1. Acting under authority of a state statute, state officials
inspected and seized packing stock butter acquired by a
manufacturer for use in the manufacture of renovated butter for
interstate commerce.
Held, that such state action was
inconsistent with and excluded by the federal laws and regulations
relating to the manufacture of renovated butter. Internal Revenue
Code, §§ 2320-2327. P.
315 U. S.
167.
2. By the regulatory provisions of Internal Revenue Code, §
2325, the entire process of manufacture of renovated butter is
subject to federal supervision. P.
315 U. S.
154.
3. The federal legislation involved here is not solely a revenue
measure; it is authorized by the Commerce Clause. P.
315 U. S.
162.
4. Section 1 of the Act of May 9, 1902, providing that
importations of renovated butter shall be subject to the laws of
the State as though produced therein, is inapplicable to the
present case. P.
315 U. S.
161.
5. The effect of § 4 of the Act of May 9, 1902, is that
state action in respect of renovated butter is not foreclosed
merely by federal taxation in this field. Such state action may,
however, as here, be superseded by the exercise of other federal
power. P.
315 U. S.
162.
6. Where Congress exercises its power over interstate commerce
by legislation with which a regulation by the State conflicts,
either expressly or impliedly, such state regulation becomes
inoperative, and the federal legislation exclusive in its
application. Pp.
315 U. S.
155-156.
116 F.2d 227 reversed.
Certiorari, 313 U.S. 551, to review the affirmance of a decree
dismissing the bill in a suit for an injunction.
Page 315 U. S. 150
MR. JUSTICE REED delivered the opinion of the Court.
The petitioner, Cloverleaf Butter Company, is engaged at
Birmingham, Alabama, in the manufacture of process or renovated
butter from packing stock butter. It obtains 25% of its supplies of
packing stock butter from the farmers and country merchants of
Alabama and 75% from those of other states, and it ships interstate
90% of its finished product. The production of renovated butter is
taxed and regulated by the United States. Internal Revenue Code, c.
16, §§ 2320 to 2327 inc.. It is also regulated by
Alabama. Ala.Code 1940, Tit. 2, c. 1.
The respondents, Alabama officials charged with the duty of
enforcing the Alabama laws in regard to renovated
Page 315 U. S. 151
butter, entered petitioner's factory and, in a little more than
a year, seized on sixteen separate occasions a total of over twenty
thousand pounds of packing stock butter, the material from which
the finished product is made. Defendants also seized some butter
moving to the factory in interstate commerce. There is no
allegation that condemnation proceedings have been completed.
Alleging repeated seizures and danger of their continuance to
the demoralization and financial impairment of its business,
petitioners brought an action, Judicial Code § 24(1), in the
District Court to enjoin the defendants from acting under the
Alabama statute either to determine the wholesomeness of renovated
butter made from the raw material in petitioner's hands, to inspect
its raw material and plant, or to seize and to detain petitioner's
packing stock butter. The theory of the bill is that the federal
legislation and regulations concerning the manufacture of process
or renovated butter exclude such state action.
Cf. Hebe Co. v.
Shaw, 248 U. S. 297;
Corn Products Refg. Co. v. Eddy, 249 U.
S. 427. There was a motion to dismiss on the ground that
the complaint did not state a cause of action. A stipulation
entitled as one of "facts" was entered into. The District Court
dismissed the bill, the Circuit Court of Appeals affirmed, 116 F.2d
227, and we granted certiorari because of the important question of
federal law involved in petitioner's contention that these federal
statutes providing for regulation of production of a commodity
excluded state action. 313 U.S. 551.
The so-called stipulation of facts just mentioned is really a
limitation of issues. One paragraph of the stipulation will
crystallize the essential elements of the dispute. It reads:
"The parties to this cause stipulate and agree that the legal
questions in dispute between the parties are: . . . 2. Does the
inspection of packing stock butter, in interstate commerce, used by
the plaintiff in the manufacture
Page 315 U. S. 152
of process or renovated butter as alleged in the bill of
complaint, made or directed to be made by the Secretary of
Agriculture of the United States, pursuant to the Federal laws and
regulations relating to renovated or process butter, have the
effect in connection with said Federal laws of excluding the
Alabama, its officers and agents, from inspecting or seizing or
suspending the packing stock butter, in interstate commerce out of
which renovated butter to be sold in interstate commerce as alleged
in the complaint is manufactured by the plaintiff as alleged in the
complaint?"
As other paragraphs state variations of this controversy or
conclusions of law not controlling on the courts,
Estate of
Sanford v. Comm'r, 308 U. S. 39,
308 U. S. 51, we
need not consider them further. The central question presented in
the petition for certiorari accords with the excerpt from the
stipulation.
Apparently there is no specific allegation or admission that the
packing stock butter which Alabama inspected and seized was the
property of the petitioning manufacturer at the time. It has,
however, been so treated by the courts and parties, and properly
so, we conclude, from the allegations of the bill. [
Footnote 1] The reach of this decision is
therefore limited to Alabama's inspection and seizure of packing
stock butter actually owned by petitioner and held in its own hands
or those of its bailees, whether in factory,
Page 315 U. S. 153
warehouse, or course of carriage, for manufacture into process
or renovated butter for interstate or foreign commerce.
The test to be applied to the action of the state in seizing
material intended solely for incorporation into a product prepared
for interstate commerce is the effect of that action upon the
national regulatory policy declared by the federal statute.
Cf.
Illinois Nat. Gas Co. v. Central Illinois Pub. Serv. Co.,
314 U. S. 498,
decided January 5, 1942. Not only
Page 315 U. S. 154
does Congressional power over interstate commerce extend, the
"Laws of any State to the Contrary notwithstanding," [
Footnote 2] to interstate transactions and
transportation, but it reaches back to the steps prior to
transportation and has force to regulate production "with the
purpose of so transporting" the product.
United States v.
Darby, 312 U. S. 100,
312 U. S. 117.
It extends to the intrastate activities which so affect commerce as
to make regulation of them appropriate means to the attainment of a
legitimate end, regulation of interstate commerce.
Id.,
312 U. S. 118
et seq.,, and cases cited. By the regulatory provisions of
Internal Revenue Code § 2325,
note 10 infra the entire process of manufacture
is subject to federal supervision. Thus, so far as any situation
here involved is concerned, the scope of Congressional power is
such that it may override the exercise of state power, and render
impossible its application to petitioner's manufacturing
processes.
This power of Congress to exercise exclusive control over
operations in interstate commerce is not in dispute here. [
Footnote 3] Nor is this power limited
to situations where national uniformity is so essential that
lacking Congressional
Page 315 U. S. 155
permission all state action is inadmissible notwithstanding a
complete absence of federal legislation. [
Footnote 4] Exclusive federal regulation may arise also
from the exercise of the power of Congress over interstate commerce
where, in the absence of Congressional action, the states may
themselves legislate. It has long been recognized that, in those
fields of commerce where national uniformity is not essential,
either the state or federal government may act.
Willson v.
Blackbird Creek Marsh Co., 2 Pet. 245;
California v. Thompson, 313 U. S. 109,
313 U. S. 114.
Where this power to legislate exists, it often happens that there
is only a partial exercise of that power by the federal government.
In such cases, the state may legislate freely upon those phases of
the commerce which are left unregulated by the nation. [
Footnote 5] But
Page 315 U. S. 156
where the United States exercises its power of legislation so as
to conflict with a regulation of the state, either specifically
[
Footnote 6] or by implication,
[
Footnote 7] the state
legislation becomes inoperative, and the federal legislation
exclusive, in its application.
When the prohibition of state action is not specific, but
inferable from the scope and purpose of the federal legislation, it
must be clear that the federal provisions are inconsistent with
those of the state to justify the thwarting of state regulation.
[
Footnote 8]
Apparently there are no cases of this Court dealing specifically
with state interference with federally regulated manufacturing. It
is evident, we think, that the same principles govern state action
in this field as in the instances cited under
note 7 to show the exclusive power of federal
enactments in transportation employers liability,
Page 315 U. S. 157
quarantine and aliens. The rule is clear that state action may
be excluded by clear implication or inconsistency. Its application
to individual cases creates difficulties. The differentiation
between cases where the assumption of federal power is exclusive
and where it admits state action is narrow. For example, in
Oregon-Washington R. Co. v. Washington, 270 U. S.
87, Section 8 of the Plant Quarantine Act, 37 Stat. 315,
318, as amended 39 Stat. 1165, 7 U.S.C. § 161, was held to
exclude a state quarantine against plant infestation. Yet, a little
later, in
Mintz v. Baldwin, 289 U.
S. 346, at
289 U. S. 352, a
very similar statute, the Cattle Contagious Diseases Act was held
to permit a state quarantine, because this latter act differed from
the former in that its provisions,
"by specification of the cases in which action under it shall be
exclusive, disclose the intention of Congress that, subject to the
limitations defined, state measures may be enforced. This
difference is essential, and controlling."
Cf. 21 U.S.C. § 126.
It is urged that the later
Welch, Eichholz, and
Maurer cases, cited above, which allow state action when
the federal statute does not cover the particular point regulated
show a trend away from the doctrine of the
Oregon-Washington R.
Co. decision. Other similar instances may be found in notes
3 and |
3 and S. 148fn5|>5,
supra. In all of these,
however, it was the ruling of this Court that the federal enactment
was consistent with the narrow regulation sought to be enforced by
the state, so that the state enactment did not stand "as an
obstacle to the accomplishment and execution of the full purposes
and objectives of Congress."
Hines v. Davidowitz,
312 U. S. 52,
312 U. S. 67. As
the principle upon which the cases referred to in this paragraph
are decided is clear, a single comparison will sufficiently
illustrate the reasons which lead to a denial of state power.
Savage v. Jones, 225 U. S. 501,
construed an Indiana statute requiring disclosure of formulas on
foods offered �
3 and S.
158� for sale in Indiana while in interstate commerce. The
Pure Food and Drugs Act, 34 Stat. 768, prohibited, so far as here
pertinent, interstate shipments if misbranded by bearing "any
statement, design or device . . . false or misleading." This Court
said, p.
225 U. S.
532:
"Congress has thus limited the scope of its prohibitions. It has
not included that at which the Indiana statute aims. Can it be said
that Congress, nevertheless, has denied to the state, with respect
to the feeding stuffs coming from another state and sold in the
original packages, the power the state otherwise would have to
prevent imposition upon the public by making a reasonable and
nondiscriminatory provision for the disclosure of ingredients, and
for inspection and analysis?"
The Indiana Act was upheld. On the other hand,
McDermott v.
Wisconsin, 228 U. S. 115,
makes plain the basis for prohibiting interferences with federal
power. In this latter case, a Wisconsin law, Laws Wis.1907, c. 557,
required glucose mixtures offered for retail sale to be labeled
"Glucose flavored with" the flavoring material. Any other
"designation or brand" on the package was prohibited. A glucose
mixture was offered labeled "Karo Corn Syrup" "10% Cane Syrup, 90%
Corn Syrup." Pointing out that federal authority, for the sake of
efficiency in protecting the public against misbranding in
interstate trade, extended far enough to regulate labeling on
packages while being offered to consumers, and that the Pure Food
and Drug Act tolerated the more euphemistic label prohibited by the
state, this Court said, p.
228 U. S. 133:
"Conceding to the state the authority to make regulations
consistent with the Federal law for the further protection of its
citizens against impure and misbranded food and drugs, we think to
permit such regulation as is embodied in this statute is to permit
a state to discredit and burden legitimate Federal regulations of
interstate commerce, to destroy rights arising out of the Federal
statute
Page 315 U. S. 159
which have accrued both to the government and the shipper, and
to impair the effect of a Federal law which has been enacted under
the Constitutional power of Congress over the subject."
In the
Savage case, there was no conflict,
inconsistency, or interference; in the
McDermott case,
there was.
McDermott pointed out the distinction, and the
inapplicability of the
Savage rule to the Wisconsin
situation.
228 U. S. 228 U.S.
115,
228 U. S.
131-132.
Turning to the statutes in question, we find that the greater
part of the legislation relating to process or renovated butter is
in § 2320 to § 2327 of the Internal Revenue Code.
[
Footnote 9] These sections
define process or renovated butter, fix the rate of poundage tax
upon it, as well as the amount of special tax upon its
manufacturers, and provide for their collection. They require
manufacturers to file such notices and inventories, keep such
books, render such returns, post such signs, affix such number to
his factory, and furnish such bond as the Treasury Department may
require. Wholesale dealers are required to keep books and render
returns to the same department. Penalties are provided. Specific
provisions are made for inspection of the places of manufacture or
storage of the materials and the renovated butter itself. Power is
given to confiscate the finished product. Sanitary provisions
applicable for slaughtering, meat canning, or similar
establishments are extended to cover process and renovated butter
factories. The sections necessary for the discussion are set out in
the note below. [
Footnote
10] The references to animal and meat inspection
Page 315 U. S. 160
statutes in § 2327(b) made applicable to the butter in
question the power of the Secretary of Agriculture to inspect and
certify as wholesome for human food salt pork and bacon intended
for exportation and the requirement that inspected carcasses of
cattle, sheep, and swine found unwholesome shall not be subjects of
interstate transportation.
Page 315 U. S. 161
There are two provisions of law applicable to process and
renovated butter production which may be conveniently considered
and disposed of at this point.
(a) By § 1 of the Act of May 9, 1902, it is provided that
importations of processed and renovated butter shall be subject to
the laws of the state as though produced therein. [
Footnote 11] This is obviously an
adaptation of the Wilson or Original Packages Act to the problem of
butter substitutes, passed to overcome the force of some of the
cases forbidding state prohibition of sales of these substitutes.
[
Footnote 12] It is clearly
inapplicable to the case now under consideration, but indicates a
Congressional purpose not to hinder the free exercise of state
power except as it may be inconsistent with the federal
legislation. The argument that
Page 315 U. S. 162
it is improper to infer a restriction on confiscation of
material when confiscation of product is permitted fails to give
weight to the difference between a confiscation which interferes
with production under federal supervision and confiscation after
production because of a higher standard demanded by a state for its
consumers. The latter type is permissible under all the
authorities.
(b) By section four of the same Act, R.S. § 3243 was made
to "extend to and include and apply to" manufacture of processed
and renovated butter. That section, now I.R.C. § 3276,
provides that the payment of the tax laid by the act under
consideration "shall not be held to exempt any person from any"
state penalty "or in any manner to authorize the commencement or
continuance of such trade or business contrary to the laws of such
State." It is urged by respondent that this section makes it
"clear that the power of the States over the subject of the
manufacture and sale of process and renovated butter within their
respective limits was to be unrestricted, even though the effect of
such regulation might be the imposition of an indirect burden upon
interstate commerce."
This section without doubt manifests the will of Congress that
federal taxation shall not, of itself, incapacitate the state.
Austin v. Tennessee, 179 U. S. 343;
Plumley v. Massachusetts, 155 U.
S. 461,
155 U. S. 466.
In our view, however, the section goes no farther than to make
certain that federal taxation shall not paralyze state action.
Other regulations may or may not supersede state laws.
Cf.
Merchants' Exchange v. Missouri, 248 U.
S. 365,
248 U. S. 368;
Hartford Accident & Indemnity Co. v. Illinois,
298 U. S. 155,
298 U. S.
159.
There are also two other elements of the federal legislation
which may be considered from the negative viewpoint. This is not
solely a revenue act. Respondent strongly urges that it must be
treated as primarily for the purpose of increasing federal income,
and that therefore there should be no judicial deduction that the
incidental
Page 315 U. S. 163
regulatory features are exclusive. For this there is support in
the precedents.
McCray v. United States, 195 U. S.
27. [
Footnote 13]
While there has long been recognition of the authority of Congress
to obtain incidental social, health, or economic advantages from
the exercise of constitutional powers, [
Footnote 14] it has been said that such collateral
results must be obtained from statutory provisions reasonably
adapted to the constitutional objects of the legislation.
Linder v. United States, 268 U. S. 5,
268 U. S. 17. But
here the respondent's contention is inapplicable, because the
regulatory provisions in controversy are authorized by the Commerce
Clause.
Pittsburgh Melting Co. v. Totten, 248 U. S.
1,
248 U. S. 8;
Sunshine Anthracite Coal Co. v. Adkins, 310 U.
S. 381;
United States v. Darby, supra,
312 U. S.
119.
Further, we agree with respondent's contention that there is no
authority to confiscate or destroy materials under the renovated
butter act. It should be noted that packing stock adulterated under
the definitions of § 402 of the Federal Food, Drug and
Cosmetic Act, 52 Stat. 1046, when introduced into or while in
interstate commerce, may be confiscated under § 304 while in
interstate commerce or at any time thereafter.
Cf. United
States v. Nine Barrels of Butter, 241 F. 499. Petitioner
argues that the provisions for meat inspection made applicable to
process and renovated butter factories by I.R.C. § 2327,
note 10 supra,
include Title 21, § 72 of the United States Code. Section 72
does authorize the destruction of unfit carcasses of cattle, hogs,
and sheep intended for human consumption, and we assume, if
applicable, would authorize a similar destruction of the materials
intended for butter
Page 315 U. S. 164
manufacture. Section 72, however, is derived from 34 Stat. 674.
The provisions which I.R.C. § 2327 makes applicable are the
sanitary provisions as set forth in the Act of June 30, 1906, c.
3913, 34 Stat. 676. [
Footnote
15] These relate only to inspection, and not to condemnation or
destruction. [
Footnote 16]
Nor do we find such power in the regulatory provisions of §
2325,
note 10
supra, or any interpretation by the Department of
Agriculture leading to that conclusion. The regulations contain no
directions for condemnation. B.D.I. Order No. 1 -- Revised,
December 24, 1936; 9 C.F.R. 301. The views of the Solicitors of
Agriculture have long been in accord with our conclusion. Opinion
No. 2829, October 18, 1940. [
Footnote 17]
Page 315 U. S. 165
The state act which petitioners say conflicts and interferes
with the federal is the usual type of general food and drug
regulation. Alabama Code 1940, Tit. 2, c. 1. Power is conferred on
the state Board of Agriculture and Industries to promulgate rules
and regulations with the Commissioner of Agriculture and Industries
as the chief administrative official. The issue arises over action
taken under § 495, Code Ala.1940, Tit. 2, quoted, so far as
pertinent, below. [
Footnote
18]
The controversy comes to this. The federal law requires, §
2325,
note 10
supra,
"a rigid sanitary inspection . . . of all factories and
storehouses where process or renovated butter is manufactured,
packed, or prepared for market, and of the products thereof and
materials going into the manufacture of the same,"
i.e., packing stock butter. [
Footnote 19]
Page 315 U. S. 166
But as we have seen, the Secretary of Agriculture of the United
States cannot condemn the packing stock butter. The commissioner of
agriculture and industries of Alabama claims authority under the
state statute to condemn packing stock butter held for renovation.
[
Footnote 20] Does the
state's claim interfere or conflict with the federal power?
On the face of the statutes, a solution of the conflict might be
reached on the ground that the state statute authorizes
condemnation only when the packing stock butter is held for sale
"within the state" in its then condition. Such a suggestion does
not meet the issue, however. The bill alleges, and the motion to
dismiss and stipulation admit, the seizure of a kind of raw
material none of which, either that seized or used, had ever been
so held or offered for sale in packing stock condition.
We lay aside also, as inapplicable, the suggestion that the
highest court of Alabama, in
State v. Cecil, 216 Ala. 391,
113 So. 254, held that the Agricultural Code of that state was not
intended to cover goods in interstate commerce, and that therefore,
since these materials are in interstate commerce, they are beyond
the scope of the Alabama Code. The opinion in the
Cecil
case dealt with a different section -- one relating to licensing
farm product commission merchants. The defendant was engaged in
interstate business only. For that section, the decision of the
Alabama court is final. It did not consider the section here under
examination, and, in our view, which, of course, is not controlling
on Alabama courts, § 495, in the absence of conflict or
interference with a specific federal act, would be effective to
condemn goods held in Alabama under the terms of the section, even
though the goods were commingled with a mass, some of which would
be ultimately
Page 315 U. S. 167
exported from the state. State power over food supplies held
within its borders would extend at least so far.
Sligh v.
Kirkwood, 237 U. S. 52. On
the other hand, federal control over interstate commerce would, if
it is exercised, extend over that portion of the material which
would ultimately be sold in Alabama as renovated butter. The
Minnesota Rate Cases, 230 U. S. 352,
230 U. S. 399;
Currin v. Wallace, 306 U. S. 1,
306 U. S. 11;
United States v. Rock Royal Co-op., 307 U.
S. 533,
307 U. S. 568;
United States v. Darby, 312 U. S. 100,
312 U. S. 122.
But, of course, if any of the finished product is offered for sale
in Alabama, such product becomes immediately subject to the
requirements of the pure food laws of that state.
Coming finally to the query whether the state's claim interferes
or conflicts with the purpose or provisions of the federal
legislation, we determine that it does. The manufacture and
distribution in interstate and foreign commerce of process and
renovated butter is a substantial industry which, because of its
multistate activity, cannot be effectively regulated by isolated
competing states.
Cf. Steward Machine Co. v. Davis,
301 U. S. 548,
301 U. S. 588;
United States v. Darby, 312 U. S. 100,
312 U. S. 122.
Its wholesome and successful functioning touches farm producers and
city consumers. Science made possible the utilization of large
quantities of packing stock butter which fell below the standards
of public demand, [
Footnote
21] and Congress undertook
Page 315 U. S. 168
to regulate the production in order that the resulting commodity
might be free of ingredients deleterious to health. It left the
states free to act on the packing stock supplies prior to the time
of their delivery into the hands of the manufacturer and to
regulate sales of the finished product within their borders. But
once the material was definitely marked for commerce by acquisition
of the manufacturer, it passed into the domain of federal
control.
Inspection of the factory and of the material was provided for
explicitly. Confiscation of the finished product was authorized
upon a finding of its unsuitability for food through the use of
unhealthful or unwholesome materials, a finding that might be based
upon visual or delicate laboratory tests or upon observation of the
use of such materials in the process of manufacture. I.R.C. §
2325; 9 C.F.R. §§ 301.41-301.43. By the statutes and
regulations, [
Footnote 22]
the Department of Agriculture has authority to watch the consumer's
interest throughout the process of manufacture and distribution. It
sees to the sanitation of the factories in such minutiae as the
clean hands of the employees and the elimination of objectionable
odors, inspects the materials used, including air for aerating the
oils, and confiscates the finished product when materials which
would be unwholesome if utilized are present after manufacture.
[
Footnote 23] Confiscation
by the state of material in production nullifies federal discretion
over ingredients.
Page 315 U. S. 169
It is said that the state and the United States have worked
cooperatively in protecting consumers from vicious practices in the
handling of processed butter; that any action by the state aids the
policy of both in disposing of unfit food, and that therefore a
harmonious federal-state relationship should not be hampered. Our
duty to deal with contradictory functions of state and nation on
any occasion, and particularly when one or the other is challenged
by private interests, calls for the utmost effort to avoid
conclusions which interfere with the governmental operations of
either. Nothing could be more fertile for discord, however, than a
failure to define the boundaries of authority. Clashes may and
should be minimized by mutual tolerance, but they are much less
likely to happen when each knows the limits of its responsibility.
And it is only reasonable to assume that the theory of denying
inconsistent powers to a state is based largely upon the benefits
to the regulated industry of freedom from inconsistencies.
Congress hardly intended the intrusion of another authority
during the very preparation of a commodity subject to the
surveillance and comprehensive specifications of the Department of
Agriculture. To uphold the power of the Alabama to condemn the
material in the factory while it was under federal observation and
while federal enforcement deemed it wholesome would not only hamper
the administration of the federal act, but would be inconsistent
with its requirements. Whether the sanction used to enforce the
regulation is condemnation of the material or the product is not
significant. Since there was federal regulation of the materials
and composition of the manufactured article, there could not be
similar state regulation of the same subject. [
Footnote 24]
Reversed.
Page 315 U. S. 170
[
Footnote 1]
Petitioner, paragraph 19 of its bill of complaint, avers that
packing stock butter is delivered to it for processing which is
produced in Alabama and other states; that the Alabama officials,
paragraph 20, claim the right to enter the premises where it
receives the butter acquired by it in interstate commerce and
to
"seize, suspend, or otherwise deprive plaintiff of the right to
use such raw material or packing stock butter, and to stop and
search trucks moving in interstate commerce hauling said raw
material from places without the Alabama to plaintiff's place of
business in Birmingham, Alabama, and to seize, suspend, or
otherwise deprive plaintiff the right to use the said raw material
or packing stock butter being so transported in interstate commerce
and to [stop and search] trucks transporting the aforesaid raw
material from points in Alabama to plaintiff's plant in Birmingham,
Alabama, to be used in the manufacture of process or renovated
butter as process or renovated butter as aforesaid."
Petitioner further avers, as to seizures at its plant,
"Between, to-wit, the 17th day of April, 1939, and the 22nd day
of June, 1940, defendants, on 16 separate occasions, seized in
Birmingham, Alabama, a total of 20,924 pounds of plaintiff's raw
material or packing stock butter which originated in whole or in
part in states of the United States outside of the State of Alabama
and which had been so delivered to the plaintiff's plant in
Birmingham, Alabama, as raw material and which was not being sold,
offered, or exposed for sale, or attempted for sale in its then
condition, but was being held by the plaintiff solely and
exclusively for the purpose of using the same as raw material out
of which to manufacture process or renovated butter in the usual
course of plaintiff's business. . . . Plaintiff avers on, to-wit,
the 21st day of June, 1940, in making the last seizure, above
referred to, the defendants stopped a truck moving in interstate
commerce from the State of Georgia to the State of Alabama
transporting said raw material known as packing stock butter from
the State of Georgia to the plaintiff in Birmingham, Alabama.
Plaintiff avers that, as a result of the seizure of said raw
materials by defendants, it has been denied the use thereof; the
seizure and detention of said raw material has caused great
financial loss to the plaintiff in that plaintiff is required to
pay the storage on the same and is denied the use of such raw
materials that plaintiff sorely needs in the conduct of its
business, and has caused plaintiff's plant to remain idle from time
to time for the lack of sufficient raw material to keep the same
operating; that said action of the defendants demoralizes
plaintiff's employees, who are employed to operate said plant, and
is calculated to and does interfere with the sale of its finished
product in interstate commerce. "
[
Footnote 2]
Constitution, Article VI.
[
Footnote 3]
Cases which sustain state enactments as permissible, where
federal legislation generally applicable to the field exists,
recognize that federal action might forbid or exclude the state
statutes approved in those instances.
Savage v. Jones,
225 U. S. 501,
225 U. S.
529:
"The question remains whether the statute of Indiana is in
conflict with the act of Congress known as the food and drugs acts
of June 30, 1906 (34 Stat. 768, c. 3915). For the former, so far as
it affects interstate commerce even indirectly and incidentally,
can have no validity if repugnant to the Federal regulation."
Corn Products Rfg. Co. v. Eddy, 249 U.
S. 427;
Mintz v. Baldwin, 289 U.
S. 346,
289 U. S. 351;
Pacific States Co. v. White, 296 U.
S. 176,
296 U. S. 183;
Hartford Accident & Indemnity Co. v. Illinois,
298 U. S. 155,
298 U. S. 158;
Welch Co. v. New Hampshire, 306 U. S.
79,
306 U. S. 85;
Eichholz v. Comm'n, 306 U. S. 268,
306 U. S. 274;
Duckworth v. Arkansas, 314 U. S. 390.
[
Footnote 4]
Cooley v. Board of
Wardens, 12 How. 299,
53 U. S. 319;
Bowman v. Chicago & Northwestern Ry. Co., 125 U.
S. 465,
125 U. S. 485;
Leisy v. Hardin, 135 U. S. 100,
135 U. S. 119;
Minnesota Rate Cases, 230 U. S. 352,
230 U. S. 399.
Where the federal legislation authorizes state action, such state
action is permissible even as to matters which could otherwise be
regulated only by uniform national enactments.
In re
Rahrer, 140 U. S. 545,
140 U. S. 561;
Clark Distilling Co. v. Western Maryland Ry. Co.,
242 U. S. 311,
242 U. S. 325
et seq.; Whitfield v. Ohio, 297 U.
S. 431;
Kentucky Whip & Collar Co. v. Illinois
Central R. Co., 299 U. S. 334,
299 U. S.
350.
[
Footnote 5]
Merchants Exchange v. Missouri, 248 U.
S. 365,
248 U. S. 368
(United States Warehouse Act permits state laws for inspection and
weighing by specific direction of § 29, 39 Stat. 490;
cf. Act of March 2, 1931, c. 366, 46 Stat. 1465);
Whipple v. Martinson, 256 U. S. 41 (state
regulates prescriptions of narcotics further than United States);
Northwestern Bell Tel. Co. v. Nebraska Comm'n,
297 U. S. 471,
297 U. S. 479
(telephone depreciation);
Hartford Accident & Indemnity Co.
v. Illinois, 298 U. S. 155,
298 U. S. 159
(specific authority for state laws to continue in operation);
Kelly v. Washington, 302 U. S. 1,
302 U. S. 9 (state
inspection of hulls omitted from federal inspection);
South
Carolina Hwy. Dept. v. Barnwell Bros., 303 U.
S. 177, note 5 (state regulation of truck weight and
width omitted from federal regulation by the federal Motor Carrier
Act of 1935, 49 Stat. 546);
Welch Co. v. New Hampshire,
306 U. S. 79
(maximum hours of employees regulated by state prior to effective
date of federal regulation);
Eichholz v. Comm'n,
306 U. S. 268,
306 U. S. 274
(intrastate transportation regulations infringed);
Maurer v.
Hamilton, 309 U. S. 598,
309 U. S. 606
(state regulation of size and weight reserved from federal
regulation). Frequently this Court has recognized the power of the
state in such circumstances over other interstate carriers.
Minnesota Rate Cases 230 U. S. 352,
230 U. S. 408
and cases cited;
Erie R. Co. v. Williams, 233 U.
S. 685;
Erie R. Co. v. Public Util. Comm'rs,
254 U. S. 394,
254 U. S. 409;
Missouri Pacific R. Co. v. Norwood, 283 U.
S. 249.
[
Footnote 6]
Cf. 7 U.S.C. § 269 (1940); 29 U.S.C. § 160(a)
(1940).
[
Footnote 7]
Texas & Pacific Ry. v. Abilene Cotton Oil Co.,
204 U. S. 426,
204 U. S. 437;
Adams Express Co. v. Croninger, 226 U.
S. 491,
226 U. S. 505;
New York Central R. Co. v. Winfield, 244 U.
S. 147,
244 U. S. 150;
Oregon-Washington R. Co. v. Washington, 270 U. S.
87,
270 U. S. 101
(
cf. amendment to meet decision, 44 Stat. 250);
Napier
v. Atlantic Coast Line, 272 U. S. 605,
272 U. S. 612;
Missouri Pacific v. Porter, 273 U.
S. 341,
273 U. S. 345;
Hines v. Davidowitz, 312 U. S. 52,
312 U. S. 66;
Illinois Natural Gas Co. v. Central Illinois Pub. Serv.
Co., 314 U. S. 498.
[
Footnote 8]
Texas & Pacific Ry. v. Abilene Cotton Oil Co., supra;
Savage v. Jones, 225 U. S. 501,
225 U. S. 533;
Corn Products Rfg. Co. v. Eddy, 249 U.
S. 427,
249 U. S. 435;
Whipple v. Martinson, 256 U. S. 41,
256 U. S. 45;
Mintz v. Baldwin, 289 U. S. 346,
289 U. S. 350;
Kelly v. Washington, 302 U. S. 1,
302 U. S. 10.
[
Footnote 9]
These sections are derived from the Acts of August 2, 1886, c.
840, 24 Stat. 209; May 9, 1902, c. 784, 32 Stat. 193; August 10,
1912, c. 284, 37 Stat. 273.
[
Footnote 10]
§ 2325. Inspection, manufacture, storage, and marking of
process or renovated butter.
"The Secretary of Agriculture is authorized and required to
cause a rigid sanitary inspection to be made at such times as he
may deem proper or necessary, of all factories and storehouses
where process or renovated butter is manufactured, packed, or
prepared for market, and of the products thereof and materials
going into the manufacture of the same. All process or renovated
butter and the packages containing the same shall be marked with
the words 'Renovated Butter' or 'Process Butter' and by such other
marks, labels, or brands and in such manner as may be prescribed by
the Secretary of Agriculture, and no process or renovated butter
shall be shipped or transported from its place of manufacture into
any other State or Territory or the District of Columbia, or to any
foreign country until it has been marked as provided in this
section. The Secretary of Agriculture shall make all needful
regulations for carrying this section and sections 2326(c) and
2327(b) into effect, and shall cause to be ascertained and reported
from time to time the quantity and quality of process or renovated
butter manufactured, and the character and the condition of the
material from which it is made. And he shall also have power to
ascertain whether or not materials used in the manufacture of said
process or renovated butter are deleterious to health or
unwholesome in the finished product, and in case such deleterious
or unwholesome materials are found to be used in product intended
for exportation or shipment into other States or in course of
exportation or shipment, he shall have power to confiscate the
same."
§ 2326(c). Failure to comply with provisions relating to
the manufacture, storage, and marking of process or renovated
butter.
"Any person, firm, or corporation violating any of the
provisions of section 2325 shall be deemed guilty of a misdemeanor,
and, on conviction thereof, shall be punished by a fine of not less
than $50 nor more than $500 or by imprisonment not less than one
month nor more than six months, or by both said punishments, in the
discretion of the court."
§ 2327(b). Inspection of live cattle and meat.
"All parts of an act providing for an inspection of meats for
exportation, approved August 30, 1890, c. 839, 26 Stat. 414, and of
an Act to provide for the inspection of live cattle, hogs, and the
carcasses and products thereof which are the subjects of interstate
commerce, approved March 3, 1891, c. 555, 26 Stat. 1089, and of
amendment thereto approved March 2, 1895, c. 169, § 1, 28
Stat. 732, which are applicable to the subjects and purposes
described in section 2325 shall apply to process or renovated
butter."
§ 2327(c). Slaughtering and meat canning.
"The sanitary provisions for slaughtering, meat canning, or
similar establishments as set forth in the act of June 30, 1906, c.
3913, 34 Stat. 676, shall be extended to cover renovated butter
factories as defined in this subchapter, under such regulations as
the Secretary of Agriculture may prescribe."
[
Footnote 11]
32 Stat. 193, 21 U.S.C. § 25.
"All articles known as oleomargarine, butterine, imitation,
process, renovated, or adulterated butter, or imitation cheese, or
any substance in the semblance of butter or cheese not the usual
product of the dairy and not made exclusively of pure and
unadulterated milk or cream, transported into any State or
Territory or the District of Columbia, and remaining therein for
use, consumption, sale, or storage therein shall, upon the arrival
within the limits of such State or Territory or the District of
Columbia, be subject to the operation and effect of the laws of
such State or Territory or the District of Columbia, enacted in the
exercise of its police powers to the same extent and in the same
manner as though such articles or substances had been produced in
such State or Territory or the District of Columbia, and shall not
be exempt therefrom by reason of being introduced therein in
original packages or otherwise."
[
Footnote 12]
Cf. 26 Stat. 313;
In re Rahrer, 140 U.
S. 545;
Schollenberger v. Pennsylvania,
171 U. S. 1;
Collins v. New Hampshire, 171 U. S.
30;
State v. Collins, 70 N.H. 218, 45 A. 1080,
aff'd by an equally divided court, 187 U.S. 636;
Plumley v. Massachusetts, 155 U.
S. 461.
[
Footnote 13]
Cf. In re Kollock, 165 U. S. 526;
Plumley v. Massachusetts, 155 U.
S. 461,
155 U. S. 466.
These were based on the earlier act of 1886, 24 Stat. 209, which
did not carry the inspection and condemnation provisions now
applicable to processed and renovated butter.
[
Footnote 14]
Veazie Bank v.
Fenno, 8 Wall. 533;
McCray v. United
States, 195 U. S. 27,
195 U. S. 55;
United States v. Darby, 312 U. S. 100,
312 U. S.
115.
[
Footnote 15]
"The Secretary of Agriculture shall cause to be made, by experts
in sanitation or by other competent inspectors, such inspection of
all slaughtering, meat canning, salting, packing, rendering, or
similar establishments in which cattle, sheep, swine, and goats are
slaughtered and the meat and meat food products thereof are
prepared for interstate or foreign commerce as may be necessary to
inform himself concerning the sanitary conditions of the same, and
to prescribe the rules and regulations of sanitation under which
such establishments shall be maintained, and where the sanitary
conditions of any such establishment are such that the meat or meat
food products are rendered unclean, unsound, unhealthful,
unwholesome, or otherwise unfit for human food, he shall refuse to
allow said meat or meat food products to be labeled, marked,
stamped, or tagged as 'inspected and passed.'"
[
Footnote 16]
An error appeared in 26 U.S.C. § 997(c) in the codification
of the proviso of 37 Stat. 273 which extended the sanitary
provisions of the Act of June 30, 1906, 34 Stat. 676, to renovated
butter, so that the codification read:
"The sanitary provisions for slaughtering, meat canning, or
similar establishments as set forth in sections 71 to 93 of Title
21 shall be extended to cover renovated butter factories as defined
in this subchapter, under such regulations as the Secretary of
Agriculture may prescribe."
This error was corrected in I.R.C. § 2327(c).
See
note 10 supra.
[
Footnote 17]
Legislative history indicates that a contrary purpose was in the
mind of the departmental proponents of the 1912 legislation.
See 48 Cong.Rec. 2690-91, 6325; House Rep. No. 271, 62d
Cong., 2d Sess., p. 4; Sen.Rep. No. 696, 62d Cong., 2d Sess., p. 2;
Conference Report, House Rep. No. 1150, 62d Cong., 2d Sess., pp. 1,
10; Hearings on the Estimates of Appropriations (Agricultural
Appropriation Bill), House Committee on Agriculture, 62d Cong., 2d
Sess., pp. 325-328; Hearing on Agriculture Appropriation Bill,
Senate Subcommittee of Committee on Agriculture and Forestry, 62d
Cong., 2d Sess., pp. 14-15.
[
Footnote 18]
"Any article, substance, material, or product, the possession
and sale of which is regulated under the provisions of this
chapter, which is adulterated, misbranded . . . within the meaning
of any provision of this chapter, and which is manufactured for
sale, held in possession with intent to sell, offered or exposed
for sale, or sold or delivered within this state shall be liable to
be proceeded against in the circuit court of the county where the
same is found, and seized for confiscation by writ of attachment
for condemnation. Such writ shall issue upon the sworn complaint of
the commissioner or his duly authorized agent. . . . If a judgment
of condemnation and confiscation is rendered against such article
or product as being adulterated . . . , the same shall be disposed
of by destruction or sale, as the court may direct. . . ."
[
Footnote 19]
26 U.S.C. § 2325.
"And he shall also have power to ascertain whether or not
materials used in the manufacture of said process or renovated
butter are deleterious to health or unwholesome in the finished
product, and in case such deleterious or unwholesome materials are
found to be used in product intended for exportation or shipment
into other States or in course of exportation or shipment, he shall
have power to confiscate the same."
[
Footnote 20]
" . . . which is manufactured for sale, held in possession with
intent to sell, offered or exposed for sale, or sold or delivered
within this state. . . ."
[
Footnote 21]
The annual report of the Commissioner of Internal Revenue for
the year ending June 30, 1903, shows that, during the first fiscal
year after the adoption of the renovated butter act, the production
was 54,658,790 pounds. House Doc. No. 11, 58th Cong., 2d Sess., p.
161. In more recent years, according to the report for the year
ending June 30, 1940, p. 144, table 39, the production has been as
follows:
1931 1,499,041 lbs. 1936 2,252,920 lbs.
1932 1,124,299 " 1937 2,737,181 "
1933 1,002,131 " 1938 2,435,499 "
1934 1,219,166 " 1939 2,906,117 "
1935 1,844,561 " 1940 2,706,852 "
[
Footnote 22]
9 C.F.R. §§ 301.3 to 301.21, 301.32, 301.33.
[
Footnote 23]
Id.
"301.33 Deleterious products seizable. The Secretary of
Agriculture will determine whether or not materials being used in
the manufacture of process or renovated butter will be deleterious
to health or unwholesome in the finished product. If any materials
which have been so determined to be deleterious to health or
unwholesome in the finished product are found to be present in any
process or renovated butter, intended for, or in course of,
exportation or shipment in interstate commerce, such process or
renovated butter will be confiscated, as provided for in §
301.44."
[
Footnote 24]
Cf. Charleston & W.C. Ry. Co. v. Varnville Furniture
Co., 237 U. S. 597,
237 U. S. 604:
"When Congress has taken the particular subject matter in hand,
coincidence is as ineffective as opposition. . . ."
Erie R. Co.
v. New York, 233 U. S. 671,
233 U. S. 683:
"It is not that there may be division of the field of regulation,
but an exclusive occupation of it when Congress manifests a purpose
to enter it."
MR. CHIEF JUSTICE STONE.
I think the judgment should be affirmed.
The decision of the Court appears to me to depart radically from
the salutary principle that Congress, in enacting legislation
within its constitutional authority, will not be deemed to have
intended to strike down a state statute designed to protect the
health and safety of the public unless the state act, in terms or
in its practical administration, conflicts with the act of Congress
or plainly and palpably infringes its policy.
Sinnot v.
Davenport, 22 How. 227,
63 U. S. 243;
Missouri, K. & T. Ry. Co. v. Haber, 169 U.
S. 613,
169 U. S. 623;
Reid v. Colorado, 187 U. S. 137,
187 U. S. 148;
Savage v. Jones, 225 U. S. 501,
225 U. S. 533;
Missouri, K. & T. Ry. v. Harris, 234 U.
S. 412,
234 U. S. 419;
Carey v. South Dakota, 250 U. S. 118,
250 U. S. 122;
Atchison, T. & S.F. Ry. v. Railroad Commission,
283 U. S. 380,
283 U. S. 391;
Townsend v. Yeomans, 301 U. S. 441,
301 U. S. 454;
Kelly v. Washington, 302 U. S. 1,
302 U. S. 10;
cf. Maurer v. Hamilton, 309 U. S. 598,
309 U. S.
614.
We have here no question of an unexercised discretionary power
given by Congress to a federal official as the means of regulating
interstate commerce, where the full exercise of his authority would
conflict with an assertion of the state power. In such
circumstances, the state's authority to act turns upon the
question, which this Court has often been called upon to answer,
whether the failure of the federal official to exercise his full
power is, in effect, a controlling administrative ruling that no
further regulation by either federal or state government is
needful.
Napier v. Atlantic Coast Line Ry. Co.,
272 U. S. 605;
cf. Mintz v. Baldwin, 289 U. S. 346;
Northwestern Bell Telephone Co. v. Railway Commission,
297 U. S. 471;
Welch Co. v. New Hampshire, 306 U. S.
79.
Page 315 U. S. 171
Here, concededly, the Secretary is exercising all the authority
he has. His authority under 32 Stat. 196, 26 U.S.C. § 2325, to
seize and condemn is restricted to the manufactured product,
"renovated butter." It does not extend to "packing stock butter"
intended to be used in making the product. But, as construed by the
Court, the act has deprived Alabama of the power which it would
otherwise possess to seize spoiled packing stock butter, without
conferring that authority on any federal officer. Thus, both the
federal and the state governments are left powerless to condemn an
article which is a notorious menace to health, [
Footnote 2/1] a substantial part of which is never
shipped out of the state. A congressional purpose to immunize from
regulation, state and national, a substance so obviously requiring
control is not lightly to be inferred, especially where public
health or safety is concerned.
Mintz v. Baldwin, supra,
289 U. S. 350;
Kelly v. Washington, supra, 302 U. S. 14;
Welch Co. v. New Hampshire, supra, 306 U. S.
85.
The Secretary is also given authority by the federal act to
inspect the place and process of manufacturing renovated butter,
the ingredients going into it, and the renovated product itself,
which he may confiscate if he finds it to be deleterious to health.
But his authority over packing stock butter before it is used for
manufacture is restricted to its inspection. The inspection thus
affords a means of determining whether the manufactured product in
which packing stock is used and which the Secretary may seize
contains a deleterious ingredient, the presence
Page 315 U. S. 172
of which in the product can often be ascertained, if at all,
only by delicate chemical tests. [
Footnote 2/2]
The legislative history of the federal act shows what is evident
from its words, that its aim is to use the federal power to
prevent, by seizure and condemnation, the interstate distribution
of renovated butter when found unfit for food. 35 Cong.Rec. 3316,
4586. The grant of authority to the Secretary to inspect the
ingredients and seize the product gives no indication of a
congressional purpose to hamper state control over the contaminated
materials before their manufacture into the finished product.
Indeed, Congress not only confined the Secretary's authority to
make seizures to the renovated product, but, in assuming this
control, it was at pains to provide by 32 Stat. 193, 21 U.S.C.
§ 25, that the states should be free to exert their police
power over the renovated material "in the same manner as though" it
"had been produced in such State or Territory." The sponsor in the
Senate of the bill containing this provision emphasized that it was
not intended to restrict the power of the states, but rather to
expand their authority to include original packages in interstate
commerce. 35 Cong.Rec. 3605. In the face of these disavowals with
respect to the finished product which Congress brought under
federal authority, one can hardly infer a congressional purpose to
restrict the states' power over the ingredient which Congress did
not seek to control, or that Congress could have had any object in
denying the states power to seize the offensive ingredient when it
left them free to seize the product because it contained the
ingredient.
Moreover, not only is there a complete want of conflict between
the two statutes and their administration, but it seems plain that
the Alabama statute, both, by its terms, and in its practical
administration, aids and supplements
Page 315 U. S. 173
the federal regulation and policy. Consequently there is no room
for any inference that Congress, by its enactment, sought to stay
the hands of the state in the exercise of a power with which the
federal act does not conflict. The basic and identical concern of
both governments is to protect the consuming public from
contaminated butter. If the state seizes unfit packing stock, the
federal authorities are relieved of the necessity of detecting it
and of seizing the renovated product which it contaminates.
[
Footnote 2/3] In exercising the
powers conferred on him by the Act, the Secretary is not concerned
with the quality of packing stock save as it is used in making
renovated butter. Seizure of it by the state at the same time
removes all necessity and duty of federal inspection, since, in
any
Page 315 U. S. 174
event, it will never become an ingredient of renovated
butter.
The opinion, while recognizing that the Department has long
taken the view that it has no power to seize packing stock butter,
disregards administrative actualities in assuming that state
seizure of it would involve an "intrusion" into the federal domain
which would "hamper the administration of the federal act." The
record of administration is not one of belligerency and
jurisdictional jealousy, but of active and sympathetic cooperation
between state and federal agencies in effecting a common purpose --
prevention of the consumption of unfit butter -- whether that
objective is accomplished by state seizure of the packing stock or
federal condemnation of the renovated product. [
Footnote 2/4] To find in such circumstances an
intent to restrict
Page 315 U. S. 175
state power, not required by the words of the statute, is to
condemn a working, harmonious federal-state relationship for the
sake of a sterile and harmful insistence on exclusive federal
power.
The controlling elements in this case seem identical with those
in the application of the Pure Food and Drug Act of 1906, 34 Stat.
768, which this Court has held imposes no restriction on state
action which supplements the federal act, and does not conflict
with its terms or practical administration. In sustaining local
regulations requiring the labels placed on animal foodstuffs to
disclose their ingredients, in addition to the truthful description
of the product demanded by the federal act, this Court said:
"The requirements the enforcement of which the bill seeks to
enjoin are not in any way in conflict with the provisions of the
Federal act. They may be sustained without impairing in the
slightest degree its operation and effect. There is no question
here of conflicting standards, or of opposition of state to Federal
authority."
Savage v. Jones, supra, 225 U.S. at
225 U. S. 539.
State regulation yields only when it is in conflict with the
administration or terms of the Pure Food and Drug Act.
Cf.
McDermott v. Wisconsin, 228 U. S. 115. The
same view has been taken in other cases where state and federal
governments,
Page 315 U. S. 176
by concurrent and nonconflicting control over subjects of
commerce, were seeking to protect the health or safety of the
public.
Corn Products Refining Co. v. Eddy, 249 U.
S. 427;
Reid v. Colorado, 187 U.
S. 137;
Missouri, K. & T. Ry. Co. v. Haber,
supra; cf. Whipple v. Martinson, 256 U. S.
41;
Hartford Acc. & Ind. Co. v. Illinois,
298 U. S. 155;
Kelly v. Washington, supra. Such should be our
construction of the Renovated Butter Act. It seems ironical for us
to say that, although state seizures of petitioner's packing stock
are not precluded by the judicial and administrative [
Footnote 2/5] construction of the Pure Food
and Drug Act, which authorizes federal confiscation of the filthy
ingredient, petitioner has nevertheless discovered an avenue of
escape by appeal to the Renovated Butter Act, which does not
authorize federal seizure of the ingredient.
It is one thing for courts in interpreting an Act of Congress
regulating matters beyond state control to construe its language
with a view to carrying into effect a general, though unexpressed,
congressional purpose. It is quite another to infer a purpose,
which Congress has not expressed, to deprive the states of
authority, which otherwise constitutionally belongs to them, over a
subject which Congress has not undertaken to control. Due
regard
Page 315 U. S. 177
for the maintenance of our dual system of government demands
that the courts do not diminish state power by extravagant
inferences regarding what Congress might have intended if it had
considered the matter, or by reference to their own conceptions of
a policy which Congress has not expressed and is not plainly to be
inferred from the legislation which it has enacted. Considerations
which lead us not to favor repeal of statutes by implication,
United States v. Borden Co., 308 U.
S. 188,
308 U. S.
198-199;
United States v. Jackson, 302 U.
S. 628,
302 U. S. 631;
Posados v. National City Bank, 296 U.
S. 497,
296 U. S. 503,
296 U. S. 505,
should be at least as persuasive when the question is one of the
nullification of state power by congressional legislation.
MR. JUSTICE FRANKFURTER, MR. JUSTICE MURPHY, and MR. JUSTICE
BYRNES join in this opinion.
[
Footnote 2/1]
A report of August 25, 1933, p. 3, by a member of the staff of
the microanalytical laboratory of the Food and Drug Administration
indicated the following contents in three samples of 100 grams each
from certain lots of packing stock seized from companies which
manufacture renovated butter: (A) 37 fly maggots, 7 rodent hairs, 1
feather, cinders and sand; (B) 4 fly maggots, 1 fly, 2 ants, 1 cow
hair, 1 human hair, grass and sawdust; (C) 1 fly maggot, 11 brown
ants, 1 human hair, 1 beetle larva, 1 beetle head.
[
Footnote 2/2]
See 315
U.S. 148fn2/3|>Note 3,
infra.
[
Footnote 2/3]
The Assistant Chief of the Bureau of Dairy Industry, in a letter
to the Solicitor for the Department, July 22, 1941, which
accompanied a proposed bill to give the department authority to
condemn filthy ingredients going into renovated butter, said:
"It is axiomatic that, despite the processes through which
butter or butter oil pass during the course of manufacturing
renovated butter, certain soluble materials unfit for human
consumption cannot be removed, and it is difficult, if not
impossible, to detect them in the finished product. For example, a
lot of butter may be infested with maggots, and should be condemned
for use in the manufacture of renovated butter. If not, in the
melting process, fat from these maggots will be mixed with the
butterfat, and the animal fat may be detected in the finished
product only by chemical laboratory tests, if at all."
A representative of the Department, appearing at the House
Committee Hearings on the Agricultural Appropriation Bill for the
fiscal year ending June 30, 1913, noted another difficulty in
locating contaminated renovated butter:
"But if 500 pounds of rotten packing stock is in a factory,
maybe there is 10,000 pounds of other packing stock there, and you
can understand how impossible it is for us to follow through that
packing stock so as to be able to identify it when it comes out of
the factory and is offered for sale."
Hearings of the House Committee on Agriculture on the
Agricultural Appropriation Bill, 62d Cong., 2d Sess., p. 328.
[
Footnote 2/4]
The memorandum of the Chief of The Bureau of Dairy Industry to
the Solicitor of The Department of Agriculture, October 4, 1940,
states in part:
"The development and perfection during the past few years of new
methods for analyzing and examining butter has resulted in
increased regulatory activity and action against farm-made or
'packing stock' butter intended for use in the manufacture of
process or renovated butter. Certain State regulatory agencies and
the Federal Food and Drug Administration have been particularly
active."
"The Bureau of Dairy Industry, which is the administrative
agency designated by the Secretary of Agriculture to enforce the
process or renovated butter act, is entirely sympathetic with the
activities of these agencies, although the apparently limiting
provisions of Section 5 of the Act of May 9, 1902 (32 Stat. 196),
with which this Bureau is primarily concerned, as construed in
opinions of your office, have necessarily governed and guided this
Bureau in its administrative policy in carrying out the provisions
of the Act."
In his Annual Report on Regulatory Work of the Bureau of Dairy
Industry, 1940, the Officer in Charge of Dairy Products Inspection
reported, p. 4:
"In conducting the inspection of all process or renovated butter
factories, this office has maintained close contact with . . .
local state and city regulatory agencies and officials, and,
whenever possible, cooperative action for improvement of conditions
have been taken."
Id. 1939, p. 4:
"The result of State regulatory activity in the South has been
beneficial in improving the procurement methods used in getting
packing stock butter to the factories. More frequent pickups have
been inaugurated, and both Atlanta and Birmingham factories have
expended hundreds of dollars in new specially made cans with tight
fitting covers, and the packing stock received is very much
cleaner."
Id. 1938, p. 2:
"Much of the credit for improvement in quality of packing stock
butter belongs to State and Federal regulatory agencies cooperating
in campaigns to improve procurement practices."
Id., p. 3:
"In conducting the inspection of process or renovated butter
factories, this office has maintained close contact with State and
city regulatory officials, and, when deemed advisable, cooperative
action for improvement of sanitary conditions has been taken."
[
Footnote 2/5]
A report by the officer in charge of the Cereal and Dairy
Section, Food Division, of the Food and Drug Administration, to the
Commissioner of Food and Drugs, on January 20, 1942, discloses
that, between July 1, 1933, and January 1, 1942, thirty-six
seizures were made of lots of packing stock butter consigned to
process butter plants. In commenting upon the extent of state
cooperation in such seizures, it was noted that, in twenty-one of
such cases, the packing stock was detained by the state authorities
pending the filing by federal officials of a libel for condemnation
proceedings under the Pure Food and Drug Act, 21 U.S.C. § 334.
These seizures included four lots of packing stock totalling over
5,000 pounds shipped to petitioner, and detained by the Alabama
authorities until condemnation proceedings were begun in the
federal court.
MR. JUSTICE FRANKFURTER.
I agree entirely with the opinion of the CHIEF JUSTICE. I shall
add only a few words on the general bearing of the majority opinion
upon the legislative process.
From the very beginning of our government in 1789, federal
legislation like that now under review has usually not only been
sponsored, but actually drafted, by the appropriate executive
agency. This was true of the Act of August 10, 1912, 37 Stat. 273,
amending the Renovated Butter Act. The Department of Agriculture
not only urged the enactment of the legislation upon Congress, it
drafted its provisions. If the Department wanted Congress to
withdraw from the states their power to condemn unsanitary packing
stock and to confide such power in the federal government, it could
easily have made appropriate provision in the draft submitted by it
to Congress. However, the Department did not do so. It did ask
Congress to make some restrictions upon the authority which had
been exercised by the states in regulating the manufacture
Page 315 U. S. 178
and sale of butter for the protection of their citizens. But the
restrictions did not include withdrawal from the states of the
power to condemn unhealthful packing stock butter. The sponsors of
this legislation, the experts of the Department of Agriculture,
could have submitted to Congress appropriate language for the
accomplishment of that result. They did not do so. The Court now
does it for them, even though the Department has no such
desire.
To require the various agencies of the government who are the
effective authors of legislation like that now before us to express
clearly and explicitly their purpose in dislodging constitutional
powers of states -- if such is their purpose -- makes for care in
draftsmanship and for responsibility in legislation. To hold, as do
the majority, that paralysis of state power is somehow to be found
in the vague implications of the federal renovated butter
enactments is to encourage slipshodness in draftsmanship and
irresponsibility in legislation.
The majority opinion points out that the successive Solicitors
of the Department of Agriculture have uniformly been of the opinion
that the Department lacks the power to condemn or destroy
unwholesome packing stock butter. If the Department were not
content to have the states continue to exercise that power, it
would have gone to Congress. In these circumstances, it is strange
to find in this legislation a denial to the states of powers which
the Department has disclaimed and to the exercise of which by the
states it has never objected.
The result of this decision is to deny Alabama the power to
protect the health of its citizens without replacing such
protection by that of the federal government. THE CHIEF JUSTICE
does well to call attention to the fact that such a construction of
the Renovated Butter Act gratuitously destroys the harmonious
cooperation between the nation and the states in safeguarding the
health of our people. If
Page 315 U. S. 179
ever there was an intrusion by this Court into a field that
belongs to Congress and which it has seen fit not to enter, this is
it. And, what is worse, the decision is purely destructive
legislation -- the Court takes power away from the states, but is,
of course, unable to transfer it to the federal government.