The testator gave all the rest and residue and remainder of his
estate, real and personal, comprehending a large real estate in the
City of New York, to the Chancellor of the State of New York and
Recorder of the City of New York, &c. (naming several other
persons by their official description), to have and to hold the
same unto them and their respective successors in office to the
uses and trusts, subject to the conditions and appointments
declared in the will, which were, out of the rents, issues, and
profits thereof to erect and build upon the land upon which he
resided, which was given by the will, an asylum or marine hospital
to be called "the Sailor's Snug Harbor," for the purpose of
maintaining and supporting aged, decrepid, and worn out sailors,
&c. And after giving directions as to the management of the
fund by his trustees, and declaring that the institution created by
his will should be perpetual, and that those officers and their
successors should forever continue the governors thereof, &c.,
he adds
"It is my will and desire that if it cannot legally be done
according to my above intention by them, without an act of the
legislature, it is my will and desire that they will as soon as
possible apply for an act of the legislature to incorporate them
for the purpose above specified, and I do further declare it to be
my will and intention that the said rest, residue, &c., of my
estate should be at all events applied for the uses and purposes
above set forth, and that it is my desire all courts of law and
equity will so construe this my said last will as to have the said
estate appropriated to the above uses, and that the same should in
no case, for want of legal form or otherwise, be so construed as
that my relations, or any other persons should heir, possess, or
enjoy my property, except in the manner and for the uses herein
above specified."
Within five years after the death of the testator, the
Legislature of the State of New York, on the application of the
trustees, also named as executors of the will, passed a law
constituting the persons holding the offices designated in the
will, and their successors, a body corporate, by the name of "the
Trustees of the Sailor's Snug Harbor," and enabling them to execute
the trusts declared in the will.
This is a valid devise to divest the heir of his legal estate,
or at all events to affect the lands in his hands with the trust
declared in the will.
If, after such a plain and unequivocal declaration of the
testator, with respect to the disposition of his property, so
cautiously guarding against and providing for every supposed
difficulty that might arise, any technical objection shall now be
interposed to defeat his purpose, it will form an exception to what
we find so universally laid down in all our books as a cardinal
rule in the construction of wills, that the intention of the
testator is to be sought after and carried into effect. If this
intention cannot be carried into effect precisely in the mode at
first contemplated by him, consistently with the rules of law, he
has provided an alternative which, with the aid of the act of the
legislature, must remove every difficulty.
Page 28 U. S. 100
In the case of
The Baptist Association v.
Hart's Executors, 4 Wheat. 27, the Court considered
the bequest void for uncertainty as to the devisees, the property
vested in the next of kin, or was disposed of by some other
provisions of the will. If the testator in that case had bequeathed
the property to the Baptist Association, on its becoming thereafter
and within a reasonable time incorporated, could there be a doubt
but that the subsequent incorporation would have conferred on the
association the capacity of taking and managing the fund?
Whenever a person by will gives property and points out the
object, the property, and the way in which it shall go, a trust is
created unless he shows clearly that his desire expressed is to be
controlled by the trustee and that he shall have an option to
defeat it.
What are the rights of the individuals composing a society and
living under the protection of the government when a revolution
occurs, a dismemberment takes place, and when new governments are
formed and new relations between the government and the people are
established? A person born in New York before 4 July, 1776, and who
remained an infant with his father in the City of New York during
the period it was occupied by the British troops, his father being
a loyalist and having adhered to the British government and left
New York with the British troops, taking his son with him, who
never returned to the United States, but afterwards became a bishop
of the Episcopal Church in Nova Scotia; such a person was born a
British subject, and continued an alien, and is disabled from
taking land by inheritance in the State of New York.
If such a person had been born after 4 July, 1776, and before 15
September, 1776, when the British troops took possession of the
City of New York and the adjacent places, his infancy incapacitated
him from making an election for himself, and his election and
character followed that of his father, subject to the right of
disaffirmance in a reasonable time after the termination of his
minority, which never having been done, he remained a British
subject, and disabled from inheriting land in the State of New
York.
The rule as to the point of time at which the American
ante
nati ceased to be British subjects differs in this country and
in England, as established by the courts of justice in the
respective countries. The English rule is to take the date of the
Treaty of Peace in 1783. Our rule is to take the date of the
declaration of independence.
The settled doctrine in this country is that a person born here,
but who left the country before the declaration of independence and
never returned here, became an alien and incapable of taking lands
subsequently by descent. The right to inherit depends upon the
existing state of allegiance at the time of the descent cast.
The doctrine of perpetual allegiance is not applied by the
British courts to the American
ante nati, and this Court
in the case of
Blight's Lessee v.
Rochester, 7 Wheat. 544, adopted the same rule with
respect to the rights of British subjects here. That although born
before the Revolution, they are equally incapable with those born
subsequent to that event of inheriting or transmitting the
inheritance of lands in this country.
The British doctrine therefore is that the American
ante
nati, by remaining in America after the peace, lost their
character of British subjects, and our doctrine is that by
withdrawing from this country, and adhering to the British
Page 28 U. S. 101
government, they lost, or perhaps more properly speaking, never
acquired the character of American citizens.
The right of election must necessarily exist in all revolutions
like ours, and is well established by adjudged cases.
This Court, in the case of
McIlvaine's Lessee v.
Coxe, 4 Cranch 211, fully recognized the right of
election, but they considered that Mr. Coxe had lost that right by
remaining in the State of New Jersey, not only after she had
declared herself a sovereign state, but after she had passed laws
by which she declared him to be a member of, and in allegiance to
the new government.
Allegiance may be dissolved by the mutual consent of the
government and its citizens or subjects. The government may release
the governed from their allegiance. This is even the British
doctrine.
C.B. by her last will and testament devised
"all her estate, real and personal, wheresoever and whatsoever
in law or equity, in possession, reversion, remainder, or
expectancy, unto her executors and to the survivor of them, his
heirs and assigns forever,"
upon certain designated trusts, under the statute of wills of
the State of New York, 1 N.Y. Revised Laws 364, all the rights of
the testator to real estate, held adversely at the time of the
decease of the testator, passed to the devisees by this will.
It is the uniform rule of this Court with respect to the title
to real property, to apply the same rule which is applied instate
tribunals in like cases.
The right of an absent and absconding debtor to real estate held
adversely, passed to and became vested in the trustees by the act
of the Legislature of New York, passed April 4, 1786, entitled "An
act for relief against absconding and absent debtors."
In a writ of right the tenant may, on the mise joined, set up a
title out of himself and in a third person. If anything which fell
from this Court in the case of
Greene v.
Liter, 8 Cranch 229, can be supposed to give
countenance to the opposite doctrine, it is done away by the
explanation given by the court in
Greene
v. Watkins, 7 Wheat. 31. It is there laid down that
the tenant may give in evidence the title in a third person for the
purpose of disproving the demandant's seizin; that a writ of right
does bring into controversy the mere right of the parties to the
suit; and if so, it by consequence authorizes either party to
establish by evidence that the other has no right whatever in the
demanded premises, or that his mere right is inferior to that setup
against him.
In a writ of right on the mise joined on the mere right, under a
count for the entire right, a demandant may recover a less quantity
than the entirety.
This case came before the Court at January term 1820, from the
Circuit Court of the United States for the Southern District of New
York on points of disagreement certified by the judges of that
court. After argument by counsel, it was held under advisement
until the present term.
It was a writ of right brought in the circuit court for the
recovery of certain real estate situate in the City of New York
whereof Robert Richard Randall died seized and possessed.
Page 28 U. S. 102
The count was upon the seizin of Robert Richard Randall, and
went for the whole premises.
Paul R. Randall and Catherine Brewerton, a brother and sister of
Robert Richard Randall, both survived him, but had since died
without issue.
The demandant claimed his relationship to Robert Richard
Randall, through Margaret Inglis, his mother, who was a descendant
of John Crooke, the common ancestor of Robert Richard Randall,
Catherine Brewerton, and Paul R. Randall.
The tenants put themselves upon the grand assize, and the mise
was joined upon the mere right.
The cause was tried at October term, 1827.
The counsel for the tenants began with the evidence, and showed
that they had been in possession for a number of years, claiming
and holding the land as owners.
The seizin of Robert Richard Randall was then proved, and that
he purchased from one Baron Poelnitz. The genealogy of the
demandant as next collateral heir of Robert R. Randall on the part
of his mother, and that the blood of Thomas Randall, the father of
Robert Richard Randall, was extinct, was proved.
It was in evidence that the British troops entered into New York
on 15 September 1776, and took and had full possession thereof, and
of the adjacent bays and islands, and established a civil
government there under the authority of the British commander in
chief.
Evidence was given to prove that the demandant was not more than
one year old when the British troops entered the City of New York,
where he was born; that the father of the demandant was a native of
Ireland, and had resided for some time in New York, and continued
to reside there until he left there for England on the day of or
the day before the evacuation of New York 25 November, 1783. He
took the demandant with him to England, remained there two years,
was appointed a bishop, and went to Nova Scotia in 1785 or 1786,
and there resided until his death. The mother of the demandant died
in New York on 21 September, 1783, a little while before the
evacuation thereof by the British troops. It was always considered
by a witness
Page 28 U. S. 103
who testified in the cause, that Charles Inglis, the father of
the demandant, was a royalist. The demandant was certainly born
before the year 1779; in 1783 he could not speak plainly, and was
considered not more than five years old, between four and five. He
took his degree of master of arts in England, was there ordained a
clergyman; his place of residence from the time he first arrived at
Nova Scotia was with his father, and he has continued to reside
there ever since. He went to England to be consecrated a bishop,
which character he now holds, being bishop of Nova Scotia. Charles
Inglis, the father of the demandant, had four children, the eldest
of which, a son, died an infant, 20 January, 1782, two daughters,
and the demandant, who was the youngest child.
The following proceedings of a convention of the State of New
York, before the British entered the city, were in evidence.
"Tuesday Afternoon, July 16, 1776"
"Present, general Woodhull president, and the members of the
convention."
"Whereas, the present dangerous situation of this state demands
the unremitted attention of every member of the convention:"
"Resolved unanimously that the consideration of the necessity
and propriety of establishing an independent civil government be
postponed until the first day of August next, and that in the
meantime,"
"Resolved unanimously that all magistrates and other officers of
justice in this state, who are well affected to the liberties of
America, be requested, until further orders, to exercise their
respective offices, provided that all processes and other their
proceedings be under the authority and in the name of the State of
New York."
"Resolved unanimously that all persons abiding within the State
of New York, and deriving protection from the laws of the same, owe
allegiance to the said laws, and are members of the state, and that
all persons passing through, visiting, or making a temporary stay
in said state, being entitled to the protection of the laws during
the time of such
Page 28 U. S. 104
passage, visitation, or temporary stay, owe, during the same,
allegiance thereto."
"That all persons, members of or owing allegiance to this state,
as before described, who shall levy war against the said state,
within the same, or be adherent to the King of Great Britain, or
others, the enemies of the said state, within the same, giving to
him or them aid or comfort, are guilty of treason against the
state, and being thereof convicted, shall suffer the pains and
penalties of death."
The tenants gave in evidence the acts of the Legislature of New
York: "For the forfeiture of the estates of persons who adhered to
the enemies of the state," &c., passed 22 October, 1779; the
"act supplementary to the act to provide for the temporary
government of the southern part of this state," &c., passed 23
October, 1779, and the supplement thereto, passed 27 March,
1783.
Robert Richard Randall died in the City of New York between 1
June and 1 July, 1801, having on 1 June of that year made his last
will and testament, probate of which was regularly made in the City
of New York.
The provisions of the will of Robert Richard Randall under which
the tenants claimed their title are the following.
"6. As to and concerning all the rest, residue and remainder of
my estate, both real and personal; I give, devise and bequeath the
same unto the Chancellor of the State of New York, the Mayor and
Recorder of the City of New York, the President of the Chamber of
Commerce in the City of New York, the President and Vice President
of the Marine Society of the City of New York, the senior minister
of the episcopal church in the said city, and the senior minister
of the presbyterian church in the said city, to have and to hold
all and singular the said rest, residue, and remainder of my said
real and personal estate, unto them the said Chancellor of the
State of New York, Mayor of the City of New York, the Recorder of
the City of New York, the president of the chamber of commerce,
president and vice president of the marine society, senior minister
of the episcopal church, and
Page 28 U. S. 105
senior minister of the presbyterian church in the said city for
the time being and their respective successors in the said offices
forever, to, for, and upon the uses, trusts, intents and purposes,
and subject to the directions and appointments hereinafter
mentioned and declared concerning the same, that is to say out of
the rents, issues and profits of the said rest, residue, and
remainder of my said real and personal estate, to erect and build
upon some eligible part of the land upon which I now reside, an
asylum, or marine hospital, to be called 'the Sailor's Snug
Harbor,' for the purpose of maintaining and supporting aged,
decrepid, and worn out sailors, as soon as they, my said charity
trustees, or a majority of them, shall judge the proceeds of the
said estate will support fifty of the said sailors, and upwards;
and I do hereby direct, that the income of the said real and
personal estate, given as aforesaid to my said charity trustees,
shall forever hereafter be used and applied for supporting the
asylum, or marine hospital, hereby directed to be built, and for
maintaining sailors of the above description therein, in such
manner as the said trustees, or a majority of them, may from time,
or their successors in office, may from time to time direct. And it
is my intention that the institution hereby directed and created
should be perpetual and that the above mentioned officers for the
time being, and their successors should forever continue and be the
governors thereof and have the superintendence of the same. And it
is my will and desire that if it cannot legally be done according
to my above intention by them without an act of the legislature, it
is my will and desire that they will as soon as possible apply for
an act of the legislature to incorporate them for the purposes
above specified. And I do further declare it to be my will and
intention, that the said rest, residue, and remainder of my real
and personal estate, should be at all events applied for the uses
and purposes above set forth, and that it is my desire all courts
of law and equity will so construe this my said will, as to have
the said estate appropriated to the above uses, and that the same
should in no case, for want of legal form or otherwise, be so
construed as that my relations, or any other persons,
Page 28 U. S. 106
should heir, possess, or enjoy my property, except in the manner
and for the uses herein above specified."
"And lastly, I do nominate and appoint the Chancellor of the
State of New York for the time being, at the time of my decease;
the Mayor of the City of New York, for the time being; the Recorder
of the City of New York, for the time being; the president of the
chamber of commerce, for the time being; the President and
Vice-President of the Marine Society in the City of New York, for
the time being; the senior minister of the episcopal church in the
City of New York, and the senior minister of the presbyterian
church in the said city, for the time being; and their successors
in office after them, to be the executors of this my last will and
testament, hereby revoking all former and other wills, and
declaring this to be my last will and testament."
It was admitted that at the time of the decease of Robert
Richard Randall and of the probate of the will, the offices named
in the will were respectively filled by different persons, and that
they or some of them, immediately upon the death of the testator,
entered upon the premises under the will, claiming to be the owners
in fee, until the Legislature of New York, on their application, on
the 6th of February 1806, passed "an act to incorporate the
trustees of the marine hospital, called the Sailor's Snug Harbor,
in the City of New York."
Those offices continued to be filled respectively by different
persons, from the time of the death of the testator until the time
of the trial.
The act incorporating "the trustees of the marine hospital,",
&c., provides,
"Whereas it is represented to the legislature that Robert
Richard Randall, late of the City of New York, deceased, in and by
his last will and testament, duly made and executed, bearing date 1
June in the year of our Lord 1801, did, after bequeathing certain
specific legacies therein mentioned, among other things give and
devise and bequeath all the residue of his estate, both real and
personal, unto the chancellor of this state, the Mayor and Recorder
of the City of New York, the President of the Chamber of
Commerce
Page 28 U. S. 107
in the City of New York, the President and Vice President of the
marine society of the City of New York, the senior minister of the
episcopal church in the said city, and the senior minister of the
presbyterian church in the said city, for the time being, and to
their successors in office respectively, in trust, to receive the
rents, issues and profits thereof, and to apply the same to the
erecting or building on some eligible part of the land whereon the
testator then resided, an asylum, or marine hospital, to be called
'the Sailor's Snug Harbor,' for the purpose of maintaining and
supporting aged, decrepid and worn out sailors, as soon as the said
trustees, or a majority of them, should judge the proceeds of the
said estate would support fifty of such sailors and upwards, and
that the said testator, in his said will, declared his intention to
be, that the said estate should at all events be applied to the
purposes aforesaid, and no other; and if his said intent could not
be carried into effect without an act of incorporation, he therein
expressed his desire that the said trustees would apply to the
legislature for such incorporation; and whereas the said trustees
have represented that the said estate is of considerable value, and
if prudently managed will in time enable them to erect such
hospital and carry into effect the intent of the testator, but that
as such trustees, and being also appointed executors of the said
will, in virtue of their offices, and only during their continuance
in the said office, they have found that considerable
inconveniences have arisen in the management of the said estate
from the changes which have taken place in the ordinary course of
the elections and appointments to those offices, and have prayed to
be incorporated for the purposes expressed in the said will, and
such prayer appears to be reasonable, therefore"
"1. Be it enacted by the people of the State of New York,
represented in Senate and assembly, that John Lansing, Jr., the
Chancellor of this state, De Witt Clinton the Mayor, and Maturin
Livingston, the Recorder of the City of New York, John Murray the
President of the Chamber of Commerce of the City of New York, James
Farquhar the President, and Thomas Farmer the First Vice President
of the Marine Society
Page 28 U. S. 108
of the City of New York, Benjamin Moore senior minister of the
episcopal church in the said city, and John Rogers, senior minister
of the presbyterian church in the said city, and their successors
in office respectively, in virtue of their said offices, shall be
and hereby are constituted and declared to be a body corporate, in
fact and in name, by the name and style of the Trustees of the
Sailor's Snug Harbor in the City of New York, and by that name they
and their successors shall have continual succession, and shall be
capable in law of suing and being sued, pleading and being
impleaded, answering and being answered unto, defending and being
defended, in all courts and places whatsoever and in all manner of
actions, suits, complaints, matters and causes whatsoever, and that
they and their successors may have a common seal and may change and
alter the same at their pleasure, and also that they and their
successors, by the name and style aforesaid, shall be capable in
law of holding and disposing of the said real and personal estate,
devised and bequeathed as aforesaid, according to the intention of
the said will; and the same is hereby declared to be vested in
them, and their successors in office for the purpose therein
expressed, and shall also be capable of purchasing, holding, and
conveying any other real and personal estate for the use and
benefit of the said corporation in such manner as to them or a
majority of them shall appear to be most conducive to the interest
of the said institution."
The second section gives to the trustees the power to make rules
and regulations and to appoint officers for the government and
business of the corporation, and provides for the mode of
transacting the same.
The third section declares that "this act shall be deemed and
taken to be a public act, and be construed in all courts and places
benignly and favorably for the purposes therein intended."
On 25f March, 1814, an act supplementary to the act of
incorporation was passed declaring that persons holding certain
offices should act as trustees and declaring it to be the duty of
the corporation to make an annual report of
Page 28 U. S. 109
their funds to the common council of the city of the state of
their funds.
The counsel for the tenants gave in evidence the act of the
Legislature of New York "for relief against absconding and absent
debtors," passed 4 April, 1786, and a report made to the Superior
Court of Judicature of the State of New York of proceedings under
the act against Paul Richard Randall, by which he was declared an
absent debtor.
Under this act, all the estate, real as well as personal, of
Paul Richard Randall, as an absent debtor, of what kind or nature
soever the same might be, were, on 13 November, 1800, attached,
seized, and taken, and were, by the Recorder of New York, under and
in pursuance of the provisions of the law, upon 22 December, 1801,
by an instrument of writing under his hand and seal, conveyed to
Charles Ludlow, James Brewerton, and Roger Strong, all of the City
of New York, to be trustees for all the creditors of the said Paul
Richard Randall, who afterwards duly qualified as trustees.
Subsequently, on 14 April, 1808, upon a further application to
the recorder of New York, Paul Richard Randall being still absent,
other trustees are appointed according to law who were on the same
day qualified to act as trustees.
The demandant gave in evidence the following rules of the
Supreme Court of Judicature of the people of the State of New
York:
"February 17, 1804"
"In the matter of Paul Richard Randall, an absent debtor."
"On reading and filing the petition of Alexander Stewart, White
Matlack, and Catherine Brewerton, agents and attorneys of the said
Paul Richard Randall, and also reading and filing the answer of
Charles Ludlow, James Brewerton, and Roger Strong, trustees for all
the creditors of the said Paul Richard Randall, to the said
petition, and on motion of Mr. Hamilton, attorney of the said
Alexander Stewart, White Matlack, and Catherine Brewerton, it is
ordered by the court that the said trustees pay to the said Paul
Richard Randall
Page 28 U. S. 110
or to his said agents and attorneys, for his use, the sum of
$5,500, out of the moneys now remaining in the hands of the said
trustees."
"August 9th, 1804."
"In the matter of Paul R. Randall, an absent debtor, and his
assignees, &c."
"On reading and filing the petition of Alexander Phoenix, the
attorney and agent for Paul Richard Randall, together with a
certified copy of the power of attorney, and the acknowledgements
of the trustees and former attorneys of the said Paul, thereunto
annexed, and on motion of Mr. Van Wyck, of counsel for the said
Alexander, ordered that the rule heretofore, in February term last,
made in the said matter, be vacated, and that the said sum of
$5,500, acknowledged to be still remaining in the hands of the said
Charles Ludlow, James Brewerton, and Roger Strong, trustees as
aforesaid, be paid over by them to the said Alexander Phoenix, as
the attorney and agent of the said Paul Richard Randall."
It appeared in evidence that Catherine Brewerton died sometime
in or about the year of our Lord 1815, and that Paul R. Randall
died sometime in the year of our Lord 1820, Catherine Brewerton,
having first, while a widow, made her last will and testament dated
5 June, A.D. 1815, duly executed and attested to pass real estate,
and devised among other things as follows, that is to say:
"Secondly, I give, devise and bequeath, all my estate, real and
personal, whatsoever and wheresoever, in law or equity, in
possession, reversion, remainder or expectancy (excepting such as
is herein otherwise specially mentioned) unto my executors
hereinafter named and to the survivor of them, his heirs and
assigns forever, upon trust nevertheless for the uses and purposes
hereinafter mentioned and intended, that is to say, that my
executors shall,"
&c.
Upon the trial of the cause in the circuit court, the judges
were opposed in opinion upon the following points, which were
certified to the court:
Page 28 U. S. 111
I. Whether, inasmuch as the count in the cause is for the entire
right in the premises, the demandant can recover a less quantity
than the entirety.
II. Whether John Inglis, the demandant, was or was not capable
of taking lands in the State of New York by descent, which general
question presents itself under the following aspects:
1. Whether, in case he was born before 4 July, 1776, he is an
alien, and disabled from taking real estate by inheritance.
2. Whether, in case he was born after 4 July, 1776, and before
15 September of the same year, when the British took possession of
New York, he would be under the like disability.
3. Whether, if he was born after the British took possession of
New York, and before the evacuation on 25 November, 1783, he would
be under the like disability.
4. What would be the effect upon the right of John Inglis to
inherit real estate in New York if the grand assize should find
that Charles Inglis, the father, and John Inglis, the demandant,
did, in point of fact, elect to become and continue British
subjects and not American citizens?
III. Whether the will of Catherine Brewerton was sufficient to
pass her right and interest in the premises in question, so as to
defeat the demandant in any respect, the premises being, at the
date of the will and ever since, held adversely by the tenants in
this suit.
IV. Whether the proceedings against Paul R. Randall, as an
absent debtor, passed his right or interest in the lands in
question to, and vested the same in the trustees appointed under
the said proceedings, or either of them, so as to defeat the
demandant in any respect.
V. Whether the devise in the will of Robert Richard Randall of
the lands in question is a valid devise, so as to divest the heir
at law of his legal estate, or to affect the lands in his hands
with a trust.
Page 28 U. S. 112
MR. JUSTICE THOMPSON delivered the opinion of the Court.
This case comes up from the Circuit Court for the Southern
District of New York upon several points on a division of opinion
certified by that court. In the examination of these points, I
shall pursue the order in which they have been discussed at the
bar.
"I. Whether the devise in the will of Robert Richard Randall, of
the lands in question, is a valid devise, so as to divest the heir
at law of his legal estate, or to affect the lands in his hands
with a trust."
This question arises upon the residuary clause in the will, in
which the testator declares:
"That as to and concerning all the rest, residue, and remainder
of my estate, both real and personal, I give, devise and bequeath
the same unto the Chancellor of the State of New York, the Mayor
and Recorder of the City of New York, &c., (naming several
other persons by their official description only) to have and to
hold all and singular the said rest, residue and remainder of my
said real and personal estate, unto them, and their respective
successors in office, forever, to, for and upon, the uses, trusts,
intents and purposes, and subject to the directions and
appointments hereinafter mentioned and declared concerning the
same, that is to say, out of the rents, issues and profits of the
said rest, residue, and remainder of my said real and personal
estate, to erect and build upon some eligible part of the land upon
which I now reside, an asylum, or marine hospital, to be called
'the Sailor's Snug Harbor' for the purpose of supporting aged,
decrepid, and worn out sailors, &c."
And after giving directions as to the management of the fund by
his trustees and declaring that it is his intention that the
institution erected by his will should be perpetual and that the
above mentioned officers for the time being, and their successors,
should forever continue to be the governors thereof and have the
superintendence of the same, he then adds,
"And it is my will and desire that if it cannot legally be done
according to my above intention by them
Page 28 U. S. 113
without an act of the legislature, it is my will and desire that
they will as soon as possible apply for an act of the legislature
to incorporate them for the purposes above specified. And I do
hereby declare it to be my will and intention that the said rest,
residue, and remainder of my said real and personal estate should
be at all events applied for the uses and purposes above set forth,
and that it is my desire all courts of law and equity will so
construe this my said will as to have the said estate appropriated
to the above uses, and that the same should in no case, for want of
legal form or otherwise, be so construed as that my relations or
any other persons should heir, possess or enjoy my property except
in the manner and for the uses herein above specified."
The Legislature of the State of New York, within a few years
after the death of the testator, on the application of the
trustees, who are also named as executors in the will, passed a law
constituting the persons holding the offices designated in the
will, and their successors in office, a body corporate by the name
and style of "the Trustees of the Sailor's Snug Harbor in the City
of New York," and declaring that they and their successors, by the
name and style aforesaid, shall be capable in law of holding and
disposing of the said real and personal estate, devised and
bequeathed as aforesaid, according to the intentions of the
aforesaid will. And that the same is hereby declared to be vested
in them and their successors in office for the purposes therein
expressed.
If, after such a plain and unequivocal declaration of the
testator with respect to the disposition of his property, so
cautiously guarding against, and providing for every supposed
difficulty that might arise, any technical objection shall now be
interposed to defeat his purpose, it will form an exception to what
we find so universally laid down in all our books, as a cardinal
rule in the construction of wills, that the intention of the
testator is to be sought after and carried into effect. But no such
difficulty in my judgment is here presented. If the intention of
the testator cannot be carried into effect precisely in the mode at
first contemplated by
Page 28 U. S. 114
him, consistently with the rules of law, he has provided an
alternative, which, with the aid of the act of the legislature,
must remove all difficulty.
The case of
Baptist Association v. Hart's
Executors, 4 Wheat. 27, is supposed to have a
strong bearing upon the present. This is however distinguishable in
many important particulars from that. The bequest there was, "to
the Baptist Association that for ordinary meets at Philadelphia."
This association, not being incorporated, was considered incapable
of taking the trust as a society. It was a devise
in
praesenti, to take effect immediately on the death of the
testator, and the individuals composing it were numerous and
uncertain, and there was no executory bequest over to the
association if it should become incorporated. The court therefore
considered the bequest gone for uncertainty as to the devisees, and
the property vested in the next of kin, or was disposed of by some
other provision in the will. If the testator in that case had
bequeathed the property to the Baptist Association on its becoming
thereafter and within a reasonable time incorporated, could there
be a doubt but that the subsequent incorporation would have
conferred on the association the capacity of taking and managing
the fund?
In the case now before the Court there is no uncertainty with
respect to the individuals who were to execute the trust. The
designation of the trustees by their official character is
equivalent to naming them by their proper names. Each office
referred to was filled by a single individual, and the naming of
them by their official distinction was a mere
designatio
personae. They are appointed executors by the same
description, and no objection could lie to their qualifying and
acting as such. The trust was not to be executed by them in their
official characters, but in their private and individual
capacities. But admitting that if the devise in the present case
had been to the officers named in the will and their successors to
execute the trust, and no other contingent provision made, it would
fall within the case of
Baptist Association v. Hart's
Executors.
The subsequent provisions in the will must remove all difficulty
on this ground. If the first mode pointed out by the testator for
carrying into execution his will and
Page 28 U. S. 115
intention with respect to this fund cannot legally take effect,
it must be rejected and the will stand as if it had never been
inserted, and the devise would then be to a corporation to be
created by the legislature, composed of the several officers
designated in the will as trustees to take the estate and execute
the trust.
And what objection can there be to this as a valid executory
devise, which is such a disposition of lands that thereby no estate
vests at the death of the devisor, but only on some future
contingency? By an executory devise, a freehold may be made to
commence
in futuro, and needs no particular estates to
support it. The future estate is to arise upon some specified
contingency, and the fee simple is left to descend to the heir at
law until such contingency happens. A common case put in the books
to illustrate the rule is if one devises land to a
feme
sole and her heirs upon her marriage. This would be a freehold
commencing
in futuro, without any particular estate to
support it, and would be void in a deed, though good by executory
devise, 2 Black.Com. 175. This contingency must happen within a
reasonable time, and the utmost length of time the law allows for
this is that of a life or lives in being and twenty-one years
afterwards. The devise in this case does not purport to be a
present devise to a corporation not in being, but a devise to take
effect
in futuro upon the corporation being created. The
contingency was not too remote. The incorporation was to be
procured, according to the directions in the will, as soon as
possible on its being ascertained that the trust could not legally
be carried into effect in the mode first designated by the
testator. It is a devise to take effect upon condition that the
legislature should pass a law incorporating the trustees named in
the will. Every executory devise is upon some condition or
contingency, and takes effect only upon the happening of such
contingency or the performance of such condition. As in the case
put of a devise to a
feme sole upon her marriage. The
devise depends on the condition of her afterwards marrying.
The doctrine sanctioned by the court in
Porter's Case,
1 Coke 24, admits the validity of a devise to a future
Page 28 U. S. 116
incorporation. In answer to the argument that the devise of a
charitable use was void under the statute 23 Hen. 8, it was said
that admitting this, yet the condition was not void in that case.
For the testator devised that his wife shall have his lands and
tenements upon condition that she, by the advice of learned
counsel, in convenient time after his death, shall assure all his
lands and tenements for the maintenance and continuance of the said
free school and alms men and alms women forever. So that although
the said uses were prohibited by the statute, yet the estator hath
devised that counsel learned should advise how the said lands and
tenements should be assured for the uses aforesaid, and that may be
advised lawfully,
viz., to make a corporation of them by
the King's letters patent, and afterwards, by license, to assure
the lands and tenements to them. So if a man devise that his
executors shall, by the advice of learned counsel, convey his lands
to any corporation, spiritual or temporal, this is not against any
act of Parliament, because it may lawfully be done by license,
&c., and so doubtless was the intent of the testator, for he
would have the lands assured for the maintenance of the free school
and poor forever, which cannot be done without incorporation and
license as aforesaid; so the condition is not against law;
quod
fuit concessum per curiam.
The devise in that case could not take effect without the
incorporation. This was the condition upon which its validity
depended. And the incorporation was to be procured after the death
of the testator. The devise then, as also in the case now before
the Court, does not purport to be a present devise, but to take
effect upon some future event. And this distinguishes the present
case from that of
Baptist Association v. Hart's Executors
in another important circumstance. There it was a present devise,
here it is a future devise. A devise to the first son of A., he
having no son at that time, is void because it is by way of a
present devise, and the devisee is not
in esse. But a
devise to the first son of A. when he shall have one is good, for
that is only a future devise, and valid as an executory devise. 1
Salk. 226, 229.
The cases in the books are very strong to show that for the
purpose of carrying into effect the intention of the
Page 28 U. S. 117
testator, any mode pointed out by him will be sanctioned if
consistent with the rules of law, although some may fail. In
Thellusson v. Woodford, 4 Ves.Jr. 325, Buller, Justice,
sitting with the Lord Chancellor, refers to and adopts with
approbation the rule laid down by Lord Talbot in
Hopkins v.
Hopkins that in such cases, (on wills), the method of the
courts is not to set aside the intent because it cannot take effect
so fully as the testator desired, but to let it work as far as it
can. Most executory devises, he says, are without any freehold to
support them; the number of contingencies is not material if they
are to happen within the limits allowed by law. That it was never
held that executory devises are to be governed by the rules of law
as to common law conveyances. The only question is whether the
contingencies are to happen within a reasonable time or not. The
Master of the Rolls in that case says, p. 329, he knows of only one
general rule of construction, equally for courts of equity and
courts of law, applicable to wills. The intention of the testator
is to be sought for and the will carried into effect, provided it
can be done consistent with the rules of law. And he adds another
rule which has become an established rule of construction. That if
the court can see a general intention, consistent with the rules of
law, but the testator has attempted to carry it into effect in a
way that is not permitted, the court is to give effect to the
general intention, though the particular mode shall fail. 1 Peere
Wms. 332. 2 Brown Ch. 51.
The language of Lord Mansfield in the case of
Chapman v.
Brown, 3 Burr. 1634, is very strong to show how far courts
will go to carry into effect the intention of the testator. To
attain the intent, he says, words of limitation shall operate as
words of purchase; implication shall supply verbal omissions. The
letter shall give way, every inaccuracy of grammar, every
impropriety of terms, shall be corrected by the general meaning, if
that be clear and manifest.
In
Bartlet v. King, 12 Mass. 543, the Supreme Judicial
Court of Massachusetts adopted the rule laid down in
Thellusson
v. Woodford that the court is bound to carry the will into
effect if they can see a general intention
Page 28 U. S. 118
consistent with the rules of law, even if the particular mode or
manner pointed out by the testator is illegal. And the court refers
with approbation to what is laid down by Powell in his Treatise on
Devises 421, that a devise is never construed absolutely void for
uncertainty, but from necessity; if it be possible to reduce it to
certainty, it is good. So also in
Finlay v. Riddle, 3
Binn. 162, in the Supreme Court of Pennsylvania, the rule is
recognized that the general intent must be carried into effect even
if it is at the expense of the particular intent.
A rule so reasonable and just in itself and in such perfect
harmony with the whole doctrine of the law in relation to the
construction of wills cannot but receive the approbation and
sanction of all courts of justice, and a stronger case calling for
the application of that rule can scarcely be imagined than the one
now before the Court. The general intent of the testator that this
fund should be applied to the maintenance and support of aged,
decrepid, and worn out sailors cannot be mistaken. And he seems to
have anticipated that some difficulty might arise about its being
legally done in the particular mode pointed out by him. And to
guard against a failure of his purpose on that account, he directs
application to be made to the legislature for an incorporation, to
take and execute the trust according to his will, declaring his
will and intention to be that his estate should at all events be
applied to the uses and purposes aforesaid, and desiring all courts
of law and equity so to construe his will as to have his estate
applied to such sues. And to make it still more secure, if
possible, he finally directs that his will should in no case, for
want of legal form or otherwise, be so construed as that his
relations or any other persons should heir, possess, or enjoy his
property except in the manner and for the uses specified in his
will.
The will looks therefore to three alternatives:
1. That the officers named in the will as trustees should take
the estate and execute the trust.
2. If that could not legally be done, then he directs his
trustees to procure an act of incorporation, and vests the estate
in it for the purpose of executing the trust.
Page 28 U. S. 119
3. If both these should fail, his heirs or whosoever should
possess and enjoy the property are charged with the trust.
That this trust is fastened upon the land cannot admit of a
doubt. Wherever a person by will gives property and points out the
object, the property and the way in which it shall go, a trust is
created unless he shows clearly that his desire expressed is to be
controlled by the trustee and that he shall have an option to
defeat it. 2 Ves.Jr. 335.
It has been urged by the demandant's counsel that these lands
cannot be charged with the trust in the hands of the heir because
the will directs that they shall not be possessed or enjoyed except
in the manner and for the uses specified. That the manner and the
use must concur in order to charge the trust on the land. But I
apprehend this is a mistaken application of the term "manner" as
here used. It does not refer to the persons who were to execute the
trust, but to the mode or manner in which it was to be carried into
effect,
viz., by erecting upon some eligible part of the
land an asylum, or marine hospital, to be called the Sailor's Snug
Harbor. And the uses were, "for the purpose of maintaining and
supporting aged, decrepid and worn out sailors." Whoever therefore
takes the land takes it charged with these uses or trusts, which
are to be executed in the manner above mentioned. And if so, there
can be no objection to the act of incorporation and the vesting the
title therein declared. It does not interfere with any vested
rights in the heir. He has no beneficial interest in the land. And
the law only transfers the execution of the trust from him to the
corporation, and thereby carrying into effect the clear and
manifest intention of the testator. But being of opinion that the
legal estate passed under the will, I have not deemed it necessary
to pursue the question of trust, and have simply referred to it as
being embraced in the point submitted to this Court.
If this is to be considered a devise to a corporation, it will
not come within the prohibitions in the statute of wills, 1 Revised
Laws 364. For this act of incorporation is,
pro tanto, a
repeal of that statute.
Taking this devise therefore in either of the points of view
Page 28 U. S. 120
in which it has been considered, the answer to the question put
must be that it is valid so as to divest the heir of his legal
estate, or at all events, to affect the lands in his hands with the
trust declared in the will.
If this view of the devise in the will of Robert Richard Randall
be correct, it puts an end to the right and claim of the demandant,
and might render it unnecessary to examine the other points which
have been certified to this Court had the questions come up on a
special verdict or bill of exceptions. But coming up on a
certificate of a division of opinion, it has been the usual course
of this Court to express an opinion upon all the points.
It is not, however, deemed necessary to go into a very extended
examination of the other questions, as the opinion of the Court
upon the one already considered is conclusive against the right of
recovery in this action.
II. The second general question is whether John Inglis, the
demandant, was or was not capable of taking lands in the State of
New York by descent.
This question is presented under several aspects, for the
purpose of meeting what at present from the evidence appears a
little uncertain, as to the time of the birth of John Inglis. This
question as here presented does not call upon the Court for an
opinion upon the broad doctrine of allegiance and the right of
expatriation under a settled and unchanged state of society and
government. But to decide what are the rights of the individuals
composing that society, and living under the protection of that
government when a revolution occurs, a dismemberment takes place,
new governments are formed, and new relations between the
government and the people are established.
If John Inglis, according to the first supposition under this
point, was born before 4 July, 1776, he is an alien unless his
remaining in New York during the war changed his character and made
him an American citizen. It is universally admitted both in the
English courts and in those of our own country that all persons
born within the colonies of North America whilst subject to the
Crown of Great Britain were natural born British subjects, and
it
Page 28 U. S. 121
must necessarily follow that that character was changed by the
separation of the colonies from the parent state and the
acknowledgement of their independence.
The rule as to the point of time at which the American
ante
nati ceased to be British subjects differs in this country and
in England as established by the courts of justice in the
respective countries. The English rule is to take the date of the
Treaty of Peace in 1783. Our rule is to take the date of the
declaration of independence. And in the application of the rule to
different cases some difference in opinion may arise. The settled
doctrine of this country is that a person born here, who left the
country before the declaration of independence and never returned
here, became thereby an alien, and incapable of taking lands
subsequently by descent in this country. The right to inherit
depends upon the existing state of allegiance at the time of
descent cast. The descent cast in this case being long after the
treaty of peace, the difficulty which has arisen in some cases,
where the title was acquired between the declaration of
independence and the treaty of peace, does not arise here.
Prima facie and as a general rule, the character in which
the American
ante nati are to be considered will depend
upon and be determined by the situation of the party and the
election made at the date of the declaration of independence,
according to our rule, or the treaty of peace according to the
British rule. But this general rule must necessarily be controlled
by special circumstances attending particular cases. And if the
right of election is at all admitted, it must be determined in most
cases by what took place during the struggle, and between the
declaration of independence and the treaty of peace. To say that
the election must have been made before or immediately at the
declaration of independence would render the right nugatory.
The doctrine of perpetual allegiance is not applied by the
British courts to the American
ante nati. This is fully
shown by the late case of
Doe v. Acklam, 2 Barn. &
Cresw. 779. Chief Justice Abbott says,
"James Ludlow, the father of Frances May, the lessor of the
plaintiff, was undoubtedly born a subject of Great Britain. He was
born in a part of
Page 28 U. S. 122
America which was at the time of his birth a British colony and
parcel of the dominions of the Crown of Great Britain; but upon the
fact found, we are of opinion that he was not a subject of the
Crown of Great Britain at the time of the birth of his daughter.
She was born after the independence of the colonies was recognized
by the Crown of Great Britain, after the colonies had become United
States, and their inhabitants generally citizens of those states.
And her father, by his continued residence in those states,
manifestly became a citizen of them."
He considered the treaty of peace as a release from their
allegiance of all British subjects who remained there. A
declaration, says he, that a state shall be free, sovereign and
independent is a declaration, that the people composing the state
shall no longer be considered as subjects of the sovereign by whom
such a declaration is made. And this Court, in the case of
Blight's Lessee v.
Rochester, 7 Wheat. 544, adopted the same rule with
respect to the right of British subjects here. That although born
before the Revolution, they are equally incapable with those born
subsequent to that event of inheriting or transmitting the
inheritance of lands in this country. The British doctrine
therefore is that the American
ante nati, by remaining in
America after the treaty of peace, lost their character of British
subjects. And our doctrine is that by withdrawing from this country
and adhering to the British government, they lost, or, perhaps more
properly speaking, never acquired the character of American
citizens.
This right of election must necessarily exist in all revolutions
like ours, and is so well established by adjudged cases that it is
entirely unnecessary to enter into an examination of the
authorities. The only difficulty that can arise is to determine the
time when the election should have been made. Vattel, B. 1, ch. 3,
sec. 33;
1 U.S.
1 Dall. 58;
2 U. S. 2 Dall. 234;
20 Johns. 332; 2 Mass. 179, 236, 244, note; 2 Pickering 394; 2
Kent's Com. 49.
I am not aware of any case in the American courts where this
right of election has been denied except that of
Ainsley v.
Vartin, 9 Mass. 454. Chief Justice Parsons does there seem to
recognize and apply the doctrine of perpetual
Page 28 U. S. 123
allegiance in its fullest extent. He then declares that a person
born in Massachusetts and who, before 4 July, 1776, withdrew into
the British dominions and never since returned into the United
States, was not an alien, that his allegiance to the King of Great
Britain was founded on his birth, within his dominions, and that
that allegiance accrued to the Commonwealth of Massachusetts as his
lawful successor. But he adds what may take the present case even
out of his rule: "It not being alleged," says he, "that the
demandant has been expatriated by virtue of any statute or any
judgment of law." But the doctrine laid down in this case is
certainly not that which prevailed in the Supreme Judicial Court of
Massachusetts, both before and since that decision, as will appear
by the cases above referred to of
Gardner v. Ward and
Kilham v. Ward, 2 Mass., and of George Phipps, 2 Pickering
394, note.
John Inglis, if born before the declaration of independence,
must have been very young at that time and incapable of making an
election for himself, but he must, after such a lapse of time, be
taken to have adopted and ratified the choice made for him by his
father, and still to retain the character of a British subject, and
never to have become an American citizen, if his father was so to
be considered. He was taken from this country by his father before
the treaty of peace, and has continued ever since to reside within
the British dominions without signifying any dissent to the
election made for him, and this ratification, as to all his rights,
must relate back, and have the same effect and operation as if the
election had been made by himself at that time.
How then is his father Charles Inglis to be considered? Was he
an American citizen? He was here at the time of the declaration of
independence, and
prima facie may be deemed to have become
thereby an American citizen. But this
prima facie
presumption may be rebutted; otherwise there is no force or meaning
in the right of election. It surely cannot be said that nothing
short of actually removing from the country before the declaration
of independence will be received as evidence of the election, and
every act that could be done to signify the choice that had been
made,
Page 28 U. S. 124
except actually withdrawing from the country, was done by
Charles Inglis. He resided in the City of New York at the
declaration of independence, and remained there until he removed to
England a short time before the evacuation of the city by the
British in November, 1783; New York during the whole of that time,
except from July to September 1776, being in possession, and under
the government and control of the British, he taking a part and
acting with the British, and was, according to the strong language
of the witness, as much a royalist as he himself was, and that no
man could be more so. Was Charles Inglis under these circumstances
to be considered an American citizen? If being here at the
declaration of independence necessarily made him such, under all
possible circumstances he was an American citizen. But I apprehend
this would be carrying the rule to an extent that never can be
sanctioned in a court of justice, and would certainly be going
beyond any case as yet decided.
The facts disclosed in this case, then, lead irresistibly to the
conclusion that it was the fixed determination of Charles Inglis
the father, at the declaration of independence, to adhere to his
native allegiance. And John Inglis the son must be deemed to have
followed the condition of his father, and the character of a
British subject attached to and fastened on him also, which he has
never attempted to throw off by any act disaffirming the choice
made for him by his father.
The case of
McIlvaine v. Coxe's
Lessee, 4 Cranch 211, which has been relied upon,
will not reach this case. The Court in that case recognized fully
the right of election, but considered that Mr. Coxe had lost that
right by remaining in the State of New Jersey not only after she
had declared herself a sovereign state, but after she had passed
laws by which she pronounced him to be a member of, and in
allegiance to the new government; that by the Act of 4 October,
1776, he became a member of the new society, entitled to the
protection of its government. He continued to reside in New Jersey
after the passage of this law and until sometime in the year 1777,
thereby making his election to become a member of the new
government, and the doctrine of allegiance became applicable to his
case, which rests on the
Page 28 U. S. 125
ground of a mutual compact between the government and the
citizen or subject, which it is said cannot be dissolved by either
party without the concurrence of the other. It is the tie which
binds the governed to their government, in return for the
protection which the government affords them. New Jersey, in
October, 1776, was in a condition to extend that protection, which
Coxe tacitly accepted by remaining there. But that was not the
situation of the City of New York; it was in the possession of the
British. The government of the State of New York did not extend to
it in point of fact.
The resolutions of the convention of New York of 16 July, 1776,
have been relied upon as asserting a claim to the allegiance of all
persons residing within the state. But it may well be doubted
whether these resolutions reached the case of Charles Inglis. The
language is
"that all persons abiding within the State of New York, and
deriving protection from the laws of the same, owe allegiance to
the said laws, and are members of the state."
Charles Inglis was not, within the reasonable interpretation of
this resolution, abiding in the state and owing protection to the
laws of the same. He was within the British lines, and under the
protection of the British army, manifesting a full determination to
continue a British subject. But if it should be admitted that the
State of New York had a right to claim the allegiance of Charles
Inglis, and did assert that right by the resolution referred to,
still the case of
McIlvaine v. Coxe does not apply.
It cannot, I presume, be denied but that allegiance may be
dissolved by the mutual consent of the government and its citizens
or subjects. The government may release the governed from their
allegiance. This is even the British doctrine in the case of
Doe v. Acklam, before referred to. The act of attainder
passed by the Legislature of the State of New York, by which
Charles Inglis is declared to be forever banished from the state
and adjudged guilty of treason if ever afterwards he should be
found there, must be considered a release of his allegiance, if
ever he owed any to the state. 1 Greenleaf's Ed.L.N.Y. 26.
Page 28 U. S. 126
From the view of the general question referred to in this Court,
the answers to the specific inquiries will, in my judgment, be as
follows.
1. If the demandant was born before 4 July, 1776, he was born a
British subject, and no subsequent act on his part or on the part
of the State of New York has occurred to change that character; he
of course continued an alien, and disabled from taking the land in
question by inheritance.
2. If born after 4 July, 1776, and before 15 September of the
same year, when the British took possession of New York, his
infancy incapacitated him from making any election for himself, and
his election and character followed that of his father, subject to
the right of disaffirmance in a reasonable time after the
termination of his minority, which never having been done, he
remains a British subject and disabled from inheriting the land in
question.
3. If born after the British took possession of New York and
before the evacuation on 25 November, 1783, he was, under the
circumstances stated in the case, born a British subject, under the
protection of the British government, and not under that of the
State of New York, and of course owing no allegiance to the State
of New York. And even if the resolutions of the convention of 16
July, 1776 should be considered as asserting a rightful claim to
the allegiance of the demandant and his father, this claim was
revoked by the act of 1779, and would be deemed a release and
discharge of such allegiance, on the part of the state, and which
laving been impliedly assented to, by the demandant, by withdrawing
with his father from the State of New York to the British dominions
and remaining there ever since worked a voluntary dissolution, by
the assent of the government and the demandant, of whatever
allegiance antecedently existed, and the demandant at the time of
the descent cast was an alien and incapable of taking lands in New
York by inheritance.
4. When Charles Inglis, the father, and John Inglis, his son,
withdrew from New York to the British dominions, they had the right
of electing to become and remain British subjects. And if the grand
assize shall find that in point of
Page 28 U. S. 127
fact they had made such election, then the demandant at the time
of the descent cast was an alien, and could not inherit real estate
in New York.
III. The next question is whether the will of Catherine
Brewerton was sufficient to pass her right and interest in the
premises in question, so as to defeat the demandant in any respect,
the premises being at the date of the will, and ever since, held
adversely by the tenants in the suit.
Mrs. Brewerton was the sister of Robert Richard Randall, and if
the devise in his will is void and cannot take effect, she, as one
of his heirs at law, would be entitled to a moiety of the lands in
question. She died in the year 1815, having shortly before made her
last will and testament, duly executed and attested to pass real
estate. By this will she devised and bequeathed all her real and
personal estate, whatsoever and wheresoever, in law and equity, in
possession, reversion, remainder, or expectancy (except some
specific legacies) unto her executors upon certain trusts therein
mentioned. If this will was therefore operative so as to pass her
right to her brother's estate, it will defeat the demandant's right
to recover as to one moiety of the premises in question.
The objection taken to the operation of this will is that the
premises were at the date thereof and ever since have been held
adversely by the tenants in the suit.
The validity of this objection must depend upon the construction
of the statute of wills in the State of New York. By that statute,
1 N.Y.Rev.Laws, 364, sec. 1, it is declared that any person having
any estate of inheritance, either in severalty, in coparcenary, or
in common, in any lands, tenements, or hereditaments, may at his
own free will and pleasure give or devise the same, or any of them,
or any rent or profit out of the same or out of any part thereof,
to any person or persons (except bodies public and corporate) by
his last will and testament or any other act by him lawfully
executed.
This being a question depending upon the construction of a state
statute with respect to the title to real property, it has been the
uniform course of this Court to apply the
Page 28 U. S. 128
same rule that we find applied by the state tribunals in like
cases.
26 U. S. 1 Pet.
371. This statute upon the point now under consideration has
received a construction by the Supreme Court of the State of New
York, in the case of
Jackson v. Varick, 7 Cowen 238. The
question arose upon the validity of a devise in the will of Medcef
Eden, the younger. The objection was that at the time of the
devise, and of the death of the testator, the premises in question
were, and had been for several years before in the adverse
possession of the defendant, and that he and those under whom he
claimed entered originally, without the consent of the devisor or
anyone from whom he claimed. The court said the facts present the
question whether the owner in fee can devise land, which, at the
time of the devise and his death, is in the adverse possession of
another. That is whether a person having a right of entry in fee
simple, shall be said to have an estate of inheritance in lands,
tenements or hereditaments in the language of our statute of
wills.
It is unnecessary to pursue the course of reasoning which
conducted the court to the conclusion to which it came. The result
of the opinion was that under the comprehensive words used in the
act, a right of entry, as well as an estate in the actual seizin
and possession of the devisor, was devisable, and that an estate
that would descend to the heir is transmissible equally by will.
The judge who delivered the opinion adverted to some cases that had
arisen in the same court, wherein a contrary doctrine would seem to
have been recognized, but came to the conclusion, that no decision
had been made upon the point.
In the case of
Wilkes v. Lion, 2 Cowen 355, decided in
the Court of Errors, in New York, one of the points relied upon by
the counsel for the plaintiff in error, was that this same will of
Medcef Eden, the younger, was inoperative as to the premises then
in question, they being lands of which he was not seized at the
time of his death. I do not find that any direct opinion was given
upon this point, but the objection must have been overruled, or the
court could not have come to the conclusion it did.
It is said, however, by the demandant's counsel that these
Page 28 U. S. 129
cases do not apply to the one now before the Court, but only
such estate as would descend to the heir of the devisor, and that
the premises in question here would not descend to the heirs of
Mrs. Brewerton for want of actual seizin. According to the rule
laid down in Watkins on Descents 23, that where the ancestor takes
by purchase, he may be capable of transmitting the property so
taken to his own heirs without any actual possession in himself,
but if the ancestor himself takes by descent, it is absolutely
necessary, in order to make him the stock or terminus from whom the
descent should now run, and so enable him to transmit such
hereditaments to his own heirs, that he acquire an actual seizin of
such as are corporeal, or what is equivalent thereto, in such as
are incorporeal.
It is very evident, however, that the court could not have
intended to apply this rule to the construction of the statute of
wills. For it said in terms that the question is whether a person
having a right of entry in lands has an estate of inheritance
devisable, according to the provisions of the statute. But under
the common law rule referred to, a person having only a right of
entry would not be accounted an ancestor from whom the inheritance
would be derived. 2 Black.Com. 209. Such a construction would be in
a great measure defeating the whole operation of the act.
The demandant in this case states in his count that upon the
death of Robert R. Randall, the right to the land descended to Paul
R. Randall and Catherine Brewerton in moieties. So that by his own
showing, she had a right of entry which, according to the express
terms of the decisions in
Jackson v. Varick, was
devisable.
The answer to this question must accordingly be that the will of
Catherine Brewerton was sufficient to pass her right and interest
in the premises in question notwithstanding the adverse possession
held by the tenants in this suit at the date of the will.
IV. The fourth point stated is whether the proceedings against
Paul Richard Randall, as an absent debtor, passed his right or
interest in the lands in question to and vested the
Page 28 U. S. 130
same in the trustees appointed under the said proceedings, or
either of them, so as to defeat the demandant in any respect.
Paul R. Randall, as stated in the case, died some time in the
year 1820. He and his sister Mrs. Brewerton were the heirs at law
to the estate of their brother Robert Richard Randall. If,
therefore, the will of Mrs. Brewerton operated to pass her right,
Paul R. Randall would be entitled to the other moiety. If her will
did not operate, then he would be entitled to the whole of his
brother's estate.
It does not appear from the case that any objections were made
to the regularity of the proceedings against Paul R. Randall, under
the Absconding Debtor Act, and indeed the question, as stated for
the opinion of this Court, necessarily implies that no such
objection existed. The question is whether his right in the land
passed to, and became vested in the trustees.
As this is the construction of a state law, this Court will be
governed very much by the decisions of the state tribunals in
relation to it. The question is whether a right of entry passes
under the provisions of the Absconding Debtor Act of the State of
New York, 1 Rev.Laws, 157. By the first section of the act, the
warrant issued to the sheriff commands him to attach and safely
keep all the estate, real and personal, of the debtor. The tenth
section authorizes the trustees to take into their hands all the
estate of the debtor, whether attached as aforesaid or afterwards
discovered by them, and that the said trustees, from their
appointment, shall be deemed vested with all the estate of such
debtor, and shall be capable to sue for and recover the same. And
the trustees are required to sell all the estate, real and
personal, of the debtor as shall come to their hands, and execute
deeds and bills of sale, which shall be as valid as if made by the
debtor himself.
These are the only parts of the act which have a material
bearing upon this point. And the first question that would seem to
arise is whether the term "estate" as here used will extend to the
interest which the debtor has in lands held adversely. An estate in
lands, tenements, and hereditaments signifies such interest as a
person has therein, and is the
Page 28 U. S. 131
condition or circumstance in which the owner stands with regard
to his property. Coke. sec. 345a; 2 Black.Com. 103.
The language of the act is broad enough to include a right of
entry, and there can be no reason to believe that such was not the
intention of the legislature.
The doctrine of the Court of Common Pleas in England in the case
of
Smith v. Coffin, 2 H.Black. 461, has a strong bearing
upon this question. The language of this Absconding Debtor Act,
with respect to the estate of the debtor to which it shall extend,
is as broad as that of the English bankrupt laws, and the same
policy is involved in the construction. In the case referred to,
the court said the plain spirit of the bankrupt law is that every
beneficial interest which the bankrupt has shall be disposed of for
the benefit of his creditors. On general principles, rights of
action are not assignable, but that is a rule founded on the policy
of the common law, which is averse to encouraging litigation. But
the policy of the bankrupt law requires that the right of action
should be assignable, and transferred to assignees, as much as any
other species of property. Its policy is that every right belonging
in any shape to the bankrupt, should pass to the assignees.
The estate of the debtor, under the New York statute, becomes
vested in the trustees by the mere act and operation of law,
without any assignment.
The courts in New York have given a literal construction to this
act whenever it has come under consideration, so as to reach all
the property of the absconding debtor. In
Matter of Smith,
16 Johns. 107, the broad rule is laid down that an attachment under
this act is analogous to an execution. And in the case of
Handy
v. Dobbin, 12 Johns. 220, when the proceeding was under
another statute, 1 Rev.Laws 398, very analogous to the one under
consideration, the court said there can be no doubt that the
constable, under the attachment, could take any goods and chattels
which could be levied on by execution. The authority in both cases
is the same. And in
Jackson v. Varick, 7 Cowen 244, it is
laid down as a rule admitting of no doubt that a right of entry may
be taken and sold under an execution.
Page 28 U. S. 132
It is said, however, that this right of entry does not pass,
because, by the tenth section of the act, it is declared that the
deeds given by the trustees shall be as valid as if made by the
debtor, and that the debtor could not make a valid deed of lands
held at the time adversely.
This objection does not apply to the case; the question does not
arise upon the operation of a deed given by the trustees. The point
is whether the trustees themselves had any interest in these lands,
not whether they would give a valid deed for them, before reducing
the right to possession. If it should be admitted that they could
not, it would not affect the present question. The right is vested
in the trustees by operation of law, the act declaring that the
estate shall be deemed vested in them on their appointment, and
that they shall be capable to sue for and recover the same,
implying thereby that a suit may be necessary to reduce the estate
of possession.
Again, it is said that after such a lapse of time, it is to be
presumed that all the debts of Paul R. Randall have been paid, and
the trust of course satisfied, and that the estate thereupon became
revested in Paul R. Randall.
This objection admits of several answers. It does not appear
properly to arise under the point stated. But the question intended
to be put would seem to be whether the right, being a mere right of
entry, passed and became vested in the trustees. If it did so vest,
it could not be revested except by a reconveyance, or by operation
of law, resulting from a performance of the trust, by paying off
all the debts of the absent debtor. And whether these debts have
been satisfied, is a proper subject of inquiry for the grand
assize. There is not enough before this Court to enable it to
decide that point. It is a question of fact, and not of law. If it
was admitted that all the debts have been satisfied, the effect of
such satisfaction would be a question of law. The evidence might
probably warrant the grand assize in presuming payment, but even
that may not be perfectly clear. The order of the court upon the
trustees to pay to the agent or attorney of Paul R. Randall $5,500
out of the money remaining in their hands does not
Page 28 U. S. 133
purport to consider this sum as the surplus after payment of all
the debts. It was to be paid out of the moneys remaining in the
hands of the trustees, thereby fully implying that their trust was
not closed. And if the fact of payment and satisfaction of the
debts is left at all doubtful, this Court cannot say as matter of
law that the interest in the land became revested in Paul R.
Randall. It must depend upon the finding of the grand assize.
It is objected, however, that the defense set up and embraced in
the two last questions is inadmissible. That in a writ of right,
the tenant cannot, under the mise joined, set up title out of
himself and in a third person. That it is a question of mere right
between the demandant and the tenant. And it has been supposed that
this is the doctrine of this Court in the case of
Green v.
Liter, 8 Cranch 229. If anything that fell from the
Court in that case will give countenance to such a doctrine, it is
done away by the explanation given by the Court in
Green v.
Watkins, 7 Wheat. 31, and it is there laid down
that the tenant may give in evidence the title of a third person
for the purpose of disproving the demandant's seizin. That a writ
of right does bring into controversy the mere right of the parties
to the suit, and if so, it by consequence authorizes either party
to establish by evidence that the other has no right whatever in
the demanded premises or that his mere right is inferior to that
set up against him. And this is the rule recognized in the supreme
court of New York. In the case of
Ten Eyck v. Waterberry,
7 Cowen 52, the court said that in a writ of right, the mise puts
the seizin in issue, as the plea of not guilty in ejectment puts in
issue the title, and that under the mise, anything may be given in
evidence except collateral warranty. The same rule is laid down by
the Supreme Judicial Court of Massachusetts in the case of
Poor
v. Robinson, 10 Mass. 131, and such appears to be the well
settled rule in the English courts. Booth 98, 115, 112; 3 Wilson
420; 2 W.Black. 292; 2 Saund. 45f, note 4; Stearns on Real actions
227, 228, 372.
The answer to this question will accordingly be in the
affirmative unless the grand assize shall find that the trusts have
been fully performed, and if so, the interest in the land
Page 28 U. S. 134
will by operation of law become revested in Paul R. Randall.
V. Another point submitted to this Court is whether, inasmuch as
the count in the cause is for the entire right in the premises, the
demandant can recover a less quantity than the entirety.
This is rather matter of form, without involving materially the
merits of the case. And as the action itself has become almost
obsolete, it cannot be very important how the point is settled. I
have not, therefore, pursued the question to see how it would stand
upon British authority. The leaning of the courts in that country
is against the action, and against even allowing almost any
amendments, holding parties to the most strict and rigid rules of
pleading, and it may be that the English courts would consider that
the recovery must be according to the count. But whatever the rule
may be there, I think it is in a great measure a matter of
practice, and that we are at liberty to adopt our rule on this
subject. And no prejudice can arise to the tenant by allowing the
demandant to have judgment for and recover according to the right
which, upon the trial, he shall establish in the demanded premises.
The cases referred to showing that a demandant may abridge his
plant do not apply to a writ of right. This is confined to the
action of assize, and authorized by statute 21 Hen. 8, ch. 3. This
statute has been adopted in New York, 1 Rev.Laws 88, but does not
help the case. But independent of any statutory provision, I see no
good reason why the demandant should not be allowed to recover
according to the interest proved, if less than that which he has
demanded.
It is the settled practice in the Supreme Judicial Court in
Massachusetts, in a writ of entry, to allow the demandant to
recover an undivided part of the demanded premises. The technical
objection that the verdict and judgment do not agree with the count
is deemed unimportant, the title being the same as to duration and
quality, and differing only in the degree of interest between a
sole tenancy and a tenancy in common. The tenant cannot be
prejudiced by allowing this. He is presumed to know his own title,
and might have
Page 28 U. S. 135
disclaimed. The courts in that state consider, that with respect
to the right to renew a part of the land claimed, there is no
distinction between a writ of entry and an action of ejectment. 2
Pick. 387; 3 Pick. 52. Nor is it perceived that any well founded
distinction, in this respect, can be made between the action of
ejectment and a writ of right.
The opinion of the Court upon this point is that under a count
for the entire right, a demandant may recover a less quantity than
the entirety.
MR. JUSTICE JOHNSON.
I concur in the opinion in favor of this devise, but this is one
of those cases in which I wish my opinion to appear in my own
words.
This case comes up on a certified difference of opinion on five
points. I take them in their order on the record, not that in which
they were argued. The first, which is a technical question and of
minor importance, I shall pass over.
The second, which depends upon the civil or political relation
in which the demandant Inglis stands to the State of New York, has
been exhibited under four aspects. The first contemplating him as
born in the City of New York before the 4 July, 1776. The second as
born after that period, but before the British obtained possession
of the place of his birth. The third, as born in New York while a
British garrison. The fourth, as born an American citizen before
the treaty of peace, but having elected to adhere to his allegiance
to Great Britain. In the argument there was a fifth aspect of the
question presented, which depended upon the act of confiscation and
banishment by the state against the father of the demandant. On the
subject of descent, in
Shanks' Case, which having been
argued first in order, I had prepared first to examine, I have had
occasion to remark that the right being claimed under the laws of
the particular state in which the land lies, the doctrines of
allegiance, as applicable to the demandant, must be looked for in
the law of the state that has jurisdiction of the soil.
In this respect, the laws of New York vary in nothing material
from those of South Carolina. By the twenty-fifth
Page 28 U. S. 136
article of the Constitution of New York of 1777, the common law
of England is adopted into the jurisprudence of the state. By the
principles of that law, the demandant owed allegiance to the King
of Great Britain, as of his Province of New York. By the
Revolution, that allegiance was transferred to the state, and the
common law declares that the individual cannot put off his
allegiance by any act of his own. There was no legislative act
passed to modify the common law in that respect, and as to the
effect of the act of confiscation and banishment, the constitution
of the state has in it two provisions which effectually protect the
demandant against any defense that can be set up under the effect
of that act. The thirteenth article declares that
"No member of the state shall be disfranchised or deprived of
any of the rights of privileges secured to the subjects of the
state by that Constitution, unless by the laws of the land or the
judgment of his peers."
And the forty-first declares
"That no act of attainder shall be passed by the legislature of
the state for crimes other than those committed before the
termination of the present war, and that such acts [which I
construe to mean acts of attainder generally] shall not work a
corruption of blood."
I shall therefore answer the second question in the affirmative
-- that is that he was entitled to inherit as a citizen, born of
the State of New York.
On the third question, there were two points made. 1. That Mrs.
Brewerton having never entered, could not devise. 2. That the issue
being joined upon the mere right, it was not competent for the
tenant to introduce testimony to prove the interest out of the
demandant unless (I presume it was meant) the right be proved to be
in the tenant. On the first of these points, I am satisfied that
the State of New York has not suffered the exercise of the
testamentary power to be embarrassed with the subtleties of the
English law respecting entries and adverse possessions. The words
of their statute of wills are broad enough to carry any right or
interest in lands, and such practically seems to have been the
uniform understanding in that state.
On the second point under this question, the facts seem to
furnish a very obvious answer. Whatever be the rule in other
Page 28 U. S. 137
cases, and I do not feel myself called upon to say what the rule
is, it certainly can have no application here, since it is through
Mrs. Brewerton that the demandant has to trace his title. Certainly
then it must be a good defense if the tenant can establish that it
could not pass through Mrs. Brewerton, if she had prevented its
descending by an act of her own, valid to that purpose. That
question also I should answer in the affirmative.
On the fourth question, I feel it difficult to give a precise
answer. An attachment and conveyance under it are equivalent to an
execution executed. But then there is reason to believe that the
situation in which we find this attachment is analogous to that of
an execution, satisfied without the sale of this particular
property levied upon. Then could such an execution interfere with
the rights of the heir?
It does not appear to me that this question can be answered
until the fact of satisfaction can be affirmed or repelled. It is
for or against the demandant, according to that alternative.
The fifth is the material question, and since it has been
acknowledged in argument that this suit was instituted on the
authority of the case of the Baptist Association, it is necessary
first to determine the doctrine which that case establishes.
The devise there was of lands lying in Virginia; the intended
devisee was an unincorporated society, described in the will as
meeting at Philadelphia; that society became incorporate under a
law of Pennsylvania, not of Virginia, and then brought suit in
equity in Virginia to recover the property devised.
At the hearing, the court decided upon the single question
"whether the plaintiffs were capable of taking under that will,"
and accordingly this Court certify an opinion to no other point.
Its language is "that the plaintiffs are incapable of taking the
legacy for which this suit was instituted." And notwithstanding the
marginal notes of the reporter to the contrary, that I consider as
the only point decided in the cause. What the law of the case would
have been had the Attorney General of Virginia been made a party to
the
Page 28 U. S. 138
suit, and (I presume also as a necessary inference) had the
society been incorporated by Virginia, in order to enable them to
take the legacy, this Court expressly declines deciding (p. 50),
and certainly it would have been deciding between parties not
before it had it undertaken in that suit to pass upon the interest
in, or power over the subject existing in the State of Virginia.
The statute of 43 Eliz. had been expressly repealed in Virginia,
previous to the death of Hart, the testator, and although the
learned judge who delivered the opinion of the Court goes so much
at large into the origin, construction, and effect of that statute,
it could only have been to prove all that the case required to have
established, to-wit, that it is under that statute alone that, even
in England, a court of equity could extend to the complainants the
relief which they craved. That statute being repealed in Virginia,
it followed that the equity powers of the state courts, and of
consequence that of the Circuit Court of the United States, could
no longer be exercised over the subject of the charities embraced
in that statute; that the State of Virginia, where the land lay,
and not the State of Pennsylvania, stood in the relation of
parens patriae, and therefore that those powers and those
rights which the Crown exercises over charities in England, in
order to sustain and give effect to them, could only be exercised
in that case by Virginia.
So far, I consider the decision as authority, and so far it
would require more than ordinary ingenuity to excite a reasonable
doubt of its correctness. I consider it as too plain to be
questioned that the powers which the Court of Chancery in Great
Britain exercises over bequests of charities, in cases where the
interest cannot vest under the rigid rules of law, as applied to
other bequests, is vested in that court by, or rather usurped under
the Statute of Elizabeth. I am not now speaking, it must be noted,
of the power of the Crown in such cases, but of the portion of the
prerogative power over charities now exercised by the Court of
Chancery in that Kingdom.
I consider it as conclusive to prove the peculiar origin of this
power, that there lies no appeal from the decision of the
chancellor
Page 28 U. S. 139
in charity cases. Cro.Cha. 40, 351. 4 Viner's Abridg. 496. And
when cases occur not enumerated in the Statute of Elizabeth, or not
strictly analogous thereto, the Crown still exercises the power of
disposing of them by sign manual.
See the cases collected
in Viner Charit. Uses, G. 3, and note; also, 7 Ves. 490. So that
were the Statute of Elizabeth repealed in England tomorrow, I see
not by what authority this power could be exercised even there in
the chancery courts. The history of this branch of the chancellor's
jurisdiction proves that it could not be.
The plain object of the act of 43 Eliz. is to place in
commission a troublesome branch of the royal prerogative, and to
vest the commissioners with power to institute inquests of office,
or by other means to discover charities, or the abuse or
misapplication of charities, and to authorize the board to exercise
the same reach of discretion over such charities as the Crown
possessed, subject, however, to a revising and controlling power in
the Lord Chancellor -- not a mere judicial power, but a ministerial
legislation and absolute power, a power, however, secondary or
appellative in its nature, not original. This controlling power
being absolute and final, soon swallowed up its parent, and became
original and absolute. One judge admitted the precedent of an
original bill in a charity case, a second judge satisfied his
scruples upon that precedent, and other judges following, regarded
it as a settled practice. But in whatever way the power is
exercised, whether as original or appellate, no other authority for
its exercise has ever been claimed by the chancellor but the 43d
Elizabeth.
The correctness of the decision of this Court, therefore, in the
Baptist Association case cannot, I think, be disputed. And
yet it does in no wise affect the case now before us. But, it is
argued that if the statute of 43 Elizabeth be in force in New York,
and its courts can exercise an original power under it, or if they
can pursue the intermediate steps necessary to the exercise of an
appellate or revising power (six in number, I think, Lord Coke
makes them, 2 Inst.), still it can only be a suit in chancery, in
the name of the people or of their attorney general, or of the
corporation constituted
Page 28 U. S. 140
by them, although vested with all their interest in or power
over the subject.
To me it appears demonstrable that 43 Elizabeth introduces no
new law of charities, makes none valid not valid before it passed,
but simply places the right and power of the court over charities
in other hands. If this were not the case, why should bequests to
the universities and great schools, bequests in all cases
constituting private visitors, and bequests to towns corporate,
(section 2 and 3) hospitals, &c., be excepted from its
operation? Why should a more liberal rule be introduced with regard
to the enumerated indefinite charities and the excepted cases
remain subject to a more rigid system? Certainly the enumerated
exceptions in that statute can lose nothing in point of merit or
claim to public protection and indulgence by comparison with those
acted upon by the statute. Indeed, the preamble explicitly confines
the views of the legislature to enforcing the application of the
charities according to the charitable interest of the donor; it is
the organization of a machine for carrying that interest into
effect without introducing any new rule of law on the subject of
construing, applying, or effectuating that intention.
What then was the law of that day, of the time when 43 Elizabeth
was passed, on the subject of charitable donations? It was a system
peculiar to the subject, and governed by rules which were
applicable to no other; a system borrowed from the civil law,
almost copied
verbatim into the common law writers. This
will distinctly appear by comparing Domat with Godolphin, in the
Orphan's Legacy.
It has been said that there are neither adjudged cases nor
dicta of elementary writers on the subject of the law as
it stood previous to the 43 Elizabeth; but this I think is not
quite correct. In Swinburn on Wills as well as Godolphin's Orphan's
Legacy, both books of great antiquity and of high authority, we
find all the rules for construing, enforcing and effectuating
charities which have been maintained and acted upon in the chancery
since the 43 Elizabeth, laid down as the existing laws of
charitable devises, and yet the Statute of Elizabeth is not quoted
by either as the authority
Page 28 U. S. 141
for their doctrines; but their margins are filled with
quotations from books which treat of the civil and common law.
God.Orph.Leg.Sec.Ed. 1676, P. 1, ch. 5, sec. 4, 17; Swinb. on Wills
P. 1, sec. 16. And in so modern a book as Maddock's Cha. Vol. I.
47, we find the law laid down in these words:
"It has been an uniform rule in equity, before as well as after
the statute of 43 Elizabeth, ch. 4, that where uses are charitable,
and the person has in himself full power to convey, the court will
aid a defective conveyance to such uses, and then goes on to
enumerate all that variety of cases to which the English courts
have applied the latitudinous principle, that the statute of
charitable uses supplies all the defects of an assurance which the
donor was capable of making, even to a devise by a lunatic."
Nor are these authors without adjudications to sustain the
position that the law was such before as well as after the statute
43 Eliz.
Rolt's Case, in Moore 855, was the case of a will
which occurred long before the statute of Eliz. passed. The devise
was of land not in use, and not devisable by law or custom, so that
had it been to an individual, it had been clearly void.
Accordingly, the heir at law entered; yet, after the Statute of
Elizabeth, it was hunted up and returned upon inquest, under the
statute, and the Lord Chancellor on an appeal, having called in the
aid of the two common law chief justices, they all held it a good
limitation or appointment. Now there never has been a time when a
subsequent statute, general in its provisions, as was that of
charitable uses, could divest a right legally descended upon an
heir at law. It follows that the devise must have been good without
the aid of that statute; this decision took place in court twenty
years after the date of the statute.
So also in
Revett's Case in the same book, p. 890, when
the will was made and the death of the devisor took place in 1586,
about seven years before the statute of 43 Elizabeth, and there had
been no surrender, the land being copyhold, so that the devise to
the charity was clearly void if made to an individual, and
accordingly the younger son entered; the charity was enforced
against a purchaser from the heirs,
Page 28 U. S. 142
under the idea that it was good as an appointment; clearly in
pursuance of the rule that wherever the donor has power to convey
and manifestly intends to convey, the law will make good every
deficiency in favor of charities.
And in the case of Sir Thomas Middleton, which also happened
before the statute, and where the legal defect lay in the legal
insufficiency of the party in interest, and which was not a case of
devise, yet it was held good.
It is true Perkins gives an instance of a very early date (40
Edw. 3;
see Perkins, sec. 510) of a devise to a society
not incorporated with power to purchase, in which the devise was
held void; but on that case it may be remarked that as the clergy
had an exclusive possession of the court of chancery for many years
after (to 26 Henry 8), it is easy to perceive how the law of
charities came to be improved to what it appears to have been at
the date of the cases quoted from Moore. And there are two other
remarks applicable to the cases in Perkins. In a modified sense
those devises are held to be void even at this day, and to need the
aid of a royal prerogative still existing in the court, to relieve
the devisees against the rules of the common law. It is obvious
that property, devised to charities under such circumstances as
prevent its vesting by the rules of the common law, is placed in a
situation analogous to that of escheat, and afterwards disposed of
under the King's sign manual, according to his conscience, actual
or constitutional, so that in a trial at common law, such devise
would be held void unless aided by prerogative power.
And secondly, there is this difference between the case in
Perkins and the present case, that the former is expressed in words
which contemplate vesting presently; the latter, in words which
contemplate a future vesting, which I consider an all important
feature in the present case, and one which may give validity to the
present devise, without resorting to the aid of those principles
which appear peculiar to charitable bequests.
But as a charity, to be governed by the law of the State of New
York, it appears to me almost idle to view this case with
Page 28 U. S. 143
reference to any other rule of decision than their own
adjudications. The case of
Trustees of New Rochelle, 8
Johns.Ch. 292, was a case of greater difficulties than the present,
for there the devise is immediate
in praesenti to a
devisee having no capacity to take at the time. The legislature
afterwards gave that capacity, and the court held the devise valid;
nor is it unimportant in that case to observe, that the case in
Ambler, p. 422, of the devise to "the poor inhabitants of St.
Leonard's Shore-Ditch," is recognized as authority; as well as that
of
Attorney General v. Clarke, in the same book, p.
651.
Now this decision seems full to these points:
1. That the legislature of that state can,
ex post
facto, give a capacity to take a charity, where there was no
such capacity existing at the time of devise over, is a case where
the future existence of that capacity was not contemplated by the
testator.
2. That an act of incorporation, with capacity to take,
dispenses with the presence of the representative of the state, in
a suit to recover such a charity.
What more can be required in the present case, especially where
the devisee is the party demandant.
It is no objection to the authority of the
New Rochelle
case, that it was a suit in equity, for in a case like the present,
where nothing is wanting but a competent party to sue or be sued,
whenever that party comes
in esse, there can be no reason
why the suit should not be at law, if courts of law are competent
to give relief. Had the devise been void in the case referred to,
the estate must have vested in the legal representative, and could
no more have been shaken in equity than at law.
But I have said, that the defendant here might dispense with the
aid of the peculiar principles of the law of charities, and my
opinion distinctly is that the devise is good upon general
principles in every respect, unless it be in the time of vesting;
then it is not restricted within the legal limits, since the
legislature may, by possibility, never constitute the corporation
contemplated in the will.
It is in general true that where there is a present immediate
devise, there must exist a competent devisee, and a
Page 28 U. S. 144
present capacity to take. But it is equally true, that if there
exists the least circumstance from which to collect the testator's
contemplation or intention of anything else than an immediate
devise to take effect
in praesenti, then, if confined
within the legal limits, it is good as an executory devise.
This is the case of a devise to an infant
in ventre sa
mere, and this the ground of the distinction in Hobart, p. 33,
of a present devise to a corporation where it is or is not in
progress towards positive existence.
Now the present case is one clearly of an alternative devise to
such and such official characters, if by virtue of that devise they
can take in perpetuity and succession, and if not, then to them
when constituted a body politic by positive statute. Here is
clearly contemplated a future vesting, to depend on a capacity to
take, to be created by a legislative act, and if the passing of
that legislative act had been restricted by the will, in point of
time, to the lives of the individuals filling those offices at the
time of the death of the testator, on what possible ground could
the devise have been impeached?
Does then the law invalidate the devise for want of such
restriction, or some other equivalent to it? It is perfectly clear
that the law of England does not, and never did, as relates to
charities, at least where there has been no previous disposition.
In this respect it seems to constitute an exception to the law of
executory devises, as is implied in the general reference to the
prerogative of the Crown to give it legal efficiency, by his sign
manual, and as is distinctly recognized in the case of the Trustees
of New Rochelle, in the courts of New York, a case in which the
plaintiffs might as well have waited forever upon the legislative
will, as in the present case.
There may be a reason for this distinction, since it depends
upon the sovereign will to prevent the perpetuity at once, and the
presumption is that the legislature will not delay to do that which
it ought to do. And whence at last arises this rule against
perpetuities? It is altogether an act of judicial legislation,
operating as a proviso to the statute of wills; a restriction upon
the testamentary power. The
Page 28 U. S. 145
authority from which the exception emanated could certainly
limit it so as to prevent its extension to an object under the care
of the sovereign power.
Upon the whole, I am of opinion that the act of incorporation
was at least equivalent to the King's sign manual, and vested a
good legal estate in the tenant. That although in the interval it
should have descended upon the heir, it descended subject to be
divested and passed over by that exercise of prerogative power. But
I perceive no necessity for admitting that it ever descended upon
the heir; since the right of succession seems rather to be in the
commonwealth in the case of charities, as
parens
patriae.
MR. JUSTICE STORY.
This cause was argued with great ability and learning at the
last term of this Court, and has been held under advisement until
this time. In the interval, I have prepared an opinion upon all the
points argued by counsel, and upon one of those points of leading
importance, I have now the misfortune to differ from a majority of
my brethren. Upon another leading point, that of the alienage of
the demandant, my opinion coincides generally with that of the
majority of the Court, but the reasons on which it is founded are
given more at large than in that now delivered by my brother
THOMPSON. Under these circumstances, I propose to deliver my
opinion at large upon all the points argued in the cause, mainly in
the order in which they were discussed by the counsel. It is not
without reluctance that I deviate from my usual practice of
submitting in silence to the decisions of my brethren when I
dissent from them; and I trust, that the deep interest of the
questions, and the novelty of the aspect under which some of them
are presented, will furnish an apology for my occupying so much
time.
The first point is whether the devise in the will of Robert R.
Randall of the lands in question, is a valid devise, so as to
divest the heir at law of his legal estate, or to affect the lands
in his hands with a trust.
In considering this question, it appears to me that this Court
is to look into the terms of the will, and to construe
Page 28 U. S. 146
it according to the intention of the testator. That intention
has been justly said to constitute the pole star to guide courts in
the exposition of wills. When the intention is once fairly
ascertained, it is wholly immaterial that it cannot be carried into
effect by the principles of law, for our duty is to interpret, and
not to make, wills for testators.
In looking at the terms of the present devise, it appears to me
clear that the testator's intention was to vest in certain persons,
in their official, and not in their private capacity, all the
residue of his estate for a certain charity stated in the devise.
The language is
"I give and bequeath the same unto the Chancellor of the State
of New York, the Mayor and Recorded of the City of New York, the
president of the chamber of commerce,"
&c. Did he by these terms mean to devise to the individuals
who then occupied these offices, the estate in question, or to the
persons who might hold them at the time of his death, or to the
persons who might successively from time to time hold them? It was
certainly competent for him to devise to them personally, and in
their private capacity, by their official description. If a
testator were by his will to give an estate to the Bishop of New
York for life, or to him and his heirs, without giving him his
Christian or surname, there is no doubt that the devise might well
take effect, as a devise to the then incumbent in office as a
descriptio personae. The law does not require, to make a
devise or legacy valid, that the party should be designated by his
name of baptism or surname. It is sufficient if he be pointed out
by any description, leaving no room for doubt as to the identity
and certainty of the person. A devise to the eldest son of A. is
just as good as if his name were given. A devise to the present
president of the United States could be just as good as if his name
were written at large in the will. The maxim of law is that the
designation must be certain as to the person to take, and
id
certum est, quod certum reddi potest. There is no doubt, then,
that the Chancellor, Mayor, and Recorder, &c., of New York
might take as individuals if such were the intention of the
testator. I go further and say that if the testator did intend the
present devise to them in their
Page 28 U. S. 147
private characters, they would take not merely an estate for
life in the premises, but an estate in fee. My reason is that the
scope and objects of the charity, being perpetual, require that
construction of the will to carry into effect the intention of the
testator. [
Footnote 1]
But the difficulty is in arriving at the conclusion upon the
terms of the will that the testator did mean any devise to them in
their private capacities. It is manifest from his language that he
did not devise to the then chancellor, mayor and recorder, &c.,
in their private capacities, because his language is that it is to
the chancellor, &c., "for the time being, and their respective
successors in the said offices forever." It is then a devise to
them as officers, during their continuance in office, and the
estate is to go to their successors in office forever, so that none
of the devisees is to take any certain estate to himself, but only
while he continues in office. It is said that the court may reject
the latter words if inconsistent with the avowed intention and
objects of the will. If the other language of the will required an
interpretation of these words different from the ordinary meaning,
there might be good ground for such an argument, but that the
devise will in point of law become ineffectual if they are not
rejected furnishes no ground for the court to exclude them. Words
which are sensible in the place where they occur and express the
testator's intention are not to be rejected because the law will
not carry into effect that intention. If it were otherwise, courts
of law would make wills, and not construe them. But what ground is
there to say that the words "for the time being," and "their
successors in office" ought to be rejected? The former clearly
designate what chancellor, mayor and recorder, &c., are meant.
How then can the court take one part and reject the other part of
the description? How can the court say that the testator meant the
them incumbents in office when he has spoken of them as the
incumbents for the time being? His intention clearly is that the
charity shall be a perpetuity. He devises to the successors in
Page 28 U. S. 148
office forever. They are to be the administrators of the charity
forever. Upon what ground can the court exclude the successors from
the administration of the charity when the testator has so
designated them? Why may we not equally well exclude the present
incumbents, as the future? Both are named in the will; both are
equally within the view of the testator of equal regard. Suppose
all the other incumbents had died, or had been removed from office,
is there a word in the will that shows that they or their heirs
could still act as trustees, when they ceased to possess office, in
exclusion of the actual incumbents? If not, how can the court say
that it will defeat the main intention as to the administrators,
any yet fulfill the charity as the testator designed it should be
executed?
But this exposition does not rest on a single clause of the
will. It pervades it in all the important clauses. In another
clause of the will, the testator directs that the trustees shall
administer the charity "in such manner as the said trustees or a
majority of them may from time to time, or their successors in
office may from time to time direct." And again, the testator
adds,
"It is my intention that the institution hereby directed and
created should be perpetual, and that the above mentioned officers
for the time being and their successors should forever continue and
be the governors thereof and have the superintendence of the
same."
Here is a most deliberate restatement of his intention and
objects. The governors and administrators of his charity are not to
be the then incumbents in office, but the officers for the time
being; not the individuals when out of office, but their successors
in office. What right, then, can this Court have to say that the
successors in office shall not be governors? Would it not be a
plain departure from the express intention and solemn declarations
of the will? The testator seems to have been apprehensive that
after all there might be some impediment in carrying his intention
into effect. What then does he provide? That his intention shall be
disregarded? That provisions of his will as to successors, &c.,
shall be disregarded or rejected? No, so far from it that he goes
on to provide for the emergency, so as to
Page 28 U. S. 149
give full effect to his intention. His words are
"That it is my will and desire that if it cannot be legally done
according to my above intention by them [the trustees] without an
act of the legislature, it is my will and desire that they will as
soon as possible apply for an act of the legislature to incorporate
them for the purposes above specified."
So that the successors in the manner above mentioned constituted
a primary as well as a perpetual object of the devise. It seems to
me so plain and clear upon the language of the will that the
testator never abandoned the intention of having the trustees take
in their official and not in their private capacity that, with
great deference to the judgment of others, I am unable to perceive
any ground on which to rest a different opinion.
If this is so, then it is next to be considered whether such
devise is void at law. I am spared the necessity of going at large
into that question by the decision of this Court in the case of
Trustees of the Philadelphia
Baptist Association v. Hart's Executors, 4 Wheat.
1, where the subject was very amply discussed, and for reasons in
my judgment unanswerable it was there decided that such a devise
was void at law. Upon that occasion I had prepared a separate
opinion, but that of THE CHIEF JUSTICE was so satisfactory to me
that I did not deem it necessary to deliver my own.
If the devise was void at law at the time when it was to have
effect,
viz., at the death of the testator, the subsequent
act of the Legislature of New York could not have any effect to
divest the vested legal title of the heirs of the testator. The
devise was not a devise to a corporation not
in esse and
to be created
in futuro. It was a devise
in
praesenti to persons who should be officers at the death of
the testator and to their successors in office. The vesting of the
devise was not to be postponed to a future time until a corporation
could be created. It was to take immediate effect, and if the
trustees could not exercise their powers in the manner prescribed
by the testator, they were to apply to the legislature for an act
of incorporation. Assuming, then, that a devise
per verba de
futuro to a corporation not
in esse, which
Page 28 U. S. 150
is to take effect when the corporation should be created, would
be good and vest, by way of executory devise, in the corporation
when created, as seems to have been Lord Chief Justice Wilmot's
opinion (Wilmot's Opinion, 15), it is a sufficient answer that such
is not the present case. From the other report of the same case,
Attorney General v. Downing, Amb. 550, 571, and
Attorney General v. Bowyer, 3 Ves. 714, 727, I should
deduce the conclusion that the case turned upon the peculiar
doctrines of the court of chancery in respect to charities, and
that Lord Camden's opinion was founded on that. His judgment is
not, as far as I know, in print, and whether he thought that at law
a devise
in futuro to an executory corporation would be
good does not appear. In the case before him, he acted upon it as a
charitable trust, not as a devise of the legal estate. [
Footnote 2]
But it is said that there are cases in which it has been held
that a devise to persons in their official capacity is good to the
party in his natural capacity, and that it is not true that because
the devisees cannot take in succession, they cannot take at all; a
case from Brook's Abridgement, title Corporation, pl. 34, is relied
on. There, the principal point was of a different nature: whether a
corporation composed of a master and fraternity, could present the
master to a benefice. And Pollard, J., on that occasion said
"If J. S. is dean of P., I may give land to him by the name of
dean, &c., and his successors, and to J. S. & R. his heirs,
and there he shall take as dean and also as a private man, and he
is tenant in common with himself."
Now the plain meaning of this is that because he took one moiety
in his official capacity to him and his successors, that did not
disable him to take the other moiety to him and his heirs, but he
held the latter in his private capacity. Another case is from
Co.Litt. 46b, where it is said if a lease for years be made to a
bishop and his successors, yet his executors and administrators
shall have it
in autre droit, for regularly no chattel can
go in succession in case of a sole corporation, no more than
Page 28 U. S. 151
if a lease be made to a man and his heirs, it can go to his
heirs. [
Footnote 3] Now in the
case of a sole corporation, it is manifest that the intention is to
give the chattel to the actual incumbent in office for his life,
and he is entitled to hold it beneficially. But no chattel can pass
in succession; and then the question arises whether the court will
declare the gift void as to the residue of the term or consider the
gift absolute. The construction adopted has been to consider the
intent to be executed
cy pres, and as the testator
intended to give the whole, to vest the term absolutely in the
bishop, and then by operation of law it would go to his assigns.
But this is a case of a sole corporation, where the party is
capable to take in his corporate as well as in his natural capacity
for life. The present is a case of aggregate persons, not capable
of taking in a corporate capacity. To give the estate to them in
their natural capacity and for life only would defeat the
testator's intention, for he meant a perpetuity of trust, and to
persons in office, however often the incumbents might change; to
give them in their natural capacities an estate for life when not
officers would defeat the primary object which he had in view. He
meant no beneficial interest to any incumbent, but a charitable
trust to a succession of official trustees. [
Footnote 4]
It is also said that in a will, a particular may be made to
yield to a more general intent. Certainly it may, but then the
difficulty in the application of this rule to the present case is
that the argument insists upon a construction which I cannot but
deem an overthrow of the general to subserve an intent not
indicated. Because the testator has expressed an intent to be
carried into effect one way, which cannot consistently by law be so
and the court can see another way by which he might have carried it
into effect, if he had thought of it, it does not follow that the
court can do that which the testator might have done, and new model
the provisions of the will. If a testator should
per verba de
praesenti devise an estate to a corporation not
in
esse,
Page 28 U. S. 152
and he knew the fact or mistook the law, the court could not
construe the words as
de futuro and declare it a good
devise to a corporation to be created
in futuro. The case
in 1 Roll.Abridg. Devise, H. l. 50, is decisive of that. The
general intention here appears to me to be to create a perpetual
trust in certain trustees in succession for charity, and I can
perceive no particular intent, as distinguishable from that general
intent. The perpetuity, the succession and the trusteeship, are in
his view equally substantial ingredients. So far from allowing any
other than the official trustees to administer it, he even points
out that if the trust cannot be executed by them, the estate, if it
descends to his heirs, shall descend clothed with a trust. And he
even appoints the same trustees and their successors in office
executors of his will.
I come now to the other part of the question, whether, if the
devise be void at law, the estate in the hands of the heirs is
affected with the trust in favor of the charity. It appears to me
most manifest that it is affected by the trust if we consult either
the intention of the testator or the express terms of the will. The
closing paragraph of the will is, in my view of it, decisive as
creating an express trust in the heirs. "It is," says the
testator,
"my desire all courts of law and equity will so construe this
may said will as to have the estate appropriated to the above uses,
and that the same should in no case, for want of form or otherwise,
be construed as that my relations or any other persons should heir,
possess, or enjoy my property except in the manner and for the uses
herein above specified."
If no trustees had been named in the will to execute the
charity, it seems to me very clear that these terms would have
created a trust in the heirs. There cannot, as I think, be a doubt
that independent of the Statute of Mortmain, 9 Geo. 2, ch. 26, the
present devise would be held a good charitable devise and would be
enforced in equity, at least since the statute of 43d of Elizabeth
of charitable uses. The case of
White v. White; of
Attorney General v. Downing, Amb. 550, 571; of
Attorney General v. Tancred, Amb. 351, S.C. 1 Eden's 10;
and of
Attorney General
Page 28 U. S. 153
v. Bowyer, 3 Ves. 714, 717, would alone be decisive,
but there are many others to the same effect. [
Footnote 5] Whether the statute of 43 Elizabeth is
in force in the State of New York, or whether, independent of any
enactment, a court of equity could enforce this as a charitable
trust in the exercise of its general jurisdiction or as the
delegate, for this purpose, of the parental prerogative of the
state, or whether such court could hold it utterly void it is
unnecessary for us to consider; that point may well enough be left
to the decision of the proper state tribunal when the case shall
come before it. At present, I do not think it necessary to say more
than that if the trust be utterly void, then the heirs would be
operation of law take the legal estate stripped of the trust. If
the trust be good, then it is knit to the estate, and the heirs
take it subject to the trust.
But it is said that if the trust be valid, the legislature had a
perfect right to enforce it, and their act of incorporation amounts
to a legal execution of the trusts and vests the estate in the
corporation. Now whatever may be the rights of the state as
parens patriae to enforce this charity, it can enforce it
only as a trust. If the legal estate is vested in the heirs subject
to the trust, the legislature cannot by any act
ipso facto
divest that legal title and transfer it to the corporation. It is
one thing to enforce a charitable trust and quite another thing to
destroy the legal rights of the parties to which it is attached. If
the devise had been to certain trustees by name, upon trust for the
charity, could the legislature have a right to divest the legal
title? The case of
Trustees of Dartmouth College
v. Woodward, 4 Wheat. 518, in its principles, bears
against such a doctrine. The right to enforce the trust and operate
upon the legal estate is a right to be exercised by judicial
tribunals, and not by legislative decrees. The doctrine of the
supreme court of New York is that the legislature thereof has no
authority to divest vested legal rights. [
Footnote 6]
Page 28 U. S. 154
But I cannot admit that the act of incorporation was intended to
have such an effect; it has no terms which divest the legal title
of the heirs; it merely incorporates the trustees and their
successors, and clothes them with the usual powers to carry the
trust into effect. It presupposes that the estate was already
vested in them by the will. They are made "capable in law of
holding and disposing of the estate" devised by the will. It is
true that the uses are added, "and the same [estate] is hereby
declared to be vested in them and their successors in office for
the purposes therein [in the will] expressed." But this was not, as
I think, intended to vest the estate in them as a legislative
investiture, but to declare that the estate was vested in them for
the purposes of the charity, and not otherwise. The preamble of the
act, too, shows that the trustees did not ask to have the estate
vested in them, but that inconveniences has arisen in the
management of the estate from the changes of office. This is very
strong to show that the legislature acted solely for the purpose of
avoiding such inconveniences, and not to give them an estate to
which they then had no title and which they then professed to have
in their management.
In every view, therefore, in which I can contemplate this point,
I feel compelled to say that the devise, if a valid devise, is not
a devise valid so as to divest the heir at law of his legal estate,
but that the devise can have effect, if at all, only as a trust for
a charity fastened on the legal estate in his hands.
In this opinion as to the nature and effect of the devise, in
which I have the misfortune to differ from that of the Court, I am
authorized to say that I have the concurrence of THE CHIEF
JUSTICE.
Another question is whether the demandant was or was not capable
of taking lands in the State of New York by descent. And this
question is presented upon four different aspects of the facts.
In order to explain the views which I take of this part of
Page 28 U. S. 155
the case, it will be necessary to state some general principles
upon the subject of alienage. The rule commonly laid down in the
books is that every person who is born within the ligeance of a
sovereign is a subject, and
e converso that every person
born without such allegiance is an alien. This, however, is little
more than a mere definition of terms, and affords no light to guide
us in the inquiry what constitutes allegiance and who shall be said
to be born within the allegiance of a particular sovereign -- or in
other words what are the facts and circumstances from which the law
deduces the conclusion of citizenship or alienage. Now allegiance
is nothing more than the tie or duty of obedience of a subject to
the sovereign under whose protection he is, and allegiance by birth
is that which arises from being born within the dominions and under
the protection of a particular sovereign. Two things usually concur
to create citizenship -- first, birth locally within the dominions
of the sovereign, and secondly birth within the protection and
obedience, or in other words within the ligeance of the sovereign.
That is, the party must be born within a place where the sovereign
is at the time in full possession and exercise of his power, and
the party must also at his birth derive protection from, and
consequently owe obedience or allegiance to the sovereign as such,
de facto. [
Footnote 7]
There are some exceptions which are founded upon peculiar reasons
and which indeed illustrate and confirm the general doctrine. Thus,
a person who is born on the ocean is a subject of the prince to
whom his parents then owe allegiance, for he is still deemed under
the protection of his sovereign and born in a place where he has
dominion in common with all other sovereigns. So the children of an
ambassador are held to be subjects of the prince whom he
represents, although born under the actual protection and in the
dominions of a foreign prince. Birth within the dominions of a
sovereign is not always sufficient to create citizenship if the
party at the time does not derive protection from its
Page 28 U. S. 156
sovereign in virtue of his actual possession; and on the other
hand, birth within the allegiance of a foreign sovereign does not
always constitute allegiance if that allegiance be of a temporary
nature within the dominions of another sovereign. Thus, the
children of enemies, born in a place within the dominions of
another sovereign then occupied by them by conquest are still
aliens, but the children of the natives, born during such temporary
occupation by conquest, are, upon a reconquest or reoccupation by
the original sovereign, deemed, by a sort of postliminy, to be
subjects from their birth although they were then under the actual
sovereignty and allegiance of an enemy.
The general principle of the common law also is that the
allegiance thus due by birth cannot be dissolved by any act of the
subject. It remains perpetual unless it is dissolved by the consent
of the sovereign or by operation of law. Upon the cession of a
country, it passes to the new sovereign, for the sovereign power is
competent to transfer it by a voluntary grant. Upon the conquest of
the country, it passes by operation of law to the conqueror, who as
sovereign
de facto has a right to the allegiance of all
who are subdued by his power and submit to the protection of his
arms. Upon the abdication of the government by one prince, it
passes by operation of law to him whom the nation appoints as his
successor. Thus, by the conquest of England, the allegiance of all
Englishmen passed to William the Conqueror; by the abdication of
James II, their allegiance passed to William of Orange; and by the
cession to France of the Anglo-French provinces of England, the
allegiance of the natives passed to the new sovereign. These cases
are plain enough upon the doctrines of municipal law, as well as
upon those which are recognized in the law of nations.
But a case of more nicety and intricacy is when a country is
divided by a civil war and each party establishes a separate and
independent form of government. There, if the old government is
completely overthrown and dissolved in ruins, the allegiance by
birth would seem by operation of law to be dissolved and the
subjects left to attach themselves to such party as they may
choose, and thus to become the voluntary subjects,
Page 28 U. S. 157
not by birth, but by adoption, of either of the new governments.
But where the old government, notwithstanding the division, remains
in operation, there is more difficulty in saying, upon the doctrine
of the common law, that their native allegiance to such government
is gone by the mere fact that they adhere to the separated
territory of their birth unless there be some act of the old
government virtually admitting the rightful existence of the new.
By adhering to the new government, they may indeed acquire all the
rights, and be subject to all the duties, of a subject to such
government. But it does not follow that they are thereby absolved
from all allegiance to the old government. A person may be, what is
not a very uncommon case, a subject owing allegiance to both
governments,
ad urtiusque fidem regis. But if he chooses
to adhere to the old government and not to unite with the new,
though governing the territory of his birth, it is far more
difficult to affirm that the new government can compel or claim his
allegiance in virtue of his birth although he is not within the
territory, so as to make him responsible criminally to its
jurisdiction. It may give him the privileges of a subject, but it
does not follow that it can compulsively oblige him to renounce his
former allegiance. Perhaps the clearest analogy to govern such
cases is to bring them within the rule that applies to cases of
conquest, where those only are bound to obedience and allegiance
who remain under the protection of the conqueror.
The case of the separation of the United States from Great
Britain is perhaps not strictly brought within any of the
descriptions already referred to, and it has been treated on many
occasions, both at the bar and on the bench, as a case
sui
generis. Before the Revolution, all the colonies constituted a
part of the dominions of the King of Great Britain, and all the
colonists were natural born subjects, entitled to all the
privileges of British born subjects and capable of inheriting lands
in any part of the British dominions, as owing a common allegiance
to the British Crown. But in each colony there was a separate and
independent government established under the authority of the
Crown, though in subordination to it. In this posture of things,
the
Page 28 U. S. 158
Revolution came, and the declaration of independence acting upon
it, proclaimed the colonies free and independent states, treating
them not as communities, in which all government was dissolved and
society was resolved into its first natural elements, but as
organized states, having a present form of government and entitled
to remodel that form according to the necessities or policy of the
people. The language of the declaration of independence is that
Congress solemnly publish and declare
"That these united colonies are and of right ought to be free
and independent states, that they are absolved from all allegiance
to the British Crown, and that all political connection between
them and the State of Great Britain is and ought to be totally
dissolved, and that as free and independent states, they have full
power to levy war, conclude peace, contract alliances, establish
commerce, and do all other acts and things which independent states
may of right to."
It is plain that this instrument did not contemplate an entire
dissolution of all government in the states, which would have led
to a subversion of all civil and political rights and a destruction
of all laws. It treated the colonies as states, and simply absolved
them from allegiance to the British Crown and all political
connection with Great Britain. The states so considered it; some of
them proceeded to act and legislate before the adoption of any new
constitution; some of them framed new constitutions; and some of
them have continued to act under their old charters down to the
present day. They treated the case as it was treated in England
upon the abdication of James II, and provided for it by resorting
to that ultimate sovereignty residing in the people to provide for
all cases not expressly provided for in their laws.
Antecedent to the revolution, the inhabitants of the colonies,
whether natives of the colonies or of any other of the British
dominions, owed no allegiance except to the British Crown. There
was not, according to the common law, any secondary or subordinate
allegiance to the colony itself or the government therein
established, as contradistinguished from the general allegiance to
the British Crown. When, therefore, the declaration of independence
absolved all the
Page 28 U. S. 159
states from allegiance to the British Crown, it was an act of
one party only. It did not bind the British government, which was
still at liberty to insist and did insist upon the absolute nullity
of the act and claimed the allegiance of all the colonists as
perpetual and obligatory. From this perplexing state of affairs,
the necessary accompaniment of a civil war, it could not escape the
notice of the eminent men of that day that most distressing
questions must arise -- who were to be considered as constituting
the American states, on one side, and "the State of Great Britain"
on the other? The common law furnished no perfect guide, or rather
admitted of different interpretations. If, on the one side, it was
said that all persons born within a colony owed a perpetual
allegiance to that colony, whoever might be the sovereign, the
answer was that the common law admitted no right in any part of the
subjects to change their allegiance without the consent of their
sovereign, and that the usurpation of such authority was itself
rebellion, for
"nemo potest exuere patriam" was the
language of the common law. In respect to persons who were not
natives, but inhabitants only, in a colony at the time of the
assertion of its independence, there was still less reason to claim
their allegiance. If they were aliens, there was no pretense to say
that they could be bound to permanent allegiance against their
will. If they were born in England or elsewhere in the British
dominions out of the colony, they were as little bound to permanent
allegiance, because they inhabited not as colonists, but as British
subjects. In respect to both these cases (
i.e. foreigners
and British subjects), no colony, upon assuming to be an
independent state, could, against their will, make them members of
the state. It would be an exercise of authority not flowing from
its rights as an independent state, and at war with the admitted
rights of other nations, by the law of nations, to hold the
allegiance of their own subjects. In order, therefore, to make such
persons members of the state, there must be some overt act or
consent on their own part to assume a character, and then and then
only could they be deemed, in respect to such colony, to determine
their right of election.
Under the peculiar circumstances of the Revolution, the
Page 28 U. S. 160
general -- I do not say the universal -- principle adopted was
to consider all persons, whether natives or inhabitants, upon the
occurrence of the Revolution, entitled to make their choice either
to remain subjects of the British Crown, or to become members of
the United States. This choice was necessarily to be made within a
reasonable time. In some cases, that time was pointed out by
express acts of the legislature, and the fact of abiding within the
state after it assumed independence, or after some other specific
period, was declared to be an election to become a citizen. That
was the course in Massachusetts, New York, New Jersey, and
Pennsylvania. In other states, no special laws were passed, but
each case was left to be decided upon its own circumstances,
according to the voluntary acts and conduct of the party. That the
general principle of such a right of electing to remain under the
old or to contract a new allegiance was recognized is apparent from
the cases of
Commonwealth v.
Chapman, 1 Dall. 53;
Caignet v.
Pettie, 2 Dall. 234;
Martin v.
Commonwealth, 1 Mass. 347, 397;
Palmer v. Downer, 2
Mass. 179, note; S.C. Dane's Abridg. ch. 131, art. 7, sec. 4;
Kilham v. Ward, 2 Mass. 236, and
Gardner v. Ward,
2 Mass. 244, note, as explained and adopted in
Inhabitants of
Cummington v. Inhabitants of Springfield, 2 Pick. 394, and
note;
Inhabitants of Manchester v. Inhabitants of Boston,
16 Mass. 230;
McIlvaine v. Coxe's
Lessee, 4 Cranch 209,
8 U. S. 211.
[
Footnote 8] But what is more
directly in point, it is expressly declared and acted upon by the
supreme court of New York in the case of
Jackson v. White,
20 Johns. 313. It appears to me that there is sound sense and
public policy in this doctrine, and there is no pretense to say
that it is incompatible with the known law or general usages of
nations. The case of
Ainslie v. Martin, 9 Mass. 454,
proceeds upon the opposite doctrine, but that case stands alone,
and is incompatible with prior as well as subsequent decisions of
the same court, and so it has been
Page 28 U. S. 161
treated by Chancellor Kent in his learned commentaries. 2 Kent's
Comm. 35, 52.
Another point which necessarily arises in the present discussion
is whether a party who, by operation of law or by the express
enactment of the legislature of a state, after the declaration of
independence, became a citizen of the state could afterwards, by
any act of his own,
flagrante bello, divest himself of
such citizenship. It is clear that during the war, however true it
might be that the state by its own declaration or by his consent,
might hold him to his allegiance as a citizen and absolve him from
his former allegiance, such declaration or consent could be binding
only between him and the state, and could have no legal effect upon
the rights of the British Crown. The King might still claim to hold
him to his former allegiance, and until an actual renunciation on
his part according to the common law, he remained a subject. He was
or might be held to be bound
ad utriusque fidem regis. In
an American court we should be bound to consider him as an American
citizen only; in a British court, he could, upon the same
principle, be held a British subject. Neutral nations would
probably treat him according to the side with which he acted at the
time when they were called upon to decide upon his rights. It might
well be presumed that from various motives, numbers would change
sides during the progress of the contest, some because they were
compulsively held to allegiance and others, again, from a sincere
change of opinion.
It is historically true that numbers did so change sides. The
general doctrine asserted in the American courts has been that
natives who were not here at the declaration of independence, but
were then and for a long while afterwards remained under British
protection, if they returned before the treaty of peace and were
here at that period, were to be deemed citizens. If they adhered to
the British Crown up to the time of the treaty, they were deemed
aliens; some of the cases already referred to are full to this
point, and particularly
Kilham v. Ward and
Gardner v.
Ward. In respect to British subjects, not natives, who joined
us at any time during the war and remained with us up to the peace,
a similar rule of deeming them citizens has
Page 28 U. S. 162
been adopted. The cases in 9 Mass. 454; 2 Pick. 394; and 5 Day
169 are to this effect. The ground of this doctrine is that each
government had a right to decide for itself who should be admitted
or deemed citizens; that those who adhered to the states and to
Great Britain, respectively, were, by the respective governments,
deemed members thereof; and that the treaty of peace acted by
necessary implication upon the existing state of things and fixed
the final allegiance of the parties on each side as it was then
de facto. Hence the recognition on the part of Great
Britain of our independence, by the treaty of 1783, has always been
held by us as a complete renunciation on her part of any allegiance
of the then members of the states, whether natives or British born.
And the same doctrine has been in its fullest extent recognized in
the British courts in the case of
Thomas v. Acklam, 2
Barn. & Cress. 779. Lord Chief Justice Abbott, in delivering
the opinion of the court on that occasion, said that the
declaration in the treaty that the states were free, sovereign, and
independent states was a declaration that the people composing the
state shall no longer be considered as subjects of the sovereign by
whom such declaration is made. And in a subsequent case,
Auchmuty v. Mulcaster, 8 Dowl. & Ryl. 593, S.C. 5
Barn. & Cress. 771, the same court held that a native American,
born before the declaration of independence, who adhered to the
royal cause during the war still retained his allegiance and was to
be deemed not an American citizen, but a British subject. Mr.
Justice Bayley on that occasion said
"The King acknowledges the United States to be free, sovereign,
and independent states. . . . Who are made independent? The states.
Does not this mean the persons who at that time [of the treaty]
composed the American states?"
8 Dowl. & Ryl. 603. And again he added
"The treaty, &c., made those persons who were at that period
of time adhering to the then American government or constituted
authorities, free of their allegiance to the crown of these
kingdoms and left them to adopt their allegiance to the new
government."
In
Kilham v. Ward, 2 Mass. 236, and
Gardner
v.
Page 28 U. S. 163
Ward, 2 Mass. 244, note, a like doctrine was avowed.
The language of the court there was that by the treaty, those who
by their adherence and residence had remained the subjects of the
King of Great Britain, on the one part, and those who by their
adherence and residence were then the people of the United States,
on the other part, were reciprocally discharged from all opposing
claims of allegiance and sovereignty. This doctrine appears to me
so rational and just and founded upon such a clear principle of
reciprocity and public policy that it is, I own, extremely
difficult for me to admit that the treaty does not indispensably
require that interpretation. It is true that the treaty contains no
renunciation on our part of the allegiance of any of our citizens
who had adhered to the British Crown, but the reason of the
omission is obvious. Great Britain claimed the allegiance of all
the colonists as British subjects; she renounced by the treaty that
claim as to all who them adhered to the American states. We
acquiesced in that result, and must, in the absence of any
stipulation to the contrary, be deemed to admit the allegiance to
have been retained of all whose allegiance was not expressly or
impliedly renounced.
I am compelled, however, to admit the language of this Court in
McIlvaine v. Coxe's
Lessee, 4 Cranch 209,
8 U. S. 214,
leads to an opposite conclusion. There is no doubt that the treaty
of peace does not ascertain who are citizens on the one side or
subjects on the other. That is a matter partly of law and partly of
fact, but when the fact is ascertained that the party was
de
facto, at the time, under the allegiance of and adhering to
either government, he is to be treated as a subject of that
government, and as such a party to the treaty. What right have the
American states to say that all persons shall be deemed citizens
who, at any time previous to the treaty, were deemed citizens under
their laws, any more than Great Britain has to hold all persons
subjects whom she had previously deemed subjects in virtue of their
original allegiance. Each party must, I think, be presumed to deal
with the other upon the footing of equal rights as to allegiance
and to act upon the
status in quo the treaty found them.
If, however, the case of
McIlvaine v. Coxe's Lessee is to
be deemed not an
Page 28 U. S. 164
administration of local law, but of universal law and the
interpretation of treaties, it overthrows the reasoning for which I
contend. I cannot admit its universality of application; on the
contrary, sitting in Massachusetts, I should feel myself
constrained to reexamine the doctrine as applicable to that state
upon a point which affected her political rights and her soil and
which the courts of the state had the most ample jurisdiction to
entertain and determine. In New York there is no decision either
way, and it seems to me, therefore, that it is fit to be reexamined
upon principle. I adopt the suggestion of Lord Chief Justice Abbott
in
Doe ex d. Thomas v. Acklam, 2 Barn. & Cress. 798,
that the inconvenience that must ensue from considering any large
mass of the inhabitants of a country to be at once citizens and
subjects of two distinct and independent states, and owing
allegiance to each, would, if the language of the treaty could
admit of any doubt of its effect, be of great weight toward the
removal of that doubt. The treaty ought to be so construed as that
each government should be finally deemed entitled to the allegiance
of those who were at that time adhering to it. [
Footnote 9]
With these principles in view, let us now come to the
consideration of the question of alienage in the present case. That
the father and mother of the demandant were British born subjects
is admitted. If he was born before 4 July, 1776, it is as clear
that he was born a British subject. If he was born after 4 July,
1776, and before 15 September, 1776, he was born an American
citizen, whether his parents were at the time of his birth British
subjects or American citizens. Nothing is better settled at the
common law than the doctrine that the children even of aliens born
in a country while the parents are resident there under the
protection of the government and owing a temporary allegiance
thereto are subjects by birth. If he was born after 15 September,
1776, and his parents did not elect to become members of the State
of New York, but adhered to their native allegiance at the time of
his birth,
Page 28 U. S. 165
then he was born a British subject. If he was in either way born
a British subject, then he is to be deemed an alien and incapable
to take the land in controversy by descent unless he had become at
the time of the descent cast an American citizen by some act
sufficient in point of law to work such a change of allegiance.
His parents being born British subjects, it is incumbent upon
those who set up the defense to establish that, having a right of
choice, his parents elected to become American citizens. This is
attempted to be deduced by operation of law from certain
resolutions and acts of the government
de facto of the
State of New York. As early as 15 September, 1776, his parents
joined the British troops in New York and remained under the
protection of the British arms during the war. At the close of the
war, his father withdrew (his mother being then dead) with the
British authorities, and he continued ever afterwards under the
protection and allegiance
de facto of the British Crown.
So far as the acts, therefore, of the parents, manifested by a
virtual adherence to the British side, go, they negative any
intentional change of native allegiance. But it is said that they
were bound to make their election in a reasonable time. I agree to
this, but the effect of the omission to manifest an election in
favor of the State of New York was in my judgment decisive of their
adhering to the allegiance of their native sovereign. But if it
were otherwise, if the election to remain British subjects must be
affirmatively established, still I think in point of law, under all
the circumstances, an election by taking the British protection in
September, 1776, was within a reasonable time, and the case of
Jackson v. White, 20 Johns. 313, in my judgment warrants
such a conclusion.
But it is said that the ordinance of 16 July, 1776, which
declares
"That all persons abiding within the State of New York and
deriving protection from the laws of the same owe allegiance to the
said laws and are members of the state,"
by necessary conclusion and operation of law made the parents of
the demandant American citizens because they were then abiding
within the state and deriving
Page 28 U. S. 166
protection from its laws. Now assuming that the convention of
the State of New York had plenary powers for this purpose, so as to
bind a British subject not born in New York to allegiance to the
state from the mere fact of his local residence at the time (a
proposition that is encumbered with many difficulties), the term
"abiding," as here used, has never been construed to exclude the
right of election of persons who were inhabitants at that period to
adhere to the old or contract a new allegiance. The case of
Jackson v. White, 20 Johns. 313, is decisive of that.
We must, then, give a rational interpretation to the word,
consistent with the rights of parties and the accompanying language
of the ordinance. By "abiding" in the ordinance is meant not merely
present inhabitants, but present inhabitancy coupled with an
intention of permanent residence. This is apparent from the next
clause of the ordinance, where it is declared
"That all persons passing through, visiting, or making a
temporary stay in the state being entitled to the protection of the
laws during the time of such passage, visitation, or temporary stay
owe during the same allegiance thereto."
Their "temporary stay" is manifestly used in contradiction to
"abiding," and shows that the latter means permanent intentional
residence. So Mr. Chief Justice Spencer, in
Jackson v.
White, 20 Johns. 313, 326, considered it. He says
"Residence in this state prior to that event [the declaration of
independence] imported nothing as regards the election or
determination of such residents to adhere to the old or adopt the
new government. The temporary stay mentioned in the resolution of
the convention passed only twelve days after the declaration of
independence by Congress and within five days after the adoption of
the declaration by the convention of this state, clearly imports
that such persons who were resident here without any intention of
permanent residence were not to be regarded as members of the
state;"
they had a right to a reasonable time therefore, after the
ordinance was passed, to decide whether, with reference to the new
government, they would adopt a permanent residence in the state and
to become members thereof.
A similar declaration is to be found in the statute of 1777
of
Page 28 U. S. 167
Massachusetts, and there the term "abiding" has been construed
not only to apply to an intention of permanent residence, but of a
prospective abiding. [
Footnote
10] The reasoning in
Commonwealth v.
Chapman, 1 Dall. 53, persuasively conducts us to a
similar conclusion. This ordinance, then, cannot be deemed to
dissolve the native allegiance of the parents of the demandant
unless it shall be clearly established that they intended a
permanent residence in New York and to become members of the state
under the new government, anterior to their assuming British
protection in September, 1776.
But even admitting that his parents did elect to become citizens
of New York before 15 September, 1776, still I am of opinion that
the demandant, if he was born after the British took possession of
the City of New York in September, 1776, while his parents were
under the protection of and adhering to the British government
de facto, was to all intents and purposes an alien born.
To constitute a citizen, the party must be born not only within the
territory, but within the ligeance of the government. This is clear
from the whole reasoning in
Calvin's Case, 7 Co. 6, a. 18,
a. b. [
Footnote 11] Now in
no just sense can the demandant be deemed born within the ligeance
of the State of New York, if, at the time of his birth, his parents
were in a territory then occupied by her enemies and adhering to
them as subjects,
de facto, in virtue of their original
allegiance.
The Act of 22 October, 1779, which confiscates the estate of the
parents of the demandant, throws great light upon this part of the
subject; it demonstrates that they were deemed to be then adhering
to the British, the enemies of the state. It begins with a preamble
reciting that
"Divers persons holding or claiming property within this state
have voluntarily been adherent to the said King [of Great Britain],
his fleets and armies, enemies to this state and the said other
United States, with intent to subvert the government and liberties
of this state and of the said other United States,
Page 28 U. S. 168
and to bring the same into subjection to the Crown of Great
Britain, by reason whereof the said persons have severally justly
forfeited all right to the protection of this state and to the
benefit of the laws under which such property is held or
claimed."
It further declares that the public safety requires
"that the most notorious offenders should be immediately hereby
convicted and attainted of the offense aforesaid, in order to work
a forfeiture of their respective estates and invest the same in the
people of this state."
It then enacts
"That John Murray, Earl of Dunmore, &c., Charles Inglis of
the said city [of New York], and Margaret, his wife [the parents of
the demandant], &c., be, and each of them is hereby severally
declared to be
ipso facto convicted and attainted of the
offense aforesaid,"
and then declares their estates forfeited. In the second section
it enacts that the same persons
"shall be and hereby are declared to be forever banished from
this state, and each and every of them who shall at any time
hereafter be found in any part of this state shall be and hereby is
adjudged and declared guilty of felony, and shall suffer
death."
This act deserves an attentive consideration on several
accounts. It is apparent upon its face that it is not an act which
purports to be an attainder of citizens of the state only on
account of their treason in adhering to the public enemies, for it
embraces persons who never were nor were pretended to be citizens;
neither does it affect to confiscate the property on account of the
alienage of the persons named therein by way of escheat. The
persons described as subjects of attainder are "persons holding or
claiming property within this state," which description equally
applies to citizens and British subjects, and may include
foreigners of other nations. It seems, indeed, a summary exercise
of the ultimate power of sovereignty, in inflicting the penalty of
confiscation upon the property of enemies
jure belli. But
it demonstrates clearly the sense of the legislature that the
persons named therein were at that time voluntary adherents to the
British Crown and enemies of the state, and it affords a very
cogent presumption of such adherence from the time that they first
came under British
Page 28 U. S. 169
protection. It further denounces such persons as enemies or
traitors who have forfeited all right to the protection of the
state, and punishes them by a sentence of perpetual banishment and
makes their residence within the state a capital felony.
Such a sentence under such circumstances must be deemed on the
part of the state a perpetual renunciation of the allegiance of
those persons, and to deprive them of the rights and to absolve
them from the duties of citizens. There can be no allegiance due
where the sovereign expressly denies all protection and compels the
party to a perpetual exile. In this view of the matter, the
demandant's parents were by the sovereign act of the state itself
absolved from all future allegiance, even if they had antecedently
owed any to the state. In this state of things, the treaty of 1783
found the father adhering to the British Crown as a native born
subject.
What then is the operation of the treaty of 1783? It is clear to
my mind that the father of the demandant must be considered as a
party to that treaty on the British side. I say this upon the
presumption, which is not denied, that he was then adhering to the
British Crown and that he was there recognized and protected as a
subject owing allegiance to the British Crown. In this state of
things, the treaty must, upon the grounds which I have already
stated, be deemed to operate as an admission that he was in future
to owe no allegiance to the State of New York, but he was to be
deemed a British subject.
The question then arises as to what was the operation of the
treaty upon his son, the demandant, who was then an infant of
tender years and incapable of any election on his own part. It
appears to me that upon principles of public law as well as of the
common law, he must if born a British subject, be deemed to adhere
to, and retain the national allegiance of his parents at the time
of the treaty. Vattel considers the general doctrine to be that
children generally acquire the national character of their parents,
Vattel, B. 1, ch. 19. sec. 212, 219, and it is certain, both by the
common law and the statute law of England, that the demandant
Page 28 U. S. 170
would be deemed a British subject. The argument itself assumes
that the demandant now acts officially in that character, and that
ever since his arrival of age, he has adhered to his British
allegiance.
Upon the whole, upon the point of alienage as presented in the
case, the following are my opinions under the various postures of
the facts.
1. That if the demandant was born before 4 July, 1776, he was
born a British subject.
2. That if he was born after 4 July, 1776, and before 15
September, 1776, he was born an American citizen, and that it makes
no difference in this respect whether or not parents had at the
time of his birth elected to become citizens of the State of New
York by manifesting an intention of becoming permanently members
thereof in the sense which I have endeavored to explain.
3. That if the demandant was born after 15 September, 1776, when
the British took possession of New York, and while his parents were
there residing under the protection of and adhering to the British
Crown as subjects,
de facto he was born a British subject,
even though his parents had previously become citizens of the State
of New York.
4. That if the demandant was born after 15 September, 1776, and
could be deemed (as I cannot admit) a citizen of the State of New
York in virtue of his parents having, before the time of his birth,
elected to become citizens of that state, still his national
character was derivative from his parents, and was under the
peculiar circumstances of this case, liable to be changed during
the Revolutionary War, and that if his parents reverted to their
original character as British subjects and adhered to the British
Crown, his allegiance was finally fixed with theirs by the treaty
of peace.
5. That it was competent for the British government to insist at
all times during the Revolutionary War upon retaining the
allegiance of all persons who were born or became subjects, and for
the American states to insist in the like manner. But that the
treaty of peace of 1783 released all persons from any other
allegiance than that of the party to whom they then adhered and
under whose allegiance they
Page 28 U. S. 171
were then,
de facto, found. That if the demandant's
father was at that time so adhering, it was a final settlement of
his allegiance on the British side, and that the demandant, unless
born after 4 July, 1776, and before 15 September 1776, remained, to
all intents and purposes, a British subject
6. That if the case of
McIlvaine v. Coxe's
Lessee, 4 Cranch 209, should be thought to have
overturned this doctrine so that it is no longer reexaminable,
still that in this case the parents had a right to elect to which
government they would adhere, and that a period up to 15 September,
1776, was not an unreasonable time for that purpose, and that
unless some prior clear act of election could be shown, the
adherence to the British from 15 September to the close of the war
afforded strong evidence to repel the presumption of any prior
election to become citizens arising from the fact of abiding in the
state up to that period.
From these views, meaning to be understood to leave any disputed
facts open for inquiry (although no other facts seem in dispute
except the actual period of the birth of the demandant), my
judgment would be that the demandant was, unless he was born
between 4 July and 15 September, 1776, an alien at the time of the
treaty of 1783, and has ever since remained so. I agree to the
doctrine in
Dawson's Lessee v.
Godfrey, 4 Cranch 321, that the right to inherit
depends upon the existing state of allegiance at the time of the
descent cast, and not merely upon a community of allegiance at the
time of birth, and the same doctrine is recognized in the fullest
manner in the British courts. [
Footnote 12] If the demandant then was an alien at the
time of the descent cast, he is incapable to inherit the estate in
point of law.
But it has been suggested as matter of doubt whether alienage of
the demandant can be taken advantage of or rejected on the mise
joined. This objection cannot in my opinion be maintained; it is
laid down in the books that everything in bar upon the merits may
be given in evidence under
Page 28 U. S. 172
the mise, except collateral warranty; so it is said in Brooks'
Ab.Droit 48, and Booth on Real Actions 112. That also seems to have
been the opinion of the court in
Tyssen v. Clarke, 2 Wils.
541. Whether the proposition can be maintained in its general
latitude it is unnecessary now to consider, but it is certainly
necessary for the demandant to prove his title as set forth in the
writ. If he claims by descent from an ancestor who was seized, he
must show that he is heir, and capable to take by descent. The
seizin of the ancestor is nothing without establishing his
heirship. The cases of
Green v.
Liter, 8 Cranch 229, and
Green v.
Watkins, 7 Wheat. 28, are decisive that in a writ
of right the title and mere right of each party are in issue, and
each may establish that the title of the other wholly fails. If,
therefore, the demandant has no title by descent, the tenant may
show it, for it goes to the very foundation of his claim.
In this connection it nay be well to dispose of another
objection which was much pressed at the argument. It is this: the
demandant in his count alleges the seizin of Robert R. Randall, and
makes title by descent to the premises as his next collateral heir
on the part of his mother. At the death of Robert R. Randall, he
left a brother, Paul R. Randall, and a sister, Catherine Brewerton,
on whom the alleged right to the lands descended in moieties, and
through whom (though not from whom) the demandant deduces his title
by descent, they having died without issue. The tenants offered
evidence to establish that Catherine Brewerton had disposed of her
right in the premises by will, and that the right of Paul R.
Randall also had been transferred during his lifetime. Now the
objection is that this evidence is inadmissible because it is an
attempt to set up the title of third persons to defeat a recovery
in a writ of right, which is inadmissible. The cases of
Green v.
Liter, 8 Cranch 229, and
Green v.
Watkins, 7 Wheat. 28, have been relied on to
support this objection. Nothing is better settled in this Court
than the doctrine that a better title in third persons cannot be
set up to defeat a recovery in a writ of right, because that writ
brings into controversy and comparison the titles of the
Page 28 U. S. 173
parties only; but it is perfectly consistent with this doctrine
that the tenant may show that the title set up by the demandant is
in fact no title at all. One material allegation in the present
count is its seizin of Robert R. Randall the ancestor, and this
seizin is admitted, and indeed constitutes a part of the title of
both parties in the present case.
Another material allegation is that the right to the demanded
premises descended to the demandant as heir. Now it is clear upon
the general principles of pleading that what is essential to the
demandant's right, as stated in his count, must, when that right is
denied by the issue, be proved by the demandant and may be
disproved by the tenant. If, therefore, the demandant be incapable
of taking as heir by descent, although there be a right, that may
be shown by the tenant, as if he be an alien, because it defeats
the asserted descent of the title. On the other hand, if the
heirship be admitted and the right was parted with by the ancestor,
or by any other person, upon whom it intermediately devolved before
it could reach the demandant, that, for a better reason, may be
shown because it shows that no right or title descended at all.
Both are necessary to establish the demandant's claim; there must
be a right or title subsisting, capable of descent, and a capacity
in the demandant to take as heir. If the ancestor has actually
parted with his whole right and title to the premises by a legal
conveyance, how can it be said that there remains any descendible
right in him? If his right has been parted with by any intermediate
heir by a legal conveyance, how can it be said to have devolved
upon the demandant? The true and real distinction is this: if the
demandant shows any right as stated in his count to have descended
to him from his ancestor, the tenant cannot show that there is a
better right subsisting in a third person under whom he does not
claim, for that does not disprove the title of the demandant as
asserted in his writ, and if the demandant's title, such as it is,
is better than the tenant's, then the demandant ought to recover;
but the tenant may show that the demandant has no right whatsoever
by descent, for the possession of the tenant is sufficient against
any person who does not show any right or a better right. And
this,
Page 28 U. S. 174
as I understand it, is the doctrine in
Green v.
Watkins, 7 Wheat. 28. Here, title in third persons
is offered not to prove that there is a better outstanding title,
but that no right whatsoever descended to the demandant, as he
claims in his count. It seems to me that it is clearly
admissible.
The next point is whether the will of Catherine Brewerton was
sufficient to pass her right and interest in the premises in
question, so as to defeat the demandant in any respect, the
premises being at the date of the will and ever since held
adversely by the tenants in the suit.
If this point were to be decided with reference purely to the
common law of England, there might be some reasons for doubt. The
question whether a right of entry was under the British statute of
wills devisable seems never to have been directly decided until a
recent period. There is indeed to be found in prior cases many
dicta going to affirm the doctrine that such a right of
entry is not devisable. Such seems to have been the opinion of Lord
Holt in
Bunker v. Cook, 11 Mod. 122, and of Lord Eldon in
Attorney General v. Vigor, 8 Ves. 282, as well as of other
judges in former times, whose
dicta are collected and
commented on in
Goodright v. Forrester, 8 East 552, 566,
and 1 Taunt. 604. [
Footnote
13] There are also
dicta the other way, and at all
events there is reasoning which leads to the conclusion that in
modern times the judges have been disposed to give a far more
liberal construction to the statutes, and to hold that whatever is
descendible is devisable. The cases of
Jones v. Roe, 3
Term 88, and
Goodtitle d. Gurnall v. Wood, Willes 211, 3
Term 94, by Lord Kenyon, are most material. In
Goodright v.
Forrester, 8 East 552, the Court of King's Bench held a right
of entry not devisable. But when that case came before the Court of
the Exchequer Chamber in error, Lord Chief Justice Mansfield very
much doubted that point, and the case was finally decided on
another. But it is the less necessary to consider this question
upon the English authorities because it has undergone an express
adjudication in the State of New
Page 28 U. S. 175
York, upon the construction of their own statute of wills. The
statute of New York enacts that any person having an estate of
inheritance in lands, tenements and hereditaments shall have a
right of devise them. In
Jackson v. Varick, 7 Cowen 238,
the supreme court of New York, upon very full consideration, held
that under this statute, a right of entry, being an hereditament,
was devisable. And this Court, in
Waring
v. Jackson, 1 Pet. 571, understood it to be the
settled rule in that state that an adverse possession did not
prevent the passing the property by devise. This then being a point
of local law upon the construction of a statute of the state,
according to the uniform course of this Court in cases of that
nature, we should hold it decisive whatever original doubts might
otherwise have surrounded it. But, as one, I confess myself well
satisfied with that decision upon principle. It is rational and
convenient, and if I should have felt difficulty in arriving at it
through the authorities, I should not be inclined to disturb it
when made.
It has been said that the present case differs from that in 7
Cowen 238 in this that, the demandant claims through, but not
under, Mrs. Brewerton, not as her heir, but as heir of Robert R.
Randall, and that the estate was not descendible to her heirs
according to the known principles of the common law, as she was
never seized of the premises, but to Robert's heirs, as the person
last seized. That is true, but it does not alter the application of
the principle of law. If Mrs. Brewerton had been possessed of a
reversion by descent from Robert R. Randall, and she had died
before the life estate fell in, it would not have gone to her
heirs, but to his. And yet there is no doubt that she might grant
such a reversion or devise it, and it would pass by her will to the
devisee and thus interrupt the descent. So if Mrs. Brewerton had a
right of entry in the premises and she could devise it, it is of no
consequence that it would not, if undevised, have passed to her
heirs, for having the
jus disponendi, when she exercise
it, it passes her right to her devisee, and so interrupts the
descent to the heirs of Robert
Page 28 U. S. 176
R. Randall. It appears to me, therefore, that as to the moiety
of Mrs. Brewerton, it passed under her will, and that the
demandant, in any view of his claim, has no title to a moiety of
the demanded premises. A right of entry may well pass under the
devise of an hereditament. [
Footnote 14]
The next question is whether the proceedings against Paul R.
Randall as an absent and absconding debtor passed his right or
interest to the other moiety in the lands in question to and vested
the same in the trustees appointed under the same proceedings, so
as to defeat the demandant in any respect.
The answer must depend upon the true construction of the
Absconding Debtor Acts of 1786 and 1801, as compared with those
proceedings. At the time of those proceedings, the premises were in
the adverse possession of the tenants, and consequently Paul R.
Randall had only a right of entry. And the question is whether that
right of entry passed by the statutes to the trustees, and if so,
whether it did not by operation of law revest in him after all
these proceedings were
functi officio, his debts being
paid and the surplus paid over to him.
At the common law, a right of entry is clearly not grantable or
assignable. The party has, in the sense of the common law, no
estate in lands of which he is disseized; but this estate is said
to be turned to a right, and can be recoverable only by an entry or
an action. In the meantime, he has not any estate in the lands, but
he has merely the right to the estate. For this doctrine it is
necessary to do no more than to refer to Littleton, sec. 347;
Co.Litt. 214 and 345, a. b.; Preston on Estates 20, and Com.Digest
Assignment, C. 1, 2, 3, and Grant, D. Unless it shall appear that
the common law has been differently construed in New York or
altered by some local statute, the same rule must be presumed to
prevail there, for, by the constitution of that state, the common
law forms the basis of its jurisprudence. No case has been cited in
which the rule of the common law on
Page 28 U. S. 177
this subject has been overturned or in which it has been decided
that the word "estate" includes a right of entry
proprio
vigore.
But it is said that by the law of New York, a right of entry is
attachable, and may be taken and sold on execution, and that an
attachment under the Absconding Debtor Acts of 1786 and 1801 is
deemed analogous to an execution. [
Footnote 15] It may doubtless well be so deemed in a
general sense, but it by no means necessarily follows that because
there is such an analogy, therefore whatever may be taken in
execution may be taken on such attachment or
e converso.
The subject of levies under execution is expressly provided for by
the statute of New York of 31 March, 1801, and what effects or
estate may be taken in execution depends upon the true construction
of the terms of that act. It declares that "all the lands,
tenements, and real estate" of every debtor shall be liable to be
sold upon "execution," &c., of the payment of any judgment
against him for debt or damages. What has been the judicial
construction of these words in this act, whether they include a
right of entry, does not, as far as my researches extend, appear
ever to have been decided. It is indeed suggested by Mr. Justice
Woodworth in delivering the opinion of the court in
Jackson v.
Varick, 7 Cowen 238, 244, that the reasonable construction is
that it includes such a right; but the point was not then before
the court, and he does not treat it as a point settled by
adjudication. The words to which he refers in another part of the
act, giving the form of the execution (sec. 9), in which it is
confined to lands and tenements whereof the debtor was seized on
the day when the same land became liable to the debt (by the
judgment), would rather incline one to a different conclusion. And
it is certain that under the statute of Westminster 2, ch. 18,
subjecting lands to execution, lands of which the debtor is
disseized at the time of the judgment cannot be taken in execution.
[
Footnote 16] Be this as it
may, it is certain that in New York, the process
Page 28 U. S. 178
upon executions, and under the Absconding Debtor Act are not
coextensive in their reach. A judgment is not a lien upon a mere
equity, and such an equity (not being an equitable estate under the
statute of uses of 1787, sec. 4), is not an interest which can be
sold on execution. And choses in action do not appear to be within
the scope of the act respecting executions, for the language
confines it to "goods and chattels." Yet choses in action, by the
express terms of the Absconding Debtor Acts, pass under the
attachment, and there are various other interests which may well
pass under these acts which yet are not liable to be taken under a
common execution. Several cases illustrative of this position will
be found collected in Mr. Johnson's Digest title Execution 2.
[
Footnote 17]
It appears to me, then, that the true mode by which we are to
ascertain whether a right of entry passes under the Absconding
Debtor Acts is not by any forced analogy to the case of common
executions, but by a just interpretation of the terms of the act
themselves. The act of 1801 is in substance a revision of the act
of 1786; no material distinction between them, applicable to the
case before the Court, has been pointed out at the argument, and
they may therefore be treated as substantially the same.
The act of 1801 begins (section 1) by providing for cases of
absconding and absent debtors, and upon proof thereof provides that
a warrant shall issue to the sheriff commanding him to attach and
safely keep "all the estate real and personal of such debtor" and
make and return a true inventory thereof. Goods, effects and choses
in action are expressly declared to be within the reach of the act.
It afterwards proceeds to provide for the appointment of trustees,
and authorizes them (section 2)
"to take into their hands all the estate of such debtor, whether
attached as aforesaid or afterwards discovered by them, and all
books, vouchers and papers relating to the same, and the said
trustees, from their appointments, shall be deemed vested with all
the estate of such debtor, and shall be capable to sue for and
recover the same, and all debts and things in action due or
belonging to such debtor, and all the estate attached as
aforesaid,
Page 28 U. S. 179
shall be by the sheriff, &c., delivered to the said
trustees; and the trustees, or any two of them, shall sell at
public vendue after fourteen days' previous notice of the time, and
place, all the estate, real and personal of such debtor as shall
come to their hands, and deeds and bills of sale for the same make
and execute, which deeds and bills of sale shall be as valid as if
made by such debtor,"
&c. The act afterwards goes on to provide for the
distribution of the proceeds of the sales among the creditors, and
then declares, that "the surplus, if any, after all just debts and
legal charges as aforesaid are satisfied, shall be paid to such
debtor or his legal representatives." There is no provision in the
act as to what shall be done in respect to any property which never
came to the hands of the trustees, nor of any property remaining
unsold by them when all the debts were satisfied, and the omission
may easily be accounted for from the general policy of the act, for
the language is that the trustees shall sell all the estate which
comes to their hands. If the point were material, I should strongly
incline to the opinion that the act did not absolutely divest all
right and title out of the debtor of any of his estate which should
not come to the hands of the trustees and be sold by them. But
whether this be so or not, I am clearly of opinion that when once
all the purposes of the trust are satisfied and all the debts are
paid, if the trustees have any legal interest or title vested in
them in the estate of the debtor remaining unsold, it is subject to
a resulting use for the benefit of the debtor in the same manner as
the surplus of the property sold. Suppose before the sale all the
debts should be paid, must the trustees go on to sell? Suppose all
the debts are paid by a sale merely of the personal estate, is not
their trust extinguished? The trustees take all the estate in the
first place for the benefit of the creditors, and in the next
place, they being paid, for the benefit of the debtor. Subject to
the rights of the creditors, the use is in him, and by operation of
law the estate revests in him as soon as the trust for the
creditors is exhausted or extinguished. This seems to me a
reasonable if not a necessary construction of the act, for it has
provided for no express reconveyance
Page 28 U. S. 180
by the trustees to the debtor in any case whatsoever. It
certainly could not intend to deprive him of his inheritance after
all his debts were paid. And it is but just to give the act a
construction favorable to the debtor when all its other objects are
accomplished.
In the present case, the whole proceedings afford a strong
presumption that all the debts of P. R. Randall have been paid, and
none is pretended to exist. His right of entry in the demanded
premises was never sold by the trustees, and even if it vested in
them, it afterwards by operation of law revested in him if the
trusts were all defunct and satisfied. But I go further and incline
to the opinion that his right of entry in the demanded premises did
not pass to the trustees under either of the attachments. The
language of the acts of 1786 and 1801 is indeed quite broad, and
extends to all the "estate real and personal" of the debtor. But a
right of entry is not, as has been already shown, an "estate" in
any just and legal sense of the word. Neither is it a "thing in
action," for it does not depend upon any right to sue, but may be
enforced by a mere entry. Indeed, a right of action and a right of
entry are often used in contradistinction to each other.
The case of
Smith v. Coffin, 2 H.Bl. 444, turns
altogether upon other considerations and upon the interpretation of
the words of the English bankrupt laws. Words of a very broad
import are used in those laws, and the policy of them is far more
extensive than that which governs the laws of New York now under
construction. A construction might be properly adopted in respect
to the bankrupt laws which would not apply to the Absconding Debtor
Acts of New York. The general policy of the common law is to
discourage the grant or sale of mere rights of entry and action,
with a view to suppress litigation. This policy spreads itself over
many important interests, and is so fundamental that nothing but a
very clear expression of the legislative intention ought in my
judgment to overthrow it. No such intention is to be found in the
acts of 1786 and 1801. Can it be reasonably presumed that the
legislature meant to authorize the sale of a right of entry to a
purchaser? If not, was it the intention to enable the trustees
Page 28 U. S. 181
to reduce the right into possession and afterwards to sell the
same? I think the former was manifestly not the intention of the
legislature, and I found myself on the very words of the acts. The
trustees are to sell not all the estate of the debtor, but all the
estate real and personal "as shall come to their hands" -- that is,
as I construe the words, such as they shall reduce into possession
-- so that the estate may bring its uncontroverted value. But for
the reasons already stated, I incline also to the opinion that it
was not the intention of the legislature to pass the right of entry
to the trustees so that they might be enabled to reduce it into
possession.
But supposing it to be otherwise; still it appears to me there
is much reason to contend that the trustees, if they took the right
of entry at all, took it
sub modo and exactly as Paul R.
Randall held it. The legislature did not intend to invest them with
a better right than he had. He had a right of entry into the estate
vested in him by descent, and he might perfect his estate by an
actual entry during his lifetime. But if he died without such
entry, then the right to the estate devolved not upon his own heir,
but upon the next heir in the line of descent of Robert R. Randall.
In this view of the act, the trustees were bound, then, to reduce
the right of Paul R. Randall into possession during his lifetime if
they meant to perfect their title thereto. Not having done so, the
title devolved upon the next heir who claimed not through them, but
from the ancestor from whom Paul R. Randall took it. This, however,
is not the main ground on which I rely, though it fortifies some of
the considerations already mentioned. The main ground on which I
rely is that whatever construction of the act may be adopted in
other respects, as soon as all the trusts of the assignment are
executed, there arises a resulting use to the debtor which, by
operation of law, will revest all the unsold estate in him.
Upon the whole, my opinion is that the proceedings against Paul
R. Randall did not pass his right or interest in the lands in
question so as to defeat the demandant in any respect, but if they
did and all the trusts have been satisfied, there is a resulting
use to him in the unsold estate.
The next question is whether, inasmuch as the count in
Page 28 U. S. 182
the cause is for the entire right in the premises, the demandant
can recover a less quantity than the entirety.
This is a question somewhat involved in technical learning, and
therefore requires an accurate examination of the authorities.
Reasoning upon general principles and the analogies of the law,
there would be little difficulty in deciding it in the affirmative,
for it is deciding no more than that he who has a right shall
recover according to his right, so always that he does not recover
more than he sues for. No injury is done to the tenant by allowing
the demandant who sues for ten acres and shows a title only to one
to recover for the latter, nor if he sues for an entirety and shows
title to a moiety to recover for the latter. And it is in
furtherance of justice that he should so recover, because it
prevents multiplicity of suits. For if his suit should abate for
this fault (and that is the only judgment which could be
pronounced), he would still be entitled to a new action for the
part to which he had shown title. The falsity of the former writ
would constitute no bar.
Let us see, then, how the case stands upon authority. By the old
common law, if the writ of the demandant was falsified by his own
confession (for it is far from being certain that it was ever true,
when found by a verdict upon the merits, after the general issue
joined), [
Footnote 18] as to
anything or part of a thing demanded in the writ, it abated for the
whole. If the matter did not appear on the face of the record, but
was to be made out by facts
dehors, then the tenant, if he
meant to avail himself of it, was compelled to do it by a plea in
abatement. Thus if he meant to avail himself of nontenure of the
whole or a part, he must plead it. But where, upon the whole
record, the falsity of the writ was apparent by confession of the
party, there, although the tenant had not pleaded in abatement, it
was the duty of the court
ex officio to abate the
writ.
Now at the common law, there are two sorts of writs in
Page 28 U. S. 183
real actions. In one, the demand is in a general form, without
specification of any lands in particular. Thus in the writ of
assize, the demand is that the tenant "unjustly and without
judgment hath disseized him of his freehold in C.," [
Footnote 19] without any further
description of the land. So in writs of dower, the demand is of the
demandant's "reasonable dower, which falleth to her of the
freehold, which was of A. her late husband in C., whereof she hath
nothing," [
Footnote 20]
without more. The plaint or count is less general, and specifies
the particulars of the demand, as a messuage, ten acres of land,
&c. [
Footnote 21] In the
other sort of writs, the writ itself is as special as the count.
Such is the case of all
precipes quod reddat, such as
writs of right, and writs of entry, &c., where the demand is of
a certain messuage, or ten acres of land, &c., and the exigency
of the writ is that the said tenant should render the same to the
demandant without delay. [
Footnote 22] Now it was upon this difference that a
distinction took place in the common law as to the right of the
demandant to abridge his demand. If the writ was special, he could
not abridge his demand in any case. If the writ was general,
de
libero tenemento, he might abridge his demand at his pleasure,
so always that he did not abridge it of a moiety or portion, where
he sued for the entirety of a thing, as if he sued for ten acres,
he might abridge it to five; but if he sued for the whole of a
messuage, he could not abridge it to a moiety. This doctrine will
be found at large in many cases, but it is no where better
expounded than in the opinion of Mr. Justice Juyn (afterwards Chief
Justice) in 14 Hen. 6, 3, 4. He said
"That in all cases where the writ is
de libero
tenemento generally, as in assize and writs of dower, where
the writ is of her reasonable dower, &c., the demandant may
abridge his plaint or demand, and the reason is because although he
abridges some acres, yet the writ remains true as to the rest, it
being
liberum tenementum still. But where a
Page 28 U. S. 184
certain number of acres is demanded in the writ, as in a
formedon, the demandant cannot abridge, for he acknowledges his
writ false; and where a writ is acknowledged to be false in part,
it must abate it in the whole; but if in an assize the writ be, he
unjustly disseized him
de libero tenemento in A. and B.
and he would abridge his demand as to all in B. he shall not
abridge, for his writ is false, which supposes him disseized of the
tenement in A. and B."
As to this last position there is some difference in the
authorities, but the general position is unquestionable law.
[
Footnote 23] But this
doctrine even in relation to assizes was of little value to the
demandant in many cases, because it stopped short of the most
common sources of mistake. If, therefore, he counted against one as
tenant of the whole, and he pleaded
non tenure as to part,
or joint tenancy, &c., and it appeared by confession or
otherwise that the plea was true, the writ abated as to the whole,
for the falsity of the writ was established in this, that the
tenant was sued as the tenant of the whole, and was tenant only of
part. This mischief was cured by the statute 25 Edw. 3, ch. 16,
which provided
"That by the exception of nontenure of parcel, no writ shall be
abated but for the quantity of the 'non tenure, which is alleged'.
[
Footnote 24] Still,
however, many difficulties remained behind, for if a party sued for
an entirety, as of a manor, or a messuage, or one acre, and a bar
was pleaded as to a moiety, or part of the land put in view,
&c., in the plaint, the defendant could not abridge his plaint
to the moiety left, since his writ was for an entirety, and so far
false; the distinction was nice, for he might abridge his plaint
from two or ten acres to one acre, but not as to the extent of his
title or right in the land put in view. Such, however, as the
distinction was (and it suited the subtlety of the times), it
prevailed until the statute of 21 Hen. 8, ch. 3, which provided
that in assizes the demandant might in all such cases abridge his
plaint and proceed for the
Page 28 U. S. 185
residue. [
Footnote 25]
But this statute is confined to assizes, and therefore left the
common law in full force as to all other real actions."
Such is a brief review of the doctrine at common law in respect
to the abridgement of plaints by the demandant. It is not, however,
to be imagined that the old authorities are all in harmony on this
subject. On the contrary, diversities of opinion seem to have
existed from an early period. In
Godfrey's Case, 11 Co.
42, 45, the court proceeded mainly on the rule already stated. Lord
Coke however, thought that the common and true rule and difference
is where a man brings an action, be the suit general or certain and
particular, and he demands two things, and it appears of his own
showing that he cannot have an action or better writ for one of
them, there the writ shall not abate for the whole, but shall stand
for that which is good. But when a man brings an action for two
things, and it appears that he cannot have this writ for one thing,
but may have another in another form, there the writ shall abate
for all, and shall not stand for that which is good. The
distinction has sound sense in it, but it is inapplicable to the
present case, because here, the plaintiff has not shown upon the
pleadings that he has no title to maintain his writ for the whole.
[
Footnote 26]
Writs of
precipe quod reddat, then, except so far as
the statute 25 Edw. 3 of nontenure aided them, stood upon the
footing of the common law. In respect to them, therefore, the
demandant could not abridge his claim except in cases of nontenure,
and if his writ could not by his own confession be maintained for
the whole for which he sued, his writ abated for the whole, and it
was not material whether he sued for the entirety of a certain
number of acres and showed title to a less number or whether he
sued for the whole or a moiety and showed title only to a less
aliquot part. [
Footnote 27]
But
Page 28 U. S. 186
unless the falsity of his writ appeared by his own confession,
even though it appeared by the verdict, the better opinion was that
the writ was not abated for the whole. Plowden indeed, in
Bracebridge v. Cook, Plowden 424, thought the objection
fatal. But Lord Hobart, in
Clanrickard v. Sidney, Hob.
272, 282, condemned that opinion as erroneous and against common
experience in his day. And in this last case it was further held
that the variance was but matter of form, and at all events cured
by the statute of jeofails of 18 Elizabeth, ch. 14, after a
verdict, even though it appeared by confession of the party, upon
the pleadings. In that case, the writ was formedon for an entirety,
and upon the demandant's own confession it appeared that he was
entitled to recover but two-thirds. But the court held that the
parties having gone to trial upon an issue, and the jury having
found a special verdict in favor of the plaintiff for the
two-thirds, his suit was not abateable for the whole, but the error
was cured by the statute of jeofails of 18 Elizabeth, ch. 14.
[
Footnote 28] Whoever will
read Lord Hobart's learned opinion upon that occasion will perceive
the most solid reasons brought in support of it. The doctrine that
if a demandant sue for an entirety, he may yet after verdict
recover for a moiety is not only supported by the case in Hobart
172, but by the case
Cooper v. Franklin, 1 Roll. 334; S.C.
3 Bulst. 148, and 2 Roll.Ab. Trial, 719, pl. 12. The doctrine that
if he sue for a moiety he may recover for a less aliquot part may
be deduced from the same causes, for it stands upon the same
reasoning as that applicable to entireties. So was the reasoning in
Saville 48, pl. 165. [
Footnote
29] There are many cases in ejectment where the same doctrine
has been maintained, and in none of them has any distinction been
asserted between an ejectment and real actions. The ground of
argument has been the variance between the count and verdict, so
that it has turned upon the falsity of the plaintiff's
Page 28 U. S. 187
claim and title as propounded in his writ and proved at the
trial. So was the case of
Ablett v. Skinner, 1 Sid. 229,
where the ejectment was for one-fourth part of a fifth part, and
the plaintiff's title upon the trial was but one-third part of a
fourth of a fifth part; and yet it was held that he was entitled to
recover according to his title. That case was recognized and fully
confirmed in the case of
Denn d. Burges v. Purvis, 1 Burr.
326, where in ejectment the plaintiff sued for a moiety and
recovered a third. Lord Mansfield relied on the analogous doctrine
in cases of assize.
It may then be assumed as certain that from the time of Lord
Hobart the general doctrine has been that the demandant in any real
action is entitled to recover less than he demands in his suit,
whether he demands an entirety or an aliquot part, if the variance
is not taken advantage of until after a verdict found on trial had.
If, indeed, the matter is pleaded in abatement, it is fatal to the
whole suit. So if it appears of record by the confession of the
demandant in the course of the pleadings, the writ is abateable for
the whole, if the tenant choose to take advantage of it before
verdict. But if the parties go to trial upon the merits and a
verdict, general or special, is found of any part for the
demandant, there the variance between the writ and the title, even
though by the confession of the demandant upon the pleadings, is
cured by the statute of amendments of 18 Elizabeth, ch. 14. This,
then, being the state of the law at the time of the emigration of
our ancestors, and the Statute of Elizabeth being a remedial and
not a penal law, and the general principle being that statutes made
in amendment of the law before that period constitute a part of our
common law; the court might, if it were necessary, resort to this
principle to support the present suit. But such a resort is not
necessary, because, in the first place, the present case is not one
where the defect appears upon the confession of the party, but if
at all, appears from facts proved at the trial upon the general
issue. In the next place, the provisions of the Judiciary Act of
1789, ch. 20, sec. 32, upon the subject of amendments and jeofails,
are far more extensive than the English statutes, and would justify
the most comprehensive construction in
Page 28 U. S. 188
favor of the demandant. And in the last place, the original
nicety of the common law doctrine upon this subject, at least since
the time of Lord Hobart, seems to have given way (where the matter
was not pleaded in abatement) to the doctrine of common sense. As
far as we can trace it, it has been long established in England.
Its existence in America has never been maintained by any positive
decision in its favor. On the contrary, in Massachusetts, where
real actions constitute the ordinary remedy for disseizins and
ousters, it has been solemnly adjudged upon a careful consideration
of the English authorities that the demandant may in all cases
recover less than he sues for, whether he sues for an entirety or
an aliquot part. So are the cases of
Dewy v. Brown, 2
Pick. 387, and
Somes v. Skinner, 3 Pick. 52, and the
opinion of very able commentators upon this branch of the law.
[
Footnote 30] There is
nothing in the case of
Green v.
Liter, 8 Cranch 229,
12 U. S. 242,
which trenches upon this doctrine. So far, indeed, as that case
goes, it is favorable to the demandant.
I have not thought it necessary to go into a particular
examination of the point whether, if the variance between the
demandant's title and his demand in his writ be apparent only by
the finding of the jury upon the general issue, and not by the
pleadings of the parties or the confession of the demandant, the
writ was abateable for the whole upon the old doctrine of the
common law. There is much reason to believe, as has been already
intimated, that under such circumstances the variance was never
fatal to a recovery
pro tanto, and the modern doctrine in
England is certainly in favor of a recovery. But whether it be so
or not, independent of the statute of jeofails, that statute
certainly cures the defect upon the principles already stated.
Upon the whole, my opinion is that this question ought to be
certified in favor of the demandant.
This cause came on to be heard on the transcript of the record
from the Circuit Court of the United States for the
Page 28 U. S. 189
Southern District of New York, and on the questions and points
on which the judges of the said circuit court were opposed in
opinion, and which were certified to this Court for its opinion in
pursuance of the act of Congress for that purpose made and
provided, and was argued by counsel, on consideration whereof it is
the opinion of this Court:
I. That although the count in the cause is for the entire right
in the premises, the demandant may recover a less quantity than the
entirety.
II. And under the second general point, the following answers
are given to the specific questions:
1. If John Inglis, the demandant, was born before 4 July, 1776,
he is an alien, and disabled from taking real estate by
inheritance.
2. If he was born after 4 July, 1776, and before 15 September of
the same year, when the British took possession of New York, he
would not be under the like disability.
3. If he was born after the British took possession of New York,
and before the evacuation on 25 November, 1783, he would be under
the like disability.
4. If the grand assize shall find that Charles Inglis the father
and John Inglis the demandant did in point of fact elect to become
and continue British subjects and not American citizens, the
demandant is an alien, and disabled from taking real estate by
inheritance.
III. The will of Catherine Brewerton was sufficient to pass her
right and interest in the premises in question, so as to defeat the
demandant's right to recover, so far as her right or interest
extended.
IV. The proceedings against Paul Richard Randall, as an absent
debtor, passed his right or interest in the lands in question to,
and vested the same in the trustees appointed under the said
proceedings, so as to defeat the demandant's right to recover so
far as his right or interest extended, unless the grand assize
shall find that the trusts vested in the trustees have been
performed; and if so, the said proceedings will not defeat the
demandant in any respect.
V.
Page 28 U. S. 190
The devise in the will of Robert Richard Randall of the lands in
question is a valid devise, so as to divest the heir at law of his
legal estate.
Whereupon it is ordered and adjudged by this Court to be
certified to the judges of the said Circuit Court of the United
States for the Southern District of New York:
I. That although the count in the cause is for the entire right
in the premises, the demandant may recover a less quantity than the
entirety.
II. And under the second general point, the following answers
are given to the specific questions:
1. If John Inglis, the demandant, was born before 4 July, 1776,
he is an alien, and disabled from taking real estate by
inheritance.
2. If he was born after 4 July, 1776, and before 15 September of
the same year when the British took possession of New York, he
would not be under the like disability.
3. If he was born after the British took possession of New York,
and before the evacuation on 25 November, 1783, he would be under
the like disability.
4. If the grand assize shall find that Charles Inglis the father
and John Inglis the demandant did in point of fact elect to become
and continue British subjects, and not American citizens, the
demandant is an alien and disabled from taking real estate by
inheritance.
III. The will of Catherine Brewerton was sufficient to pass her
right and interest in the premises in question so as to defeat the
demandant's right to recover so far as her right or interest
extended.
IV. The proceedings against Paul Richard Randall, as an absent
debtor, passed his right or interest in the lands in question to
and vested the same in the trustees appointed under the said
proceedings so as to defeat the demandant's right to recover so far
as his right or interest extended unless the grand assize shall
find that the trusts vested in the trustees have been performed,
and if so the said proceedings will not defeat the demandant in any
respect.
V.
Page 28 U. S. 191
The devise in the will of Robert Richard Randall of the lands in
question is a valid devise, so as to divest the heir at law of his
legal estate.
All of which is accordingly hereby certified to the said circuit
court.
Mr. Webster, on a subsequent day of the term, submitted to the
Court an application in behalf of the demandant, for a reargument
of this case. He presented as the ground of the application a
statement in writing signed by the counsel in the case, Mr. Ogden
and himself, representing
"That the question in this cause, which arises on the
construction of the will of Robert Richard Randall, is one not only
of great importance, but certainly of no small difficulty. The case
was argued at a time when there were six judges on the bench. At
the time of the decision, there were but five judges living who had
heard the cause; of these five, three were against the demandant
upon the construction of the will, being a minority of the whole
court. Under these circumstances, as counsel for the demandant in a
foreign country, the counsel feel it their duty to ask for a
reargument, the more particularly as it appears from an affidavit
now submitted to the Court that a sister of the demandant, who is
now and long has been a
feme covert, in case of a decision
upon the construction of the will in favor of the demandant, is not
subject to the disability of alienism, and may therefore maintain a
suit to recover the property in dispute."
Mr. Wirt objected to the reargument, alleging that should it be
allowed, it would establish a precedent which would render every
decision of the Court uncertain and encumber the Court with heavier
duties than it could perform. It was without example in the whole
course of the court since its organization.
Page 28 U. S. 192
MR. CHIEF JUSTICE MARSHALL delivered the opinion of the
Court.
The Court has considered the application for a reargument in
this case. It must be a very strong case indeed to induce it to
order a reargument in any of the causes which have been once argued
and decided in this Court. The present case has been very fully
considered, and the Court cannot perceive any ground in the present
application to induce it to consent to the motion. It is therefore
overruled. [
Footnote 31]
[
Footnote 1]
Cruise's Digest. Devise, ch. 11, sec. 72.
[
Footnote 2]
See also 1 Roll.Ab. Devise, H. sec. 1. Com.Dig. Devise,
K.
[
Footnote 3]
See Co.Lit. 9a.
[
Footnote 4]
See 2 Preston on Estates, 5, 6, 7, 46, 47, 48. Com.Dig.
Estates, a. 2.
[
Footnote 5]
See note on Charitable Uses, 4 Wheat. Appendix, 1, 11,
12.
Coggeshall v. Felton, 7 Johns.Ch. 292;
Kirbank v.
Hudson, 7 Price 212; Duke Charitable Uses, by Bridgman, 361,
374, 375, 390.
[
Footnote 6]
Dash v. Van Cleek, 7 Johns. 477;
Bradshaw v.
Rogers, 20 Johns. 103;
Catlin v. Jackson, 8 Johns.
520;
Terrett v.
Taylor, 9 Cranch 43;
Wilkinson v.
Leland, 2 Pet. 627,
27 U. S.
657.
[
Footnote 7]
See Calvin's Case, 7 Co. 1;
Doe ex dem. of Duroure
v. Jones, 4 Term 300; 1 Bl.Comm.
[
Footnote 8]
See also Chase J. in
Ware v.
Hylton, 3 Dall. 225, 1 Pet.Condens. 199;
Hebron
v. Colchester, 5 Day 169.
[
Footnote 9]
See also 1 Wood.Lect. 382; Dane's Abridg. ch. 131, art.
7.
[
Footnote 10]
See opinion in note, 2 Pick. 394-395.
[
Footnote 11]
See also Com.Dig. Alien; Bac.Abridg. Alien. A.
[
Footnote 12]
Doe ex dem. Thomas v. Acklam, 2 Barn & Cress.
779.
[
Footnote 13]
See also Com.Dig. Devise, M.
[
Footnote 14]
See Coffin v. Smith, 2 H.Bl. 444.
[
Footnote 15]
See Coffin v. Smith, 2 H.Bl. 444.
[
Footnote 16]
Matter of Smith, 16 Johns. 102.
[
Footnote 17]
1 Roll Abr. 888; Com.Dig. Execution, C. 14.
[
Footnote 18]
See Plowden 424, 6; Hobart 282, 6; Fitz. Abridg.Breve
272; 9 Hen. 6, 54; 11 Co. 45; Theol.Dig.Lib. 16, ch. 5.
[
Footnote 19]
Booth on Real Actions 210; Fitz.N.B. 177.
[
Footnote 20]
2 Saund. 43; Booth on Real Actions 166; F.N.B. 147.
[
Footnote 21]
Com.Dig. Assize, B. 11; Booth on Real Actions 212 and note.
[
Footnote 22]
Fitz. No. B. 1, 5, 191; Booth Real actions, 1, 83, 88, 91,
172.
[
Footnote 23]
See Com.Dig. Abridg. A. 2 Saund. 44, and note 4;
Gilb.Com.Pl. 199, 201, 202, 203; Brooks, tit. Abridg. 14 Hen. 6, 4;
9 Hen. 6, 42; 3 Lev. 68; Vin. tit. Abridg. Theol.Dig.Lib. 16, ch.
2; Bac.Abridg. Abatement, L.
[
Footnote 24]
See Gilb. Hist. C.P. 201.
[
Footnote 25]
See Com.Dig. Abridgement, B. Viner tit. Abridgement;
Theol.Dig.Lib. 8, ch. 28;
id. Lib. 16, ch. 2; Keilway 116,
pl. 56; 5 Hen. 7; 19 Hen. 6, 13; Brooks, Abridgement, pl. 2.
[
Footnote 26]
See 1 Saund. 282, 285, note 7; Com.Dig. Abatement, M.
N. Cro.Jac. 104; Theol.Dig. B. 8, ch. 28, sec. 13; 9 Hen, 7, 4.
(b).
[
Footnote 27]
See Com.Dig. Abatement, L. 1, 2; M. Saville 86;
Clanrickard v. Sidney, Hob. 273, 274, 279, 282; Com.Dig.
Abridgement, B;
Chatham v. Sleigh, 3 Lev. 67; Viner tit.
Abridgement; Fitzherbert's Abridgement, tit. Breve, 272; Plowden
424.
[
Footnote 28]
See Bac.Abr. Amendment, B.; Theol.Dig. lib. 16, §
15, 18; 2 Roll.Abr. 719, pl. 19;
Cooper v. Franklin, 1
Roll. 384; S.C. 3 Bulst. 148.
[
Footnote 29]
See Scott and Scott's Case, 4 Leon. 39; Com.Dig.
Abatement, M.
[
Footnote 30]
Jackson on Real Actions 296; Stearns on Real Actions 204.
[
Footnote 31]
See the case of
Baptist Association v. Hart's
Executrix, 4 Wheat. 1, which, by his liberal
kindness, the Reporter has been authorized to insert in this
volume. It will be found to illustrate very fully some of the
principles decided in this cause.