1. The Fair Labor Standards Act is remedial and humanitarian in
nature, and must not be interpreted or applied in a narrow,
grudging manner. P.
321 U. S.
597.
2. Sections 7(a), 3(g) and 3(j) of the Fair Labor Standards Act
are necessarily indicative of a Congressional intention to
guarantee either regular or overtime compensation for all actual
work or employment. P.
321 U. S.
597.
3. In the absence of a contrary legislative expression, it must
be assumed that Congress, in the Fair Labor Standards Act, was
referring to work or employment as those words are commonly used --
as meaning physical or mental exertion (whether burdensome or not)
controlled or required by the employer and pursued necessarily and
primarily for the benefit of the employer and his business. P.
321 U. S.
598.
4. Underground travel by iron ore miners to and from the
"working face" of the mines
held, upon the facts of this
case as found by
Page 321 U. S. 591
both courts below, to constitute work. Such underground travel
time is includible in the workweek within the meaning of the Fair
Labor Standards Act, and must be compensated accordingly. P.
321 U. S.
598.
5. Although such underground travel of the iron ore miners is in
a strict sense nonproductive, they are nevertheless engaged during
such travel time in a "process or occupation necessary to . . .
production," within the meaning of § 3(j) of the Act. P.
321 U. S.
599.
6. The facts relating to underground travel by miners in iron
ore mines in this case leave no doubt as to its character as work
within the meaning of the Fair Labor Standards Act, and the
requirement of the Act that it be compensated accordingly cannot be
rendered inapplicable by any contrary custom or contract. P.
321 U. S.
602.
137 F.2d 176 affirmed.
Certiorari, 320 U.S. 731, to review a judgment which modified
and affirmed a judgment,
40 F. Supp.
4, in actions for declaratory judgments construing the Fair
Labor Standards Act.
MR. JUSTICE MURPHY delivered the opinion of the Court.
We are confronted here with the problem of determining in part
what constitutes work or employment in underground
Page 321 U. S. 592
iron ore mines within the meaning of the Fair Labor Standards
Act, 52 Stat. 1060, 29 U.S.C. § 201,
et seq. This
question, which is one of first impression, arises out of
conflicting claims based upon the actual activities pursued and
upon prior custom and contract in the iron ore mines. Such an issue
can be resolved only by discarding formalities and adopting a
realistic attitude, recognizing that we are dealing with human
beings and with a statute that is intended to secure to them the
fruits of their toil and exertion.
Three iron ore mining companies, petitioners herein, filed
declaratory judgment actions [
Footnote 1] to determine whether time spent by iron ore
miners in traveling underground in mines to and from the "working
face" [
Footnote 2] constitutes
work or employment for which compensation must be paid under the
Act. The respondent labor unions and their officials, representing
petitioners' employees, were named as defendants, and the
Administrator of the Wage and Hour Division of the Department of
Labor was allowed to intervene. The actual controversy relates only
to the hours of employment during the period intervening between
the effective date of the Act, October 24, 1938, and the dates when
the respective actions were initiated in April, 1941. [
Footnote 3] It is
Page 321 U. S. 593
conceded that, if underground travel constitutes employment, the
miners worked more than the statutory maximum workweek, and are
entitled to be paid one and one-half times the regular rate for the
excess hours. But, if the travel time is excluded from the
workweek, thus limiting it to the time spent at the working face,
no overtime payments are due.
After extended hearings, the District Court found that the
travel time "bears in a substantial degree every indicia of
worktime: supervision by the employer, physical and mental
exertion, activity necessary to be performed for the employers'
benefit, and conditions peculiar to the occupation of mining." The
court accordingly ruled that the travel time, as well as the time
spent at the surface obtaining and returning tools, lamps, and
carbide and checking in and out, was included within the workweek.
40 F. Supp.
4. The Circuit Court of Appeals affirmed as to the travel time,
holding that the District Court's findings on that matter were
supported by substantial evidence. The judgment was modified by the
Circuit Court, however, by excluding from the workweek the time
spent in the activities at the surface. 135 F.2d 320,
rehearing
denied, 137 F.2d 176. The importance of the problem as to the
travel time led us to grant certiorari. [
Footnote 4]
Specifically we are called upon to decide whether the District
Court and the Circuit Court of Appeals properly found that iron ore
miners were at work within the meaning of the Act while engaged in
underground travel which they were obliged to perform on the
property of and under the direction of petitioners as a necessary
concomitant of their employment. The record shows that petitioners
own and operate twelve underground iron ore
Page 321 U. S. 594
mines in Jefferson County, Alabama, [
Footnote 5] and that the general pattern of facts
underlying the findings of the courts below is essentially the same
in each of these mines. [
Footnote
6]
The miners begin their day by arriving on the company property
at a scheduled hour [
Footnote
7] and going to the bath house, where they change into working
clothes. [
Footnote 8] They then
walk to the tally house near the mine entrance or portal; there,
they check in and hang up individual brass checks, furnished by
petitioners, on a tally or check-in board. This enables the foreman
and other officials to tell at a glance those individuals who have
reported for work and those production and service crews that are
incomplete and in need of substitutes. Vacancies are filled, and
the head miners and crews receive any necessary instructions. In
addition, each miner either rents a battery lamp for the day or
buys a can of carbide each day or two for underground illumination
purposes. And, at some of the mines,
Page 321 U. S. 595
many miners stop at a tool box or tool house on the surface to
pick up other small supplies and tools necessary for their work.
These activities consume but a few minutes.
The miners thereupon are required to report at the loading
platform at the mine portal and await their turn to ride down the
inclined shafts of the mines. Originally the miners could reach the
working faces entirely by foot, but, as the shafts increased in
length, petitioners provided transportation down the main shafts.
The miners accordingly ride part of the way to the working faces in
ore skips [
Footnote 9] or
regular man trips, [
Footnote
10] which operate on narrow gauge tracks by means of cables or
hoisting ropes. The operation of the skips and man trips is under
the strict control and supervision of the petitioners at all times,
and they refuse to permit the miners to walk, rather than ride.
Regular schedules are fixed; loading and unloading are supervised;
the speed of the trips is regulated, and the conduct of the miners
during the rides is prescribed.
About three to six trips are made, depending on the size of the
mine and the number of miners. Ten men sit on each man trip car,
while from 30 to 40 are crowded into an ore skip. They are forced
to jump several feet into the skip from the loading platform, which
not infrequently causes injuries to ankles, feet and hands. The
skips are usually overcrowded, and the men stand tightly pressed
together. The heads of most of them are a foot or more
Page 321 U. S. 596
above the top of the skips. But, since the skips usually clear
the low mine ceilings by only a few inches, the miners are
compelled to bend over. They thus ride in a close "spoon-fashion,"
with bodies contorted and heads drawn below the level of the skip
top. Broken ribs, injured arms and legs, and bloody heads often
result; even fatalities are not unknown.
The length of the rides in the dark, moist, malodorous shafts
varies in the different mines from 3,000 feet to 12,000 feet. The
miners then climb out of the skips and man trips at the underground
man-loading platforms or "hoodlums," and continue their journeys on
foot for distances up to two miles. These subterranean walks are
filled with discomforts and hidden perils. The surroundings are
dark and dank. The air is increasingly warm and humid, the
ventilation poor. Odors of human sewage, resulting from a complete
absence of sanitary facilities, permeate the atmosphere. Rotting
mine timbers add to the befouling of the air. Many of the passages
are level, but others take the form of tunnels and steep grades.
Water, muck, and stray pieces of ore often make the footing
uncertain. Low ceilings must be ducked, and moving ore skips must
be avoided. Overhead, a maze of water and air pipelines, telephone
wires, and exposed high voltage electric cables and wires present
ever-dangerous obstacles, especially to those transporting tools.
At all times, the miners are subject to the hazards of falling
rocks.
Moreover, most of the working equipment, except drills and heavy
supplies, is kept near the "hoodlums." This equipment is carried
each day by foot by the crews through these perilous paths from the
"hoodlums" to the working faces. Included are such items as
fifty-pound sacks of dynamite, dynamite caps, fuses, gallon cans of
oil, and servicemen's supplies. Actual drilling and loading of the
ore begin on arrival at the working faces, interrupted only by a
thirty minute lunch period spent at or near the faces.
Page 321 U. S. 597
The service and maintenance men, of course, work wherever they
are needed.
At the end of the day's duties at the working faces, the miners
lay down their drills, pick up their other equipment, and retrace
their steps back to the "hoodlums." They wait there until an ore
skip or man trip is available to transport them back to the portal.
After arriving on the surface, they return their small tools and
lamps, pick up their brass checks at the tally house, and proceed
to bathe and change their clothes at the bath house. Finally, they
leave petitioners' property and return to their homes.
In determining whether this underground travel constitutes
compensable work or employment within the meaning of the Fair Labor
Standards Act, we are not guided by any precise statutory
definition of work or employment. Section 7(a) merely provides that
no one who is engaged in commerce or in the production of goods for
commerce shall be employed for a workweek longer than the
prescribed hours unless compensation is paid for the excess hours
at a rate not less than one and one-half times the regular rate.
Section 3(g) defines the word "employ" to include "to suffer or
permit to work," while Section 3(j) states that "production"
includes "any process or occupation necessary to . . .
production."
But these provisions, like the other portions of the Fair Labor
Standards Act, are remedial and humanitarian in purpose. We are not
here dealing with mere chattels or articles of trade, but with the
rights of those who toil, of those who sacrifice a full measure of
their freedom and talents to the use and profit of others. Those
are the rights that Congress has specially legislated to protect.
Such a statute must not be interpreted or applied in a narrow,
grudging manner. Accordingly, we view Sections 7(a), 3(g), and 3(j)
of the Act as necessarily indicative of a Congressional intention
to guarantee either regular or overtime compensation for all actual
work or employment.
Page 321 U. S. 598
To hold that an employer may validly compensate his employees
for only a fraction of the time consumed in actual labor would be
inconsistent with the very purpose and structure of those sections
of the Act. It is vital, of course, to determine first the extent
of the actual workweek. Only after this is done can the minimum
wage and maximum hour requirements of the Act be effectively
applied. And, in the absence of a contrary legislative expression,
we cannot assume that Congress here was referring to work or
employment other than as those words are commonly used -- as
meaning physical or mental exertion (whether burdensome or not)
controlled or required by the employer and pursued necessarily and
primarily for the benefit of the employer and his business.
[
Footnote 11]
Viewing the facts of this case, as found by both courts below in
the light of the foregoing considerations, we are unwilling to
conclude that the underground travel in petitioners' iron ore mines
cannot be construed as work or employment within the meaning of the
Act. The exacting and dangerous conditions in the mine shafts stand
as mute, unanswerable proof that the journey from and to the portal
involves continuous physical and mental exertion, as well as
hazards to life and limb. And this compulsory travel occurs
entirely on petitioners' property, and is at all times under their
strict control and supervision.
Page 321 U. S. 599
Such travel, furthermore, is not primarily undertaken for the
convenience of the miners, and bears no relation whatever to their
needs or to the distance between their homes and the mines.
[
Footnote 12] Rather, the
travel time is spent for the benefit of petitioners and their iron
ore mining operations. The extraction of ore from these mines, by
its very nature, necessitates dangerous travel in petitioners'
underground shafts in order to reach the working faces, where
production actually occurs. Such hazardous travel is thus essential
to petitioners' production. It matters not that such travel is, in
a strict sense, a nonproductive benefit. Nothing in the statute or
in reason demands that every moment of an employee's time devoted
to the service of his employer shall be directly productive.
Section 3(j) of the Act expressly provides that it is sufficient if
an employee is engaged in a process or occupation necessary to
production. Hence, employees engaged in such necessary, but not
directly productive activities as watching and guarding a building,
[
Footnote 13] waiting for
work, [
Footnote 14] and
standing by on call [
Footnote
15] have been held to be engaged in work necessary to
production and entitled to the benefits of the Act. Iron ore miners
traveling underground are no less engaged in a "process or
occupation" necessary to actual production. They do more than
"stand and wait,"
Missouri, K. & T. R. Co. v. United
States, 231 U. S. 112,
231 U. S. 119.
Cf. Bountiful Brick Co. v. Giles, 276 U.
S. 154,
276 U. S. 158.
Theirs is a fossorial activity bearing all the indicia of hard
labor.
Page 321 U. S. 600
The conclusion that underground travel in iron ore mines is work
has also been reached by the Administrator of the Wage and Hour
Division. On March 17, 1941, he approved an informal report of his
representative based upon an investigation of the "hours worked" in
underground metal mines in the United States. The report concluded,
in part, that
"The workday in underground metal mining starts when the miner
reports for duty as required at or near the collar [portal] of the
mine, and ends when he reaches the collar at the end of the
shift."
See also Sunshine Mining Co. v. Carver, 41 F. Supp.
60. In addition, statutes of several important metal mining
states provide that the eight-hour per day limitation upon work
includes travel underground. [
Footnote 16]
Petitioners, however, rely mainly upon the alleged "immemorial
custom and agreements arrived at by the practice of collective
bargaining" which are said to establish "the
face to face'
method as the standard and measure
Page 321 U. S.
601
for computing working time in the iron ore industry." They
further claim that, since the Fair Labor Standards Act contains no
specific provision regarding underground travel in mines, Congress
must be presumed to have intended to perpetuate existing customs or
to leave the matter to be worked out through the process of
collective bargaining.
The short answer is that the District Court was unable to find
from the evidence that any such "immemorial" custom or collective
bargaining agreements existed. That court, in making its findings,
properly directed its attention solely to the evidence concerning
petitioners' iron ore mines and disregarded the customs and
contracts in the coal mining industry. There was ample evidence
that, prior to the crucial date of the enactment of the statute,
the provisions in petitioners' contracts with their employees
relating to a forty-hour workweek "at the usual working place" bore
no relation to the amount of time actually worked or the
compensation received. Instead, working time and payment appear to
have been related to the amount of iron ore mined each day. Hence,
such contract provisions defining the workweek are of little if any
value in determining the workweek and compensation under a statute
which requires that they be directly related to the actual work
performed.
Likewise there was substantial, if not conclusive, evidence
that, prior to 1938, petitioners recognized no independent labor
unions and engaged in no
bona fide collective bargaining
with an eye toward reaching agreements on the workweek. Contracts
with company-nominated unions and discriminatory actions toward the
independent unions are poor substitutes for "contracts fairly
arrived at through the process of collective bargaining." The wage
payments and work on a tonnage basis, as well as the contract
provisions as to the workweek, were all dictated by petitioners.
The futile efforts by the miners
Page 321 U. S. 602
to secure at least partial compensation for their travel time
and their dissatisfaction with existing arrangements, moreover,
negative the conclusion that there was any real custom as to the
workweek and compensation therefor. A valid custom cannot be based
on so turbulent and discordant a history; it requires something
more than unilateral and arbitrary imposition of working
conditions. [
Footnote 17] We
thus cannot say that the District Court's findings as to custom and
contract are so clearly erroneous as to compel us to disregard
them.
But, in any event, it is immaterial that there may have been a
prior custom or contract not to consider certain work within the
compass of the workweek or not to compensate employees for certain
portions of their work. The Fair Labor Standards Act was not
designed to codify or perpetuate those customs and contracts which
allow an employer to claim all of an employee's time while
compensating him for only a part of it. Congress intended, instead,
to achieve a uniform national policy of guaranteeing compensation
for all work or employment engaged in by employees covered by the
Act. [
Footnote 18] Any
custom or contract falling short of that basic policy, like an
agreement to pay less than the minimum wage requirements, cannot be
utilized to deprive employees of their statutory
Page 321 U. S. 603
rights.
Cf. Overnight Motor Transportation Co. v.
Missel, 316 U. S. 572;
Holden v. Hardy, 169 U. S. 366.
See also Louisville & Nashville R. Co. v. Mottley,
219 U. S. 467;
J. I. Case Co. v. Labor Board, 321 U.
S. 332;
Order of Railroad Telegraphers v. Railway
Express Agency, Inc., 321 U. S. 342.
This does not foreclose, of course, reasonable provisions of
contract or custom governing the computation of work hours where
precisely accurate computation is difficult or impossible. Nor are
we concerned here with the effect that custom and contract may have
in borderline cases where the other facts give rise to serious
doubts as to whether certain activity or nonactivity constitutes
work or employment. It is sufficient in this case that the facts
relating to underground travel in iron ore mines leave no
uncertainty as to its character as work. The Act thus requires that
appropriate compensation be paid for such work. Any other
conclusion would deprive the iron ore miners of the just
remuneration guaranteed them by the Act for contributing their
time, liberty, and strength primarily for the benefit of
others.
The judgment of the court below is accordingly
Affirmed.
[
Footnote 1]
These actions were instituted under the Federal Declaratory
Judgments Act, 48 Stat. 955, § 274d, 28 U.S.C. § 400.
They were consolidated for trial purposes, and the District Court
entered a single judgment.
[
Footnote 2]
The "working face" is the place in the mine where the miners
actually drill and load ore. The "face to face" basis of
compensation, advocated by petitioners, includes only the time
spent at the working face. The "portal to portal" basis, proposed
by respondents, includes time spent in traveling between the portal
or entrance to the mine and the working face and back again, as
well as the time spent at the working face.
[
Footnote 3]
Since May 5, 1941, petitioners have paid their miners for travel
time pursuant to contract in compliance with the opinion of the
Administrator of the Wage and Hour Division that underground travel
in iron ore mines is work within the meaning of the Act.
[
Footnote 4]
No review has been sought of the exclusion from the workweek of
the activities at the surface. We therefore do not discuss that
issue in this case.
Alexander v. Cosden Pipe Line Co.,
290 U. S. 484,
290 U. S. 487,
and cases cited.
[
Footnote 5]
The Tennessee Coal, Iron & Railroad Company has eight mines;
Sloss-Sheffield Steel & Iron Company two mines, and Republic
Steel Corporation two mines.
[
Footnote 6]
As the District Court pointed out, the conditions set forth by
the record are not intended to be used to censure petitioners'
manner of maintenance of their mines, "for these conditions may
well be normal conditions in iron ore mines, and practically
inevitable." Moreover, the record indicates that the Spaulding mine
of the Republic Company has been operated only intermittently and
experimentally during the last 20 years, and many of the conditions
in the other mines are not present. The ore is close to the
surface, and miners can walk all the way to the working faces.
[
Footnote 7]
One of the Tennessee Company's superintendents stated that
"Whenever a man comes to the mine late, dragging along, and
encourages others to be late, he is setting a bad example. I want
this understood thoroughly -- men must be on time; we don't care
whether they work here or not, but if they want to work here, they
will have to be on time, or else they will be disciplined, even to
discharge."
[
Footnote 8]
The use of the bath house, or change house, is optional. Some
miners change their clothes at home, and make no use of the bath
houses furnished by petitioners.
[
Footnote 9]
An ore skip is an ordinary four-wheeled ore box car made of
steel. It is normally used for transporting ore, and its floor is
often covered with muck from such haulings. When men are riding in
the car, it is known as a "man skip trip." It is used for such
purposes in the mines of the Tennessee Company and the Republic
Company.
[
Footnote 10]
A regular man trip is a specially constructed series of cars.
Each car is about eight feet long, and resembles a stairway. Five
men sit on either side of the car facing outwards, back to back
with five men on the other side. The man trip used in the Sloss
Company mines consists of six such cars.
[
Footnote 11]
Webster's New International Dictionary (2d ed., unabridged)
defines work as follows:
"1. To exert oneself physically or mentally for a purpose, esp.,
in common speech, to exert oneself thus in doing something
undertaken chiefly for gain, for improvement in one's material,
intellectual, or physical condition, or under compulsion of any
kind, as distinguished from something undertaken primarily for
pleasure, sport, or immediate gratification, or as merely
incidental to other activities (as a disagreeable walk involved in
going to see a friend, or the packing of a trunk for a pleasure
trip). . . ."
The word "employ" is defined as follows:
"2. To make use of the services of; to give employment to; to
entrust with some duty or behest."
[
Footnote 12]
Cf. Dollar v. Caddo River Lumber Co., 43 F. Supp.
822;
Sirmon v. Cron & Gracey Drilling
Corp., 44 F. Supp.
29;
Bulot v. Freeport Sulphur Co., 45 F. Supp.
380;
Walling v. Peavy-Wilson Lumber
Co., 49 F. Supp.
846.
[
Footnote 13]
Walton v. Southern Package Corp., 320 U.
S. 540;
Kirschbaum Co. v. Walling, 316 U.
S. 517.
[
Footnote 14]
Fleming v. North Georgia Mfg. Co., 33 F. Supp.
1005;
Travis v. Ray, 41 F.
Supp. 6.
[
Footnote 15]
Walling v. Allied Messenger Service,
Inc., 47 F. Supp.
773.
[
Footnote 16]
Arizona and Utah statutes specifically include all the travel
time within the eight-hour limitation. Ariz.Code Ann. (1939), vol.
4, § 56-115; Utah Code Ann. (1943), § 49-3-2. The Supreme
Court of Montana has construed Mont.Const. art. 18, § 4, and
Mont.Rev.Code (1935), § 3071, which provide for eight hours of
work per day in underground mines, to include all travel time,
Butte Miners' Union No. 1 v. Anaconda Copper Mining Co.,
112 Mont. 418, 118 P.2d 148. Nevada Comp.Laws (1929), § 10237,
provides that the limitation shall apply to travel one way. But
Wyoming Rev.Stat. (1931), § 63-107, specifically excludes
underground travel from the limitation; a like result has been
reached by interpretation of California Stats.1909, ch. 181, p.
279, in
Matter of Application of Martin, 157 Cal. 59, 106
P. 238. Alabama and Tennessee fix no limitation on hours, while
maximum hour statutes of other metal mining states are inconclusive
insofar as the inclusion of travel time is concerned.
See
also § 5(2) of the English Metalliferous Mines Regulation
Act (1872), 35 & 36 Vict., c. 77, which provides that "The
period of each employment shall be deemed to begin at the time of
leaving the surface, and to end at the time of returning to the
surface."
[
Footnote 17]
Blackstone has said that one of the requisites of a valid custom
is that
"it must have been peaceable, and acquiesced in; not subject to
contention and dispute. For, as customs owe their original to
common consent, their being immemorially disputed, either at law or
otherwise, is a proof that such consent was wanting."
1 Commentaries 77.
See also Pollock, First Book of
Jurisprudence, 283 (6th ed.).
[
Footnote 18]
Congress was not unaware of the effect that collective
bargaining contracts might have on overtime pay. It expressly
decided to give effect to two kinds of collective agreements, as
specified in Section 7(b)(1) and (2) of the Act.
Cf.
Section 8(c). It thus did not intend that other collective
agreements should relieve employers from paying for overtime in
excess of an actual workweek of 40 hours, regardless of the
provisions of such contracts.
MR. JUSTICE FRANKFURTER, concurring.
The legal question on the record before us lies within a narrow
compass. Section 7 of the Fair Labor Standards Act commands the
payment of compensation at a rate of not less than one and one-half
times the regular rate for every employee under the Statute who is
engaged "for a workweek" longer than forty-four or forty-two hours
during the first or the second year, respectively, after the
effective date of the Section and forty hours thereafter. 52 Stat.
1060, 1063, 29 U.S.C. § 207. Congress did not explicitly
define "workweek," and there is nothing in the available materials
pertinent to construction that warrants a finding that "workweek,"
as applied to the workers in the iron ore industry, had so settled
a
Page 321 U. S. 604
meaning at the time of the enactment of the Fair Labor Standards
Act as to be deemed incorporated by reference. As a result,
"workweek" in this statute, as applied to workers in this industry
and on this record, has no technical meaning -- that is, a meaning
so well known to those in this particular industry as to be applied
by courts in enforcing the Statute when invoked by men in the
industry. For purposes of this case, in any event, when Congress
used the word "workweek," it used it colloquially -- the term
carries merely the meaning of common understanding.
An administrative agency for preliminary adjudication of issues
arising under the Wages and Hours Law, like that established by the
National Labor Relations Act, was not provided by Congress. And so
the application of this colloquial concept "workweek" to the
multifarious situations in American industry was left by Congress
for ascertainment by judicial proceedings. These facts are to be
found either by a jury or, as in this case, by a judge sitting
without a jury. And so, here, it was the judge's duty to determine
what time and energy on the part of the employees involved in this
suit constituted a "workweek" of these employees of the
petitioners. After a trial which lasted for about three weeks,
during which testimony covering 2,643 pages was heard and
voluminous exhibits were introduced, the District Court made its
findings of fact. A judgment for the employees based on these
findings was affirmed by the Circuit Court of Appeals,
40 F. Supp.
4; 135 F.2d 320.
We have, then, a judgment of two courts based on findings with
ample evidence to warrant such findings. Affirmance by this Court
is therefore demanded.
MR. JUSTICE JACKSON, concurring.
This case, in my view, probably does not present any question of
law or, if so, it is one with a very obvious
Page 321 U. S. 605
answer. When Congress, in the Fair Labor Standards Act, referred
to "a work week longer than forty hours," it considered, I assume,
that what was a work week in fact should be a work week in law.
Therefore, the determination of any particular case does not govern
any other, for each establishment and industry stands on its own
conditions.
A seasoned and wise rule of this Court makes concurrent findings
of two courts below final here in the absence of very exceptional
showing of error.
Goodyear Tire & Rubber Co., Inc. v.
Ray-O-Vac Co., 321 U. S. 275;
District of Columbia v. Pace, 320 U.
S. 698;
Baker v. Schofield, 243 U.
S. 114,
243 U. S. 118;
Williams Manufacturing Co. v. United Shoe Machinery Corp.,
316 U. S. 364,
316 U. S.
367.
In these cases, ore mining companies sought declaratory
judgments that miners' travel time in the shafts getting to and
from actual mining operations, and some other time, is not to be
counted in the work week as defined for overtime purposes in the
Fair Labor Standards Act. They alleged that the custom of their
mines excluded it, but the trial court considered all the evidence
and said, "[t]he evidence has disclosed no such custom." The
companies also contended that the activity during travel is not in
the natural of work. After hearing a mass of conflicting testimony,
the trial court said of these activities,
"They are performed on the premises of the employer, in the
furtherance of the employer's business, with no benefits to the
employee (except to aid him in the performance of work for the
employer), under conditions created and controlled by the employer,
and they involve responsibility to the employer and physical
exertion, even though not burdensome, on the part of the employee.
No characteristic of work is lacking."
These were found to be the facts by the two courts below and,
whatever we might decide if we were a trial court hearing the
evidence in the first instance, we cannot with our limited review
hold them wrong on this record.
Page 321 U. S. 606
If these facts are accepted, the ruling that such travel time is
part of the work week seems manifest. I would affirm on these
controlling facts.
MR. JUSTICE ROBERTS.
The question for decision in this case should be approached not
on the basis of any broad humanitarian prepossessions we may all
entertain, not with a desire to construe legislation so as to
accomplish what we deem worthy objects, but in the traditional and,
if we are to have a government of laws, the essential attitude of
ascertaining what Congress has enacted, rather than what we wish it
had enacted.
Much of what is said in the opinion, in my view, disregards this
fundamental function of the judicial process and relies on
considerations which have no place in the solution of the issue
presented.
What did Congress mean when it said, in Sec. 7(a) of the Fair
Labor Standards Act, that "No employer shall . . . employ any of
his employees . . . for a workweek longer than forty hours . . .
unless such employee receives compensation" for overtime at a
specified rate? No other issue is presented.
The materials for decision are those to which resort always has
been had in ascertaining the meaning of a statute. They are the
mischief to be remedied, the purpose of Congress in the light of
the mischief, and the means adopted to promote that purpose. These
are not obscure in this instance.
The committee reports upon the bill, which became the Fair Labor
Standards Act, [
Footnote 2/1] make
it clear that the sole purpose was to increase employment, to
require a fair day's pay for a fair day's work by raising the wages
of the
Page 321 U. S. 607
most poorly paid workers and reducing the hours of those most
overworked, and thus correct inequalities in the cost of producing
goods and prevent unfair competition in commerce. The reports
disclose no other purpose. The Congressional findings and
declaration of policy embodied in Sec. 2(a) [
Footnote 2/2] exhibit no intent to deal with any matter
other than substandard conditions in industry stemming from wage
and hour practices. The Act will be searched in vain for a mandate
respecting any subject other than minimum wages and maximum hours
of work. This court has construed it as dealing only with these
subjects. [
Footnote 2/3]
In this setting, therefore, we are to determine what Congress
meant by the term "workweek" when it prescribed the maximum number
of hours of labor an employer might require to be rendered within
any week at the standard wage. The Act does not define "workweek,"
for the evident reason that Congress believed it had a conventional
meaning which all would understand and to which all could conform
their practices. The term combines two words in common use. A week
is any period of seven days. In accepted usage, a man's work means
that which he does for his employer as the consideration of the
wage he receives. The term is often used in a more general sense as
when one is asked what he is doing and replies, "I am working for
Jones." Of course, he does not mean that Jones is paying him for
each hour of every week of his life. Men are not commonly paid for
the time they sleep, the time they eat, or the time they take to go
to, and return from, their employer's premises. Thus, although the
phrase "work" may refer to the calling pursued, or the identity of
the employer, it is plainly not so used in this statute. Its
collocation with the word "week" and with the injunction as to
minimum pay, maximum
Page 321 U. S. 608
hours, and overtime for extra work, in any week shows that what
Congress meant by work was what I have above described -- the
actual service rendered to the employer for which he pays wages in
conformity to custom or agreement.
It is common knowledge that what constitutes work for which
payment is to be made varies with customs and practices in
different industries or businesses. Where the employee is required
to report at his employer's place of business and go thence to the
place where his employer's activities are pursued, it has been the
custom in some cases to pay for the time spent in going from the
employer's place of business to the place of work. In many
industries, some or all of the employees are required to report and
to remain at a given place awaiting a call for emergency or other
casual service, and, according to understanding, they are paid for
the hours during which they wait as well as those in which they
actually put forth physical or mental effort. There can be little
doubt that Congress expected the provisions of the Act to be fitted
into the prevailing practices and understandings as to what
constituted work in various industries.
The Act does not provide that the Administrator or the courts
are to define a workweek in the case of each employer on such basis
as they deem right, regardless of the custom of the industry or of
existing agreements between employers and employees. Nor does the
Act vest authority in Administrator or court to disregard and
supersede existing understandings and practices as to what
constitutes work or the workweek. There is nothing in the words of
the statute or its history to suggest that Congress intended,
without mentioning it, to confer on the Administrator or the courts
so vast a power over the industry of the nation.
The question in this case then is: what was the workweek of iron
miners when the Act was adopted? If the
Page 321 U. S. 609
answer is plain, then, I submit that existing workweek must
control in the administration of the statute unless and until
employer and employees, by consensual arrangement, alter the
current practice.
The record presents no dispute as to the facts. Some are matters
of public notoriety susceptible of judicial notice; others are
contained in offers of evidence which the District Court excluded
as irrelevant; others are exposed in the proofs.
Conditions of labor in iron mines and in coal mines are similar.
In both, as the workings become deeper, the men have farther to go
to reach the places at which they labor. The time thus consumed by
individual workmen varies in the same mine, and in different mines.
The conditions in the channels of approach to the places of work
are somewhat better in iron mines than in coal mines. The custom in
coal mines is therefore persuasive, since some of the petitioners
maintain coal and iron mines in close proximity, and since the
practice in the two has been the same for many years.
In the public arbitration proceedings at Birmingham, Alabama, in
1903, the testimony showed that a miner's day was reckoned "from
the time [he] gets to the face of the coal until he leaves the face
of the coal," and that the eight-hour day was so measured. That
arbitration resulted in a wage agreement on the "face to face"
basis -- that is, on a wage fixed according to the time the miners
worked at the face of the coal.
In 1917, a public board of arbitration, whose award was approved
by the United States Fuel Administrator, found:
"An eight-hour day means eight hours work at the usual working
places of all classes of employees. This shall be exclusive of the
time required in reaching such working places in the morning and
departing from the same at night. "
Page 321 U. S. 610
In 1920, the report and award of the Bituminous Coal Commission,
which was made the basis of agreement between operators and union
miners, employed the language just quoted.
In 1933, the Code of Fair Competition for the Bituminous Coal
Industry, promulgated by the President under the National
Industrial Recovery Act, 48 Stat. 195, provided:
"Seven hours of labor shall constitute a day's work, and this
means seven hours' work at the usual working places for all classes
of labor, exclusive of the lunch period, whether they be paid on
the day or tonnage or other piece work basis."
In 1933, the Appalachian Agreement, approved by the President,
provided:
"Eight hours of labor shall constitute a day's work. The
eight-hour day means eight hours' work in the mines at the usual
working places for all classes of labor, exclusive of the lunch
period."
Prior to 1938, the petitioner Tennessee Coal, Iron &
Railroad Company paid its miners either on a piece work basis or
upon a shift basis, as did the petitioners Sloss-Sheffield, and
Republic Steel. But the common understanding of men and management
was that, at first, ten hours, and, later, eight hours constituted
a working day. This is shown by the proofs, and there is no
evidence to the contrary.
On numerous occasions, the men working in these mines claimed,
through their unions, that they ought to be paid for travel time
consumed in the mines in going to or from the face where they
worked. Their demands for pay for travel time are eloquent proof
that they understood the basis on which their pay was reckoned, and
that it did not include travel time as working time. No agreement
to pay for travel time was made, and no practice to pay for it was
adopted.
In 1934, Tennessee made an agreement with the Union representing
its employees, which was renewed in 1935
Page 321 U. S. 611
and again in 1936. It is undisputed that all of these agreements
excluded payment for travel time. On October 6, 1938, before the
Fair Labor Standards Act was in effect, a collective bargaining
agreement was made between the International Union, affiliated with
the CIO, and the Tennessee Company. In this agreement, it was
provided:
"Section 4 -- Hours of Work. Eight (8) hours shall constitute a
day's work and forty (40) hours shall constitute a week's work.
Time and one-half shall be paid for all overtime in excess of eight
(8) hours in any one day or for all overtime in excess of forty
(40) hours in any one week."
"The eight (8) hour day means eight hours of work in or about
the mines at the usual working places for all classes of labor,
exclusive of the lunch period, whether they be paid by the day or
be paid on the tonnage basis."
This agreement remained in effect until May 5, 1941, when the
provisions in question were abrogated pursuant to an opinion
promulgated by the Wage and Hour Administrator as hereinafter
described.
The circumstances are not materially different with respect to
Sloss-Sheffield. That company has bargained with a union
representing its miners since 1934. Several times the union made a
demand for payment of travel time, but this was not granted. A
formal agreement containing the same definitions of workweek, and
hours of work, as in the case of Tennessee, was executed in 1939
and renewed in 1940. The company continued to pay on the face to
face basis until 1941.
Republic Steel has had no formal written agreement with its
employees, but it has bargained with their union. As early as 1933,
the union suggested that an arrangement be made whereby the men
enter the mine on their own time and come out on company time, but
the matter was not pressed. It came up again in 1934. After a
strike, negotiations resulted in a return of the men to
Page 321 U. S. 612
work on the face to face plan of payment. In 1935, the union
proposed that the employees should enter on their own time and come
out on company time, but, in negotiations, the matter was dropped.
In 1936, the union wrote the company respecting an agreement and,
in its proposal, said: "The eight-hour day means eight hours in or
about the mines at the usual working places for all classes of
work." In 1939, the union proposed an agreement containing a like
provision. In that year, the union preferred charges before the
National Labor Relations Board, but these did not involve the face
to face basis of wage computation. The complaint was settled by
stipulation. The company continued to pay for a day's work on the
face to face basis until May 1, 1941.
The Fair Labor Standards Act became effective October 24, 1938.
At that time, coal and iron miners were being paid on the basis of
their time spent at their working places in the mine. The miners
fully understood this basis.
On July 9, 1940, the director of the legal department of the
United Mine Workers of America, in a letter to the Administrator of
the Act, requested that he accept the definition of working time
contained in the Appalachian agreement, which the letter said
embodied "the custom and traditions of the bituminous mining
industry." That definition was the same as that quoted from the
Tennessee agreement,
supra. The letter further said,
respecting the face to face method:
"This method of measuring the working time at the place of work
has been the standard provision in the basic wage agreements for
almost fifty years, and is the result of collective bargaining in
its complete sense."
and further said:
"As mines grow older, the working places move farther and
farther away from the portal or opening of the mine, and, as such
conditions develop, it becomes necessary for
Page 321 U. S. 613
provision to be made for transportation of the men over long
distances to their working places."
and added that adjustment of wage rates to any new
measurement
"would create so much confusion in the bituminous industry as to
result in complete chaos, and would probably result in a complete
stoppage of work at practically all of the coal mines in the United
States."
On the footing, of that letter, the Administrator issued a
release stating that the face to face basis in the bituminous
industry would not be unreasonable.
On March 23, 1941, the Administrator announced a modified portal
to portal wage hour opinion in which he defined the work day in
underground metal mining as starting when the miner reports at the
collar of the mine, ends when he returns to the collar, and
includes the time spent on the surface in obtaining and returning
lamps, carbide, and tools and in checking in and out. Realizing
that this was a complete change of opinion, the Administrator
announced that he would not seek to compel payment of restitution
from mine owners operating on a face to face basis, but that he
could not interfere with the right of employees or their
representatives to sue for past overtime and penalties under §
16(b) of the Act. Thereupon, the unions representing miners
demanded payment of overtime for all travel time since the
effective date of the Act, and invoked the penalties specified
therein.
In order to avoid possible penalties, the petitioners complied
with the Administrator's ruling and brought the present suit for a
declaratory judgment to the effect that working time of underground
employees comprised the hours of work in the usual working places
in the mine, and did not include the time consumed in travel
thereto and therefrom.
At the trial, much evidence was taken as to the practice
existing in iron mines long prior to, and at the date
Page 321 U. S. 614
of the adoption of, the Fair Labor Standards Act. This was given
by miners, foremen, and employers, and represented not any single
locality, but the industry over the country. In fact, some of the
testimony consisted of depositions taken by the respondents, but
offered by the petitioners. It was all to the effect that the
working time of iron miners had always been calculated and paid for
according to the time worked in the mine at the place assigned for
the work, and that travel time had never been included in the time
for which payment was made.
The district judge entered twenty-nine findings of fact. The
first four are formal. The fifth is to the effect that, in the
history of mining in the Birmingham District, plaintiffs' employees
have been paid without regard to the number of hours spent at the
face of the ore or at any specified place or station in the mines,
and adds:
"This compensation has never been based upon any precise number
of hours spent daily at the face of the seam or at any specified
place or station in the mines."
The finding would seem difficult to explain in view of the
history heretofore outlined. The explanation is found in the fact
that, although the men were paid for an eight hour day of work at
the face, if blasts were about to be set off at the close of the
day, the men were sent away from the face some time before the
blasting but were, nevertheless, paid as if they had remained at
the face for the full eight hours. But this can be no reason for
disregarding the practices and agreements of the parties.
Findings 6 to 12, inclusive, refer to various methods of payment
practiced in the past and to the character of the work of miners
and other underground workers. They evidently are intended to show
that, while an eight-hour day was in force, the wage was not
calculated at an hourly rate. Of course, they do not contradict the
fact that forty hours constituted the workweek, nor the fact that
it was
Page 321 U. S. 615
understood that no wages were paid for time spent in travel in
the mines.
Finding 13 is to the effect that the unions which made
agreements with various petitioners had never been certified by the
National Labor Relations Board as appropriate units for collective
bargaining. The bearing of this finding is difficult to understand
in view of the fact that the employers dealt with the unions
representing their men, and two operated under formal collective
bargaining agreements with nationally affiliated unions.
Finding 14 briefly mentions that the men had several times
demanded pay for travel time.
Findings 15 to 27, inclusive, describe the conditions under
which the men arrive at the mine, check in, obtain their tools, and
walk, or are carried, to their work underground, and how they
return. They recite that the men have to obey company regulations
while they are on the company property and in going to and
returning from work. Many of these regulations are for the men's
safety. These findings also show that, after arriving on company
property, the men receive certain directions with respect to the
work they are to do. The obvious bearing of these findings is that
the court thought travel ought to be considered work within the
intendment of the Act, whatever the custom, practice, or agreement
of the parties. It would be no less a judicial fiat, though
somewhat more extreme, to hold that, as the men's living quarters
are uncomfortable and unhealthy, and they must live in the
neighborhood of the mines, the time spent in their homes must be
paid for as work.
The two concluding findings are of facts which add nothing. They
are to the effect that, if all the travel time is counted in the
workweek, the men have worked more than forty hours per week, and
the petitioners have not paid them for more than forty hours.
Page 321 U. S. 616
The opinion and concurring opinion in this court rely heavily on
these findings, especially as they were accepted by the Circuit
Court of Appeals. But it will be observed that the findings are
noteworthy for the feature that they deal, except in the instance
mentioned, which has already been explained, with facts which are
immaterial to the issues in the case. I do not see how aid to
decision can be derived by refusing to disturb findings which do
not meet the issue made by the pleadings. It is significant that
the District Court avoided any finding as to whether the employers
had ever paid travel time or as to the understanding of the parties
that the employers were not paying for such travel time. And it is
even more significant that the court made no finding whatever about
the formal collective bargaining agreements entered into by the
respondents with the petitioners in which both parties clearly
significant their understanding of what was work in iron mines. And
the court could not, under the proofs in this case, have found that
these collective bargaining agreements were contrary to the
accepted practice in iron and coal mines throughout the country
prior to 1941. The petitioners objected that the findings omitted
any reference to the fact that the companies had never paid for
travel time, to the fact that the day's work for which wages were
paid did not include travel time to or from the place where they
mined the ore, or to the negotiations and agreements as to working
time, and sought a new trial. The objections and motions were
overruled.
Reliance is placed on the trial court's finding that the
evidence discloses no custom to exclude travel time from the
workweek. But that very reliance exposes the fallacy of the lower
court's and this court's position. Unless the statute gave the
courts authority to make contracts for the parties, which the
statute did not make, a court could not support such a contract by
finding that there was no custom with respect to travel time. It
would be necessary for
Page 321 U. S. 617
it to find that there was a custom to pay for such time, which
the District Court failed to do, for the obvious reason that there
was no evidence of such custom.
To say that we should pitch decision on acceptance of the
findings of the trial court, when that court neglected to find
facts which were highly relevant and material, is to disregard the
real and the only issue in the case.
As I have already pointed out, the Fair Labor Standards Act was
not intended by Congress to turn into work that which was not work,
or not so understood to be at the time of its passage. It was not
intended to permit courts to designate as work some activity of an
employee, which neither employer nor employee had ever regarded as
work, merely because the court thought that such activity imposed
such hardship on him or involved conditions so deleterious to his
health or welfare that he ought to be compensated for them.
It is common knowledge that the issue of portal to portal pay
was first nationally raised in connection with the mining industry
after the nation was at war and in connection with disastrous coal
strikes. And, indeed, the inspiration for the demand for portal to
portal pay was furnished by the decision of the court below in this
case. That decision was rendered on March 16, 1943. Three days
later the National Policy Committee of the United Mine Workers
changed its demanded definition of hours of labor so that existing
demands, which, until then, had been on the traditional face to
face basis of payment, should
"conform with the basic legal requirements of the industry and
the maximum hours of work time provisions be amended to establish
'portal to portal' for starting and quitting time for all
underground workers."
In presenting this demand, it said:
"The Mine Workers desire to take advantage of the law which,
under the Alabama decision, grants them the right to be paid for
the time they are in the mines."
Thus, it is plain that the decision under review was
understood,
Page 321 U. S. 618
as it must be, as a declaration of law by a court as to what is
a work week under the Act, and not a finding of fact based on the
custom of the industry and the agreement of the parties. In August,
class actions were filed by the United Mine Workers in various
district courts to obtain overtime compensation for portal to
portal pay.
One further fact should be noted. The District Court found that
not only the travel time from and to the mouth of the mine should
be counted as working time, but that the time men spent on the
surface in collecting tools, etc., should also he included. The
Circuit Court of Appeals, although professing to accept the fact
findings of the District Court, reversed its judgment with respect
to time spent on the surface, saying no more than that the District
Court was wrong in including that time. This is further proof that
the decision of the case by both courts below turns on the view of
a court as to what ought to be considered work and what not,
irrespective of the understanding of the parties. Suppose that the
parties had agreed that travel time was working time, and to be
included and paid for in the workweek? Would the courts be at
liberty to find the contrary and deprive respondents of the benefit
of the agreement. I think not.
I cannot better characterize the result in this case than by
quoting from what Judge Sibley said in his dissenting opinion
below: [
Footnote 2/4]
"If it would be better to include travel time in work time, it
ought to be done by a new bargain in which rates of pay are also
reviewed. If the change is to be by a special statute (some western
States have such statutes), it will operate justly
in
futuro, and not by unexpected penalty, as here."
"There is nothing in the Act to outlaw agreements that travel
time in getting to or from the agreed place of work
Page 321 U. S. 619
is not work time. This is true though the employer may organize
a means of transportation and make rules for its use. The
agreements here that work time includes only time at the face of
the ore bed are not illegal. Digging out the ore is what the miners
agree to do, and for that they are paid. Getting their tools
together and riding or walking to the agreed place of work is not,
by force of any law, work done for the mine owner. No one, I
suppose, would say that, if a group of miners who had spent an hour
riding to work decided of their own will not to dig any ore and
spent another hour riding back, they had done any work for which
they should be paid by force of the Act."
"It is now proposed to assess against these appellants as back
pay for overtime an estimated quarter of a million dollars, to be
doubled by way of penalty, to compensate the miners for their time
in going to and from their place of work, in the face of their
agreements that this time was not in their work time. They are to
get three times as much per hour for riding and walking to and from
the work they were hired to do as they get for doing the work
itself. The injustice of it to me is shocking."
I would reverse the judgment.
THE CHIEF JUSTICE joins in this opinion.
[
Footnote 2/1]
H.R. 1452, 75th Cong., 1st Sess., H.R. 2182, 75th Cong., 3d
Sess., S.R. 884, 75th Cong., 1st Sess.
[
Footnote 2/2]
52 Stat. 1060.
[
Footnote 2/3]
United States v. Darby, 312 U.
S. 100,
312 U. S. 115,
312 U. S. 117,
312 U. S. 122,
312 U. S.
125.
[
Footnote 2/4]
135 F.2d 324, 325.