1. In determining whether punishment for an out-of-court
publication concerning a pending case, as a contempt, is consistent
with guaranties of the Federal Constitution, the problem in the
case of a judgment based upon a particularized statutory
declaration of the policy of a State is different from that where
the judgment is based upon a common law concept of a general
nature. P.
314 U. S.
260.
2. The "clear and present danger" cases, decided by this Court,
indicate that the substantive evil likely to result must be
extremely serious, and the degree of imminence extremely high,
before utterances can be punished. P.
314 U. S.
263.
3. The "clear and present danger" cases do not mark the farthest
constitutional boundaries of protected expression; nor do they more
than recognize a minimum compulsion of the Bill of Rights. P.
314 U. S.
263.
4. The freedom of speech and of the press secured by the First
Amendment against abridgment by the United States is similarly
secured to all persons by the Fourteenth against abridgment by a
State. P.
314 U. S. 263,
n. 6.
5. The First Amendment's prohibition of "any law abridging the
freedom of speech or of the press" must be given the broadest scope
that can be countenanced in an orderly society. P.
314 U. S.
265.
6. The First Amendment cannot be taken as approving all
practices in respect to punishment for contempt which prevailed in
England at the time of its ratification. P.
314 U. S.
265.
7. The "inherent tendency" or "reasonable tendency" of an
out-of-court publication to cause disrespect for the judiciary or
interfere with the orderly administration of justice in a pending
case is not sufficient to establish punishable contempt. P.
314 U. S.
272.
8. Upon the facts of this case,
held that convictions
of a newspaper publisher and editor for contempt, based on the
publication of editorials commenting upon cases pending in a state
court, were violative
Page 314 U. S. 253
of constitutional rights of freedom of speech and of the press.
P.
314 U. S.
271.
9. The conviction of a labor leader for contempt of state court,
based upon his publication in the press of a telegram which he had
sent to the Secretary of Labor, in which he criticized the decision
of a judge in a case involving a labor dispute and indicated that
enforcement of the decree would result in a strike,
held
violative of constitutional rights of freedom of speech and of the
press. P.
314 U. S.
275.
14 al.2d 464, 94 P.2d 983; 15 Gal.2d 99, 98 P.2d 1029,
reversed.
CERTIORARI, 309 U.S. 649,
309 U. S. 310 U.S.
623, to review, in two cases, the affirmance of convictions and
sentences for contempt of court.
Page 314 U. S. 258
MR. JUSTICE BLACK delivered the opinion of the Court.
These two cases, while growing out of different circumstances
and concerning different parties, both relate to the scope of our
national constitutional policy safeguarding free speech and a free
press. All of the petitioners were adjudged guilty and fined for
contempt of court by the Superior Court of Los Angeles County.
Their conviction rested upon comments pertaining to pending
litigation which were published in newspapers. In the Superior
Court, and later in the California Supreme Court, petitioners
challenged the state's action as an abridgment, prohibited by the
Federal Constitution, of freedom of
Page 314 U. S. 259
speech and of the press; but the Superior Court overruled this
contention, and the Supreme Court affirmed. [
Footnote 1] The importance of the constitutional
question prompted us to grant certiorari. 309 U.S. 649; 310 U.S.
623.
In brief, the state courts asserted and exercised a power to
punish petitioners for publishing their views concerning cases, not
in all respects finally determined, upon the following chain of
reasoning: California is invested with the power and duty to
provide an adequate administration of justice; by virtue of this
power and duty, it can take appropriate measures for providing fair
judicial trials free from coercion or intimidation; included among
such appropriate measures is the common law procedure of punishing
certain interferences and obstructions through contempt
proceedings; this particular measure, devolving upon the courts of
California by reason of their creation as courts, includes the
power to punish for publications made outside the courtroom if they
tend to interfere with the fair and orderly administration of
justice in a pending case; the trial court having found that the
publications had such a tendency, and there being substantial
evidence to support the finding, the punishments here imposed were
an appropriate exercise of the state's power; insofar as these
punishments constitute a restriction on liberty of expression, the
public interest in that liberty was properly subordinated to the
public interest in judicial impartiality and decorum. [
Footnote 2]
Page 314 U. S. 260
If the inference of conflict raised by the last clause be
correct, the issue before us is of the very gravest moment. For
free speech and fair trials are two of the most cherished policies
of our civilization, and it would be a trying task to choose
between them. But even if such a conflict is not actually raised by
the question before us, we are still confronted with the delicate
problems entailed in passing upon the deliberations of the highest
court of a state. This is not, however, solely an issue between
state and nation, as it would be if we were called upon to mediate
in one of those troublous situations where each claims to be the
repository of a particular sovereign power. To be sure, the
exercise of power here in question was by a state judge. But in
deciding whether or not the sweeping constitutional mandate against
any law "abridging the freedom of speech or of the press" forbids
it, we are necessarily measuring a power of all American courts,
both state and federal, including this one.
I
It is to be noted at once that we have no direction by the
legislature of California that publications outside the courtroom
which comment upon a pending case in a specified manner should be
punishable. As we said in
Cantwell v. Connecticut,
310 U. S. 296,
310 U. S.
307-308, such a "declaration of the State's policy would
weigh heavily in any challenge of the law as infringing
constitutional limitations." But, as we also said there, the
problem is different where "the judgment is based on a common law
concept of the most general and undefined nature."
Id.
310 U. S. 308.
Cf. Herndon v. Lowry, 301 U. S. 242,
301 U. S.
261-264. For here, the legislature of California has not
appraised a particular kind of situation and found a specific
danger [
Footnote 3]
sufficiently
Page 314 U. S. 261
imminent to justify a restriction on a particular kind of
utterance. The judgments below, therefore, do not come to us
encased in the armor wrought by prior legislative deliberation.
Under such circumstances, this Court has said that "it must
necessarily be found, as an original question," that the specified
publications involved created "such likelihood of bringing about
the substantive evil as to deprive [them] of the constitutional
protection."
Gitlow v. New York, 268 U.
S. 652,
268 U. S.
671.
How much "likelihood" is another question, "a question of
proximity and degree" [
Footnote
4] that cannot be completely captured in a formula. In
Schenck v. United States, however, this Court said that
there must be a determination of whether or not
"the words used are used in such circumstances and are of such a
nature as to create a clear and present danger that they will bring
about the substantive evils."
We recognize that this statement, however helpful, does not
comprehend the whole problem. As Mr. Justice Brandeis said in his
concurring opinion in
Whitney v. California, 274 U.
S. 357,
274 U. S.
374:
"This Court has not yet fixed the standard by which to determine
when a danger shall be deemed clear; how remote the danger may be
and yet be deemed present. "
Page 314 U. S. 262
Nevertheless, the "clear and present danger" language [
Footnote 5] of the
Schenck
case has afforded practical guidance in a great variety of cases in
which the scope of constitutional protections of freedom of
expression was in issue. It has been utilized by either a majority
or minority of this Court in passing upon the constitutionality of
convictions under espionage acts,
Schenck v. United States,
supra; Abrams v. United States, 250 U.
S. 616; under a criminal syndicalism act,
Whitney v.
California, supra; under an "anti-insurrection" act,
Herndon v. Lowry, supra, and for breach of the peace at
common law,
Cantwell v. Connecticut, supra. And, very
recently, we have also suggested that "clear and present danger" is
an appropriate guide in determining the constitutionality of
restrictions upon expression where the substantive evil sought to
be prevented by the restriction is "destruction of life or
property, or invasion of the right of privacy."
Thornhill v.
Alabama, 310 U. S. 88,
310 U. S.
105.
Moreover, the likelihood, however great, that a substantive evil
will result cannot alone justify a restriction upon freedom of
speech or the press. The evil itself must be "substantial,"
Brandeis, J., concurring in
Whitney v. California, supra,
274 U. S. 374;
it must be "serious,"
id., 274 U. S. 376.
And
Page 314 U. S. 263
even the expression of "legislative preferences or beliefs"
cannot transform minor matters of public inconvenience or annoyance
into substantive evils of sufficient weight to warrant the
curtailment of liberty of expression.
Schneider v. State,
308 U. S. 147,
308 U. S.
161.
What finally emerges from the "clear and present danger" cases
is a working principle that the substantive evil must be extremely
serious, and the degree of imminence extremely high, before
utterances can be punished. Those cases do not purport to mark the
furthermost constitutional boundaries of protected expression, nor
do we here. They do no more than recognize a minimum compulsion of
the Bill of Rights. For the First Amendment [
Footnote 6] does not speak equivocally. It
prohibits any law "abridging the freedom of speech, or of the
press." It must be taken as a command of the broadest scope that
explicit language, read in the context of a liberty-loving society,
will allow.
II
Before analyzing the punished utterances and the circumstances
surrounding their publication, we must consider an argument which,
if valid, would destroy the relevance of the foregoing discussion
to this case. In brief, this argument is that the publications here
in question belong to a special category marked off by history -- a
category to which the criteria of constitutional immunity from
punishment used where other types of utterances are concerned are
not applicable. For, the argument runs, the power of judges to
punish by contempt out-of-court publications tending to obstruct
the orderly and fair administration of justice in a pending case
was deeply
Page 314 U. S. 264
rooted in English common law at the time the Constitution was
adopted. That this historical contention is dubious has been
persuasively argued elsewhere. Fox, Contempt of Cort,
passim,
e.g., 207.
See also Stansbury, Trial of James H.
Peck, 430. In any event, it need not detain us, for to assume that
English common law in this field became ours is to deny the
generally accepted historical belief that "one of the objects of
the Revolution was to get rid of the English common law on liberty
of speech and of the press." [
Footnote 7] Schofield, Freedom of the Press in the United
States, 9 Publications Amer.Sociol.Soc., 67, 76.
More specifically, it is to forget the environment in which the
First Amendment was ratified. In presenting the proposals which
were later embodied in the Bill of Rights, James Madison, the
leader in the preparation of the First Amendment, said:
"Although I know whenever the great rights, the trial by jury,
freedom of the press, or liberty of conscience, come in question in
that body [Parliament], the invasion of them is resisted by able
advocates, yet their Magna Charta does not contain any one
provision for the security of those rights respecting which the
people of America are most alarmed. The freedom of the press and
rights of conscience, those choicest privileges of the people, are
unguarded in the British Constitution."
1 Annals of Congress 1789-1790, 434. And Madison elsewhere wrote
that "the state of the press . . . under the common law cannot . .
. be the standard of its freedom in the United States." VI Writings
of James Madison 1790-1802, 387.
Page 314 U. S. 265
There are no contrary implications in any part of the history of
the period in which the First Amendment was framed and adopted. No
purpose in ratifying the Bill of Rights was clearer than that of
securing for the people of the United States much greater freedom
of religion, expression, assembly, and petition than the people of
Great Britain had ever enjoyed. It cannot be denied, for example,
that the religious test oath [
Footnote 8] or the restrictions upon assembly [
Footnote 9] then prevalent in England
would have been regarded as measures which the Constitution
prohibited the American Congress from passing. And since the same
unequivocal language is used with respect to freedom of the press,
it signifies a similar enlargement of that concept as well.
[
Footnote 10] Ratified as it
was while the memory of many oppressive English restrictions on the
enumerated liberties was still fresh, the First Amendment cannot
reasonably be taken as approving prevalent English practices. On
the contrary, the only conclusion supported by history is that the
unqualified prohibitions laid down by the framers were intended to
give to liberty of the press, as to the other liberties, the
broadest scope that could be countenanced in an orderly
society.
Page 314 U. S. 266
The implications of subsequent American history confirm such a
construction of the First Amendment. To be sure, it occurred no
more to the people who lived in the decades following Ratification
than it would to us now that the power of courts to protect
themselves from disturbances and disorder in the courtroom by use
of contempt proceedings could seriously be challenged as
conflicting with constitutionally secured guarantees of liberty. In
both state and federal courts, this power has been universally
recognized.
See Anderson v.
Dunn, 6 Wheat. 204,
19 U. S. 227.
But attempts to expand it in the post-ratification years evoked
popular reactions that bespeak a feeling of jealous solicitude for
freedom of the press. In Pennsylvania and New York, for example,
heated controversies arose over alleged abuses in the exercise of
the contempt power, which in both places culminated in legislation
practically [
Footnote 11]
forbidding summary punishment for publications.
See Nelles
and King,
Contempt by Publication, 28 Col.L.Rev. 401,
409-422.
In the federal courts, there was the celebrated case of Judge
Peck, recently referred to by this Court in
Nye v. United
States, 313 U. S. 33,
313 U. S. 45.
The impeachment proceedings against him, it should be noted, and
the strong feelings they engendered, were set in motion by his
summary punishment of a lawyer for publishing comment on a case
which was on appeal at the time of publication,
Page 314 U. S. 267
and which raised the identical issue of several other cases then
pending before him. Here again, legislation was the outcome,
Congress proclaiming, in a statute expressly captioned "An Act
declaratory of the law concerning contempts of court,"
[
Footnote 12] that the power
of federal courts to inflict summary punishment for contempt
"shall not be construed to extend to any cases except the
misbehaviour of . . . persons in the presence of the said courts,
or so near thereto as to obstruct the administration of justice . .
."
When recently called upon to interpret this statute, we
overruled the earlier decision of this Court in
Toledo
Newspaper Co. v. United States, 247 U.
S. 402, in the belief that it improperly enlarged the
stated area of summary punishment.
Nye v. United States,
supra. Here, as in the
Nye case, we need not
determine whether the statute was intended to demarcate the full
power permissible under the Constitution to punish by contempt
proceedings. But we do find in the enactment, viewed in its
historical context, a respect for the prohibitions of the First
Amendment, not as mere guides to the formulation of policy, but as
commands the breach of which cannot be tolerated.
We are aware that, although some states have, by statute or
decision, expressly repudiated the power of judges to punish
publications as contempts on a finding of mere tendency to
interfere with the orderly administration of justice in a pending
case, other states have sanctioned the exercise of such a power.
(
See Nelles and King,
loc. cit. supra, 536-562,
for a collection and discussion of state cases.) But state power in
this field was not tested in this Court for more than a century.
[
Footnote 13] Not until
1925, with the
Page 314 U. S. 268
decision in
Gitlow v. New York, supra, 268 U.
S. 652, did this Court recognize in the Fourteenth
Amendment the application to the states of the same standards of
freedom of expression as, under the First Amendment, are applicable
to the federal government. And this is the first time since 1925
that we have been called upon to determine the constitutionality of
a state's exercise of the contempt power in this kind of situation.
Now that such a case is before us, we cannot allow the mere
existence of other untested state decisions to destroy the historic
constitutional meaning of freedom of speech and of the press.
History affords no support for the contention that the criteria
applicable under the Constitution to other types of utterances are
not applicable, in contempt proceedings, to out-of-court
publications pertaining to a pending case.
III
We may appropriately begin our discussion of the judgments below
by considering how much, as a practical matter, they would affect
liberty of expression. It must be recognized that public interest
is much more likely to be kindled by a controversial event of the
day than by a generalization, however penetrating, of the historian
or scientist. Since they punish utterances made during the pendency
of a case, the judgments below therefore produce their restrictive
results at the precise time when public interest in the matters
discussed would naturally be at its height. Moreover, the ban is
likely to fall not only at a crucial time, but upon the most
important topics of discussion. Here, for example, labor
controversies were the topics of some of the publications.
Experience shows that, the more acute labor controversies are, the
more likely
Page 314 U. S. 269
it is that, in some aspect, they will get into court. It is
therefore the controversies that command most interest that the
decisions below would remove from the arena of public
discussion.
No suggestion can be found in the Constitution that the freedom
there guaranteed for speech and the press bears an inverse ratio to
the timeliness and importance of the ideas seeking expression. Yet
it would follow as a practical result of the decisions below that
anyone who might wish to give public expression to his views on a
pending case involving no matter what problem of public interest,
just at the time his audience would be most receptive, would be as
effectively discouraged as if a deliberate statutory scheme of
censorship had been adopted. Indeed, perhaps more so, because,
under a legislative specification of the particular kinds of
expressions prohibited and the circumstances under which the
prohibitions are to operate, the speaker or publisher might at
least have an authoritative guide to the permissible scope of
comment, instead of being compelled to act at the peril that judges
might find in the utterance a "reasonable tendency" to obstruct
justice in a pending case.
This unfocussed threat is, to be sure, limited in time,
terminating, as it does, upon final disposition of the case. But
this does not change its censorial quality. An endless series of
moratoria on public discussion, even if each were very short, could
hardly be dismissed as an insignificant abridgment of freedom of
expression. And to assume that each would be short is to overlook
the fact that the "pendency" of a case is frequently a matter of
months, or even years, rather than days or weeks. [
Footnote 14]
Page 314 U. S. 270
For these reasons, we are convinced that the judgments below
result in a curtailment of expression that cannot be dismissed as
insignificant. If they can be justified at all, it must be in terms
of some serious substantive evil which they are designed to avert.
The substantive evil here sought to be averted has been variously
described below. [
Footnote
15] It appears to be double: disrespect for the judiciary, and
disorderly and unfair administration of justice. The assumption
that respect for the judiciary can be won by shielding judges from
published criticism wrongly appraises the character of American
public opinion. For it is a prized American privilege to speak
one's mind, although not always with perfect good taste, [
Footnote 16] on all public
institutions. And an enforced silence, however limited,
Page 314 U. S. 271
solely in the name of preserving the dignity of the bench would
probably engender resentment, suspicion, and contempt much more
than it would enhance respect.
The other evil feared, disorderly and unfair administration of
justice, is more plausibly associated with restricting publications
which touch upon pending litigation. The very word "trial" connotes
decisions on the evidence and arguments properly advanced in open
court. Legal trials are not like elections, to be won through the
use of the meeting hall, the radio, and the newspaper. But we
cannot start with the assumption that publications of the kind here
involved actually do threaten to change the nature of legal trials,
and that, to preserve judicial impartiality, it is necessary for
judges to have a contempt power by which they can close all
channels of public expression to all matters which touch upon
pending cases. We must therefore turn to the particular utterances
here in question, and the circumstances of their publication, to
determine to what extent the substantive evil of unfair
administration of justice was a likely consequence and whether the
degree of likelihood was sufficient to justify summary
punishment.
The Los Angeles Times Editorials. The Times-Mirror
Company, publisher of the Los Angeles Times, and L.D. Hotchkiss,
its managing editor, were cited for contempt for the publication of
three editorials. Both found by the trial court to be responsible
for one of the editorials, the company and Hotchkiss were each
fined $100. The company alone was held responsible for the other
two, and was fined $100 more on account of one, and $300 more on
account of the other.
The $300 fine presumably marks the most serious offense. The
editorial thus distinguished was entitled "Probation for Gorillas?"
After vigorously denouncing two members of a labor union who had
previously been
Page 314 U. S. 272
found guilty of assaulting nonunion truck drivers, it closes
with the observation:
"Judge A. A. Scott will make a serious mistake if he grants
probation to Matthew Shannon and Kennan Holmes. This community
needs the example of their assignment to the jute mill. [
Footnote 17]"
Judge Scott had previously set a day (about a month after the
publication) for passing upon the application of Shannon and Holmes
for probation and for pronouncing sentence.
The basis for punishing the publication as contempt was, by the
trial court, said to be its "inherent tendency," and, by the
Supreme Court, its "reasonable tendency," to interfere with the
orderly administration of justice in an
Page 314 U. S. 273
action then before a court for consideration. In accordance with
what we have said on the "clear and present danger" cases, neither
"inherent tendency" nor "reasonable tendency" is enough to justify
a restriction of free expression. But even if they were appropriate
measures, we should find exaggeration in the use of those phrases
to describe the facts here.
From the indications in the record of the position taken by the
Los Angeles Times on labor controversies in the past, there could
have been little doubt of its attitude toward the probation of
Shannon and Holmes. In view of the paper's long-continued militancy
in this field, it is inconceivable that any judge in Los Angeles
would expect anything but adverse criticism from it in the event
probation were granted. Yet such criticism after final disposition
of the proceedings would clearly have been privileged. Hence, this
editorial, given the most intimidating construction it will bear,
did no more than threaten future adverse criticism which was
reasonably to be expected anyway in the event of a lenient
disposition of the pending case. [
Footnote 18] To regard it, therefore, as, in itself, of
substantial influence upon the course of justice would be to impute
to judges a lack of firmness, wisdom, or honor -- which we cannot
accept as a major premise.
Cf. Holmes, J., dissenting in
Toledo Newspaper Co. v. United States, 247 U.
S. 402,
247 U. S.
424.
Page 314 U. S. 274
The other two editorials publication of which was fined below
are set out in the lower margin. [
Footnote 19] With respect to these two editorials, there
is no divergence of conclusions among the members of this Court. We
are all of the opinion that, upon any fair construction, their
possible influence on the course of justice can be dismissed as
negligible,
Page 314 U. S. 275
and that the Constitution compels us to set aside the
convictions as unpermissible exercises of the state's power. In
view of the foregoing discussion of "Probation for Gorillas?",
analysis of these editorials and their setting is deemed
unnecessary.
The Bridges Telegram. While a motion for a new trial
was pending in a case involving a dispute between an
Page 314 U. S. 276
AFL union and a CIO union of which Bridges was an officer, he
either caused to be published or acquiesced in the publication of a
telegram which he had sent to the Secretary of Labor. The telegram
referred to the judge's decision as "outrageous"; said that
attempted enforcement of it would tie up the port of Los Angeles
and involve the entire Pacific Coast, and concluded with the
announcement that the CIO union, representing some twelve thousand
members, did
"not intend to allow state courts to override the majority vote
of members in choosing its officers and representatives and to
override the National Labor Relations Board. [
Footnote 20] "
Page 314 U. S. 277
Apparently, Bridges' conviction is not rested at all upon his
use of the word "outrageous." The remainder of the telegram, fairly
construed, appears to be a statement that, if the court's decree
should be enforced, there would be a strike. It is not claimed that
such a strike would have been in violation of the terms of the
decree, nor that, in any other way it would have run afoul of the
law of California. On no construction, therefore, can the telegram
be taken as a threat either by Bridges or the union to follow an
illegal course of action.
Moreover, this statement of Bridges was made to the Secretary of
Labor, who is charged with official duties in connection with the
prevention of strikes. Whatever the cause might be if a strike was
threatened or possible, the Secretary was entitled to receive all
available information. Indeed, the Supreme Court of California
recognized that, publication in the newspapers aside, in sending
the message to the Secretary, Bridges was exercising the right of
petition to a duly accredited representative of the United States
Government, a right protected by the First Amendment. [
Footnote 21]
It must be recognized that Bridges was a prominent labor leader
speaking at a time when public interest in the particular labor
controversy was at its height. The observations we have previously
made here upon the timeliness
Page 314 U. S. 278
and importance of utterances as emphasizing, rather than
diminishing, the value of constitutional protection, and upon the
breadth and seriousness of the censorial effects of punishing
publications in the manner followed below, are certainly no less
applicable to a leading spokesman for labor than to a powerful
newspaper taking another point of view.
In looking at the reason advanced in support of the judgment of
contempt, we find that here, too, the possibility of causing unfair
disposition of a pending case is the major justification asserted.
And here again, the gist of the offense, according to the court
below, is intimidation.
Let us assume that the telegram could be construed as an
announcement of Bridges' intention to call a strike, something
which, it is admitted, neither the general law of California nor
the court's decree prohibited. With an eye on the realities of the
situation, we cannot assume that Judge Schmidt was unaware of the
possibility of a strike as a consequence of his decision. If he was
not intimidated by the facts themselves, we do not believe that the
most explicit statement of them could have sidetracked the course
of justice. Again, we find exaggeration in the conclusion that the
utterance even "tended" to interfere with justice. If there was
electricity in the atmosphere, it was generated by the facts; the
charge added by the Bridges telegram can be dismissed as
negligible. The words of Mr. Justice Holmes, spoken in reference to
very different facts, seem entirely applicable here:
"I confess that I cannot find in all this, or in the evidence in
the case, anything that would have affected a mind of reasonable
fortitude, and still less can I find there anything that obstructed
the administration of justice in any sense that I possibly can give
to those words."
Toledo Newspaper Co. v. United States, supra, 247 U.S.
at
247 U. S.
425.
Reversed.
Page 314 U. S. 279
* Together with No. 3,
Times-Mirror Co. et al. v. Superior
Court of California in and for the County of Los Angeles, also
on writ of certiorari, 310 U.S. 623, to the Supreme Court of
California. Argued October 21, 1940 (No. 64, 1940 Term); reargued
October 13, 14, 1941.
[
Footnote 1]
Bridges v. Superior Court, 14 Cal. 2d
464, 94 P.2d 983;
Times-Mirror Co. v. Superior
Court, 15 Cal. 2d 99,
98 P.2d 1029. In the
Times-Mirror case, the affidavits of
complaint contained seven counts, each based upon the publication
of a different editorial. The Superior Court for Los Angeles County
sustained a demurrer to two of the counts, and, of the five
remaining counts on which conviction rested, the California Supreme
Court affirmed as to three, reversed as to two.
[
Footnote 2]
See Times-Mirror Co. v. Superior Court, supra, 118,
where the following is quoted with approval: "Liberty of the press
is subordinate to the independence of the judiciary. . . ."
[
Footnote 3]
Indeed, the only evidence we have of the California
legislature's appraisal indicates approval of a policy directly
contrary to that here followed by the California courts. For §
1209, subsection 13, of the California Code of Civil Procedure
(1937 ed.) provides:
". . . no speech or publication reflecting upon or concerning
any court or any officer thereof shall be treated or punished as a
contempt of such court unless made in the immediate presence of
such court while in session and in such a manner as to actually
interfere with its proceedings."
The California Supreme Court's decision that the statute is
invalid under the California constitution is an authoritative
determination of that point. But the inferences as to the
legislature's appraisal of the danger arise from the enactment, and
are therefore unchanged by the subsequent judicial treatment of the
statute.
[
Footnote 4]
Schenck v. United States, 249 U. S.
47,
249 U. S.
52.
[
Footnote 5]
Restatement of the phrase "clear and present danger" in other
terms has been infrequent.
Compare, however: ". . . the
test to be applied . . .
is not the remote or possible
effect." Brandeis, J., dissenting in
Schaefer v. United
States, 251 U. S. 466,
251 U. S.
486.
". . . we should be eternally vigilant against attempts to check
the expression of opinions that we loathe and believe to be fraught
with death,
unless they so imminently threaten immediate
interference with the lawful and pressing purposes of the law that
an immediate check is required to save the country."
Holmes, J., dissenting in
Abrams v. United States,
250 U. S. 616,
250 U. S.
630;
"To justify suppression of free speech,
there must be
reasonable ground to fear that serious evil will result if
free speech is practiced.
There must be reasonable ground to
believe that the danger apprehended is imminent."
Brandeis, J., concurring in
Whitney v. California,
274 U. S. 357,
274 U. S. 376.
The italics are ours.
[
Footnote 6]
"The freedom of speech and of the press secured by the First
Amendment against abridgment by the United States is similarly
secured to all persons by the Fourteenth against abridgment by a
State."
Schneider v. State, 308 U. S. 147,
308 U. S.
160.
[
Footnote 7]
Compare James Buchanan, quoted in Stansbury, Trial of
James H. Peck, 434:
"At the Revolution, we separated ourselves from the mother
country, and we have established a republican form of government,
securing to the citizens of this country other and greater personal
rights than those enjoyed under the British monarchy."
[
Footnote 8]
16 Geo. II, c. 30. This was not repealed until 1828. 9 Geo. IV,
c.17.
[
Footnote 9]
1 Geo. I, stat. 2, c. 5.
Cf. also 36 Geo. III, c. 8,
and discussion in Buckle, History of Civilization in England, Vol.
I, 351.
[
Footnote 10]
Compare VI Writings of James Madison, 1790-1802,
389:
"To these observations one fact will be added, which
demonstrates that the common law cannot be admitted as the
universal expositor of American terms, . . . the freedom
of conscience and of religion are found in the same instruments
which assert the freedom of the press. It will never be admitted
that the meaning of the former, in the common law of England, is to
limit their meaning in the United States."
See also Near v. Minnesota, 283 U.
S. 697,
283 U. S.
716-717;
Thornhill v. Alabama, supra,
310 U. S. 88.
[
Footnote 11]
The New York statute specifically made "the publication of a
false, or grossly inaccurate report" of court proceedings
punishable by contempt proceedings, however. New York Rev.Stat.
1829, Part III, c. III, tit. 2, art. 1, § 10(6). The
Pennsylvania statute contained no such proviso. It explicitly
stated that
"all publications out of court . . . concerning any cause
pending before any court of this commonwealth shall not be
construed into a contempt of the said court, so as to render the
author, printer, publisher, or either of them, liable to attachment
and summary punishment for the same."
Pa. Acts 1808-1809, c, 78, p. 146.
[
Footnote 12]
4 Stat. 487 (1831).
[
Footnote 13]
Patterson v. Colorado, 205 U.
S. 454, the only case before this Court during that
period in which a state court's power to punish out-of-court
publications by contempt was in issue, cannot be taken as a
decision squarely on this point.
Cf.: "We leave undecided
the question whether there is to be found in the Fourteenth
Amendment a prohibition similar to that, in the First."
Id. 205 U. S.
462.
[
Footnote 14]
Compare Nelles and King,
loc. cit. supra,
549:
"While the
Sacco-Vanzetti case was in the courts [six
years], it was not, we believe, suggested as desirable that public
expressions on either side be dealt with as contempts."
In public utility rate regulation, to take one of many examples
that might be given of a field in which public interest is strong
and public opinion divided, cases commonly remain "pending" for
several years.
See St. Joseph Stock Yards Co. v. United
States, 298 U. S. 38,
298 U. S. 88-92;
McCart v. Indianapolis Water Co., 302 U.
S. 419,
302 U. S.
435.16
[
Footnote 15]
Cf.:
". . . said telegram . . . had an inherent tendency . . .
to
embarrass and influence the actions and decisions of the judge
before whom said action was pending."
Bridges v. Superior Court, supra, 14 Cal.2d at p.
471;
"The published statement was not only
a criticism of the
decision of the court in an action then pending before said
court, but was
a threat that, if an attempt was made to
enforce the decision, the ports of the entire Pacific Coast would
be tied up."
Id. 488; " . . . the test . . . is whether it had a
reasonable tendency to interfere with the orderly administration of
justice . . ."
Times-Mirror Co. v. Superior Court, supra,
15 Cal.2d at 103-104; ". . . the editorial [had a] . . . reasonable
tendency . . .
to interfere with the ordinary administration of
justice."
Id. 110. The italics are ours.
[
Footnote 16]
Compare the following statements from letters of Thomas
Jefferson as set out in Padover, Democracy, 150-151:
"I deplore . . . the putrid state into which our newspapers have
passed, and the malignity, the vulgarity, and mendacious spirit of
those who write them. . . . These ordures are rapidly depraving the
public taste."
"It is, however, an evil for which there is no remedy; our
liberty depends on the freedom of the press, and that cannot be
limited without being lost."
[
Footnote 17]
The whole editorial, published in The Los Angeles Times of May
5, 1938, was as follows:
"Two members of Dave Beck's wrecking crew, entertainment
committee, goon squad, or gorillas, having been convicted in
Superior Court of assaulting nonunion truck drivers, have asked for
probation. Presumably they will say they are 'first offenders,' or
plead that they were merely indulging a playful exuberance when,
with slingshots, they fired steel missiles at men whose only
offense was wishing to work for a living without paying tribute to
the erstwhile boss of Seattle."
"Sluggers for pay, like murderers for profit, are in a slightly
different category from ordinary criminals. Men who commit mayhem
for wages are not merely violators of the peace and dignity of the
State; they are also conspirators against it. The man who burgles
because his children are hungry may have some claim on public
sympathy. He whose crime is one of impulse may be entitled to
lenity. But he who hires out his muscles for the creation of
disorder and in aid of a racket is a deliberate foe of organized
society, and should be penalized accordingly."
"It will teach no lesson to other thugs to put these men on good
behavior for a limited time. Their 'duty' would simply be taken
over by others like them. If Beck's thugs, however, are made to
realize that they face San Quentin when they are caught, it will
tend to make their disreputable occupation unpopular. Judge A. A.
Scott will make a serious mistake if he grants probation to Matthew
Shannon and Kennan Holmes. This community needs the example of
their assignment to the jute mill."
[
Footnote 18]
Cf. Times-Mirror Co. v. Superior Court, supra, 15
Cal.2d 109-110:
"The editorial may not have been intended, but it is capable of
being construed, as a notice to the trial judge that no leniency
should be extended to the convicted men, and, furthermore, that,
should the court act contrary to the suggestions contained in the
editorial, it might well expect adverse criticism in the columns of
The Times."
Although the foregoing statement was made with respect to
another of the editorials, the opinion of the California Supreme
Court later said it was applicable to "Probation for Gorillas?"
Id. 114-115.
[
Footnote 19]
The first of these editorials, entitled "Sit-Strikers
Convicted," was published in the Los Angeles Times of December 21,
1937, the day after the jury had returned a verdict that the
"sit-strikers" in question were guilty, and the day before the
trial judge was to hold court for the purpose of pronouncing
sentence, hearing motions for a new trial, and passing upon
applications for probation. The editorial follows in its
entirety:
"The verdict of a jury finding guilty the twenty-two
sit-strikers who led the assault on the Douglas plant last February
will have reverberations up and down the Pacific Coast, and in
points farther east."
"The verdict means that Los Angeles is still Los Angeles, that
the city is aroused to the danger of davebeckism, and that no kind
of union terrorism will be permitted here."
"The verdict may have a good deal to do with sending Dave Beck
back to Seattle. For, while the United Automobile Workers have no
connection with Beck, their tactics and his are identical in
motive, and if Beck can be convinced that this kind of warfare is
not permitted in this area, he will necessarily abandon his dreams
of conquest."
"Already the united farmers and ranchers have given Beck a
severe setback. The Hynes hay market is still free, and it has been
made plain that interference with milk deliveries to Los Angeles
will not be tolerated."
"Dist. Atty. Fitts pledged his best efforts to prevent and
punish union terrorism and racketeering in a strong radio address,
and followed it up yesterday with a statement congratulating the
jury that convicted the sit-downers and the community on one of the
'most far-reaching verdicts in the history of this country.'"
"In this he is correct. It is an important verdict. For the
first time since the present cycle of labor disturbances began,
union lawlessness has been treated as exactly what it is, an
offense against the public peace punishable like any other
crime."
"The seizure of property by a militant minority, which arrogated
to itself the right of dictating not only to employers, but to
other workers not in sympathy with it, what should be the terms and
conditions of working, has proved to be within the control of local
peace officers and authorities."
"Nobody ran off to Washington to get this affair handled. It was
attended to right here."
"Government may have broken down in other localities; whole
States may have yielded to anarchy. But Los Angeles county stands
firm; it has officers who can do their duty, and courts and juries
which can function."
"So long as that is the case, davebeckism cannot and will not
get control here; nor johnlewisism either."
The second of these editorials, entitled "The Fall of an
Ex-Queen," was published in The Los Angeles Times of April 14,
1938. Here, too, publication took place after a jury had found the
subject of the editorial guilty, but before the trial judge had
pronounced sentence. The editorial follows in its entirety:
"Politics as we know it is an essentially selfish business,
conducted in the main for personal profit of one kind or another.
When it is of the boss type, it is apt to be pretty sordid as well.
Success in bosship, which is a denial of public rights, necessarily
implies a kind of moral obliquity, if not an actually illegal
one."
"So that it is something of a contradiction of sense, if not of
terms, to express regret that the political talents of Mrs. Helen
Werner were not directed to other objectives than those which, in
the twilight of her active life, have brought her and her husband
to disgrace. If they had been, she would not have been in politics
at all, and probably would never have been heard of in a public
way. Her natural flair was purely political; she would have been
miscast in any other sphere of activity."
"Mrs. Werner's primary mistake seems to have been in failing to
recognize that her political day was past. For years, she enjoyed
the unique distinction of being the country's only woman boss --
and did she enjoy it. In her heyday, she had a finger in every
political pie, and many were the plums she was able to extract
therefrom for those who played ball with her. From small
beginnings, she utilized every opportunity to extend her influence
and to put officeholders and promising political material under
obligations to her. She became a power in the backstage councils of
city and county affairs, and, from that place of strategic
advantage, reached out to pull the strings on State and legislative
offices as well."
"Those were the days when Mrs. Werner was 'Queen Helen,' and it
is only fair to say that to her the power was much more important
than the perquisites. When the inevitable turning of the political
wheel brought new figures to the front and new bosses to the back,
she found her grip slipping, and it was hard to take. The several
cases which, in recent years, have brought her before the courts to
defend her activities seem all examples of an energetic effort to
regain and reassert her one-time influence in high places. That it
should ultimately have landed her behind the bars as a convicted
bribe-seeker is not illogical. But if there is logic in it, the
money meant less to Mrs. Werner than the name of still being a
political power, one who could do things with public officials that
others could not do. To herself, at least, she was still Queen
Helen."
[
Footnote 20]
The portions of the telegram published in newspapers of general
circulation in San Francisco and Los Angeles on January 24 and 25,
1938, were as follows:
"This decision is outrageous considering ILA has 15 members (in
San Pedro) and the International Longshoremen-Warehousemen's Union
has 3000. International Longshoremen-Warehousemen Union has
petitioned the labor board for certification to represent San Pedro
longshoremen with International Longshoremen Association denied
representation because it represents only 15 men. Board hearing
held; decision now pending. Attempted enforcement of
Schmidt decision will tie up port of Los Angeles and
involve entire Pacific Coast. International
Longshoremen-Warehousemen Union, representing over 11,000 of the
12,000 longshoremen on the Pacific Coast, does not intend to allow
state courts to override the majority vote of members in choosing
its officers and representatives and to override the National Labor
Relations Board."
[
Footnote 21]
See Bridges v. Superior Court, supra, 14 Cal. 2d at
493.
Cf. 44 U. S.
Nicholls, 3 How. 266.
MR. JUSTICE FRANKFURTER, with whom concurred the CHIEF JUSTICE,
MR. JUSTICE ROBERTS and MR. JUSTICE BYRNES, dissenting.
Our whole history repels the view that it is an exercise of one
of the civil liberties secured by the Bill of Rights for a leader
of a large following, or for a powerful metropolitan newspaper, to
attempt to overawe a judge in a matter immediately pending before
him. The view of the majority deprives California of means for
securing to its citizens justice according to law -- means which,
since the Union was founded, have been the possession, hitherto
unchallenged, of all the states. This sudden break with the
uninterrupted course of constitutional history has no
constitutional warrant. To find justification for such deprivation
of the historic powers of the states is to misconceive the idea of
freedom of thought and speech as guaranteed by the
Constitution.
Deeming it more important than ever before to enforce civil
liberties with a generous outlook, but deeming it no less essential
for the assurance of civil liberties that the federal system
founded upon the Constitution be maintained, we believe that the
careful ambiguities and silences of the majority opinion call for a
full exposition of the issues in these cases.
While the immediate question is that of determining the power of
the courts of California to deal with attempts to coerce their
judgments in litigation immediately before them, the consequence of
the Court's ruling today is a denial to the people of the
forty-eight states of a right which they have always regarded as
essential for the effective exercise of the judicial process, as
well as a denial to the Congress of powers which were exercised
from the very beginning even by the framers of the Constitution
themselves. To be sure, the majority do not, in so many words, hold
that trial by newspapers has constitutional
Page 314 U. S. 280
sanctity. But the atmosphere of their opinion and several of its
phrases mean that, or they mean nothing. Certainly the opinion is
devoid of any frank recognition of the right of courts to deal with
utterances calculated to intimidate the fair course of justice a
right which hitherto all the states have, from time to time, seen
fit to confer upon their courts, and which Congress conferred upon
the federal courts in the Judiciary Act of 1789. If all that is
decided today is that the majority deem the specific interferences
with the administration of justice in California so tenuously
related to the right of California to keep its courts free from
coercion as to constitute a check upon free speech, rather than
upon impartial justice, it would be well to say so. Matters that
involve so deeply the powers of the states, and that put to the
test the professions by this Court of self-restraint in nullifying
the political powers of state and nation, should not be left
clouded.
We are not even vouchsafed reference to the specific provision
of the Constitution which renders states powerless to insist upon
trial by courts, rather than trial by newspapers. So far as the
Congress of the United States is concerned, we are referred to the
First Amendment. That is specific. But we are here dealing with
limitations upon California -- with restraints upon the states. To
say that the protection of freedom of speech of the First Amendment
is absorbed by the Fourteenth does not say enough. Which one of the
various limitations upon state power introduced by the Fourteenth
Amendment absorbs the First? Some provisions of the Fourteenth
Amendment apply only to citizens, and one of the petitioners here
is an alien; some of its provisions apply only to natural persons,
and another petitioner here is a corporation.
See Hague v.
CIO, 307 U. S. 496,
307 U. S. 514,
and cases cited. Only the Due Process Clause assures constitutional
protection of civil liberties to aliens and corporations.
Corporations
Page 314 U. S. 281
cannot claim for themselves the "liberty" which the Due Process
Clause guarantees. That clause protects only their property.
Pierce v. Society of Sisters, 268 U.
S. 510,
268 U. S. 535.
The majority opinion is strangely silent in failing to avow the
specific constitutional provision upon which its decision
rests.
These are not academic debating points or technical niceties.
Those who have gone before us have admonished us
"that, in a free representative government, nothing is more
fundamental than the right of the people, through their appointed
servants, to govern themselves in accordance with their own will,
except so far as they have restrained themselves by constitutional
limits specifically established, and that, in our peculiar dual
form of government, nothing is more fundamental than the full power
of the State to order its own affairs and govern its own people,
except so far as the Federal Constitution expressly or by fair
implication has withdrawn that power. The power of the people of
the States to make and alter their laws at pleasure is the greatest
security for liberty and justice . . . We are not invested with the
jurisdiction to pass upon the expediency, wisdom or justice of the
laws of the States as declared by their courts, but only to
determine their conformity with the Federal Constitution and the
paramount laws enacted pursuant to it. Under the guise of
interpreting the Constitution, we must take care that we do not
import into the discussion our own personal views of what would be
wise, just, and fitting rules of government to be adopted by a free
people and confound them with constitutional limitations."
Twining v. New Jersey, 211 U. S.
78,
211 U. S.
106-107.
In a series of opinions as uncompromising as any in its history,
this Court has settled that the fullest opportunities for free
discussion are "implicit in the concept of ordered liberty, and
thus, through the Fourteenth Amendment," protected against
attempted invasion by
Page 314 U. S. 282
the states.
Palko v. Connecticut, 302 U.
S. 319,
302 U. S.
324-325. The channels of inquiry and thought must be
kept open to new conquests of reason, however odious their
expression may be to the prevailing climate of opinion. But
liberty, "in each of its phases, has its history and connotation."
Whether a particular state action violates "the essential
attributes of that liberty" must be judged in the light of the
liberty that is invoked and the curtailment that is challenged.
Near v. Minnesota, 283 U. S. 697,
283 U. S. 708.
For
"the recognition of a privilege does not mean that it is without
conditions or exceptions. The social policy that will prevail in
many situations may run foul in others of a different social
policy, competing for supremacy. It is then the function of a court
to mediate between them, assigning, so far as possible, a proper
value to each, and summoning to it aid all the distinctions and
analogies that are the tools of the judicial process."
Clark v. United States, 289 U. S.
1,
289 U. S. 13.
Free speech is not so absolute or irrational a conception as to
imply paralysis of the means for effective protection of all the
freedoms secured by the Bill of Rights.
Compare Lincoln's
Message to Congress in Special Session, July 4, 1861, 7 Richardson,
Messages and Papers of the Presidents, pp. 3221-3232. In the cases
before us, the claims on behalf of freedom of speech and of the
press encounter claims on behalf of liberties no less precious.
California asserts her right to do what she has done as a means of
safeguarding her system of justice.
The administration of justice by an impartial judiciary has been
basic to our conception of freedom ever since Magna Carta. It is
the concern not merely of the immediate litigants. Its assurance is
everyone's concern, and it is protected by the liberty guaranteed
by the Fourteenth Amendment. That is why this Court has outlawed
mob domination of a courtroom,
Moore v. Dempsey,
261 U. S. 86,
mental coercion of a defendant,
Chambers
v.
Page 314 U. S. 283
Florida, 309 U. S. 227, a
judicial system which does not provide disinterested judges,
Tumey v. Ohio, 273 U. S. 510, and
discriminatory selection of jurors,
Pierre v. Louisiana,
306 U. S. 354;
Smith v. Texas, 311 U. S. 128.
A trial is not a "free trade in ideas," nor is the best test of
truth in a courtroom "the power of the thought to get itself
accepted in the competition of the market."
Compare Mr.
Justice Holmes in
Abrams v. United States, 250 U.
S. 616,
250 U. S. 630.
A court is a forum with strictly defined limits for discussion. It
is circumscribed in the range of its inquiry and in its methods by
the Constitution, by laws, and by age-old traditions. Its judges
are restrained in their freedom of expression by historic
compulsions resting on no other officials of government. They are
so circumscribed precisely because judges have in their keeping the
enforcement of rights and the protection of liberties which,
according to the wisdom of the ages, can only be enforced and
protected by observing such methods and traditions.
The dependence of society upon an unswerved judiciary is such a
commonplace in the history of freedom that the means by which it is
maintained are too frequently taken for granted, without heed to
the conditions which alone make it possible. The role of courts of
justice in our society has been the theme of statesmen and
historians and constitution makers. It is perhaps best expressed in
the Massachusetts Declaration of Rights:
"It is essential to the preservation of the rights of every
individual, his life, liberty, property, and character, that there
be an impartial interpretation of the laws, and administration of
justice. It is the right of every citizen to be tried by judges as
free, impartial and independent as the lot of humanity will
admit."
The Constitution was not conceived as a doctrinaire document,
nor was the Bill of Rights intended as a collection of popular
slogans. We are dealing with instruments
Page 314 U. S. 284
of government. We cannot read into the Fourteenth Amendment the
freedom of speech and of the press protected by the First
Amendment, and, at the same time, read out age-old means employed
by states for securing the calm course of justice. The Fourteenth
Amendment does not forbid a state to continue the historic process
of prohibiting expressions calculated to subvert a specific
exercise of judicial power. So to assure the impartial
accomplishment of justice is not an abridgment of freedom of speech
or freedom of the press, as these phases of liberty have heretofore
been conceived even by the stoutest libertarians. In fact, these
liberties themselves depend upon an untrammeled judiciary whose
passions are not even unconsciously aroused and whose minds are not
distorted by extrajudicial considerations.
Of course, freedom of speech and of the press are essential to
the enlightenment of a free people and in restraining those who
wield power. Particularly should this freedom be employed in
comment upon the work of courts, who are without many influences
ordinarily making for humor and humility, twin antidotes to the
corrosion of power. But the Bill of Rights is not self-destructive.
Freedom of expression can hardly carry implications that nullify
the guarantees of impartial trials. And, since courts are the
ultimate resorts for vindicating the Bill of Rights, a state may
surely authorize appropriate historic means to assure that the
process for such vindication be not wrenched from its rational
tracks into the more primitive melee of passion and pressure. The
need is great that courts be criticized, but just as great that
they be allowed to do their duty
The "liberty" secured by the Fourteenth Amendment summarizes the
experience of history. And the power exerted by the courts of
California is deeply rooted in the system of administering justice
evolved by liberty-loving English-speaking peoples. From the
earliest days of the
Page 314 U. S. 285
English courts, they have encountered obstructions to doing that
for which they exist, namely, to administer justice impartially and
solely with reference to what comes before them. These
interferences were of diverse kinds. But they were all covered by
the infelicitous phrase "contempt of court," and the means for
dealing with them is historically known as the power of courts to
punish for contempt. As is true of many aspects of our legal
institutions, the settled doctrines concerning the mode of
procedure for exercising the power of contempt became established
on dubious historical authority. Exact legal scholarship has
controverted much pertaining to the origin of summary proceedings
for contempt.
See Sir John Fox, The History of Contempt of
Court,
passim. But there is no doubt that, since the early
eighteenth century, the power to punish for contempt for intrusions
into the living process of adjudication has been an unquestioned
characteristic of English courts and of the courts of this
country.
The judicatures of the English-speaking world, including the
courts of the United States and of the forty-eight states, have
from time to time recognized and exercised the power now
challenged. (For partial lists of cases,
see Nelles and
King, Contempt by Publication in the United States, 28 Col.L.Rev.
401, 525, 554; Sullivan, Contempts by Publication, pp. 185
et
seq.) A declaratory formulation of the common law was written
into the Judiciary Act of 1789 (17, 1 Stat. 73, 83) by Oliver
Ellsworth, one of the framers of the Constitution, later to become
Chief Justice; the power was early recognized as incidental to the
very existence of courts in a succession of opinions in this Court
(
United States v.
Hudson, 7 Cranch 32;
Anderson
v. Dunn, 6 Wheat. 204,
19 U. S. 227;
Ex parte
Kearney, 7 Wheat. 38); it was expounded and
supported by the great Commentaries that so largely influenced the
shaping of our law in the late eighteenth and early nineteenth
centuries,
Page 314 U. S. 286
those of Blackstone, Kent and Story; it historic continuity
withstood attack against state action under the Due Process Clause,
now again invoked,
Eilenbecker v. Plymouth County,
134 U. S. 31,
and see 86 U. S. 19
Wall. 505;
Ex parte Terry, 128 U.
S. 289;
Savin, Petitioner, 131 U.
S. 267. [
Footnote
2/1]
Page 314 U. S. 287
As in the exercise of all power, it was abused. Some English
judges extended their authority for checking interferences with
judicial business actually in hand to "lay by the heel" those
responsible for "scandalizing the court," that is, bringing it into
general disrepute. Such foolishness has long since been disavowed
in England, and has never found lodgment here. But even the
technical power of punishing interference with the court's business
is susceptible of abuse. As early as 1809, Pennsylvania restricted
the power to inflict summary punishment for contempts to a closely
defined class of misconduct, and provided the ordinary criminal
procedure for other forms of interferences with a pending cause.
1808-09 Pa.Acts, c. 78, p. 146. [
Footnote 2/2] The flagrant case of Judge Peck [
Footnote 2/3] led Congress
Page 314 U. S. 288
to pass the Act of March 2, 1831, 4 Stat. 487, 28 U.S.C. §
385, the scope of which we recently considered.
Nye v. United
States, 313 U. S. 33. A
number of states copied the federal statute. It would be pedantic
to trace the course of legislation and of adjudication on this
subject in our half-hundred jurisdictions. Suffice it to say that
the hitherto unchallenged power of American states to clothe their
courts with authority to punish for contempt was thus summarized
only recently by Mr. Chief Justice Hughes in the leading case
vindicating the liberty of the press against state action:
"here is also the conceded authority of courts to punish for
contempt when publications directly tend to prevent the proper
discharge of Judicial functions."
Near v. Minnesota, 283 U. S. 697,7
283 U. S. 15.
[
Footnote 2/4]
Page 314 U. S. 289
It is trifling with great issues to suggest that the question
before us is whether eighteenth-century restraints upon the freedom
of the press should now be revived. The question is, rather,
whether nineteenth- and twentieth-century American institutions
should be abrogated by judicial fiat.
That a state may, under appropriate circumstances, prevent
interference with specific exercises of the process of impartial
adjudication does not mean that its people lose the right to
condemn decisions or the judges who render them. Judges as persons,
or courts, as institutions, are entitled to no greater immunity
from criticism that other persons or institutions. Just because the
holders of judicial office are identified with the interests of
justice they may forget their common human frailties and
fallibilities. There have sometimes been martinets upon the bench,
as there have also been pompous wielders of authority who have used
the paraphernalia of power in support of what they called their
dignity. Therefore, judges must be kept mindful of their
limitations, and of their ultimate public responsibility by a
vigorous stream of criticism expressed with candor, however blunt.
[
Footnote 2/5]
"A
Page 314 U. S. 290
man cannot be summarily laid by the heels because his words may
make public feeling more unfavorable in case the judge should be
asked to act at some later date, any more than he can for exciting
public feeling against the judge for what he already has done."
Mr. Justice Holmes, in
Craig v. Hecht, 263 U.
S. 255,
263 U. S.
281-82. But the Constitution does not bar a state from
acting on the theory of our system of justice, that the
"conclusions to be reached in a case will be induced only by
evidence and argument in open court, and not by any outside
influence, whether of private talk or public print."
Patterson v. Colorado, 205 U.
S. 454,
205 U. S. 462.
The theory of our system of justice, as thus stated for the Court
by Mr. Justice Holmes, has never been questioned by any member of
the Court. It was questioned neither by Mr. Justice Harlan nor by
Mr. Justice Brewer in their dissents in the
Patterson
case. The differences in that case concerned the question whether
"there is to be found in the Fourteenth Amendment a prohibition . .
. similar to that, in the First," and, if so, what the scope of
that protection is. The first question was settled in the
affirmative by a series of cases beginning with
Gitlow v. New
York, 268 U. S. 652. And
that the scope of the First Amendment was broader than was
intimated in the opinion in the
Patterson case was later
recognized by Mr. Justice Holmes, speaking for the Court, in
Schenck v. United States, 249 U. S.
47. But that the conventional power to punish for
contempt is not a censorship in advance, but a punishment for past
conduct, and, as such, like prosecution for a criminal libel, is
not offensive either to the First or to the Fourteenth Amendments,
has never been doubted throughout this Court's history.
This conception of justice, the product of a long and arduous
effort in the history of freedom, is one of the greatest
achievements of civilization, and is not less to be cherished at a
time when it is repudiated and derided by
Page 314 U. S. 291
powerful regimes.
"The right to sue and defend in the courts is the alternative of
force. In an organized society, it is the right conservative of all
other rights, and lies at the foundation of orderly
government."
Chambers v. Baltimore & Ohio R. Co., 207 U.
S. 142,
207 U. S. 148.
This has nothing to do with curtailing expression of opinion, be it
political, economic, or religious, that may be offensive to
orthodox views. It has to do with the power of the state to
discharge an indispensable function of civilized society, that of
adjudicating controversies between its citizens and between
citizens and the state through legal tribunals in accordance with
their historic procedures. Courts and judges must take their share
of the gains and pains of discussion which is unfettered except by
laws of libel, by self-restraint, and by good taste. Winds of
doctrine should freely blow for the promotion of good and the
correction of evil. Nor should restrictions be permitted that cramp
the feeling of freedom in the use of tongue or pen regardless of
the temper or the truth of what may be uttered.
Comment however forthright is one thing. Intimidation with
respect to specific matters still in judicial suspense, quite
another.
See Laski, Procedure for Constructive Contempt in
England, 41 Harv.L.Rev. 1031, 1034; Goodhart, Newspapers and
Contempt in English Law, 48 Harv.L.Rev. 885. A publication intended
to teach the judge a lesson, or to vent spleen, or to discredit
him, or to influence him in his future conduct, would not justify
exercise of the contempt power.
Compare Judge Learned Hand
in
Ex parte Craig, 282 F. 138, 160-61. It must refer to a
matter under consideration, and constitute, in effect, a threat to
its impartial disposition. It must be calculated to create an
atmospheric pressure incompatible with rational, impartial
adjudication. But, to interfere with justice, it need not succeed.
As with other offenses, the state should be able to proscribe
attempts that fail because of the danger that attempts may succeed.
The purpose,
Page 314 U. S. 292
it will do no harm to repeat, is not to protect the court as a
mystical entity, or the judges as individuals or as anointed
priests set apart from the community and spared the criticism to
which in a democracy other public servants are exposed. The purpose
is to protect immediate litigants and the public from the
mischievous danger of an unfree or coerced tribunal. The power
should be invoked only where the adjudicatory process may be
hampered or hindered in its calm, detached, and fearless discharge
of its duty on the basis of what has been submitted in court. The
belief that decisions are so reached is the source of the
confidence on which law ultimately rests.
It will not do to argue that a state cannot permit its judges to
resist coercive interference with their work in hand because other
officials of government must endure such obstructions. In such
matters, "a page of history is worth a volume of logic."
New
York Trust Co. v. Eisner, 256 U. S. 345,
256 U. S. 349.
Presidents and governors and legislators are political officials
traditionally subject to political influence and the rough and
tumble of the hustings, who have open to them traditional means of
self-defense. In a very immediate sense, legislators and executives
express the popular will. But judges do not express the popular
will in any ordinary meaning of the term. The limited power to
punish for contempt which is here involved wholly rejects any
assumption that judges are superior to other officials. They merely
exercise a function historically and intrinsically different. From
that difference is drawn the power which has behind it the
authority and the wisdom of our whole history. Because the function
of judges and that of other officials in special situations may
approach similarity, hard cases can be put which logically may
contradict the special quality of the judicial process.
"But the provisions of the Constitution are not mathematical
formulas having their essence in their form;
Page 314 U. S. 293
they are organic living institutions transplanted from English
soil. Their significance is vital, not formal; it is to be gathered
not simply by taking the words and a dictionary, but by considering
their origin, and the line of their growth."
Gompers v. United States, 233 U.
S. 604,
233 U. S.
610.
We are charged here with the duty, always delicate, of sitting
in judgment on state power. We must be fastidiously careful not to
make our private views the measure of constitutional authority. To
be sure, we are here concerned with an appeal to the great
liberties which the Constitution assures to all our people, even
against state denial. When a substantial claim of an abridgment of
these liberties is advanced, the presumption of validity that
belongs to an exercise of state power must not be allowed to impair
such a liberty, or to check our close examination of the merits of
the controversy. But the utmost protection to be accorded to
freedom of speech and of the press cannot displace our duty to give
due regard also to the state's power to deal with what may
essentially be local situations.
Because freedom of public expression alone assures the unfolding
of truth, it is indispensable to the democratic process. But even
that freedom is not an absolute, and is not predetermined. By a
doctrinaire overstatement of its scope, and by giving it an
illusory absolute appearance, there is danger of thwarting the free
choice and the responsibility of exercising it which are basic to a
democratic society. While we are reviewing a judgment of the
California Supreme Court, and not an act of its legislature or the
voice of the people of California formally expressed in its
constitution, we are, in fact, passing judgment on "the power of
the State as a whole."
Rippey v. Texas, 193 U.
S. 504,
193 U. S. 509;
Skiriotes v. Florida, 313 U. S. 69,
313 U. S. 79;
United Gas Co. v. Texas, 303 U. S. 123,
303 U. S. 142;
Missouri v. Dockery, 191 U. S. 165,
191 U. S. 171;
Iowa-Des Moines Bank v. Bennett, 284 U.
S. 239,
284 U. S.
244.
Page 314 U. S. 294
By the constitution of California, as authoritatively construed
by its Supreme Court, and therefore as binding upon this Court as
though ratified by all the voters of California, the citizens of
that state have chosen to place in its courts the power, as we have
defined it, to insure impartial justice. If the citizens of
California have other desires, if they want to permit the free play
of modern publicity in connection with pending litigation, it is
within their easy power to say so, and to have their way. They have
ready means of amending their constitution, and they have
frequently made use of them. We are, after all, sitting over three
thousand miles away from a great state, without intimate knowledge
of its habits and its needs, in a matter which does not cut across
the affirmative powers of the national government. Some play of
policy must be left to the states in the task of accommodating
individual rights and the overriding public wellbeing which makes
those rights possible. How are we to know whether an easy-going or
stiffer view of what affects the actual administration of justice
is appropriate to local circumstances? How are we to say that
California has no right to model its judiciary upon the qualities
and standards attained by the English administration of justice,
and to use means deemed appropriate to that end by English courts.
[
Footnote 2/6] It is surely an
arbitrary judgment to say that the
Page 314 U. S. 295
Due Process Clause denies California that right. For respect for
"the liberty of the subject," though not explicitly written into a
constitution, is so deeply embedded in the very texture of English
feeling and conscience [
Footnote
2/7] that it survives, as the pages of Hansard abundantly
prove, the exigencies of the life and death struggle of the British
people.
See, e.g., Carr, Concerning English Administrative
Law, c. 3 ("Crisis Legislation").
The rule of law applied in these cases by the California court
forbade publications having "a reasonable tendency to interfere
with the orderly administration of justice in pending actions." To
deny that this age-old formulation of the prohibition against
interference with dispassionate adjudication is properly confined
to the substantive evil is not only to turn one's back on history,
but also to indulge in an idle play on words, unworthy of
constitutional adjudication. It was urged before us that the words
"reasonable tendency" had a fatal pervasiveness, and that their
replacement by "clear and present danger" was required to state a
constitutionally permissible rule of law. The Constitution, as we
have recently had occasion to remark, is not a formulary.
Wisconsin v. J. C. Penney Co., 311 U.
S. 435,
311 U. S. 444.
Nor does it require displacement of an historic test by a phrase
which first gained currency on March 3, 1919.
Schenck v. United
States, 249 U. S. 47. Our
duty is not ended with the recitation
Page 314 U. S. 296
of phrases that are the shorthand of a complicated historic
process. The phrase "clear and present danger" is merely a
justification for curbing utterance where that is warranted by the
substantive evil to be prevented. The phrase itself is an
expression of tendency, and not of accomplishment, and the literary
difference between it and "reasonable tendency" is not of
constitutional dimension.
Here, the substantive evil to be eliminated is interference with
impartial adjudication. To determine what interferences may be made
the basis for contempt tenders precisely the same kind of issues as
that to which the "clear and present danger" test gives rise. "It
is a question of proximity and degree."
Schenck v. United
States, supra, at
249 U. S. 52.
And this, according to Mr. Justice Brandeis "is a rule of reason .
. . Like many other rules for human conduct, it can be applied
correctly only by the exercise of good judgment."
Schaefer v.
United States, 251 U. S. 466,
251 U. S.
482-483. Has California's judgment here undermined
liberties protected by the Constitution? In common with other
questions of degree, this is to be solved not by shorthand phrases,
but by consideration of the circumstances of the particular case.
One cannot yell "Fire" in a crowded theater; police officers cannot
turn their questioning into an instrument of mental oppression.
Chambers v. Florida, 309 U. S. 227.
If a rule of state law is not confined to the evil which may be
dealt with but places an indiscriminate ban on public expression
that operates as an overhanging threat to free discussion, it must
fall without regard to the facts of the particular case. This is
true whether the rule of law be declared in a statute or in a
decision of a court.
Thornhill v. Alabama, 310 U. S.
88;
Cantwell v. Connecticut, 310 U.
S. 296. In the cases before us, there was no blanket or
dragnet prohibition of utterance affecting courts. Freedom to
criticize their work, to assail generally
Page 314 U. S. 297
the institution of courts, to report and comment on matters in
litigation but not to subvert the process of deciding -- all this
freedom was respected. Only the state's interest in calm and
orderly decisions, which represented also the constitutional right
of the parties, led it to condemn coercive utterances directed
towards a pending proceeding. California, speaking through its
courts, acted because of their conclusion that such utterances
undermined the conditions necessary for fair adjudication.
It is suggested that threats, by discussion, to untrammeled
decisions by courts are the most natural expressions when public
feeling runs highest. But it does not follow that states are left
powerless to prevent their courts from being subverted by outside
pressure when the need for impartiality and fair proceeding is
greatest. To say that the framers of the Constitution sanctified
veiled violence through coercive speech directed against those
charged with adjudication is not merely to make violence an
ingredient of justice; it mocks the very ideal of justice by
respecting its forms while stultifying its uncontaminated
exercise.
We turn to the specific cases before us:
The earliest editorial involved in No. 3, "Sit-strikers
Convicted," commented upon a case the day after a jury had returned
a verdict and the day before the trial judge was to pronounce
sentence and hear motions for a new trial and applications for
probation. On its face, the editorial merely expressed exulting
approval of the verdict, a completed action of the court, and there
is nothing in the record to give it additional significance. The
same is true of the second editorial, "Fall of an Ex-Queen," which
luridly draws a moral from a verdict of guilty in a sordid trial
and which was published eight days prior to the day set for
imposing sentence. In both instances, imposition of sentences was
immediately pending at the time of publication, but in neither case
was there any declaration,
Page 314 U. S. 298
direct or sly, in regard to this. As the special guardian of the
Bill of Rights, this Court is under the heaviest responsibility to
safeguard the liberties guaranteed from any encroachment, however
astutely disguised. The Due Process Clause of the Fourteenth
Amendment protects the right to comment on a judicial proceeding so
long as this is not done in a manner interfering with the impartial
disposition of a litigation. There is no indication that more was
done in these editorials; they were not close threats to the
judicial function which a state should be able to restrain. We
agree that the judgment of the state court in this regard should
not stand.
"Probation for Gorillas?", the third editorial, is a different
matter. On April 22, 1938, a Los Angeles jury found two defendants
guilty of assault with a deadly weapon and of a conspiracy to
violate another section of the penal code. On May 2nd, the
defendants applied for probation, and the trial judge, on the same
day, set June 7th as the day for disposing of this application and
for sentencing the defendants. In the Los Angeles Times for May 5th
appeared the following editorial entitled "Probation for
Gorillas?":
"Two members of Dave Beck's wrecking crew, entertainment
committee, goon squad or gorillas, having been convicted in
Superior Court of assaulting nonunion truck drivers, have asked for
probation. Presumably, they will say they are 'first offenders,' or
plead that they were merely indulging a playful exuberance when,
with slingshots, they fired steel missiles at men whose only
offense was wishing to work for a living without paying tribute to
the erstwhile boss of Seattle."
"Sluggers for pay, like murderers for profit, are in a slightly
different category from ordinary criminals. Men who commit mayhem
for wages are not merely violators of the peace and dignity of the
State; they are also conspirators against it. The man who burgles
because his
Page 314 U. S. 299
children are hungry may have some claim on public sympathy. He
whose crime is one of impulse may be entitled to lenity. But he who
hires out his muscles for the creation of disorder and in aid of a
racket is a deliberate foe of organized society, and should be
penalized accordingly."
"It will teach no lesson to other thugs to put these men on good
behavior for a limited time. Their 'duty' would simply be taken
over by others like them. If Beck's thugs, however, are made to
realize that they face San Quentin when they are caught, it will
tend to make their disreputable occupation unpopular. Judge A. A.
Scott will make a serious mistake if he grants probation to Matthew
Shannon and Kennan Holmes. This community needs the example of
their assignment to the jute mill."
This editorial was published three days after the trial judge
had fixed the time for sentencing and for passing on an application
for probation, and a month prior to the date set. It consisted of a
sustained attack on the defendants, with an explicit demand of the
judge that they be denied probation and be sent "to the jute mill."
This meant, in California idiom, that, in the exercise of his
discretion the judge should treat the offense as a felony, with all
its dire consequences, and not as a misdemeanor. Under the
California Penal Code, the trial judge had wide discretion in
sentencing the defendants: he could sentence them to the county
jail for one year or less, or to the state penitentiary for two
years. The editorial demanded that he take the latter alternative,
and send the defendants to the "jute mill" of the state
penitentiary. A powerful newspaper admonished a judge, who within a
year would have to secure popular approval if he desired
continuance in office, that failure to comply with its demands
would be "a serious mistake." Clearly, the state court was
justified in treating this as a threat to impartial adjudication.
It is
Page 314 U. S. 300
too naive to suggest that the editorial was written with feeling
of impotence and an intention to utter idle words. The publication
of the editorial was hardly an exercise in futility. If it is true
of juries, it is not wholly untrue of judges that they too may be
"impregnated by the environing atmosphere." Mr. Justice Holmes in
Frank v. Mangum, 237 U. S. 309,
237 U. S. 349.
California should not be denied the right to free its courts from
such coercive, extraneous influences; it can thus assure its
citizens of their constitutional right of a fair trial. Here, there
was a real and substantial manifestation of an endeavor to exert
outside influence. A powerful newspaper brought its full coercive
power to bear in demanding a particular sentence. If such sentence
had been imposed, readers might assume that the court had been
influenced in its action; if lesser punishment had been imposed, at
least a portion of the community might be stirred to resentment. It
cannot be denied that even a judge may be affected by such a
quandary. We cannot say that the state court was out of bounds in
concluding that such conduct offends the free course of justice.
Comment after the imposition of sentence -- criticism, however
unrestrained, of its severity or lenience or disparity,
cf.
Ambard v. Attorney General for Trinidad and Tobago, [1936]
A.C. 322 -- is an exercise of the right of free discussion. But to
deny the states power to check a serious attempt at dictating, from
without, the sentence to be imposed in a pending case is to deny
the right to impartial justice as it was cherished by the founders
of the Republic and by the framers of the Fourteenth Amendment. It
would erect into a constitutional right opportunities for abuse of
utterance interfering with the dispassionate exercise of the
judicial function.
See Rex v. Daily Mail, [1921] 2 K.B.
733, 749;
Attorney General v. Tonks, [1939] N.Z.L.R.
533.
In
No. 1, Harry R. Bridges challenges a judgment by the
Superior Court of California fining him $125 for contempt.
Page 314 U. S. 301
He was president of the International Longshoremen's and
Warehousemen's Union, an affiliate of the Committee for Industrial
Organization, and also West Coast director for the CIO The ILWU was
largely composed of men who had withdrawn from the International
Longshoremen's Association, an affiliate of the American Federation
of Labor. In the fall of 1937, the rival longshoremen's unions were
struggling for control of a local in San Pedro Harbor. The officers
of this local, carrying most of its members with them, sought to
transfer the allegiance of the local to ILWU Thereupon,
longshoremen remaining in ILA brought suit in the Superior Court of
Los Angeles county against the local and its officers. On January
21, 1938, Judge Schmidt, sitting in the Superior Court, enjoined
the officers from working on behalf of ILWU and appointed a
receiver to conduct the affairs of the local as an affiliate of the
AFL by taking charge of the outstanding bargaining agreements of
the local and of its hiring hall, which is the physical mainstay of
such a union. Judge Schmidt promptly stayed enforcement of his
decree, and, on January 24th, the defendants in the injunction suit
moved for a new trial and for vacation of the judgment. In view of
its local setting, the case aroused great public interest. The
waterfront situation on the Pacific Coast was also watched by the
United States Department of Labor, and Bridges had been in
communication with the Secretary of Labor concerning the
difficulties. On the same day that the motion for new trial was
filed, Bridges sent the Secretary the following wire concerning
Judge Schmidt's decree:
"This decision is outrageous considering ILA has 15 members (in
San Pedro) and the International Longshoremen-Warehousemen's Union
has 3,000. International Longshoremen-Warehousemen Union has
petitioned the Labor Board for certification to represent San
Page 314 U. S. 302
Pedro longshoremen with International Longshoremen Association
denied representation because it represents only 15 men. Board
hearing held; decision now pending. Attempted enforcement of
Schmidt decision will tie up port of Los Angeles and involve entire
Pacific Coast. International Longshoremen-Warehousemen Union,
representing over 11,000 of the 12,000 longshoremen on the Pacific
Coast, does not intend to allow state courts to override the
majority vote of members in choosing its officers and
representatives and to override the National Labor Relations
Board."
This telegram duly found its way into the metropolitan
newspapers of California. Bridges' responsibility for its
publication is clear. His publication of the telegram in the Los
Angeles and San Francisco papers is the basis of Bridges'
conviction for contempt.
The publication of the telegram was regarded by the state
supreme court as "a threat that, if an attempt was made to enforce
the decision, the ports of the entire Pacific Coast would be tied
up," and "a direct challenge to the court that 11,000 longshoremen
on the Pacific Coast would not abide by its decision." This
occurred immediately after counsel had moved to set aside the
judgment which was criticized, so unquestionably there was a threat
to litigation obviously alive. It would be inadmissible dogmatism
for us to say that, in the context of the immediate case -- the
issues at stake, the environment in which the judge, the petitioner
and the community were moving, the publication here made, at the
time and in the manner it was made -- this could not have dominated
the mind of the judge before whom the matter was pending. Here too,
the state court's judgment should not be overturned.
The fact that the communication to the Secretary of Labor may
have been privileged does not constitutionally protect whatever
extraneous use may have been made
Page 314 U. S. 303
of the communication. It is said that the possibility of a
strike, in case of an adverse ruling, must, in any event, have
suggested itself to the private thoughts of a sophisticated judge.
Therefore the publication of the Bridges telegram, we are told,
merely gave that possibility public expression. To afford
constitutional shelter for a definite attempt at coercing a court
into a favorable decision because of the contingencies of
frustration to which all judicial action is subject is to hold, in
effect, that the Constitution subordinates the judicial settlement
of conflicts to the unfettered indulgence of violent speech. The
mere fact that, after an unfavorable decision, men may, upon full
consideration of their responsibilities as well as their rights,
engage in a strike or a lockout is a poor reason for denying a
state the power to protect its courts from being bludgeoned by
serious threats while a decision is hanging in the judicial
balance. A vague, undetermined possibility that a decision of a
court may lead to a serious manifestation of protest is one thing.
The impact of a definite threat of action to prevent a decision is
a wholly different matter. To deny such realities is to stultify
law. Rights must be judged in their context, and not
in
vacuo. Compare Aikens v. Wisconsin, 195 U.
S. 194,
195 U. S. 205;
Badders v. United States, 240 U.
S. 391,
240 U. S.
393-94;
American Bank & Trust Co. v. Federal
Bank, 256 U. S. 350,
256 U. S. 358.
"All rights are derived from the purposes of the society in which
they exist; above all rights rises duty to the community." Mr.
Justice Brandeis in
Duplex Co. v. Deering, 254 U.
S. 443,
254 U. S.
488.
The question concerning the narrow power we recognize always is
-- was there a real and substantial threat to the impartial
decision by a court of a case actively pending before it? The
threat must be close and direct; it must be directed towards a
particular litigation. The litigation must be immediately pending.
When a case is pending is
Page 314 U. S. 304
not a technical, lawyer's problem, but is to be determined by
the substantial realities of the specific situation. [
Footnote 2/8] Danger of unbridled exercise
of judicial power because of immunity from speech which is coercing
is a figment of groundless fears. In addition to the internal
censor of conscience, professional standards, the judgment of
fellow judges and the bar, the popular judgment exercised in
elections, the power of appellate courts, including this Court,
there is the corrective power of the press and of public comment
free to assert itself fully immediately upon completion of judicial
conduct. Because courts, like other agencies, may at times exercise
power arbitrarily and have done so, resort to this Court is open to
determine whether, under the guise of protecting impartiality in
specific litigation, encroachments have been made upon the
liberties of speech and press. But instances of past arbitrariness
afford no justification for reversing the course of history and
denying the states power to continue to use time-honored safeguards
to assure unbullied adjudications. All experience justifies the
states in acting upon the conviction that a wrong decision in a
particular case may best be forestalled or corrected by more
rational means than coercive intrusion from outside the judicial
process.
Since courts, although representing the law,
United States
v. Shipp, 203 U. S. 563,
203 U. S. 574,
are also sitting in judgment, as it were, on their own function in
exercising their power to punish for contempt, it should be used
only in flagrant cases, and with the utmost forbearance. It is
always
Page 314 U. S. 305
better to err on the side of tolerance, and even of disdainful
indifference.
No objections were made before us to the procedure by which the
charges of contempt were tried. But it is proper to point out that
neither case was tried by a judge who had participated in the
trials to which the publications referred.
Compare Cooke v.
United States, 267 U. S. 517,
267 U. S. 539.
So it is clear that a disinterested tribunal was furnished, and
since the Constitution does not require a state to furnish jury
trials,
Maxwell v. Dow, 176 U. S. 581;
Palko v. Connecticut, 302 U. S. 319,
302 U. S. 324,
and states have discretion in fashioning criminal remedies,
Tigner v. Texas, 310 U. S. 141, the
situation here is the same as though a state had made it a crime to
publish utterance having a "reasonable tendency to interfere with
the orderly administration of justice in pending actions," and not
dissimilar from what the United States has done in § 135 of
the Criminal Code. [
Footnote
2/9]
[
Footnote 2/1]
"Certain implied powers must necessarily result to our Courts of
justice from the nature of their institution. . . . To fine for
contempt -- imprison for contumacy -- inforce the observance of
order, &c. are powers which cannot be dispensed with in a
Court, because they are necessary to the exercise of all
others."
United States v.
Hudson, 7 Cranch 32,
11
U. S. 34 (1812).
"That 'the safety of the people is the supreme law,' not only
comports with, but is indispensable to, the exercise of those
powers in their public functionaries, without which that safety
cannot be guarded. On this principle it is that Courts of justice
are universally acknowledged to be vested, by their very creation,
with power to impose silence, respect, and decorum, in their
presence, and submission to their lawful mandates, and, as a
corollary to this proposition, to preserve themselves and their
officers from the approach and insults of pollution."
"It is true, that the Courts of justice of the United States are
vested, by express statute provision, with power to fine and
imprison for contempts; but it does not follow from this
circumstance that they would not have exercised that power without
the aid of the statute, or not in cases, if such should occur, to
which such statute provision may not extend; on the contrary, it is
a legislative assertion of this right as incidental to a grant of
judicial power, and can only be considered either as an instance of
abundant caution or a legislative declaration, that the power of
punishing for contempt shall not extend beyond its known and
acknowledged limits of fine and imprisonment."
Anderson v.
Dunn, 6 Wheat. 204,
19 U. S. 227-28
(1821).
"The power to punish for contempts is inherent in all courts;
its existence is essential to the preservation of order in judicial
proceedings, and to the enforcement of the judgments, orders, and
writs of the courts, and consequently to the due administration of
justice. The moment the courts of the United States were called
into existence and invested with jurisdiction over any subject,
they became possessed of this power."
Ex parte
Robinson, 19 Wall. 505,
86 U. S. 510
(1874).
"The act of 1789 did not define what were contempts of the
authority of the courts of the United States, in any cause or
hearing before them, nor did it prescribe any special procedure for
determining a matter of contempt. Under that statute, the question
whether particular acts constituted a contempt, as well as the mode
of proceeding against the offender, was left to be determined
according to such established rules and principles of the common
law as were applicable to our situation."
Savin, Petitioner, 131 U. S. 267,
131 U. S.
275-76 (1889).
[
Footnote 2/2]
For the history leading up to the Pennsylvania legislation,
See Respublica v.
Oswald, 1 Dall. 319 (1788), particularly note
beginning at p.
1 U.S. 329;
Respublica v. Passmore, 3 Yeates (Pa.) 441; Hamilton,
Report of the Trial and Acquittal of Justices of the Supreme Court
of Pennsylvania (1805).
Cf. Hollingsworth v. Duane,
Wall.Sr. 77, Fed.Cas. No. 6616;
United States v. Duane,
Wall. Sr. 102, Fed.Cas. No.14997.
[
Footnote 2/3]
The charge against Judge Peck was that he punished counsel for
contempt after the final decree of the particular litigation had
been rendered and the necessary steps for an appeal had been taken,
and after the judge had published his opinion in a newspaper and
plaintiff, in reply had, submitted to the public "a concise
statement of some of the principal errors into which your
petitioner [the accused counsel] had fallen." Stansbury, Report of
the Trial of James H. Peck (1833). In view of their immediate
professional responsibility, the eminent lawyers who had charge of
the impeachment proceedings against Judge Peck would naturally take
the least tolerant view of the power of courts to punish for
contempt. Yet all the managers of the House of Representatives
(James Buchanan of Pennsylvania, George E. McDuffie of South
Carolina, Ambrose Spencer and Henry Storrs of New York, Charles E.
Wickliffe of Kentucky) acknowledged the historic power to punish
interferences calculated to obstruct the exercise of the judicial
function in a pending cause. They did so substantially in the terms
now here challenged.
Ibid., pp. 91, 291, 293, 382, 400.
The following from Mr. Storrs' argument is a fair sample:
"The law of contempts, when confined to the protection of the
courts in their proper constitutional action and duties, and to the
punishment of every direct or indirect interference with the
exercise of their powers and the protection of those who are
concerned in them as parties, jurors, witnesses and officers of
justice in aid of the administration of their functions, was too
well established and too well sustained by principle, as well as
positive law, to be doubted or disturbed, and, confined to its
proper limits, admitted of all reasonable certainty in its
definitions of crime. But, if extended to the case of general
libel, there was no security for personal liberty but the
discretion or feeling of a judge."
Ibid., p. 400.
[
Footnote 2/4]
It is relevant to add that this expressed the view of Mr.
Justice Holmes and Mr. Justice Brandeis, whose opinions have had
such a powerful influence in pressing the Due Process Clause to the
service of freedom of speech and of the press. In two earlier cases
of summary punishment for contempt, they strongly dissented because
they found that the limits set by the Act of 1831 had been
exceeded.
Toledo Newspaper Co. v. United States,
247 U. S. 402, and
Craig v. Hecht, 263 U. S. 255. But
in neither case did they suggest any constitutional difficulty in
the exercise of the contempt power arising from the prohibition of
the First Amendment.
[
Footnote 2/5]
See the Lincoln Day, 1898, address of Mr. Justice
Brewer,
Government by Injunction, 15 Nat.Corp.Rep. 848,
849:
"It is a mistake to suppose that the Supreme Court is either
honored or helped by being spoken of as beyond criticism. On the
contrary, the life and character of its justices should be the
objects of constant watchfulness by all, and its judgments subject
to the freest criticism. The time is past in the history of the
world when any living man or body of men can be set on a pedestal
and decorated with a halo. True, many criticisms may be, like their
authors, devoid of good taste, but better all sorts of criticism
than no criticism at all. The moving waters are full of life and
health; only in the still waters is stagnation and death."
[
Footnote 2/6]
"It is most important that the administration of justice in this
country should not be hampered, as it is hampered in some other
countries, and it is not enlarging the jurisdiction of this court
-- it is refusing to narrow the jurisdiction of this court -- when
we say that we are determined while we are here to do nothing to
substitute in this country trial by newspaper for trial by jury,
and those who attempt to introduce that system in this country,
even in its first beginnings, must be prepared to suffer for it.
Probably the proper punishment -- and it is one which this court
may yet have to award if the punishment we are about to award
proves insufficient -- will be imprisonment in cases of this kind.
There is no question about that, because we cannot shut our eyes to
the fact that newspapers are owned by wealthy people, and it may
even happen that they will take the chances of the fine and pay it
cheerfully, and will not feel that they have then paid too much for
the advertisement."
Rex v. Clarke, 103 L.T.R. (N.S.) 636, 640.
[
Footnote 2/7]
Thus, in England, the "third degree" never gained a foothold,
and its emergence was impressively resisted long before it was
outlawed here.
See 217 Parl.Deb. (Commons) cols. 1303
et seq. (May 17, 1928); Inquiry in regard to the
Interrogation by the Police of Miss Savidge, Cmd. 3147 (1928);
Report of the Royal Commission on Police Powers and Procedure, Cmd.
3297 (1929).
[
Footnote 2/8]
The present cases are very different from the situation that
evoked dissent in
Craig v. Hecht, 263 U.
S. 255,
263 U. S.
281:
"It is not enough that somebody may hereafter move to have
something done. There was nothing then awaiting decision when the
petitioner's letter was published."
And see Glasgow Corporation v. Hedderwick & Sons
(1918) Sess. Cas. 639.
Compare State ex rel. Pulitzer Pub. Co.
v. Coleman, 152 S.W.2d 640 (Mo.1941).
[
Footnote 2/9]
35 Stat. 1113, 18 U.S.C. § 241.
"Whoever corruptly, or by threats or force, or by any
threatening letter or communication, shall endeavor to influence,
intimidate, or impede any witness, in any court of the United
States or before any United States commissioner or officer acting
as such commissioner, or any grand or petit juror, or officer in or
of any court of the United States, or officer who may be serving at
any examination or other proceeding before any United States
commissioner or officer acting as such commissioner, in the
discharge of his duty, or who corruptly or by threats or force, or
by any threatening letter or communication, shall influence,
obstruct, or impede, or endeavor to influence, obstruct, or impede,
the due administration of justice therein, shall be fined not more
than one thousand dollars, or imprisoned not more than one year, or
both."