1. The pilotage law of Louisiana requires that ocean-going
vessels, other than coastal vessels whose pilotage is subject
exclusively to federal regulation, shall be piloted through the
Mississippi River approaches to the port of New Orleans, and in the
port, only by pilots appointed by the Governor. Pilots so appointed
have the status of state officers. Only those are eligible for
appointment as state pilots who, in addition to other specific
qualifications, have served an apprenticeship of six months under
state pilots and who are certified by a Board composed of state
pilots. Appellants, experienced in piloting coastal vessels on the
river and in the port, and possessing all of the statutory
qualifications except the six months' apprenticeship under state
pilots, were denied appointment as state pilots. Seeking judicial
relief, appellants alleged that the incumbent pilots generally
selected as apprentices only relatives and friends of incumbents;
that the selections were made by electing prospective apprentices
into a pilots' association, formed under authority of state law;
that, since "membership . . . has
Page 330 U. S. 553
been closed . . . to all except those having the favor of the
pilots," the result is that generally only their relatives and
friends have and can become state pilots.
Held: considering the entirely unique institution of
pilotage in the light of its history in Louisiana and elsewhere,
the pilotage law as so administered does not violate the equal
protection clause of the Fourteenth Amendment. Pp.
330 U. S.
553-564.
2. The Federal Constitution does not require a state governor,
or subordinates responsible to him and removable by him for cause,
to select state public servants by competitive tests or by any
other particular method of selection. Pp.
330 U. S.
563-564.
3. The method adopted by Louisiana for the selection of pilots
is not without relation to the objective of securing for the State
and others interested the safest and most efficiently operated
pilotage system practicable. P.
330 U. S.
564.
209 Lo. 737, 25 So. 2d 527, affirmed.
A suit brought by appellants in a state court challenging the
validity under the Federal Constitution of the pilotage law of
Louisiana was dismissed. The Supreme Court of the State affirmed.
209 La. 737, 25 So. 2d 527. An appeal was taken to this Court.
Affirmed, p.
330 U. S.
564.
MR. JUSTICE BLACK delivered the opinion of the Court.
Louisiana statutes provide in general that all seagoing vessels
moving between New Orleans and foreign ports must be navigated
through the Mississippi River approaches to the port of New Orleans
and within it, exclusively by pilots who are State Officers.
[
Footnote 1] New State
pilots
Page 330 U. S. 554
are appointed by the governor only upon certification of a State
Board of River Pilot Commissioners, themselves pilots. [
Footnote 2] Only those who have served
a six month apprenticeship under incumbent pilots and who possess
other specific qualifications may be certified to the governor by
the board. [
Footnote 3]
Appellants here have had at least fifteen years experience in the
river, the port, and elsewhere,
Page 330 U. S. 555
as pilots of vessels whose pilotage was not governed by the
State law in question. [
Footnote
4] Although they possess all the statutory qualifications
except that they have not served the requisite six months
apprenticeship under Louisiana officer pilots, [
Footnote 5] they have been denied appointment as
State pilots. Seeking relief in a Louisiana state court, they
alleged that the incumbent pilots, having unfettered discretion
under the law in the selection of apprentices, had selected with
occasional exception, only the relatives and friends of incumbents;
that the selections were made by electing prospective apprentices
into the pilots' association, which the pilots have formed by
authority of State law; [
Footnote
6] that, since "membership . . . is closed to all except those
having the favor of the pilots," the result is that only their
relatives and friends have and can become State pilots. [
Footnote 7] The Supreme Court
Page 330 U. S. 556
of Louisiana has held that the pilotage law so administered does
not violate the equal protection clause of the Fourteenth
Amendment, 209 La. 737, 25 So. 2d 527. The case is here on appeal
from that decision under 28 U.S.C. § 344(a).
The constitutional command for a state to afford "equal
protection of the laws" sets a goal not attainable by the invention
and application of a precise formula. This Court has never
attempted that impossible task. A law which affects the activities
of some groups differently from the way in which it affects the
activities of other groups is not necessarily banned by the
Fourteenth Amendment.
See e.g., Tigner v. State of Texas,
310 U. S. 141,
310 U. S. 147.
Otherwise, effective regulation in the public interest could not be
provided, however essential that regulation might be. For it is
axiomatic that the consequence of regulating by setting apart a
classified group is that those in it will be subject to some
restrictions or receive certain advantages that do not apply to
other groups or to all the public.
Atchison, T. & S.F. R.
Co. v. Matthews, 174 U. S. 96,
174 U. S. 106.
This selective application of a regulation is discrimination in the
broad sense, but it may or may not deny equal protection of the
laws. Clearly, it might offend that constitutional safeguard if it
rested on grounds wholly irrelevant to achievement of the
regulation's objectives. An example would be a law applied to deny
a person a right to earn a living or hold any job because of
hostility to his particular race, religion, beliefs, or because of
any other reason having no rational relation to the regulated
activities.
See American Sugar Refining Co. v. Louisiana,
179 U. S. 89,
179 U. S.
92.
Page 330 U. S. 557
The case of
Yick Wo v. Hopkins, 118 U.
S. 356, relied on by appellants, is an illustration of a
type of discrimination which is incompatible with any fair
conception of equal protection of the laws. Yick Wo was denied the
right to engage in an occupation supposedly open to all who could
conduct their business in accordance with the law's requirements.
He could meet these requirements, but was denied the right to do so
solely because he was Chinese. And it made no difference that,
under the law as written, Yick Wo would have enjoyed the same
protection as all others. Its unequal application to Yick Wo was
enough to condemn it. But Yick Wo's case, as other cases have
demonstrated, was tested by the language of the law there
considered and the administration there shown.
Cf. Crowley v.
Christensen, 137 U. S. 86,
137 U. S. 93-94;
Gundling v. Chicago, 177 U. S. 183;
New York ex rel. Lieberman v. Van De Carr, 199 U.
S. 552;
Engel v. O'Malley, 219 U.
S. 128,
219 U. S. 137.
So here we must consider the relationship of the method of
appointing pilots to the broad objectives of the entire Louisiana
pilotage law.
See Grainger v. Douglas Park Jockey Club,
148 F. 513, and cases there cited. In so doing, we must view the
appointment system in the context of the historical evolution of
the laws and institution of pilotage in Louisiana and elsewhere.
Cf. Otis Co. v. Ludlow Mfg. Co., 201 U.
S. 140,
201 U. S. 154;
Jackman v. Rosenbaum, 260 U. S. 22,
260 U. S. 31;
Bayside Fish Flour Co. v. Gentry, 297 U.
S. 422,
297 U. S.
428-430. And an important factor in our consideration is
that this case tests the right and power of a state to select its
own agents and officers.
Taylor v. Beckham, 178 U.
S. 548;
Snowden v. Hughes, 321 U. S.
1,
321 U. S.
11-13.
Studies of the long history of pilotage reveal that it is a
unique institution, and must be judged as such. [
Footnote 8] In
Page 330 U. S. 558
order to avoid invisible hazards, vessels approaching and
leaving ports must be conducted from and to open waters by persons
intimately familiar with the local waters. The pilot's job
generally requires that he go outside the harbor's entrance in a
small boat to meet incoming ships, board them, and direct their
course from open waters to the port. The same service is performed
for vessels leaving the port. Pilots are thus indispensable cogs in
the transportation system of every maritime economy. Their work
prevents traffic congestion and accidents which would impair
navigation in and to the ports. It affects the safety of lives and
cargo, the cost and time expended in port calls, and in some
measure, the competitive attractiveness of particular ports. Thus,
for the same reasons that governments of most maritime communities
have subsidized, regulated, or have themselves operated docks and
other harbor facilities and sought to improve the approaches to
their ports, they have closely regulated and often operated their
ports' pilotage system. [
Footnote
9]
The history and practice of pilotage demonstrate that, although
inextricably geared to a complex commercial economy, it is also a
highly personalized calling. [
Footnote 10] A pilot does not require a formalized
technical education so much as a detailed and extremely intimate,
almost intuitive, knowledge of the weather, waterways and
conformation of the harbor or river which he serves. This seems to
be particularly true of the approaches to New Orleans through the
treacherous and shifting channel of the Mississippi River.
[
Footnote 11] Moreover,
harbor entrances
Page 330 U. S. 559
where pilots can most conveniently make their homes and still be
close to places where they board incoming and leave outgoing ships
are usually some distance from the port cities they serve.
[
Footnote 12] These "pilot
towns" have begun, and generally exist today, as small communities
of pilots perhaps near, but usually distinct from, the port cities.
[
Footnote 13] In these
communities, young men have an opportunity to acquire special
knowledge of the weather and water hazards of the locality, and
seem to grow up with ambitions to become pilots in the traditions
of their fathers, relatives, and neighbors. [
Footnote 14] We are asked, in effect, to say
that Louisiana is without constitutional authority to conclude that
apprenticeship under persons specially interested in a pilot's
future is the best way to fit him for duty as a pilot officer in
the service of the State.
The States have had full power to regulate pilotage of certain
kinds of vessels since 1789, when the first Congress decided that
then existing state pilot laws were satisfactory, and made federal
regulation unnecessary. 1 Stat. 53, 54 (1789), 46 U.S.C. §
211;
Olsen v. Smith, 195 U. S. 332,
195 U. S. 341;
Anderson v. Pacific Coast S.S. Co., 225 U.
S. 187. Louisiana legislation has controlled the
activities and appointment of pilots since 1805 -- even before the
Territory was admitted as a State. [
Footnote 15] The State pilotage system, as it has evolved
since 1805, is typical of that which grew up
Page 330 U. S. 560
in most seaboard states and in foreign countries. [
Footnote 16] Since 1805, Louisiana
pilots have been State officers whose work has been controlled by
the State. [
Footnote 17]
That Act forbade all but a limited number of pilots appointed by
the governor to serve in that capacity. The pilots so appointed
were authorized to select their own deputies. [
Footnote 18] But pilots, and through them, their
deputies, were literally under the command of the master and the
wardens of the port of New Orleans, appointed by the governor. The
master and wardens were authorized to make rules governing the
practices of pilots, specifically empowered to order pilots to
their stations, and to fine them for disobedience to orders or
rules. And the pilots were required to make official bond for
faithful performance of their duty. Pilots' fees were fixed;
[
Footnote 19] ships coming
to the Mississippi were required to pay pilotage whether they took
on pilots or not. [
Footnote
20] The pilots were authorized to organize an association whose
membership they controlled in order "to enforce the legal
regulations, and add to the efficiency of the service required
thereby." [
Footnote 21]
Moreover, efficient and adequate
Page 330 U. S. 561
service was sought to be insured by requiring the Board of Pilot
Commissioners to report to the governor and authorizing him
summarily to remove any pilot guilty of "neglect of duty, habitual
intemperance, carelessness, incompetency, or any act of conduct . .
. showing" that he "ought to be removed." La.Act. No. 113, §
20 (1857). These provisions have been carried over with some
revision into the present comprehensive Louisiana pilotage law. 6
La.Gen.Stat., cc. 6, 8 (1939). Thus, in Louisiana, as elsewhere, it
seems to have been accepted at an early date that, in pilotage,
unlike other occupations, competition for appointment, for the
opportunity to serve particular ships and for fees, adversely
affects the public interest in pilotage. [
Footnote 22]
Page 330 U. S. 562
It is within the framework of this longstanding pilotage
regulation system that the practice has apparently existed of
permitting pilots, if they choose, to select their relatives and
friends as the only ones ultimately eligible for appointment as
pilots by the governor. Many other states have established pilotage
systems which make the selection of pilots on this basis possible.
[
Footnote 23] Thus, it was
noted thirty years ago in a Department of Commerce study of
pilotage that membership of pilot associations
"is limited to persons agreeable to those already members,
generally relatives and friends of the pilots. Probably in pilotage
more than in any other occupation in the United States, the male
members of a family follow the same work from generation to
generation. [
Footnote 24]
"
Page 330 U. S. 563
The practice of nepotism in appointing public servants has been
a subject of controversy in this country throughout our history.
Some states have adopted constitutional amendments [
Footnote 25] or statutes [
Footnote 26] to prohibit it. These have
reflected state policies to wipe out the practice. But Louisiana
and most other states have adopted no such general policy. We can
only assume that the Louisiana legislature weighed the obvious
possibility of evil against whatever useful function a closely knit
pilotage system may serve. Thus, the advantages of early experience
under friendly supervision in the locality of the pilot's training,
the benefits to morale and
esprit de corps which family
and neighborly tradition might contribute, the close association in
which pilots must work and live in their pilot communities and on
the water, and the discipline and regulation which is imposed to
assure the State competent pilot service after appointment, might
have prompted the legislature to permit Louisiana pilot officers to
select those which whom they would serve.
The number of people, as a practical matter, who can be pilots
is very limited. No matter what system of selection is adopted, all
but the few occasionally selected must of necessity be excluded.
Cf. Olsen v. Smith, supra, 195 U. S.
344-345. [
Footnote
27] We are aware of no decision of this Court holding
Page 330 U. S. 564
that the Constitution requires a state governor, or subordinates
responsible to him and removable by him for cause, to select state
public servants by competitive tests or by any other particular
method of selection. The object of the entire pilotage law, as we
have pointed out, is to secure for the State and others interested
the safest and most efficiently operated pilotage system
practicable. We cannot say that the method adopted in Louisiana for
the selection of pilots is unrelated to this objective.
See
Olsen v. Smith, supra; cf. Carmichael v. Southern Coal Co.,
301 U. S. 495,
301 U. S. 509,
301 U. S. 510.
We do not need to consider hypothetical questions concerning any
similar system of selection which might conceivably be practiced in
other professions or businesses regulated or operated by state
governments. It is enough here that, considering the entirely
unique institution of pilotage in the light of its history in
Louisiana, we cannot say that the practice appellants attack is the
kind of discrimination which violates the equal protection clause
of the Fourteenth Amendment.
Affirmed.
[
Footnote 1]
A ship entering the Mississippi River from the Gulf of Mexico is
piloted the twenty mile distance from the mouth of the river to
"pilot town" by one of a group of pilots specially familiar with
the "entrance" to the Mississippi through the so-called "passes."
La.Acts 1880, No. 99, § 2, La.Acts 1908, No. 55, § 1;
La.Acts 1910, No. 26, § 1, 6 La.Gen. Stat. §§ 9141,
9163 (1939). Between pilot town and New Orleans, a distance of
approximately ninety miles, ships are piloted exclusively by
so-called river port pilots. La.Acts 1908, No. 54, § 1, 6
La.Gen.Stat. c. 8 (1939). By an amendment in 1942, the exclusive
jurisdiction of the river port pilots was extended to the piloting
of seagoing vessels within the port of New Orleans. La.Acts 1942,
No. 134, 6 La.Gen.Stat. §§ 9155, 9156 (Supp.1946).
Appellants here sought appointment as river port pilots.
[
Footnote 2]
Sections 2 and 3 of the Act of 1908 provided for the appointment
and commissioning of twenty-eight pilots by the governor and
prescribed that thereafter there should not be less than twenty. 6
La.Gen.Stat. §§ 9155, 9156 (1939).
The statement of the Louisiana court in this case that pilots so
appointed are considered State officers has long been the
established State rule.
Williams v. Payson, 14 La.Ann. 7,
8 (1859);
Louisiana v. Follet, 33 La.Ann. 228, 230 (1881);
Levine v. Michel, 35 La.Ann. 1121, 1124 (1883).
From among the pilots, the governor was required to appoint
three River Port Pilot Commissioners. La.Acts 1908, No. 54, §
1, 6 La.Gen.Stat. § 9154 (1939).
[
Footnote 3]
"Whenever there exists a necessity for more pilots . . . , the .
. . Board of River Port Pilot Commissioners shall hold
examinations, under such rules and regulations, and with such
requirements as they shall have provided, with the Governor's
approval, provided that no applicant shall be considered by said
Board unless he submits proper evidence of moral character and is a
voter of this State, and shall have served six months'
apprenticeship in his proposed calling, and upon the certificate of
the Board to the Governor that the applicant has complied with the
provisions of this act, the Governor may, in his discretion,
appoint to existing vacancies."
La.Acts 1908, No. 54, § 4. 6 La.Gen.Stat. § 9157
(1939).
[
Footnote 4]
Appellants were licensed to pilot coastwise vessels to and
through the port under federal law which excludes states from
controlling pilotage of coastal shipping. Rev.Stat. §§
4401, 4444, 46 U.S.C. §§ 364, 215. Also prior to the
passage of La.Acts 1942, No. 134, they had piloted all classes of
vessels within the port of New Orleans. That Act deprived
appellants of authority to pilot within the port, and conferred it
exclusively upon State river port pilots. Thus appellants allege
they have been deprived of an opportunity to make a living unless
they can obtain appointment as river port pilots under the pilotage
law.
[
Footnote 5]
While the Act does not specifically require that the
apprenticeships be performed under incumbent officer pilots, the
State Supreme Court has so construed it.
[
Footnote 6]
La.Rev.Stat. § 2707 (1869), reenacted in § 4 of
La.Acts 1928, No. 198, 6 La.Gen.Stats. § 9149 (1939).
[
Footnote 7]
Appellants' complaint was dismissed for failure to state a cause
of action. Therefore, we consider their allegations as facts for
the purpose of this decision.
Appellants' prayer had sought an injunction against interference
with their serving as pilots, and, in the alternative, sought
mandamus to compel the Board to examine appellants as required by
law and to certify them to the Governor. The Louisiana Supreme
Court affirmed the trial court's refusal to compel the board to
examine appellants because they did not possess the qualifications
required to take examinations-specifically, they had not served
apprenticeships.
[
Footnote 8]
See generally Report of Departmental Committee on
Pilotage (London, 1911); Pilotage in the United States Special
Agents Series, Department of Commerce (1917).
[
Footnote 9]
See Cooley v. Board of
Wardens, 12 How. 299, 308,
53 U. S. 312,
53 U. S. 316,
53 U. S. 326;
Ex parte
McNiel, 13 Wall. 236,
80 U. S.
238-239.
[
Footnote 10]
For an excellent description of a pilot's life and duty,
see Kane, Deep Delta Country, c. 10 (1944).
[
Footnote 11]
See Kane,
op. cit. supra, note 10 See also Hearings before
Committee on the Merchant Marine and Fisheries on H.R. 9678, 64th
Cong., 1st Sess., 106, 214, 229, 279 (1916) (compulsory barge
pilotage).
[
Footnote 12]
See Gieseke, American Commercial Legislation before
1789, 118 (1910); Kane,
op. cit. supra, note 10
[
Footnote 13]
See Kane,
op. cit. supra, note 10 A Louisiana statute provides that
"no license shall be granted any person to keep a tavern . . .
at the Balize, South West Pass or any other station for pilots, nor
within three miles of such station, unless the person applying for
such license shall be recommended in writing by a majority of the
branch pilots."
La.Rev.Stat. § 2704 (1869), 6 La.Gen.Stat. § 9166
(1939).
[
Footnote 14]
See Kane,
op. cit. supra, note 10 128;
see also Pilotage in the
United States, pp. 8, 16,
op. cit. supra, note 8
[
Footnote 15]
La.Acts (Territory of New Orleans) 1805, c. 24;
see
also Surrey, Commerce of Louisiana, 1699-1763, c. III
(1916).
[
Footnote 16]
Almost all the maritime states, some as colonies before the
Revolution, adopted comprehensive pilotage laws which included
unrestricted apprenticeship provisions. Mass.Laws, c. 13, § 2
(1783), Mass.Rev.Stat. c. 32, §§ 5-42 (1836); New York
Laws, c. XVIII, §§ I, VII, X, XII (1819); Pa.Stats. at
Large, c. 536, § VI (1766); N.J.Rev.Laws, Tit. 37, c. 7,
§ 18 (1847); 1 Laws of Md. (Dorsey) c. 63, §§ 2, 20,
23 (1803); Code of Virginia, Tit. 27, c. 92, §§ 4, 9
(1849); N.C.Rev.Stat. c. 88, §§ 1, 5, 14 (1837).
See
also Report of Departmental Committee on Pilotage,
op.
cit. supra, note 8 Part
I.
[
Footnote 17]
[
Footnote 18]
The 1805 Act required deputies to obtain a certificate from the
master and wardens as a condition precedent to their appointment.
But § 1 of La.Acts 1806, No. 26, gave pilots blanket authority
to appoint their own deputies. Pilots were, however, made
responsible for the neglect or misconduct of their deputies.
[
Footnote 19]
La.Acts 1805, c. 24, § 20; La.Acts 1837, No. 106, §
9.
[
Footnote 20]
La.Acts 1805, c. 24, § 17.
[
Footnote 21]
[
Footnote 22]
See Kane,
op. cit. supra, n 10 at 126-126; all of the State and colonial
statutes set out in
note 10
supra, provided for limitation on the number of pilots and
fixed the fees they might charge. This is generally true today.
See n 23
infra.
The Department of Commerce Report,
supra, note 8 at 28 observed that:
"The formation of pilots' associations was largely a result of
the intense competition that formerly prevailed among the pilots, .
. . Little effort was made to maintain definite pilot stations.
Instead, the desire to be the first to speak a ship frequently led
the pilots to cruise great distances from the port."
"One of the unfortunate results of the intense competition of
pilots was the fact that frequently pilots could not be had when
wanted, although they might be far out to sea in quest of business.
Another drawback was that pilots unnecessarily exposed themselves
to danger. And a third important disadvantage was that it made the
earnings precarious; a pilot might earn a great deal this month and
very little the next. . . ."
"The pilots themselves were the first to see the disadvantages
of the free of competitive system and to take steps toward the
organization of associations. These associations soon developed
into strong working combinations that eliminated competition and
placed on an amicable basis matters that formerly produced much
sharp rivalry."
"From the evidence at hand, it would appear that the shipping
interests as well as the insurance and commercial interests of the
ports encouraged the pilots in the formation of these associations.
The advantages of a well organized pilotage system were as apparent
to these interests as to the pilots themselves, for the commerce of
the port was not only facilitated and expedited, but made much
safer by reason of the better organization of the pilotage system,
which came with the elimination of competition."
"Since associations have been formed along the present lines,
pilotage grounds have been established. . . . These grounds are
well known to mariners, who may safely count on finding there at
practically all times and in all conditions of weather a pilot boat
with a sufficient number of pilots aboard to accommodate any
reasonable number of vessels that may come. There is little chance
nowadays that a vessel will fail to find a pilot when needed. . .
."
"Still another advantage of the present organization of pilotage
systems is that it permits the maintenance of a central office
which is in constant touch with the pilot boat and arranges for the
rotation of pilots. The association generally employs an agent to
look after the routine business of the office."
[
Footnote 23]
See N.J.Laws. 1898, c. 31, N.J.Stat.Ann. Title 12, c. 8
(1938); Pa.P.L. 542 of 1803, Pa.Stats.Ann. (Purdon) Title 55, c. 2
(1930); Md.Ann.Code (Flack), Art. 74 (1939); Del.Rev.Code, c. 35
(1935); Va.Code, c. 142 (1942); Ala. Laws, 1931, p. 154, Ala.Code,
Title 38, c. 2 (1940); Ore, Comp.Laws nn., Title 105, c. 2 (1940).
See also note 16
supra.
[
Footnote 24]
Pilotage in the United States,
supra, note 8 p. 8.
[
Footnote 25]
See e.g., Mo.Const., Art. 14, § 13 (1924).
[
Footnote 26]
See e.g., Idaho Sess.Laws, 1915, c. 10, Idaho Code
Ann., § 57-701 (1932); Fla.Laws, 1933, c. 16088,
Fla.Stats.Ann. §§ 116.10, 116.11 (1943); Neb.Laws 1919,
c. 190, § 6, Neb.Rev.Stat. § 81-108 (1943); Tex.Acts
1909, p. 85, Tex.Penal Code (Vernon) arts. 432-438 (1938).
[
Footnote 27]
In
Olsen v. Smith, the constitutionality of a Texas
statute forbidding all but pilots appointed by the governor to
serve was challenged by one who had not been appointed and had been
enjoined from serving as a pilot.
Yick Wo v. Hopkins,
supra, was relied on as authority for a contention that he had
been denied rights protected by the Fourteenth Amendment, including
equal protection of the laws.
Id. 334 [argument of counsel
-- omitted herein]. But this Court in sustaining the
constitutionality of the statute, did not specifically discuss the
question here raised. Therefore we do not depend upon
Olsen v.
Smith as a necessarily controlling authority for our decision
here.
MR. JUSTICE RUTLEDGE, dissenting.
The unique history and conditions surrounding the activities of
river port pilots, shortly recounted in the Court's opinion,
justify a high degree of public regulation. But I do not think they
can sustain a system of entailment for the occupation. If Louisiana
were to provide by statute
in haec verba that only members
of John Smith's family would be eligible for the public calling of
pilot, I have no doubt that the statute, on its face, would
infringe the Fourteenth Amendment. And this would be true,
Page 330 U. S. 565
even though John Smith and the members of his family had been
pilots for generations. It would be true also if the right were
expanded to include a number of designated families.
In final analysis, this is, I think, the situation presented on
this record. While the statutes applicable do not purport on their
face to restrict the right to become a licensed pilot to members of
the families of licensed pilots, the charge is that they have been
so administered. And this charge not only is borne out by the
record, but is accepted by the Court as having been sustained.
[
Footnote 2/1]
The result of the decision, therefore, is to approve as
constitutional state regulation which makes admission to the ranks
of pilots turn finally on consanguinity. Blood is, in effect, made
the crux of selection. That, in my opinion, is forbidden by the
Fourteenth Amendment's guaranty against denial of the equal
protection of the laws. The door is thereby closed to all not
having blood relationship to presently licensed pilots. Whether the
occupation is considered as having the status of "public officer"
or of highly regulated private employment, it is beyond legislative
power to make entrance to it turn upon such a criterion. The
Amendment makes no exception from its prohibitions against state
action on account of the fact that public, rather than private,
employment is affected by the forbidden discriminations. That fact
simply makes violation all the more clear where those
discriminations are shown to exist.
It is not enough to avoid the Amendment's force that a familial
system may have a tendency or, as the Court puts it, a direct
relationship to the end of securing an efficient pilotage system.
Classification based on the purpose
Page 330 U. S. 566
to be accomplished may be said abstractly to be sound. But when
the test adopted and applied in fact is race or consanguinity, it
cannot be used constitutionally to bar all except a group chosen by
such a relationship from public employment. That is not a test; it
is a wholly arbitrary exercise of power.
Conceivably the familial system would be the most effective
possible scheme for training many kinds of artisans or public
servants, sheerly from the viewpoint of securing the highest degree
of skill and competence. Indeed, something very worth while largely
disappeared from our national life when the once prevalent familial
system of conducting manufacturing and mercantile enterprises went
out and was replaced by the highly impersonal corporate system for
doing business.
But that loss is not one to be repaired under our scheme by
legislation framed or administered to perpetuate family monopolies
of either private occupations or branches of the public service. It
is precisely because the Amendment forbids enclosing those areas by
legislative lines drawn on the basis of race, color, creed, and the
like, that, in cases like this, the possibly most efficient method
of securing the highest development of skills cannot be established
by law. Absent any such bar, the presence of such a tendency or
direct relationship would be effective for sustaining the
legislation. It cannot be effective to overcome the bar itself. The
discrimination here is not shown to be consciously racial in
character. But I am unable to differentiate in effects one founded
on blood relationship.
The case therefore falls squarely within the ruling in
Yick
Wo v. Hopkins, 118 U. S. 356,
[
Footnote 2/2] not only with
relation
Page 330 U. S. 567
to the line of discrimination employed, but also in the fact
that unconstitutional administration of a statute otherwise valid
on its face incurs the same condemnation as if the statute had
incorporated the discrimination in terms. Appellants here are
entitled, in my judgment, to the same relief as was afforded in the
Yick Wo case.
MR. JUSTICE REED, MR. JUSTICE DOUGLAS and MR. JUSTICE MURPHY
join in this dissent.
[
Footnote 2/1]
The record shows that, in a few instances over a course of
several years, nonrelatives of licensed pilots have received
appointment as apprentices and qualified. But the general course of
administration has been that such appointments are limited to
relatives.
[
Footnote 2/2]
To like effect is
Alston v. School Board of City of
Norfolk, 112 F.2d 992;
cf. Burt v. City of New York,
156 F.2d 791; Remedies for Discrimination by State and Local
Administrative Bodies (1946) 60 Harv.L.Rev. 271.