1. Patent No. 1,558,436, to Langmuir, for a high-vacuum
discharge tube, used as a detector and as an amplifier in radio
communication and telephony, and for the process of making it,
held invalid for want of invention and because of prior
use. Pp.
283 U. S. 676,
283 U. S. 678,
283 U. S.
682.
The tube in question corresponds structurally with earlier
low-vacuum tubes used as detectors and amplifiers, and, as a device
or product, its only essential difference from them is in its
higher vacuum, produced in the course of manufacture by mechanical
exhaustion aided by heat and electronic bombardment. In consequence
of this removal of gas, the tube is not subject to the
gas-ionization which renders the other tubes uncertain and
inefficient, especially when they are used as amplifiers, but is
capable, within its limits, of producing a stable discharge when
operated at a fixed voltage, and will operate at much higher
voltages than the earlier tubes. This tube is an important
improvement over the earlier ones, but the patent cannot be
sustained, because, as the District Court found and as the evidence
shows, the process for creating high vacua in tubes was well known
and practised in the art, and the fact that the ill effects of
ionization in such electric discharge devices could be removed by
increase of vacuum was so known and disclosed in science that the
application of that means for improving the earlier devices
involved not invention, but only the expected skill of the art.
2. The question is not whether the prior art had made a
practicable high-vacuum tube, but whether it showed how one could
be made, and demonstrated and disclosed the relationship of the
discharge to the reduced pressure. P.
283 U. S.
682.
3. The evidence does not establish that the flow of current is
due, in a low-vacuum tube, to the conductivity of ionized gas, and,
in a high-vacuum tube, to something else -- pure electron
discharge; nor does it appear that the patentee thought there was
such a distinction, or relied upon it to remove ionization effects,
rather than upon the simple expedient of removing the gas known to
be responsible for them. P.
283 U. S.
684.
Page 283 U. S. 665
4. A scientific explanation of a known method and device is not
patentable. P.
283 U. S.
684.
5. Value and general use of a device cannot sustain a patent if
the lack of invention is clear. P.
283 U. S.
685.
6. The resort to the high-vacuum tube of the patent, and its
present utility, are explained as the natural development of a new
art through the adaptation to it of scientific knowledge that had
been accumulated through investigation and experiment.
Id.
7. The prior use of an invention that will invalidate a patent
need not have been accompanied by knowledge of the scientific
principles involved in the invention. P.
283 U. S. 686.
4 F.2d 931 reversed.
Certiorari, 282 U.S. 836, to review a decree holding a patent
valid and infringed and reversing a decree of the district court,
23 F.2d 698, which had dismissed the bill upon the grounds of want
of invention, prior invention, and prior use. The court below, by
an unreported per curiam opinion of October 3, 1929, had at first
affirmed the dismissal upon the opinion of the district judge. The
contrary decree here under review was rendered after a
reargument.
Page 283 U. S. 669
MR. JUSTICE STONE delivered the opinion of the Court.
Certiorari was granted, 282 U.S. 836, to review a judgment of
the Court of Appeals for the Third Circuit holding the Langmuir
patent, No. 1,558,436, granted October 20, 1925, for "electrical
discharge apparatus and process of preparing and using the same,"
valid and infringed by petitioners. The District Court for
Delaware, in which respondent, the assignee of the patent, brought
suit for infringement, held the patent invalid for want of
invention and because of prior use and prior invention, and gave
judgment dismissing the complaint, 23 F.2d 698, which the appellate
court at first affirmed, and then, on reargument, reversed. 44 F.2d
931.
Infringement is conceded if the claims of the patent are valid.
It is known as a high vacuum tube patent, and
Page 283 U. S. 670
the alleged invention is exemplified in high vacuum tubes of
familiar use as detectors or amplifiers in the art of radio
communication and telephony. Correct appreciation of the
contentions made requires, at the outset, an understanding and some
exposition of the scientific principles which it is agreed are
brought into play in the high vacuum tube or which at least are
accepted as working hypotheses accounting for its operation.
A radio tube of the audion or three electrode type consists of a
bulb, within which a vacuum has been created, enclosing a filament,
which is a negative electrode, or cathode; a plate, which is a
positive electrode, or anode, and a third electrode, known as a
grid, located between the filament and the plate. The grid is
connected with an input circuit, over which electrical radio
activity, actuated at the sending station, is gathered from the
ether and passes to the grid. When the tube is used as an
amplifier, the plate is connected in circuit with a telephone
receiver or loudspeaker. In operation, the filament is heated to
incandescence by passing an electric current through it. In its
incandescent state, electrons, or negative charges of electricity,
are developed at the filament and pass to the plate, attracted to
it by its positive potential, and cause a flow of electricity
through the plate loudspeaker circuit. The sounds given out by the
loudspeaker are produced by variations in the current passing to
it. Radio amplification depends on producing, in the more powerful
current of the loudspeaker circuit, variations exactly
corresponding to the variations in the weaker input or voice
current which are actuated by the sending station.
In the vacuum tube of the three electrode type, this is
accomplished by passing the input or voice current over the grid.
Variations in that current produce variations in potential of the
grid which, by reason of its location between the filament and
plate, effects like variations in the
Page 283 U. S. 671
effective potential of the plate with corresponding variations
in the loudspeaker circuit. The number of electrons emitted by the
filament is determined by its temperature. But the current passing
through the plate loudspeaker circuit depends on the number of
electrons drawn from the filament to the plate, and this, in turn,
depends on the voltage of the current passing to the filament. When
it is high enough to force all the electrons emitted by the
filament to pass from filament to plate, increase in the voltage at
the filament will not produce an increase in current in the
loudspeaker circuit, and the tube is then said to be "saturated."
As successful operation of the tube depends on the response of the
loudspeaker current to changes in voltage effected by the voice or
input current, the tube is most efficiently operated at a voltage
of a range below saturation, and a current within this range is
known as the "space current."
Of critical importance in the present controversy is the effect
of the presence of gas within the tube. As in the practical art of
bulb manufacture no scientifically perfect vacuum can be attained,
air or other gas is always present within the vacuum tube. This
consists of a small amount of residual gas after the vacuum is
created by pumping out the tube in the process of manufacture.
There is also gas in the walls of the bulb and the electrodes,
described as "occluded," which, if not expelled from them and
removed in the course of manufacture, is later freed in varying
amounts, when the tube is in use, by the action of the heat of the
filament and the electrons generated there.
The passage of electrons from filament to plate at certain
voltages produces changes in the gas known as "ionization."
Ionization is the manifestation of a rearrangement of the
constituent electrons of the gas atoms which occurs, in low vacuum
tubes, if other factors of causation remain constant at known
voltages within a
Page 283 U. S. 672
range of from 20 to 30, but varying somewhat with different
gases. The atom, according to present day scientific theory, is
composed of an electrically positive nucleus, around which revolve
at high speeds electrically negative electrons. In its normal
state, the atom, whose nucleus and electrons are in electrical
balance, exhibits no electrical effects, but, within a thermionic
tube, the impact upon the gas atoms of the electrons, passing from
cathode to anode at velocities induced by ionization voltages,
forces off negative electrons from the atoms. The atoms from which
the electrons have thus been detached are then electrically
positive, and are known as ions. Ionization, which begins at the
ionization voltage, is increased with increasing voltages as the
tube approaches saturation, when extreme ionization takes place,
and, for reasons which need not be elaborated here, the tube then
ceases to function as a radio tube, a condition visibly manifested
by a blue glow within it.
Gas ionization in the vacuum tube is of great practical
importance because of its effect on the current passing from
filament to plate. Ionization, when it occurs, may operate within
the range of the space current to increase "conductivity" of the
tube -- that is, the discharge from filament to plate, above what
it would be at the same voltage in the absence of ionization,
through the development of the positive ions, which pass to the
cathode, and of the negative electrons, which pass to the anode.
The ions facilitate the flow of electrons from cathode to anode,
and increase their number by impact on the former, which raises its
temperature. The result is that, in low vacuum tubes, saturation
with the blue glow effect is reached, other factors remaining
constant, at lower voltages than in high vacuum tubes. Hence, in
the range of voltage above ionization and below saturation, within
which the tube is commonly operated, a low vacuum tube, because of
the increase of current due to
Page 283 U. S. 673
ionization, is more responsive to slight changes in voltage
produced by the operation of the grid or input current. In
consequence, the low vacuum tube is more sensitive both as a
detector and as an amplifier, than a tube of high vacuum.
But this advantage is accompanied by a serious disadvantage,
especially when the tube is used for amplification, in that
ionization produces variations in the electronic discharge from
filament to plate, which correspondingly affect the current passing
through the loudspeaker circuit. Ionization is affected by amount
of gas in the tube, and hence by the degree of vacuum and the
amount of occluded gas freed in operation by heat and bombardment.
Since the discharge varies with the amount of ionization, the
effective current in the loudspeaker circuit varies with different
tubes and with the same tube at different times, and critical
adjustments of the current flowing to the filament are necessary to
improve operation.
From what has been said, it is apparent that the problem of
securing evenness or regularity of discharge from filament to
plate, and hence of current flowing through the loudspeaker
circuit, is dependent upon the reduction of ionization in the tube,
and this, in turn, is dependent, within certain ranges of limits,
upon a number of variables, the more important of which are (1) the
geometry of the tube -- that is, its size and shape and the
location of electrodes, (2) heat of the filament, (3) voltage of
the filament, and (4) -- of vital importance here -- amount of gas,
that is, pressure within the tube. With the other variables
controlled so as to remain approximately constant, as is
practicable, reduction of pressure reduces ionization and increases
steadiness of current and, in turn, raises the saturation point of
the tube, permitting its use with higher than ionization
voltages.
As in the low vacuum tube regularity or evenness of the
loudspeaker current was more or less imperfectly secured
Page 283 U. S. 674
by varying the voltage at the filament with different tubes and
at different times with the same tube, and desired result may also
be attained, and far more effectively, by reducing the pressure in
the tube and keeping other factors constant. When a vacuum is
produced of as low a pressure as a few hundredths of a micron (a
micron is equal to 1/1000 of a millimeter of mercury in terms of
barometric pressure), the discharge is independent of the degree of
vacuum, when the tube is used with appropriate space charge. The
discharge then passing from cathode at constant temperature to
anode varies directly with the 3/2 power (square root of the cube)
of the voltage imposed on the cathode. This is equivalent to saying
that steadiness of current through the loudspeaker circuit is
obtained, with an increase in power, until saturation, in known
relationship to the increase of the imposed voltage. While the
effectiveness of the low vacuum tube begins to diminish, in the
upper range of ionization voltages, with high vacuum tubes,
currents of much higher voltages may be used without loss of
effectiveness.
The desired reduction of pressure in the tube involves the use
of methods for producing a high vacuum and reducing to a minimum
the effects of occluded gas. By evacuating the tube by pump or
other suitable means, and at the same time freeing it of occluded
gas by heating tube and electrodes, and also, as may be done, by
passing a current through the filament, causing "bombardment" of
the electrodes by electrons, a high vacuum tube is produced. By
such procedure, the disturbing influence of ionization may be
removed with consequent stability of discharge. The result is of
great importance, since, by a adaptation of the procedure to
manufacturing methods, tubes giving uniform stability of current
may be commercially produced suitable for use in the complex
modern
Page 283 U. S. 675
radio receiving sets employing multiple tubes without necessity
for the critical adjustments of the filament circuit necessary with
low vacuum tubes.
It is the high vacuum tube of this type which respondent says
embodies the Langmuir invention. As a product or structure, it
differs from the low vacuum tube, of which the Fleming valve and De
Forest audion are well known types, only in that the pressure has
been reduced to such a point that there is no appreciable
ionization, with the resulting constancy of current in the
amplifier circuit.
In the light of the explanation given of the operation of the
vacuum tube, we now examine the claims of the patent. The
application, filed October 16, 1913, was pending for twelve years
before it was issued October 20, 1925, a period which witnessed the
most important beginnings and many of the chief developments of the
radio art. The original application was for a process or method
patent only. It contained five claims covering methods of obtaining
a high vacuum in vacuum tubes and expelling occluded gas from them.
These claims were all ultimately cancelled. Other process claims,
substituted by amendment, of which four only survived in the patent
as issued, were amplifications of the original method and process
claims. Late in 1913, Langmuir first made claim to invention of the
tube as a structure or device, in four claims, all of which were
amended one or more times. All but the third, which was amended
four times, were cancelled in 1925, the year the patent issued.
There are twenty-eight claims for the structure or device in the
patent as issued. Of these, one was filed by amendment in 1913, one
in 1917, nine in 1919, three in 1921, and fourteen in 1925. During
the twelve years the patent was pending, there were sixty-seven
amendments of specifications of which forty-five were in 1925.
Amended
Page 283 U. S. 676
claims filed, and additions and cancellations of them made,
number one hundred in all, of which forty-two were in 1925.
The process claims cover methods of creating the high vacuum
tube in the manner already described -- that is, freeing the tube
of occluded gas by heating tubes and electrodes and by electronic
bombardment at the same time evacuating the tube of air or gas by
approved methods, such as the use of the Gaede molecular pump or
chemical means. The court below did not rest its holding of
validity of the patent on these claims, and respondent does not
seriously urge their validity here. It suffices to say that an
examination of the prior art discloses that, long before the
earliest date claimed for Langmuir, the necessity for removing
occluded gas from tubes or other electrical discharge devices in
order to procure a high vacuum, and the methods of doing it by
heating and electronic bombardment, were well known, as was the
procedure for constructing the high vacuum tube by expelling
occluded gas while evacuating the tube. An article by Duncan,
American Electrician, May, 1896; one by Doane, Electrical World and
Engineer, of May 21, 1904; the Dwyer Patent, No. 496,694, January
4, 1898, for a process for producing high vacuum in incandescent
lamps or similar receptacles during their manufacture; the Soddy
Patent, No. 859,021, July 2, 1907, for the employment of certain
reagents in the process of producing high vacuum; the Thatcher
Patent, No. 1,028,636, June 4, 1912, application filed March 30,
1910, for method of exhausting vessels, and an article by
Lilienfeld in 1910, to be mentioned later, disclosed before
Langmuir the essentials for producing a high vacuum, described in
the present process claims. They were in use in laboratory practice
by Millikan and others before 1911.
It was upon the claims for the high vacuum tube structure or
device that the court below based its decision,
Page 283 U. S. 677
and they are urged upon us here as the grounds for sustaining
the patent. They put forward, in a great variety of forms, claims
for an electrical discharge device consisting of a tube with
cathode and anode within it, with relation of parts and degree of
evacuation (vacuum) such that the device is capable of operation
with higher than ionization voltages in a range below saturation,
substantially unaffected by ionization. Claim 2, which respondent
selects as typical, reads:
"2. A discharge tube having a cathode adapted to emit electrons
and an anode adapted to receive said emitted electrons, the tube
walls being fashioned or shaped to permit the direct passage of a
useful proportion of said electrons from cathode to anode, the gas
content or residue of said tube and the relation of the parts of
the tube being such that the tube is capable of being so operated
in a range below saturation and materially above ionization
voltages that the space current is governed or limited by the
electric field of said electrons substantially unaffected by
positive ionization."
But this claim, as well as all others of the Langmuir patent,
must be read in the light of the fact, fully accepted by the
parties to this litigation, that electrical discharge devices such
as the Fleming valve and the De Forest audion, patents on the
latter of which expired in 1925, which were well known before
Langmuir, comprise all the elements of the combination claimed
except the presence within it of a high vacuum. It is conceded
that, if the requisite high vacuum be created in a De Forest
audion, it becomes the high vacuum tube of the patent, and is an
infringing device if the patent is valid. The degree of the vacuum
within the tube is therefore the crucial feature of the invention
claimed. Langmuir, in describing in his patent the method of
producing the device, says:
"The evacuation of the device should be preferably carried to a
pressure as low as a few hundredths of a micron,
Page 283 U. S. 678
or even lower, but no definite limits can be assigned."
In at least 13 of the claims, the device claimed is one in which
the gas within the tube, or the pressure, is sufficiently reduced,
or the vacuum raised high enough (all of which are synonymous), to
produce the desired result -- that is, a discharge unaffected by
ionization when the tube is operated by the appropriate space
current, which may be of higher voltage than that for the low
vacuum tube.
The characteristics of the discharge -- named by the inventor in
the specifications "in order to distinguish electron discharge
devices made in accordance with my invention from the prior art" --
are the following: (1) gas ionization absent or negligible; (2)
cathode not heated by the discharge; (3) no blue glow or visible
evidence of discharge; (4) 3/2 power relation of current to
voltage; (5) discharge independent of degree of vacuum within
intended limit for particular tube; (6) regularity and
reproducibility. But all these characteristics may be summed up in
the simple statement that, in the tube of the patent there must be
an absence of harmful ionization, and since, as already indicated,
harmful ionization disappears when the requisite vacuum is
attained, the device or structure of the patent is one in which
such a vacuum has been produced.
That the high vacuum tube was an improvement over the low vacuum
tube of great importance is not open to doubt. Even though the
improvement was accomplished by so simple a change in structure as
could be brought about by reducing the pressure in the well known
low vacuum tube by a few microns, still it may be invention.
Whether it is or not depends upon a question of fact -- whether the
relationship of the degree of vacuum within the tube to ionization,
and hence to the stability and effectiveness of discharge passing
from cathode to anode -- was known to the art when Langmuir began
his experiments. If that relationship was then known, it
required
Page 283 U. S. 679
no inventive genius to avoid ionization and secure the desired
result by creating the vacuum in a De Forest tube or other form of
low vacuum discharge device.
That this relationship was known was the fact found by the
district court, and not challenged by the opinion of the court of
appeals. In 1910, Lilienfeld, in a paper published in Annalen der
Physik, vol. 32, on "The Conduction of Electricity," made a
complete and explicit disclosure of the essentials of all the
structures and methods of the Langmuir patent. The paper described
methods of obtaining the "extreme vacuum" desired by freeing
electrical discharge devices of occluded gas in the manner already
described, and, at the same time, evacuating the tube. He described
the space charge effect, not mentioned in Langmuir's original
specification but later recited in the claims of the patent, in the
following language:
"One can formulate more generally the conditions for high
voltage and large current density as follows: the production of a
state in which the volume density of the electrons carrying the
current is as large as possible compared with the density of gas
molecules, in which there exists therefore a tendency for the
formation of the maximum possible space charge in the path of the
current."
To one skilled in the art, this could only mean that increased
effectiveness of an electrical discharge device, to which a
suitable current is applied, could be obtained by raising the
vacuum in the manner which the writer had described. He also stated
that, "from a definite maximum density of the gas downwards, the
discharge phenomena are independent of the gas density in the
region investigated," a statement equivalent to the fifth
characteristic of the discharge in the Langmuir specification --
namely, that it is independent of degree of vacuum within the
intended limit for the particular tube.
Lilienfeld also deduced from meter readings and stated the 3/2
power relation of current to voltage, as Langmuir
Page 283 U. S. 680
later stated it in his patent. From this, the conclusion is
inescapable that Lilienfeld knew and stated, in terms which could
be understood by those skilled in the art, that, in a high vacuum,
the current produced is under control, stable, and reproducible,
and, as he employed high voltages, that high power levels of the
discharge may be obtained by the employment of a high voltage in a
high vacuum tube. Space charge effect was also described by
Lilienfeld in Physikalische Zeitschrift in 1908, in which he
pointed out that, by raising the vacuum, there is an increase in
the number (volume density) of the negative electrons, and said:
"The higher the vacuum, the greater the current density, the more
pronounced this new kind of discharge becomes."
The very fact that Lilienfeld knew and described the methods of
the patent for obtaining high vacuum carries with it as a necessary
corollary that the device itself, apart from its functioning and
use, is lacking in patentable novelty. Hence, invention, if any
there be, is embraced in the discovery of the principle that
discharges above ionization voltages can be produced without
substantial ionization if the vacuum be sufficiently high, and the
disclosure that the device of the claims constitutes suitable means
for putting the principle into practice. But Lilienfeld, in his
paper of 1910, disclosed that he obtained discharges free from the
effects of ionization, as Langmuir testified in interference
proceedings in the Patent Office, and that he accomplished this
through the attainment of high vacua by the very methods later
described in the Langmuir patent.
Fleming, the inventor of the Fleming valve, in a paper read
before the Royal Society on the conversion of electric oscillations
into continuous current by means of a vacuum valve, February 9,
1905, pointed out the possibility of creating "an ideal and perfect
rectifier for electric oscillations" by enclosing within a tube a
hot carbon filament
Page 283 U. S. 681
and a cold metal anode "in a very perfect vacuum," and he
described a method of procuring the vacuum by exhausting the bulb
while freeing it of occluded air. In his Patent, No. 803,634,
November 7, 1905, he describes the method of securing a high vacuum
within the bulb by freeing it of occluded gas by heating the bulb
and filaments to incandescence and, at the same time, evacuating
it. In an article in "The Scientific American," supplement for
January 20, 1906, on "electric conductivity of a vacuum," he
defined a high vacuum as one reduced to "one hundred millionth of
an atmosphere," which is less than the 1/100 of a micron, the
pressure in the tube of the patent, and he disclosed not only that
electrons are emitted by hot cathodes in a high vacuum, but also
"that a high vacuum may be a very good conductor, provided the
negative electrode is rendered incandescent." Thus, Fleming knew,
and stated, the advantages of the high vacuum, its definition, and
the method of procuring it. The state of the art and the progress
of scientific knowledge in this field was accurately summed up in
the statement of the law examiner in the Patent Office who passed
on the Langmuir claims:
"It is apparent after a review of the record that there is no
single element which is broadly novel in the assemblage of elements
making up an electron discharge device of the character defined in
the issue. An evacuated tube having therein an incandescent
electron-emitting cathode and an anode was old prior to the filing
of Langmuir's application, and methods of attaining high vacua
sufficient to gave a relatively pure electron discharge in a
properly designed tube were also well known and available to
persons skilled in the art."
The narrow question is thus presented whether, with the
knowledge disclosed in these publications, invention was involved
in the production of the tube -- that is to say, whether the
production of the tube of the patent, with the
Page 283 U. S. 682
aid of the available scientific knowledge that the effect of
ionization could be removed by increasing the vacuum in an electric
discharge device, involved the inventive faculty, or was but the
expected skill of the art. The question is not, as respondent
argues, whether Lilienfeld or others made a practical high vacuum
tube, but whether they showed how it could be made and
demonstrated, and disclosed the relationship of the discharge to
reduced pressure and how to reduce it.
See Corona Co. v. Dovan
Corp., 276 U. S. 358,
276 U. S. 384.
That the production of the high vacuum tube was no more than the
application of the skill of the art to the problem in hand is
apparent when it is realized that the invention involved only the
application of this knowledge to the common forms of low vacuum
discharge devices such as the Fleming and De Forest tubes. Once
known that gas ionization in the tube caused irregularity of
current which did not occur in a high vacuum, it did not need the
genius of the inventor to recognize and act upon the truth that a
better tube for amplifying could be made by taking out the gas.
Arnold, who was skilled in the art and who had made studies of
electrical discharges in high vacua, when shown a De Forest audion
for the first time on November 14, 1912, immediately recognized and
said that, by increasing the vacuum, the discharge would be
sufficiently stable and have adequate power levels to enable the
tube to be employed as a relay device in transcontinental
telephony. The very fact that all of significance in the Langmuir
improvement was obvious to one skilled in the art as soon as he saw
the unimproved tube, as the district court said, "lies athwart a
finding of invention."
Respondent recognizes the force of this objection to
patentability, but seeks to avoid it by insisting that the
invention claimed is not as we have described it, but that
"Langmuir's invention consisted in taking out [of the tube] the
gaseous conductor upon which the prior art
Page 283 U. S. 683
relied and putting nothing [a vacuum] in its place."
It adopts also the statement in the opinion of the court below,
upon which its decision turned,
"a vacuum, or indeed, change of vacuum, isolated and standing by
itself, is not the Langmuir invention, but it is a working tube in
which all the elements, cathode, plate, vacuum, so coordinate and
interwork that current flow is not affected by gas,"
a statement which, as we have already pointed out, takes no
account of the scientific knowledge, available before Langmuir,
that increase of vacuum in well known devices was all that was
necessary to produce the desired result. Respondent elaborates, by
saying that,
"in the practical prior art devices [that is to say, low vacuum
tubes], the conduction of current depended upon gas ionization; the
art, moreover, believed that, unless there was enough gas to act as
a conductor, no current could flow, and the tube would not
work."
It says that the high vacuum tube of the patent works on a
different principle -- that of the "pure electron discharge" -- and
it was the recognition of this scientific truth and the adaptation
of the device to it in which the invention consists.
But, if Langmuir's invention is so to be defined, it is not the
invention claimed by the patent. Respondent puts forth as
sustaining this definition, statements in the specifications of the
patent to the effect that, in the device of the patent, in which
gas ionization is absent, the discharge is "distinct in its
characteristics" from the described discharge taking place in an
ionized gas, and, again, that it is "characterized by regularity
and reproducibility with given conditions." But, while these and
many other statements in the patent indicate that high vacuum was
an effective means of producing in the old tubes of the art the
stable current which could not be produced in the presence of
ionization, they do not suggest any discovery of a scientific truth
that essentially different principles control the discharge in low
vacuum tubes from those
Page 283 U. S. 684
which operate in high, other than that ionization, present when
gas is present, has certain effects, notably on stability of
current in a low vacuum, which is absent in the high, when
ionization is absent, as Lilienfeld and others had disclosed.
If it were necessary to a decision, we could not find that any
such scientific truth is established by this record. Respondent, to
support the contention, does not rely on evidence, but on a
collection of more or less casual statements by various writers,
made before 1915, to the effect that the gas or ionized gas of the
low vacuum tube is a conductor. Before the development of the
electron theory, "conductivity" of substances was a convenient
expression for explaining the flow of electric currents. Fleming,
in a statement in 1906 already quoted, referred to the high vacuum
as a good "conductor" if a hot cathode was used. The present
tendency is to ascribe the flow of current from a hot cathode
through both high and low vacua to the flow or discharge of
electrons. Millikan, the eminent physicist, testified that this
theory was generally accepted before 1912. Langmuir himself so
explained the flow of current in a gaseous tube in his
specifications. The known truth is that current flows through both
low and high vacua, and is unfavorably affected by ionization in
the former; but that the flow is due to conductivity of the ionized
gas in one, and to something different, pure electron discharge, in
the other, is not established by the evidence before us. There is
some testimony to the contrary. Nor is our attention directed to
anything which suggests that Langmuir thought there was such a
difference or relied upon it to remove ionization effects, rather
than upon the simple expedient of removing the gas known to be
responsible for them.
Even if the asserted difference were established, it is no more
than the scientific explanation of what Lilienfeld and others knew,
before Langmuir, of the effect of the high vacuum on the discharge,
and the methods and devices for procuring the vacuum. It is method
and device
Page 283 U. S. 685
which may be patented, and not the scientific explanation of
their operation.
See Le Roy v.
Tatham, 14 How. 156,
55 U. S.
174-176.
Only when invention is in doubt may advance made in the art be
thrown in the scale to support it. If we were to assume that
invention here was doubtful, we can find little to suggest that the
high vacuum tube, when produced, satisfied a long-felt want, or
that its present utility is indicative of anything more than the
natural development of an art which has passed from infancy to its
present maturity since Langmuir filed his application. There was
little or no practical use for a high vacuum tube in 1913. The De
Forest audion was not in general use, and Langmuir did not see one
until that year. The many amendments of Langmuir's application
during its long pendency, disclosing his uncertainty as to what he
had invented, and the exhibits in this case, constitute a history
of the development of the art, which indicate unmistakably that the
resort to the high vacuum tube for discharges above ionization
voltages was but the adaptation to the natural development of the
art, by those skilled in it, of the scientific knowledge which had
been accumulated by investigation and experimentation. When the
need became apparent, De Forest and Arnold, as well as Langmuir,
found ready at hand the knowledge which would enable one skilled in
the art to satisfy it.
The court below, contenting itself with finding invention, said
nothing of the finding of prior use by the district court. We hold
that this finding of the district court was supported by the
evidence, and should have been given effect. As we have concluded
that the Langmuir patent did not involve invention, we refer only
briefly to the facts which establish prior use. In 1911 and until
September of 1912, De Forest was in the employ of the Federal
Telegraph Co. of California, then engaged in the commercial
transmission and reception of radio messages, in which audion
detectors as well as
Page 283 U. S. 686
audion amplifiers were used. August 20, 1912, the earliest date
claimed for Langmuir, was rejected -- rightly, we think -- by the
district court, which held that Langmuir was anticipated by Arnold
in November, 1912. But, before the earlier date, De Forest sought
and obtained a high vacuum in the audions used as amplifiers, and
observed that, when the vacuum was too low, the blue glow effect
occurred at from 15 to 20 volts. In order to secure higher voltages
from the audions used as amplifiers and to procure the requisite
high vacuum, he had some of the bulbs reexhausted while
superheated. By August 1912, the Telegraph Company used De Forest
amplifying audions at 54 volts, and, by November, they were used by
another at 67 1/2 volts. This was possible only because the tubes
had thus been exhausted of gas, which would otherwise have ionized,
with blue glow at from 20 to 30 volts. The vacuum was lower than
that obtained by later and improved methods, but the effect of high
vacuum upon voltages above the point of ionization was then known,
and the knowledge was thus availed of in practice. Whether De
Forest knew the scientific explanation of it is unimportant, since
he did know and use the device and employ the methods, which
produced the desired results and which are the device and methods
of the patent.
Reversed.
MR. JUSTICE McREYNOLDS concurs in the result.