1. State power to regulate the length of railroad trains is not
curtailed or superseded by § 1 of the Interstate Commerce Act
(paragraphs 117) of itself, and in the absence of administrative
implementation by the Interstate Commerce Commission; nor by
provisions of the Safety Appliance Act for brakes on trains; nor by
the provision of § 25 of Part I of the Interstate Commerce Act
permitting the Commission to order the installation of train stop
and control devices. Pp.
325 U. S.
765-766.
In enacting legislation within its constitutional authority over
interstate commerce, Congress will not be deemed to have intended
to strike down a state statute designed to protect the health and
safety of the public unless its purpose to do so is clearly
manifested, or unless the state law, in terms or in its practical
administration,
Page 325 U. S. 762
conflicts with the Act of Congress or plainly and palpably
infringes its policy. P.
325 U. S.
766.
2. The Arizona Train Limit Law (Arizona Code Ann., 1939, §
69-119), making it unlawful to operate within the State a passenger
train of more than fourteen cars or a freight train of more than
seventy cars,
held, as applied to interstate trains,
invalid as contravening the commerce clause of the Federal
Constitution. Pp.
325 U. S. 763,
325 U.S. 781.
3. The commerce clause, even without the aid of Congressional
legislation, protects against state legislation which is inimical
to the national commerce, and in such cases, where Congress has not
acted, this Court, and not the state legislature, is the final
arbiter of the competing demands of state and national interests.
P.
325 U. S.
769.
4. Although this Court, upon review of a decision of a state
court, may determine for itself the facts upon which an asserted
federal right depends, the crucial findings of the state court here
are not challenged in material particulars, are supported by
evidence, and supply an adequate basis for decision of the
constitutional issue presented. P.
325 U. S.
771.
5. The state regulation here involved, admittedly obstructive to
interstate train operation, and having a seriously adverse effect
on transportation efficiency and economy, passes beyond what is
plainly essential for safety, since it does not appear that it will
lessen, rather than increase, the danger of accident. Examination
of all relevant factors makes it plain that the state interest here
asserted is outweighed by the interest of the nation in an
adequate, economical and efficient railway transportation service.
P.
325 U.S. 781.
6. The relative weights of the state and national interests
involved are not such as to make inapplicable the rule, generally
observed, that the free flow of interstate commerce and its freedom
from local restraints in matters requiring uniformity of regulation
are interests safeguarded by the commerce clause from state
interference. Pp.
325 U.S.
770,
325 U.S.
781.
7. The "full train crew" cases and
South Carolina Highway
Dept. v. Barnwell Bros., 303 U. S. 177,
distinguished. P.
325 U. S.
782.
61 Ariz. 66, 145 P.2d 530, reversed.
APPEAL from a judgment upholding the constitutionality of the
Arizona Train Limit Law.
Page 325 U. S. 763
MR. CHIEF JUSTICE STONE delivered the opinion of the Court.
The Arizona Train Limit Law of May 16, 1912, Arizona Code Ann.,
1039, § 69-119, makes it unlawful for any person or
corporation to operate within the state a railroad train of more
than fourteen passenger or seventy freight cars, and authorizes the
state to recover a money penalty for each violation of the Act. The
questions for decision are whether Congress has, by legislative
enactment, restricted the power of the states to regulate the
length of interstate trains as a safety measure and, if not,
whether the statute contravenes the commerce clause of the Federal
Constitution.
In 1940, the State of Arizona brought suit in the Arizona
Superior Court against appellant, the Southern Pacific Company, to
recover the statutory penalties for operating within the state two
interstate trains, one a passenger train of more than fourteen cars
and one a freight train of more than seventy cars. Appellant
answered, admitting the train operations but defended on the ground
that the statute offends against the commerce clause and the due
process clause of the Fourteenth Amendment, and conflicts with
federal legislation. After an extended trial
Page 325 U. S. 764
without a jury, the court made detailed findings of fact, on the
basis of which it gave judgment for the railroad company. The
Supreme Court of Arizona reversed, and directed judgment for the
state. 61 Ariz. 66, 145 P.2d 530. The case comes here on appeal
under § 237(a) of the Judicial Code, appellant raising by its
assignments of error the questions presented here for decision.
The Supreme Court left undisturbed the findings of the trial
court, and made no new findings. It held that the power of the
state to regulate the length of interstate trains had not been
restricted by Congressional action. It sustained the Act as a
safety measure to reduce the number of accidents attributed to the
operation of trains of more than the statutory maximum length,
enacted by the state legislature in the exercise of its "police
power." This power the court held extended to the regulation of the
operations of interstate commerce in the interests of local health,
safety and wellbeing. It thought that a state statute, enacted in
the exercise of the police power and bearing some reasonable
relation to the health, safety and wellbeing of the people of the
state, of which the state legislature is the judge, was not to be
judicially overturned notwithstanding its admittedly adverse effect
on the operation of interstate trains.
Purporting to act under § 1, paragraphs 117 of the
Interstate Commerce Act, 24 Stat. 379, as amended (49 U.S.C. §
1
et seq.), the Interstate Commerce Commission, as of
September 15, 1942, promulgated as an emergency measure Service
Order No. 85, 7 Fed.Reg. 7258, suspending the operation of state
train limit laws for the duration of the war, and denied an
application to set aside the order.
In the Matter of Service
Order No. 8, 256 I.C.C. 523. Paragraph 15 of § 1 of the
Interstate Commerce Act empowers the Commission, when it is "of
opinion that shortage of equipment, congestion of traffic, or other
emergency requiring immediate action exists in any
Page 325 U. S. 765
section of the country," to make or suspend rules and practices
"with respect to car service," which includes by paragraph 10 of
§ 1 "the use, control, supply, movement, distribution,
exchange, interchange, and return" of locomotives and cars, and the
"supply of trains." Paragraph 16 of § 1 provides that, when a
carrier is unable properly to transport the traffic offered, the
Commission may make reasonable directions "with respect to the
handling, routing, and movement of the traffic of such carrier and
its distribution over other lines of roads." The authority of the
Commission to make Order No. 85 is currently under attack in
Johnston v. United States, Civil Action No. 1408, pending
in the Western District of Oklahoma.
The Commission's order was not in effect in 1940, when the
present suit was brought for violations of the state law in that
year, and the Commission's order is inapplicable to the train
operations here charged as violations. Hence, the question here is
not of the effect of the Commission's order, which we assume for
purposes of decision to be valid, but whether the grant of power to
the Commission operated to supersede the state act before the
Commission's order. We are of opinion that, in the absence of
administrative implementation by the Commission, § 1 does not,
of itself, curtail state power to regulate train lengths. The
provisions under which the Commission purported to act, phrased in
broad and general language, do not, in terms, deal with that
subject. We do not gain either from their words or from the
legislative history any hint that Congress, in enacting them,
intended, apart from Commission action, to supersede state laws
regulating train lengths. We can hardly suppose that Congress,
merely by conferring authority on the Commission to regulate car
service in an "emergency," intended to restrict the exercise,
otherwise lawful, of state power to regulate train lengths before
the Commission finds an "emergency" to exist.
Page 325 U. S. 766
Congress, in enacting legislation within its constitutional
authority over interstate commerce, will not be deemed to have
intended to strike down a state statute designed to protect the
health and safety of the public unless its purpose to do so is
clearly manifested,
Reid v. Colorado, 187 U.
S. 137,
187 U. S. 148;
Missouri Pacific R. Co. v. Larabee Mills, 211 U.
S. 61,
211 U. S. 621,
et seq.; Missouri, K. & T. R. Co. v. Harris,
234 U. S. 412,
234 U. S.
418-419;
Welch Co. v. New Hampshire,
306 U. S. 79,
306 U. S. 85;
Allen-Bradley Local v. Board, 315 U.
S. 740,
315 U. S. 749,
or unless the state law, in terms or in its practical
administration, conflicts with the Act of Congress or plainly and
palpably infringes its policy.
Sinnot v.
Davenport, 22 How. 227,
63 U. S. 243;
Missouri, K. & T. R. Co. v. Haber, 169 U.
S. 613,
169 U. S. 623;
Savage v. Jones, 225 U. S. 501,
225 U. S. 533;
Carey v. South Dakota, 250 U. S. 118,
250 U. S. 122;
Atchison, T. & S.F. R. Co. v. Railroad Comm'n,
283 U. S. 380,
283 U. S. 391;
Townsend v. Yeomans, 301 U. S. 441,
301 U. S.
454.
The contention, faintly urged, that the provisions of the Safety
Appliance Act, 45 U.S.C. § § 1 and 9, providing for
brakes on trains, and of § 25 of Part I of the Interstate
Commerce Act, 49 U.S.C. § 26(b), permitting the Commission to
order the installation of train stop and control devices, operate
of their own force to exclude state regulation of train lengths,
has even less support. Congress, although asked to do so, [
Footnote 1] has declined to pass
legislation specifically limiting trains to seventy cars. We are
therefore brought to appellant's principal contention, that the
state statute contravenes the commerce clause of the Federal
Constitution.
Although the commerce clause conferred on the national
government power to regulate commerce, its possession of the power
does not exclude all state power of regulation. Ever since
Willson v. Black-Bird Creek
Marsh
Page 325 U. S. 767
Co., 2 Pet. 245, and
Cooley v.
Board of Wardens, 12 How. 299, it has been
recognized that, in the absence of conflicting legislation by
Congress, there is a residuum of power in the state to make laws
governing matters of local concern which nevertheless in some
measure affect interstate commerce or even, to some extent,
regulate it.
Minnesota Rate Cases, 230 U.
S. 352,
230 U. S.
399-400;
South Carolina Highway Dept. v. Barnwell
Bros., 303 U. S. 177,
303 U. S. 187,
et seq.; California v. Thompson, 313 U.
S. 109,
313 U. S.
113-114, and cases cited;
Parker v. Brown,
317 U. S. 341,
317 U. S.
359-360. Thus, the states may regulate matters which,
because of their number and diversity, may never be adequately
dealt with by Congress.
Cooley v. Board of Wardens, supra,
53 U. S. 319;
South Carolina Highway Dept. v. Barnwell Bros., supra,
303 U. S. 185;
California v. Thompson, supra, 313 U. S. 113;
Duckworth v. Arkansas, 314 U. S. 390,
314 U. S. 394;
Parker v. Brown, supra, 317 U. S. 362,
317 U. S. 363.
When the regulation of matters of local concern is local in
character and effect, and its impact on the national commerce does
not seriously interfere with its operation, and the consequent
incentive to deal with them nationally is slight, such regulation
has been generally held to be within state authority.
South
Carolina Highway Dept. v. Barnwell Bros., supra, 303 U. S. 188
and cases cited;
Lone Star Gas Co. v. Texas, 304 U.
S. 224,
304 U. S. 238;
Milk Board v. Eisenberg Co., 306 U.
S. 346,
306 U. S. 351;
Maurer v. Hamilton, 309 U. S. 598,
309 U. S. 603;
California v. Thompson, supra, 313 U. S.
113-114, and cases cited.
But ever since
Gibbons v.
Ogden. 9 Wheat. 1, the states have not been deemed
to have authority to impede substantially the free flow of commerce
from state to state, or to regulate those phases of the national
commerce which, because of the need of national uniformity, demand
that their regulation, if any, be prescribed by a single authority.
[
Footnote 2]
Cooley v.
Board of Wardens, supra, 53 U. S. 319;
Leisy
Page 325 U. S. 768
v. Hardin, 135 U. S. 100,
135 U. S. 108,
135 U. S. 109;
Minnesota Rate Cases, supra, 230 U. S.
399-400;
Edwards v. California, 314 U.
S. 160,
314 U. S. 176.
Whether or not this long-recognized distribution of power between
the national and the state governments is predicated upon the
implications of the commerce clause itself,
Brown v.
Maryland, 12 Wheat. 419,
25 U. S. 447;
Minnesota Rate Cases, supra, 230 U. S. 399,
230 U. S. 400;
Pennsylvania v. West Virginia, 262 U.
S. 553,
262 U. S. 596;
Baldwin v. Seelig, 294 U. S. 511,
294 U. S. 522;
South Carolina Highway Dept. v. Barnwell Bros., supra,
303 U. S. 185,
or upon the presumed intention of Congress, where Congress has not
spoken,
Welton v. Missouri, 91 U. S.
275,
91 U. S. 282;
Hall v. DeCuir, 95 U. S. 485,
95 U. S. 490;
Brown v. Houston, 114 U. S. 622,
114 U. S. 631;
Bowman v. Chicago & N.W. R. Co., 125 U.
S. 465,
125 U. S.
481-2;
Leisy v. Hardin, supra, 135 U. S. 109;
In re Rahrer, 140 U. S. 545,
140 U. S.
559-560;
Brennan v. Titusville, 153 U.
S. 289,
153 U. S. 302;
Covington & C. Bridge Co. v. Kentucky, 154 U.
S. 204,
154 U. S. 212;
Graves v. New York ex rel. O'Keefe, 306 U.
S. 466,
306 U. S. 479,
n., Dowling, Interstate Commerce and State Power, 27 Va.Law Rev. 1,
the result is the same.
In the application of these principles, some enactments may be
found to be plainly within, and others plainly without, state
power. But between these extremes lies the infinite variety of
cases, in which regulation of local matters may also operate as a
regulation of commerce, in which reconciliation of the conflicting
claims of state and
Page 325 U. S. 769
national power is to be attained only by some appraisal and
accommodation of the competing demands of the state and national
interests involved.
Parker v. Brown, supra, 317 U. S. 362;
Terminal Railroad Assn. v. Brotherhood, 318 U. S.
1,
318 U. S. 8;
see DiSanto v. Pennsylvania, 273 U. S.
34,
273 U. S. 44
(
and compare California v. Thompson, supra);
Illinois
Gas Co. v. Public Service Co., 314 U.
S. 498,
314 U. S.
504-505.
For a hundred years, it has been accepted constitutional
doctrine that the commerce clause, without the aid of Congressional
legislation, thus affords some protection from state legislation
inimical to the national commerce, and that, in such cases, where
Congress has not acted, this Court, and not the state legislature,
is, under the commerce clause, the final arbiter of the competing
demands of state and national interests.
Cooley v. Board of
Wardens, supra; Kansas City Southern R. Co. v. Kaw Valley
District, 233 U. S. 75,
233 U. S. 79;
South Covington R. Co. v. Covington, 235 U.
S. 537,
235 U. S. 546;
Missouri, K. & T. R. Co. v. Texas, 245 U.
S. 484,
245 U. S. 488;
St. Louis & S. F. R. Co. v. Public Service Comm'n,
254 U. S. 535,
254 U. S. 537;
Foster-Fountain Packing Co. v. Haydel, 278 U. S.
1,
278 U. S. 10;
Gwin, White & Prince v. Henneford, 305 U.
S. 434,
305 U. S. 441;
McCarroll v. Dixie Lines, 309 U.
S. 176.
Congress has undoubted power to redefine the distribution of
power over interstate commerce. It may either permit the states to
regulate the commerce in a manner which would otherwise not be
permissible,
In re Rahrer, supra, 140 U. S.
561-562;
Adams Express Co. v. Kentucky,
238 U. S. 190,
238 U. S. 198;
Rosenberger v. Pacific Express Co., 241 U. S.
48,
241 U. S. 50,
241 U. S. 51;
Clark Distilling Co. v. Western Maryland R. Co.,
242 U. S. 311,
242 U. S.
325-326;
Whitfield v. Ohio, 297 U.
S. 431,
297 U. S.
438-440;
Kentucky Whip & Collar Co. v. Illinois
Central R. Co., 299 U. S. 334,
299 U. S.
350-51;
Hooven & Allison Co. v. Evatt,
324 U. S. 652,
324 U. S. 679,
or exclude state regulation even of matters of peculiarly local
concern which nevertheless affect interstate commerce.
Addyston Pipe & Steel Co.
v.
Page 325 U. S. 770
United States, 175 U. S. 211,
175 U. S. 230;
Louisville & Nashville R. Co. v. Mottley, 219 U.
S. 467;
Houston, E. & W.T. R. Co. v. United
States, 234 U. S. 342;
American Express Co. v. Caldwell, 244 U.
S. 617,
244 U. S. 626;
Illinois Central R. Co. v. Public Utilities Comm'n,
245 U. S. 493,
245 U. S. 506;
New York v. United States, 257 U.
S. 591,
257 U. S. 601;
Louisiana Public Service Comm'n v. Texas & N.O. R.
Co., 284 U. S. 125,
284 U. S. 130;
Pennsylvania R. Co. v. Illinois Brick Co., 297 U.
S. 447,
297 U. S.
459.
But, in general, Congress has left it to the courts to formulate
the rules thus interpreting the commerce clause in its application,
doubtless because it has appreciated the destructive consequences
to the commerce of the nation if their protection were withdrawn,
Gwin, White & Prince v. Henneford, supra, 305 U. S. 441,
and has been aware that, in their application, state laws will not
be invalidated without the support of relevant factual material
which will "afford a sure basis" for an informed judgment.
Terminal Railroad Assn. v. Brotherhood, supra,
318 U. S. 8;
Southern R. Co. v. King, 217 U. S. 524.
Meanwhile, Congress has accommodated its legislation, as have the
states, to these rules as an established feature of our
constitutional system. There has thus been left to the states wide
scope for the regulation of matters of local state concern, even
though it in some measure affects the commerce, provided it does
not materially restrict the free flow of commerce across state
lines, or interfere with it in matters with respect to which
uniformity of regulation is of predominant national concern.
Hence, the matters for ultimate determination here are the
nature and extent of the burden which the state regulation of
interstate trains, adopted as a safety measure, imposes on
interstate commerce, and whether the relative weights of the state
and national interests involved are such as to make inapplicable
the rule, generally observed, that the free flow of interstate
commerce and its freedom
Page 325 U. S. 771
from local restraints in matters requiring uniformity of
regulation are interests safeguarded by the commerce clause from
state interference.
While this Court is not bound by the findings of the state
court, and may determine for itself the facts of a case upon which
an asserted federal right depends,
Hooven & Allison Co. v.
Evatt, supra, p.
324 U. S. 659,
and cases cited, the facts found by the state trial court showing
the nature of the interstate commerce involved, and the effect upon
it of the train limit law, are not seriously questioned. Its
findings with respect to the need for and effect of the statute as
a safety measure, although challenged in some particulars which we
do not regard as material to our decision, are likewise supported
by evidence. Taken together, the findings supply an adequate basis
for decision of the constitutional issue.
The findings show that the operation of long trains, that is,
trains of more than fourteen passenger and more than seventy
freight cars, is standard practice over the main lines of the
railroads of the United States, and that, if the length of trains
is to be regulated at all, national uniformity in the regulation
adopted, such as only Congress can prescribe, is practically
indispensable to the operation of an efficient and economical
national railway system. On many railroads, passenger trains of
more than fourteen cars and freight trains of more than seventy
cars are operated, and, on some systems, freight trains are run
ranging from one hundred and twenty-five to one hundred and sixty
cars in length. Outside of Arizona, where the length of trains is
not restricted, appellant runs a substantial proportion of long
trains. In 1939, on its comparable route for through traffic
through Utah and Nevada, from 66 to 85% of its freight trains were
over seventy cars in length, and over 43% of its passenger trains
included more than fourteen passenger cars.
In Arizona, approximately 93% of the freight traffic and 95% of
the passenger traffic is interstate. Because
Page 325 U. S. 772
of the Train Limit Law appellant is required to haul over 300
more trains in Arizona than would otherwise have been necessary.
The record shows a definite relationship between operating costs
and the length of trains, the increase in length resulting in a
reduction of operating costs per car. The additional cost of
operation of trains complying with the Train Limit Law in Arizona
amounts, for the two railroads traversing that state, to about
$1,000,000 a year. The reduction in train lengths also impedes
efficient operation. More locomotives and more manpower are
required; the necessary conversion and reconversion of train
lengths at terminals, and the delay caused by breaking up and
remaking long trains upon entering and leaving the state in order
to comply with the law, delay the traffic and diminishes its volume
moved in a given time, especially when traffic is heavy.
To relieve the railroads of these burdens, during the war
emergency only, the Interstate Commerce Commission, acting under
§ 1 of the Interstate Commerce Act, suspended the operation of
the state law for the duration of the war by its order of September
15, 1942, to which we have referred. In support of the order, the
Commission declared:
"It was designed to save manpower, motive power, engine-miles
and train-miles; to avoid delay in the movement of trains; to
increase the efficient use of locomotives and cars and to augment
the available supply thereof, and to relieve congestion at
terminals caused by setting out and picking up cars on each side of
the train-limit law States."
In the Matter of Service Order No. 8, 256 I.C.C. 523,
524. Appellant, because of its past compliance with the Arizona
Train Limit Law, has been unable to avail itself fully of the
benefits of the suspension order, because some of its equipment and
the length of its sidings in Arizona are not suitable for the
operation of long trains. Engines capable of hauling long trains
were not in service. It can engage in long
Page 325 U. S. 773
train operations to the best advantage only by rebuilding its
road to some extent and by changing or adding to its motive power
equipment, which it desires to do in order to secure more efficient
and economical operation of its trains.
The unchallenged findings leave no doubt that the Arizona Train
Limit Law imposes a serious burden on the interstate commerce
conducted by appellant. It materially impedes the movement of
appellant's interstate trains through that state, and interposes a
substantial obstruction to the national policy proclaimed by
Congress, to promote adequate, economical and efficient railway
transportation service. Interstate Commerce Act, preceding §
1, 54 Stat. 899. Enforcement of the law in Arizona, while train
lengths remain unregulated or are regulated by varying standards in
other states, must inevitably result in an impairment of uniformity
of efficient railroad operation, because the railroads are
subjected to regulation which is not uniform in its application.
Compliance with a state statute limiting train lengths requires
interstate trains of a length lawful in other states to be broken
up and reconstituted as they enter each state according as it may
impose varying limitations upon train lengths. The alternative is
for the carrier to conform to the lowest train limit restriction of
any of the states through which its trains pass, whose laws thus
control the carriers' operations both within and without the
regulating state.
Although the seventy car maximum for freight trains is the
limitation which has been most commonly proposed, various bills
introduced in the state legislatures provided for maximum freight
train lengths of from fifty to one hundred and twenty-five cars,
and maximum passenger train lengths of from ten to eighteen cars.
[
Footnote 3] With such
Page 325 U. S. 774
laws in force in states which are interspersed with those having
no limit on train lengths, the confusion and difficulty with which
interstate operations would be burdened under the varied system of
state regulation and the unsatisfied need for uniformity in such
regulation, if any, are evident. [
Footnote 4]
At present, the seventy freight car laws are enforced only in
Arizona and Oklahoma, with a fourteen car passenger car limit in
Arizona. The record here shows that the enforcement of the Arizona
statute results in freight trains' being broken up and reformed at
the California border and in New Mexico, some distance from the
Arizona line. Frequently, it is not feasible to operate a newly
assembled train from the New Mexico yard nearest to Arizona, with
the result that the Arizona limitation governs the flow of traffic
as far east as El Paso, Texas. For similar reasons, the Arizona law
often controls the
Page 325 U. S. 775
length of passenger trains all the way from Los Angeles to El
Paso. [
Footnote 5]
If one state may regulate train lengths, so may all the others,
and they need not prescribe the same maximum limitation. The
practical effect of such regulation is to control train operations
beyond the boundaries of the state exacting it because of the
necessity of breaking up and reassembling long trains at the
nearest terminal points before entering and after leaving the
regulating state. The serious impediment to the free flow of
commerce by the local regulation of train lengths, and the
practical necessity that such regulation, if any, must be
prescribed by a single body having a nationwide authority are
apparent.
The trial court found that the Arizona law had no reasonable
relation to safety, and made train operation more dangerous.
Examination of the evidence and the detailed findings makes it
clear that this conclusion was rested on facts found which indicate
that such increased danger of accident and personal injury as may
result from the greater length of trains is more than offset by the
increase in the number of accidents resulting from the larger
number of trains when train lengths are reduced. In considering the
effect of the statute as a safety measure, therefore, the factor of
controlling significance for present purposes is not whether there
is basis for the conclusion of the Arizona Supreme Court that the
increase in length of trains beyond the statutory maximum has an
adverse effect upon safety of operation. The decisive question is
whether, in the circumstances, the total effect of the
Page 325 U. S. 776
law as a safety measure in reducing accidents and casualties is
so slight or problematical as not to outweigh the national interest
in keeping interstate commerce free from interferences which
seriously impede it and subject it to local regulation which does
not have a uniform effect on the interstate train journey which it
interrupts.
The principal source of danger of accident from increased length
of trains is the resulting increase of "slack action" of the train.
Slack action is the amount of free movement of one car before it
transmits its motion to an adjoining coupled car. This free
movement results from the fact that, in railroad practice, cars are
loosely coupled, and the coupling is often combined with a
shock-absorbing device, a "draft gear," which, under stress,
substantially increases the free movement as the train is started
or stopped. Loose coupling is necessary to enable the train to
proceed freely around curves, and is an aid in starting heavy
trains, since the application of the locomotive power to the train
operates on each car in the train successively, and the power is
thus utilized to start only one car at a time.
The slack action between cars due to loose couplings varies from
seven-eighths of an inch to one and one-eighth inches, and, with
the added free movement due to the use of draft gears, may be as
high as six or seven inches between cars. The length of the train
increases the slack, since the slack action of a train is the total
of the free movement between its several cars. The amount of slack
action has some effect on the severity of the shock of train
movements, and, on freight trains, sometimes results in injuries to
operatives, which most frequently occur to occupants of the
caboose. The amount and severity of slack action, however, are not
wholly dependent upon the length of train, as they may be affected
by the mode and conditions of operation as to grades, speed, and
load. And accidents due to slack action also occur in the
operation
Page 325 U. S. 777
of short trains. On comparison of the number of slack action
accidents in Arizona with those in Nevada, where the length of
trains is now unregulated, the trial court found that, with
substantially the same amount of traffic in each state, the number
of accidents was relatively the same in long as in short train
operations. While accidents from slack action do occur in the
operation of passenger trains, it does not appear that they are
more frequent, or the resulting shocks more severe, on long than on
short passenger trains. Nor does it appear that slack action
accidents occurring on passenger trains, whatever their length, are
of sufficient severity to cause serious injury or damage.
As the trial court found, reduction of the length of trains also
tends to increase the number of accidents because of the increase
in the number of trains. The application of the Arizona law
compelled appellant to operate 30.08%, or 4,304, more freight
trains in 1938 than would otherwise have been necessary. And the
record amply supports the trial court's conclusion that the
frequency of accidents is closely related to the number of trains
run. The number of accidents due to grade crossing collisions
between trains and motor vehicles and pedestrians, and to
collisions between trains, which are usually far more serious than
those due to slack action, and accidents due to locomotive
failures, in general vary with the number of trains. [
Footnote 6] Increase in the number of trains
results in more starts and stops, more "meets" and "passes," and
more switching movements, all tending to increase the number
Page 325 U. S. 778
of accidents not only to train operatives and other railroad
employees, but to passengers and members of the public exposed to
danger by train operations.
Railroad statistics introduced into the record tend to show that
this is the result of the application of the Arizona Train Limit
Law to appellant, both with respect to all railroad casualties
within the state and those affecting only trainmen, whom the train
limit law is supposed to protect. The accident rate in Arizona is
much higher than on comparable lines elsewhere, where there is no
regulation of length of trains. The record lends support to the
trial court's conclusion that the train length limitation
increased, rather than diminished, the number of accidents. This is
shown by comparison of appellant's operations in Arizona with those
in Nevada, [
Footnote 7] and by
comparison of operations of appellant and of the Santa Fe Railroad
in Arizona with those of the same roads in New Mexico, [
Footnote 8] and by like comparison
between appellant's operations in Arizona and operations throughout
the country. [
Footnote 9]
Page 325 U. S. 779
Upon an examination of the whole case, the trial court found
that,
"if short-train operation may or should result in any decrease
in the number or severity of the 'slack' or 'slack-surge' type of
accidents or casualties, such decrease is substantially more than
offset by the increased number of accidents and casualties from
other causes that follow the arbitrary limitation of freight trains
to 70 cars . . . and passenger trains to 14 cars."
We think, as the trial court found, that the Arizona Train Limit
Law, viewed as a safety measure, affords, at most, slight and
dubious advantage, if any, over unregulated train lengths, because
it results in an increase in the number of trains and train
operations and the consequent increase in train accidents of a
character generally more severe than those due to slack action. Its
undoubted effect on the commerce is the regulation, without
securing uniformity, of the length of trains operated in interstate
commerce, which lack is itself a primary cause of preventing the
free flow of commerce by delaying it and by substantially
increasing its cost and impairing its efficiency. In these
respects, the case differs from those where a state, by regulatory
measures affecting the commerce, has removed or reduced safety
hazards without substantial interference with the interstate
movement of trains. Such are measures abolishing the car stove,
New York, N.H. & H. R. Co. v. New York, 165 U.
S. 628; requiring locomotives to be supplied with
electric headlights,
Atlantic Coast Line R. Co. v.
Georgia, 234 U. S. 280;
providing for full train crews,
Chicago, R.I. & P. R. Co.
v. Arkansas, 219 U. S. 453;
St. Louis & I.M. R. Co. v. Arkansas, 240 U.
S. 518;
Missouri Pacific R. Co. v. Norwood,
283 U. S. 249, and
for the equipment of freight trains with cabooses,
Terminal
Railroad Assn. v. Brotherhood, supra.
The principle that, without controlling Congressional action, a
state may not regulate interstate commerce so
Page 325 U. S. 780
as substantially to affect its flow or deprive it of needed
uniformity in its regulation is not to be avoided by "simply
invoking the convenient apologetics of the police power,"
Kansas City Southern R. Co. v. Kaw Valley District, supra,
233 U. S. 79;
Buck v. Kuykendall, 267 U. S. 307,
267 U. S. 315.
In the
Kaw Valley case, the Court held that the state was
without constitutional power to order a railroad to remove a
railroad bridge over which its interstate trains passed, as a means
of preventing floods in the district and of improving its drainage,
because it was
"not pretended that local welfare needs the removal of the
defendants' bridges at the expense of the dominant requirements of
commerce with other States, but merely that it would be helped by
raising them."
And in
Seaboard Air Line R. Co. v. Blackwell,
244 U. S. 310, it
was held that the interference with interstate rail transportation
resulting from a state statute requiring, as a safety measure, that
trains come almost to a stop at grade crossings outweighed the
local interest in safety when it appeared that compliance increased
the scheduled running time more than six hours in a distance of one
hundred and twenty-three miles.
Cf. Southern R. Co. v. King,
supra, where the crossings were less numerous and the burden
to interstate commerce was not shown to be heavy,
and see Erb
v. Morasch, 177 U. S. 584.
Similarly the commerce clause has been held to invalidate local
"police power" enactments fixing the number of cars in an
interstate train and the number of passengers to be carried in each
car,
South Covington R. Co. v. Covington, supra,
235 U. S. 547;
regulating the segregation of colored passengers in interstate
trains,
Hall v. DeCuir, supra, 95 U. S.
488-489; requiring burdensome intrastate stops of
interstate trains,
Illinois Central R. Co. v. Illinois,
163 U. S. 142;
Cleveland, C., C. & St.L. R. Co. v. Illinois,
177 U. S. 514;
Mississippi Railroad Comm'n v. Illinois Central R. Co.,
203 U. S. 335;
Herndon v. Chicago, R.I.
& P. R. Co.,
Page 325 U. S. 781
218 U. S. 135;
St. Louis-S.F. R. Co. v. Public Service Comm'n,
261 U. S. 369;
requiring an interstate railroad to detour its through passenger
trains for the benefit of a small city,
St. Louis & S.F. R.
Co. v. Public Service Comm'n, supra; interfering with
interstate commerce by requiring interstate trains to leave on
time,
Missouri, K. & T. R. Co. v. Texas, 245 U.
S. 484; regulating car distribution to interstate
shippers,
St. Louis S.W. R. Co. v. Arkansas, 217 U.
S. 136; or establishing venue provisions requiring
railroads to defend accident suits at points distant from the place
of injury and the residence and activities of the parties,
Davis v. Farmers Co-operative Co., 262 U.
S. 312;
Michigan Central R. Co. v. Mix,
278 U. S. 492;
cf. Denver & R.G.W. R. Co. v. Terte, 284 U.
S. 284;
see also Buck v. Kuykendall, supra;
Foster-Fountain Packing Co. v. Haydel, supra; Baldwin v. Seelig,
supra, 294 U. S. 524;
South Carolina Highway Dept. v. Barnwell Bros., supra,
303 U. S. 185
n., and cases cited.
More recently, in
Kelly v. Washington, 302 U. S.
1,
302 U. S. 15, we
have pointed out that, when a state goes beyond safety measures
which are permissible because only local in their effect upon
interstate commerce, and
"attempts to impose particular standards as to structure,
design, equipment and operation [of vessels plying interstate]
which, in the judgment of its authorities, may be desirable but
pass beyond what is plainly essential to safety and seaworthiness,
the State will encounter the principle that such requirements, if
imposed at all, must be through the action of Congress, which can
establish a uniform rule. Whether the State in a particular matter
goes too far must be left to be determined when the precise
question arises."
Here, we conclude that the state does go too far. Its regulation
of train lengths, admittedly obstructive to interstate train
operation and having a seriously adverse effect on transportation
efficiency and economy, passes beyond what is plainly essential for
safety, since it does
Page 325 U. S. 782
not appear that it will lessen, rather than increase, the danger
of accident. Its attempted regulation of the operation of
interstate trains cannot establish nationwide control such as is
essential to the maintenance of an efficient transportation system,
which Congress alone can prescribe. The state interest cannot be
preserved at the expense of the national interest by an enactment
which regulates interstate train lengths without securing such
control, which is a matter of national concern. To this, the
interest of the state here asserted is subordinate.
Appellees especially rely on the full train crew cases,
Chicago, R.I. & P. R. Co. v. Arkansas, supra; St. Louis
& I.M. R. Co. v. Arkansas, supra; Missouri Pacific R. Co. v.
Norwood, supra, and also on
South Carolina Highway Dept.
v. Barnwell Bros., supra, as supporting the state's authority
to regulate the length of interstate trains. While the full train
crew laws undoubtedly placed an added financial burden on the
railroads in order to serve a local interest, they did not obstruct
interstate transportation or seriously impede it. They had no
effects outside the state beyond those of picking up and setting
down the extra employees at the state boundaries; they involved no
wasted use of facilities or serious impairment of transportation
efficiency, which are among the factors of controlling weight here.
In sustaining those laws, the Court considered the restriction a
minimal burden on the commerce comparable to the law requiring the
licensing of engineers as a safeguard against those of reckless and
intemperate habits, sustained in
Smith v. Alabama,
124 U. S. 465, or
those afflicted with color blindness, upheld in
Nashville, C.
& St.L. R. Co. v. Alabama, 128 U. S.
96, and other similar regulations.
New York, N.H.
& H. R. Co. v. New York, supra; Atlantic Coast Line R. Co. v.
Georgia, supra; cf. County of Mobile v. Kimball, 102 U.
S. 691.
Page 325 U. S. 783
South Carolina Highway Dept. v. Barnwell Bros., supra,
was concerned with the power of the state to regulate the weight
and width of motor cars passing interstate over its highways, a
legislative field over which the state has a far more extensive
control than over interstate railroads. In that case, and in
Maurer v. Hamilton, supra, we were at pains to point out
that there are few subjects of state regulation affecting
interstate commerce which are so peculiarly of local concern as is
the use of the state's highways. Unlike the railroads, local
highways are built, owned and maintained by the state or its
municipal subdivisions. The state is responsible for their safe and
economical administration. Regulations affecting the safety of
their use must be applied alike to intrastate and interstate
traffic. The fact that they affect alike shippers in interstate and
intrastate commerce in great numbers, within as well as without the
state, is a safeguard against regulatory abuses. Their regulation
is akin to quarantine measures, game laws, and like local
regulations of rivers, harbors, piers, and docks, with respect to
which the state has exceptional scope for the exercise of its
regulatory power, and which, Congress not acting, have been
sustained even though they materially interfere with interstate
commerce (303 U.S. at
303 U. S.
187-188, and cases cited).
The contrast between the present regulation and the full train
crew laws in point of their effects on the commerce, and the like
contrast with the highway safety regulations, in point of the
nature of the subject of regulation and the state's interest in it,
illustrate and emphasize the considerations which enter into a
determination of the relative weights of state and national
interests where state regulation affecting interstate commerce is
attempted. Here, examination of all the relevant factors makes it
plain that the state interest is outweighed by the interest of the
nation in an adequate, economical,
Page 325 U. S. 784
and efficient railway transportation service, which must
prevail.
Reversed.
MR. JUSTICE RUTLEDGE concurs in the result.
[
Footnote 1]
See Senate Report No. 416, 75th Cong., 1st Sess.; 81
Cong.Rec. 7596, and Hearings before House Committee on Interstate
and Foreign Commerce, 75th Cong., 3d Sess., S. 69, Train
Lengths.
[
Footnote 2]
In applying this rule, the Court has often recognized that, to
the extent that the burden of state regulation falls on interests
outside the state, it is unlikely to be alleviated by the operation
of those political restraints normally exerted when interests
within the state are affected.
Cooley v. Board of Wardens,
supra, 53 U. S. 315;
Gilman v.
Philadelphia, 3 Wall. 713,
70 U. S. 731;
Escanaba Co. v. Chicago, 107 U. S. 678,
107 U. S. 683;
Robbins v. Shelby County Taxing Dist., 120 U.
S. 489,
120 U. S. 499;
Lake Shore & M. S. R. Co. v. Ohio, 173 U.
S. 285,
173 U. S. 294;
South Carolina Highway Dept. v. Barnwell Bros. supra,
303 U. S. 185,
n.;
McGoldrick v. Berwind-White Co., 309 U. S.
33,
309 U. S. 46,
n.;
cf. 17 U. S.
Maryland, 4 Wheat. 316, 428;
Pound v. Turck,
95 U. S. 459,
95 U. S. 464;
Gloucester Ferry Co. v. Pennsylvania, 114 U.
S. 196,
114 U. S. 205;
Helvering v. Gerhardt, 304 U. S. 405,
304 U. S.
412.
[
Footnote 3]
One hundred sixty-four bills limiting train lengths have been
introduced in state legislatures since 1920, of which only three
were passed, in Nevada, Louisiana and Oklahoma. The Nevada and
Louisiana laws were held unconstitutional, and never enforced.
Southern Pacific Co. v. Mashburn, 18 F. Supp.
393;
Texas & N.O. R. Co. v. Martin (No. 428 --
Equity, E.D. of La.1936), unreported. The Arizona law, passed in
1912, was held unconstitutional in
Atchison, T. & S.F. R.
Co. v. La Prade, 2 F. Supp.
855,
reversed on other grounds, 289 U. S. 289 U.S.
444.
[
Footnote 4]
Had these bills been passed, a freight train running over
established routes (from Virginia to Michigan, for example) would
normally proceed through states with a seventy-five car maximum
(Virginia), a one hundred and twenty-five car maximum (West
Virginia), a three thousand foot maximum (Ohio), and a seventy car
limit (Michigan). A train from Arkansas to Wisconsin might be
subjected to a fifty car maximum (Arkansas), one-half mile
(Mississippi), three thousand feet (Iowa), one and a half miles
(Minnesota), and thirty-three hundred feet (Wisconsin). A train
running from Nebraska to California might be subject to a sixty,
seventy-five or eighty-five maximum in Nebraska, to a limit fixed
by commission in Kansas, to a sixty-five car limit in Colorado, to
a seventy-five car limit in New Mexico, to a seventy car limit in
Arizona, and to a seventy-four car limit in California. A passenger
train might be limited to fourteen cars in New Jersey, ten in
Pennsylvania, and eighteen in West Virginia.
[
Footnote 5]
In Oklahoma, three lines running from Chicago or Kansas City
west pass through Oklahoma for distances of sixty, one hundred and
seventeen, and one hundred and forty-three miles. Since no other
state through which the traffic passes (except Arizona) restricts
train lengths in any way, the effect of the Oklahoma law is to
require through trains to be broken up for the short distances they
pass through that state.
[
Footnote 6]
The record shows that, in 1939, the number of slack accident
casualties in the United States, 399, was only 6% of the number of
train and train service casualties to railroad employees, 6,713. In
that year, three of the 399 slack accident casualties were fatal,
whereas the average number of grade crossing casualties per year
from 1935 to 1939 was 5,718. And in 1939, 1,398 persons were killed
and 3,999 were injured in highway, grade crossing accidents. I.C.C.
Bureau of Statistics, Accident Bulletin, No. 108, pp. 22-23.
[
Footnote 7]
With passenger traffic in Nevada 78% as heavy as in Arizona,
from 1923 to 1938, two hundred and thirty-nine casualties were
caused to persons by passenger trains in Arizona, and one hundred
and nine in Nevada. Between 1923 and 1939, five persons in Nevada
and fourteen in Arizona were injured by sudden stops or jerks on
passenger trains.
[
Footnote 8]
Casualties to employees, occurring in freight train operations
in New Mexico, have been substantially less in both number and
frequency than in Arizona. From 1930 to 1940, there were one
hundred and twenty-nine casualties to all classes of employees in
New Mexico, at the rate of 7.97 per million train miles, 12.84 per
hundred million car miles. In Arizona, there were two hundred and
fifty-one casualties to employees, at the rate of 10.03 per million
train miles, and 18.10 per hundred million car miles.
[
Footnote 9]
On a national basis, the findings show that, while the national
accident rate per hundred million car miles for all railroad
employees and for trainmen decreased 70% to 66% respectively
between 1923-1928 and 1935-1940, the rate for the Southern Pacific
in Arizona declined 52.3% and 53.3%. Appellant's rate in Nevada
decreased 71.1% and 69.1 %.
MR. JUSTICE BLACK, dissenting.
In
Hennington v. Georgia, 163 U.
S. 299,
163 U. S. 304,
a case which involved the power of a state to regulate interstate
traffic, this Court said,
"The whole theory of our government, federal and state, is
hostile to the idea that questions of legislative authority may
depend . . . upon opinions of judges as to the wisdom or want of
wisdom in the enactment of laws under powers clearly conferred upon
the legislature."
What the Court decides today is that it is unwise governmental
policy to regulate the length of trains. I am therefore constrained
to note my dissent.
For more than a quarter of a century, railroads and their
employees have engaged in controversies over the relative virtues
and dangers of long trains. Railroads have argued that they could
carry goods and passengers cheaper in long trains than in short
trains. They have also argued that, while the danger of personal
injury to their employees might, in some respects, be greater on
account of the operation of long trains, this danger was more than
offset by an increased number of accidents from other causes
brought about by the operation of a much larger number of short
trains. These arguments have been, and are now, vigorously denied.
While there are others, the chief causes assigned for the belief
that long trains unnecessarily jeopardize the lives and limbs of
railroad employees relate to "slack action." Cars coupled together
retain a certain free play of movement, ranging between 1 1/2
inches and 1 foot, and this is called "slack action." Train brakes
do not ordinarily apply or release simultaneously on all cars. This
frequently results in a severe
Page 325 U. S. 785
shock or jar to cars, particularly those in the rear of a train.
It has always been the position of the employees that the dangers
from "slack action" correspond to, and are proportionate with, the
length of the train. The argument that "slack movements" are more
dangerous in long trains than in short trains seems never to have
been denied. The railroads have answered it by what is, in effect,
a plea of confession and avoidance. They say that the added cost of
running short trains places an unconstitutional burden on
interstate commerce. Their second answer is that the operation of
short trains requires the use of more separate train units; that a
certain number of accidents resulting in injury are inherent in the
operation of each unit, injuries which may be inflicted either on
employees or on the public; consequently, they have asserted that
it is not in the public interest to prohibit the operation of long
trains.
In 1912, the year Arizona became a state, its legislature
adopted and referred to the people several safety measures
concerning the operation of railroads. One of these required
railroads to install electric headlights, a power which the state
had under this Court's opinion in
Atlantic Coast Line R. Co. v.
Georgia, 234 U. S. 280.
Another Arizona safety statute, submitted at the same time,
required certain tests and service before a person could act as an
engineer or train conductor, and thereby exercised a state power
similar to that which this Court upheld in
Nashville, C. &
St.L. R. Co. v. Alabama, 128 U. S. 96. The
third safety statute which the Arizona legislature submitted to the
electorate, and which was adopted by it, is the train limitation
statute now under consideration. By its enactment, the legislature
and the people adopted the viewpoint that long trains were more
dangerous than short trains, and limited the operation of train
units to 14 cars for passenger and 70 cars for freight. This same
question was considered in other states, and some of them,
Page 325 U. S. 786
over the vigorous protests of railroads, adopted laws similar to
the Arizona statute. [
Footnote
2/1]
This controversy between the railroads and their employees,
which was nationwide, was carried to Congress. Extensive hearings
took place. The employees' position was urged by members of the
various Brotherhoods. The railroads' viewpoint was presented
through representatives of their National Association. In 1937, the
Senate Interstate Commerce Committee, after its own exhaustive
hearings, unanimously recommended that trains be limited to 70 cars
as a safety measure. [
Footnote 2/2]
The Committee, in its Report, reviewed the evidence and
specifically referred to the large and increasing number of
injuries and deaths suffered by railroad employees; it concluded
that the admitted danger from slack movement was greatly
intensified by the operation of long trains; that short trains
reduce this danger; that the added cost of short trains to the
railroad was no justification for jeopardizing the safety of
railroad employees, and that the legislation would provide a
greater degree of safety for persons and property, increase
protection for railway employees and the public, and improve
transportation services for shippers and consumers. The Senate
passed the bill, [
Footnote 2/3] but
the House Committee failed to report it out.
During the hearings on that measure, frequent references were
made to the Arizona statute. It is significant, however, that
American railroads never once asked Congress to exercise its
unquestioned power to enact uniform legislation on that subject,
and thereby invalidate the
Page 325 U. S. 787
Arizona law. That which, for some unexplained reason, they did
not ask Congress to do when it had the very subject of train length
limitations under consideration, they shortly thereafter asked an
Arizona state court to do.
In the state court, a rather extraordinary "trial" took place.
Charged with violating the law, the railroad admitted the charge.
It alleged that the law was unconstitutional, however, and sought a
trial of facts on that issue. The essence of its charge of
unconstitutionality rested on one of these two grounds: (1) the
legislature and people of Arizona erred in 1912 in determining that
the running of long trains was dangerous; or (2) railroad
conditions had so improved since 1912 that previous dangers did not
exist to the same extent, and that the statute should be stricken
down either because it cast an undue burden on interstate commerce
by reason of the added cost or because the changed conditions had
rendered the Act "arbitrary and unreasonable." Thus, the issue
which the court "tried" was not whether the railroad was guilty of
violating the law, but whether the law was unconstitutional, either
because the legislature had been guilty of misjudging the facts
concerning the degree of the danger of long trains or because the
1912 conditions of danger no longer existed.
Before the state trial court finally determined that the dangers
found by the legislature in 1912 no longer existed, it heard
evidence over a period of 5 1/2 months, which appears in about
3,000 pages of the printed record before us. It then adopted
findings of fact submitted to it by the railroad, which cover 148
printed pages, and conclusions of law which cover 5 pages. We can
best understand the nature of this "trial" by analogizing the same
procedure to a defendant charged with violating a state or national
safety appliance act, where the defendant comes into court and
admits violation of the act. In such cases, the ordinary procedure
would be for the court to pass upon
Page 325 U. S. 788
the constitutionality of the act, and either discharge or
convict the defendants. The procedure here, however, would justify
quite a different trial method. Under it, a defendant is permitted
to offer voluminous evidence to show that a legislative body has
erroneously resolved disputed facts in finding a danger great
enough to justify the passage of the law. This new pattern of trial
procedure makes it necessary for a judge to hear all the evidence
offered as to why a legislature passed a law, and to make findings
of fact as to the validity of those reasons. If, under today's
ruling, a court does make findings as to a danger contrary to the
findings of the legislature, and the evidence heard "lends support"
to those findings, a court can then invalidate the law. In this
respect, the Arizona County Court acted, and this Court today is
acting, as a "super legislature." [
Footnote 2/4]
Page 325 U. S. 789
Even if this method of invalidating legislative acts is a
correct one, I still think that the "findings" of the state court
do not authorize today's decision. That court did not find that
there is no unusual danger from slack movements in long trains. It
did decide on disputed evidence that the long train "slack
movement" dangers were more than offset by prospective dangers as a
result of running a larger number of short trains, since many
people might be hurt at grade crossings. There was undoubtedly some
evidence before the state court from which it could have reached
such a conclusion. There was undoubtedly as much evidence before it
which would have justified a different conclusion.
Under those circumstances, the determination of whether it is in
the interest of society for the length of trains to be
governmentally regulated is a matter of public policy. Someone must
fix that policy -- either the Congress, or the state, or the
courts. A century and a half of constitutional history and
government admonishes this Court to leave that choice to the
elected legislative representatives of the people themselves, where
it properly belongs both on democratic principles and the
requirements of efficient government.
I think that legislatures, to the exclusion of courts, have the
constitutional power to enact laws limiting train lengths, for the
purpose of reducing injuries brought about by "slack movements."
Their power is not less because a requirement of short trains might
increase grade crossing accidents. This latter fact raises an
entirely different
Page 325 U. S. 790
element of danger which is itself subject to legislative
regulation. For legislatures may, if necessary, require railroads
to take appropriate steps to reduce the likelihood of injuries at
grade crossings.
Denver & R.G. R. Co. v. Denver,
250 U. S. 241. And
the fact that grade crossing improvements may be expensive is no
sufficient reason to say that an unconstitutional "burden" is put
upon a railroad, even though it be an interstate road.
Erie R.
Co. v. Public Utility Commissioners, 254 U.
S. 394,
254 U. S.
408-411.
The Supreme Court of Arizona did not discuss the County Court's
so-called findings of fact. It properly designated the Arizona
statute as a safety measure, and, finding that it bore a reasonable
relation to its purpose, declined to review the judgment of the
legislature as to the necessity for the passage of the act. In so
doing, it was well fortified by a long line of decisions of this
Court. Today's decision marks an abrupt departure from that line of
cases.
There have been many sharp divisions of this Court concerning
its authority, in the absence of congressional enactment, to
invalidate state laws as violating the Commerce Clause.
See
e.g., Adams Manufacturing Co. v. Storen, 304 U.
S. 307;
Gwin, White & Prince v. Henneford,
305 U. S. 434;
McCarroll v. Dixie Greyhound Lines, 309 U.
S. 176. That discussion need not be renewed here,
because even the broadest exponents of judicial power in this field
have not heretofore expressed doubt as to a state's power, absent a
paramount congressional declaration, to regulate interstate trains
in the interest of safety. For, as early as 1913, this Court,
speaking through Mr. Justice Hughes, later Chief Justice, referred
to
"the settled principle that, in the absence of legislation by
Congress, the states are not denied the exercise of their power to
secure safety in the physical operation of railroad trains within
their territory, even though such trains are used in interstate
commerce. That has been the law
Page 325 U. S. 791
since the beginning of railroad transportation."
Atlantic Coast Line R. Co. v. Georgia, 234 U.
S. 280,
234 U. S. 91. Until
today, the oft-repeated principles of that case have never been
repudiated in whole or in part.
But, it is said today, the principle there announced does not
apply, because, if one state applies a regulation of its own to
interstate trains, "uniformity" in regulation, or rather
non-regulation, is destroyed. Justice Hughes, speaking for the
Court in the
Atlantic Coast Line case, made short shrift
of that same argument. He there referred to the contention
that,
"if state requirements conflict, it will be necessary to carry
additional apparatus and to make various adjustments at state lines
which would delay and inconvenience interstate traffic."
In answer to this argument, he reiterated a former declaration
of this Court in
New York, N.H. & H. R. Co. v. New
York, 165 U. S. 628, on
this subject, and added that
"[i]f there is a conflict in such local regulations, by which
interstate commerce may be inconvenienced -- if there appears to be
need of standardization of safety appliances and of providing rules
of operation which will govern the entire interstate road
irrespective of state boundaries -- there is a simple remedy, and
it cannot be assumed that it will not be readily applied if there
be real occasion for it. That remedy does not rest in a denial to
the state, in the absence of conflicting federal action, of its
power to protect life and property within its borders, but it does
lie in the exercise of the paramount authority of Congress, in its
control of interstate commerce, to establish such regulations as,
in its judgment, may be deemed appropriate and sufficient.
Congress, when it pleases, may give the rule and make the standard
to be observed on the interstate highway."
P.
234 U. S.
292.
That same statement has, in substance, been made in many other
decisions of this Court, a number of which are cited in the
Atlantic Coast Line case, and all of them
Page 325 U. S. 792
are today swept into the discard. In no one of all these
previous cases was it more appropriate than here to call attention
to the fact that Congress could, when it pleased, establish a
uniform rule as to the length of trains. Congress knew about the
Arizona law. It is common knowledge that the Interstate Commerce
Committees of the House and the Senate keep in close and intimate
touch with the affairs of railroads and other national means of
transportation. Every year brings forth new legislation which goes
through those Committees, much of it relating to safety. The
attention of the members of Congress and of the Senate has been
focused on the particular problem of the length of railroad trains.
We cannot assume that they were ignorant of the commonly known fact
that a long train might be more dangerous in some territories and
on some particular types of railroad. The history of congressional
consideration of this problem leaves little if any room to doubt
that the choice of Congress to leave the state free in this field
was a deliberate choice, which was taken with a full knowledge of
the complexities of the problems and the probable need for diverse
regulations in different localities. I am therefore compelled to
reach the conclusion that today's decision is the result of the
belief of a majority of this Court that both the legislature of
Arizona and the Congress made wrong policy decisions in permitting
a law to stand which limits the length of railroad trains. I should
at least give the Arizona statute the benefit of the same rule
which this Court said should be applied in connection with state
legislation under attack for violating the Fourteenth Amendment,
that is, that legislative bodies have
"a wide range of legislative discretion, . . . and their
conclusions respecting the wisdom of their legislative acts are not
reviewable by the courts."
Arizona Employers' Liability Cases, 250 U.
S. 400,
250 U. S.
419.
Page 325 U. S. 793
When we finally get down to the gist of what the Court today
actually decides, it is this: even though more railroad employees
will be injured by "slack action" movements on long trains than on
short trains, there must be no regulation of this danger in the
absence of "uniform regulations." That means that no one can
legislate against this danger except the Congress, and even though
the Congress is perfectly content to leave the matter to the
different state legislatures, this Court, on the ground of "lack of
uniformity," will require it to make an express avowal of that fact
before it will permit a state to guard against that admitted
danger.
We are not left in doubt as to why, as against the potential
peril of injuries to employees, the Court tips the scales on the
side of "uniformity." For the evil it finds in a lack of uniformity
is that it (1) delays interstate commerce, (2) increases its cost
and (3) impairs its efficiency. All three of these boil down to the
same thing, and that is that running shorter trains would increase
the cost of railroad operations. The "burden" on commerce reduces
itself to mere cost, because there was no finding, and no evidence
to support a finding, that, by the expenditure of sufficient sums
of money, the railroads could not enable themselves to carry goods
and passengers just as quickly and efficiently with short trains as
with long trains. Thus, the conclusion that a requirement for long
trains will "burden interstate commerce" is a mere euphemism for
the statement that a requirement for long trains will increase the
cost of railroad operations.
In the report of the Senate Committee,
supra, attention
was called to the fact that, in 1935, 6,351 railroad employees were
injured while on duty, with a resulting loss of more than 200,000
working days, and that injuries to trainmen and enginemen increased
more than 29% in 1936. [
Footnote
2/5] Nevertheless,
Page 325 U. S. 794
the Court's action in requiring that money costs outweigh human
values is sought to be buttressed by a reference to the express
policy of Congress to promote an "economical national railroad
system." I cannot believe that, if Congress had defined what it
meant by "economical," it would have required money to be saved at
the expense of the personal safety of railway employees. Its whole
history for the past 25 years belies such an interpretation of its
language. Judicial opinions, rather than legislative enactments,
have tended to emphasize costs.
See Tiller v. Atlantic Coast
Line R. Co., supra, 318 U. S. 560.
A different congressional attitude has been shown by the passage of
numerous safety appliance provisions, a federal employees'
compensation act, abolition of the judicially created doctrine of
assumption of risk and contributory negligence, and various other
types of legislation. Unfortunately, the record shows, as pointed
out in the
Tiller case, that the courts have, by narrow
and restricted interpretation, too frequently reduced the full
scope of protection which Congress intended to provide.
This record in its entirety leaves me with no doubt whatever
that many employees have been seriously injured and killed in the
past, and that many more are likely to be so in the future, because
of "slack movement" in trains. Everyday knowledge, as well as
direct evidence presented at the various hearings, substantiates
the report of the Senate Committee that the danger from slack
movement is greater in long trains than in short trains. It may be
that offsetting dangers are possible in the operation of short
trains. The balancing of these probabilities, however, is not, in
my judgment, a matter for judicial determination, but one which
calls for legislative consideration. Representatives elected by the
people to make their laws, rather than judges appointed to
interpret those laws, can best determine the policies which govern
the people. That, at least, is the basic principle on which our
democratic
Page 325 U. S. 795
society rests. I would affirm the judgment of the Supreme Court
of Arizona.
[
Footnote 2/1]
A resume of these laws and their reception by the courts is set
out in the opinion of the Supreme Court of Arizona in this case, 61
Ariz. 66, 145 P.2d 530.
[
Footnote 2/2]
Senate Report No. 416, 75th Cong., 1st Sess.
[
Footnote 2/3]
81 Cong.Rec. 7596. The record does not show any dissenting votes
cast against the bill. The debate on the measure appears at pp.
7564-7595.
[
Footnote 2/4]
The Court today invalidates the Arizona law in accordance with
the identical "super legislature" method (so designated by Justices
Brandeis and Holmes) used by the majority to invalidate a Nebraska
statute regulating the weights of loaves of bread.
Burns Baking
Co. v. Bryan, 264 U. S. 504,
264 U. S. 534.
For here, as there, this Court has overruled a state legislature's
finding that an evil existed, and that the state law would not
impose an unconstitutional "burden" upon those regulated. The
dissent in the
Burns case said:
"To decide, as a fact, that the prohibition of excess weights
'is not necessary for the protection of the purchasers against
imposition and fraud by short weights;' that it 'is not calculated
to effectuate that purpose,' and that it 'subjects bakers and
sellers of bread' to heavy burdens, is, in my opinion, an exercise
of the powers of a super legislature -- not the performance of the
constitutional function of judicial review."
That decision rested on the Due Process Clause, while today's
decision rests on the Commerce Clause. But that difference does not
make inapplicable here the principles invoked by the dissenters in
the
Burns case.
The use of the "super legislature" technique has been repeated
to strike down other statutes.
See e.g., Chicago, M. &
St.P. R. Co. v. Wisconsin, 238 U. S. 491,
238 U. S. 499;
Weaver v. Palmer Bros. Co., 270 U.
S. 402, dissent at
270 U. S. 415.
See also dissents in
Schlesinger v. Wisconsin,
270 U. S. 230,
241,
270 U. S. 242;
New State Ice Co. v. Liebmann, 285 U.
S. 262,
285 U. S.
284-285. For a case in which this Court declined to
review the "economics or the facts" behind a legislative enactment,
see Central Lumber Co. v. South Dakota, 226 U.
S. 157,
226 U. S. 161;
cf. Standard Oil Co. v. Marysville, 279 U.
S. 582,
279 U. S. 586.
See also Powell v. Pennsylvania, 127 U.
S. 678,
127 U. S. 686;
dissenting opinion,
Polk Co. v. Glover, 305 U. S.
5,
305 U. S.
10-19.
[
Footnote 2/5]
These figures appear to be considerably less than those later
reported.
See Tiller v. Atlantic Coast Line R. Co.,
318 U. S. 54,
318 U. S. 59,
note 4.
MR. JUSTICE DOUGLAS, dissenting.
I have expressed my doubts whether the courts should intervene
in situations like the present and strike down state legislation on
the grounds that it burdens interstate commerce.
McCarroll v.
Dixie Greyhound Lines, 309 U. S. 176,
309 U. S.
183-189. My view has been that the courts should
intervene only where the state legislation discriminated against
interstate commerce or was out of harmony with laws which Congress
had enacted. P.
308 U. S. 184.
It seems to me particularly appropriate that that course be
followed here. For Congress has given the Interstate Commerce
Commission broad powers of regulation over interstate carriers. The
Commission is the national agency which has been entrusted with the
task of promoting a safe, adequate, efficient, and economical
transportation service. It is the expert on this subject. It is in
a position to police the field. And if its powers prove inadequate
for the task, Congress, which has paramount authority in this
field, can implement them.
But the Court has not taken that view. As a result, the question
presented is whether the total effect of Arizona's train limit as a
safety measure is so slight as not to outweigh the national
interest in keeping interstate commerce free from interferences
which seriously impede or burden it. The voluminous evidence has
been reviewed in the opinion of the Court and in the dissenting
opinion of MR. JUSTICE BLACK. If I sat as a member of the
Interstate Commerce Commission or of a legislative committee to
decide whether Arizona's train limit law should be superseded by a
federal regulation, the question would not be free from doubt for
me. If we had before us the ruling of the Interstate Commerce
Commission (
In the Matter of Service Order No. 85, 256
I.C.C. 523, 534) that Arizona's
Page 325 U. S. 796
train limit law infringes "the national interest in maintaining
the free flow of commerce under the present emergency war
conditions," I would accept its expert appraisal of the facts,
assuming it had the authority to act. But that order is not before
us. And the present case deals with a period of time which
antedates the war emergency. Moreover, we are dealing here with
state legislation in the field of safety where the propriety of
local regulation has long been recognized.
See Atlantic Coast
Line R. Co. v. Georgia, 234 U. S. 280,
234 U. S. 291,
and cases collected in
California v. Thompson,
313 U. S. 109,
313 U. S.
113-114. Whether the question arises under the Commerce
Clause or the Fourteenth Amendment, I think the legislation is
entitled to a presumption of validity. If a State passed a law
prohibiting the hauling of more than one freight car at a time, we
would have a situation comparable in effect to a state law
requiring all railroads within its borders to operate on narrow
gauge tracks. The question is one of degree, and calls for a close
appraisal of the facts.
* I am not
persuaded that the evidence adduced by the railroads overcomes the
presumption of validity to which this train limit law is entitled.
For the reasons stated by MR. JUSTICE BLACK, Arizona's train limit
law should stand as an allowable regulation enacted to protect the
lives and limbs of the men who operate the trains.
*
See Bikle, Judicial Determination of Questions of
Fact Affecting The Constitutional Validity of Legislative Action,
38 Harv.L.Rev. 6.