1. Claim 4 of Patent No. 1,172,322, to Torchio, February 23,
1916, for an improvement in protective devices for electric cable
joints,
held invalid because of the prior art and for want
of invention.
2. The claim is for a device, in combination, for improving
insulation at joints of high-tension metal-sheathed cables. The
conductors in such cables are insulated from the sheath and from
the metal sleeves by which the sheathing is continued at their
junctions, by wrappings of pervious material saturated with an
insulating oily substance. Migration and loss of this substance,
caused by cutting
Page 292 U. S. 70
a cable, and, more especially, by its contraction and
exspansion, or " breathing," when in operation at high voltages
result in air spaces within the insulation through which damaging
leakages of current take place. The elements in the combination
claimed to be new are: (1) the use of an insulating liquid (oil)
which is fluid at ordinary working temperatures of such cables, in
lieu of compounds of higher melting point, and (2) a reservoir
holding a supply of such liquid and commulicating with the interior
of the joint.
The Court finds (1) that use in the combination of the more
fluid insulating permeant was anticipated in the prior art and
fully disclosed in publications; (2) that the addition of the
reservoir was also anticipated, besides being a mere mechanical
adaptation. Pp.
292 U. S.
72-79.
3. Invention may consist in adding a new element to an old
combination, but the addition must be the result of invention, not
the mere exercise of the skill of the calling and not one plainly
indicated by the prior art. P.
292 U. S.
79.
66 F.2d 739 affirmed.
Certiorari, 290 U.S. 624, to review the affirmance of a decree
denying the validity of a patent in a suit by an assignee claiming
infringement.
MR. JUSTICE STONE delivered the opinion of the Court.
Certiorari was granted to review a decree of the Court of
Appeals for the Second Circuit affirming a decree of a District
Court holding invalid, for want of invention, the Torchio patent,
No. 1,172,322, of February 23, 1916, applied for March 15, 1915,
for "an improvement in protective devices for electric cable
joints." 66 F.2d 739. The Court of Appeals for the Sixth Circuit
had previously held the patent valid and infringed.
Metropolitan Device Corp. v. Cleveland Electric Illuminating
Co., 36 F.2d 477.
Page 292 U. S. 71
Correct appreciation of the contentions made requires at the
outset some discussion of the structure of electric cables for the
transmission of high-tension (voltage) electric currents and, more
particularly, the causes of leakage or wastage of current at the
joints of such cables, for the prevention of which the patented
device is said to be useful. Cables for the transmission of
high-tension currents comprise a plurality of copper conductors,
usually three in number, each covered with an insulating tape of
paper or fabric, inclosed in an outer insulating wrapping, and all
in turn surrounded by pervious insulating material filling the
interstices between the conductors and saturated with oil. The
whole is inclosed in a lead tube or sheath, which constitutes the
outer surface or cover of the cable. In practice, the cables are
spliced or connected by forming a joint at the connecting ends.
This is accomplished by cutting back the lead sheath for a suitable
distance, bringing the ends of the conductors together and joining
them, usually by a connecting copper sleeve, and covering or
surrounding them with successive wrappings or layers of insulating
material, impregnated with an insulating compound such as an oil,
long recognized as a desirable insulating material. A cylindrical
lead sleeve is then placed over the joint and soldered at its ends
to the lead sheath of the cable so as to surround and hermetically
inclose the joint. Through openings made in the sleeve, insulating
compounds may be introduced.
Leakage of current at the joint results from imperfect
insulation. Deterioration in the insulation may result from the
drying out of the insulating material, particularly through loss or
"bleeding" of the insulating fluid at the ends, or when the cable
is cut. Also, high-tension currents, ranging upwards from 15,000
volts, develop heat in the conductors and adjacent material, with
consequent expansion and corresponding contraction when cooling,
known as "breathing." This causes migration of the insulating
Page 292 U. S. 72
compound within the cable and, to some extent, its extrusion,
and produces cracks and voids in it, with resulting ionization of
the interstitial air at high tensions and the lowering of the
dielectric strength or resistance of the cable at the joint.
The patent claimed is for a device, in combination, to prevent
current leakage by improving the insulation. Claim 4, upon which
alone the petitioner relies, reads:
"4. An electric cable, comprising a sheath, a line conductor
having a joint, a body of pervious insulating material inclosing
said joint, the said sheath being removed for a distance sufficient
to expose said pervious body, a sleeve of impervious material of
greater diameter than said body, inclosing the same and
hermetically united at its ends to said cable sheath, a receptacle
communicating with the interior of said sleeve, and an insulating
fluid adapted to permeate said pervious body contained in said
receptacle and the space between said body and said sleeve."
On February 11, 1927, before either the present suit or that in
the Sixth Circuit was begun, an assignee of the patent and
petitioner's predecessor in interest filed a disclaimer of the
improvement
"except for electric cables which comprise a line conductor,
insulating wrapping permeated with insulating compound and a sheath
of flexible, inelastic metal constituting a unitary product of
manufacture and commerce which is portable and capable of being
drawn through conduits, and except as to an insulating liquid which
is fluid at ordinary working temperatures of such cables and in
quantity sufficient to supply at all times the demands made by the
cable in use, and by the joint."
Petitioner's expert testified at the trial, as the prior art
shows, that Torchio was not the first to discover that oil is an
insulating material; that he was not the first to provide a cable
with conductors inclosed in insulating material
Page 292 U. S. 73
permeated with oil, or the first to make joints in a cable or to
use pervious insulated wrappings of joints, or to show a sleeve
inclosing the joint larger than the sheath of the cable,
hermetically closed and connected to the metal sheath of the cable.
The only elements enumerated in the claim asserted to be new are
the receptacle communicating with the interior of the sleeve and
the insulating oil or liquid, fluid at low temperatures, contained
in the receptacle and in the space between the sleeve and the
pervious insulating material surrounding the joint.
The issue for decision is whether the addition of these
elements, in combination with the others enumerated in the claim,
involve invention.
In the earlier case, the Court of Appeals for the Sixth Circuit
held Claims 3 and 4 valid. Claim 3 embraces all the elements of
Claim 4 except the communicating reservoir containing the described
insulating fluid. That court did not discuss the reservoir or pass
upon its effect as adding anything patentable to the combination.
It concluded on the evidence before it that Torchio had
substituted, in a combination which was old, a liquid insulating
compound for a compound not soft enough to flow, that this was new,
and was enough "beyond the skill of an expert" to amount to
invention, and that the patent was there infringed by the use in
the combination of a joint-insulating compound "normally of the
consistency of vaseline or jelly." In the present case, both courts
below found that the use of oil or an insulating liquid, fluid at
ordinary working temperatures, within the sleeve inclosing the
joint, had been disclosed in printed publications before the
alleged invention by Torchio, and they held that the addition of
the reservoir or receptacle containing the fluid and communicating
with the interior of the sleeve did not involve invention, and was
known before Torchio.
Page 292 U. S. 74
Brief reference will be made to the prior art, shown by the
present record, which was not before the Court of Appeals for the
Sixth Circuit in the earlier case.
The British patent of Geipel, No. 11,280, of December 8, 1894,
disclosed an electric cable joint box
"filled with a suitable insulating material, as, for example,
oil, wax, bitumen, or any combination of any of these according to
the nature of the insulation used for the conductor . . . with
paper or jute insulated conductors oil may be used."
The patent states "with paper, jute, hemp, flax, cotton or other
suitable insulating material, the joints . . . are best surrounded
by oil."
The Lemp patent, No. 534,802, of February 26, 1895, speaks of
the use of oil in electric transformers in which the conductors
forming the primary are insulated with asbestos "loosely wound to
allow the asbestos to take up the oil." The space containing the
primary "is filled with oil connected with a reservoir or supply
pipe being maintained to allow for expansion under increase of
temperature."
In 1907, De Gelder published at The Hague a description of the
electric cable system of the City of Amsterdam. He described "high
tension cables for 3,000 volts" having paper insulation impregnated
"with a rather thin liquid, oily and not too resinous mass," with
cable joints bound with linen tape first boiled in oil, so that it
is completely saturated, with the wrapped joint inclosed in a lead
sleeve, soldered to the lead sheath of the cable. Through a hole
cut in the top of the sleeve or socket,
"hot insulating mass is poured into the socket. For this
purpose, the same mass, or rather the same oil, is used as for
impregnating the cable. It is a kind of resin oil."
The paper also points out that the impregnating mass used with
the high-tension, paper-insulated cables supplied by a British firm
is thinner than that used in other types, that in the British
cables, being
Page 292 U. S. 75
"a rather thin resinous oil at 15 degrees Centigrade, 59 degrees
Fahrenheit."
Since 1911, the Consolidated Gas Electric Light & Power
Company in Baltimore has used oil in insulating its cables carrying
a current of 13,000 volts or more, the cables consisting of three
paper-wrapped conductors, insulated with oil impregnated jute,
inclosed in a lead sheath. To avoid the draining out of the cables
and the consequent defective insulation in sections extending
vertically from the subterranean conduits to the power houses, the
cables were passed into enlarged containers or potheads containing
oil, which, flowing downward in the cables, replenished the oil in
the jute insulation for distances as great as 1,200 feet. Paraffin,
solid at ordinary temperatures, which had originally been placed in
the potheads, was found unsatisfactory. Defective insulation
resulted from drying out of the cables, and, in 1911, paraffin was
replaced by an oil which was fluid at ordinary temperature.
Vernier, in an article on "The Laying and Maintenance of High
Tension Cables" published in the journal of the Institution of
Electrical Engineers in 1911 and in summarized form in "The
Electrician" of March 10, 1911, discussed in detail the insulation
of joints in electric cables carrying currents up to 20,000 volts.
He described a cable consisting of three paper insulated conductors
inclosed in a lead sheath or tube. He pointed out the dangers of
voids in joint insulating material and ensuing gas ionization which
result in reduced "breakdown pressure" or dielectric strength, and
described a method of insulating the joint by wrapping the
conductors with oil impregnated tape surrounded with insulating
material, all inclosed in a lead sleeve, soldered to the lead
sheath of the cable. This sleeve, he stated, was then filled with
an insulating compound of either "an oil or a viscous joint box
compound, preferably the latter, which can run into the tubes
Page 292 U. S. 76
and all parts of the joint box." Again,
"Such a compound must be viscous of about the consistency of
thick cream at ordinary temperatures. When heated, it should run as
freely as heated oil, so as to penetrate all crevices, and it must
retain these features through its life. . . ."
The tendency of solid compounds to form air voids was pointed
out, and the author's preference for a joint filled with oil or a
compound viscous at ordinary temperatures was stated. Vernier's
teaching of "a viscous compound which never sets" is referred to in
connection with his name in Pender's American Handbook of
Electrical Engineers, 1914, a standard work of authority.
Torchio himself, in a written report to his employers in 1914 on
the Berlin cable system, transmitting currents of 30,000 volts,
described the cables as having joints inclosed in a lead sleeve
soldered to the lead sheathing of the cable by means of "wiped
joints," and as being insulated with a compound which "at normal
temperature is semi-1iquid and is similar to the compound used for
saturation of cables." In August, 1914, an associate, in reporting
to him in writing upon the underground cable system in Boston
carrying from 13,000 to 25,000 volts, described cables in use there
as consisting of three conductors, paper wrapped and sheathed in
lead. He described a joint box in use inclosing the insulated
conductors and filled with an insulating compound which "at
ordinary temperature is about the viscosity of molasses."
The prior art thus briefly outlined shows that an insulating
fluid, described in Torchio's fourth claim as "adapted to permeate
the pervious material surrounding the conductors," used with the
other elements of the joint sleeve combination embraced in his
third claim, was not new, and was fully described in publications
before Torchio. Its advantages in such use over nonfluid compounds
had been recognized and pointed out. Hence, petitioner's claim to
patentable invention must rest on the
Page 292 U. S. 77
addition of the other elements enumerated in Claim 4; the
receptacle containing the described insulating fluid and
communicating with the sleeve.
The combination thus effected, it is said, is especially adapted
to insulating the joint, and is useful in replacing the loss of
insulating oil, in connection with the "breathing" which takes
place in the cable, particularly at the joints when in use. The
expansion of the interior cable parts and insulating material,
accompanying the rise in temperature, forces the oil from the
joints along the cable and also causes it to exude at the joints.
As the cable cools, the fluid insulation, particularly at the
joint, may not be sufficient to fill it, and voids result. This
occurs the more readily if the insulating compound tends to
solidify at cooling temperatures. These consequences are avoided by
the use, in conjunction with the reservoir, of oil which is
sufficiently fluid to flow freely at ordinary cable temperatures.
The breathing accompanying the alternate expansion and contraction
of the cable through the creation of partial vacua within the
insulating material facilitates the migration of the oil within the
cable. The reservoir provides for sufficient excess of reserve oil
to restore the losses of oil from the joint, and thus to prevent
formation of the voids or to fill them.
Breathing is a natural phenomenon. The expansion and contraction
of materials used in cables under the influence of changing
temperatures are within the range of ordinary scientific knowledge.
Breathing is readily observable and known by those having the skill
of the art. Torchio did not invent it, nor was he the first to
observe it. Publications before Torchio did not make use of the
term, but they disclosed knowledge of the effect of temperature
changes upon the cable and the insulating fluid. In 1907, De
Gelder, in recommending the use of oil in joint boxes, mentioned
the fact that the heating of the cable would cause the insulating
mass to flow from the
Page 292 U. S. 78
joints, and called attention to the probability that, if the oil
was pressed out by overheating "when contraction takes place water
will be sucked in even though the junction box may be well sealed."
He also spoke of the downward shifting or draining out of the oil
in cables if elevated at or near their terminals, as had been
observed in the lines of the Baltimore light and power system. The
potheads used as oil reservoirs in the Baltimore installation, when
full of a free-flowing oil, were observed to overflow when the
cables were heated, and the migration of the oil along the cables
for considerable distances was also noted. Vernier noted the
shrinkage of joint box insulating compounds on cooling and their
tendency in the process to form vacua, and, "if of a solid nature,
to form blow holes or air pockets." In recommending that the joint
sleeve be filled with oil, he pointed out the tendency of the
insulating oil to run out of the cable when cut, and recommended
the construction of the joint by the use of insulating tape "so as
to allow the greatest possible freedom of access to the oil which
will keep the insulating tapes constantly impregnated." The oil or
joint box compound used, he said, "must be viscous, and of about
the consistency of thick cream at ordinary temperatures," and he
stated that impregnation "will be greatly assisted by the constant
temperature changes which the cable undergoes under changes of
load." This was a clear recognition of the phenomenon of breathing
and the adaptability to it of an oil which, with the heat developed
in high-tension cables, would flow freely "so as to penetrate all
crevices."
Thus, the use in cable joints of an oil, free flowing at
prevailing cable temperatures, by introducing it into the joint
sleeve combination of petitioner's third claim, was not only old,
but, before Torchio, the special adaptability of that combination
to the need because of the expansion and contraction of the cable
structure in use had been recognized and described by
publication.
Page 292 U. S. 79
To this the petitioner added the oil reservoir. The fact that
the combination, without it, was old, does not preclude invention
by the addition of a new and useful element.
Parks v.
Booth, 102 U. S. 96,
102 U. S. 104.
But the addition must be the result of invention, not the mere
exercise of the skill of the calling, and not one plainly indicated
by the prior art. Figure 1 of the patent shows the receptacle
claimed, a reservoir connecting with the lead sleeve. Figure 6
shows the sleeve without the connecting reservoir, protruding
upward above the wrapped joint so as to form a dome affording an
increased interior oil space. The patent states:
"Instead of making the reservoir 10 in the form of a separate
chamber communicating with the sleeve as shown in Figure 1, I may
dispose the sleeve eccentrically on the joint so that the greatest
clearance will be uppermost as shown at 12 in Figure 6. In this
way, I produce an additional holding space for the oil within the
sleeve itself."
This additional holding space is thus described as the
equivalent of the reservoir in the form of a separate chamber or
receptacle, enumerated in Claim 4. Vernier showed a like
enlargement in the sleeve in sketches in his published article. He
does not refer to this protuberance or dome as a reservoir, but,
examined in the light of the text, its function is unmistakable.
See In re Bager, 47 F.2d 951, 953.
The prior art had also foreshadowed the enlargement in the form
of a receptacle or reservoir. Such were the potheads used by the
Baltimore Power & Light Company for oil impregnation of cable
insulation. Lemp showed and described an additional holding space
in the form of a connecting receptacle for the oil insulation of
transformers. But, in any case, enlargement of the oil space in the
sleeve in an existing combination, so as to increase the oil
supply, would clearly not involve any special skill, to say nothing
of invention. It was not invention to bring into the combination
its equivalent, a further enlargement
Page 292 U. S. 80
and extension of the holding space in the form of the familiar
device of a connecting oil cup or reservoir, so as to increase the
oil supply. No more than the skill of the calling was involved.
Concrete Appliances Co. v. Gomery, 269 U.
S. 177;
Saranac Automatic Machine Corp. v.
Wirebounds Patents Co., 282 U. S. 704,
282 U. S. 713;
DeForest Radio Co. v. General Electric Co., 283 U.
S. 664,
283 U. S. 685.
Neither the means employed nor the result obtained was novel.
See Hailes v. Van
Wormer, 20 Wall. 353;
Smith v.
Nichols, 21 Wall. 112;
Machine Co. v.
Murphy, 97 U. S. 120;
Pickering v. McCullough, 104 U. S. 310;
Westinghouse Electric & Mfg. Co. v. Pittsburgh Transformer
Co., 10 F.2d 593;
D. J. Murray Mfg. Co. v. Sumner Iron
Works, 300 F. 911, 912.
Compare R. Herschel Mfg. Co. v.
Great States Corporation, 26 F.2d 362, 363.
We conclude that Claim 4 is invalid, and that the decree below
must be
Affirmed.