1. A statute of Texas requires labor organizers to register with
and procure an organizer's card from a designated state official
before soliciting memberships in labor unions. While a state court
order restraining the appellant from violating the statute was in
effect, he made a speech before an assemblage of workers. At the
end of his speech, he urged his hearers generally to join a union,
and also asked an individual by name to become a member. Appellant
was sentenced to a fine and imprisonment for contempt.
Held:
(a) Upon the record, the penalty for contempt must be treated as
having been imposed in respect of both the general and the specific
invitations, and the judgment of contempt must be affirmed as to
both or neither. P.
323 U. S.
528.
On the question whether a restriction could be sustained in
respect of the appellant's solicitation of the individual, if
considered separately, the Court expresses no opinion.
(b) As applied in this case, the statute imposed a previous
restraint upon appellant's rights of free speech and free assembly,
in violation of the First and Fourteenth Amendments of the Federal
Constitution. P.
323 U. S.
532.
(c) A requirement that one register before making a public
speech to enlist support for a lawful movement is incompatible with
the guaranties of the First Amendment. P.
323 U. S.
540.
2. The task of drawing the line between the freedom of the
individual and the power of the State is more delicate than usual
where the presumption supporting legislation is balanced by the
preferred position of the freedoms secured by the First Amendment.
P.
323 U. S.
529.
3. Restriction of the liberties guaranteed by the First
Amendment can be justified only by clear and present danger to the
public welfare. P.
323 U. S.
530.
4. The rational connection between the remedy provided and the
evil to be curbed, which in other contexts might support
legislation against attack on due process grounds, will not, in
itself, suffice
Page 323 U. S. 517
to sustain a restriction of the liberties guaranteed by the
First Amendment. P.
323 U. S.
530.
5. Freedom of speech and of the press, and the rights a the
people peaceably to assemble and to petition for redress of
grievances, are cognate rights. P.
323 U. S.
530.
6. The First Amendment's safeguards are not inapplicable to
business or economic activity. P.
323 U. S.
531.
7. State regulation of labor unions, whether aimed at fraud or
other abuses, must not infringe constitutional rights of free
speech and free assembly. P.
323 U. S.
532.
141 Tex. 591, 174 S.W.2d 958, reversed.
APPEAL from a judgment in a habeas corpus proceeding which
sustained the commitment of the appellant for contempt.
Page 323 U. S. 518
MR. JUSTICE RUTLEDGE delivered the opinion of the Court.
The appeal is from a decision of the Supreme Court of Texas
which denied appellant's petition for a writ of habeas corpus and
remanded him to the custody of appellee, as sheriff of Travis
County. 141 Tex. 591, 174 S.W.2d 958. In so deciding, the court
upheld, as against constitutional and other objections, appellant's
commitment for contempt for violating a temporary restraining order
issued by the District Court of Travis County. The order was issued
ex parte, and in terms restrained appellant, while in
Texas, from soliciting members for or memberships in specified
labor unions and others affiliated with the Congress of Industrial
Organizations, without first obtaining an organizer's card as
required by House Bill No. 100, c. 104, General and Special Laws of
Texas, Regular Session, 48th Legislature (1943). After the order
was served, appellant addressed a mass meeting of workers and, at
the end of his speech, asked persons present to join a union. For
this he was held in contempt, fined and sentenced to & short
imprisonment.
The case has been twice argued here. Each time, appellant has
insisted, as he did in the state courts, that the statute, as it
has been applied to him, is in contravention of the Fourteenth
Amendment, as it incorporates the First, imposing a previous
restraint upon the rights of freedom of speech and free assembly,
and denying him the equal protection of the laws. He urges also
that the application made of the statute is inconsistent with the
provisions of the National Labor Relations Act, 49 Stat. 449, and
other objections which need not be considered. For reasons to be
stated we think the statute, as it was applied in this case,
imposed previous restraint upon appellant's rights of free speech
and free assembly, and the judgment must be reversed.
Page 323 U. S. 519
The pertinent statutory provisions, § 5 and 12, are part of
Texas' comprehensive scheme for regulating labor unions and their
activities. They are set forth in the margin. [
Footnote 1]
Page 323 U. S. 520
I
The facts are substantially undisputed. The appellant, Thomas,
is the president of the International Union UAW (United Automobile,
Aircraft and Agricultural Implements Workers) and a vice-president
of the CIO. His duties are manifold, but, in addition to executive
functions, they include giving aid and direction in organizing
campaigns and by his own statement soliciting members, generally or
in particular instances, for his organizations and their affiliated
unions. He receives a fixed annual salary as president of the UAW,
resides in Detroit, and travels widely through the nation in
performing his work.
OWIU (Oil Workers Industrial Union), a CIO affiliate, is the
parent organization of many local unions in Texas, having its
principal office in Fort Worth. One of these is Local No. 1002,
with offices in Harris County and membership consisting largely of
employees of the Humble Oil & Refining Company's plant at Bay
Town, Texas, not far from Houston. During and prior to September,
1943, CIO and OWIU were engaged in a campaign to organize the
employees at this plant into Local No. 1002, after an order
previously made by the National Labor Relations Board for the
holding of an election. As part of the campaign, a mass meeting was
arranged for the evening of September 23, under the
Page 323 U. S. 521
auspices of OWIU, at the city hall in Pelly, Harris County, near
the Bay Town plant. Wide publicity was given to the meeting
beforehand. Arrangements were made for Thomas to come to Texas to
address it, and wide notice was given to his announced intention of
doing so.
Thomas arrived in Houston the evening of September 21. He
testified without contradiction that his only object in coming to
Houston was to address this meeting, that he did not intend to
remain there afterward, and that he had return rail reservations
for leaving the State within two days. At about 2:30 o'clock on the
afternoon of Thursday, September 23, only some six hours before he
was scheduled to speak, Thomas was served with the restraining
order and a copy of the fiat.
These had been issued
ex parte by the District Court of
Travis County (which sits at Austin, the state capital, located
about 170 miles from Houston) on the afternoon of September 22, in
a proceeding instituted pursuant to § 12 by the State's
attorney general. The petition for the order shows on its face it
was filed in anticipation of Thomas' scheduled speech. [
Footnote 2] And the terms of the order
show that it was issued in anticipation of the meeting and the
speech. [
Footnote 3]
Page 323 U. S. 522
Upon receiving service, Thomas consulted his attorneys and
determined to go ahead with the meeting as planned. He did so
because he regarded the law and the citation as a restraint upon
free speech and free assembly insofar as they prevented his making
a speech or asking someone to join a union without having a license
or organizer's card at the time.
Accordingly, Thomas went to the meeting, arriving about 8:00
p.m., and, with other speakers, including Massengale and Crossland,
both union representatives, addressed an audience of some 300
persons. The meeting was orderly and peaceful. Thomas, in view of
the unusual circumstances, had prepared a manuscript originally
intended, according to his statement, to embody his entire address.
He read the manuscript to the audience. It discussed, among other
things, the State's effort, as Thomas conceived it, to interfere
with his right to speak and closed with a general invitation to
persons present not members of a labor union to join Local No. 1002
and thereby support the labor movement throughout the country. As
written, the speech did not address the invitation to any specific
individual by name or otherwise. [
Footnote 4] But Thomas testified that he added, at the
conclusion of the written speech, an oral solicitation of one
Pat
Page 323 U. S. 523
O'Sullivan, a nonunion man in the audience whom he previously
had never seen. [
Footnote
5]
After the meeting, Thomas, with two of the other union speakers,
was arrested and taken before a justice of the peace. Complaints
were filed in criminal proceedings, presumably pursuant to §
11. Thomas was released on bond, returned to his hotel, and, the
next morning, left for Dallas. There, he learned an attachment for
his arrest had been issued at Austin by the Travis County District
Court, pursuant to the attorney general's motion filed that morning
in contempt proceedings for violation of the temporarily
restraining order. [
Footnote
6]
On the evening of September 24, Thomas went to Austin for the
hearing upon the temporary injunction set for the morning of the
25th. At this time, he appeared and moved for dismissal of the
complaint, for dissolution of the temporary restraining order, and
to quash the contempt proceeding. The motions were denied and,
after hearing, the court ordered the temporary injunction to issue.
It also rendered judgment holding Thomas in contempt for
violating
Page 323 U. S. 524
the restraining order and fixed the penalty at three days in
jail and a fine of $100. Process for commitment thereupon issued
and was executed. Application to the supreme court for the writ of
habeas corpus was made and granted, the cause was set for hearing
in October, and Thomas was released on bond, all on September 25.
Thereafter, an amended application in habeas corpus was filed,
hearing on the cause was had, judgment was rendered sustaining the
commitment, a motion for rehearing was overruled, and the present
appeal was perfected. Argument followed here at the close of the
last term, with reargument at the beginning of the present one to
consider questions upon which we desired further discussion.
II
The Supreme Court of Texas, deeming habeas corpus an appropriate
method for challenging the validity of the statute as applied,
[
Footnote 7] sustained the Act
as a valid exercise of the State's police power, taken "for the
protection of the general welfare of the public, and particularly
the laboring class," with special reference to safeguarding
laborers from imposture when approached by an alleged organizer.
The provision, it was said, "affects only the right of one to
engage in the business as a paid organizer, and not the mere right
of an individual to express his views on the merits of the union."
The court declared the Act "does not require a paid organizer to
secure a license," but makes mandatory the issuance of the card "to
all who come within the provisions of the Act upon their
Page 323 U. S. 525
good faith compliance therewith." Accordingly, it held that the
regulation was not unreasonable.
The court conceded, however, that the Act "interferes to a
certain extent with the right of the organizer to speak as the paid
representative of the union." Nevertheless, it said,
"such interferences are not necessarily prohibited by the
Constitution. The State, under its police power, may enact laws
which interfere indirectly, and, to a limited extent, with the
right of speech or the liberty of the people where they are
reasonably necessary for the protection of the general public."
Accordingly, it likened the instant prohibition to various other
ones imposed by state or federal legislation upon "the right of one
to operate or speak as the agent of another," including securities
salesmen, insurance agents, real estate brokers, etc. And various
decisions of this Court and others [
Footnote 8] were thought to support the conclusion that
the Act
"imposes no previous general restraint upon the right of free
speech. . . . It merely requires paid organizers to register with
the Secretary of State before beginning to operate as such."
III
Appellant first urges that the application of the statute
amounted to the requirement of a license "for the simple act of
delivering an address to a group of workers." He says the act
penalized
"was simply and solely the act of addressing the workers on the
. . . benefits of unionism, and concluding the address with a plea
to the audience generally and to a named worker in the audience to
join a union."
He points out that he did not parade on the streets, did not
solicit or receive funds, did not "sign up"
Page 323 U. S. 526
workers, [
Footnote 9]
engaged in no disturbance or breach of the peace, and that his sole
purpose in going to Texas and his sole activity there were to make
the address, including the invitations which he extended at the
end. There is no evidence that he solicited memberships or members
for a union at any other time or occasion, or intended to do so.
His position necessarily maintains that the right to make the
speech includes the right to ask members of the audience, both
generally and by name, to join the union.
Appellant also urges more broadly that the statute is an invalid
restraint upon free expression in penalizing the mere asking a
worker to join a union, without having procured the card, whether
the asking takes place in a public assembly or privately.
Texas, on the other hand, asserts no issue of free speech or
free assembly is presented. With the state court, it says the
statute is directed at business practices, like selling insurance,
dealing in securities, acting as commission merchant, pawnbroking,
etc., and was adopted "in recognition of the fact that something
more is done by a labor organizer than talking." [
Footnote 10]
Alternatively, the State says, § 5 would be valid if it
were framed to include voluntary, unpaid organizers, and if no
element of business were involved in the union's activity. The
statute "is a registration statute, and nothing more," and confers
only "ministerial, and not discretionary, powers" upon the
Secretary of State. The requirement, accordingly, is regarded as
one merely for previous identification, valid within the rule of
City of Manchester v.
Page 323 U. S. 527
Leiby, 117 F.2d 661, and the dictum of
Cantwell v.
Connecticut, 310 U. S. 296,
310 U. S. 306.
[
Footnote 11]
In accordance with their different conceptions of the nature of
the issues, the parties would apply different standards for
determining them. Appellant relies on the rule which requires a
showing of clear and present danger to sustain a restriction upon
free speech or free assembly. [
Footnote 12] Texas, consistently with its "business
practice" theory, says the appropriate standard is that applied
under the commerce clause to sustain the applications of state
statutes regulating transportation made in
Hendrick v.
Maryland, 235 U. S. 610;
Clark v. Paul Gray, Inc., 306 U.
S. 583, and
California v. Thompson,
313 U. S. 109.
[
Footnote 13] In short, the
State would apply a "rational basis" test,
Page 323 U. S. 528
appellant one requiring a showing of "clear and present
danger."
Finally, as the case is presented here, Texas apparently would
rest the validity of the judgment exclusively upon the specific
individual solicitation of O'Sullivan, and would throw out of
account the general invitation, made at the same time, to all
nonunion workers in the audience. [
Footnote 14] However, the case cannot be disposed of on
such a basis. The Texas Supreme Court made no distinction between
the general and the specific invitations. [
Footnote 15] Nor did the District Court. The
record shows that the restraining order was issued in explicit
anticipation of the speech, and to restrain Thomas from uttering in
its course any language which could be taken as solicitation.
[
Footnote 16] The motion for
the fiat in contempt was filed, and the fiat itself was issued
Page 323 U. S. 529
on account of both invitations. [
Footnote 17] The order adjudging Thomas in contempt was
in general terms, finding that he had violated the restraining
order, without distinction between the solicitations set forth in
the petition and proved as violations. [
Footnote 18] The sentence was a single penalty. In
this state of the record, it must be taken that the order followed
the prayer of the motion and the fiat's recital, and that the
penalty was imposed on account of both invitations. The judgment
therefore must be affirmed as to both or as to neither.
Cf.
Williams v. North Carolina, 317 U. S. 287,
317 U. S. 292;
Stromberg v. California, 283 U. S. 359,
283 U. S. 368.
And it follows that the statute, as it was applied, restrained and
punished Thomas for uttering, in the course of his address, the
general, as well as the specific, invitation.
IV
The case confronts us again with the duty our system places on
this Court to say where the individual's freedom ends and the
State's power begins. Choice on that border, now, as always,
delicate, is perhaps more so where the
Page 323 U. S. 530
usual presumption supporting legislation is balanced by the
preferred place given in our scheme to the great, the
indispensable, democratic freedoms secured by the First Amendment.
Cf. Schneider v. State, 308 U. S. 147;
Cantwell v. Connecticut, 310 U. S. 296;
Prince v. Massachusetts, 321 U. S. 158.
That priority gives these liberties a sanctity and a sanction not
permitting dubious intrusions. And it is the character of the
right, not of the limitation, which determines what standard
governs the choice.
Compare United States v. Carolene Products
Co., 304 U. S. 144,
304 U. S.
152-153.
For these reasons, any attempt to restrict those liberties must
be justified by clear public interest, threatened not doubtfully or
remotely, but by clear and present danger. [
Footnote 19] The rational connection between the
remedy provided and the evil to be curbed, which, in other
contexts, might support legislation against attack on due process
grounds, will not suffice. These rights rest on firmer foundation.
Accordingly, whatever occasion would restrain orderly discussion
and persuasion, at appropriate time and place, must have clear
support in public danger, actual or impending. Only the gravest
abuses, endangering paramount interests, give occasion for
permissible limitation. It is therefore in our tradition to allow
the widest room for discussion, the narrowest range for its
restriction, particularly when this right is exercised in
conjunction with peaceable assembly. It was not by accident or
coincidence that the rights to freedom in speech and press were
coupled in a single guaranty with the rights of the people
peaceably to assemble and to petition for redress of grievances.
All these, though not identical, are inseparable. They are cognate
rights,
cf. De Jonge v. Oregon, 299 U.
S. 353,
299 U. S. 364,
and therefore are united in the First Article's assurance.
Cf. 1 Annals of Congress 759-760.
Page 323 U. S. 531
This conjunction of liberties is not peculiar to religious
activity and institutions alone. The First Amendment gives freedom
of mind the same security as freedom of conscience.
Cf. Pierce
v. Society of Sisters, 268 U. S. 510;
Meyer v. Nebraska, 262 U. S. 390;
Prince v. Massachusetts, 321 U. S. 158.
Great secular causes, with small ones, are guarded. The grievances
for redress of which the right of petition was insured, and, with
it, the right of assembly, are not solely religious or political
ones. And the rights of free speech and a free press are not
confined to any field of human interest.
The idea is not sound, therefore, that the First Amendment's
safeguards are wholly inapplicable to business or economic
activity. And it does not resolve where the line shall be drawn in
a particular case merely to urge, as Texas does, that an
organization for which the rights of free speech and free assembly
are claimed is one "engaged in business activities," or that the
individual who leads it in exercising these rights receives
compensation for doing so. Nor, on the other hand, is the answer
given, whether what is done is an exercise of those rights and the
restriction a forbidden impairment, by ignoring the organization's
economic function, because those interests of workingmen are
involved or because they have the general liberties of the citizen,
as appellant would do.
These comparisons are at once too simple, too general, and too
inaccurate to be determinative. Where the line shall be placed in a
particular application rests not on such generalities, but on the
concrete clash of particular interests and the community's relative
evaluation both of them and of how the one will be affected by the
specific restriction, the other by its absence. That judgment in
the first instance is for the legislative body. But, in our system,
where the line can constitutionally be placed presents a question
this Court cannot escape answering independently, whatever the
legislative judgment, in the
Page 323 U. S. 532
light of our constitutional tradition.
Schneider v.
State, 308 U. S. 147,
308 U. S. 161.
And the answer, under that tradition, can be affirmative, to
support an intrusion upon this domain, only if grave and impending
public danger requires this.
That the State has power to regulate labor unions with a view to
protecting the public interest is, as the Texas court said, hardly
to be doubted. They cannot claim special immunity from regulation.
Such regulation however, whether aimed at fraud or other abuses,
must not trespass upon the domains set apart for free speech and
free assembly. This Court has recognized that,
"in the circumstances of our times, the dissemination of
information concerning the facts of a labor dispute must be
regarded as within that area of free discussion that is guaranteed
by the Constitution. . . . Free discussion concerning the
conditions in industry and the causes of labor disputes appears to
us indispensable to the effective and intelligent use of the
processes of popular government to shape the destiny of modern
industrial society."
Thornhill v. Alabama, 310 U. S. 88,
310 U. S.
102-103;
Senn v. Tile Layers Protective Union,
301 U. S. 468,
301 U. S. 478.
The right thus to discuss, and inform people concerning, the
advantages and disadvantages of unions and joining them is
protected not only as part of free speech, but as part of free
assembly.
Hague v. CIO, 307 U. S. 496. The
Texas court, in its disposition of the cause, did not give
sufficient weight to this consideration, more particularly by its
failure to take account of the blanketing effect of the
prohibition's present application upon public discussion and also
of the bearing of the clear and present danger test in these
circumstances.
V
In applying these principles to the facts of this case, we put
aside the broader contentions both parties have made and confine
our decision to the narrow question
Page 323 U. S. 533
whether the application made of § 5 in this case
contravenes the First Amendment.
The present application does not involve the solicitation of
funds or property. Neither § 5 nor the restraining order
purports to prohibit or regulate solicitation of funds, receipt of
money, its management, distribution, or any other financial matter.
Other sections of the Act deal with such things. [
Footnote 20] And, on the record, Thomas
neither asked nor accepted funds or property for the union at the
time of his address or while he was in Texas. Neither did he "take
applications" for membership, though he offered to do so "if it was
necessary"; or ask anyone to join a union at any other time than
the occasion of the Pelly mass meeting and in the course of his
address.
Thomas went to Texas for one purpose, and one only -- to make
the speech in question. Its whole object was publicly to proclaim
the advantages of workers' organization and to persuade workmen to
join Local No. 1002 as part of a campaign for members. These also
were the sole objects of the meeting. The campaign, and the
meeting, were incidents of an impending election for collective
bargaining agent, previously ordered by national authority pursuant
to the guaranties of national law. Those guaranties include the
workers' right to organize freely for collective bargaining. And
this comprehends whatever may be appropriate and lawful to
accomplish and maintain such organization. It included, in this
case, the right to designate Local No. 1002 or any other union or
agency as
Page 323 U. S. 534
the employees' representative. It included their right fully and
freely to discuss and be informed concerning this choice, privately
or in public assembly. Necessarily correlative was the right of the
union, its members and officials, whether residents or nonresidents
of Texas, and, if the latter, whether there for a single occasion
or sojourning longer, to discuss with and inform the employees
concerning matters involved in their choice. These rights of
assembly and discussion are protected by the First Amendment.
Whatever would restrict them, without sufficient occasion, would
infringe its safeguards. The occasion was clearly protected. The
speech was an essential part of the occasion, unless all meaning
and purpose were to be taken from it. And the invitations, both
general and particular, were parts of the speech, inseparable
incidents of the occasion and of all that was said or done.
That there was restriction upon Thomas' right to speak, and the
rights of the workers to hear what he had to say, there can be no
doubt. The threat of the restraining order, backed by the power of
contempt and of arrest for crime, hung over every word. A speaker
in such circumstances could avoid the words "solicit," "invite,"
"join." It would be impossible to avoid the idea. The statute
requires no specific formula. It is not contended that only the use
of the word "solicit" would violate the prohibition. Without such a
limitation, the statute forbids any language which conveys, or
reasonably could be found to convey, the meaning of invitation.
That Thomas chose to meet the issue squarely, not to hide in
ambiguous phrasing, does not counteract this fact. General words
create different and often particular impressions on different
minds. No speaker, however careful, can convey exactly his meaning,
or the same meaning, to the different members of an audience. How
one might "laud unionism," as the State and the State Supreme Court
concede Thomas was free to do, yet in these circumstances not imply
an invitation,
Page 323 U. S. 535
is hard to conceive. This is the nub of the case, which the
State fails to meet because it cannot do so. Workingmen do not lack
capacity for making rational connections. They would understand, or
some would, that the president of UAW and vice-president of CIO,
addressing an organization meeting, was not urging merely a
philosophic attachment to abstract principles of unionism,
disconnected from the business immediately at hand. The feat would
be incredible for a national leader, addressing such a meeting,
lauding unions and their principles, urging adherence to union
philosophy, not also and thereby to suggest attachment to the union
by becoming a member.
Furthermore, whether words intended and designed to fall short
of invitation would miss that mark is a question both of intent and
of effect. No speaker, in such circumstances, safely could assume
that anything he might say upon the general subject would not be
understood by some as an invitation. In short, the supposedly
clear-cut distinction between discussion, laudation, general
advocacy, and solicitation puts the speaker in these circumstances
wholly at the mercy of the varied understanding of his hearers, and
consequently of whatever inference may be drawn as to his intent
and meaning.
Such a distinction offers no security for free discussion. In
these conditions, it blankets with uncertainty whatever may be
said. It compels the speaker to hedge and trim. He must take care
in every word to create no impression that he means, in advocating
unionism's most central principle, namely, that workingmen should
unite for collective bargaining, to urge those present to do so.
The vice is not merely that invitation, in the circumstances shown
here, is speech. It is also that its prohibition forbids or
restrains discussion which is not or may not be invitation. The
sharp line cannot be drawn surely or securely. The effort to
observe it could not be free speech, free press,
Page 323 U. S. 536
or free assembly, in any sense of free advocacy of principle or
cause. The restriction's effect, as applied, in a very practical
sense was to prohibit Thomas not only to solicit members and
memberships, but also to speak in advocacy of the cause of trade
unionism in Texas, without having first procured the card. Thomas
knew this, and faced the alternatives it presented. When served
with the order, he had three choices: (1) to stand on his right and
speak freely; (2) to quit, refusing entirely to speak; (3) to trim,
and even thus to risk the penalty. He chose the first alternative.
We think he was within his rights in doing so.
The assembly was entirely peaceable, and had no other than a
wholly lawful purpose. The statements forbidden were not in
themselves unlawful, had no tendency to incite to unlawful action,
involved no element of clear and present, grave and immediate
danger to the public welfare. Moreover, the State has shown no
justification for placing restrictions on the use of the word
"solicit." We have here nothing comparable to the case where use of
the word "fire" in a crowded theater creates a clear and present
danger which the State may undertake to avoid or against which it
may protect.
Schenck v. United States, 249 U. S.
47. We cannot say that "solicit" in this setting is such
a dangerous word. So far as free speech alone is concerned, there
can be no ban or restriction or burden placed on the use of such a
word except on showing of exceptional circumstances where the
public safety, morality or health is involved or some other
substantial interest of the community is at stake.
If, therefore, use of the word or language equivalent in meaning
was illegal here, it was so only because the statute and the order
forbade the particular speaker to utter it. When legislation or its
application can confine labor leaders on such occasions to
innocuous and abstract discussion of the virtues of trade unions
and so becloud even this
Page 323 U. S. 537
with doubt, uncertainty and the risk of penalty, freedom of
speech for them will be at an end. A restriction so destructive of
the right of public discussion, without greater or more imminent
danger to the public interest than existed in this case, is
incompatible with the freedoms secured by the First Amendment.
We do not mean to say there is not, in many circumstances, a
difference between urging a course of action and merely giving and
acquiring information. On the other hand, history has not been
without periods when the search for knowledge alone was banned. Of
this, we may assume the men who wrote the Bill of Rights were
aware. But the protection they sought was not solely for persons in
intellectual pursuits. It extends to more than abstract discussion,
unrelated to action. The First Amendment is a charter for
government, not for an institution of learning. "Free trade in
ideas" means free trade in the opportunity to persuade to action,
not merely to describe facts.
Cf. Abrams v. United States,
250 U. S. 616,
250 U. S. 624,
and
Gitlow v. New York, 268 U. S. 652,
268 U. S. 657,
dissenting opinions of Mr. Justice Holmes. Indeed, the whole
history of the problem shows it is to the end of preventing action
that repression is primarily directed, and to preserving the right
to urge it that the protections are given.
Accordingly, decision here has recognized that employers'
attempts to persuade to action with respect to joining or not
joining unions are within the First Amendment's guaranty.
Labor
Board v. Virginia Electric & Power Co., 314 U.
S. 469. Decisions of other courts have done likewise.
[
Footnote 21] When to this
persuasion other things are added which bring about coercion, or
give it that character, the
Page 323 U. S. 538
limit of the right has been passed. [
Footnote 22]
Cf. Labor Board v. Virginia Electric
& Power Co., supra. But, short of that limit, the
employer's freedom cannot be impaired. The Constitution protects no
less the employees' converse right. Of course, espousal of the
cause of labor is entitled to no higher constitutional protection
than the espousal of any other lawful cause. It is entitled to the
same protection.
VI
Apart from its "business practice" theory, the State contends
that § 5 is not inconsistent with freedom of speech and
assembly, since this is merely a previous identification
requirement which, according to the state court's decision, gives
the Secretary of State only "ministerial, not discretionary"
authority.
How far the State can require previous identification by one who
undertakes to exercise the rights secured by the First Amendment
has been largely undetermined. It has arisen here chiefly, though
only tangentially, in connection with license requirements
involving the solicitation of funds,
Cantwell v. Connecticut,
supra; cf. Schneider v. State, 308 U.
S. 147;
Largent v. Texas, 318 U.
S. 418, and other activities upon the public streets or
in public places,
cf. Lovell v. Griffin, 303 U.
S. 444;
Hague v. CIO, 307 U.
S. 496, or house-to-house canvassing,
cf. Schneider
v. State, supra. In these cases, however, the license
requirements were for more than mere identification or previous
registration, and were held invalid because they vested discretion
in the issuing authorities to censor the activity involved.
Nevertheless, it was indicated by
Page 323 U. S. 539
dictum in
Cantwell v. Connecticut, 310 U.
S. 296,
310 U. S. 306,
[
Footnote 23] that a statute
going no further than merely to require previous identification
would be sustained in respect to the activities mentioned. Although
those activities are not involved in this case, that dictum and the
decision in
Bryant v. Zimmerman, 278 U. S.
63, furnish perhaps the instances of pronouncement or
decision here nearest this phase of the question now presented.
As a matter of principle, a requirement of registration in order
to make a public speech would seem generally incompatible with an
exercise of the rights of free speech and free assembly. Lawful
public assemblies, involving no element of grave and immediate
danger to an interest the State is entitled to protect, are not
instruments of harm which require previous identification of the
speakers. And the right either of workmen or of unions under these
conditions to assemble and discuss their own affairs is as fully
protected by the Constitution as the right of businessmen, farmers,
educators, political party members or others to assemble and
discuss their affairs and to enlist the support of others.
We think the controlling principle is stated in
De Jonge v.
Oregon, 299 U. S. 353,
299 U. S. 365.
In that case, this Court held that, "consistently with the Federal
Constitution, peaceable assembly for lawful discussion cannot be
made a crime." And
"those who assist in the conduct of such meetings cannot be
branded as criminals on that score. The question, if the rights of
free speech and peaceable assembly are to be preserved, is not as
to the auspices under which the meeting is held, but as to its
purpose; not as to the relations of the speakers, but whether their
utterances transcend the bounds of the freedom of speech which the
Constitution protects. If the persons assembling have committed
crimes elsewhere, if they have formed or are
Page 323 U. S. 540
engaged in a conspiracy against the public peace and order, they
may be prosecuted for their conspiracy or other violation of valid
laws. But it is a different matter when the State, instead of
prosecuting them for such offenses, seizes upon mere participation
in a peaceable assembly and a lawful public discussion as the basis
for a criminal charge."
If the exercise of the rights of free speech and free assembly
cannot be made a crime, we do not think this can be accomplished by
the device of requiring previous registration as a condition for
exercising them and making such a condition the foundation for
restraining in advance their exercise and for imposing a penalty
for violating such a restraining order. So long as no more is
involved than exercise of the rights of free speech and free
assembly, it is immune to such a restriction. If one who solicits
support for the cause of labor may be required to register as a
condition to the exercise of his right to make a public speech, so
may he who seeks to rally support for any social, business,
religious or political cause. We think a requirement that one must
register before he undertakes to make a public speech to enlist
support for a lawful movement is quite incompatible with the
requirements of the First Amendment.
Once the speaker goes further, however, and engages in conduct
which amounts to more than the right of free discussion
comprehends, as when he undertakes the collection of funds or
securing subscriptions, he enters a realm where a reasonable
registration or identification requirement may be imposed. In that
context, such solicitation would be quite different from the
solicitation involved here. It would be free speech plus conduct
akin to the activities which were present, and which it was said
the State might regulate, in
Schneider v. State, supra,
and
Cantwell v. Connecticut, supra. That, however, must
be
Page 323 U. S. 541
done, and the restriction applied, in such a manner as not to
intrude upon the rights of free speech and free assembly. In this
case, the separation was not maintained. If what Thomas did, in
soliciting Pat O'Sullivan, was subject to such a restriction, as to
which we express no opinion, that act was intertwined with the
speech and the general invitation in the penalty which was imposed
for violating the restraining order. Since the penalty must be
taken to have rested as much on the speech and the general
invitation as on the specific one, and the former clearly were
immune, the judgment cannot stand.
As we think the requirement of registration, in the present
circumstances, was, in itself, an invalid restriction, we have no
occasion to consider whether the restraint as imposed goes beyond
merely requiring previous identification or registration. [
Footnote 24] Nor do we undertake to
determine
Page 323 U. S. 542
the validity of § 5 in any other application than that made
upon the facts of this case. Neither do we ground our decision upon
other contentions advanced in the briefs and argument. Upon the
reargument, attention was given particularly to the questions
whether and to what extent the prohibitions of § 5, or their
application in this case, are consistent with the provisions of the
National Labor Relations Act. Both the parties and the Government,
which has appeared as
amicus curiae, have advanced
contentions on this issue independent of those put forward upon the
question of constitutionality. Since a majority of the Court do not
agree that § 5 or its present application conflicts with the
National Labor Relations Act, our decision rests exclusively upon
the grounds we have stated for finding that the statute, as
applied, contravenes the Constitution.
Page 323 U. S. 543
The restraint is not small when it is considered what was
restrained. The right is a national right, federally guaranteed.
There is some modicum of freedom of thought, speech, and assembly
which all citizens of the Republic may exercise throughout its
length and breadth, which no State, nor all together, nor the
Nation itself, can prohibit, restrain or impede. If the restraint
were smaller than it is, it is from petty tyrannies that large ones
take root and grow. This fact can be no more plain than when they
are imposed on the most basic rights of all. Seedlings planted in
that soil grow great and, growing, break down the foundations of
liberty.
In view of the disposition we make of the cause, it is
unnecessary to rule upon the motion appellee has filed to require
appellant to furnish security for his appearance to serve the
sentence.
The judgment is
Reversed.
[
Footnote 1]
Sec. 5.
"All labor union organizers operating in the State of Texas
shall be required to file with the Secretary of State, before
soliciting any members for his organization, a written request by
United States mail, or shall apply in person for an organizer's
card, stating (a) his name in full; (b) his labor union
affiliations, if any; (c) describing his credentials and attaching
thereto a copy thereof, which application shall be signed by him.
Upon such applications being filed, the Secretary of State shall
issue to the applicant a card on which shall appear the following:
(1) the applicant's name; (2) his union affiliation; (3) a space
for his personal signature; (4) a designation, 'labor organizer';
and, (5) the signature of the Secretary of State, dated and
attested by his seal of office. Such organizer shall at all times,
when soliciting members, carry such card, and shall exhibit the
same when requested to do so by a person being so solicited for
membership."
Sec. 12.
"The District Courts of this State and the Judges thereof shall
have full power, authority and jurisdiction, upon the application
of the State of Texas, acting through an enforcement officer herein
authorized, to issue any and all proper restraining orders,
temporary or permanent injunctions, and any other and further writs
or processes appropriate to carry out and enforce the provisions of
this Act. Such proceedings shall be instituted, prosecuted, tried
and heard as other civil proceedings of like nature in said
Courts."
The Act also requires unions to file annual reports containing
specified names and addresses, a statement of income and
expenditure with the names of recipients, and copies of all
contracts with employers which include a check-off clause. It
prohibits charging dues which "will create a fund in excess of the
reasonable requirements of such union," demanding or collecting any
fee for the privilege to work and provides for liberal construction
to prevent "excessive initiation fees." All officers, agents,
organizers and representatives must be elected by at least a
majority vote. Aliens and felons (unless restored to citizenship)
cannot be "officers, officials . . . or labor organizers."
Additional enforcement provisions are found in § 11. A
civil penalty not exceeding $1,000 is imposed "if any labor union
violates any provision of this Act," to be recovered in a suit in
the name of the State, instituted by authorized officers. Violation
of the statute by a union officer or labor organizer is made a
misdemeanor, punishable by fine of not over $500 or confinement in
the county jail for not to exceed 60 days, or both.
By § 2(c),
"'labor organizer' shall mean any person who for a pecuniary or
financial consideration, solicits memberships in a labor union or
members for a labor union."
Under the interpretation promulgated by the Secretary of
State,
"Any person who solicits memberships for a union and receives
remuneration therefor will be considered a 'labor organizer.' . . .
Solicitation of memberships as an incident to other duties for
which a salary is paid will be considered solicitation for
remuneration."
[
Footnote 2]
The petition recites the time and place of the mass meeting,
that Thomas was scheduled to speak and would solicit members for
the union at the meeting without an organizer's card. The recitals
were based on an alleged previous announcement by him of intention
to do these things, which, at the hearing, he denied having made.
The petition stated there was "not sufficient time before the
defendant makes the threatened speech" for notice to be served and
returned, and concludes with a prayer for the restraining
order.
[
Footnote 3]
The order repeated substantially the recitals of the petition,
concerning the meeting, Thomas' scheduled speech and intention to
solicit members, as grounds for its issuance appearing from "the
sworn petition and statements of counsel," and enjoined Thomas from
soliciting memberships in and members for Local No. 1002 and any
other union affiliated with the CIO, while in Texas, without first
obtaining an organizer's card.
[
Footnote 4]
According to the report of the speech given in the record, it
refers to Thomas' invitation to speak at the meeting, his
acceptance, and his intention to discuss why workers should join
the union and to urge those present to do so. After stating he had
learned, on arrival, that his right to make such a speech was
questioned, he said:
"I didn't come here to break the law. I came here to make this
speech and to ask you to join the union. But, since the issue has
arisen, I don't want anybody to say that I'm evading it . . . , to
have an opening to get out without making a test of this law. . . .
Therefore, as Vice President of the CIO and as a union man, I
earnestly ask those of you who are not now members of the Oil
Workers International Union to join now. I solicit you to become a
member of the union of your fellow workers, and thereby join hands
with labor throughout this country in all industries. . . ."
[
Footnote 5]
Thomas testified his invitation to O'Sullivan was as
follows:
"I said, 'Pat O'Sullivan, I want you to join the Oil Workers
Union. I have some application cards here, and I would like to have
you sign one.' I went on from there and I asked everybody in the
crowd who was not a member of the organization to come up, and, if
it was necessary, I would personally sign him to these application
cards."
Thomas' account of what occurred at the meeting is substantiated
by the testimony of Jesse Owens, Assistant Attorney General of
Texas, who was present.
[
Footnote 6]
The motion recited that Thomas "(1) . . . did at said time and
place solicit Pat O'Sullivan . . . to join a local union" of OWIU
and "(2) At said time and place . . . , did
openly and publicly
solicit an audience of approximately 300 persons . . . to then
and there join and become members" of OWIU, charged that "
the
acts of R. J. Thomas above alleged were in open and flagrant
violation" of the court's order and writ, and alleged that
"
said acts constitute contempt of this court and should be
punished by appropriate order." (Emphasis added.)
[
Footnote 7]
The court reviewed the contempt commitment over appellee's
strenuous jurisdictional objections. Since the state court has
determined the validity of the statute and its application in the
habeas corpus proceeding, as against the objections on federal
constitutional grounds, those questions are properly here on this
appeal.
Bryant v. Zimmerman, 278 U. S.
63. The State concedes this.
[
Footnote 8]
Cantwell v. Connecticut, 310 U.
S. 296;
Cox v. New Hampshire, 312 U.
S. 569;
City of Manchester v. Leiby, 117 F.2d
661.
[
Footnote 9]
However, the record shows he offered to sign the application
blanks or cards "if it was necessary."
Cf. note 5 supra.
[
Footnote 10]
"He acts for an alleged principal and collects money for the
principal, or, if he does not actually collect fees and dues in
person, he makes it possible for his principal to collect them. He
purports to act for a labor union in establishing a contractual
relation. . . ."
The statements are taken from the brief.
[
Footnote 11]
"Without doubt, a State may protect its citizens
from
fraudulent solicitation by requiring a stranger in the
community, before permitting him publicly
to solicit funds
for any purpose, to establish his identity and his authority to act
for the cause which he purports to represent,"
(emphasis added) citing for comparison
Lewis Publishing Co.
v. Morgan, 229 U. S. 288,
229 U. S.
306-310;
Bryant v. Zimmerman, 278 U. S.
63,
278 U. S. 72.
Cf. text
infra at
note 23
[
Footnote 12]
Cf. Schenck v. United States, 249 U. S.
47; Mr. Justice Holmes dissenting in
Abrams v.
United States, 250 U. S. 616,
250 U. S. 624,
and in
Gitlow v. New York, 268 U.
S. 652,
268 U. S. 672;
Bridges v. California, 314 U. S. 252. A
recent statement is that made in
West Virginia State Board of
Education v. Barnette, 319 U. S. 624,
319 U. S.
639:
"The right of a State to regulate, for example, a public utility
may well include, so far as the due process test is concerned,
power to impose all of the restrictions which a legislature may
have a 'rational basis' for adopting. But freedoms of speech and of
press, of assembly, and of worship may not be infringed on such
slender grounds. They are susceptible of restriction only to
prevent grave and immediate danger to interests which the State may
lawfully protect."
[
Footnote 13]
According to the brief,
"The analogy is that
interstate commerce like freedom of
religion, speech and press, is protected from undue burdens
imposed by the States, yet the States still have authority to
impose regulations which are reasonable in relation to the
subject."
(Emphasis added.)
[
Footnote 14]
The argument, both at the bar and in the brief, has been
indefinite in this respect. It has neither conceded nor
unequivocally denied that the sentence was imposed on account of
both acts. Nevertheless the State maintains that the invitation to
O'Sullivan, in itself, is sufficient to sustain the judgment and
sentence, and that nothing more need be considered to support
them.
[
Footnote 15]
That the court regarded the violation as consisting of both acts
appears from the statement in the opinion that Thomas "violated the
terms of the injunction by soliciting members for said union
without having first registered . . ." The plural could have been
used only if the general platform plea were considered as being one
of the violations restrained and punished.
[
Footnote 16]
The
ex parte petition for the order was founded solely
upon the allegation, based only upon rumor as later appeared from
Thomas' uncontradicted testimony, that he intended to address the
meeting and, in the course of his speech, generally to solicit
nonunion men present to join the union.
Cf. note 2 supra. When the petition was
filed and the restraining order was issued and served, it was not
possible to specify anticipated individual solicitations, and,
consequently, only anticipated general ones could be and were
relied upon. The order therefore must be taken to have been
intended to reach exactly what it was requested to get at.
Cf. note 3
supra, and text,
infra at note 20 ff.
[
Footnote 17]
The motion, after reciting the solicitation of O'Sullivan and
adding that Thomas "did openly and publicly solicit an audience of
approximately 300 persons . . . ," claimed both acts as being "in
open and flagrant violation of the order of this court," and as
contempt, and sought punishment for them.
[
Footnote 18]
The order made the usual formal recitals concerning the previous
proceedings, the parties' appearance and the court's "having heard
the pleadings and evidence." It then, without stating the
particular acts in which the contempt consisted,
cf.
note 17 supra,
found generally that Thomas
"did, in Harris County, Texas, on the 23d day of September
A.D.1943, violate this court's temporary restraining order
heretofore issued enjoining and restraining him . . . from
soliciting members to join"
the OWIU without obtaining an organizer's card, adjudged him
guilty of contempt "for the violation of the law and of the order
of this court on the 23d day of September, A.D.1943," and assessed
the punishment as stated above.
[
Footnote 19]
Cf. note 12
supra.
[
Footnote 20]
See note 1
supra. According to the State's concession, Thomas might
have made speeches "lauding unions and unionism" throughout Texas
without violating the statute or the order. And, at each address,
he could have taken a collection or sought and received
contributions for the union, or for himself, without running afoul
their prohibitions; that is always if, in doing so, he avoided
using words of invitation to unorganized workers to join a CIO
union.
[
Footnote 21]
Labor Board v. Ford Motor Co., 114 F.2d 905 (C.C.A.);
Labor Board v. American Tube Bending Co., 134 F.2d 993
(C.C.A.);
compare Texas & N.O. R. Co. v. Brotherhood of
Clerks, 281 U. S. 548,
281 U. S.
568.
[
Footnote 22]
Labor Board v. Trojan Powder Co., 135 F.2d 337
(C.C.A.);
Labor Board v. New Era Die Co., 118 F.2d 500;
cf. Labor Board v. Friedman-Harry Marks Clothing Co.,
301 U. S. 58;
International Association of Machinists v. Labor Board,
311 U. S. 72.
Compare Texas & N.O. R. Co. v. Brotherhood of Clerks,
281 U. S. 548.
[
Footnote 23]
[
Footnote 24]
In securing the detailed information § 5 requires,
cf. note 1,
supra, the Secretary of State has
established an administrative routine for compliance, which
includes a form of application requiring the applicant to state:
(1) his name; (2) his address; (3) his labor union affiliations
("specify definitely and fully"); (4) that "as evidence of my
authority to act as Labor Organizer for the labor union with which
I am connected, I am furnishing the following credentials"; (5) a
copy af such credentials; (6) that he is a citizen of the United
States of America; (7) whether he has ever been convicted of a
felony in Texas or in any other State, and, (a) if so, the nature
of the offense and the State in which conviction was had; (b)
whether his rights of citizenship have been fully restored, and (c)
by what authority.
The Secretary of State testified that cards were issued as of
course if the application blanks were properly filled in. But, in
his interpretative statement, issued to the general public, he
said:
"
In the absence of mistake, fraud or misrepresentation
with respect to securing same, it is considered that the Secretary
of State has no discretion in the granting of an 'organizer's
card,' and that the applicant will be entitled to same upon
compliance with the Act.
It will be required, however,
that the applicant
show a bona fide affiliation with an
existing labor union."
(Emphasis added.) Precisely what "credentials" or evidence in
connection with the felony inquiry or showing of
bona fide
affiliation will satisfy the Secretary is not made clear on the
record. And, according to the Texas court's decision, "all who come
within the provisions of the Act
upon their good-faith
compliance therewith" are entitled to receive the card.
(Emphasis added.) Compliance under the decision, it would seem,
requires the Secretary to determine the good faith of the
application, and thus the sufficiency of the authority to act for
the union represented. Whether, in some instances, at least, these
determinations would go beyond "merely ministerial" action and
require the exercise of discretion, or the time required to comply,
by completing the routine, would so add to the burden that these
things might amount to undue previous restraint or censorship,
where mere registration or previous identification might not do so,
need not be determined.
From the time the Act became effective in August, 1943, until
the the date of trial, September 25, 1943, 223 labor organizers'
cards were issued. During that period, 40 or 50 applications for
cards were returned to the applicants for failure to fill in the
information requested or to sign the application or to attach
credentials. Of those, all but 15 or 20 have been resubmitted, and
cards were granted. No application has been "positively denied"
since the Act became effective.
MR. JUSTICE DOUGLAS, concurring.
The intimation that the principle announced in this case serves
labor alone, and not an employer, has been adequately answered in
the opinion of the Court, in which I join. But the emphasis on such
cases as
Labor Board v. Virginia Electric & Power Co.,
314 U. S. 469, and
Virginia Electric & Power Co. v. Labor Board,
319 U. S. 533, to
prove that discrimination exists moves me to add these words. Those
cases would be relevant here if we were dealing with legislation
which regulated the relations between unions and their members.
Cf. Steele v. Louisville & Nashville R. Co., ante, p.
323 U. S. 192. No
one may be required to obtain a license in order to speak. But once
he uses the economic power which he has over other men and their
jobs to influence their action, he is doing more than exercising
the freedom of speech protected by the First Amendment.
Page 323 U. S. 544
That is true whether he be an employer or an employee. But as
long as he does no more than speak, he has the same unfettered
right, no matter what side of an issue he espouses.
MR. JUSTICE BLACK and MR. JUSTICE MURPHY join in this
opinion.
MR. JUSTICE JACKSON, concurring.
As frequently is the case, this controversy is determined as
soon as it is decided which of two well established, but at times
overlapping, constitutional principles will be applied to it. The
State of Texas stands on its well settled right reasonably to
regulate the pursuit of a vocation, including -- we may assume --
the occupation of labor organizer. Thomas, on the other hand,
stands on the equally clear proposition that Texas may not
interfere with the right of any person peaceably and freely to
address a lawful assemblage of workmen intent on considering labor
grievances.
Though the one may shade into the other, a rough distinction
always exists, I think, which is more shortly illustrated than
explained. A state may forbid one without its license to practice
law as a vocation, but I think it could not stop an unlicensed
person from making a speech about the rights of man or the rights
of labor, or any other kind of right, including recommending that
his hearers organize to support his views. Likewise, the state may
prohibit the pursuit of medicine as an occupation without its
license, but I do not think it could make it a crime publicly or
privately to speak urging persons to follow or reject any school of
medical thought. So the state, to an extent not necessary now to
determine, may regulate one who makes a business or a livelihood of
soliciting funds or memberships for unions. But I do not think it
can prohibit one,
Page 323 U. S. 545
even if he is a salaried labor leader, from making an address to
a public meeting of workmen, telling them their rights as he sees
them and urging them to unite in general or to join a specific
union.
This wider range of power over pursuit of a calling than over
speechmaking is due to the different effects which the two have on
interests which the state is empowered to protect. The modern state
owes and attempts to perform a duty to protect the public from
those who seek for one purpose or another to obtain its money. When
one does so through the practice of a calling, the state may have
an interest in shielding the public against the untrustworthy, the
incompetent, or the irresponsible, or against unauthorized
representation of agency. A usual method of performing this
function is through a licensing system.
But it cannot be the duty, because it is not the right, of the
state to protect the public against false doctrine. The very
purpose of the First Amendment is to foreclose public authority
from assuming a guardianship of the public mind through regulating
the press, speech, and religion. In this field, every person must
be his own watchman for truth, because the forefathers did not
trust any government to separate the true from the false for us.
West Virginia State Board of Education v. Barnette,
319 U. S. 624. Nor
would I. Very many are the interests which the state may protect
against the practice of an occupation, very few are those it may
assume to protect against the practice of propagandizing by speech
or press. These are thereby left great range of freedom.
This liberty was not protected because the forefathers expected
its use would always be agreeable to those in authority, or that
its exercise always would be wise, temperate, or useful to society.
As I read their intentions, this liberty was protected because they
knew of no other
Page 323 U. S. 546
way by which free men could conduct representative democracy.
*
The necessity for choosing collective bargaining representatives
brings the same nature of problem to groups of organizing workmen
that our representative democratic processes bring to the nation.
Their smaller society, too, must choose between rival leaders and
competing policies. This should not be an underground process. The
union of which Thomas is the head was one of the choices offered to
these workers, and, to me, it was in the best American tradition
that they hired a hall and advertised a meeting, and that Thomas
went there and publicly faced his labor constituents. How better
could these men learn what they might be getting into? By his
public appearance and speech, he would disclose himself as a
temperate man or a violent one, a reasonable leader that well
disposed workmen could follow or an irresponsible one from whom
they might expect disappointment, an earnest and understanding
leader or a self-seeker. If free speech anywhere serves a useful
social purpose, to be jealously guarded, I should think it would be
in such a relationship.
But it is said that Thomas urged and invited one and all to join
his union, and so he did. This, it is said, makes the speech
something else than a speech; it has been found
Page 323 U. S. 547
by the Texas courts to be a "solicitation," and therefore its
immunity from state regulation is held to be lost. It is not often
in this country that we now meet with direct and candid efforts to
stop speaking or publication as such. Modern inroads on these
rights come from associating the speaking with some other factor
which the state may regulate so as to bring the whole within
official control. Here, speech admittedly otherwise beyond the
reach of the states is attempted to be brought within its licensing
system by associating it with "solicitation." Speech of employers
otherwise beyond reach of the Federal Government is brought within
the Labor Board's power to suppress by associating it with
"coercion" or "domination." Speech of political malcontents is
sought to be reached by associating it with some variety of
"sedition." Whether, in a particular case, the association or
characterization is a proven and valid one often is difficult to
resolve. If this Court may not or does not, in proper cases,
inquire whether speech or publication is properly condemned by
association, its claim to guardianship of free speech and press is
but a hollow one.
Free speech on both sides and for every faction on any side of
the labor relation is, to me, a constitutional and useful right.
Labor is free to turn its publicity on any labor oppression,
substandard wages, employer unfairness, or objectionable working
conditions. The employer, too, should be free to answer, and to
turn publicity on the records of the leaders or the unions which
seek the confidence of his men. And if the employees or organizers
associate violence or other offense against the laws with labor's
free speech, or if the employer's speech is associated with
discriminatory discharges or intimidation, the constitutional
remedy would be to stop the evil, but permit the speech, if the two
are separable, and only rarely, and when they are inseparable, to
stop or punish speech or publication.
Page 323 U. S. 548
But I must admit that, in overriding the findings of the Texas
court, we are applying to Thomas a rule the benefit of which, in
all its breadth and vigor, this Court denies to employers in
National Labor Relations Board cases.
Cf. Labor Board v.
Virginia Electric Power Co., 314 U. S. 469,
314 U. S. 479;
Virginia Electric Power Co. v. Labor Board, 319 U.
S. 533;
Trojan Powder Co. v. Labor Board, 135
F.2d 337,
cert. denied, 320 U.S. 768;
Labor Board v.
American Tube Bending Co., 134 F.2d 993,
cert.
denied, 320 U.S. 768;
Elastic Stop Nut Corp. v. Labor
Board, 142 F.2d 371,
cert. denied, post, p. 722.
However, the remedy is not to allow Texas improperly to deny the
right of free speech, but to apply the same rule and spirit to free
speech cases whoever the speaker.
I concur in the opinion of MR. JUSTICE RUTLEDGE that this case
falls in the category of a public speech, rather than that of
practicing a vocation as solicitor. Texas did not wait to see what
Thomas would say or do. I cannot escape the impression that the
injunction sought before he had reached the state was an effort to
forestall him from speaking at all, and that the contempt is based
in part, at least, on the fact that he did make a public labor
speech.
I concur in reversing the judgment.
* Woodrow Wilson put the case for free speech in this connection
aptly:
"I have always been among those who believed that the greatest
freedom of speech was the greatest safety, because, if a man is a
fool, the best thing to do is to encourage him to advertise the
fact by speaking. It cannot be so easily discovered if you allow
him to remain silent and look wise, but if you let him speak, the
secret is out, and the world knows that he is a fool. So it is by
the exposure of folly that it is defeated, not by the seclusion of
folly, and, in this free air of free speech, men get into that sort
of communication with one another which constitutes the basis of
all common achievement."
Address at the Institute of France, Paris, May 10, 1919. 2
Selected Literary and Political Papers and Addresses of Woodrow
Wilson (1926) 333.
MR. JUSTICE ROBERTS.
The right to express thoughts freely and to disseminate ideas
fully is secured by the Constitution as basic to the conception of
our government. A long series of cases has applied these
fundamental rights in a great variety of circumstances. [
Footnote 2/1] Not until today, however, has
it been questioned
Page 323 U. S. 549
that there was any clash between this right to think one's
thoughts and to express them and the right of people to be
protected in their dealings with those who hold themselves out in
some professional capacity by requiring registration of those who
profess to pursue such callings. Doctors and nurses, lawyers and
notaries, bankers and accountants, insurance agents and solicitors
of every kind in every State of this Union have traditionally been
under duty to make some identification of themselves as
practitioners of their calling. The question before us is as to the
power of Texas to call for such registration within limits
precisely defined by the Supreme Court of that State in sustaining
the statute now challenged. The most accurate way to state the
issue is to quote the construction which that Court placed upon the
Texas statute and the exact limits of its requirement:
"A careful reading of the section of the law here under
consideration will disclose that it does not interfere with the
right of the individual lay members of unions to solicit others to
join their organization. It does not affect them at all. It applies
only to those organizers who, for a pecuniary or financial
consideration, solicit such membership. It affects only the right
of one to engage in the business as a paid organizer, and not the
mere right of an individual to express his views on the merits of
the union. Furthermore, it will be noted that the Act does not
require a paid organizer to secure a license, but merely requires
him to register and identify himself and the union for which he
proposes to operate before being permitted
Page 323 U. S. 550
to solicit members for such union. The Act confers no unbridled
discretion on the Secretary of State to grant or withhold a
registration card at his will, but makes it his mandatory duty to
accept the registration and issue the card to all who come within
the provisions of the Act upon their good faith compliance
therewith."
The record discloses that Texas, in the exercise of her police
power, has adopted a statute regulating labor unions. With many of
its provisions we are not presently concerned. The constitutional
validity of but a single section is drawn in question. That section
requires every "labor union organizer" (defined by the Act as a
person "who for a pecuniary or financial consideration solicits
memberships in a labor union or members for a labor union") to
request, in writing, of the Secretary of State, or personally to
apply to the Secretary for an "organizer's card," before soliciting
members for his organization, and to give his name, his union
affiliation, and his union credentials. [
Footnote 2/2] The Secretary is then to issue to him a
card showing his name and affiliation, which is to be signed by him
and also signed and sealed by the Secretary of State, and is to
bear the designation "labor organizer." It is made the duty of the
organizer to carry the card and, on request, to exhibit it to any
person he solicits.
The Act makes violation the basis of criminal prosecution, and
authorizes injunctions to prevent threatened disregard of its
provisions. In this instance, both procedures were followed, but
there is before us only the validity of an injunction and the
sanction imposed for refusal to obey it.
Page 323 U. S. 551
As always, it is important to reach the precise question
presented. One path to this end is to note what is not
involved.
First, no point is made of the circumstance that the appellant's
proposed activity was enjoined in advance. Counsel at our bar
asserted the constitutional vice lay in the prohibition of the
statute, and that vice would preclude arrest and conviction for
violation, no less than injunction against the denounced
activity.
Secondly, the appellant does not contend that he was other than
a "labor organizer" within the meaning of the Act. In fact, he is
an officer of a union, and not employed specifically as an
organizer or solicitor of memberships. He might well have
questioned the application of the law to him, or to a public
address made by him in his official capacity, but he refrained,
obviously because he wished to test the Act's validity, and so, in
effect, stipulated that its sweep included him and his conduct on
the occasion in question.
Thirdly, the appellant does not contend that, in attempting to
identify solicitors and preclude solicitation without
identification, the statute, either in terms or as construed and
applied, reaches over into the realm of public assembly, of public
speaking, of argument or persuasion. Aware that the State proposed
to invoke the statute against him, he made sure that the bare right
he asserted to solicit without compliance with its requirement
should not be clouded by confusion of that right with the others
mentioned. In his address, therefore, he was at pains to state that
he then and there solicited members of the audience to join a named
union, and to make assurance of violation doubly sure, he solicited
a man by name and offered him a membership application, which the
man then and there signed.
Fourthly, the Act and the injunction which he disobeyed say
nothing of speech; they are aimed at a transaction
Page 323 U. S. 552
-- that of solicitation of members for a union. This, and this
only, is the statutory object which is said to render it
unconstitutional.
We are now in a position accurately to state the appellant's
contention. He asserts that, under the Constitutional guarantees,
there is a sharp distinction between business rights and civil
rights; that, in discussion of labor problems, and equally in
solicitation of union membership, civil rights are exercised; that
labor organizations are the only effective means whereby employes
may exercise the guaranteed civil rights, and that, consequently,
any interference with the right to solicit membership in such
organizations is a prohibited abridgment of these rights, even
though the Act applies only to paid organizers.
The argument then seeks to draw a distinction between this case
and those in which we have sustained registration of persons who
desire to use the streets or to solicit funds; urges that the
burden the Act lays on labor organizations is substantial and
seriously hampering, and is not intended to prevent any "clear and
present danger" to the State.
Stripped to its bare bones, this argument is that labor
organizations are beneficial and lawful; that solicitation of
members by and for them is a necessary incident of their progress;
that freedom to solicit for them is a liberty of speech protected
against state action by the Fourteenth Amendment and the National
Labor Relations Act, and, hence, Texas cannot require a paid
solicitor to identify himself. I think this is the issue, and the
only issue, presented to the courts below and decided by them, and
the only one raised here. The opinion of the court imports into the
case elements on which counsel for appellant did not rely --
elements which, in fact, counsel strove to eliminate in order to
come at the fundamental challenge to any requirement of
identification of a labor organizer.
Page 323 U. S. 553
The position taken in the court's opinion that, in some way, the
statute interferes with the right to address a meeting, to speak in
favor of a labor union, to persuade one's fellows to join a union,
or that, at least its application in this case does, or may,
accomplish that end is, in my judgment, without support in the
record.
We must bear in mind that the appellant himself was persuaded
that merely to make the speech he had come to Texas to deliver
would not violate the Act, and that he, therefore, determined, in
order to preclude all doubt as to violation, to solicit those
present to join the union. And, for the same purpose, he further
specifically solicited an individual.
He had not been enjoined from making a speech, nor from
advocating union affiliation. The injunction, in terms, forbade
"soliciting membership in Local Union No. 1002 . . . " or
"memberships in any other labor union" without first obtaining a
card. The information on which the citation for contempt was based
charged (1) that he solicited Pat O'Sullivan to join a local union
on September 23; (2) that, on the same day, he openly and publicly
solicited an audience of some three hundred persons to join the Oil
Workers International Union. The uncontradicted evidence is that,
with application blanks in his hand, he said:
"I earnestly urge and solicit all of you that are not members of
your local union to join your local unions. I do that in the
capacity of Vice-President of CIO."
The text of the speech put in evidence by the appellant does not
differ materially. It runs:
"as Vice-President of the CIO and as a union man, I earnestly
ask those of you who are not now members of the Oil Workers
International Union to join now. I solicit you to become a member
of the union of your fellow workers. . . ."
The judgment in the contempt proceeding states only that the
court
"finds that the defendant . . . did . . .
Page 323 U. S. 554
violate this court's temporary restraining order heretofore
issued enjoining and restraining him, the said R. J. Thomas, from
soliciting members to join he Oil Workers International Union. . .
."
In his petition to the State Supreme Court for habeas corpus,
the appellant did not suggest that, under the guise of preventing
him from soliciting, he was held in contempt for making an address.
The opinion of that court states that the complaint charged
appellant with engaging "in soliciting members for a certain labor
union"; with violating the injunction issued "by soliciting members
for said union", and adds:
"
Relator's counsel, in his argument before this Court,
conceded the existence of necessary factual basis for the judgment
in the contempt proceedings."
(Italics supplied.) Thus, it appears that below, as here, the
challenge was not against the form or content of the pleadings or
the order, not that Texas was trying to enjoin appellant from
making a speech, but that it could not regulate solicitation.
In construing the statute, the court below said: "It applies
only to those organizers who, for a pecuniary or financial
consideration, solicit such membership." Thus, it excluded all
questions as to the right of speech and assembly as such.
In his motion for a rehearing below, the appellant advanced no
contention that the judgment was directed at his speech as
such.
In his statement as to jurisdiction filed in this court he
said:
"Appellant delivered his speech to the meeting attended largely
by workers of the Humble Oil Company,
and solicited the
audience in general and one Pat O'Sullivan in particular to join
the Oil Workers International Union."
(Italics supplied.)
In his statement of points to be relied on in this court, he
stated he would urge that the Act is unconstitutional because
it
"imposes a previous general restraint upon the
Page 323 U. S. 555
exercise of appellant's right of free speech by prohibiting
appellant from
soliciting workers to join a union,"
without obtaining an organizer's card. And again that it
violated other Constitutional provisions "in requiring appellant to
obtain a license (organizer's card) before
soliciting workers
to join a union." (Italics supplied.)
Nowhere in the document is there any suggestion that the statute
is intended, or has been applied, to restrain or restrict the
freedom to speak, save only as speech is an integral part of the
transaction of paid solicitation of men to join a union.
Since its requirements are not obviously burdensome, we cannot
void the statute as an unnecessary or excessive exercise of the
State's police power on any
a priori reasoning. The State
Supreme Court has found that conditions exist in Texas which
justify and require such identification of paid organizers as the
law prescribes. There is not a word of evidence in the record to
contradict these conclusions. In the absence of a showing against
the need for the statute, this court ought not incontinently to
reject the State's considered views of policy.
The judgment of the court below that the power exists reasonably
to regulate solicitation, and that the exercise of the power by the
Act in question is not unnecessarily burdensome, is not to be
rejected on abstract grounds. No fee is charged. The card may be
obtained by mail. To comply with the law, the appellant need only
have furnished his name and affiliation, and his credentials. The
statute nowise regulates, curtails, or bans his activities.
We are asked then, on this record, to hold, without evidence to
support such a conclusion, and as a matter of judicial notice, that
Texas has no
bona fide interest to warrant her lawmakers
in requiring that one who engages, for pay, in the business of
soliciting persons to join unions shall identify himself as such.
That is all the law requires.
Page 323 U. S. 556
We should face a very different question if the statute
attempted to define the necessary qualifications of an organizer;
purported to regulate what organizers might say; limited their
movements or activities; essayed to regulate time, place or purpose
of meetings; or restricted speakers in the expression of views. But
it does none of these things.
It is suggested that the Act is to be distinguished from
legislation regulating the use of the streets or the solicitation
of money. As respects the former, I think our decision in
Cox
v. New Hampshire, 312 U. S. 569, and
that of the Circuit Court of Appeals in
City of Manchester v.
Leiby, 117 F.2d 661, are indistinguishable in principle, and
the court below properly so held. If one disseminating news for his
own profit may rightfully be required to identify himself, so may
one who, for profit, solicits persons to join an organization.
As respects the second, I see no reason to limit what was said
in
Cantwell v. Connecticut, 310 U.
S. 296,
310 U. S. 305,
to solicitation of money. The solicitation at which the Texas Act
is aimed may or may not involve the payment of initiation fees or
dues to the solicitor. But, in any case, it involves the assumption
of business and financial liability by him who is persuaded to join
a union. The transaction is, in essence, a business one. Labor
unions are business associations; their object is generally
business dealings and relationships, as is manifest from the
financial statements of some of the national unions. Men are
persuaded to join them for business reasons, as employers are
persuaded to join trade associations for like reasons. Other paid
organizers, whether for business or for charity, could be required
to identify themselves. There is no reason why labor organizers
should not do likewise. I think that, if anyone pursues
solicitation, as a business for profit, of members for any
organization, religious, secular or business, his calling does not
bar the State from
Page 323 U. S. 557
requiring him to identify himself as what he is -- a paid
solicitor.
We may deem the statutory provision under review unnecessary or
unwise, but it is not our function as judges to read our views of
policy into a Constitutional guarantee, in order to overthrow a
state policy we do not personally approve, by denominating that
policy a violation of the liberty of speech. The judgment should be
affirmed.
The CHIEF JUSTICE, MR. JUSTICE REED and MR. JUSTICE FRANKFURTER
join in this opinion.
[
Footnote 2/1]
Stromberg v. California, 283 U.
S. 359;
Near v. Minnesota, 283 U.
S. 697;
Grosjean v. American Press Co.,
297 U. S. 233;
De Jonge v. Oregon, 299 U. S. 353;
Herndon v. Lowry, 301 U. S. 242;
Lovell v. Griffin, 303 U. S. 444;
Hague v. CIO, 307 U. S. 496;
Schneider v. Irvington, 308 U. S. 147;
Thornhill v. Alabama, 310 U. S. 88;
Carlson v. California, 310 U. S. 106;
Cantwell v. Connecticut, 310 U. S. 296;
American Federation of Labor v. Swing, 312 U.
S. 321;
Bridges v. California, 314 U.
S. 252;
Bakery Drivers Local v. Wohl,
315 U. S. 769;
Martin v. Struthers, 319 U. S. 141;
Taylor v. Mississippi, 319 U. S. 583;
Cafeteria Employees Union v. Angelos, 320 U.
S. 293.
Compare Murdock v. Pennsylvania,
319 U. S. 105;
Douglas v. Jeannette, 319 U. S. 157;
Board of Education v. Barnette, 319 U.
S. 624;
Follett v. McCormick, 321 U.
S. 573.
[
Footnote 2/2]
A section of the Act forbids an alien or a convicted felon whose
civil rights have not been restored to act as a labor organizer,
but these provisions were not here invoked or applied, and nothing
in this case turns on them. There is no occasion to discuss them
until they are drawn in question. And, in addition, § 15 of
the Act contains a sweeping severability clause.