1. It is a violation of § 301(k) of the Federal Food, Drug,
and Cosmetic Act of 1938 for a retail druggist who has purchased
sulfathiazole tablets from a wholesaler in the same State (who had
obtained them by way of an interstate shipment) to remove a dozen
of them from a properly labeled bulk container in which they were
shipped in interstate commerce and in which they were being held
for resale, place them in a pill box labeled "sulfathiazole" but
not containing the statutorily required directions for use or
warnings of danger, and sell them locally to a retail purchaser.
Pp.
332 U. S.
695-697.
(a) The removal of drugs from a container labeled in accordance
with the requirements of the Act to one not so labeled is the doing
of an act which results in their being "misbranded" within the
meaning of § 301(k). P.
332 U. S.
695.
(b) Although a previous intrastate sale had occurred following
the interstate shipment, and although the retail sale in question
occurred over six months after completion of the shipment in
interstate commerce, the sulfathiazole tablets in this case were
"held for sale after shipment in interstate commerce" within the
meaning of § 301(k). Pp.
332 U. S.
695-696.
(c) The purpose of the Act is to safeguard the consumer by
applying its requirements to articles from the moment of their
introduction into interstate commerce all the way to the moment of
their delivery to the ultimate consumer. Pp.
332 U. S.
696-697.
2. As thus construed, the Act does not exceed the constitutional
power of Congress under the Commerce Clause or invade the powers
reserved to the states.
McDennott v. Wisconsin,
228 U. S. 115. Pp.
332 U. S.
697-698.
3. A restrictive interpretation should not be given a statute
merely because Congress has chosen to depart from custom or
because
Page 332 U. S. 690
giving effect to the express language employed by Congress might
require a court to face a constitutional question. Pp.
332 U. S.
692-694.
4. The scope of the offense which Congress defined in, §
301(k) of the Act is not to be judicially narrowed as applied to
drugs by envisioning extreme possible applications of its
provisions relating to food and cosmetics, especially in view of
the broad discretion given the Administrator to excuse minor
violations with a warning and to issue regulations exempting many
articles from the labeling requirements when compliance is
impractical. Pp.
332 U.S.
694-695.
161 F.2d 629 reversed.
Respondent was convicted in a Federal District Court of
violating § 301(k) of the Federal Food, Drug, and Cosmetic Act
of 1938.
67 F. Supp.
192. The Circuit Court of Appeals reversed. 161 F.2d 629. This
Court granted certiorari. 332 U.S. 753.
Reversed, p.
332 U. S.
698.
MR. JUSTICE BLACK delivered the opinion of the Court.
Respondent, a retail druggist in Columbus, Georgia, was charged
in two counts of an information with a violation of § 301(k)
of the Federal Food, Drug, and Cosmetic Act of 1938. That section
prohibits
"the doing of any . . . act with respect to a . . . drug . . .
if such act is done while such article is held for sale after
shipment in interstate commerce and results in such article's being
misbranded. [
Footnote 1]"
Section 502(f) of the Act declares a drug
Page 332 U. S. 691
"to be misbranded . . . unless its labeling bears (1) adequate
directions for use, and (2) such adequate warnings against use . .
. dangerous to health, or against unsafe dosage . . . as are
necessary for the protection of users."
The information charged specifically that the respondent had
performed certain acts which resulted in sulfathiazole's being
"misbranded" while "held for sale after shipment in interstate
commerce."
The facts alleged were these: a laboratory had shipped in
interstate commerce from Chicago, Illinois, to a consignee at
Atlanta, Georgia, a number of bottles, each containing 1,000
sulfathiazole tablets. These bottles had labels affixed to them,
which, as required by § 502(f)(1) and (2) of the Act, set out
adequate directions for the use of the tablets and adequate
warnings to protect ultimate consumers from dangers incident to
this use. [
Footnote 2]
Respondent bought one of these properly labeled bottles of
sulfathiazole tablets from the Atlanta consignee, transferred it to
his Columbus, Georgia, drugstore, and there held the tablets for
resale. On two separate occasions,
Page 332 U. S. 692
twelve tablets were removed from the properly labeled and
branded bottle, placed in pill boxes, and sold to customers. These
boxes were labeled "sulfathiazole." They did not contain the
statutorily required adequate directions for use or warnings of
danger.
Respondent's motion to dismiss the information was overruled, a
jury was waived, evidence was heard, and respondent was convicted
under both counts.
67 F. Supp.
192.
The Circuit Court of Appeals reversed. 161 F.2d 629, 630. The
court thought that, as a result of respondent's action, the
sulfathiazole became "misbranded" within the meaning of the Federal
Act, and that, in its "broadest possible sense," the Act's language
"may include what happened." However, it was also of the opinion
that the Act ought not to be taken so broadly, "but held to apply
only to the holding for the first sale by the importer after
interstate shipment." Thus, the Circuit Court of Appeals
interpreted the statutory language of § 301(k) "while such
article is held for sale after shipment in interstate commerce" as
though Congress had said "while such article is held for sale by a
person who had himself received it by way of a shipment in
interstate commerce." We granted certiorari to review this
important question concerning the Act's coverage.
First. The narrow construction given § 301(k)
rested not so much upon its language as upon the Circuit Court's
view of the consequences that might result from the broader
interpretation urged by the Government. The court pointed out that
the retail sales here involved were made in Columbus nine months
after this sulfathiazole had been shipped from Chicago to Atlanta.
It was impressed by the fact that, if the statutory language "while
such article is held for sale after shipment in interstate
commerce" should be given its literal meaning, the criminal
provisions relied on would
"apply to all intrastate
Page 332 U. S. 693
sales of imported drugs after any number of intermediate sales
within the State, and after any lapse of time, and not only to such
sales of drugs, but also to similar retail sales of foods, devices,
and cosmetics, for all these are equally covered by these
provisions of the Act."
The court emphasized that such consequences would result in
far-reaching inroads upon customary control by local authorities of
traditionally local activities, and that a purpose to afford local
retail purchasers federal protection from harmful foods, drugs, and
cosmetics should not be ascribed to Congress in the absence of an
exceptionally clear mandate, citing
Federal Trade Commission v.
Bunte Bros., 312 U. S. 349.
Another reason of the court for refraining from construing the Act
as applicable to articles misbranded while held for retail sale,
even though the articles had previously been shipped in interstate
commerce, was its opinion that such a construction would raise
grave doubts as to the Act's constitutionality. In support of this
position, the court cited
Labor Board v. Jones & Laughlin
Steel Corporation, 301 U. S. 1,
301 U. S. 30, and
Schechter Poultry Corporation v. United States,
295 U. S. 495.
A restrictive interpretation should not be given a statute
merely because Congress has chosen to depart from custom or because
giving effect to the express language employed by Congress might
require a court to face a constitutional question. And none of the
foregoing cases, nor any other on which they relied, authorizes a
court in interpreting a statute to depart from its clear meaning.
When it is reasonably plain that Congress meant its Act to prohibit
certain conduct, no one of the above references justifies a
distortion of the congressional purpose, not even if the clearly
correct purpose makes marked deviations from custom or leads
inevitably to a holding of constitutional invalidity. Although
criminal statutes must be so precise and unambiguous that the
ordinary person can know how to avoid unlawful conduct,
See Kraus &
Bros.,
Page 332 U. S. 694
Inc. v. United States, 327 U.
S. 614,
327 U. S.
621-622, even in determining whether such statutes meet
that test, they should be given their fair meaning in accord with
the evident intent of Congress.
United States v. Raynor,
302 U. S. 540,
302 U. S.
552.
Second. Another consideration that moved the Circuit
Court of Appeals to give the statute a narrow construction was its
belief that the holding in this case with reference to misbranding
of drugs by a retail druggist would necessarily apply also to
"similar retail sales of foods, devices and cosmetics, for all
these," the court said, "are equally covered by these provisions of
the Act." And, in this Court, the effect of such a possible
coverage of the Act is graphically magnified. We are told that its
application to these local sales of sulfathiazole would logically
require all retail grocers and beauty parlor operators to reproduce
the bulk container labels on each individual item when it is taken
from the container to sell to a purchaser. It is even prophesied
that, if § 301(k) is given the interpretation urged by the
Government, it will later be applied so as to require retail
merchants to label sticks of candy and sardines when removed from
their containers for sale.
The scope of the offense which Congress defined is not to be
judicially narrowed as applied to drugs by envisioning extreme
possible applications of its different misbranding provisions which
relate to food, cosmetics, and the like. There will be opportunity
enough to consider such contingencies should they ever arise. It
may now be noted, however, that the Administrator of the Act is
given rather broad discretion -- broad enough undoubtedly to enable
him to perform his duties fairly without wasting his efforts on
what may be no more than technical infractions of law. As an
illustration of the Administrator's discretion, § 306 permits
him to excuse minor violations with a warning if he believes that
the public interest will thereby be adequately
Page 332 U. S. 695
served. And the Administrator is given extensive authority under
§§ 405, 503, and 603 to issue regulations exempting from
the labeling requirements many articles that otherwise would fall
within this portion of the Act. The provisions of § 405 with
regard to food apparently are broad enough to permit the relaxation
of some of the labeling requirements which might otherwise impose a
burden on retailers out of proportion to their value to the
consumer.
Third. When we seek the meaning of § 301(k) from
its language, we find that the offense it creates and which is here
charged requires the doing of some act with respect to a drug (1)
which results in its being misbranded, (2) while the article is
held for sale "after shipment in interstate commerce." Respondent
has not seriously contended that the "misbranded" portion of §
301(k) is ambiguous. Section 502(f), as has been seen, provides
that a drug is misbranded unless the labeling contains adequate
directions and adequate warnings. The labeling here did not contain
the information which § 502(f) requires. There is a suggestion
here that, although alteration, mutilation, destruction, or
obliteration of the bottle label would have been a "misbranding,"
transferring the pills to nonbranded boxes would not have been, so
long as the labeling on the empty bottle was not disturbed. Such an
argument cannot be sustained. For the chief purpose of forbidding
the destruction of the label is to keep it intact for the
information and protection of the consumer. That purpose would be
frustrated when the pills the consumer buys are not labeled as
required, whether the label has been torn from the original
container or the pills have been transferred from it to a
nonlabeled one. We find no ambiguity in the misbranding language of
the Act.
Furthermore, it would require great ingenuity to discover
ambiguity in the additional requirement of § 301(k)
Page 332 U. S. 696
that the misbranding occur "while such article is held for sale
after shipment in interstate commerce." The words accurately
describe respondent's conduct here. He held the drugs for sale
after they had been shipped in interstate commerce from Chicago to
Atlanta. It is true that respondent bought them over six months
after the interstate shipment had been completed by their delivery
to another consignee. But the language used by Congress broadly and
unqualifiedly prohibits misbranding articles held for sale after
shipment in interstate commerce, without regard to how long after
the shipment the misbranding occurred, how many intrastate sales
had intervened, or who had received the articles at the end of the
interstate shipment. Accordingly, we find that the conduct of the
respondent falls within the literal language of § 301(k).
Fourth. Given the meaning that we have found the
literal language of § 301(k) to have, it is thoroughly
consistent with the general aims and purposes of the Act. For the
Act as a whole was designed primarily to protect consumers from
dangerous products. This Court so recognized in
United States
v. Dotterweich, 320 U. S. 277,
320 U. S. 282,
after reviewing the House and Senate Committee Reports on the bill
that became law. Its purpose was to safeguard the consumer by
applying the Act to articles from the moment of their introduction
into interstate commerce all the way to the moment of their
delivery to the ultimate consumer. Section 301(a) forbids the
"introduction or delivery for introduction into interstate
commerce" of misbranded or adulterated drugs; § 301(b) forbids
the misbranding or adulteration of drugs while "in interstate
commerce;" and § 301(c) prohibits the "receipt in interstate
commerce" of any misbranded or adulterated drug, and "the delivery
or proffered delivery thereof for pay or otherwise." But these
three paragraphs alone would not supply protection all the way to
the consumer. The words of paragraph (k) "while
Page 332 U. S. 697
such article is held for sale after shipment in interstate
commerce" apparently were designed to fill this gap, and to extend
the Act's coverage to every article that had gone through
interstate commerce until it finally reached the ultimate consumer.
Doubtless it was this purpose to insure federal protection until
the very moment the articles passed into the hands of the consumer
by way of an intrastate transaction that moved the House Committee
on Interstate and Foreign Commerce to report on this section of the
Act as follows:
"In order to extend the protection of consumers contemplated by
the law to the full extent constitutionally possible, paragraph (k)
has been inserted prohibiting the changing of labels so as to
misbrand articles held for sale after interstate shipment.
[
Footnote 3]"
We hold that § 301(k) prohibits the misbranding charged in
the information.
Fifth. It is contended that the Act as we have
construed it is beyond any authority granted Congress by the
Constitution, and that it invades the powers reserved to the
States. A similar challenge was made against the Pure Food and Drug
Act of 1906, 34 Stat. 768, and rejected, in
McDermott v.
Wisconsin, 228 U. S. 115.
That Act did not contain § 301(k), but it did prohibit
misbranding and authorized seizure of misbranded articles after
they were shipped from one State to another, so long as they
remained "unsold." The authority of Congress to make this
requirement was upheld as a proper exercise of its powers under the
commerce clause. There are two variants between the circumstances
of that case and this one. In the
McDermott case, the
labels involved were on the original containers; here, the labels
are required to be put on other than the original containers -- the
boxes to which the tablets were transferred. Also, in the
McDermott case, the possessor of the labeled cans held for
sale had
Page 332 U. S. 698
himself receive them by way of an interstate sale and shipment;
here, while the petitioner had received the sulfathiazole by way of
an intrastate sale and shipment, he bought it from a wholesaler who
had received it as the direct consignee of an interstate shipment.
These variants are not sufficient, we think, to detract from the
applicability of the
McDermott holding to the present
decision. In both cases alike, the question relates to the
constitutional power of Congress under the commerce clause to
regulate the branding of articles that have completed an interstate
shipment and are being held for future sales in purely local or
intrastate commerce. The reasons given for the
McDermott
holding, therefore, are equally applicable and persuasive here. And
many cases decided since the
McDermott decision lend
support to the validity of § 301(k).
See, e.g., United
States v. Walsh, 331 U. S. 432;
Wickard v. Filburn, 317 U. S. 111;
United States v. Wrightwood Dairy Co., 315 U.
S. 110;
United States v. Darby, 312 U.
S. 100;
see United States v. Olsen, 161 F.2d
669.
Reversed.
[
Footnote 1]
"Sec. 301. The following acts and the causing thereof are hereby
prohibited:"
"
* * * *"
"(k) The alteration, mutilation, destruction, obliteration, or
removal of the whole or any part of the labeling of, or the doing
of any other act with respect to, a food, drug, device, or cosmetic
if such act is done while such article is held for sale after
shipment in interstate commerce and results in such article's being
misbranded."
52 Stat. 1042, 21 U.S.C. § 331(k).
[
Footnote 2]
The following inscription appeared on the bottle labels as a
compliance with § 502(f)(1) which requires directions as to
use: "Caution. -- To be used only by or on the prescription of a
physician." This would appear to constitute adequate directions,
since it is required by regulation issued by the Administrator
pursuant to authority of the Act. 21 C.F.R.Cum.Supp. §
2.106(b)(3). The following appeared on the label of the bottles as
a compliance with § 502(f)(2) which requires warnings of
danger:
"Warning. -- In some individuals, Sulfathiazole may cause severe
toxic reactions. Daily blood counts for evidence of anemia or
leukopenia and urine examinations for hematuria are
recommended."
"Physicians should familiarize themselves with the use of this
product before it is administered. A circular giving full
directions and contraindications will be furnished upon
request."
[
Footnote 3]
H.Rep. 2139, 75th Cong., 3d Sess., 3.
MR. JUSTICE RUTLEDGE, concurring.
This case has been presented as if the Federal Food, Drug, and
Cosmetic Act of 1938 had posed an inescapable dilemma. It is said
that we must either (1) ignore Congress' obvious intention to
protect ultimate consumers of drugs through labeling requirements
literally and plainly made applicable to the sales in this case, or
(2) make criminal every corner grocer who takes a stick of candy
from a properly labeled container and sells it to a child without
wrapping it in a similar label.
The troublemaking factor is not found in the statute's
provisions relating specifically to drugs. Those provisions, taken
by themselves, are clear and unequivocal in
Page 332 U. S. 699
the expressed purpose to protect the ultimate consumer by the
labeling requirements. So is the legislative history. Standing
alone, therefore, the drug provisions would cover this case without
room for serious question.
However, those provisions do not stand entirely separate and
independent in the Act's structure. In some respects, particularly
in § 301(k), they are interlaced with provisions affecting
food and cosmetics. And from this fact is drawn the conclusion that
this decision necessarily will control future decisions concerning
those very different commodities.
If the statute as written required this, furnishing no
substantial basis for differentiating such cases, the decision here
would be more difficult than I conceive it to be. But I do not
think the statute has laid the trap with which we are said to be
faced. Only an oversimplified view of its terms and effects could
produce that result.
The Act is long and complicated. Its numerous provisions treat
the very different subjects of drugs, food, and cosmetics alike in
some respects, differently in others. The differences are as
important as the similarities, and cannot be ignored. More is
necessary for construction of the statute than looking merely to
the terms of §§ 301(k) and 502(f).
It is true that § 301(k) deals indiscriminately with food,
drugs, devices, and cosmetics, on the surface of its terms alone.
Hence, it is said that the transfer of sulfathiazole, a highly
dangerous drug, from a bulk container to a small box for retail
sale could not be "any other act" unless a similar transfer of
candies, usually harmless, also would be "any other act." From this
hypothesis, it is then concluded that the phrase must be
interpreted with reference to the particularities which precede it
-- namely, "alteration, mutilation, destruction, obliteration,
Page 332 U. S. 700
or removal" of any part of the label, and must be limited by
those particularities.
That construction almost, if not quite, removes "any other act"
from the section. And, by doing so, it goes far to emasculate the
section's effective enforcement, especially in relation to drugs.
Any dealer holding drugs for sale after shipment in interstate
commerce could avoid the statute's effect simply by leaving the
label intact, removing the contents from the bulk container, and
selling them, however deadly, in broken parcels without label or
warning.
I do not think Congress meant the phrase to be so disastrously
limited. For the "doing of any other act with respect to, a food,
drug, device, or cosmetic" is prohibited by § 301(k) only "if
such act . . . results in such article's being misbranded." And the
statute provides not a single common definition of misbranding for
foods, drugs, and cosmetics, but separate and differing sections on
misbranded foods, misbranded drugs and devices, and misbranded
cosmetics. §§ 403, 502, 602.
The term "misbranded," as used in § 301(k), therefore is
not one of uniform connotation. On the contrary, its meaning is
variable in relation to the different commodities and the sections
defining their misbranding. So also necessarily is the meaning of
"any other act" which produces those misbranding consequences. Each
of the three sections therefore must be taken into account in
determining the meaning and intended scope of application for
§ 301(k) in relation to the specific type of commodity
involved in the particular sale, if Congress' will is not to be
overridden by broadside generalization glossed upon the statute. As
might have been expected, Congress did not lump food, drugs, and
cosmetics in one indiscriminate hopper for the purpose of applying
§ 301(k), either in respect to misbranding or as to "any
other
Page 332 U. S. 701
act" which produces that consequence. Brief reference to the
several misbranding sections incorporated by reference in §
301(k) substantiates this conclusion.
The three sections contain some common provisions. [
Footnote 2/1] But the fact that each
section is also different from the other two in important respects
indicates that each broad subdivision of the Act presents different
problems of interpretation. Neither the misbranded foods section
nor the misbranded cosmetics section contains any provision
directly comparable to § 502(f), which the respondent here has
violated. That section, however, is to be contrasted with §
403(k), one of the subsections dealing with misbranded foods.
Comparison of the two provisions indicates that the doing of a
particular act with respect to a drug may result in misbranding,
whereas the same method of selling food would be proper.
Section 502(f) provides that a drug shall be deemed to be
misbranded:
"Unless its labeling bears (1) adequate directions for use, and
(2) such adequate warnings against use in those pathological
conditions or by children where its use may be dangerous to health,
or against unsafe dosage or methods or duration of administration
or application in such manner and form as are necessary for the
protection of users:
Provided, That where any requirement
of clause (1) of this paragraph, as applied to any drug or device,
is not necessary for the protection of the public health, the
Administrator shall promulgate regulations exempting such drug or
device from such requirement."
This provision, dealing with directions for use and warnings
against improper use, in terms is designed "for the protection of
users." To be effective, this protection
Page 332 U. S. 702
requires regulations of the label which the container bears when
the drug reaches the ultimate consumer. [
Footnote 2/2] The legislative history leaves no doubt
that the draftsmen and sponsors realized the importance of having
dangerous drugs properly labeled at the time of use, not just at
the time of sale. [
Footnote 2/3]
The intent to protect the public health is further emphasized by
the limited scope of the proviso, which directs the Administrator
to make exemptions only when compliance with clause (1) "is not
necessary for the protection of the public health."
Section 403(k), which contains the principal basis for "making
every retail grocer a criminal," is very different. By its terms,
food is deemed to be misbranded:
"If it bears or contains any artificial flavoring, artificial
coloring, or chemical preservative, unless it bears labeling
stating that fact:
Provided, That to the extent that
compliance with the requirements of this paragraph is
impracticable, exemptions shall be established by regulations
promulgated by the Administrator. The provisions of this paragraph
and paragraphs (g) and (i) with respect to artificial coloring
shall not apply in the case of butter, cheese, or ice cream."
The section, in contrast to § 502(f)'s coverage of drugs,
applies not to all foods shipped interstate, but only to the
restricted classes containing artificial flavoring or coloring or
chemical preservatives. The labeling requirement is much simpler.
And the proviso confers a much broader power of exemption upon the
Administrator than does the proviso of § 502(f). Under the
latter, he is given no power to exempt on the ground that
compliance is impracticable. He cannot weigh business
Page 332 U. S. 703
convenience against protection of the public health. Only where
he finds that labeling is not necessary to that protection is he
authorized to create an exemption for drugs and devices. Health
security is not only the first, it is the exclusive, criterion.
Under § 403(k), however, in dealing with foods, the
Administrator can dispense with labels much more broadly. In terms,
the criterion for his action becomes "the extent that compliance .
. . is impracticable," rather than, as under § 502(f), "where
any requirement of clause (1) [adequate directions for use] . . .
is not necessary for the protection of the public health."
Practical considerations affecting the burden of compliance by
manufacturers and retailers, irrelevant under § 502(f), become
controlling under § 403(k). Thus, under the statute's intent,
a much more rigid and invariable compliance with the labeling
requirements for drugs is contemplated than for those with foods,
apart from its greatly narrower coverage of the latter. And the
difficulty of compliance with those requirements for such articles
as candies explains the difference in the two provisos. [
Footnote 2/4]
These differences, and particularly the differences in the
provisos, have a direct and an intended relation to the
Page 332 U. S. 704
problem of enforcement. The labeling requirements for foods are
given much narrower and more selective scope for application than
those for drugs -- a difference magnified by the conversely
differing room allowed for exemptions. What is perhaps equally
important, the provisos are relevant to enforcement beyond specific
action taken by the Administrator to create exemptions.
His duty under both sections is cast in mandatory terms. Whether
or not he can be forced by mandamus to act in certain situations,
his failure to act in some would seem to be clearly in violation of
his duty. Obviously there must be many more instances where
compliance with the labeling requirements for foods will be
"impracticable" than where compliance with the very different
requirements for drugs will not be "necessary for the protection of
the public health." That difference is obviously important for
enforcement, particularly by criminal prosecution. I think it is
one which courts are entitled to take into account when called upon
to punish violations. The authors of the legislation recognized
expressly that "technical, innocent violations . . . will
frequently arise." S.Rep. No. 152, 75th Cong., 1st Sess. 4. In
other words, there will be conduct which may be prohibited by the
Act's literal wording, but which nevertheless should be immune to
prosecution.
When that situation arises, as it often may with reference to
foods, by virtue of the Administrator's failure to discharge his
duty to create exemptions before the dealer's questioned action
takes place, that failure, in my judgment, is a matter for the
court's consideration in determining whether prosecution should
proceed. Whenever it is made to appear that the violation is a
"technical, innocent" one, an act for which the Administrator
should have made exemption as required by § 403(k), the
prosecution should be stopped. This Court has not hesitated
Page 332 U. S. 705
to direct retroactive administrative determination of private
rights when that unusual course seemed to it the appropriate
solution for their determination.
Addison v. Holly Hill Fruit
Products, 322 U. S. 607. If
that is permissible in civil litigation, there is much greater
reason for the analogous step of taking into account in a criminal
prosecution an administrative officer's failure to act when the
commanded action, if taken, would have made prosecution
impossible.
It is clear, therefore, that the corner grocer occupies no such
position of jeopardy under this legislation as the druggist, and
that the meaning of § 301(k) is not identical for the two,
either as to what amounts to misbranding or as to what is "the
doing of any . . . act" creating that result. The supposed dilemma
is false. Congress had power to impose the drug restrictions, they
are clearly applicable to this case, the decision does not rule the
corner grocer selling candy, and the judgment should be reversed. I
therefore join in the Court's judgment and opinion to that
effect.
[
Footnote 2/1]
E.g., §§ 403(a), 502(a) and 602(a) are in
identical language.
[
Footnote 2/2]
See S.Rep. No.361, 74th Cong., 1st Sess.19.
[
Footnote 2/3]
See H.R.Rep. No.2139, 75th Cong., 3d Sess. 8.
[
Footnote 2/4]
"The proviso of this paragraph likewise requires the
establishment of regulations exempting packages of assorted foods
from the naming of ingredients or from their appearance in the
order of predominance by weight where, under good manufacturing
practice, label declaration of such information is impracticable.
This provision will be particularly applicable, for example, to
assorted confections which, under normal manufacturing practices,
may vary from package to package not only with respect to identity
of ingredients, but also in regard to the relative proportions of
such ingredients as are common to all packages."
S.Rep. No.493, 73d Cong., 2d Sess. (1912). The proviso discussed
is in § 403(i), not in § 403(k), but the discussion
brings out the sort of considerations which require exemption when
compliance is impracticable.
MR. JUSTICE FRANKFURTER, dissenting.
If it takes nine pages to determine the scope of a statute, its
meaning can hardly be so clear that he who runs may read, or that
even he who reads may read. Generalities regarding the effect to be
given to the "clear meaning" of a statute do not make the meaning
of a particular statute "clear." The Court's opinion barely faces
what, on the balance of considerations, seems to me to be the
controlling difficulty in its rendering of § 301(k) of the
Federal Food, Drug, and Cosmetic Act, 52 Stat. 1040, 1042, 21
U.S.C. § 331(k). That section no doubt relates to articles
"held for sale after shipment in interstate commerce and results in
such article's being misbranded." But an article is
"misbranded"
Page 332 U. S. 706
only if there is
"alteration, mutilation, destruction, obliteration, or removal
of the whole or any part of the labeling of, or the doing of any
other act with respect to, a food, drug, device, or cosmetic."
Here, there was no "alteration, mutilation, destruction,
obliteration, or removal" of any part of the label. The decisive
question is whether taking a unit from a container and putting it
in a bag, whether it be food, drug or cosmetic, is doing "any other
act" in the context in which that phrase is used in the setting of
the Federal Food, Drug, and Cosmetic Act, and particularly of
§ 301(k).
*
As bearing upon the appropriate answer to this question, it
cannot be that a transfer from a jar, the bulk container, to a
small paper bag, without transferring the label of the jar to the
paper bag is "any other act" when applied to a drug, but not "any
other act" when applied to candies or cosmetics. Before we reach
the possible discretion that may be exercised in prosecuting a
certain conduct, it must be determined whether there is anything to
prosecute. Therefore, it cannot be put off to some other day to
determine whether "any other act" in § 301(k) applies to the
ordinary retail sale of candies or cosmetics in every drug store or
grocery throughout the land, and so places every corner grocery and
drug store under the hazard that the Administrator may report such
conduct for prosecution. That question is now here. It is part of
this very case, for the simple reason that the prohibited conduct
of § 301(k) applies with equal force, through the same phrase,
to food, drugs, and cosmetics insofar as they are required to be
labeled.
See §§ 403, 502, and 602 of the
Act.
Page 332 U. S. 707
It is this inescapable conjunction of food, drugs, and cosmetics
in the prohibition of § 301(k) that calls for a consideration
of the phrase "or the doing of any other act" in the context of the
rest of the sentence and with due regard for the important fact
that the States are also deeply concerned with the protection of
the health and welfare of their citizens on transactions peculiarly
within local enforcing powers. So considered, "the doing of any
other act" should be read with the meaning which radiates to that
loose phrase from the particularities that precede it -- namely
"alteration, mutilation, destruction, obliteration, or removal" of
any part of the label. To disregard all these considerations and
then find "a clear meaning" is to reach a sum by omitting figures
to be added. There is nothing in the legislative history of the
Act, including the excerpt from the Committee Report on which
reliance is placed, to give the slightest basis for inferring that
Congress contemplated what the Court now finds in the statute. The
statute in its entirety was, of course, intended to protect the
ultimate consumer. This is no more true in regard to the
requirements pertaining to drugs than of those pertaining to food.
As to the reach of the statute -- the means by which its ultimate
purpose is to be achieved -- the legislative history sheds
precisely the same light on the provisions pertaining to food as on
the provisions pertaining to drugs. If differentiations are to be
made in the enforcement of the Act and in the meaning which the
ordinary person is to derive from the Act, such differentiations
are interpolations of construction. They are not expressions by
Congress.
In the light of this approach to the problem of construction
presented by this Act, I would affirm the judgment below.
MR. JUSTICE REED and Mr. JUSTICE JACKSON join in this
dissent.
*
"The alteration, mutilation, destruction, obliteration, or
removal of the whole or any part of the labeling of, or the doing
of any other act with respect to, a food, drug, device, or
cosmetic, if such act is done while such article is held for sale
after shipment in interstate commerce and results in such article's
being misbranded."