence."
Later in the opinion, the statute was held void for uncertainty,
p. 485:
"Where the statute uses words of no determinative meaning, or
the language is so general and indefinite as to embrace not only
acts commonly recognized as reprehensible, but also others which it
is unreasonable to presume were intended to be made criminal, it
will be declared void for uncertainty."
Again in
State v. Klapprott, 127 N.J.L. 395, 22 A.2d
877, a statute was held invalid on an attack against its
constitutionality under state and federal constitutional provisions
that protect an individual's freedom of expression. The statute
read as follows, p. 396:
"Any person who shall, in the presence of two or more persons,
in any language, make or utter any
Page 333 U. S. 517
speech, statement or declaration, which in any way incites,
counsels, promotes, or advocates hatred, abuse, violence or
hostility against any group or groups of persons residing or being
in this state by reason of race, color, religion or manner of
worship, shall be guilty of a misdemeanor."
The court said, pp. 401-402:
"It is our view that the statute,
supra, by punitive
sanction, tends to restrict what one may say lest, by one's
utterances, there be incited or advocated hatred, hostility or
violence against a group 'by reason of race, color, religion or
manner of worship.' But additionally and looking now to strict
statutory construction, is the statute definite, clear and precise
so as to be free from the constitutional infirmity of the vague and
indefinite? That the terms 'hatred,' 'abuse,' 'hostility,' are
abstract and indefinite admits of no contradiction. When do they
arise? Is it to be left to a jury to conclude beyond reasonable
doubt when the emotion of hatred or hostility is aroused in the
mind of the listener as a result of what a speaker has said?
Nothing in our criminal law can be invoked to justify so wide a
discretion. The Criminal Code must be definite and informative, so
that there may be no doubt in the mind of the citizenry that the
interdicted act or conduct is illicit."
This Court goes far to uphold state statutes that deal with
offenses, difficult to define, when they are not entwined with
limitations on free expression. [
Footnote 6] We have the same attitude toward federal
statutes. [
Footnote 7] Only a
definite conviction by a majority of this Court that the conviction
violates the Fourteenth Amendment justifies
Page 333 U. S. 518
reversal of the court primarily charged with responsibility to
protect persons from conviction under a vague state statute.
The impossibility of defining the precise line between
permissible uncertainty in statutes caused by describing crimes by
words well understood through long use in the criminal law --
obscene, lewd, lascivious, filthy, indecent or disgusting -- and
the unconstitutional vagueness that leaves a person uncertain as to
the kind of prohibited conduct -- massing stories to incite crime
-- has resulted in three arguments of this case in this Court. The
legislative bodies in draftsmanship obviously have the same
difficulty as do the judicial in interpretation. Nevertheless,
despite the difficulties, courts must do their best to determine
whether or not the vagueness is of such a character "that men of
common intelligence must necessarily guess at its meaning."
Connally v. General Constr. Co., 269 U.
S. 385,
269 U. S. 391.
The entire text of the statute or the subjects dealt with may
furnish an adequate standard. [
Footnote 8] The present case as to a vague statute
abridging free speech involves the circulation of only vulgar
magazines. The next may call for decision as to free expression of
political views in the light of a statute intended to punish
subversive activities.
The subsection of the New York Penal Law, as now interpreted by
the Court of Appeals, prohibits distribution of a magazine
principally made up of criminal news or stories of deeds of
bloodshed, or lust, so massed as to become vehicles for inciting
violent and depraved crimes against the person. But even
considering the gloss put upon the literal meaning by the Court of
Appeals' restriction of the statute to collections of stories
"so massed as to become vehicles for inciting violent and
depraved
Page 333 U. S. 519
crimes against the person . . . not necessarily . . . sexual
passion,"
we find the specification of publications, prohibited from
distribution, too uncertain and indefinite to justify the
conviction of this petitioner. Even though all detective tales and
treatises on criminology are not forbidden, and though publications
made up of criminal deeds not characterized by bloodshed or lust
are omitted from the interpretation of the Court of Appeals, we
think fair use of collections of pictures and stories would be
interdicted because of the utter impossibility of the actor or the
trier to know where this new standard of guilt would draw the line
between the allowable and the forbidden publications. No intent or
purpose is required -- no indecency or obscenity in any sense
heretofore known to the law. "So massed as to incite to crime" can
become meaningful only by concrete instances. This one example is
not enough. The clause proposes to punish the printing and
circulation of publications that courts or juries may think
influence generally persons to commit crime of violence against the
person. No conspiracy to commit a crime is required.
See Musser
v. Utah, 333 U. S. 95. It is
not an effective notice of new crime. The clause has no technical
or common law meaning. Nor can light as to the meaning be gained
from the section as a whole or the Article of the Penal Law under
which it appears. As said in the
Cohen Grocery Co. case,
supra, p.
255 U. S.
89:
"It leaves open, therefore, the widest conceivable inquiry, the
scope of which no one can foresee and the result of which no one
can foreshadow or adequately guard against."
The statute as construed by the Court of Appeals does not limit
punishment to the indecent and obscene, as formerly understood.
When stories of deeds of bloodshed, such as many in the accused
magazines, are massed so as to incite to violent crimes, the
statute is violated. It does
Page 333 U. S. 520
not seem to us that an honest distributor of publications could
know when he might be held to have ignored such a prohibition.
Collections of tales of war horrors, otherwise unexceptionable,
might well be found to be "massed" so as to become "vehicles for
inciting violent and depraved crimes." Where a statute is so vague
as to make criminal an innocent act, a conviction under it cannot
be sustained.
Herndon v. Lowry, 301 U.
S. 242,
301 U. S.
259.
To say that a state may not punish by such a vague statute
carries no implication that it may not punish circulation of
objectionable printed matter, assuming that it is not protected by
the principles of the First Amendment, by the use of apt words to
describe the prohibited publications. Section 1141, subsection 1,
quoted in
note 2 is an example.
Neither the states nor Congress are prevented by the requirement of
specificity from carrying out their duty of eliminating evils to
which, in their judgment, such publications give rise.
Reversed.
[
Footnote 1]
The counts of the information upon which appellant was convicted
charged, as the state court opinions show, violation of subsection
2 of § 1141. An example follows:
"
Fourth Count"
"And I, the District Attorney aforesaid, by this information,
further accuse the said defendant of the Crime of Unlawfully
Possessing Obscene Prints, committed as follows:"
"The said defendant, on the day and in the year aforesaid, at
the city and in the county aforesaid, with intent to sell, lend,
give away and show, unlawfully did offer for sale and distribution,
and have in his possession with intent to sell, lend, give away and
show, a certain obscene, lewd, lascivious, filthy, indecent and
disgusting magazine entitled 'Headquarters Detective, True Cases
from the Police Blotter, June 1940,' the same being devoted to the
publication and principally made up of criminal news, police
reports, and accounts of criminal deeds, and pictures and stories
of deeds of bloodshed, lust and crime."
[
Footnote 2]
"§ 1141. . . . 1. A person who sells, lends, gives away,
distributes or shows, or offers to sell, lend, give away,
distribute, or show, or has in his possession with intent to sell,
lend, distribute or give away, or to show, or advertises in any
manner, or who otherwise offers for loan, gift, sale or
distribution, any obscene, lewd, lascivious, filthy, indecent or
disgusting book, magazine, pamphlet, newspaper, story paper,
writing, paper, picture, drawing, photograph, figure or image, or
any written or printed matter of an indecent character; . . ."
"
* * * *"
"Is guilty of a misdemeanor. . . ."
[
Footnote 3]
Ch. 380, New York Laws 1884; ch. 692, New York Laws 1887; ch.
925, New York Laws 1941.
[
Footnote 4]
Connally v. General Const. Co., 269 U.
S. 385,
269 U. S. 391,
269 U. S.
392:
"But it will be enough for present purposes to say generally
that the decisions of the court, upholding statutes as sufficiently
certain, rested upon the conclusion that they employed words or
phrases having a technical or other special meaning, well enough
known to enable those within their reach to correctly apply them, .
. . or a well settled common law meaning, notwithstanding an
element of degree in the definition as to which estimates might
differ, . . . or, as broadly stated by Mr. Chief Justice White in
United States v. Cohen Grocery Co., 255 U. S.
81,
255 U. S. 92,"
"that, for reasons found to result either from the text of the
statutes involved or the subjects with which they dealt, a standard
of some sort was afforded."
[
Footnote 5]
United States v. Cohen Grocery Co., 255 U. S.
81,
255 U. S. 89-93;
Champlin Refining Co. v. Corporation Commission,
286 U. S. 210,
286 U. S. 242;
Smith v. Cahoon, 283 U. S. 553,
283 U. S.
564.
[
Footnote 6]
Omaechevarria v. Idaho, 246 U.
S. 343;
Waters-Pierce Oil Co. v. Texas,
212 U. S. 86.
[
Footnote 7]
United States v. Petrillo, 332 U. S.
1;
Gorin v. United States, 312 U. S.
19.
[
Footnote 8]
Hygrade Provision Co. v. Sherman, 266 U.
S. 497,
266 U. S. 501;
Mutual Film Corp. v. Ohio Industrial Commission,
236 U. S. 230,
236 U. S.
245-246;
Screws v. United States, 325 U. S.
91,
325 U. S.
94-100.
MR. JUSTICE FRANKFURTER, joined by MR. JUSTICE JACKSON and MR.
JUSTICE BURTON, dissenting.
By today's decision the Court strikes down an enactment that has
been part of the laws of New York for more than sixty years,
[
Footnote 2/1] and New York is but
one of twenty States having such legislation. Four more States
Page 333 U. S. 521
have statutes of like tenor which are brought into question by
this decision, but variations of nicety preclude one from saying
that these four enactments necessarily fall within the condemnation
of this decision. Most of this legislation is also more than sixty
years old. The latest of the statutes which cannot be
differentiated from New York's law, that of the State of
Washington, dates from 1909. It deserves also to be noted that the
legislation was judicially applied and sustained nearly fifty years
ago.
See State v. McKee, 73 Conn. 18, 46 A. 409. Nor is
this an instance where the pressure of proximity or propaganda led
to the enactment of the same measure in a concentrated region of
States. The impressiveness of the number of States which have this
law on their statute
Page 333 U. S. 522
books is reinforced by their distribution throughout the country
and the time range of the adoption of the measure. [
Footnote 2/2]
Cf. Hughes, C.J., in
West Coast Hotel Co. v. Parrish, 300 U.
S. 379,
300 U. S.
399.
These are the statutes that fall by this decision: [
Footnote 2/3]
1. Gen.Stat.Conn.1930, c. 329, § 6245, derived from L.1885,
c. 47, § 2.
*
2. Ill.Ann.Stat.Smith-Hurd, c. 38, § 106, derived from Act
of June 3, 1889, p. 114, § 1 (minors).
3. Iowa Code 1946, § 725.8, derived from 21 Acts,
Gen.Assembly, c. 177, § 4 (1886) (minors).
4. Gen.Stat.Kan.1935, § 21-1102, derived from L.1886, c.
101, § 1.
5. Ky.Rev.Stat.1946, § 436.110, derived from L.1891-93, c.
182, § 217 (1893) (similar).
6. Rev.Stat.Maine 1944, c. 121, § 27, derived from L.1885,
c. 348, § 1 (minors).
7. Ann.Code Md.1939, Art. 27, § 496, derived from L.1894,
c. 271, § 2.
8. Ann.Laws Mass. 1933, c. 272, § 30, derived from Acts and
Resolves 1885, c. 305 (minors).
9. Mich.Stat.Ann.1938, § 28.576, Pub. Laws 1931, Act 328,
§ 344, derived from L.1885, No. 138.
10. Minn.St.1945 and M.S.A., § 617.72, derived from L.
1885, c. 268, § 1 (minors).
11. Mo.Rev.Stat.1939 § 4656, Mo.R.S.A., derived from Act of
April 2, 1885, p. 146, § 1 (minors).
Page 333 U. S. 523
12. Rev.Code Mont.1935, § 11134, derived from Act of March
4, 1891, p. 255,
13. Rev.Stat.Neb.1943, § 28-924, derived
13. Rev.Stat.Neb.1943, § 28-924, derived from L.1887, c.
113, § 4 (minors).
14. N.Y.Consol.L. c. 40 (1944), Penal Law, Art. 106, §
1141(2), derived from L.1884, c. 380.
15. N.D.Rev.Code 1943, § 12-2109, derived from L.1895, c.
84, § 1 (similar).
16. Ohio Code Ann.Throckmorton 1940, § 13035, derived from
82 Sess.L. p. 184 (1885) (similar).
17. Or.Comp.L.Ann.1940, § 23-924, derived from Act of Feb.
25, 1885, p. 126 (similar).
18. 18 Pa.Stat.Ann. § 4524, derived from L.1887, P.L. 84,
§ 2.
19. Rev.Stat.Wash.Remington, 1932, § 2459(2), derived from
L.1909, c. 249, § 207(2).
20. Wis.Stat.1945, § 351.38(4), derived from L.1901, c.
256.
The following statutes are somewhat similar, but may not
necessarily be rendered unconstitutional by the Court's decision in
the instant case:
1. Colo.Stat.Ann.1935, c. 48, § 217, derived from Act of
April 9, 1885, p. 172, § 1.
2. Ind.Stat.Ann.1934, § 2607, Burns' Ann.St. §
10-2805, derived from L.1895, c. 109.
3. S.D.Code 1939, § 13.1722(4), derived from L.1913, c.
241, § 4.
4. Tex.Stat.Vernon, 1936, Penal Code, Art. 527, derived from
Acts 1897, c. 116.
This body of laws represents but one of the many attempts by
legislatures to solve what is perhaps the most persistent,
intractable, elusive, and demanding of all problems of society --
the problem of crime, and, more particularly, of its prevention. By
this decision,
Page 333 U. S. 524
the Court invalidates such legislation of almost half the States
of the Union. The destructiveness of the decision is even more
far-reaching. This is not one of those situations where power is
denied to the States because it belongs to the Nation. These
enactments are invalidated on the ground that they fall within the
prohibitions of the "vague contours" of the Due Process Clause. The
decision thus operates equally as a limitation upon Congressional
authority to deal with crime, and, more especially, with juvenile
delinquency. These far-reaching consequences result from the
Court's belief that what New York, among a score of States, has
prohibited, is so empty of meaning that no one desirous of obeying
the law could fairly be aware that he was doing that which was
prohibited.
Fundamental fairness, of course, requires that people be given
notice of what to avoid. If the purpose of a statute is
undisclosed, if the legislature's will has not been revealed, it
offends reason that punishment should be meted out for conduct
which at the time of its commission was not forbidden to the
understanding of those who wished to observe the law. This
requirement of fair notice that there is a boundary of prohibited
conduct not to be overstepped is included in the conception of "due
process of law." The legal jargon for such failure to give
forewarning is to say that the statute is void for
"indefiniteness."
But "indefiniteness" is not a quantitative concept. It is not
even a technical concept of definite components. It is itself an
indefinite concept. There is no such thing as "indefiniteness" in
the abstract, by which the sufficiency of the requirement expressed
by the term may be ascertained. The requirement is fair notice that
conduct may entail punishment. But whether notice is or is not
"fair" depends upon the subject matter to which it relates. Unlike
the abstract stuff of mathematics, or
Page 333 U. S. 525
the quantitatively ascertainable elements of much of natural
science, legislation is greatly concerned with the multiform
psychological complexities of individual and social conduct.
Accordingly, the demands upon legislation, and its responses, are
variable and multiform. That which may appear to be too vague and
even meaningless as to one subject matter may be as definite as
another subject matter of legislation permits, if the legislative
power to deal with such a subject is not to be altogether denied.
The statute books of every State are full of instances of what may
look like unspecific definitions of crime, of the drawing of wide
circles of prohibited conduct.
In these matters, legislatures are confronted with a dilemma. If
a law is framed with narrow particularity, too easy opportunities
are afforded to nullify the purposes of the legislation. If the
legislation is drafted in terms so vague that no ascertainable line
is drawn in advance between innocent and condemned conduct, the
purpose of the legislation cannot be enforced, because no purpose
is defined. It is not merely in the enactment of tax measures that
the task of reconciling these extremes -- of avoiding throttling
particularity or unfair generality -- is one of the most delicate
and difficult confronting legislators. The reconciliation of these
two contradictories is necessarily an empiric enterprise largely
depending on the nature of the particular legislative problem.
What risks do the innocent run of being caught in a net not
designed for them? How important is the policy of the legislation,
so that those who really like to pursue innocent conduct are not
likely to be caught unaware? How easy is it to be explicitly
particular? How necessary is it to leave a somewhat penumbral
margin but sufficiently revealed by what is condemned to those who
do not want to sail close to the shore of questionable conduct?
These and like questions confront legislative
Page 333 U. S. 526
draftsmen. Answers to these questions are not to be found in any
legislative manual, nor in the work of great legislative draftsmen.
They are not to be found in the opinions of this Court. These are
questions of judgment, peculiarly within the responsibility and the
competence of legislatures. The discharge of that responsibility
should not be set at naught by abstract notions about
"indefiniteness."
The action of this Court today in invalidating legislation
having the support of almost half the States of the Union rests
essentially on abstract notions about "indefiniteness." The Court's
opinion could have been written by one who had never read the
issues of "Headquarters Detective" which are the basis of the
prosecution before us, who had never deemed their contents as
relevant to the form in which the New York legislation was cast,
had never considered the bearing of such "literature" on juvenile
delinquency, in the allowable judgment of the legislature. Such
abstractions disregard the considerations that may well have moved
and justified the State in not being more explicit than these State
enactments are. Only such abstract notions would reject the
judgment of the States that they have outlawed what they have a
right to outlaw, in the effort to curb crimes of lust and violence,
and that they have not done it so recklessly as to occasion real
hazard that other publications will thereby be inhibited, or also
be subjected to prosecution.
This brings our immediate problem into focus. No one would deny,
I assume, that New York may punish crimes of lust and violence.
Presumably also, it may take appropriate measures to lower the
crime rate. But he must be a bold man indeed who is confident that
he knows what causes crimes. Those whose lives are devoted to an
understanding of the problem are certain only that they are
uncertain regarding the role of the
Page 333 U. S. 527
various alleged "causes" of crime. Bibliographies of criminology
reveal a depressing volume of writings on theories of causation.
See e.g., Kuhlman, A Guide to Material on Crime and
Criminal Justice (1929) Item Nos. 292 to 1211; Culver, Bibliography
of Crime and Criminal Justice (1927-1931) and Item Nos. 877-1475,
(1932-1937) Item Nos. 799-1560. Is it to be seriously questioned,
however, that the State of New York, or the Congress of the United
States, may make incitement to crime itself an offense? He too
would indeed be a bold man who denied that incitement may be caused
by the written word no less than by the spoken. If "the Fourteenth
Amendment does not enact Mr. Herbert Spencer's Social Statics"
(Holmes, J., dissenting in
Lochner v. New York,
198 U. S. 45,
198 U. S. 75),
neither does it enact the psychological dogmas of the Spencerian
era. The painful experience which resulted from confusing economic
dogmas with constitutional edicts ought not to be repeated by
finding constitutional barriers to a State's policy regarding crime
because it may run counter to our inexpert psychological
assumptions or offend our presuppositions regarding incitements to
crime in relation to the curtailment of utterance. This Court is
not ready, I assume, to pronounce on causative factors of mental
disturbance and their relation to crime. Without formally
professing to do so, it may actually do so by invalidating
legislation dealing with these problems as too "indefinite."
Not to make the magazines with which this case is concerned part
of the Court's opinion is to play "Hamlet" without Hamlet. But the
Court sufficiently summarizes one aspect of what the State of New
York here condemned when it says "we can see nothing of any
possible value to society in these magazines." From which it jumps
to the conclusion that, nevertheless, "they are as much entitled to
the protection of free speech as
Page 333 U. S. 528
the best of literature." Wholly neutral futilities, of course,
come under the protection of free speech as fully as do Keats'
poems or Donne's sermons. But to say that these magazines have
"nothing of any possible value to society" is only half the truth.
This merely denies them goodness. It disregards their mischief. As
a result of appropriate judicial determination, these magazines
were found to come within the prohibition of the law against
inciting "violent and depraved crimes against the person," and the
defendant was convicted because he exposed for sale such materials.
The essence of the Court's decision is that it gives publications
which have "nothing of any possible value to society"
constitutional protection, but denies to the States the power to
prevent the grave evils to which, in their rational judgment, such
publications give rise. The legislatures of New York and the other
States were concerned with these evils, and not with neutral
abstractions of harmlessness. Nor was the New York Court of Appeals
merely resting, as it might have done, on a deep-seated conviction
as to the existence of an evil and as to the appropriate means for
checking it. That court drew on its experience, as revealed by
"many recent records" of criminal convictions before it for its
understanding of the practical concrete reasons that led the
legislatures of a score of States to pass the enactments now here
struck down.
The New York Court of Appeals thus spoke out of extensive
knowledge regarding incitements to crimes of violence. In such
matters, local experience, as this Court has said again and again,
should carry the greatest weight against our denying a State
authority to adjust its legislation to local needs. But New York is
not peculiar in concluding that
"collections of pictures or stories of criminal deeds of
bloodshed or lust unquestionably can be so massed as to become
vehicles for inciting violent and
Page 333 U. S. 529
depraved crimes against the person."
294 N.Y. at 550. A recent murder case before the High Court of
Australia sheds light on the considerations which may well have
induced legislation such as that now before us, and on the basis of
which the New York Court of Appeals sustained its validity. The
murder was committed by a lad who had just turned seventeen years
of age, and the victim was the driver of a taxicab. I quote the
following from the opinion of Mr. Justice Dixon:
"In his evidence on the
voir dire, Graham (a friend of
the defendant and apparently a very reliable witness) said that he
knew Boyd Sinclair (the murderer) and his moods very well, and that
he just left him; that Boyd had on a number of occasions outlined
plans for embarking on a life of crime, plan based mainly on
magazine thrillers which he was reading at the time. They included
the obtaining of a motor car and an automatic gun."
Sinclair v. The King, 73 Comm.L.R. 316, 330.
"Magazine thrillers" hardly characterizes what New York has
outlawed. New York does not lay hold of publications merely because
they are
"devoted to and principally made up of criminal news or police
reports or accounts of criminal deeds, regardless of the manner of
treatment."
So the Court of Appeals has authoritatively informed us. 294
N.Y. at 549. The aim of the publication must be incitation to
"violent and depraved crimes against the person" by so massing
"pictures and stories of criminal deeds of bloodshed or lust" as to
encourage like deeds in others. It would be sheer dogmatism in a
field not within the professional competence of judges to deny to
the New York legislature the right to believe that the intent of
the type of publications which it has proscribed is to cater to
morbid and immature minds -- whether chronologically or permanently
immature. It would be sheer dogmatism to deny that, in some
instances,
Page 333 U. S. 530
as in the case of young Boyd Sinclair, deeply embedded,
unconscious impulses may be discharged into destructive and often
fatal action.
If legislation like that of New York "has been enacted upon a
belief of evils that is not arbitrary, we cannot measure their
extent against the estimate of the legislature."
Tanner v.
Little, 240 U. S. 369,
240 U. S. 385.
The Court fails to give enough force to the influence of the evils
with which the New York legislature was concerned "upon conduct and
habit, not enough to their insidious potentialities."
Rast v.
Van Deman & Lewis Co., 240 U. S. 342,
240 U. S. 364.
The other day, we indicated that, in order to support its
constitutionality, legislation need not employ the old practice of
preambles, nor be accompanied by a memorandum of explanation
setting forth the reasons for the enactment.
See Woods v. Cloyd
W. Miller Co., 333 U. S. 138,
333 U. S. 144.
Accordingly, the New York statute, when challenged for want of due
process on the score of "indefiniteness," must be considered by us
as though the legislature had thus spelled out its convictions and
beliefs for its enactment:
"Whereas, we believe that the destructive and adventurous
potentialities of boys and adolescents, and of adults of weak
character or those leading a drab existence, are often stimulated
by collections of pictures and stories of criminal deeds of
bloodshed or lust so massed as to incite to violent and depraved
crimes against the person; and"
"Whereas, we believe that such juveniles and other susceptible
characters do in fact commit such crimes at least partly because
incited to do so by such publications, the purpose of which is to
exploit such susceptible characters; and"
"Whereas, such belief, even though not capable of statistical
demonstration, is supported by our experience as well as by the
opinions of some specialists
Page 333 U. S. 531
qualified to express opinions regarding criminal psychology and
not disproved by others; and"
"Whereas, in any event there is nothing of possible value to
society in such publications, so that there is no gain to the
State, whether in edification or enlightenment or amusement or good
of any kind; and"
"Whereas, the possibility of harm by restricting free utterance
through harmless publications is too remote and too negligible a
consequence of dealing with the evil publications with which we are
here concerned;"
"Be it therefore enacted that --"
Unless we can say that such beliefs are intrinsically not
reasonably entertainable by a legislature, or that the record
disproves them, or that facts of which we must take judicial notice
preclude the legislature from entertaining such views, we must
assume that the legislature was dealing with a real problem
touching the commission of crime, and not with fanciful evils, and
that the measure was adapted to the serious evils to which it was
addressed. The validity of such legislative beliefs or their
importance ought not to be rejected out of hand.
Surely this Court is not prepared to say that New York cannot
prohibit traffic in publications exploiting "criminal deeds of
bloodshed or lust" so "as to become vehicles for inciting violent
and depraved crimes against the person." Laws have here been
sustained outlawing utterance far less confined. A Washington
statute directed against printed matter tending to encourage and
advocate disrespect for law was judged and found not wanting, on
these broad lines:
"We understand the State court, by implication, at least, to
have read the statute as confined to encouraging an actual breach
of law. Therefore, the argument that this act is both an
unjustifiable restriction of liberty and too vague for a criminal
law must fail.
Page 333 U. S. 532
It does not appear, and is not likely, that the statute will be
construed to prevent publications merely because they tend to
produce unfavorable opinions of a particular statute or of law in
general. In this present case, the disrespect for law that was
encouraged was disregard of it -- an overt breach and technically
criminal act. It would be in accord with the usages of English to
interpret disrespect as manifested disrespect, as active disregard
going beyond the line drawn by the law. That is all that has
happened as yet, and we see no reason to believe that the statute
will be stretched beyond that point."
"If the statute should be construed as going no farther than it
is necessary to go in order to bring the defendant within it, there
is no trouble with it for want of definiteness."
Fox v. Washington, 236 U. S. 273,
236 U. S.
277.
In short, this Court respected the policy of a State by
recognizing the practical application which the State court gave to
the statute in the case before it. This Court rejected
constitutional invalidity based on a remote possibility that the
language of the statute, abstractly considered, might be applied
with unbridled looseness.
Since Congress and the States may take measures against "violent
and depraved crimes," can it be claimed that "due process of law"
bars measures against incitement to such crimes? But if they have
power to deal with incitement, Congress and the States must be
allowed the effective means for translating their policy into law.
No doubt such a law presents difficulties in draftsmanship where
publications are the instruments of incitement. The problem is to
avoid condemnation so unbounded that neither the text of the
statute nor its subject matter affords "a standard of some sort."
United States v. Cohen Grocery Co., 255 U. S.
81,
255 U. S. 92.
Legislation must put people on notice as to the kind of conduct
Page 333 U. S. 533
from which to refrain. Legislation must also avoid so tight a
phrasing as to leave the area for evasion ampler than that which is
condemned. How to escape, on the one hand, having a law rendered
futile because no standard is afforded by which conduct is to be
judged, and, on the other, a law so particularized as to defeat
itself through the opportunities it affords for evasion, involves
an exercise of judgment which is at the heart of the legislative
process. It calls for the accommodation of delicate factors. But
this accommodation is for the legislature to make and for us to
respect, when it concerns a subject so clearly within the scope of
the police power as the control of crime. Here we are asked to
declare void the law which expresses the balance so struck by the
legislature, on the ground that the legislature has not expressed
its policy clearly enough. That is what it gets down to.
What were the alternatives open to the New York legislature? It
could, of course, conclude that publications such as those before
us could not "become vehicles for inciting violent and depraved
crimes." But surely New York was entitled to believe otherwise. It
is not for this Court to impose its belief, even if entertained,
that no "massing of print and pictures" could be found to be
effective means for inciting crime in minds open to such
stimulation. What gives judges competence to say that, while print
and pictures may be constitutionally outlawed because judges deem
them "obscene," print and pictures which, in the judgment of half
the States of the Union, operate as incitements to crime enjoy a
constitutional prerogative? When, on occasion, this Court has
presumed to act as an authoritative faculty of chemistry, the
result has not been fortunate.
See Burns Baking Co. v.
Bryan, 264 U. S. 504,
where this Court ventured a view of its own as to what is
reasonable "tolerance" in breadmaking. Considering the extent to
which the whole domain of psychological inquiry has only
recently
Page 333 U. S. 534
been transformed, and how largely the transformation is still in
a pioneer stage, I should suppose that the Court would feel even
less confidence in its views on psychological issues. At all
events, it ought not to prefer its psychological views -- for, at
bottom, judgment on psychological matters underlies the legal issue
in this case -- to those implicit in an impressive body of
enactments and explicitly given by the New York Court of Appeals,
out of the abundance of its experience, as the reason for
sustaining the legislation which the Court is nullifying.
But we are told that New York has not expressed a policy, that
what looks like a law is not a law, because it is so vague as to be
meaningless. Suppose, then, that the New York legislature now
wishes to meet the objection of the Court. What standard of
definiteness does the Court furnish the New York legislature in
finding indefiniteness in the present law? Should the New York
legislature enumerate by name the publications which, in its
judgment, are "inciting violent and depraved crimes"? Should the
New York legislature spell out in detail the ingredients of stories
or pictures which accomplish such "inciting"? What is there in the
condemned law that leaves men in the dark as to what is meant by
publications that exploit "criminal deeds of bloodshed or lust,"
thereby "inciting violent and depraved crimes"? What real risk do
the Conan Doyles, the Edgar Allen Poes, the William Rougheads, the
ordinary tribe of detective story writers, their publishers, or
their booksellers, run?
Insofar as there is uncertainty, the uncertainty derives not
from the terms of condemnation, but from the application of a
standard of conduct to the varying circumstances of different
cases. The Due Process Clause does not preclude such fallibilities
of judgment in the administration of justice by men. Our penal
codes are loaded with prohibitions of conduct depending on
ascertainment, through fallible judges and juries, of a man's
intent or
Page 333 U. S. 535
motive -- on ascertainment, that is, from without of a man's
inner thoughts, feelings and purposes. Of course, a man runs the
risk of having a jury of his peers misjudge him. Mr. Justice Holmes
has given the conclusive answer to the suggestion that the Due
Process Clause protects against such a hazard:
"the law is full of instances where a man's fate depends on his
estimating rightly, that is, as the jury subsequently estimates it,
some matter of degree. If his judgment is wrong, not only may he
incur a fine or a short imprisonment, as here; he may incur the
penalty of death."
Nash v. United States, 229 U.
S. 373,
229 U. S. 377.
To which it is countered that such uncertainty not in the standard,
but in its application, is not objectionable in legislation having
a long history, but is inadmissible as to more recent laws. Is this
not another way of saying that, when new circumstances or new
insights lead to new legislation, the Due Process Clause denies to
legislatures the power to frame legislation with such regard for
the subject matter as legislatures had in the past? When neither
the Constitution nor legislation has formulated legal principles
for courts, and they must pronounce them, they find it impossible
to impose upon themselves such a duty of definiteness as this
decision exacts from legislatures.
The Court has been led into error, if I may respectfully
suggest, by confusing want of certainty as to the outcome of
different prosecutions for similar conduct with want of
definiteness in what the law prohibits. But diversity in result for
similar conduct in different trials under the same statute is an
unavoidable feature of criminal justice. So long as these
diversities are not designed consequences, but due merely to human
fallibility, they do not deprive persons of due process of law.
In considering whether New York has struck an allowable balance
between its right to legislate in a field that is so closely
related to the basic function of government,
Page 333 U. S. 536
and the duty to protect the innocent from being punished for
crossing the line of wrongdoing without awareness, it is relevant
to note that this legislation has been upheld as putting
law-abiding people on sufficient notice by a court that has been
astutely alert to the hazards of vaguely phrased penal laws and
zealously protective of individual rights against "indefiniteness."
See, e.g., People v. Phyfe, 136 N.Y. 554, 32 N.E. 978;
People v. Briggs, 193 N.Y. 457, 86 N.E. 522;
People v.
Shakun, 251 N.Y. 107, 167 N.E. 187;
People v. Grogan,
260 N.Y. 138, 183 N.E. 273. The circumstances of this case make it
particularly relevant to remind, even against a confident judgment
of the invalidity of legislation on the vague ground of
"indefiniteness," that certitude is not the test of certainty. If
men may reasonably differ whether the State has given sufficient
notice that it is outlawing the exploitation of criminal
potentialities, that, in itself, ought to be sufficient, according
to the repeated pronouncements of this Court, to lead us to abstain
from denying power to the States. And it deserves to be repeated
that the Court is not denying power to the States in order to leave
it to the Nation. It is denying power to both. By this decision,
Congress is denied power, as part of its effort to grapple with the
problems of juvenile delinquency in Washington, to prohibit what
twenty States have seen fit to outlaw. Moreover, a decision like
this has a destructive momentum much beyond the statutes of New
York and of the other States immediately involved. Such judicial
nullification checks related legislation which the States might
deem highly desirable as a matter of policy, and this Court might
not find unconstitutional.
Almost by his very last word on this Court, as by his first, Mr.
Justice Holmes admonished against employing "due process of law" to
strike down enactments, which, though supported on grounds that may
not
Page 333 U. S. 537
commend themselves to judges, can hardly be deemed offensive to
reason itself. It is not merely in the domain of economics that the
legislative judgment should not be subtly supplanted by the
judicial judgment.
"I cannot believe that the Amendment was intended to give us
carte blanche to embody our economic or moral beliefs in
its prohibitions."
So wrote Mr. Justice Holmes in summing up his protest for nearly
thirty years against using the Fourteenth Amendment to cut down the
constitutional rights of the States.
Baldwin v. Missouri,
281 U. S. 586,
281 U. S. 595
(dissenting).
Indeed, Mr. Justice Holmes is a good guide in deciding this
case. In three opinions in which, speaking for the Court, he dealt
with the problem of "indefiniteness" in relation to the requirement
of due process, he indicated the directions to be followed and the
criteria to be applied. Pursuit of those directions and due regard
for the criteria require that we hold that the New York legislature
has not offended the limitations which the Due Process Clause has
placed upon the power of States to counteract avoidable incitements
to violent and depraved crimes.
Reference has already been made to the first of the trilogy,
Nash v. United States, supra. There, the Court repelled
the objection that the Sherman Law "was so vague as to be
inoperative on its criminal side." The opinion rested largely on a
critical analysis of the requirement of "definiteness" in criminal
statutes to be drawn from the Due Process Clause. I have already
quoted the admonishing generalization that
"the law is full of instances where a man's fate depends on his
estimating rightly, that is, as the jury subsequently estimates it,
some matter of degree."
229 U.S. at
229 U. S. 377.
Inasmuch as "the common law as to the restraint of trade" was
"taken up" by the Sherman Law, the opinion in the
Nash
case also drew support from the suggestion that language in a
criminal statute which might otherwise appear indefinite
Page 333 U. S. 538
may derive definiteness from past usage. How much definiteness
"the common law of restraint of trade" has imparted to "the rule of
reason," which is the guiding consideration in applying the Sherman
Law, may be gathered from the fact that, since the
Nash
case, this Court has been substantially divided in at least a dozen
cases in determining whether a particular situation fell within the
undefined limits of the Sherman Law. [
Footnote 2/4] The Court's opinion in this case invokes
this doctrine of "permissible uncertainty" in criminal statutes as
to words that have had long use in the criminal law, and assumes
that "long use" gives assurance of clear meaning. I do not believe
that the law reports permit one to say that statutes condemning
"restraint of trade" or "obscenity" are much more unequivocal
guides to conduct than this statute furnishes, nor do they cast
less risk of "estimating rightly" what judges and juries will
decide, than does this legislation.
The second of this series of cases,
International Harvester
Co. v. Kentucky, 234 U. S. 216,
likewise concerned antitrust legislation. But that case brought
before the Court a statute quite different from the Sherman Law.
However indefinite the terms of the latter, whereby "it throws upon
men the risk of rightly estimating a matter of degree," it is
possible by due care to keep to the line of safety. But the
Kentucky statute was such that no
Page 333 U. S. 539
amount of care would give safety. To compel men, wrote Mr.
Justice Holmes
"to guess, on peril of indictment, what the community would have
given for them [commodities] if the continually changing conditions
were other than they are, to an uncertain extent; to divine
prophetically what the reaction of only partially determinate facts
would be upon the imaginations and desires of purchasers, is to
exact gifts that mankind does not possess."
234 U.S. at
234 U. S.
223-224. The vast difference between this Kentucky
statute and the New York law, so far as forewarning goes, needs no
laboring.
The teaching of the
Nash and the
Harvester
cases is that it is not violative of due process of law for a
legislature, in framing its criminal law, to cast upon the public
the duty of care and even of caution, provided that there is
sufficient warning to one bent on obedience that he comes near the
proscribed area. In his last opinion on this subject, Mr. Justice
Holmes applied this teaching on behalf of a unanimous Court,
United States v. Wurzbach, 280 U.
S. 396,
280 U. S. 399.
The case sustained the validity of the Federal Corrupt Practices
Act. What he wrote is too relevant to the matter in hand not to be
fully quoted:
"It is argued at some length that the statute, if extended
beyond the political purposes under the control of Congress, is too
vague to be valid. The objection to uncertainty concerning the
persons embraced need not trouble us now. There is no doubt that
the words include representatives, and, if there is any difficulty,
which we are far from intimating, it will be time enough to
consider it when raised by someone whom it concerns. The other
objection is to the meaning of 'political purposes.' This would be
open even if we accepted the limitations that would make the law
satisfactory to the respondent's counsel. But we imagine that no
one not in search of trouble would feel any. Wherever the law draws
a line, there
Page 333 U. S. 540
will be cases very near each other on opposite sides. The
precise course of the line may be uncertain, but no one can come
near it without knowing that he does so, if he thinks, and if he
does so, it is familiar to the criminal law to make him take the
risk.
Nash v. United States, 229 U. S.
373."
Only a word needs to be said regarding
Lanzetta v. New
Jersey, 306 U. S. 451. The
case involved a New Jersey statute, N.J.S.A. 2:136-4, of the type
that seek to control "vagrancy." These statutes are in a class by
themselves, in view of the familiar abuses to which they are put.
See Note, 47 Col.L.Rev. 613, 625. Definiteness is
designedly avoided, so as to allow the net to be cast at large, to
enable men to be caught who are vaguely undesirable in the eyes of
police and prosecution, although not chargeable with any particular
offense. In short, these "vagrancy statutes," and laws against
"gangs," are not fenced in by the text of the statute or by the
subject matter so as to give notice of conduct to be avoided.
And so I conclude that New York, in the legislation before us,
has not exceeded its constitutional power to control crime. The
Court strikes down laws that forbid publications inciting to crime,
and as such not within the constitutional immunity of free speech,
because, in effect, it does not trust State tribunals, nor
ultimately this Court, to safeguard inoffensive publications from
condemnation under this legislation. Every legislative limitation
upon utterance, however valid, may, in a particular case, serve as
an inroad upon the freedom of speech which the Constitution
protects.
See, e.g., Cantwell v. Connecticut, 310 U.
S. 296, and Mr. Justice Holmes' dissent in
Abrams v.
United States, 250 U. S. 616,
250 U. S. 624.
The decision of the Court is concerned solely with the validity of
the statute, and this opinion is restricted to that issue.
* Since this opinion was filed, Conn.L.1935, c. 216, repealing
this provision, has been called to my attention.
[
Footnote 2/1]
The original statute, N.Y.L. 1884, c. 380, has twice since been
amended in minor details. N.Y.L. 1887, c. 692; N.Y.L. 1941, c. 925.
In its present form, it reads as follows:
"1141. Obscene prints and articles"
"1. A person . . . who"
"
* * * *"
"2. Prints, utters, publishes, sells, lends, gives away,
distributes or shows, or has in his possession with intent to sell,
lend, give away, distribute or show, or otherwise offers for sale,
loan, gift or distribution, any book, pamphlet, magazine, newspaper
or other printed paper devoted to the publication, and principally
made up of criminal news, police reports, or accounts of criminal
deeds, or pictures, or stories of deeds of bloodshed, lust or
crime;"
"
* * * *"
"Is guilty of a misdemeanor. . . ."
That this legislation was neither a casual enactment nor a
passing whim is shown by the whole course of its history. The
original statute was passed as the result of a campaign by the New
York Society for the Suppression of Vice and the New York Society
for the Prevention of Cruelty to Children.
See 8th
Ann.Rep., N.Y.Soc. for the Suppression of Vice (1882) p. 7; 9th
id. (1883) p. 9; 10th
id. (1884) p. 8; 11th
id. (1885) pp. 7-8. The former organization, at least, had
sought legislation covering many more types of literature and
conduct.
See 8th
id. (1882) pp. 6-9; 9th
id. (1883) pp. 9-12. On the other hand, in 1887, the
limitation of the statute to sales, etc., to children was removed.
N.Y.L. 1887, c. 692. More recently, it has been found desirable to
add to the remedies available to the State to combat this type of
literature. A 1941 statute conferred jurisdiction upon the Supreme
Court, at the instance of the chief executive of the community, to
enjoin the sale or distribution of such literature. N.Y.L. 1941, c.
925, § 2, N.Y. Code Crim.Proc. § 22-a. (The additional
constitutional problems that might be raised by such injunctions,
cf. Near v. Minnesota, 283 U. S. 697, are
of course not before us.)
[
Footnote 2/2]
Of course, we have no statistics or other reliable knowledge as
to the incidence of violations of these laws, nor as to the extent
of their enforcement. Suffice it to say that the highest courts of
three of the most industrialized States -- Connecticut, Illinois,
and New York -- have had this legislation before them.
[
Footnote 2/3]
This assumes a similar construction for essentially the same
laws.
[
Footnote 2/4]
See, e.g., United States v. United Shoe Machinery Co.,
247 U. S. 32;
United States v. United States Steel Corp., 251 U.
S. 417;
United States v. Reading Co.,
253 U. S. 26;
American Column & Lumber Co. v. United States,
257 U. S. 377;
Maple Flooring Mfrs' Assn. v. United States, 268 U.
S. 563;
Cement Mfrs' Protective Assn. v. United
States, 268 U. S. 588;
United States v. Trenton Potteries Co., 273 U.
S. 392;
Interstate Circuit, Inc. v. United
States, 306 U. S. 208;
United States v. Socony-Vacuum Oil Co., 310 U.
S. 150;
United States v. South-Eastern Underwriters
Assn., 322 U. S. 533;
Associated Press v. United States, 326 U. S.
1;
United States v. Line Material Co.,
333 U. S. 287.