1. The broad claims of the Marconi Patent No. 763,772, for
improvements in apparatus for wireless telegraphy -- briefly, for a
structure and arrangement of four high-frequency circuits with
means of independently adjusting each so that all four may be
brought into electrical resonance with one another --
held
invalid because anticipated. P.
320 U. S. 38.
Marconi showed no invention over Stone (Patent No. 714,756) by
making the tuning of his antenna circuit adjustable, or by using
Lodge's (Patent No. 609, 154) variable inductance for that purpose.
Whether Stone's patent involved invention is not here
determined.
2. Merely making a known element of a known combination
adjustable by a means of adjustment known to the art, when no new
or unexpected result is obtained, is not invention. P.
320 U. S. 32.
3. As between two inventors, priority of invention will be
awarded to the one who by satisfying proof can show that he first
conceived of the invention. P.
320 U. S. 34.
4. Commercial success achieved by the later inventor and
patentee cannot save his patent from the defense of anticipation by
a prior inventor. P.
320 U. S. 35.
Page 320 U. S. 2
5. In the exercise of its appellate power, this Court may
consider any evidence of record which, whether or not called to the
attention of the court below, is relevant to, and may affect the
correctness of its decision sustaining or denying any contention
which a party has made before it. P.
320 U. S. 44.
6. Although the interlocutory decision of the Court of Claims in
this case that Claim 16 of Marconi Patent No. 763,772 was valid and
infringed was appealable, the decision was not final until the
conclusion of the accounting; hence, the court did not lack power
at any time prior to entry of its final judgment at the close of
the accounting to reconsider any portion of its decision and reopen
any part of the case, and it was free in its discretion to grant a
reargument based either on all the evidence then of record or only
the evidence before the court when it rendered its interlocutory
decision, or to reopen the case for further evidence. P.
320 U. S. 47.
7. The judgment of the Court of Claims holding valid and
infringed Claim 16 of Marconi Patent No. 763,772 is vacated and
remanded in order that that court may determine whether to
reconsider its decision in the light of the Government's present
contention that Claim 16, as construed by the Court of Claims, was
anticipated by the patents to Pupin, No. 640,516, and Fessenden,
No. 706,735. P.
320 U. S. 48.
8. A defendant in a patent infringement suit who has added
noninfringing and valuable improvements which contributed to the
making of the profits is not liable for benefits resulting from
such improvements. P.
320 U. S. 50.
9. Disclosure by publication more than two years before
application for a patent bars any claim for a patent for an
invention embodying the published disclosure. P.
320 U. S. 57.
10. Invalidity in part of a patent defeats the entire patent
unless the invalid portion was claimed through inadvertence,
accident, or mistake, and without any fraudulent or deceptive
intention, and is disclaimed without unreasonable neglect or delay.
P.
320 U. S. 57.
11. Fleming Patent No. 803,864
held invalid by reason
of an improper disclaimer. P.
320 U. S. 58.
The specifications plainly contemplated the use of the claimed
device with low as well as high frequency currents, and the patent
was invalid for want of invention so far as applicable to use with
low frequency currents; the claim was not inadvertent, and the
delay of ten years in making the disclaimer was unreasonable.
12. That the patentee's claim for more than he had invented was
not inadvertent, and that his delay in making disclaimer was
unreasonable, were questions of fact; but, since the Court of
Claims in
Page 320 U. S. 3
its opinion in this case plainly states its conclusions a to
them, and those conclusions are supported by substantial evidence,
its omission to make formal findings of fact is immaterial. P.
320 U. S. 58.
13. The disclaimer statutes are applicable to one who acquires a
patent under an assignment of the application. P.
320 U. S. 59.
99 Ct.Cls. 1, affirmed in part.
Writs of certiorari, 317 U.S. 620, on cross-petitions to review
a judgment in a suit against the United States to recover damages
for infringement of patents.
See 81 Ct.Cls. 741.
MR. CHIEF JUSTICE STONE delivered the opinion of the Court.
The Marconi Company brought this suit in the Court of Claims
pursuant to 35 U.S.C. § 68, to recover damages for
infringement of four United States patents. Two, No. 763,772 and
reissue No. 11,913, were issued to Marconi, a third, No. 609, 154,
to Lodge, and a fourth, No. 803,684, to Fleming. The court held
that the Marconi reissue patent was not infringed. It held also
that the claims in suit, other than Claim 16, of the Marconi
patent, No. 763,772, are invalid, and that Claim 16 of the patent
is valid and was infringed. It gave judgment for petitioner on this
claim in the sum of $42,984.93 with interest. It held that the
Lodge patent was valid and infringed, and that the Fleming patent
was not infringed, and was rendered void by an improper disclaimer.
The case comes here on certiorari, 317 U.S. 620, 28 U.S.C. §
288(b),
Page 320 U. S. 4
on petition of the Marconi Company in No. 369, to review the
judgment of the Court of Claims holding invalid the claims in suit,
other than Claim 16, of the Marconi patent, and holding the Fleming
patent invalid and not infringed, and on petition of the Government
in No. 373, to review the decision allowing recovery for
infringement of Claim 16 of the Marconi patent. No review was
sought by either party of so much of the court's judgment as
sustained the Lodge patent and held the first Marconi reissue
patent not infringed.
Marconi Patent No. 763,772
This patent, granted June 28, 1904, on an application filed
November 10, 1900, and assigned to the Marconi Company on March 6,
1905, [
Footnote 1] is for
improvements in apparatus for wireless telegraphy by means of
Hertzian oscillations or electrical waves. In wireless telegraphy,
signals given by means of controlled electrical pulsations are
transmitted through the ether by means of the so-called Hertzian or
radio waves. Hertzian waves are electrical oscillations which
travel with the speed of light and have varying wave lengths and
consequent frequencies intermediate between the frequency ranges of
light and sound waves. The transmitting apparatus used for sending
the signals is capable, when actuated by a telegraph key or other
signaling device, of producing, for short periods of variable
lengths, electrical oscillations of radio frequency (over 10,000
cycles per second) in an antenna or open circuit from which the
oscillations are radiated to a distant receiving apparatus. The
receiver has an open antenna circuit which is electrically
responsive
Page 320 U. S. 5
to the transmitted waves and is capable of using those responses
to actuate by means of a relay or amplifier any convenient form of
signaling apparatus for making audible an electrically transmitted
signal, such as a telegraph sounder or a loudspeaker. In brief,
signals at the transmitter are utilized to control high frequency
electrical oscillations which are radiated by an antenna through
the ether to the distant receiver and there produce an audible or
visible signal.
All of these were familiar devices at the time of Marconi's
application for the patent now in suit. By that time, radio had
passed from the theoretical to the practical and commercially
successful. Four years before, Marconi had applied for his original
and basic patent, which was granted as No. 586, 193, July 13, 1897,
and reissued June 4, 1901, as reissue No. 11,913. He applied for
his corresponding British patent, No. 12039 of 1896, on June 2,
1896. Marconi's original patent showed a two-circuit system in
which the high frequency oscillations originated in the transmitter
antenna circuit and the detecting device was connected directly in
the receiver antenna circuit. Between 1896 and 1900, he
demonstrated on numerous occasions the practical success of his
apparatus, attaining successful transmission at distances of 70 and
80 miles. During those years, he applied for a large number of
patents in this and other countries for improvements on his system
of radio communication. [
Footnote
2]
Page 320 U. S. 6
The particular advance said to have been achieved by the Marconi
patent with which we are here concerned was the use of two high
frequency circuits in the transmitter and two in the receiver, all
four so adjusted as to be resonant to the same frequency or
multiples of it. The circuits are so constructed that the
electrical impulses in the antenna circuit of the transmitter
vibrate longer with the application to the transmitter of a given
amount of electrical energy than had been the case in the previous
structures known to the art, and the selectively and sensitivity of
the receiver is likewise enhanced. Thus, increased efficiency in
the transmission and reception of signals is obtained. The
specifications of the Marconi patent state that its object is
"to increase the efficiency of the system and to provide new and
simple means whereby oscillations of electrical waves from a
transmitting station may be localized when desired at any one
selected receiving station or stations out of a group of several
receiving stations."
The specifications describe an arrangement of four high
frequency circuits tuned to one another-two at the sending station
associated with a source of low frequency oscillations, and two at
the receiving station associated with a relay or amplifier
operating a signaling device. At the sending station there is an
open antenna circuit which is "a good radiator," connected with the
secondary coil of a transformer, and through it inductively coupled
with a closed circuit, which is connected with the primary coil of
the transformer, this closed circuit being a "persistent
oscillator." At the receiving station there is an open antenna
circuit constituting a "good absorber" inductively coupled with a
closed circuit capable of accumulating the received
oscillations.
The patent, in describing the arrangement of the apparatus so as
to secure the desired resonance or tuning, specifies:
"The capacity and self-induction of the four
Page 320 U. S. 7
circuits --
i.e., the primary and secondary circuits at
the transmitting station and the primary and secondary circuits at
any one of the receiving stations in a communicating system are
each and all to be so independently adjusted as to make the product
of the self-induction multiplied by the capacity the same in each
case or multiples of each other -- that is to say, the electrical
time periods of the four circuits are to be the same or octaves of
each other. [
Footnote 3]"
And again,
"In employing this invention to localize the transmission of
intelligence at one of several receiving stations, the time period
of the circuits at each of the receiving stations is so arranged as
to be different from those of the other stations. If the time
periods of the circuits of the transmitting station are varied
until they are in resonance with those of one of the receiving
stations, that one alone of all the receiving stations will
respond, provided that the distance between the transmitting and
receiving stations is not too small."
The drawings and specifications show a closed circuit at the
transmitting station connected with the primary
Page 320 U. S. 8
of an induction coil, and embracing a source of electrical
current and a circuit-closing key or other signaling device. The
secondary of the induction coil is connected in a circuit which
includes a spark gap or other producer of high frequency
oscillations and, in a shunt around the spark gap, the primary coil
of an oscillation transformer and a condenser, preferably so
arranged that its capacity can readily be varied. This shunt
circuit constitutes one of the two tuned circuits of the
transmitter, and is often referred to as the closed or charging
circuit. The secondary coil of the transformer is connected in the
open or antenna circuit, one end of which is connected with the
earth, the other to a vertical wire antenna or an elevated plate.
This antenna circuit also includes an induction coil, preferably
one whose inductance is readily variable, located between the
antenna or plate and the transformer.
The receiver consists of a similar antenna circuit connected
with the primary coil of a transformer, and having a variable
induction coil located between the antenna or plate and the
transformer. A shunt circuit bridging the transformer and
containing a condenser, which is preferably adjustable, may also be
added. The secondary coil of the transformer is connected through
one or more interposed inductance coils, "preferably of variable
inductance," with the terminals of a coherer [
Footnote 4] or other suitable detector of
electrical oscillations. The closed receiver circuit also contained
one or more condensers.
Page 320 U. S. 9
The devices and arrangements specified are suitable for
effecting the electrical transmission of signals in the manner
already indicated. By the maintenance of the same high frequency
throughout the four circuit system, the cumulative resonance is
attained which gives the desired increased efficiency in
transmission and increased selectivity at the receiving
station.
The patent describes the operation of the four circuits as
follows, beginning with the transmitter:
"In operation, the signaling key
b is pressed, and this
closes the primary of the induction-coil. Current then rushes
through the transformer circuit and the condenser
e is
charged, and subsequently discharges through the spark gap. If the
capacity, the inductance, and the resistance of the circuit are of
suitable values, the discharge is oscillatory, with the result that
alternating currents of high frequency pass through the primary of
the transformer and induce similar oscillations in the secondary,
these oscillations being rapidly radiated in the form of electric
waves by the elevated conductor [antenna]."
"For the best results and in order to effect the selection of
the station or stations whereat the transmitted oscillations are to
be localized, I include in the open secondary circuit of the
transformer, and preferably between the radiator
f and the
secondary coil
d, and inductance coil
g, Fig. 1,
having numerous coils, and the connection is such that a greater or
less number of turns of the coil can be put in use, the proper
number being ascertained by experiment. "
Page 320 U. S. 10
The invention thus described may summarily be stated to be a
structure and arrangement of four high frequency circuits, with
means of independently adjusting each so that all four may be
brought into electrical resonance with one another. This is the
broad invention covered by Claim 20. Combinations covering so much
of the invention as is embodied in the transmitter and the receiver
respectively are separately claimed. [
Footnote 5]
Long before Marconi's application for this patent, the
scientific principles of which he made use were well understood,
and the particular appliances constituting elements in the
apparatus combination which he claimed were well known. About
seventy years ago, Clerk Maxwell described the scientific theory of
wireless communication through the transmission of electrical
energy by ether waves. [
Footnote
6] Between 1878 and 1890, Hertz devised apparatus for achieving
that result which was described by de Tunzelmann in a series of
articles published in the London
Page 320 U. S. 11
Electrician in 1888. One, of September 21, 1888, showed a
transmitter comprising a closed circuit inductively coupled with an
open circuit. The closed circuit included a switch or circuit
breaker capable of use for sending signals, and an automatic
circuit breaker capable, when the switch was closed, of setting up
an intermittent current in the closed circuit which, in turn,
induced through a transformer an intermittent current of higher
voltage in the open circuit. The open circuit included a spark gap
across which a succession of sparks were caused to leap whenever
the signal switch was closed, each spark producing a series of high
frequency oscillations in the open circuit.
By connecting the spark gap to large area plates in the open
circuit, Hertz increased the capacity, and thus not only increased
the force of the sparks, but also changed one of the two factors
determining the frequency of the oscillations in the circuit, and
hence the wavelength of the oscillations transmitted. Hertz's
receiver was shown as a rectangle of wire connected to the knobs of
a spark gap, both the wire and the spark gap being of specified
lengths of such relationship as to render the circuit resonant to
the wavelengths in the transmitter. At times, Hertz attached to the
rectangle additional vertical wires which provided additional
capacity, and whose length could readily be varied so as to vary
the wavelengths to which the receiver was responsive, thus
providing a "method of adjusting the capacity" of the receiver.
[
Footnote 7] Thus, Hertz, at
the outset of radio communication, recognized the importance of
resonance and provided means for securing it by tuning both his
transmitting and receiving
Page 320 U. S. 12
circuits to the same frequency by adjusting the capacity of
each. [
Footnote 8]
Lodge, writing in the London Electrician in 1894, elaborated
further on the discoveries of Hertz and on his own experiments
along the same lines. In one article, of June 8, 1894, he discussed
phenomena of resonance, and made an observation which underlies
several of the disclosures in Marconi's patent. Lodge pointed out
that some circuits were, by their nature, persistent vibrators --
i.e., were able to sustain for a long period oscillations
set up in them -- while others were so constructed that their
oscillations were rapidly damped. He said that a receiver so
constructed as to be rapidly damped would respond to waves of
almost any frequency, while one that was a persistent vibrator
would respond only to waves of its own natural periodicity. Lodge
pointed out further that Hertz' transmitter "radiates very
powerfully," but that,
"In consequence of its radiation of energy, its vibrations are
rapidly damped, and it only gives some three or four good strong
swings. Hence, it follows that it has a wide range of excitation --
i.e., it can excite sparks in conductors barely at all in
tune with it."
On the other hand, Hertz' receiver was "not a good absorber, but
a persistent vibrator, well adapted for picking up disturbances of
precise
Page 320 U. S. 13
and measurable wavelength." Lodge concluded that "The two
conditions, conspicuous energy of radiation and persistent
vibration electrically produced, are at present incompatible." (Pp.
154, 155.)
In 1892, Crooks published an article in the Fortnightly Review
in which he definitely suggested the use of Hertzian waves for
wireless telegraphy, and pointed out that the method of achieving
that result was to be found in the use and improvement of then
known means of generating electrical waves of any desired
wavelength, to be transmitted through the ether to a receiver, both
sending and receiving instruments being attuned to a definite
wavelength. [
Footnote 9] A year
later Tesla, who was then preoccupied with the wireless
transmission of power for use in lighting or for the operation of
dynamos, proposed, in a lecture before the Franklin Institute in
Philadelphia, the use of adjustable high frequency oscillations for
wireless transmission of signals. [
Footnote 10]
Marconi's original patent No. 586,193, which was granted July
13, 1897, and became reissue No. 11,913, disclosed a two-circuit
system for the transmission and reception of Hertzian waves. The
transmitter comprised an antenna circuit connected at one end to an
aerial plate and at the other to the ground, and containing a spark
gap. To the knobs of the spark gap was connected a transformer
whose secondary was connected with a source of current and a
signaling key. The low frequency current thereby induced in the
antenna circuit was caused to discharge through the spark gap,
producing the high frequency oscillations which were radiated by
the antenna. The receive similarly contained an antenna circuit
between an elevated plate and the ground, in which
Page 320 U. S. 14
a coherer was directly connected. Marconi claimed the
construction of transmitter and receiver so as to be resonant to
the same frequency, and described means of doing so by careful
determination of the size of the aerial plates.
The Tesla patent No. 645,576, applied for September 2, 1897, and
allowed March 20, 1900, disclosed a four-circuit system having two
circuits, each at transmitter and receiver, and recommended that
all four circuits be tuned to the same frequency. Tesla's apparatus
was devised primarily for the transmission of energy to any form of
energy-consuming device by using the rarified atmosphere at high
elevations as a conductor when subjected to the electrical pressure
of a very high voltage. But he also recognized that his apparatus
could, without change, be used for wireless communication, which is
dependent upon the transmission of electrical energy. His
specifications declare:
"The apparatus which I have shown will obviously have many other
valuable uses -- as, for instance, when it is desired to transmit
intelligible messages to great distances. . . . [
Footnote 11]"
Tesla's specifications disclosed an arrangement of four
circuits, an open antenna circuit coupled, through a transformer,
to a closed charging circuit at the transmitter, and an open
antenna circuit at the receiver similarly coupled to a closed
detector circuit. His patent also instructed
Page 320 U. S. 15
those skilled in the art that the open and closed circuits in
the transmitting system and in the receiving system should be in
electrical resonance with each other. His specifications state that
the "primary and secondary circuits in the transmitting apparatus"
are "carefully synchronized." They describe the method of achieving
this by adjusting the length of wire in the secondary winding of
the oscillation transformer in the transmitter, and similarly in
the receiver, so that "the points of highest potential are made to
coincide with the elevated terminals" of the antenna --
i.e., so that the antenna circuit will be resonant to the
frequency developed in the charging circuit of the transmitter. The
specifications further state that
"the results were particularly satisfactory when the primary
coil or system A' with its secondary C' [of the receiver] was
carefully adjusted so as to vibrate in synchronism with the
transmitting coil or system AC."
Tesla thus anticipated the following features of the Marconi
patent: a charging circuit in the transmitter for causing
oscillations of the desired frequency, coupled, through a
transformer, with the open antenna circuit, and the synchronization
of the two circuits by the proper disposition of the inductance in
either the closed or the antenna circuit or both. By this and the
added disclosure of the two-circuit arrangement in the receiver
with similar adjustment, he anticipated the four-circuit tuned
Page 320 U. S. 16
combination of Marconi. A feature of the Marconi combination not
shown by Tesla was the use of a variable inductance as a means of
adjusting the tuning the antenna circuit of transmitter and
receiver. This was developed by Lodge after Tesla's patent, but
before the Marconi patent in suit.
In patent No. 609, 154, applied for February 1, 1898, and
allowed August 16, 1898, before Marconi's application, Lodge
disclosed an adjustable induction coil in the open or antenna
circuit in a wireless transmitter or receiver or both to enable
transmitter and receiver to be tuned together. His patent provided
for the use, in the open circuits of a transmitter and a receiver
of Hertzian waves, of a self-induction coil between a pair of
capacity areas which he stated might be antenna and earth. His
specifications state that a coil located as described could be made
adjustable at will, so as to vary the value of its self-inductance;
that the adjustment, to secure the "desired frequency of vibration
or syntony with a particular distant station," may be attained
either "by replacing one coil by another" or by the use of a coil
constructed with a movable switch so related to the coil as to
short circuit, when closed, any desired number of turns of the
wire,
so that the whole or any smaller portion of the inductance
available may be used in accordance with the correspondingly
attuned receiver at the particular station to which it is desired
to signal.
Thus, Lodge adjusted his tuning by varying the self-inductance
of the antenna circuits, for, as he explained, the adjustment of
wavelengths, and hence of frequency in the circuits, could be made
by varying either or both the inductance and capacity, which are
the factors controlling wavelength, and hence frequency, in the
antenna circuits.
Lodge thus broadly claimed the tuning, by means of a variable
inductance, of the antenna circuits in a system of radio
communication. His specifications disclose what is substantially a
two-circuit system, with one high frequency
Page 320 U. S. 17
circuit at the transmitter and one at the receiver. He also
showed a two-circuit receiver with a tuned antenna circuit, his
detector circuit at the receiver being connected with the terminals
of a secondary coil wound around the variable inductance coil in
the antenna circuit, and thus inductively coupled through a
transformer with the antenna circuit. [
Footnote 12] Lodge thus supplied the means of varying
inductance, and hence tuning, which was lacking in the Tesla
patent. He also showed a receiver which completely anticipated
those of the Marconi receiver claims which prescribe adjustable
means of tuning only in the antenna circuit (Claims 2, 13 and 18),
and partially anticipated the other receiver claims.
The Stone patent No. 714,756, applied for February 8, 1900, nine
months before Marconi's application, and allowed December 2, 1902,
a year and a half before the grant of Marconi's patent, showed a
four-circuit wireless telegraph apparatus substantially like that
later specified and patented by Marconi. It described adjustable
tuning, by means of a variable inductance, of the closed circuits
of both transmitter and receiver. It also recommended that the two
antenna circuits be so constructed as to be resonant to the same
frequencies as the closed circuits. This recommendation was added
by amendment to the specifications made after Marconi had filed his
application, and the principal question is whether the amendments
were, in point of substance, a departure from Stone's invention as
disclosed by his application.
Stone's application shows an intimate understanding of the
mathematical and physical principles underlying radio communication
and electrical circuits in general.
Page 320 U. S. 18
It contains a critical analysis of the state of the art of radio
transmission and reception. He said that, as yet, it had not been
found possible so to tune stations using a vertical antenna as to
make possible selective reception by a particular station to the
exclusion of others. His effort, accordingly, was to transmit a
"simple harmonic wave" of well defined periodicity to a receiver
which would be selectively responsive to the particular frequency
transmitted, and thereby to achieve greater precision of tuning and
a higher degree of selectivity.
Stone discusses in some detail the difference between "natural"
and "forced" oscillations. He says,
"If the electrical equilibrium of a conductor be abruptly
disturbed and the conductor thereafter be left to itself, electric
currents will flow in the conductor which tend to ultimately
restore the condition of electrical equilibrium."
He points out that a closed circuit containing a condenser and a
coil is "capable of oscillatory restoration of equilibrium upon the
sudden discharge of the condenser," and that
"the electrical oscillations which it supports when its
equilibrium is abruptly disturbed and it is then left to itself are
known as the natural vibrations, or oscillations, of the
system."
In addition to its ability to originate "natural vibrations"
when its electrical equilibrium is disturbed, Stone says that an
electrical circuit is also "capable of supporting what are termed
forced vibrations" when electrical oscillations elsewhere created
are impressed upon it. In contrast to the "natural" vibrations of a
circuit, whose frequency depends upon "the relation between the
electromagnetic constants [capacity and self-inductance] of the
circuit," the frequency of the "forced" vibrations is "independent
of the constants of the circuit" on which they are impressed, and
"depends only upon the period [frequency] of the impressed force."
In other words, Stone found that it was possible not only to
originate high-frequency
Page 320 U. S. 19
oscillations in a circuit, and to determine their frequency by
proper distribution of capacity and self-inductance in the circuit,
but also to transfer those oscillations to another circuit and
retain their original frequency.
Stone points out that, in the existing systems of radio
transmission, the electric oscillations are "naturally" developed
in the antenna circuit by the sudden discharge of accumulated
electrical force through a spark gap in that circuit. Such
oscillations are "necessarily of a complex character, and consist
of a great variety of superimpose simple harmonic vibrations of
different frequencies."
"Similarly, the vertical conductor at the receiving station is
capable of receiving and responding to vibrations of a great
variety of frequencies so that the electromagnetic waves which
emanate from one vertical conductor used as a transmitter are
capable of exciting vibrations in any other vertical wire as a
receiver . . . , and the messages from the transmitting station
will not be selectively received by the particular receiving
station with which it is desirous to communicate, and will
interfere with the operation of other receiving stations within its
sphere of influence."
In contrast to the two circuit system whose inadequacies he had
thus described, Stone's drawings and specifications disclose a
four-circuit system for transmitting and receiving radio waves
which was very similar to that later disclosed by Marconi. The
transmitter included a source of low frequency oscillating current
and a telegraph or signaling key connected in a circuit which was
inductively coupled with another closed circuit. This included an
induction coil, a condenser, and a spark gap capable of generating
high frequency oscillations. It, in turn, was inductively coupled
through a transformer with an open antenna circuit connected to an
aerial capacity at one end and the earth at the other. The receiver
included a similar
Page 320 U. S. 20
antenna circuit, inductively coupled with a closed oscillating
circuit containing an induction coil, a condenser, and a coherer or
other detector of radio waves.
Stone thus recognized, although he used different terminology,
the fact, previously observed by Lodge, that an open antenna
circuit, so constructed as to be an efficient radiator, was not an
oscillator capable of producing natural waves of a single well
defined periodicity, and consequently had a wide range of
excitation. He adopted the same remedy for this defect as Marconi
later did -- namely, to produce the oscillations in a closed
circuit capable of generating persistent vibrations of well defined
periodicity, and then induce those oscillations in an open antenna
circuit capable of radiating them efficiently to a distant resonant
receiver. He states that the vibrations in his closed circuit
"begin with a maximum of amplitude and gradually die away," a good
description of the results obtainable by a "persistent oscillator."
[
Footnote 13] Similarly, in
his receiver, Stone recognized that an open antenna circuit
(Lodge's "good absorber") was not a highly sensitive responder to
waves of a particular frequency, and accordingly he sought to
augment the selectivity of tuning at the receiver by interposing
between the antenna circuit and the responding device a closed
circuit which would be a more persistent vibrator, and hence render
the receiving
Page 320 U. S. 21
apparatus more selectively responsive to waves of a particular
frequency. In so doing, however, as will presently appear, he did
not disregard the favorable effect on selectivity of tuning
afforded by making the antenna circuits resonant to the transmitted
frequency.
Stone's application recommends that the inductance coils in the
closed circuits at transmitter and receiver "be made adjustable and
serve as a means whereby the operators may adjust the apparatus to
the particular frequency which it is intended to employ." He thus
disclosed a means of adjusting the tuning of the closed circuits by
variable inductance. His original application nowhere states in so
many words that the antenna circuits should be tuned, nor do its
specifications or drawings explicitly disclose any means for
adjusting the tuning of those circuits. But there is nothing in
them to suggest that Stone did not intend to have the antenna
circuits tuned, and we think that the principles which he
recognized in his application, the purpose which he sought to
achieve, and certain passages in his specifications show that he
recognized, as they plainly suggest to those skilled in the art,
the desirability of tuning the antenna circuits as well. The
disclosures of his application were thus an adequate basis for the
specific recommendation, later added by amendment, as to the
desirability of constructing the
Page 320 U. S. 22
antenna circuits so as to be resonant to the frequency produced
in the charging circuit of the transmitter.
The major purpose of Stone's system was the achievement of
greater selectivity of tuning. His objective was to transmit waves
"of but a single frequency," and to receive them at a station which
"shall be operated only by electric waves of a single frequency,
and no others." He states:
"By my invention, the vertical conductor of the transmitting
station is made the source of electromagnetic waves of but a single
periodicity, and the translating apparatus at the receiving station
is caused to be selectively responsive to waves of but a single
periodicity, so that the transmitting apparatus corresponds to a
tuning fork sending but a single simple musical tone, and the
receiving apparatus corresponds to an acoustic resonator capable of
absorbing the energy of that single, simple musical tone only."
He says that "when the apparatus at a particular [receiving]
station" is properly tuned to a particular transmitting station,
the receiver will selectively receive messages from it. He
adds:
"Moreover, by my invention, the operator at the transmitting or
receiving station may, at will, adjust the apparatus at his command
in such a way as to place himself in communication with any one of
a number of stations . . . by bringing his apparatus into resonance
with the periodicity employed."
And, with respect to the transmitter, he says,
"It is to be understood that any suitable device may be employed
to develop the simple harmonic force impressed upon the vertical
wire [antenna]. It is sufficient to develop in the vertical wire
practically simple harmonic vibrations of a fixed and high
frequency. "
Page 320 U. S. 23
These statements sufficiently indicate Stone's broad purpose of
providing a high degree of tuning at sending and receiving
stations. In seeking to achieve that end, he not unnaturally placed
emphasis on the tuning of the closed circuits, the association of
which with the antenna circuits was an important improvement which
he was the first to make. But he also made it plain that it was the
sending and receiving "apparatus" which he wished to tune, so that
the sending "apparatus" would correspond to a "tuning fork" and the
receiving "apparatus" to "an acoustic resonator" capable of
absorbing the energy of the "single simple musical tone"
transmitted. And this he sought to achieve by "any suitable
device."
Stone thus emphasized the desirability of making the entire
transmitting and receiving "apparatus" resonant to a particular
frequency. As none of the circuits are resonant to a desired
frequency unless they are tuned to that frequency, this reference
to the transmitting and receiving apparatus as being brought into
resonance with each other cannot fairly be said to mean that only
some of the circuits at the transmitter and receiver were to be
tuned. To say that, by this reference to the tuning of sending and
receiving apparatus, he meant to confine his invention to the
tuning of some only of the circuits in that apparatus is to read
into his specifications a restriction which is plainly not there,
and which contradicts everything they say about the desirability of
resonance of the apparatus. It is to read the specifications,
which, taken in their entirety, are merely descriptive or
illustrative of his invention,
compare Continental Paper Bag
Co. v. Eastern Paper Bag Co., 210 U.
S. 405,
210 U. S.
418-420, as though they were claims whose function is to
exclude from the patent all that is not specifically claimed.
Mahn v. Harwood, 112 U. S. 354,
112 U. S. 361;
McClain v. Ortmayer, 141 U. S. 419;
141 U. S.
423-425;
Milcor Steel Co. v. Fuller,
316 U. S. 143,
316 U. S.
146.
Page 320 U. S. 24
Stone had pointed out that the tuning of the antenna circuits
shown in the prior art did not, of itself, afford sufficient
selectivity. It was for that reason that he used the tuned closed
circuit in association with the antenna circuit. But, in the face
of his emphasis on the desirability of tuning the transmitting and
receiving apparatus, we cannot impute to him an intention to
exclude from his apparatus the well known use of tuning in the
antenna circuits as an aid to the selectivity which it was his
purpose to achieve. The inference to be drawn is, rather, that he
intended the tuned closed circuits which he proposed to add to the
then known systems of radio communication to be used in association
with any existing type of vertical wire antenna circuit, including
one so constructed as to be either resonant to a particular
frequency or adjustably resonant to any desired frequency, both of
which involved tuning.
Stone's full appreciation of the value of making all of his
circuits resonant to the same frequency is shown by his suggestion
to insert, between the closed and antenna circuits at the
transmitter and receiver, one or more additional closed circuits so
constructed as to be highly resonant to the particular frequency
employed. He says that the purpose of such an intermediate circuit
is "to weed out, and thereby screen," the antenna circuit at the
transmitter and the detecting device at the receiver from any
harmonics or other impurities in the wave structure.
He states:
"This screening action of an interposed resonant circuit is due
to the well known property of such circuits by which a resonant
circuit favors the development in it of simple harmonic currents of
the period to which it is attuned, and strongly opposes the
development in it of simple harmonic currents of other
periodicities."
His original application thus disclosed the advantage, where
vibrations created in one circuit are to be impressed on another,
of making the latter circuit resonant to the same frequency as the
former, in view of the "well
Page 320 U. S. 25
known property" of a resonant circuit to favor the "development"
in it of forced vibrations of the same frequency as its natural
periodicity.
Stone's application shows that these principles of resonant
circuits were no less applicable to the antenna circuit, and
suggests the use of "any suitable device" to "develop" in the
antenna circuit the "simple harmonic force impressed" upon it. It
was then well known in the art that every electrical circuit is to
some degree resonant to a particular frequency to which it responds
more readily and powerfully than to others. Although the degree of
resonance attained by a vertical wire is small, its natural
resonance is no different in kind from that of a closed circuit
such as Stone's screening circuit. Stone recognized this in his
application. In describing the complex natural vibrations set up by
a sudden discharge in an antenna circuit, such as that commonly
used at the time of his application, Stone said that
"the vibrations consist of a simple harmonic vibration of lower
period than all the others, known as the fundamental with a great
variety of superimposed simple harmonics of higher periodicity
superimposed thereon."
And he says that the oscillations developed in the charging
circuit of his system "induce corresponding oscillations in the
vertical wire," which are "virtually" forced vibrations, and
"practically independent, as regards their frequency, of the
constants of the second circuit in which they are induced" -- a
plain recognition that the antenna circuit has electromagnetic
constants which affect its natural periodicity, and that that
natural periodicity does have some effect on the frequency of the
vibrations impressed upon the antenna circuit. [
Footnote 14]
Page 320 U. S. 26
Thus, Stone did not, as the Marconi Company suggests, say that
the antenna circuit had no natural periodicity. He recognized that
its natural periodicity was less strongly marked than that of his
closed circuit, and hence that the wave structure could be greatly
improved by creating the oscillations in a closed circuit such as
he described. But he also plainly recognized that the antenna
circuit, like his screening circuit, was a circuit having a natural
period of vibration which would therefore be more responsive to
impressed oscillations of that same periodicity. Since he had
previously said that "any suitable device may be employed to
develop the simple harmonic force impressed upon the vertical
wire," we think that Stone's specifications plainly suggested to
those skilled in the art that they avail themselves of this means
of developing in the antenna this simple harmonic force, and that
they tune the antenna circuit in order to improve the strength and
quality of the "forced" vibrations impressed upon it.
The Marconi Company argues that Stone's theory of "forced"
oscillations presupposes that the open transmitter circuit be
untuned. It is true that Stone said that such "forced" oscillations
have a period of vibration which is "independent of the electrical
constants of the circuit" on which they are impressed. But the fact
that the "forced" vibration will retain its natural period whatever
the frequency of the antenna circuit may be does not preclude, as
Stone showed, the tuning of that circuit so as to achieve maximum
responsiveness to the vibrations impressed upon it. Stone's
specifications indicate that he used the term "forced" merely as
meaning that the vibrations are developed in another circuit and
then transferred to the antenna circuit by inductive coupling, as
distinguished from "natural" vibrations which originate in the
antenna or radiating circuit -- in short, that "forced" is merely
used as a synonym for "induced."
Page 320 U. S. 27
Thus, he states, in describing the operation of his
transmitter,
"The high frequency current . . . passing through the primary
I(sub1) [of the antenna transformer] induces a corresponding high
frequency electromotive force and current in the secondary I(sub2),
and forced electric vibrations result in the vertical conductor
v. . . . [
Footnote
15]"
Hence, there is ample support for the finding of the court below
that,
"By free oscillations is meant that their frequency was
determined by the constants of the circuit in which they were
generated. The Stone application, as filed, impressed these
oscillations upon the open circuit, and therefore used 'forced'
oscillations in the open circuit of the transmitter -- that is, the
frequency of the oscillations in the open circuit was determined by
the frequency of the oscillations in the closed circuit."
"The effect of forcing vibrations upon a tuned and untuned
circuit may be likened unto the effect of a tuning fork upon a
stretched cord in a viscous medium. When the cord is vibrated by
the tuning fork, it has the same period as does the fork,
regardless of whether such period be that of the natural period of
the cord, but, when the fork vibrations are in tune with the
natural period or
Page 320 U. S. 28
fundamental of the cord, then the amplitude of vibrations in the
cord is a maximum."
Thus, Stone's application, prior to Marconi, showed a
four-circuit system in which the oscillations were produced in a
closed charging circuit and impressed on an open antenna circuit in
the transmitter, and were similarly received in an open antenna
circuit and by it induced in a closed circuit containing a
detector. He showed the effect of resonance on the circuits
resulting from their tuning to a desired frequency, and emphasized
the importance of making the transmitting and receiving apparatus
resonant to that frequency.
Stone's patent, [
Footnote
16] granted a year and a half before Marconi -- although after
Marconi's application was filed -- makes explicit, as the patent
law permits, what was implicit in Stone's application. By
amendments to his specifications made April 8, 1902, he recommended
that the frequency impressed upon the vertical conductor at the
transmitter "may or may not be the same as the natural period or
fundamental of such conductor," and that the antenna circuit at the
transmitter
"may with advantage be so constructed as to be highly resonant
to a particular frequency, and the harmonic vibrations impressed
thereon may with advantage be of that frequency."
Since Stone used a variable inductance to alter at will the
frequency of the charging circuit, this direction plainly indicated
that the frequency of the antenna circuit might also be variable,
and suggested the inclusion of the well known Lodge variable
inductance in the construction of the antenna circuit to achieve
that result. And, since Stone had specified that, "by my
invention," the operator at the receiving station is able to
"adjust" the receiving
Page 320 U. S. 29
apparatus so as to place it in resonance with any particular
transmitting station, his patent equally plainly suggested the use
of the Lodge variable inductance as a means of adjusting the tuning
of the receiving antenna.
Stone's 1902 amendments also suggested that "an elevated
conductor that is aperiodic may be employed" --
i.e., one
having very weak natural periodicity, and consequently "adapted to
receive or transmit all frequencies." But this suggestion was
accompanied by the alternative recommendation in the 1902
amendments that the antenna circuits at transmitter and receiver
"may with advantage be made resonant to a particular frequency" --
i.e., be periodic. No inference can be drawn from this
that only an aperiodic antenna was contemplated either by the
application or the amendments. The application was sufficiently
broad to cover both types, since both were suitable means of
achieving, under different conditions, the results which the
application described and sought to attain. The amendments thus
merely clarified and explained in fuller detail two alternative
means which could be employed in the invention described in the
original application, one of those means being the construction of
the antenna so as to be highly resonant --
i.e., tuned --
to a particular frequency. [
Footnote 17]
The only respects in which it is seriously contended that
Marconi disclosed invention over Stone are that Marconi explicitly
claimed four-circuit tuning before
Page 320 U. S. 30
Stone had made it explicit by his 1902 amendment, and that
Marconi disclosed means of adjusting the tuning of each of his four
circuits, whereas Stone had explicitly shown adjustable tuning only
in the two closed circuits. But we think that neither Marconi's
tuning of the two antenna circuits nor his use of the Lodge
variable inductance to that end involved any invention over Stone.
Two questions are involved -- first, whether there was any
invention over Stone in tuning the antenna circuits, and second,
whether there was any invention in the use of the Lodge variable
inductance or any other known means of adjustment in order to make
the tuning of the antenna circuits adjustable.
For reasons already indicated, we think it clear that Stone
showed tuning of the antenna circuits before Marconi, and, if this
involved invention, Stone was the first inventor. Stone's
application emphasized the desirability of tuning, and disclosed
means of adjusting the tuning of the closed circuits. His very
explicit recognition of the increased selectivity attained by
inductive coupling of several resonant circuits plainly suggested
to those skilled in the art that the antenna circuit could with
advantage be a resonant circuit -- that is to say, a tuned circuit
-- and hence that it was one of the circuits to be tuned. He
stressed the importance of tuning "by any suitable device" the
"apparatus" at transmitter and receiver, which included at both an
antenna circuit.
Page 320 U. S. 31
Tuning of the antenna circuit was nothing new; Lodge had not
only taught that the antenna circuits at transmitter and receiver
should be tuned to each other, but had shown a means of adjusting
the tuning which was the precise means adopted by Marconi, and
which Stone had, prior to Marconi, used to tune his closed circuit
-- the variable inductance. Tesla, too, had shown the tuning of the
antenna circuit at the transmitter to the frequency developed by
the charging circuit, and the tuning of both circuits at the
receiver to the frequency thus transmitted. Thus, Marconi's
improvement in tuning the antenna circuits is one the principles of
which were well understood and stated by Stone himself before
Marconi, and the mechanism for achieving which had previously been
disclosed by Lodge and Stone. [
Footnote 18]
Since no invention over Stone was involved in tuning the antenna
circuits, neither Marconi nor Stone made an invention by providing
adjustable tuning of any of the circuits or by employing Lodge's
variable inductance as a means of adjusting the tuning of the
resonant four circuit arrangement earlier disclosed by Stone's
application and patented by him. No invention was involved in
employing the Lodge variable inductance for tuning
Page 320 U. S. 32
either the closed or the open circuits in lieu of other
structural modes of adjustment for that purpose. The variable
inductance imparted no new function to the circuit, and merely
making a known element of a known combination adjustable by a means
of adjustment known to the art, when no new or unexpected result is
obtained, is not invention.
Peters v. Hanson, 129 U.
S. 541,
129 U. S.
550-551,
129 U. S. 533;
Electric Cable Joint Co. v. Edison Co., 292 U. S.
69,
292 U. S. 79-80,
and cases cited;
Smyth Mfg. Co. v. Sheridan, 149 F. 208,
211;
cf. Bassick Co. v. Hollingshead Co., 298 U.
S. 415,
298 U. S.
424-425, and cases cited.
Stone's conception of his invention as disclosed by his patent
antedated his application. It is carried back to June 30, 1899,
seven months before his application, when, in a letter to Baker, he
described in text and drawings his four-circuit system for wireless
telegraphy in substantially the same form as that disclosed by the
application. His letter is explicit in recommending the tuning of
the antenna circuits. In part, he wrote as follows:
"Instead of utilizing the vertical wire [antenna] itself at the
transmitting station as the oscillator, I propose to impress upon
this vertical wire oscillations from an oscillator, which
oscillations shall be of a frequency corresponding to the
fundamental of the wire. Similarly, at the receiving station, I
shall draw from the vertical wire only that component of the
complex wave which is of lowest frequency."
"If now the fundamental of the wire at the receiving station be
the same as that of the wire at the transmitting station, then the
receiving station may receive signals from the transmitting
station, but if it be different from that of the transmitting
station, it may not receive those signals."
"The tuning of these circuits one to another and all to the same
frequency will probably be best accomplished
Page 320 U. S. 33
empirically, though the best general proportions may be
determined mathematically."
On July 18, 1899, Stone again wrote to Baker, mathematically
demonstrating how to achieve the single frequency by means of
forced vibrations. He expressed as a trigonometric function the
form taken by the forced wave "if the period of the impressed force
be the same as that of the fundamental of the vertical wire." He
also pointed out that the transmitting circuit which he had
disclosed in his earlier letter to Baker, "is practically the same
as that employed by Tesla," except that Stone added an inductance
coil in the closed circuit "to give additional means of tuning" and
to "swamp" the reactions from the coil of the oscillation
transformer, and thus loosen the coupling between the open and
closed circuit of the transmitter. [
Footnote 19] His recognition of the effect upon the
current in the antenna if it is of the same period as the charging
circuit; his statement that his transmitting system was the same as
that employed by Tesla; his recognition that the fundamental of the
receiver should be the same as that of the transmitter antenna when
used for the transmission of a single frequency, and finally his
statement that all four circuits are to be tuned, "one to another,
and all to the same frequency," all indicate his understanding of
the principles of resonance and of the significance of tuning the
antenna circuits.
Stone disclosed his invention to others, and, in January, 1900,
described it to his class at the Massachusetts Institute of
Technology. Before 1900, he was diligent in obtaining capital to
promote his invention. Early in 1901, a syndicate was organized to
finance laboratory experiments. The Stone Telegraph & Telephone
Co. was organized in December, 1901. It constructed several
experimental stations in 1902 and 1903; beginning in 1904
Page 320 U. S. 34
or 1905, it built wireless stations and sold apparatus, equipped
a Navy collier and some battleships, and it applied for a large
number of patents. The apparatus used in the stations is described
by Stone's testimony in this suit as having resonant open and
closed circuits loosely coupled inductively to each other at both
the transmitter and receiver, and all tuned to the same wavelength,
as described in his letters to Baker and his patent.
We think that Stone's original application sufficiently
disclosed the desirability that the antenna circuits in transmitter
and receiver be resonant to the same frequency as the closed
circuits, as he expressly recommended in his patent. But, in any
event, it is plain that no departure from or improper addition to
the specifications was involved in the 1902 amendments, which
merely made explicit what was already implicit.
Hobbs v.
Beach, 180 U. S. 383,
180 U. S.
395-397. We would ordinarily be slow to recognize
amendments made after the filing of Marconi's application and
disclosing features shown in that application.
Cf.
Schriber-Schroth Co. v. Cleveland Trust Co., 305 U. S.
47,
305 U. S. 57;
Powers-Kennedy Corp. v. Concrete Co., 282 U.
S. 175,
282 U. S.
185-186;
Mackay Radio Co. v. Radio Corporation,
306 U. S. 86. But
here, Stone's letters to Baker, whose authenticity has not been
questioned in this case, afford convincing proof that Stone had
conceived of the idea of tuning all four circuits prior to the date
of Marconi's invention.
Cf. Bickell v. Smith-Hanburg-Scott
Welding Co., 53 F.2d 356, 358.
It is well established that, as between two inventors, priority
of invention will be awarded to the one who, by satisfying proof,
can show that he first conceived of the invention.
Philadelphia & Trenton R.
v. Stimpson, 14 Pet. 448,
39 U. S. 462;
Loom Co. v. Higgins, 105 U. S. 580,
105 U. S. 593;
Radio Corp. v. Radio Laboratories, 293 U. S.
1,
293 U. S. 11-13;
Christie v. Seybold, 55 F. 69, 76;
Automatic Weighing
Mach. Co. v. Pneumatic Scale Corp., 158 F. 415, 417-422;
Page 320 U. S. 35
Harper v. Zimmermann, 41 F.2d
261, 265;
Sachs v. Hartford Electric Supply Co., 47
F.2d 743, 748.
Commercial success achieved by the latter inventor and patentee
cannot save his patent from the defense of anticipation by a prior
inventor. [
Footnote 20]
Compare Smith v. Hall, 301 U. S. 216,
with Smith v. Snow, 294 U. S. 1. To
obtain the benefit of his prior conception, the inventor must not
abandon his invention,
Gayler v.
Wilder, 10 How. 477,
51 U. S. 481,
but must proceed with diligence to reduce it to practice. We think
Stone has shown the necessary diligence.
Compare Radio Corp. v.
Radio Laboratories, supra, 293 U. S. 13-14.
The delay until 1902 in including in his patent specifications the
sentences already referred to, which explicitly provide for tuning
of the antenna circuits, does not, in the circumstances of this
case, show any abandonment of that
Page 320 U. S. 36
feature of Stone's invention since, as we have seen, the idea of
such tuning was at least implicit in his original application, and
the 1902 amendments merely clarified that application's effect and
purport.
Marconi's patent No. 763,772 was sustained by a United States
District Court in
Marconi Wireless Telegraph Co. v. National
Signaling Co., 213 F. 815, and his invention as specified in
his corresponding British patent No. 7777 of 1900, was upheld in
Marconi v. British Radio & Telegraph Co., 27 T.L.R.
274, 28 R.P.C. 18. The French court likewise sustained his French
patent, Civil Tribunal of the Seine, Dec. 24, 1912. None of these
courts considered the Stone patent or his letters. All rest their
findings of invention on Marconi's disclosure of a four-circuit
system and on his tuning of the four circuits, in the
Page 320 U. S. 37
sense of rendering them resonant to the same frequency, in both
of which respects Stone anticipated Marconi, as we have seen. None
of these opinions suggests that, if the courts had known of Stone's
anticipation, they would have held that Marconi showed invention
over Stone by making the tuning of his antenna circuit adjustable,
or by using Lodge's variable inductance for that purpose. In
Marconi Wireless Telegraph Co. v. Kilbourne & Clark Mfg.
Co., 239 F. 328,
aff'd, 265 F. 644, the district
court held that the accused device did not infringe. While it
entered formal findings of validity which the Circuit Court of
Appeals approved, neither court's opinion discussed the question of
validity and that question was not argued in the Circuit Court of
Appeals. [
Footnote 21]
Marconi's reputation as the man who first achieved successful
radio transmission rests on his original patent, which became
reissue No. 11,913, and which is not here
Page 320 U. S. 38
in question. That reputation, however well deserved, does not
entitle him to a patent for every later improvement which he claims
in the radio field. Patent cases, like others, must be decided not
by weighing the reputations of the litigations, but by careful
study of the merits of their respective contentions and proofs. As
the result of such a study, we are forced to conclude, without
undertaking to determine whether Stone's patent involved invention,
that the Court of Claims was right in deciding that Stone
anticipated Marconi, and that Marconi's patent did not disclose
invention over Stone. Hence, the judgment below holding invalid the
broad claims of the Marconi patent must be affirmed. In view of our
interpretation of the Stone application and patent, we need not
consider the correctness of the court's conclusion that, even if
Stone's disclosures should be read as failing to direct that the
antenna circuits be made resonant to a particular frequency,
Marconi's patent involved no invention over Lodge, Tesla, and
Stone.
Claim 16 of Marconi patent No. 763,772
The Government asks us to review so much of the decision of the
Court of Claims as held valid and infringed Claim 16 of Marconi's
patent No. 763,772. That claim is for an antenna circuit at the
receiver connected at one end to "an oscillation-receiving
conductor" and at the other to a capacity (which could be the
earth), containing the primary winding of a transformer, "means for
adjusting the two transformer circuits in electrical resonance with
each other," and "an adjustable condenser in a shunt connected with
the open circuit, and around said transformer coil." Marconi thus
discloses and claims the addition to the receiver antenna of an
adjustable condenser connected in a shunt around the primary of the
transformer. The specifications describe the condenser as
"preferably one provided with two telescoping metallic tubes
separated by a dielectric and arranged to readily
Page 320 U. S. 39
vary the capacity by being slid upon each other."
Marconi, however, makes no claim for the particular construction
of the condenser.
Although the claim broadly provides for "means of adjusting the
two transformer circuits in electrical resonance," Marconi's
drawings disclose the use of a variable inductance connected
between the aerial conductor and the transformer coil in such a
manner that the variable inductance is not included in that part of
the antenna circuit which is bridged by the condenser. The
condenser is thus arranged in parallel with the transformer coil
and in series with the variable inductance. In his specifications,
Marconi enumerates a number of preferred adjustments for tuning the
transmitting and receiving stations, showing the precise equipment
to be used to achieve tuning to the desired wavelength. The two
tunings which show the use of the adjustable condenser in the
receiver antenna also make use of the variable inductance. And his
specifications state:
"In a shunt around said primary
j^1 (the primary of the
transformer), I usually place a condenser
h. . . . An
inductance coil
g^1 of variable inductance is interposed
in the primary circuit of the transformer, being preferably located
between the cylinder
f^1 [the aerial capacity] and the
coil
j^1."
In this respect, the devices which the court below found to
infringe Claim 16 exhibit somewhat different arrangements.
Apparatus manufactured by the Kilbourne and Clark Company, and used
by the Government, had a receiver antenna circuit containing a
variable inductance in addition to the transformer coil, and having
an adjustable condenser so constructed that it could be connected
either in series with the two inductances, or in a shunt bridging
both of them. Apparatus manufactured by the Telefunken Company
showed a similar antenna circuit having no variable inductance, but
having an adjustable condenser so arranged that it could be
connected either in
Page 320 U. S. 40
series with the transformer coil or in parallel with it by
placing the condenser in a shunt circuit which would thus bridge
all the inductance in the antenna circuit.
The Marconi patent does not disclose the function which is
served by the adjustable condenser disclosed by Claim 16, except
insofar as Marconi, in his specifications, in describing the means
of tuning the receiver circuits to a particular desired frequency,
prescribes specific values for both the variable inductance and the
adjustable condenser in the receiver antenna circuit. The Court of
Claims found that this indicated
"that the purpose of the condenser connected in shunt with the
primary winding of the transformer of the receiver is to enable the
electrical periodicity or tuning of the open circuit of the
receiver to be altered."
The court thus based its holding that Claim 16 disclosed
patentable invention on its finding that Marconi, by the use of an
adjustable condenser in the antenna circuit, disclosed a new and
useful method of tuning that circuit. The Government contends that
the arrangement of the antenna circuit disclosed by Marconi's
specifications -- with the condenser shunted around the transformer
coil but not around the variable inductance -- is such that the
condenser cannot increase the wavelength over what it would be
without such a condenser, and that it can decrease that wavelength
only when adjusted to have a very small capacity. The Government
contends, therefore, that its principal function is not that of
tuning, but of providing "loose coupling." [
Footnote 22] The Government does not deny that
this precise arrangement is novel and useful, but it contends that
its devices do not infringe that
Page 320 U. S. 41
precise arrangement, and that Claim 16, if more broadly
construed so as to cover its apparatus, is invalid because
anticipated by the prior art, particularly the patents of Pupin and
Fessenden.
As we have seen from our discussion of the other claims of the
Marconi patent, the idea of tuning the antenna circuits involved no
patentable invention. It was well known that tuning was achieved by
the proper adjustment of either the inductance or the capacity in a
circuit, or both. Lodge and Stone had achieved tuning by the use of
an adjustable induction coil, so arranged that its effective
inductance could readily be varied.
But capacity was no less important in tuning. De Tunzelmann's
descriptions of Hertz's experiments show that Hertz, in order to
make his receiving apparatus resonant to the particular frequency
radiated by the transmitter, carefully determined the capacity of
both, and indeed disclosed a means of adjusting the capacity of the
receiver by attaching to it wires whose length could readily be
varied. Marconi, in his prior patent No. 586,193, granted July 13,
1897, which became reissue No. 11,913, had disclosed a two circuit
system for the transmission of radio waves in which both
transmitter and receiver had large metal plates serving as capacity
areas. His specifications describe the construction of transmitting
and receiving stations so as to be resonant to the same frequency
by calculation of the length of these metal plates, thereby
determining the capacity of the antenna circuits of transmitter and
receiver, respectively. He states that the plates are "preferably
of such a length as to be electrically tuned with the electric
oscillations transmitted," and describes means achieving this
result so as to determine "the length most appropriate to the
length of wave emitted by the oscillator." Claim 24 of his patent
claims
"the combination of a transmitter capable of producing
electrical oscillations or rays of definite character at the
Page 320 U. S. 42
will of the operator, and a receiver located at a distance and
having a conductor tuned to respond to such oscillations. . .
."
The only means of achieving this tuning disclosed by the
specifications is the determination of the capacity of the antenna
of transmitter and receiver in the manner described.
Moreover, the use of an adjustable condenser as a means of
tuning was known to the prior art. Pupin, in patent No. 640,516,
applied for May 28, 1895, and granted January 2, 1900, before
Marconi, disclosed the use of an adjustable condenser as a means of
tuning a receiving circuit in a system of wired telegraphy. Pupin's
patent was designed to permit the simultaneous transmission over a
wire of several messages at different frequencies, and the
selective reception at a given receiving station of the particular
message desired by tuning the receiving circuit to the frequency at
which that message was transmitted. His specifications and drawings
disclose at the receiver a telegraph key or other suitable
detecting instrument located in a shunt from the wire along which
the messages were passed. The shunt circuit included a condenser
"of adjustable capacity," an adjustable induction coil, and a
detecting instrument. His specifications state that
"the capacity of the condenser H and the self-induction of the
[induction] coil I being such that the natural period or frequency
of the shunt or resonance circuit HI is the same as the period of
one of the electromotive forces which produce the current coming
over the line . . . this circuit HI will be in resonance with the
current, and therefore will act selectively with respect to
it."
He disclosed an alternative system in which a similar shunt
circuit containing a condenser, already described as of adjustable
capacity, and the primary of a transformer, was inductively coupled
with another circuit containing the secondary of the transformer,
an induction coil, an adjustable condenser, and a receiving device.
He thus, in effect, disclosed
Page 320 U. S. 43
an open receiving circuit with earth connection including the
primary of an oscillation transformer -- the secondary of which is
connected in a circuit with a telegraph key or other suitable
detecting instrument -- and an adjustable condenser in a shunt
bridging the primary of the transformer, and thus connected in
parallel with it.
Thus, Pupin showed the use of an adjustable condenser as a means
of tuning an electrical circuit so as to be selectively receptive
to impulses of a particular frequency. It is true that his patent
related not to the radio art, but to the art of wired telegraphy,
an art which employed much lower frequencies. But, so far as we are
informed, the principles of resonance and the methods of achieving
it applicable to the low frequencies used by Pupin are the same as
those applicable to high frequency radio transmission and
reception.
Fessenden, in patent No. 706,735, applied for Dec. 15, 1899,
before Marconi, and granted Aug. 12, 1902, disclosed, in the
antenna circuit of a radio receiver, a condenser in a shunt around
a coil. The coil was used, in effect, as a transformer; by the
magnetic lines of force set up when a current passed through it, an
indicator was caused to move, thereby either closing an electrical
connection or giving a visible signal. Fessenden's specifications
do not clearly disclose the purpose of his condenser, but they
specify that it must be "of the proper size." He also discloses a
condenser in a shunt circuit around the terminals of a spark gap in
the antenna circuit of the transmitter, and his specifications
prescribe that
"This shunt circuit must be tuned to the receiving conductor;
otherwise the oscillations produced by it will have no action upon
the wave-responsive device at the receiving station."
We have referred to the Pupin and Fessenden patents not for the
purpose of determining whether they anticipate Claim 16 of Marconi,
as the Government insists, but to indicate the importance of
considering them in that
Page 320 U. S. 44
aspect, together with the relevant testimony, which the court
below did not do. In the present state of the record, we do not
undertake to determine whether and to what extent these disclosures
either anticipate Claim 16 of the Marconi patent or require that
claim to be so narrowly construed that defendants' accused devices
or some of them do not infringe Marconi.
Although the Pupin and Fessenden patents were in the record
before the Court of Claims when it entered its decision finding
Claim 16 valid and infringed, they were not referred to in
connection with Claim 16 either in the court's opinion or in its
findings, evidently because not urged upon that court by the
Government as anticipating Claim 16. But this Court, in the
exercise of its appellate power, is not precluded from looking at
any evidence of record which, whether or not called to the
attention of the court below, is relevant to, and may affect the
correctness of, its decision sustaining or denying any contention
which a party has made before it.
Muncie Gear Co. v. Outboard
Motor Co., 315 U. S. 759,
315 U. S.
766-768; Act of May 22, 1939, 28 U.S.C. § 288(b);
cf. Hormel v. Helvering, 312 U. S. 552,
312 U. S.
556.
In order to determine whether this Court should consider the
evidence which the Government now presses upon it, and should, on
the basis of that evidence, either decide for itself whether Claim
16 is valid and infringed or remand that question to the Court of
Claims for further consideration, it is necessary to set out in
some detail the relevant proceedings below. The case was referred
to a special commissioner for the taking of testimony under a
stipulation that the issue of reasonable compensation for damages
and profits be postponed until the determination of the issues of
validity and infringement. On June 26, 1933, the Commissioner filed
a report in which he made the following findings with regard to
Claim 16, which the Court of Claims later adopted in substance:
Page 320 U. S. 45
"LXII. Claim 16 of Marconi #763,772 is directed to subject
matter which is new and useful. . . ."
"LXV. The receiving apparatus of the Kilbourne & Clark
Company, shown in exhibit 95, and the receiver made by the
Telefunken company, illustrated in exhibit 79, each has apparatus
coming within the terminology of claim 16."
Both parties filed exceptions to the Commissioner's report. The
Marconi Company excepted to part of finding LXII, and took several
exceptions which were formally addressed to finding LXV. The
Government, in a memorandum, opposed the suggested amendments to
these findings. But the Government filed no exceptions to these two
findings, nor did it, in its extensive brief before the Court of
Claims, make any contention that Claim 16 either is invalid or was
not infringed.
After the court had rendered its interlocutory decision holding
Claim 16 valid and infringed, the case was sent back to the
Commissioner to take evidence on the accounting. Much evidence was
taken bearing on the function served by the condenser in the
arrangement described in Claim 16 and in the Government's
receivers, and, in that connection, the Pupin and Fessenden patents
were again introduced in evidence by the Government. When the Pupin
patent was offered, the Commissioner stated:
"Obviously, as I understand the offer of this patent of Pupin,
it does not in any way attack the validity of Claim 16 of the
Marconi patent in suit. As you state, Mr. Blackmar, that has been
decided by the Court, and I do not recall just now what procedure
was followed after the decision and prior to this accounting
proceeding; but the defendant had at that time opportunity for a
motion for a new trial and presentation of newly discovered
evidence and all those matters."
Accordingly, the Commissioner stated that he received the patent
in evidence
"for the sole purpose of aiding the witness and the Commissioner
and the
Page 320 U. S. 46
Court in an understanding of how the condenser in the Marconi
patent operates."
And, in offering the Fessenden patent, counsel for the
Government similarly stated that it was offered "not to show
invalidity, but as showing justification for the defendant's
use."
In its exceptions to the Commissioner's report on the
accounting, the Government asked the Court of Claims to make
certain specific findings as to the mode of operation of the
arrangements disclosed in the Pupin and Fessenden patents, and also
to find that:
"The mode of connecting the primary condenser in parallel with
the antenna-to-earth capacity sued by the defendant followed the
disclosure of Pupin 640,516 and the Fessenden patent 703,735 . . .
, and hence does not infringe the Marconi claim 16, which is based
upon a different arrangement, operating in a different manner to
obtain a different result."
The Government contended that there was no finding of fact that
Claim 16 had been infringed, and that the court, in the course of
the accounting proceeding, had, by an order of October 22, 1937,
reopened the entire subject of infringement. We agree with the
court that the Commissioner's finding LXV, which the court adopted
as finding LXIII, was a finding of infringement, and we see no
reason to question the court's conclusion that its order had not
reopened the subject of infringement.
In view, however, of the Government's apparent misunderstanding
of the scope of the issues left open on the accounting, we think
that its request for a finding of noninfringement specifically
addressed to the Pupin and Fessenden patents was a sufficient
request to the court to reconsider its previous decision of
infringement. And, while most of the argument on the Government's
exceptions to the Commissioner's report was based on evidence taken
upon the accounting, the Government's briefs sufficiently
Page 320 U. S. 47
disclosed to the court that the Pupin and Fessenden patents, at
least, had been in the record prior to the interlocutory
decision.
The court, in rejecting the Government's request for a finding
of noninfringement, stated: "The question of infringement of
Marconi Claim 16 . . . is not before us in the present
accounting."
"The sole purpose and function of an accounting in a patent
infringement case is to ascertain the amount of compensation due,
and no other issue can be brought into the accounting to change or
alter the court's prior decision."
We cannot say with certainty whether, in rejecting the
Government's request, the court thought that it lacked power to
reconsider its prior decision, or whether it held merely that, in
the exercise of its discretion, it should not do so. Nor does it
appear that, assuming it considered the question to be one of
discretion, it recognized that, in part at least, the Government's
request was based on evidence, having an important bearing on the
validity and construction of Claim 16, which had been before the
court but had not been considered by it when it held Claim 16 valid
and infringed.
Although the interlocutory decision of the Court of Claims on
the question of validity and infringement was appealable,
United States v. Esnault-Pelterie, 299 U.
S. 201;
303 U. S. 303 U.S.
26; 28 U.S.C. § 288(b), as are interlocutory orders of
district courts in suits to enjoin infringement, 28 U.S.C. §
227a;
John Simmons Co. v. Grier Bros. Co., 258 U. S.
82,
258 U. S. 89,
the decision was not final until the conclusion of the accounting.
Barnard v.
Gibson, 7 How. 650;
Huminston
v. Stainthorp, 2 Wall. 106;
Simmons Co.v. Grier
Bros. Co., supra, 258 U. S. 89.
Hence, the court did not lack power at any time prior to entry of
its final judgment at the close of the accounting to reconsider any
portion of its decision and reopen any part of the case.
Perkins v.
Fourniquet, 6 How. 206,
47 U. S. 208;
McGourkey v. Toledo & Ohio Ry. Co., 146 U.
S. 536,
146 U. S. 544;
Simmons Co.
Page 320 U. S. 48
v. Grier Bros. Co., supra, 258 U. S. 90-91.
It was free, in its discretion, to grant a reargument based either
on all the evidence then of record or only the evidence before the
court when it rendered its interlocutory decision, or to reopen the
case for further evidence.
Whether it should have taken any of these courses was a matter
primarily for its discretion, to be exercised in the light of
various considerations which this Court cannot properly appraise
without more intimate knowledge than it has of the proceedings in a
long and complex trial. Among those considerations are the
questions whether, as appears to be the case from such portions of
the record as have been filed in this Court or cited to us by
counsel, the Government failed to make any contention as to the
validity or construction of Claim 16 in the proceedings leading to
the interlocutory decision; whether the showing of noninfringement
which it now makes is sufficiently strong, and the public interest
that an invalid patent be not sustained is sufficiently great, to
justify reconsidering the decision as to Claim 16 despite the
failure of Government counsel to press its contention at the proper
time; whether adequate consideration of the question of
noninfringement can be had on the existing record, or whether
additional testimony should be received, and whether, balancing the
strength or weakness of the Government's present showing of
noninfringement against the undesirability of further prolonging
this already extended litigation, the case is one which justifies
reconsideration.
These are all matters requiring careful consideration by the
trial court. In order that the case may receive that consideration,
we vacate the judgment as to Claim 16 and remand the cause to the
Court of Claims for further proceedings in conformity to this
opinion.
If, on the remand, the court should either decline to reconsider
its decision of infringement or should, upon reconsideration,
adhere to that decision, it should pass upon
Page 320 U. S. 49
the contention of the Government, urged here and below as to the
measure of damages, with respect to which the court made no
findings. The Government's contention is that the variable capacity
shunt of the accused devices bridged all the inductance in the
receiving antenna circuit, and that, even though those devices
infringed, they nevertheless embody an improvement over Marconi's
Claim 16, in which only the transformer coil was bridged. In
computing the damages, the court measured them by 65% of the cost
to the Government of the induction coils which would be required to
replace in the accused devices the adjustable condensers as a means
of tuning, taking into account the greater convenience and
efficiency of condenser tuning. The allowance of only 65% was on
the theory that, if the parties had negotiated for the use of the
invention, the price would have been less than the cost to the
Government of the available alternative means of tuning.
In computing the damages, the court apparently did not take into
account or attempt to appraise any contribution which may have been
made by the improvement over Marconi which the Government asserts
was included in the accused devices. The court found that, where
the condenser is connected in series with the inductance coils in
the antenna, it
"can be used to shorten the natural resonant wavelength of the
antenna circuit, but cannot lengthen it beyond what would be the
resonant wavelength if the condenser were not present."
On the other hand, it found that, when the condenser is
connected in parallel, it enables the periodicity of the antenna to
be lowered, permitting the reception of longer wavelengths.
The computation of damages was based on the premise that the
advantage to the Government resulting from the infringement was
derived from the ability which the accused devices had thus
acquired to receive longer wavelengths. But there was substantial
testimony that the arrangement
Page 320 U. S. 50
disclosed by Marconi's specifications was, in effect, a
connection in series which did not make possible reception of
longer wavelengths, as did the arrangement in the accused devices.
And the court nowhere found that the arrangement covered by
Marconi's Claim 16 did make possible such reception. The
appropriate effect to be given to this testimony is important in
the light of the recognized doctrine that, if a defendant has added
"noninfringing and valuable improvements which had contributed to
the making of the profits," it is not liable for benefits resulting
from such improvements.
Westinghouse Electric & Mfg. Co. v.
Wagner Mfg. Co., 225 U. S. 604,
225 U. S.
614-617;
Sheldon v. Metro-Goldwyn Corp.,
309 U. S. 390,
309 U. S.
402-406, and cases cited. Finding LXIII, that the
Government was using "apparatus coming within the terminology of
Claim 16," and Finding 23 on the accounting that the accused
devices "infringe Claim 16 of the Marconi patent," give no aid in
solving this problem, for they are not addressed to the question
whether, assuming infringement, the Government has made
improvements which, of themselves, are noninfringing. That can only
be afforded by findings which appraise the evidence, establish the
scope of Marconi's claim and the nature and extent of the
difference in function, if any, between the device claimed by
Marconi and those used by the Government, and determine whether any
differences shown to exist constitute a "noninfringing improvement"
for which Marconi deserves no credit.
The judgment as to Claim 16 will be vacated, and the cause
remanded for further proceedings.
The Fleming Patent No. 803,684
The Fleming patent, entitled "Instrument for Converting
Alternating Electric Currents into Continuous Currents," was
applied for April 19, 1905, and granted on November 7, 1905 to the
Marconi Company, as assignee
Page 320 U. S. 51
of Fleming. Its specifications state that
"this invention relates to certain new and useful devices for
converting alternating electric currents, and especially
high-frequency alternating electric currents or electric
oscillations, into continuous electric currents for the purpose of
making them detectable by and measurable with ordinary direct
current instruments, such as a 'mirror galvanometer' of the usual
type or any ordinary direct current ammeter."
Fleming's drawings and specifications show a combination
apparatus by which alternating current impulses received through an
antenna circuit containing the primary of a transformer are induced
in the secondary of the transformer. To one end of the secondary
coil is connected a carbon filament like that of an incandescent
electric lamp, which is heated by a battery. Surrounding, but not
touching, the filament is a cylinder of aluminum open at the top
and bottom, which is connected with the other end of the secondary.
The cylinder and filament are enclosed in an evacuated vessel such
as an ordinary electric lamp bulb. An indicating instrument or
galvanometer is so located in this circuit as to respond to the
flow of current in it. The specifications explain the operation of
this device:
"This arrangement described above operates as an electric valve,
and permits negative electricity to flow from the hot carbon
b to the metal cylinder
c, but not in the reverse
direction, so that the alternations induced in the coil
k
by the Hertzian waves received by the aerial wire
n are
rectified or transformed into a more or less continuous current
capable of actuating the galvanometer
l, by which the
signals can be read."
The specifications further state:
". . . the aerial wire n may be replaced by any circuit in which
there is an alternating electromotive force, whether of low
frequency or of high frequency. . . . "
Page 320 U. S. 52
"Hence, the device may be used for rectifying either
high-frequency or low-frequency alternating currents of electrical
oscillations. . . ."
Only Claims 1 and 37 of the patent are in suit. They read as
follows:
"1. The combination of a vacuous vessel, two conductors adjacent
to but not touching each other in the vessel, means for heating one
of the conductors, and a circuit outside the vessel connecting the
two conductors."
"37. At a receiving station in a system of wireless telegraphy
employing electrical oscillations of high frequency, a detector
comprising a vacuous vessel, two conductors adjacent to but not
touching each other in the vessel, means for heating one of the
conductors, a circuit outside of the vessel connecting the two
conductors, means for detecting a continuous current in the
circuit, and means for impressing upon the circuit the received
oscillations."
The current applied to the filament or cathode by the battery
sets up a flow of electrons (negative electric charges) from the
heated cathode, which are attracted to the cold plate or anode when
the latter is positively charged. When an alternating current is
set up in the circuit containing the cathode, anode, and secondary
of the transformer, the electronic discharge from the cathode
closes the circuit and permits a continuous flow of electricity
through it when the phase of the current is such than the anode is
positively charged, while preventing any flow of current through
the tube when the anode is negatively charged. The alternating
current is thus rectified so as to produce a current flowing only
in one direction.
See Deforest Radio Co. v. General Electric
Co., 283 U. S. 664;
Radio Corp. v. Radio Laboratories, 293 U. S.
1;
Detrola Radio & Television Corp. v. Hazeltine
Corp., 313 U. S. 259.
Claims 1 and 37 of the Fleming patent are identical in their
structural elements. Both claim the vacuum tube,
Page 320 U. S. 53
and the two electrodes connected by a circuit outside the tube,
one element being heated. The claims differ only in that Claim 37
includes "means for detecting" the continuous or direct current in
the anode-cathode circuit, and "means for impressing upon the
circuit the received oscillations" from the transformer coil of the
antenna circuit.
In the patent as originally issued, there had been another
difference between the two claims. Claim 37 describes the tube as
being used "in a system of wireless telegraphy employing electrical
oscillations of high frequency." No such limitation was placed on
Claim 1 as originally claimed, and the specifications already
quoted plainly contemplated the use of the claimed device with low
as well as high frequency currents. This distinction was eliminated
by a disclaimer filed by the Marconi Company November 17, 1915,
restricting the combination of the elements of Claim 1 to a use "in
connection with high frequency alternating electric currents or
electric oscillations of the order employed in Hertzian wave
transmission," and deleting certain references to low frequencies
in the specifications. The result of the disclaimer was to limit
both claims to the use of the patented device for rectifying high
frequency alternating waves or currents such as were employed in
wireless telegraphy.
The earliest date asserted for Fleming's invention, as limited
by the disclaimer, is November 16, 1904. Twenty years before, on
October 21, 1884, Edison had secured United States Patent No.
307,031. In his specifications, he stated:
"I have discovered that, if a conducting substance is interposed
anywhere in the vacuous space within the globe of an incandescent
electric lamp, and said conducting substance is connected outside
of the lamp with one terminal, preferably the positive one, of the
incandescent conductor, a portion of the current will, when the
lamp is in operation,
Page 320 U. S. 54
pass through the shunt circuit thus formed, which shunt includes
a portion of the vacuous space within the lamp. This current I have
found to be proportional to the degree of incandescence of the
conductor or candle-power of the lamp."
Edison proposed to use this discovery as a means of "indicating,
variations in the electromotive force in an electric circuit" by
connecting a lamp thus equipped at a point where the current was to
be measured. The drawings of his patent show an electric circuit,
including a filament (cathode) and a plate (anode), both "in the
vacuous space within the globe" -- an electric light bulb. The
shunt circuit extends from the place through a galvanometer to the
filament. His specifications disclose that the vacuous space within
the globe is a conductor of current between the plate anode and the
filament; that the strength of the current in the filament-to-plate
circuit through the vacuum depends upon the degree of incandescence
at the filament, and that the plate anode is preferably connected
to the positive side of the current supply. The claims of the
patent are for the combination of the filament, plate, and
interconnecting circuit, including the galvanometer. Claim 5, a
typical claim, reads as follows:
"The combination, with an incandescent electric lamp, of a
circuit having one terminal in the vacuous space within the globe
of said lamp, and the other connected with one side of the lamp
circuit, and electrically controlled or operated apparatus in said
circuit, substantially as set forth."
The structure disclosed in Fleming's Claims 1 and 37 thus
differed in no material respect from that disclosed by Edison.
Since Fleming's original Claim 1 is merely for the structure, it
reads directly on Edison's Claim 5, and could not be taken as
invention over it.
Page 320 U. S. 55
Fleming used this structure for a different purpose than Edison.
Edison disclosed that his device operated to pass a current across
the vacuous space within the tube between filament and plate. He
used this current as a means of measuring the current passing
through the filament circuit. Fleming, in his specifications,
disclosed the use of his tube as a rectifier of alternating
currents, and in Claim 37 he claimed the use of that apparatus as a
means of rectifying alternating currents of radio frequency. But,
in this use of the tube to convert alternating into direct
currents, there was no novelty, for it had been disclosed by others
and by Fleming himself long before Fleming's invention date.
On January 9, 1890, ten years before Fleming filed his
application, he stated in a paper read before the Royal Society of
London:
"It has been known for some time that, if a platinum plate or
wire is sealed through the glass bulb of an ordinary carbon
filament incandescent lamp, this metallic plate being quite out of
contact with the carbon conductor, a sensitive galvanometer
connected between this insulated metal plate enclosed in the vacuum
and the external positive electrode of the lamp indicates a current
of some milliamperes passing through it when the lamp is set in
action, but the same instrument, when connected between the
negative electrode of the lamp and the insulated metal plate,
indicates no sensible current. This phenomenon in carbon
incandescent lamps was first observed by Mr. Edison, in 1884, and
further examined by Mr. W. H. Preece, in 1885."
Proceedings of the Royal Society of London, vol. 47, pp. 118,
119.
Fleming's 1890 paper further pointed out that the vacuous space
"possesses a curious unilateral conductivity" -- that is, it
permits current to "flow across the vacuous space from the hot
carbon [cathode] to the cooler metal plate [anode], but not in the
reverse direction."
Id., 122.
Page 320 U. S. 56
He noted the ability of the tube to act as a rectifier of
alternating current, saying:
"When the lamp is actuated by an
alternating current, a
continuous current is found flowing through a
galvanometer, connected between the insulated plate and either
terminal of the lamp. The direction of the current through the
galvanometer is such as to show that negative electricity is
flowing from the plate through the galvanometer to the lamp
terminal."
Id., 120.
Fleming's paper thus noted, contrary to the then popular
conception, that it is negative electricity which flows from
cathode to anode, but he emphasized that even this had been a part
of general scientific knowledge, as follows:
"The effect of heating the negative electrode in facilitating
discharge through vacuous spaces has previously been described by
W. Hittorf ('Annelen der Physik und Chemie,' vol. 21, 1884, p.
90-139), and it is abundantly confirmed by the above experiments.
We may say that a vacuous space bounded by two electrodes -- one
incandescent and the other cold -- possesses a unilateral
conductivity for electric discharge when these electrodes are
within a distance of the mean free path of projection of the
molecules which the impressed electromotive force can detach and
send off from the hot negative electrode."
"This unilateral conductivity of vacuous spaces having unequally
heated electrodes has been examined by MM. Elster and Geitel
(
see 'Wiedemann's Annalen,' vol. 38, 1889, p. 40), and
also by Goldstein ('Wied.Ann.,' vol. 24, 1885, p. 83), who, in
experiments of various kinds, have demonstrated that, when an
electric discharge across a vacuous space takes place from a carbon
conductor to another electrode, the discharge takes place at lower
electromotive force when the carbon conductor is the negative
electrode and is rendered incandescent."
Id. 125-126.
Page 320 U. S. 57
Fleming's reference in this publication to the unilateral
conductivity of the vacuous space between cathode and anode, and
the consequent ability of the two to derive a continuous
unidirectional current from an alternating current, was a
recognition that the Edison tube embodying the structure described
could be used as a rectifier of alternating current. This
knowledge, disclosed by publication more than two years before
Fleming's application, was a bar to any claim for a patent for an
invention embodying the published disclosure. R.S. §§
4886, 4920, 35 U.S.C. § 31, 69.
Wagner v. Meccano
Ltd., 246 F. 603, 607;
cf. Muncie Gear Co. v. Outboard
Co., supra, 315 U. S.
766.
It is unnecessary to decide whether Fleming's use of the Edison
device for the purpose of rectifying high frequency Hertzian waves,
as distinguished from low frequency waves, involved invention over
the prior art, or whether the court below rightly held that the
devices used by the Government did not infringe the claims sued
upon, for we are of the opinion that the court was right in holding
that Fleming's patent was rendered invalid by an improper
disclaimer. It is plain that Fleming's original Claim 1, so far as
applicable to use with low frequency alternating currents, involved
nothing new, as Fleming himself must have known in view of his 1890
paper, and as he recognized by his disclaimer in 1915, made
twenty-five years after his paper was published and ten years after
his patent had been allowed. Its invalidity would defeat the entire
patent unless the invalid portion had been claimed "through
inadvertence, accident, or mistake, and without any fraudulent or
deceptive intention," and was also disclaimed without
"unreasonable" neglect or delay. R.S. §§ 4917, 4922, 35
U.S.C. §§ 5, 71;
Ensten v. Simon Ascher &
Co., 282 U. S. 445,
282 U. S. 452;
Altoona Publix Theaters v. Tri-Ergon Corp., 294 U.
S. 477,
294 U. S. 493;
Maytag Co. v. Hurley Co., 307 U.
S. 243.
Page 320 U. S. 58
We need not stop to inquire whether, as the Government contends,
the subject matter of the disclaimer was improper as, in effect,
adding a new element to the claim.
See Milcor Steel Co. v.
Fuller Co., 316 U. S. 143,
316 U. S.
147-148. For we think that the court below was correct
in holding that the Fleming patent was invalid because Fleming's
claim for "more than he had invented" was not inadvertent, and his
delay in making the disclaimer was "unreasonable." Both of these
are questions of fact, but, since the court, in its opinion,
plainly states its conclusions as to them, and those conclusions
are supported by substantial evidence, its omission to make formal
findings of fact is immaterial. Act of May 22, 1939, 53 Stat. 752,
28 U.S.C. § 288(b);
cf. American Propeller Co. v. United
States, 300 U. S. 475,
300 U. S.
479-480;
Great Lakes Dredge & Dock Co. v.
Huffman, 319 U. S. 293.
The purpose of the rule that a patent is invalid in its entirety
if any part of it be invalid is the protection of the public from
the threat of an invalid patent, and the purpose of the disclaimer
statute is to enable the patentee to relieve himself from the
consequences of making an invalid claim if he is able to show both
that the invalid claim was inadvertent and that the disclaimer was
made without unreasonable neglect or delay.
Ensten v. Simon
Ascher & Co., supra. Here, the patentee has sustained
neither burden.
Fleming's paper of 1890 showed his own recognition that his
claim of use of his patent for low frequency currents was
anticipated by Edison and others. It taxes credulity to suppose, in
the face of this publication, that Fleming's claim for use of the
Edison tube with low frequency currents was made "through
inadvertence, accident or mistake," which is prerequisite to a
lawful disclaimer. No explanation or excuse is forthcoming for his
claim of invention of a device which he had so often
demonstrated
Page 320 U. S. 59
to be old in the art, and which he had specifically and
consistently attributed to Edison. Nor is any explanation offered
for the delay of the patentee -- the Marconi Company -- in waiting
ten years to disclaim the use of the device with low frequency
currents and to restrict it to a use with high frequency Hertzian
waves which Edison had plainly foreshadowed, but not claimed. For
ten years, the Fleming patent was held out to the public as a
monopoly of all its claimed features. That was too long in the
absence of any explanation or excuse for the delay, and hence, in
this case, was long enough to invalidate the patent. The conclusion
of the Court of Claims not only has support in the evidence, but we
can hardly see how, on this record, any other could have been
reached.
The Marconi Company's contention that it nowhere appears that
Fleming was not the first inventor of the use of the patented
device to rectify high frequency alternating currents is irrelevant
to the question of the sufficiency of the disclaimer. The
disclaimer itself is an assertion that the claimed use of the
invention with low frequencies was not the invention of the
patentee, whose rights were derived wholly from Fleming. This
improper claim for something not the invention of the patentee
rendered the whole patent invalid unless saved by a timely
disclaimer, which was not made.
The Marconi Company also asserts that, as it is suing as
assignee of the patentee, it is unaffected by the provisions of the
disclaimer statutes, which it construes as restricting to the
"patentee" the consequences of unreasonable delay in making the
disclaimer and as exempting the assignee from those consequences by
the sentence, "But no patentee shall be entitled to the benefits of
this section if he has unreasonably neglected or delayed to enter a
disclaimer." 35 U.S.C. § 71. As the court below found, the
Marconi Company was itself the patentee to whom the patent was
Page 320 U. S. 60
issued on the assignment of Fleming's application in conformity
to 35 U.S.C. § 44. The right given by § 71 to the
patentee or his assignees to sue for infringement upon a proper
disclaimer obviously does not relieve the patentee from the
consequences of his failure to comply with the statute because he
acquired his patent under an assignment of the application.
Altoona Publix Theaters v. Tri-Ergon Corp., supra; Maytag Co.
v. Hurley Co., supra; France Mfg. Co. v. Jefferson Electric
Co., 106 F.2d 605, 610. Such a contention is not supported by
the words of the statute, and, if allowed, would permit the
nullification of the disclaimer statute by the expedient of an
assignment of the application. We need not consider whether one who
has taken an assignment of a patent after its issuance would have
any greater rights than his assignor in the event of the latter's
undue delay in filing a disclaimer.
Compare Apex Electrical
Mfg. Co. v. Maytag Co., 122 F.2d 182, 189.
The judgment in No. 373 is vacated, and the cause remanded to
the Court of Claims for further proceedings not inconsistent with
this opinion.
The judgment in No. 369 is affirmed.
So ordered.
MR. JUSTICE MURPHY took no part in the consideration or decision
of this case.
* Together with No. 373,
United States v. Marconi Wireless
Telegraph Company of America, also on writ of certiorari, 317
U.S. 620, to the Court, of Claims.
[
Footnote 1]
On November 20, 1919, The Marconi Company assigned to the Radio
Corporation of America all of its assets, including the patents
here in suit, but reserved, and agreed to prosecute, the present
claims against the United States, on which it had instituted suit
on July 29, 1916.
[
Footnote 2]
See Marconi Wireless Tel. Co. v. National Electric
Signalling Co., 213 F. 815, 825, 829-831; Encyclopedia
Britannica (14th Ed.) vol. 14, p. 869; Dunlap, Marconi, The Man and
His Wireless; Jacot and Collier, Marconi-Master of Space; Vyvyan,
Wireless Over Thirty Years; Fleming, Electric Wave Telegraphy,
426-443.
Marconi was granted eight other United States patents for
wireless apparatus on applications filed between the filing dates
of Nos. 586, 193 and 763,772. They are Nos. 624,516, 627,650,
647,007, 647,008, 647,009, 650, 109, 650,110, 668,315.
[
Footnote 3]
Capacity is the property of an electrical circuit which enables
it to receive and store an electrical charge when a voltage is
applied to it, and to release that charge as the applied voltage is
withdrawn, thereby causing a current to flow in the circuit.
Although any conductor of electricity has capacity to some degree,
that property is substantially enhanced in a circuit by the use of
a condenser, consisting of two or more metal plates separated by a
nonconductor, such that, when a voltage is applied to the circuit
one plate will become positively, and the other negatively,
charged.
Self-inductance is the property of a circuit by which, when the
amount or direction of the current passing through it is changed,
the magnetic stresses created induce a voltage opposed to the
change. Although any conductor has self-inductance to some degree,
that property is most marked in a coil.
See generally Albert, Electrical Fundamentals of
Communication, Chs. V, VI, VII, and IX; Terman, Radio Engineering,
Chs. II and III; Morecroft, Principles of Radio Communication, Chs,
I, II, III; Lauer and Brown, Radio Engineering Principles, Chs. I
and II.
[
Footnote 4]
A coherer was a device disclosed by Branly as early as 1891. It
was used by Lodge in experiments described in the London
Electrician for June 15, 1894, p. 189, and was in common use
thereafter as a detector of radio waves until replaced by the
crystal and the cathode anode tube. The most common form consisted
of a tube containing metal filings which, in their normal state,
were a nonconductor. When placed in a circuit through which high
frequency oscillations passed, the filings aligned themselves in a
continuous stream through which the low frequency electrical
current operating a key or other signaling device could pass. By
means of a device which tapped the sides of the tube, the stream of
filings was broken when the high-frequency oscillations ceased.
Thus, the coherer was a sensitive device by which weak
high-frequency signals could be made to actuate a low-frequency
current of sufficient power to operate a telegraphic key or other
device producing a visible or audible signal.
[
Footnote 5]
Of the claims in suit in No. 369, Claims 10 and 20 cover the
four-circuit system, while Claims 1, 3, 6, 8, 11 and 12 cover the
two transmitter circuits and Claims 2, 13, 14, 17, 18 and 19 cover
the two receiver circuits. Claim 10 merely provides that the four
circuits be in resonance with each other, and hence does not
prescribe means of adjusting the tuning. Claim 11 likewise
prescribes no means of adjustment. The other claims provide means
of adjustment, either a "variable inductance" (Claims 1, 2, 3, 8,
12, 13, 18, and 19) or, more generally, "means" for adjusting the
period of the circuits (Claims 3, 6, 14 and 17). Some of the claims
merely provide means of adjusting the tuning of the antenna circuit
(Claims 1, 2, 8, 12, and 13), and hence do not require that the
closed circuits be tuned. Others either specifically prescribe the
adjustable tuning of both circuits at transmitter (Claims 3, 6) or
receiver (Claims 18 and 19) or both (Claim 20), or else prescribe
"means for adjusting the two transformer circuits in electrical
resonance with each other, substantially as described" (Claims 14
and 17).
[
Footnote 6]
A Dynamical Theory of the Electromagnetic Field (1864) 155
Philosophical Transactions of the Royal Society, 459; 1 Scientific
Papers of James Clerk Maxwell, 526.
[
Footnote 7]
See The London Electrician for September 21, 1888, p.
628.
Ebert, in The London Electrician for July 6, 1894, p. 333,
likewise pointed out that Hertz's receivers are "so arranged that
they show the maximum resonant effect with a given exciter; they
are
electrically tuned.'"
[
Footnote 8]
De Tunzelmann shows that Hertz clearly understood the principles
of electrical resonance. Some of his early experiments were
designed to determine whether principles of resonance were
applicable to high frequency electrical circuits. From them, Hertz
concluded that
"an oscillatory current of definite period would, other
conditions being the same, exert a much greater inductive effect
upon one of equal period than upon one differing even slightly from
it."
Id., p. 626. Hertz knew that the frequency to which a
circuit was resonant was a function of the square root of the
product of the self-inductance and capacity in the circuit, and, by
a formula similar to that now used, he calculated the approximate
frequency of the oscillations produced by his transmitter.
Id., September 28, 1888, 664-665.
[
Footnote 9]
Fortnightly Review, No. 101, February, 1892, 173, 174, 175.
[
Footnote 10]
Martin, Invention, Researches, and Writings of Nikola Tesla, pp.
346-348.
[
Footnote 11]
Tesla's specifications state that the current should preferably
be "of very considerable frequency." In describing apparatus used
experimentally by him, the specifications state that the
oscillations are generated in the charging circuit by the periodic
discharge of a condenser by means of "a mechanically operated
break," a means whose effects are similar to those of the spark gap
generally used at this period in the radio art. He further states
that the inductance of the charging circuit is so calculated that
the
"primary circuit vibrates generally according to adjustment,
from two hundred and thirty thousand to two hundred and fifty
thousand times per second."
The range of radio frequencies in use in 1917 was said by a
witness for the plaintiff to extend from 30,000 to 1,500,000 cycles
per second. The range of frequencies allocated for radio use by the
International Telecommunication Convention, proclaimed June 27,
1934, 49 Stat. 2391, 2459, is from 10 to 60,000 kilocycles (10,000
to 60,000,000 cycles) per second, and the spectrum of waves over
which the Federal Communications Commission currently exercises
jurisdiction extends from 10 to 500,000 kilocycles. Code of Federal
Regulations, Title 47, Ch. I, § 2.71. Thus, Tesla's apparatus
was intended to operate at radio frequencies.
[
Footnote 12]
Marconi's patent No. 627,650, of June 27, 1899, similarly showed
a two-circuit receiving system, in which the coherer was placed in
a closed circuit which was inductively coupled with a tuned antenna
circuit. The Court of Claims found, however, that this patent did
not clearly disclose the desirability of tuning both circuits.
[
Footnote 13]
That the closed circuit was intended to be a "persistent
oscillator" is also brought out by Stone's emphasis on "loose
coupling." Stone's application explained in detail the fact that,
when two circuits are inductively coupled together, there normally
result "two degrees of freedom" -- that is to say, the
superposition of two frequencies in the same circuit because of the
effect on each of the magnetic lines of force set up by the other.
He discussed in detail methods of eliminating this superposition,
which interfered with accurate selectivity of tuning, by so
constructing his circuits as to be "loosely coupled." This he
achieved by including in the closed circuits a large inductance
coil, which had the effect of "swamping" the undesirable effect of
the lines of force set up in the primary of the transformer by the
current induced in the secondary. Since the turns of wire in the
primary of the transformer constituted a relatively small part of
the total inductance in the closed circuit, the effect of those
turns on the frequency of the circuit was minimized.
But the testimony at the trial was in substantial agreement that
the looser the coupling, the slower is the transfer of energy from
the closed charging circuit to the open antenna circuit. Hence, the
use of loose coupling presupposes a charging circuit that will
store its energy for a considerable period --
i.e., that
will maintain persistent oscillations.
[
Footnote 14]
Stone's recognition of the similarity between his antenna
circuit and his screening circuit is further shown by his direction
that the coupling between the screening circuit and the charging
circuit, like that between the antenna and charging circuits where
no screening circuit is used, be loose.
See note 12 supra.
[
Footnote 15]
Stone's language here makes it plain that, throughout, his
allusions to a frequency developed in one circuit as being
"impressed" or "forced" on another circuit when the two circuits
are coupled through a transformer are used figuratively or
metaphorically only as synonymous with "induced." Scientifically,
the oscillations in the charging circuit are not impressed or
forced on the other. The stress in the magnetic field of the first
circuit sets up or induces corresponding stresses in the magnetic
field of the other circuit. The resulting frequency in the second
circuit is affected both by the frequency of the oscillations in
the charging circuit and the inductance and capacity in the second
circuit. The result may be the superposition of two frequencies in
the second circuit. This may be avoided, and a single frequency
developed, as Stone showed, by tuning the second circuit so as to
be resonant to the frequencies created in the first.
[
Footnote 16]
At the insistence of the Patent Office, Stone divided his
original application, and was granted two patents, No. 714,756 for
a method and No. 714,831 for apparatus. The former is the one
particularly relied on here.
[
Footnote 17]
This is borne out by the subsequent letter from Stone to the
Commissioner of Patents dated June 7, 1902. Stone there refers to a
letter by the Patent Office saying that the statement that a simple
harmonic wave developed in the closed circuit "can be transferred
to the elevated conductor and from the latter to the ether without
change of form" is "an argument the soundness of which the Office
has no means of testing." Stone replied with arguments to show that
the vibrations radiated by the antenna circuit would be
sufficiently pure for practical purposes either if the antenna
circuit were aperiodic or if it had a fundamental which was of the
same frequency as that of the forced vibrations impressed upon it,
although they would not be pure if the antenna circuit had a marked
natural periodicity and was untuned. This letter, while somewhat
later in date than the amendments, reinforces the conclusion that
the purpose of those amendments was to explain more fully the
details of theory and practice necessary to the success of the idea
underlying Stone's original invention.
[
Footnote 18]
It is not without significance that Marconi's application was at
one time rejected by the Patent Office because anticipated by
Stone, and was ultimately allowed, on renewal of his application,
on the sole ground that Marconi showed the use of a variable
inductance as a means of tuning the antenna circuits, whereas
Stone, in the opinion of the Examiner, tuned his antenna circuits
by adjusting the length of the aerial conductor. All of Marconi's
claims which included that element were allowed, and the Examiner
stated that the remaining claims would be allowed if amended to
include a variable inductance. Apparently through oversight, Claims
10 and 11, which failed to include that element, were included in
the patent as granted. In allowing these claims, the Examiner made
no reference to Lodge's prior disclosure of a variable inductance
in the antenna circuit.
[
Footnote 19]
See footnote 13
supra.
[
Footnote 20]
Even if the lack of invention in Marconi's improvement over
Stone -- making adjustable the tuning of the antenna circuits which
Stone had said should be tuned -- could be said to be in sufficient
doubt, so that commercial success could aid in resolving the doubt,
Thropp's Sons Co. v. Sieberling, 264 U.
S. 320,
264 U. S. 330;
DeForest Radio Co. v. Electric Co., 283 U.
S. 664,
283 U. S. 685;
Altoona Public Theaters v. Tri-Ergon Corp., 294 U.
S. 477,
294 U. S. 488,
it has not been established that the alleged improvement
contributed in any material degree to that success.
Compare
Altoona Publix Theaters v. Tri-Ergon Corp., supra. Marconi's
specifications disclose a large number of details of construction,
none of which is claimed as invention in this patent, in which his
apparatus differed from, and may have been greatly superior to,
Stone's. Many of these formed the subject of prior patents. After
his application for this patent, as well as before, Marconi made or
adopted a great number of improvements in his system of wireless
telegraphy. Two of his engineers have written that a major factor
in his successful transmission across the Atlantic in December,
1901, was the use of much greater power and higher antennae than
had previously been attempted, an improvement in no way suggested
by the patent here in suit. Fleming, Electric Wave Telegraphy,
449-53; Vyvyan, Wireless Over Thirty Years, 22-33. Indeed, both are
agreed that, in the actual transmission across the Atlantic, tuning
played no part; the receiver antenna consisted of a wire suspended
by a kite which rose and fell with the wind, varying the capacity
so much as to make tuning impossible.
Ibid.
By 1913, when he testified in the
National Electric
Signaling Co. case, that, "due to the utilization of the
invention" of this patent, he had successfully transmitted messages
6,600 miles, he had, after almost continuous experimentation,
further increased the power used, developed new apparatus capable
of use with heavy power, enlarged his antennae, and adopted the use
of horizontal, "directional" antennae, and made use of improved
types of spark gaps and detecting apparatus, including the Fleming
cathode-anode tube, the crystal detector, and sound recording of
the signals -- to mention but a few of the improvements made. He
had also discovered that much greater distances could be attained
at night.
See Vyvyan,
supra, 34-47, 55-60. The
success attained by the apparatus developed by Marconi and his
fellow engineers by continuous experimentation over a period of
years -- however relevant it might be in resolving doubts whether
the basic four-circuit, tuned system disclosed by Marconi, and
before him by Stone, involved invention -- cannot, without further
proof, be attributed in significant degree to any particular one of
the many improvements made by Marconi over Stone during a period of
years. The fact that Marconi's apparatus as a whole was successful
does not entitle him to receive a patent for every feature of its
structure.
[
Footnote 21]
A preliminary injunction restraining infringement was entered in
Marconi Wireless Tel. Co. v. De Forest Tel. & Tel.
Co., 225 F. 65,
aff'd, 225 F. 373, both courts,
without independent discussion of the validity of the patent,
determining that the decision in the
National Signaling
Co. case justified the grant of preliminary relief. A
preliminary injunction was also granted in
Marconi Wireless
Tel. Co. v. Atlantic Communication Co., an action brought in
the Eastern District of New York.
Stone's letters were introduced in evidence in the
Atlantic
Communications Co., case and the
Kilbourne &
Clark case. His deposition in the latter case, taken February
2, and 29, 1916, was incorporated in the record in this case. He
there testified that he had refrained from producing proofs of the
priority of his invention when called upon to testify in prior
litigation in 1911 and 1914 because he wished the priority of his
invention to be established by the owners of the patent -- the
Stone Telegraph Co. and its bondholders -- in order to be sure that
a
bona fide defense would be made. He said that, by May,
1915, when he testified in the
Atlantic Communications Co.
case, he had concluded that the owners of the patent were not in a
financial position to litigate, and that the Atlantic Co. "would
make a
bona fide Stone defense."
[
Footnote 22]
See note 13
supra. Most of the current in the antenna circuit is said
to pass through the condenser shunt, and not through the
transformer coil, thus minimizing the effect upon the frequency of
vibrations in the antenna circuit of the magnetic stresses set up
in the primary of the transformer by the current induced in the
secondary.
MR. JUSTICE FRANKFURTER, dissenting in part.
I regret to find myself unable to agree to the Court's
conclusion regarding the invalidity of the broad claims of
Marconi's patent. Since broad considerations control the
significance and assessment of the details on which judgment in the
circumstances of a case like this is based, I shall indicate the
general direction of my views.
It is an old observation that the training of Anglo-American
judges ill fits them to discharge the duties cast
Page 320 U. S. 61
upon them by patent legislation.* The scientific attainments of
a Lord Moulton are perhaps unique in the annals of the
English-speaking judiciary. However, so long as the Congress, for
the purposes of patentability, makes the determination of
originality a judicial function, judges must overcome their
scientific incompetence as best they can. But consciousness of
their limitations should make
Page 320 U. S. 62
them vigilant against importing their own notions of the nature
of the creative process into Congressional legislation, whereby
Congress, "to promote the Progress of Science and useful Arts," has
secured "for limited Times to . . . Inventors the exclusive Right
to their . . . Discoveries." Above all, judges must avoid the
subtle temptation of taking scientific phenomena out of their
contemporaneous setting and reading them with a retrospective
eye.
The discoveries of science are the discoveries of the laws of
nature, and like nature do not go by leaps. Even Newton and
Einstein, Harvey and Darwin, built on the past and on their
predecessors. Seldom, indeed has a great discoverer or inventor
wandered lonely as a cloud. Great inventions have always been parts
of an evolution, the culmination at a particular moment of an
antecedent process. So true is this that the history of thought
records striking coincidental discoveries -- showing that the new
insight first declared to the world by a particular individual was
"in the air," and ripe for discovery and disclosure.
The real question is how significant a jump is the new
disclosure from the old knowledge. Reconstruction by hindsight,
making obvious something that was not at all obvious to superior
minds until someone pointed it out -- this is too often a tempting
exercise for astute minds. The result is to remove the opportunity
of obtaining what Congress has seen fit to make available.
The inescapable fact is that Marconi, in his basic patent, hit
upon something that had eluded the best brains of the time working
on the problem of wireless communication -- Clerk Maxwell and Sir
Oliver Lodge and Nikola Tesla. Genius is a word that ought to be
reserved for the rarest of gifts. I am not qualified to say whether
Marconi was a genius. Certainly the great eminence of Clerk Maxwell
and Sir Oliver Lodge and Nikola Tesla
Page 320 U. S. 63
in the field in which Marconi was working is not questioned.
They were, I suppose, men of genius. The fact is that they did not
have the "flash" (a current term in patent opinions happily not
used in this decision) that begot the idea in Marconi which he gave
to the world through the invention embodying the idea. But it is
now held that, in the important advance upon his basic patent,
Marconi did nothing that had not already been seen and
disclosed.
To find in 1943 that what Marconi did really did not promote the
progress of science because it had been anticipated is more than a
mirage of hindsight. Wireless is so unconscious a part of us, like
the automobile to the modern child, that it is almost impossible to
imagine ourselves back into the time when Marconi gave to the world
what, for us, is part of the order of our universe. And yet,
because a judge of unusual capacity for understanding scientific
matters is able to demonstrate by a process of intricate
ratiocination that anyone could have drawn precisely the inferences
that Marconi drew and that Stone hinted at on paper, the Court
finds that Marconi's patent was invalid although nobody except
Marconi did in fact draw the right inferences that were embodied
into a workable boon for mankind. For me, it speaks volumes that it
should have taken forty years to reveal the fatal bearing of
Stone's relation to Marconi's achievement by a retrospective
reading of his application to mean this, rather than that. This is,
for me, and I say it with much diffidence, too easy a transition
from what was not to what became.
I have little doubt, insofar as I am entitled to express an
opinion, that the vast transforming forces of technology have
rendered obsolete much in our patent law. For all I know, the basic
assumption of our patent law may be false, and inventors and their
financial backers do not need the incentive of a limited monopoly
to stimulate
Page 320 U. S. 64
invention. But whatever revamping our patent laws may need, it
is the business of Congress to do the revamping. We have neither
constitutional authority nor scientific competence for the
task.
MR. JUSTICE ROBERTS joins in this opinion.
*
"Considering the exclusive right to invention as given not of
natural right, but for the benefit of society, I know well the
difficulty of drawing a line between the things which are worth to
the public the embarrassment of an exclusive patent and those which
are not. As a member of the patent board for several years while
the law authorized a board to grant or refuse patents, I saw with
what slow progress a system of general rules could be matured. . .
. Instead of refusing a patent in the first instance, as the board
was authorized to do, the patent now issues of course, subject to
be declared void on such principles as should be established by the
courts of law. This business, however, is but little analogous to
their course of reading, since we might in vain turn over all the
lubberly volumes of the law to find a single ray which would
lighten the path of the mechanic or the mathematician. It is more
within the information of a board of academical professors, and a
previous refusal of patent would better guard our citizens against
harassment by lawsuits. But England had given it to her judges, and
the usual predominancy of her examples carried it to ours."
Thomas Jefferson to Mr. Isaac M'Pherson, August 13, 1813, Works
of Thomas Jefferson, Wash. Ed., vol. VI, pp. 181, 182.
"I cannot stop without calling attention to the extraordinary
condition of the law which makes it possible for a man without any
knowledge of even the rudiments of chemistry to pass upon such
questions as these. The inordinate expense of time is the least of
the resulting evils, for only a trained chemist is really capable
of passing upon such facts --
e.g., in this case, the
chemical character of Von Furth's so-called 'zinc compound,' or the
presence of inactive organic substances. . . . How long we shall
continue to blunder along without the aid of unpartisan and
authoritative scientific assistance in the administration of
justice no one knows, but all fair persons not conventionalized by
provincial legal habits of mind ought, I should think, unite to
effect some such advance."
Judge Learned Hand in
Parke-Davis & Co. v. H. K. Mulford
Co., 189 F. 95, 115.
MR. JUSTICE RUTLEDGE, dissenting in part.
Until now, law [
Footnote 2/1]
has united with almost universal repute [
Footnote 2/2] in acknowledging Marconi as the first to
establish wireless telegraphy on a commercial basis. Before his
invention, now in issue, [
Footnote
2/3] ether-borne communication traveled some eighty miles. He
lengthened the arc to 6,000. Whether or not this was "inventive"
legally, it was a great and beneficial achievement. [
Footnote 2/4] Today, forty years after the
event, the Court's decision reduces it to an electrical mechanic's
application of mere skill in the art.
Page 320 U. S. 65
By present knowledge, it would be no more. School boys and
mechanics now could perform what Marconi did in 1900. But, before
then, wizards had tried and failed. The search was at the pinnacle
of electrical knowledge. There, seeking, among others, were Tesla,
Lodge and Stone, old hands and great ones. With them was Marconi,
still young as the company went, [
Footnote 2/5] obsessed with youth's zeal for the
hunt.
At such an altitude, to work at all with success is to qualify
for genius, if that is important. And a short step forward gives
evidence of inventive power. For, at that height, a merely slight
advance comes through insight only a first-rate mind can produce.
This is so whether it comes by years of hard work tracking down the
sought secret or by intuition flashed from subconsciousness made
fertile by long experience or shorter intensive concentration. At
this level and in this company, Marconi worked and won.
He won by the test of results. No one disputes this. His
invention had immediate and vast success, where all that had been
done before, including his own work, gave but narrowly limited
utility. To make useful improvement at this plane by such a leap
itself shows high capacity. And that is true although it was
inherent in the situation that Marconi's success should come by
only a small margin of difference in conception. There was not room
for any great leap of thought, beyond what he and others had done,
to bring to birth the practical and useful result. The most eminent
men of the time were conscious of the problem, were interested in
it, had sought for years the exactly right arrangement, always
approaching more nearly but never quite reaching the stage of
practical
Page 320 U. S. 66
success. The invention was, so to speak, hovering in the general
climate of science, momentarily awaiting birth. But just the right
releasing touch had not been found. Marconi added it.
When to altitude of the plane of conception and results so
immediate and useful is added well nigh unanimous contemporary
judgment, one who long afterward would overturn the invention
assumes a double burden. He undertakes to overcome what would offer
strong resistance fresh in its original setting. He seeks also to
overthrow the verdict of time. Long-range retroactive diagnosis,
however competent the physician, becomes hazardous by progression
as the passing years add distortions of the past and destroy its
perspective. No light task is accepted, therefore, in undertaking
to overthrow a verdict settled so long and so well, and especially
one so foreign to the art of judges.
In lawyers' terms, this means a burden of proof, not
insurmountable, but inhospitable to implications and inferences
which in less settled situations would be permissible to swing the
balance of judgment against the claimed invention. That Marconi
received patents elsewhere which, once established, have stood the
test of time as well as of contemporary judgment, and secured his
American patent only after years were required to convince our
office he had found what so many others sought, but emphasizes the
weight and clarity of proof required to overcome his claim.
Marconi received patents here, in England, and in France.
[
Footnote 2/6] The American patent
was not issued perfunctorily. It came forth only after a long
struggle had brought about reversal of the Patent Office's original
and later rejections. The application was filed in November,
Page 320 U. S. 67
1900. In December, it was rejected on Lodge, [
Footnote 2/7] and an earlier patent to Marconi.
[
Footnote 2/8] It was amended and
again rejected. Further amendments followed, and operation of the
system was explained. Again rejection took place, this time on
Lodge, the earlier Marconi, Braun, and other patents. After further
proceedings, the claims were rejected on Tesla. [
Footnote 2/9] A year elapsed, but in March, 1904,
reconsideration was granted. Some claims then were rejected on
Stone, [
Footnote 2/10] others
were amended, still others were cancelled, and finally, on June 28,
1904, the patent issued. French and British patents had been
granted in 1900.
Litigation followed at once. Among Marconi's American victories
were the decisions cited above. [
Footnote 2/11] Abroad, the results were similar.
[
Footnote 2/12] Until 1935, when
the Court of Claims held it invalid in this case, 81 Ct.Cls. 671,
no court had found Marconi's patent wanting in invention. It stood
without adverse judicial decision for over thirty years. In the
face of the burden this history creates, we turn to the references,
chiefly Tesla, Lodge, and Stone. The Court relies principally on
Stone, but without deciding whether this was inventive.
It is important, in considering the references, to state the
parties' contentions concisely. The Government's statement is that
they differ over whether Marconi was first to conceive four circuit
"tuning" for transmission of sound by Hertzian waves. It says this
was taught previously by Tesla, Lodge, and Stone. Petitioner
however says none of them taught what Marconi did. It contends that
Marconi was the first to accomplish the kind of tuning
Page 320 U. S. 68
he achieved, and in effect urges this was patentably different
from other forms found earlier.
Specifically, petitioner urges that Telsa had nothing to do with
either Hertzian waves or tuning, but in fact his transmitting and
receiving wires could not be tuned. [
Footnote 2/13] Lodge, it claims, disclosed a tuned
antenna, for either transmitter or receiver or both, but the closed
circuits associated with the antenna ones were not tuned. Finally,
it is said Stone does not describe tuning the antenna, but does
show tuning of the associated closed circuit. And Marconi tuned
both.
Petitioner does not claim the general principles of tuning. It
admits they had long been familiar to physicists, and that Lodge
and others fully understood them. But it asserts Lodge did not know
what circuits should be tuned to accomplish what Marconi achieved,
and that, to secure this, "knowledge that tuning is possible is not
enough -- there is also required the knowledge of whether or not to
tune, and how much."
Likewise, petitioner does not deny that Stone knew and utilized
the principles of tuning, but urges, with respect to the claim he
applied them to all of the four circuits, that the only ones tuned
in his original application were the closed circuits, and therefore
that the antenna circuits were not tuned, although it is not denied
that the effects of tuning the closed circuits were reflected in
the open ones by what Stone describes as "producing forced
simple
Page 320 U. S. 69
harmonic electric vibrations of the same periodicity in an
elevated conductor."
The Stone amendments of 1902, made more than a year after
Marconi's filing date, admittedly disclose tuning of both the
closed and the open circuits, and were made for the purpose of
stating expressly the latter effect, claimed to be implicit in the
original application. Petitioner denies this was implicit, and
argues, in effect, that what Stone originally meant by "producing
forced . . . vibrations" was creating the desired effects in the
antenna by force, not by tuning, and therefore that the two methods
were patentably different.
It seems clear that the parties use the word "tuning" to mean
different things, and the ambiguity, if there is one, must be
resolved before the crucial questions can be stated with meaning.
It will aid, in deciding whether there is ambiguity or only
confusion, to consider the term and the possible conceptions it may
convey in the light of the problems Marconi and Stone, as well as
other references, were seeking to solve.
Marconi had in mind first a specific difficulty, as did the
principal references. It arose from what, to the time of his
invention, had been a baffling problem in the art. Shortly and
simply, it was that an electrical circuit which is a good conserver
of energy is a bad radiator and, conversely, a good radiator is a
bad conserver of energy. Effective use of Hertzian waves over long
distances required both effects. To state the matter differently,
Lodge had explained in 1894 the difficulties of fully utilizing the
principle of sympathetic resonance in detecting ether waves. To
secure this, it was necessary, on the one hand, to discharge a long
series of waves of equal or approximately equal length. Such a
series can be produced only by a circuit which conserves its energy
well -- what Marconi calls a persistent oscillator. On the other
hand, for distant detection, the waves must be of substantial
Page 320 U. S. 70
amplitude, and only a circuit which loses its energy rapidly can
transmit such waves with maximum efficiency. Obviously, in a single
circuit, the two desired effects tend to cancel each other, and
therefore to limit the distance of detection. Similar difficulty
characterized the receiver, for a good radiator is a good absorber,
and that very quality disables it to store up and hold the effect
of a train of waves until enough is accumulated to break down the
coherer, as detection requires.
Since the difficulty was inherent in a single circuit, whether
at one end or the other, Marconi used two in both transmitter and
receiver, four in all. In each station, he used one circuit to
obtain one of the necessary advantages and the other circuit to
secure the other advantage. The antenna (or open) circuits he made
"good radiators" (or absorbers). The closed circuits he constructed
as "good conservers." By coupling the two at each end loosely, he
secured from their combination the dual advantages he sought. At
the transmitter, the closed circuit, by virtue of its capacity for
conserving energy, gave persistent oscillation, which passed
substantially undiminished through the coupling transformer to the
"good radiator" open circuit, and from it was discharged with
little loss of energy into the ether. Thence it was picked up by
the "good absorber" open circuit and passed, without serious loss
of energy, through the coupling transformer, into the closed "good
conserving" circuit, where it accumulated to break the coherer and
give detection.
Moreover, and for present purposes this is the important thing,
Marconi brought the closed and open circuits into almost complete
harmony by placing variable inductance in each. Through this, the
periodicity of the open circuit was adjusted automatically to that
of the closed one, and, since the circuits of the receiving station
were similarly adjustable, the maximum resonance was secured
throughout the system. Marconi thus not only solved
Page 320 U. S. 71
the dilemma of a single circuit arrangement; he attained the
maximum of resonance and selectivity by providing in each circuit
independent means of tuning.
In 1911, this solution was held inventive, as against Lodge,
Marconi's prior patents, Braun, and other references, in
Marconi v. British Radio Tel. & Tel. Co., 27 T.L.R.
274. Mr. Justice Parker carefully reviewed the prior art, stated
the problem, Marconi's solution, and, in disposing of Braun's
specification, concluded it "did not contain even the remotest
suggestion of the problem . . . , much less any suggestion bearing
on its solution. . . ." As to Lodge, Mr. Justice Parker observed,
referring first to Marconi:
". . . It is important to notice that, in the receiver, the mere
introduction of two circuits instead of one was no novelty. A
figure in Lodge's 1897 patent shows the open circuit of his
receiving aerial linked through a transformer with a closed circuit
containing the coherer,
his idea being, as he states, to leave
his receiving aerial to vibrate electrically without disturbance
from attached wires. This secondary circuit, as shown,
is
not tuned to, nor can it be tuned to, the circuit of the
aerial. This, in my opinion, is exceedingly strong evidence that
Marconi's 1900 invention was not so obvious as to deprive it of
subject matter. In the literature quoted, there is no trace of the
idea underlying Mr. Marconi's invention, nor, so far as I can see,
a single suggestion from which a competent engineer could arrive at
this idea."
(Emphasis added.)
It was therefore clearly Mr. Justice Parker's view, in his
closer perspective to the origin of the invention and the
references he considered, that in none of them, and particularly
not in Lodge or Braun, was there anticipation of Marconi's
solution.
He did not mean that the references did not apply "the principle
of resonance as between transmitter and receiver"
Page 320 U. S. 72
or utilize "the principle of sympathetic resonance for the
purpose of detection of ether waves." For he expressly attributed
to Lodge, in his 1894 lectures, explanation
"with great exactness [of] the various difficulties attending
the full utilization' of that principle. And, in referring to
Marconi's first patent, of 1896, the opinion states that Marconi,
'
for what it was worth, . . . tuned the two circuits
[
i.e., the sending and receiving ones] together, as Hertz
had done."
(Emphasis added.)
From these and other statements in the opinion it is obvious
that Mr. Justice Parker found Marconi's invention in something more
than merely the application of the "principle of resonance," or
"sympathetic resonance," or its use to "tune" together the
transmitting and receiving circuits. For Marconi, in his own prior
inventions, Lodge, and the other references -- in fact, all who had
constructed any system using Hertzian waves capable of transmitting
and detecting sound -- necessarily had made use in some manner and
to some extent of "the principle of resonance" or "sympathetic
resonance." That principle is inherent in the idea of wireless
communication by Hertzian waves. So that, necessarily, all the
prior conceptions included the idea that common periodicity must
appear in all of the circuits employed.
Nor did Mr. Justice Parker's opinion find the inventive feature
in the use of two circuits, instead of one, at any rate in the
receiver. For he expressly notes this in Lodge. But he points out
that Lodge added the separate circuit "to leave his receiving
aerial free to vibrate electrically without disturbance from
attached wires." And he goes on to note that this secondary (or
closed) circuit not only was not, but could not be, "tuned" to the
aerial circuit. And this he finds "exceedingly strong evidence"
that "Marconi's 1900 invention was not so obvious as to deprive it
of subject matter." Lodge had "tuned" the antenna circuit by
placing in it a variable inductance. But
Page 320 U. S. 73
he did not do this or accomplish the same thing by any other
device, such as a condenser, in the closed circuit. And the fact
that so eminent a scientist, the one who in fact posed the problem
and its difficulties, did not see the need for extending this
"independent tuning" (to use Marconi's phrase) to the closed
circuit, so as to bring it thus in tune with the open one, was
enough to convince Mr. Justice Parker, and I think rightly, that
what Marconi did over Lodge was not so obvious as to be without
substance.
In short, Mr. Justice Parker found the gist of Marconi's
invention not in mere application of the general principle or
principles of resonance to a four circuit system, or in the use of
four circuits or the substitution of two for one in each or either
station, but, as petitioner now contends, in recognition of the
principle that, whether in the transmitter or the receiver,
attainment of the maximum resonance required that means for tuning
the closed to the open circuit be inserted in both. That
recognized, the method of accomplishing the adjustment was obvious,
and different methods, as by using variable inductance or a
condenser, were available. As petitioner's reply brief states the
matter, "The Marconi invention was not the use of a variable
inductance
nor, indeed,
any other specific way of
tuning an antenna -- before Marconi, it was known that electrical
circuits could be tuned or not tuned by inductance coils or
condensers. His broad invention was
the combination of a tuned
antenna circuit and a tuned closed circuit." (Emphasis added.)
And it is only in this view that the action of the Patent Office in
finally awarding the patent to Marconi can be explained or
sustained, for it allowed claims both limited to and not specifying
variable inductance. That feature was essential for both circuits
in principle, but not in the particular method by which Marconi
accomplished it. And it was recognition of this which eventually
induced allowance of the claims, notwithstanding the previous
Page 320 U. S. 74
rejections on Lodge, Stone, and other references, including all
in issue here.
In the perspective of this decade, Marconi's advance in
requiring "independent tuning" -- that is, positive means of tuning
located in both closed and open circuits -- seems simple and
obvious. It was simple. But, as is often true with great
inventions, the simplest and therefore generally the best solution
is not obvious at the time, though it becomes so immediately it is
seen and stated. Looking back now at Edison's light bulb, one might
think it absurd that highly useful and beneficial idea had not been
worked out long before by anyone who knew the elementary laws of
resistance in the field of electric conduction. But it would be
shocking, notwithstanding the presently obvious character of what
Edison did, for any court now to rule he made no invention.
The same thing applies to Marconi. Though what he did was
simple, it was brilliant, and it brought big results. Admittedly,
the margin of difference between his conception and those of the
references, especially Lodge and Stone, was small. It came down to
this: that Lodge saw the need for and used means for performing the
function which variable inductance achieves in the antenna or open
circuit, Stone did the same thing in the closed circuit, but
Marconi first did it in both. Slight as each of these steps may
seem now in departure from the others, it is as true as it was in
1911, when Mr. Justice Parker wrote, that the very fact men of the
eminence of Lodge and Stone saw the necessity of taking the step
for one circuit but not for the other is strong, if not conclusive,
evidence that taking it for both circuits was not obvious. If this
was so clearly indicated that anyone skilled in the art should have
seen it, the unanswered and I think unanswerable question remains,
why did not Lodge and Stone, both assiduously searching for the
secret and both preeminent in the field, recognize the
Page 320 U. S. 75
fact and make the application? The best evidence of the novelty
of Marconi's advance lies not in any judgment, scientific or lay,
which could now be formed about it. It is, rather, in the careful,
considered, and substantially contemporaneous judgments formed and
rendered by both the patent tribunals and the courts when years had
not distorted either the scientific or the legal perspective of the
day when the invention was made. All of the references now used to
invalidate Marconi were in issue at one time or another before
these tribunals, though not all of them were presented to each.
Their unanimous conclusion, backed by the facts which have been
stated, is more persuasive than the most competent contrary opinion
formed now about the matter could be.
It remains to give further attention concerning Stone.
Admittedly, his original application did not require tuning, in
Marconi's sense, of the antenna circuit, though it specified this
for the closed one. He included variable inductance in the latter,
but not in the former. His device, therefore, was, in this respect,
exactly the converse of Lodge. But it is said his omission to
specify the function (as distinguished from the apparatus which
performed it) for the antenna circuit was not important, because
the function was implicit in the specification, and therefore
supported his later amendment, filed more than a year following
Marconi's date, expressly specifying this feature for the open
circuit.
Substantially the same answer may be made to this as Mr. Justice
Parker made to the claim based on Lodge. Tuning both circuits, that
is, including in each independent means for variable adjustment,
was the very gist of Marconi's invention. And it was what made
possible the highly successful result. It seems strange that one
who saw not only the problem, but the complete solution, should
specify only half what was necessary to achieve it, neglecting to
mention the other and equally important
Page 320 U. S. 76
half as well, particularly when, as is claimed, the two were so
nearly identical except for location. The very omission of explicit
statement of so important and, it is claimed, so obvious a feature
is evidence it was neither obvious nor conceived. And the force of
the omission is magnified by the fact that its author, when he
fully recognized its effect, found it necessary to make amendment
to include it, after the feature was expressly and fully disclosed
by another. Amendment under such circumstances, particularly with
respect to a matter which goes to the root, rather than an incident
or a detail of the invention, is always to be regarded critically
and, when the foundation claimed for it is implicit existence in
the original application, as it must be, the clearest and most
convincing evidence should be required when the effect is to give
priority, by backward relation, over another application
intermediately filed.
Apart from the significance of omitting to express a feature so
important, I am unable to find convincing evidence the idea was
implicit in Stone as he originally filed. His distinction between
"natural" and "forced" oscillations seems to me to prove, in the
light of his original disclosure, not that "tuning" of the antenna
circuit as Marconi required this was implicit, but rather that it
was not present in that application at all. It is true he sought,
as Marconi did, to make the antenna circuit at the transmitter the
source of waves of but a single periodicity, and the same circuit
at the receiver an absorber only of the waves so transmitted. But
the methods they used were not the same. Stone's method was to
provide "what are
substantially forced vibrations" in the
transmitter's antenna circuit and at the receiver, to impose
"between the vertical conductor [the antenna] . . . and the
translating devices [in the closed circuit] [other]
resonant
circuits attuned to the particular frequency of the
electromagnetic waves
Page 320 U. S. 77
which it is desired to have operate the translating
devices."
(Emphasis added.) In short, he provided for "tuning" as Marconi
did, the transmitter's closed circuit, the receiver's closed
circuit, and the intermediate circuits which he interposed in the
receiver between the open or antenna one and the closed one. But
nowhere did he provide for or suggest "tuning," as Marconi did and
in his meaning, the antenna circuit of the transmitter or the
antenna circuit of the receiver. For resonance in the former, he
depended upon the introduction, from the closed circuit of
"substantially forced electric vibrations," and for selectivity in
the latter, he used the intermediate tuned circuits. Stone and
Marconi used the same means for creating persistent oscillation --
namely, the use of the separate closed circuit, and in this both
also developed single periodicity to the extent the variable
inductance included there, and there only, could do so. But, while
both created persistent oscillation in the same way, Marconi went
farther than Stone with single periodicity, and secured enhancement
of this by placing means for tuning in the antenna circuit, which
admittedly Stone nowhere expressly required in his original
application. And, since this is the gist of the invention in issue
and of the difference between the two, it will not do to dismiss
this omission merely with the statement that there is nothing to
suggest that Stone "did not desire to have those circuits tuned."
Nor, in my opinion, do the passages in the specifications relied
upon as "suggesting" the "independent" tuning of the antenna
circuits bear out this inference.
When Stone states that "the vertical conductor at the
transmitter station is made the source of . . . waves of but a
single periodicity," I find nothing to suggest that this is
accomplished by specially tuning that circuit, or, in fact anything
more than that this circuit is a good conductor sending out the
single period waves forced into it from the
Page 320 U. S. 78
closed circuit. The same is true of the further statement that
"the
translating apparatus at the receiving station is
caused to be selectively responsive to waves of but a single
periodicity" (which tuning the intermediate and/or closed circuits
there accomplishes), so that
"
the transmitting apparatus corresponds to a tuning
fork sending but a single musical tone, and
the receiving
apparatus corresponds to an acoustic resonator capable of
absorbing the energy of that single simple musical tone only."
(Emphasis added.) This means nothing more than that the
transmitter, which includes the antenna, and the receiver, which
also includes the antenna, send out and receive respectively a
single period wave. It does not mean that the antenna, in either
station, was tuned, in Marconi's sense, nor does it suggest
this.
The same is true of the other passages relied upon by the Court
for suggestion. No word or hint can be found in them that Stone
intended or contemplated independently tuning the antenna. They
merely suggested, on the one hand, that, when "the apparatus" at
the receiving station is properly tuned to a particular
transmitter, it will receive selectively messages from the latter
and, further, that the operator may at will adjust "
the
apparatus at his command" so as to communicate with any one of
several sending stations; on the other hand, that "any suitable
device" may be used at the transmitter "to develop the simple
harmonic force impressed upon" the antenna. "The apparatus," as
used in the statements concerning the adjustments at the receiving
station, clearly means "the apparatus at his command" -- that is,
the whole of that station's equipment, which contained in the
intermediate and closed circuits, but not in the open one, the
means for making the adjustments described. There is nothing
whatever to suggest including a tuning device also in the open
circuit. The statement concerning the use of "any
Page 320 U. S. 79
suitable device" to "develop the simple harmonic force impressed
upon the vertical wire" might be taken, in other context, possibly
to suggest magnifying the impressed force by inserting a device for
that purpose in the open circuit, and therefore to come more
closely than the other passages to suggesting Marconi's idea. But
such a construction would be wholly strained in the absence of any
other reference or suggestion in the long application to such a
purpose. Standing wholly alone as it does, it would be going far to
base anticipation of Marconi's idea upon this language only. The
more reasonable and, in view of the total absence of suggestion
elsewhere, the only tenable, view is that the language was intended
to say not that Stone contemplated including any device for tuning
in the open circuit, but that he left to the mechanic or builder
the choice of the various devices which might be used, according to
preference, to create or "develop," in the closed circuit, the
force to be impressed upon the antenna.
Finally, Stone was no novice. He too was "a very expert person,
and one of the best men in the art."
National Electric
Signaling Co. v. Telefunken Wireless Tel. Co., 209 F. 856,
864. He knew the difference between tuned and untuned circuits, how
to describe them, and how to apply them when he wanted to do so. He
used this knowledge when he specified including means for tuning in
his closed circuit. He did not use it to specify similarly tuning
the open one. The omission, in such circumstances, could hardly
have been intentional. In my opinion, he deliberately selected an
aperiodic aerial, one to which the many receiving circuits his
application contemplated could be adjusted and one which would
carry to them, from his transmitter's tuned periodicity and by its
force alone, what it sent forward. In short, Stone deliberately
selected an untuned antenna, a tuned
Page 320 U. S. 80
closed circuit, and controlled the periodicity of both not by
independent means in each making them mutually and reciprocally
adjustable, but by impressing upon the untuned antenna the forced
periodicity of the closed circuit.
It may be that, by his method, he attained results comparable,
or nearly so, to those Marconi achieved. The record does not show
that he did so prior to his amendment. If he did, that only goes to
show he accomplished in consequence what Marconi did, but by a
different method. That both had the same "broad purpose" of
providing a high degree of tuning at both stations, and that both
may have accomplished this object substantially, does not show that
they did so in the same way, or that Stone, by his different
method, anticipated Marconi.
In my opinion, therefore, Stone's amendment was not supported by
anything in his original application, and should not have been
allowed. As petitioner says, it added the new feature of tuning the
antenna, and, in that respect, resembled the amendment of a
Fessenden application "to include the tuning of the closed
circuit."
National Electric Signaling Co. v. Telefunken
Wireless Tel. Co., supra. The amendment here should receive
the same fate as befell the one there involved.
Stone's letters to Baker, quoted in the Court's opinion, show no
more than his original application disclosed. There is no hint or
suggestion in them of tuning the antenna circuits "independently,"
as Marconi did. And the correspondence gives further proof he
contemplated introducing the inductance coil (or a device
equivalent in function) into the closed circuit, but expressed no
idea of doing the same thing in the open one.
In my opinion, therefore, the judgment should be reversed,
insofar as it holds Marconi's broad claims invalid.
[
Footnote 2/1]
Marconi v. British Radio Tel. & Tel. Co., 27 T.L.R.
274;
Marconi v. Helsby Wireless Tel. Co., 30 T.L.R. 688;
Societe Marconi v. Societe Generale, etc., Civil Tribunal
of the Seine, 3d Chamber, Dec. 24, 1912;
Marconi Wireless
Telegraph Co. v. National Electric Signaling Co., 213 F. 815;
Marconi Wireless Telegraph Co. v. Kilbourne & Clark Mfg.
Co., 265 F. 644,
aff'g 239 F. 328.
[
Footnote 2/2]
Cf., e.g., 14 Encyc.Britannica (14th ed.) 869.
[
Footnote 2/3]
His earliest American patent, U.S. Patent No. 586,193, granted
on July 13, 1897, later becoming Reissue Patent No. 11,913, is not
in suit here. That patent did not embrace many of the crucial
claims here involved, and its product cannot compare in commercial
usefulness with that of the patent in suit.
[
Footnote 2/4]
Courts closer to it chronologically than we are have
characterized it as a "conspicuous advance in wireless telegraphy;"
"a real accomplishment," and the ideas involved in the patent were
said to "have proven of great value to the world," to have brought
about "an entirely new and useful result," "a new and very
important industrial result," and "a wonderful conquest." "The
Marconi patent stands out as an unassailable monument until new
discoveries are made."
Cf. the authorities cited in
320 U.S.
1fn2/1|>note 1,
supra.
[
Footnote 2/5]
He was only twenty-six years old at the time he applied for the
patent in suit, but he had already made substantial contributions
to the field.
[
Footnote 2/6]
U.S. Patent No. 763,772; British Patent No. 7777 of 1900; French
Patent No. 305,060 of Nov. 3, 1900.
[
Footnote 2/7]
British patent to Lodge No. 29,505.
[
Footnote 2/8]
Cf. 320 U.S.
1fn2/3|>note 3,
supra.
[
Footnote 2/9]
U.S. Patent to Tesla No. 649,621, May 15, 1900, division of
645,576, March 20, 1900 (filed Sept. 2, 1897).
[
Footnote 2/10]
Cf. text
infra.
[
Footnote 2/11]
Cf. 320 U.S.
1fn2/1|>note 1,
supra.
[
Footnote 2/12]
Ibid.
[
Footnote 2/13]
Tesla in fact did not use Hertzian waves. His idea was to make
the ether a conductor for long distances by using extremely high
voltage, 20,000,000 to 30,000,000 volts, and extremely high
altitudes, 30,000 to 40,000 feet or more, to secure transmission
from aerial to aerial. Balloons, with wires attached reaching to
the ground, were his suggested aerials. His system was really one
for transmitting power for motors, lighting, etc., to "any
terrestrial distance," though he incidentally mentions
"intelligible messages." As he did not use Hertzian waves, he had
no such problem of selectivity as Marconi, Lodge, Stone, and others
were working on later.