1. In § 237(a) of the Judicial Code, as amended by Act of
February 13, 1925, which gives this Court jurisdiction to review
the judgments of state courts of last resort in any case
"where is drawn in question the validity of a statute of any
state on the ground of its being repugnant to the Constitution,
treaties or laws of the United States, and the decision is in favor
of its validity,"
the words "statute of any state" are used in their larger sense,
including every act, legislative in character, to which the state
gives its sanction, no distinction being made between acts of the
state legislature and other exertions of the state's lawmaking
power. P.
277 U. S.
102.
Page 277 U. S. 101
2. An ordinance of a city fixing rates for water power supplied
from a canal owned and maintained by the city, is a "statute" of
the state in this sense. P.
277 U. S.
114.
3. In cases where contract obligations are said to have been
impaired by subsequent legislation, contrary to the constitutional
restriction, the findings of state courts as to the existence and
obligations of the contract are entitled to respect, but do not
bind this Court.
Id.
164 Ga. 306, affirmed.
Error to a judgment of the Supreme Court of Georgia sustaining
the dismissal of a suit by the petitioner to enjoin the enforcement
of a city ordinance fixing rates for water power.
MR. JUSTICE VAN DEVANTER delivered the opinion of the Court.
This is a suit brought in a state court in Georgia to restrain
the enforcement of an ordinance of the city of Augusta fixing rates
for water power supplied from a canal owned and maintained by the
city. The plaintiff is a manufacturing company which operates a
mill adjacent to the canal with water power supplied therefrom. The
objection urged against the ordinance is that it is repugnant to
the contract clause of the Constitution of the United States, and
therefore invalid, in that it impairs the obligation of a prior
contract whereby the city undertook to supply water power for the
plaintiff's mill in perpetuity at a lower rate than that fixed in
the ordinance. The court of first instance held the ordinance
valid, and accordingly dismissed the suit. This was affirmed by the
supreme court of the state, 164 Ga. 306, and the case is
Page 277 U. S. 102
here on writ of error allowed by the chief justice of that
court.
Counsel on both sides treat the case as one which rightly may be
brought to this Court on writ of error, but some members of the
Court doubt that it is such a case. Therefore this question will be
given immediate consideration.
The jurisdiction of this Court to review on writ of error
judgments or decrees of state courts of last resort is defined by
§ 237(a) of the Judicial Code, as set forth in the amendatory
Act of February 13, 1925, c. 229, 43 Stat. 936. As there defined,
this jurisdiction extends to two classes of cases:
(1) "Where is drawn in question the validity of a treaty or
statute of the United States, and the decision is against its
validity;"
(2) "Where is drawn, in question the validity of a statute of
any state, on the ground of its being repugnant to the
Constitution, treaties, or laws of the United States, and the
decision is in favor of its validity."
Plainly the present case is not within the first provision. Is
it within the second? This depends on the sense in which the words
"a statute of any state" are used therein. If they are used as
narrowly comprehending only an enactment of the state legislature,
the case is excluded; but, if they are used as broadly
comprehending any legislation proceeding from the lawmaking
agencies of the state, the case is included.
In usage, "statute" is a term which has both a restricted and a
broad signification. This is reflection in the following excerpt
from Bouvier's Law Dictionary, Rawle's Revision:
"STATUTE. A law established by the act of the legislative power.
An act of the legislature. The written will of the legislature,
solemnly expressed according to the forms necessary to constitute
it the law of the state. "
Page 277 U. S. 103
"This word is used to designate the written law in
contradistinction to the unwritten law."
"Among the civilians, the term 'statute' is generally applied to
laws and regulations of every sort; every provision of law which
ordains, permits, or prohibits anything is designated a statute,
without considering from what source it arises."
The Constitution of the United States does not use the term
"statute," but it does employ the term "law," often regarded as an
equivalent, to describe an exertion of legislative power. Thus, it
is declared that a bill presented in either house of Congress, if
receiving prescribed favorable consideration, shall "become a law,"
Art. I, § 7; that Congress may "make all laws" necessary and
proper for carrying into execution various enumerated powers, Art.
I, § 8, cl. 18; that no stated "shall pass" any "
ex post
facto law, or law impairing the obligation of contracts," Art.
I, § 10, cl. 1; that no state "shall make or enforce any law"
abridging the privileges or immunities of citizens of the United
States, Fourteenth Amendment, § 1; that the Constitution,
"laws," and treaties of the United States shall be the supreme law
of the land, and the judges in every state shall be bound thereby,
anything in the Constitution or "laws" of any state to the contrary
notwithstanding, Art. VI, cl. 2, and that the judicial power of the
United States shall extend, among others, to all cases in law and
equity arising under the Constitution, "laws," and treaties of the
United States, Art. III, § 2.
It, of course, rests with each state to determine in what form
and by what agencies its legislative power may be exerted. It may
legislate little or much in its Constitution, may permit the
electorate to make laws by direct vote, may intrust its legislature
with wide lawmaking functions, and may delegate legislative
authority to subordinate agencies, such as municipal councils and
state commissions.
Page 277 U. S. 104
But whether this power be exerted in one form or another, or by
one agency or another, the enactments put forth, whether called
constitutional provisions, laws ordinances, or orders are, in
essence, legislative acts of the state; they express its will, and
have no force otherwise. As respects their validity under the
Constitution of the United States, all are on the same plane. If
they contravene the restraints which that instrument places on the
legislative power of a state, they are invalid, no matter what
their form or by what agency put forth; for, as this Court has
said, the protection which these restraints afford applies,
"whatever the form in which the legislative power . . . is
exerted -- that is, whether it be by a constitution, an act of the
legislature, or an act of any subordinate instrumentality of the
state exercising delegated legislative authority, like an ordinance
of a municipality or an order of a commission."
Standard Scale Co. v. Farrell, 249 U.
S. 571,
249 U. S.
577.
The jurisdictional provision we are considering is designed to
be in aid of such protection. It proceeds on the theory that,
through inadvertence or design, those who are intrusted with the
legislative power of a state may exercise the same in a manner
forbidden by the Constitution of the United States, and that the
state courts may uphold such legislation when it should be held
invalid. Unlike other state action, legislation consists of rules
having continuing force and intended to be observed and applied in
the future, and this regardless of the state agency from which it
proceeds.
Were the question an open one, these considerations would afford
impelling reasons for holding that the jurisdictional provision
uses the words "a statute of any state" in their larger sense, and
is not intended to make a distinction between acts of a state
legislature and other exertions of the state's lawmaking power, but
rather to include every act legislative in character to which
the
Page 277 U. S. 105
state gives its sanction. But the question is not an open one;
it heretofore has been resolved in keeping with the view just
indicated.
The jurisdictional provision originally was part of § 25 of
the Act of September 24, 1789, c. 20, 1 Stat. 73, 85, which
authorized this Court to review on writ of error judgments and
decrees of state courts of last resort in cases:
(1) "Where is drawn in question the validity of a treaty or
statute of, or an authority exercised under the United States, and
the decision is against their validity;"
(2) "Where is drawn in question the validity of a statute of, or
an authority exercised under any state, on the ground of their
being repugnant to the Constitution, treaties or laws of the United
States, and decision is in favor of such their validity;"
(3) "Where is drawn in question the construction of any clause
of the Constitution, or of a treaty, or statute of, or commission
held under the United States, and the decision is against the
title, right, privilege or exemption specially set up or claimed by
either party, under such clause of the said Constitution, treaty,
statute or commission."
By the Act of February 5, 1867, c. 28, 14 Stat. 385, that
section was reenacted -- the first and second provisions without
change, and the third to read as follows:
(3) "Where any title, right, privilege, or immunity is claimed
under the Constitution, or any treaty or statute of or commission
held, or authority exercised under the United States, and the
decision is against the title, right, privilege, or immunity
specially set up or claimed by either party under such
Constitution, treaty, statute, commission, or authority."
The three provisions -- the third as so amended -- were carried
into § 709 of the Revised Statutes of 1873 and into § 237
of the Judicial Code of 1911. By the Act of September 6, 1916, c.
448, 39 Stat. 726, the third provision was
Page 277 U. S. 106
eliminated so far as a review on writ of error is concerned,
and, by the act of February 13, 1925,
supra, the first and
second provisions were amended by omitting from both the words "or
an authority exercised under," and, with that change, were
reenacted in § 237(a).
In order that the second provision -- the material one in this
case -- and the change made therein may be accurately in mind, we
now quote the provision in both its original and its amended
form:
"[Act 1789] where is drawn in question the validity of a statute
of, or an authority exercised under any state, on the ground of
their being repugnant to the Constitution, treaties or laws of the
United States, and the decision is in favor of such their
validity."
"[Act 1925] where is drawn, in question the validity of a
statute of any state, on the ground of its being repugnant to the
Constitution, treaties, or laws of the United States, and the
decision is in favor of its validity."
It will be seen that the phrase "a statute of any state" has
been in the provision from the time of its original enactment, and
that this phrase was retained in the reenactment of 1925 without
change or qualification. So its meaning before the reenactment is
its meaning now.
Before coming to decided cases which we deem relevant, it is
well to refer to some which, although cited as in point, appear to
us not to be so.
Weston v.
Charleston, 2 Pet. 449, and
Home Insurance Co.
v. Augusta, 93 U. S. 116, are
examples. The first is a case where a tax ordinance of Charleston
was sustained by the state court over the objection that it was in
conflict with the Constitution of the United States. This Court's
jurisdiction was invoked, and was by it sustained, p.
27 U. S. 463,
on the ground that the city's action in adopting the ordinance was
the "exercise of an
authority'" under the state. Whether the
ordinance was a statute of the state was not considered. The other
case also involved a municipal
Page 277 U. S.
107
ordinance which the state court had upheld against the
contention that it was in conflict with the contract clause of the
Constitution. This Court took jurisdiction, p. 93 U. S. 121,
on the grounds (a) that the validity of an authority exercised
under the state was in question, and (b) that a right claimed under
the Constitution was denied. There was no negation of other
grounds.
Williams v. Bruffy, 96 U. S. 176, is
the first case in which the phrase "a statute of any state" in the
jurisdictional provision was considered and construed. There, a
debt arising on contract and owing by a citizen of Virginia to
citizens of Pennsylvania had been sequestrated during the Civil War
under an enactment of the Confederate States, and collected from
the debtor by that government. After the war, the creditors brought
a suit against the debtor's administrator in a state court in
Virginia to collect the debt. The defendant interposed pleas
setting up the sequestration and collection under the confederate
enactment. Judgment went for the defendant on these pleas, over the
plaintiffs' objection that the confederate enactment was invalid
under the Constitution, and the Supreme court of appeals sustained
that ruling. The case was brought to this Court on writ of error,
its jurisdiction being invoked on the grounds that the case was one
(a) where the validity of both a statute of the state and an
authority under the state was drawn in question as repugnant to the
Constitution and was sustained, and (b) where a right, privilege,
and immunity claimed under the Constitution was denied. The
jurisdiction was contested, but was sustained expressly on "both"
grounds in a considered opinion by Mr. Justice Field, speaking for
the entire Court. In sustaining the first ground, he said, pp.
96 U. S.
182-183:
"The pleas aver that a confederation was formed by Virginia and
other states called the Confederate States of America, and that,
under a law of this confederation,
Page 277 U. S. 108
enforced in Virginia, the debt due to the plaintiffs was
sequestrated. Now, the Constitution of the United States prohibits
any treaty, alliance, or confederation by one state with another.
The organization whose enactment is pleaded cannot therefore be
regarded in this Court as having any legal existence. It follows
that whatever efficacy the enactment possessed in Virginia must be
attributed to the sanction given to it by that state. Any
enactment, from whatever source originating, to which a state gives
the force of law is a statute of the state within the meaning of
the clause cited relating to the jurisdiction of this Court. It
would be a narrow construction to limit the term to such enactments
as have gone through various stages of consideration by the
legislature. There may be many acts authorized by the constitution
of a state, or by the convention that framed it, which have not
been submitted to the consideration of its legislature, yet have
all the efficacy of laws. By the only authority which can be
recognized as having any legal existence -- that is, the state of
Virginia -- this act of the unauthorized confederation was enforced
as a law of the commonwealth. Its validity was drawn in question on
the ground that it was repugnant to the Constitution of the United
States, and the decision of the court below was in favor of its
validity."
Ford v. Surget, 97 U. S. 594, is
much like the case just cited. The plaintiff sued in a state court
in Mississippi to recover for cotton belonging to him which the
defendant had destroyed in that state during the Civil War in
obedience to an enactment of the Confederate States. By special
pleas, the defendant set up that enactment in justification of the
trespass, and the plaintiff insisted by demurrers that the
enactment was contrary to the Constitution. The demurrers were
overruled, and judgment was given for the defendant, which the
supreme court affirmed. The case was brought to this Court by
Page 277 U. S. 109
writ of error. The jurisdiction, although contested, was
sustained in an opinion by Mr. Justice Harlan. He quoted with
approval the above extract from
Williams v. Bruffy, and
added, p.
97 U. S.
603:
"The general orders of the state court overruling the demurrers
must be accepted, in every essential sense, as an adjudication in
favor of the validity of an act of the Confederate Congress,
recognized and enforced as law in Mississippi, and which act,
according to the rule laid down in that case, must be therefore
regarded by us as a statute of that state within the meaning of the
provisions of the act declaring the appellate jurisdiction of this
Court. It results that we have power to review the final judgment
of the Supreme Court of Mississippi."
Stevens v. Griffith, 111 U. S. 48, is a
case where the Supreme Court of Tennessee had given effect to an
enactment of the Confederate States. This Court there said, after
reciting its ruling in
Williams v. Bruffy, p.
111 U. S.
51:
"So, in this case, the Confederate enactment, under which the
confiscation of the money was had, can be treated only as a statute
of Tennessee, by whose sanction it was enforced as a law of that
state."
New Orleans Water-Works Co. v. Louisiana Sugar Refining
Co., 125 U. S. 18, is a
case wherein this Court was asked on writ of error to review a
judgment of the Supreme Court of Louisiana giving effect to an
ordinance of New Orleans against the contention that it impaired
the obligation of a contract. The opinion was by Mr. Justice Gray.
After stating that, to be within the contract clause of the
Constitution, the impairment must be "by a law of the state," and
that this Court
"has no jurisdiction to review a judgment of the highest court
of a state, on the ground that the obligation of a contract has
been impaired, unless some legislative act of the state has been
upheld by the judgment sought to be reviewed,"
and after quoting with approval the statement
Page 277 U. S. 110
in
Williams v. Bruffy,
"any enactment, from whatever source originating, to which at
state gives the force of law, is a statute of the state, within the
meaning of the clause cited relating to the jurisdiction of this
Court,"
he said, p.
125 U. S.
31:
"So a bylaw or ordinance of a municipal corporation may be such
an exercise of legislative power delegated by the legislature to
the corporation as a political subdivision of the state, having all
the force of law within the limits of the municipality, that it may
properly be considered as a law within the meaning of this article
of the Constitution of the United States."
In
North American Storage Co. v. Chicago, 211 U.
S. 306, which came to this Court from a circuit court of
the United States, the question was presented whether a municipal
ordinance was state action within the clause in the Fourteenth
Amendment prohibiting "any state" from denying due process or equal
protection. The Court said, p.
211 U. S.
313:
"In this case, the ordinance in question is to be regarded as in
effect a statute of the state, adopted under a power granted it by
the state legislature, and hence it is an act of the state within
the Fourteenth Amendment."
The construction which was put on the phrase "a statute of any
state" in the jurisdictional provisions by the decisions in
Williams v. Bruffy, Ford v. Surget, and
Stevens v.
Griffith did not stop with those cases, but has been
approvingly followed and applied in latter cases.
In
Atlantic Coast Line R. Co. v. Goldsboro,
232 U. S. 548,
this Court was asked to review, on writ of error, a judgment of the
Supreme Court of North Carolina giving effect to a municipal
ordinance over the objection that it was invalid under the
Constitution of the United States. Mr. Justice Pitney, speaking for
the entire Court, sustained its jurisdiction, and on that point
said, p.
232 U. S.
555:
Page 277 U. S. 111
"A municipal bylaw or ordinance, enacted by virtue of power for
that purpose delegated by the legislature of the state, is a state
law within the meaning of the federal Constitution. [Citing
cases]."
"And any enactment, from whatever source originating, to which a
state gives the force of law, is a statute of the state, within the
meaning of the pertinent clause of § 709, Rev.Stat.; Judicial
Code, § 237, which confers jurisdiction on this Court.
Williams v. Bruffy, 96 U. S. 176,
96 U. S.
183."
Reinman v. Little Rock, 237 U.
S. 171, came here from the Supreme Court of Arkansas on
writ of error. The sole question involved was the validity of a
municipal ordinance which the state court had sustained against the
objection that it was in conflict with the Constitution of the
United States. Mr. Justice Pitney, again speaking for the entire
Court, said, p.
237 U. S.
176:
"The decision of the state court of last resort is conclusive
upon the point that the ordinance under consideration is within the
scope of the powers conferred by the state legislature upon the
City Council of Little Rock. It must therefore be treated, for the
purposes of our jurisdiction, as an act of legislation proceeding
from the lawmaking power of the state, for a municipal ordinance
passed under authority delegated by the legislature is a state law
within the meaning of the federal Constitution, and any enactment,
from whatever source originating, to which a state gives the force
of law is a statute of the state within the meaning of Judicial
Code, § 237, . . . which confers jurisdiction upon this Court.
Atlantic Coast Line v. Goldsboro, 232 U. S.
548,
232 U. S. 555, and cases
cited."
Zucht v. King, 260 U. S. 174, was
brought here on writ of error solely on the ground that the state
court had upheld a municipal ordinance against the contention
that
Page 277 U. S. 112
it was invalid under the Constitution of the United States. This
Court dealt with the initial question of jurisdiction as follows,
p.
260 U. S.
176:
"The validity of the ordinances under the federal Constitution
was drawn in question by objections properly taken below. A city
ordinance is a law of the state within the meaning of § 237 of
the Judicial Code as amended, which provides a review by writ of
error where the validity of a law is sustained by the highest court
of the state in which a decision in the suit could be had.
Atlantic Coast Line R. Co. v. Goldsboro, 232 U. S.
548,
232 U. S. 555."
Further applying the ruling in
Williams v. Bruffy, this
Court repeatedly has held that an order of a state commission, made
in the exercise of delegated legislative authority, is a statute of
the state in the sense of the jurisdictional provision. Excerpts
from some of the cases -- all brought here from state courts on
writs of error -- will suffice to show the course of decision.
"Such an order, being legislative in its nature and made by an
instrumentality of the state, is a state law within the meaning of
the Constitution of the United States and the laws of Congress
regulating our jurisdiction."
Lake Erie & Western R. Co. v. Public Utilities
Commission, 249, U.S. 422,
249 U. S.
424.
"The validity of the order prescribing the rates was directly
challenged on constitutional grounds, and it was held valid by the
highest court of the state. The prescribing of rates is a
legislative act. The commission is an instrumentality of the state,
exercising delegated powers. Its order is of the same force as
would be a like enactment by the legislature. If, as alleged, the
prescribed rates are confiscatory, the order is void. Plaintiff in
error is entitled to bring the case here on writ of error, and to
have that question decided by this Court. The motion to dismiss
will be denied."
Bluefield Water Works &
Improvement Co. v. Public Service Commission,
262
Page 277 U. S. 113
U.S. 679,
262 U. S. 683,
specifically followed and applied in
Northern Pacific Ry. Co.
v. Department of Public Works, 268 U. S.
39,
268 U. S.
42.
"The cause is here upon writ of error. Considering the
circumstances disclosed by the record, we have no jurisdiction
unless it affirmatively appears that, in the court below, there was
duly drawn in question the validity of a statute of or an authority
exercised under the state because of repugnance to the
Constitution, treaties, or laws of the United States. Jud.Code,
§ 237, as amended Sept. 6, 1916. . . . Under repeated rulings
here, for jurisdictional purposes, the order of the Commission must
be treated as though an act of the legislature."
Live Oak Water Users' Assn. v. Railroad Commission,
269 U. S. 354,
269 U. S.
356.
"The authority of the Dock Commissioner and the Sinking Fund
trustees, under the Act of 1871 [they exercised delegated
legislative power], is such as to make the plan and the refusal
equivalent to a statute of the state, and, assuming that it is in
conflict with the grant and covenants or relators' deeds, it is a
law of the state impairing a contract obligation under § 10,
Article 1, of the federal Constitution. [Citing
New Orleans
Waterworks Co. v. Louisiana Sugar Refining Co., 125 U. S.
18;
Williams v. Bruffy, 96 U. S.
176,
96 U. S. 183, and other
cases.] We have jurisdiction of the writ of error under § 237
of the Judicial Code."
Appleby v. Delaney, 271 U. S. 403,
271 U. S.
409.
A like view of an order, legislative in nature, of a state
commission has been taken in other related cases.
Grand Trunk
Western Ry. Co. v. Railroad Commission, 221 U.
S. 400,
221 U. S. 403;
Louisville & Nashville R. Co. v. Garrett, 231 U.
S. 298,
231 U. S. 318;
Arkadelphia Milling Co. v. St. Louis Southwestern Ry. Co.,
249 U. S. 134,
249 U. S. 141;
Oklahoma Natural Gas Co. v. Russell, 261 U.
S. 290,
261 U. S.
292.
In no case has phrase "a statute of any state" in the
jurisdictional provision been construed otherwise than as shown in
the foregoing review. With its use elsewhere --
Page 277 U. S. 114
especially in connections indicative of its use in a different
sense -- we are not now concerned.
It is said that the Act of February 13, 1925, which amended the
jurisdictional provision, was enacted with the purpose of
contracting the obligatory jurisdiction of this Court. We recognize
that there was such a purpose, and that effect should be given to
it. But the act dealt with several jurisdictional provisions,
including those relating to cases coming to this Court from the
circuit courts of appeals, the district courts, the Court of
Appeals of the District of Columbia, and the Court of Claims. It
shows that the purpose was to cut down and change our jurisdiction
in particular respects, and to leave it as before in others. We are
concerned here with a particular jurisdiction, as to which there
was no cutting down or change. The terms whereby it was defined in
the original provision were retained, and thus it was left as
before.
We accordingly hold that the ordinance in question is a statute
of the state within the meaning of the jurisdictional provision,
and therefore that this case is rightly here on writ of error.
* So we turn to
the merits.
The adoption and terms of the ordinance are not in dispute. Nor
is it questioned that the city became obligated long before the
ordinance to supply water power from its canal for the plaintiff's
mill. But it is questioned that there was any engagement for a
designated price or rate in perpetuity. Both courts below found for
the city of this point. That finding is entitled to respect, but is
not conclusive, for it rests with this Court in cases like this,
where contract obligations are said to have been impaired by
subsequent legislation contrary to the constitutional restriction,
to determine whether there was a contract and what obligations
arose from it.
St. Paul Gaslight
Co.
Page 277 U. S. 115
v. St. Paul, 181 U. S. 142,
181 U. S. 147;
Appleby v. New York, 271 U. S. 364,
271 U. S.
379-380. It is admitted that there was here no formal
contract. But it is insisted that a contract arose from
conversations and correspondence between representatives of the
plaintiff and officers of the city, and that it included an
engagement for a designated price or rate in perpetuity. The proofs
have been considered. It would serve no purpose to review them in
this opinion. We think they fall short of showing any engagement
respecting the rate, other than that it was to be the established
rate for users in general. The rate had been fixed by ordinance
when the plaintiff obtained the right to have water power supplied
to its mill, but there was, as we construe the proofs, no
engagement that that rate should continue indefinitely. The city
may be under a duty to supply the power at a reasonable rate
(
see Millers v. Augusta, 63 Ga. 722), but that question is
not in this case. The plaintiff's objection is confined to the
asserted impairment of a prior contract.
Judgment affirmed.
* Followed in
Sprout v. South Bend and
Nectow v.
Cambridge, decided this day,
post, pp.
277 U. S. 163,
277 U. S. 183.
MR. JUSTICE BRANDEIS (with whom MR. JUSTICE HOLMES concurs),
dissenting.
I think that the writ of error should be dismissed. The judgment
below was entered after the effective date of the Act of February
13, 1925, c. 229, 43 Stat. 936, 937, 942. That act struck from
§ 237 of the Judicial Code the Words "or an authority
exercised under any state." [
Footnote 1] The section as so amended limits the right of
review by writ of error to cases where the highest court of a state
has denied the validity of a treaty or statute of the United
States, or has affirmed the validity of a statute of a state,
challenged as repugnant to the Constitution, treaties, or laws of
the
Page 277 U. S. 116
United States. Other cases can be reviewed only if this Court,
in the exercise of its discretion, grants a writ of certiorari.
Here, the challenge was to the validity of an ordinance of a city.
I cannot believe that, if Congress had intended to maintain our
jurisdiction to review judgments sustaining such ordinances on writ
of error, it would not have found clearer language in which to
express its purpose.
The question before us is the interpretation not of the word
"laws," used in the Constitution, but the narrower term "statute,"
employed in the Judiciary Act of 1789, c. 20, § 25, 1 Stat.
73, 85. And our task is to construe not the single word "statute,"
but the phrase "statute of any state." Laws or regulations adopted
by a municipality are called, in common speech, either ordinances
or bylaws, not "statutes." [
Footnote 2] In some connections, rules established by an
institution are referred to as statutes. Thus, the rules adopted by
a university or its founder are sometimes spoken of as statutes of
the university. But no one would call them statutes of the state
under whose law the university is incorporated. Nor would anyone,
in referring
Page 277 U. S. 117
to the laws or regulations adopted by municipal or other
corporations, speak of them as "statutes of the state." Has the
phrase as originally used in § 25 of the Judiciary Act of
September 4, 1789, c. 20, 1 Stat. 72, 85, and as reenacted in
§ 2 of the Act of February 5, 1867, c. 28, 14 Stat. 385, 386,
in § 709 of the Revised Statutes, in § 237 of the
Judicial Code, and finally in the Act of 1925, acquired a
different, a conventional, meaning, so that it must be held to
include municipal ordinances?
Our jurisdiction to review a judgment of a state court
sustaining the validity of a municipal ordinance alleged to be
repugnant to the federal Constitution was first invoked in
Weston v. City Council of
Charleston, 2 Pet. 449,
27 U. S.
463-464. Section 25 of the Judiciary Act of 1789, which
was then in force without amendment, authorized a review by writ of
error in any case
"where is drawn in question the validity of a statute of, or an
authority exercised under any state, on the ground of their being
repugnant to the Constitution, treaties or laws of the United
States, and the decision is in favor of such their validity, or
where is drawn in question the construction of any clause of the
Constitution, or of a treaty, or statute of, or commission held
under the United States, and the decision is against the title,
right, privilege or exemption specially set up or claimed by either
party, under such clause of the said Constitution, treaty, statute
or commission."
The jurisdiction having been questioned, because of the nature
of the proceeding, Mr. Chief Justice Marshall took occasion to
specify the clause of § 25 on which he conceived the
jurisdiction to rest:
"In this case, the city ordinance of Charleston is the exercise
of an 'authority under the State of South Carolina,' 'the validity
of which has been drawn in question, on the ground of its being
repugnant to the Constitution,' and 'the decision is in favour of
its validity.' "
Page 277 U. S. 118
The jurisdiction then declared was exercised, without question,
in the cases involving municipal ordinances that came before the
Court during the next half century. [
Footnote 3] In 1876, the subject was carefully
reconsidered in
Home Insurance Co. v. City Council of
Augusta, 93 U. S. 116,
93 U. S. 118,
93 U. S. 121.
After stating the possible bases of jurisdiction under § 709
of the Revised Statutes, the Court said:
"Here there was drawn in question the authority exercised by the
city council under the state in passing the ordinance imposing the
tax complained of. The question raised was as to its repugnancy to
the Constitution of the United States, and the decision was in
favor of the validity of the authority so exercised. A right was
also claimed under the Constitution of the United States. The
decision was adverse to the claim. The case is therefore within two
of the categories we have stated. The jurisdictional objection
cannot be maintained."
The Court would hardly have omitted to say that review might
also have been had by virtue of the "statute" clause if it had been
of opinion that a municipal ordinance could be properly so
described.
The second of the categories mentioned in
Home Insurance Co.
v. City Council of Augusta was eliminated, so far as the right
to review by writ of error was concerned, by the Act of September
6, 1916, c. 448, § 2, 39 Stat. 726. In cases where the showing
was merely that a title, right, privilege, or immunity guaranteed
by the Constitution had been claimed and denied, that act provided
that there could be no review except by certiorari. But, as it left
unchanged the clause regarding the validity of an authority on
which Mr. Chief Justice Marshall had based the power of this Court
of review judgments sustaining municipal ordinances, our
jurisdiction over such judgments remained unaffected. When, in
1925, the "authority" clause was
Page 277 U. S. 119
struck from § 237 of the Judicial Code and our jurisdiction
on writ of error under that § was limited to cases involving
the validity of a statute, Congress cannot have been unaware of the
difference, for jurisdictional purposes, between a statute of a
state and a municipal ordinance. For attention had been called to
the difference by numerous decisions under several jurisdictional
acts, the most recent being of wide public interest.
The Act of June 18, 1910, c. 309, 36 Stat. 539, 557, § 17
of which was embodied in the Judicial Code as § 266, declared
that
"no interlocutory injunction suspending or restraining the
enforcement, operation, or execution of any statute of a state by
restraining the action of any officer of such state in the
enforcement or execution of such statute"
should issue except upon a hearing before three judges as there
provided. An unbroken line of decisions, beginning in 1911, has
held that a municipal ordinance is not a statute within the meaning
of that section.
Sperry & Hutchinson Co. v. City of
Tacoma, 190 F. 682;
Cumberland Telephone & Telegraph
Co. v. City of Memphis, 198 F. 955;
Birmingham Waterworks
Co. v. City of Birmingham, 211 F. 497,
aff'd, 213 F.
450;
Calhoun v. City of Seattle, 215 F. 226;
City of
Des Moines v. Des Moines Gas Co., 264 F. 506;
City of
Dallas v. Dallas Telephone Co., 272 F. 410.
See also Land
Development Co. v. City of New Orleans, 13 F.2d
898,
reversed on the merits, 17 F.2d 1016. The
principal ground of these decisions, namely, "that the natural
meaning of "statute of a state" is a statute or law directly passed
by the legislature of the state, and the natural meaning of "any
officer of such state" is an officer whose authority extends
throughout the state, and is not limited to a small district"
(
Cumberland Telephone & Telegraph Co. v. City of
Memphis, 198 F. 955, 957), is, of course, equally applicable
to § 237 of the Judicial Code. It cannot have been unknown to
Congress. The construction had already been established when the
Act of March 4, 1913, c. 160, 37 Stat. 1013, amended § 266 so
as to make
Page 277 U. S. 120
it clearly applicable to suits to enjoin the orders of a state
commission. [
Footnote 4] The
amending act inserted, after the words "in the enforcement or
execution of such statute," the words
"or in the enforcement or execution of an order made by an
administrative board or commission acting under an pursuant to the
statutes of such state."
Congress did not include in the amendment any reference to
municipal ordinances. The fact that it did not is significant.
[
Footnote 5]
Page 277 U. S. 121
Prior to the Act of 1925, the difference, for purposes of
appellate review, between a statute and a law enacted by a
subordinate legislative body had been called to the attention of
Congress also by the cases which settled that the enactments of the
legislatures and other lawmaking bodies of the territories and of
the District of Columbia are not statutes of the United States
within the meaning of legislation governing the jurisdiction of
this Court. The question appears to have arisen first under the Act
of March 3, 1885, c. 355, § 2, 23 Stat. 443. The phraseology
of this statute was similar to that of § 25 of the Judiciary
Act of 1789, and this Court has always recognized that decisions
under it and its later reenactments are authoritative with regard
to the construction of § 237 of the Judicial Code. [
Footnote 6] It permitted
Page 277 U. S. 122
review of any judgment of the Supreme Court of a territory or of
the District of Columbia where "is drawn in question the validity
of a treaty or statute of or an authority exercised under the
United States." Thereafter that provision, as modified by the act
creating the Court of Appeals for the District, February 9, 1893,
c. 74, § 8, 27 Stat. 434, 436, District Code, § 233, 31
Stat. 1189, 1227, governed our appellate jurisdiction over the
highest courts of the continental territories (other than Alaska)
and of the District until the enactment of the Judicial Code, in
which it was embodied as § 245 (36 Stat. 1158) and, with
important changes, as § 250. That our appellate jurisdiction
over judgments involving the validity of acts of territorial
legislatures and of the legislative body of the District depended
on the clause in the Act of 1885 allowing such review where the
validity of an authority exercised under the United States had been
challenged was indicated in
Maricopa & Phoenix R. Co. v.
Arizona, 156 U. S. 347,
156 U. S.
350-351, and
Parsons v. District of Columbia,
170 U. S. 45,
170 U. S. 49-50.
The subject was fully discussed in more recent opinions. Thus, in
New Mexico ex rel. McLean v. Denver & Rio Grande R.
Co., 203 U. S. 38,
203 U. S. 47-48,
our jurisdiction to review a judgment of the Supreme Court of New
Mexico upholding the validity of a territorial law was sustained on
the ground that
"the validity of an authority exercised under the United States
in the passage and enforcement of this law is directly challenged,
and the case does involve the validity of an authority exercised
under the power derived from the United States."
The right to review on appeal a judgment involving the validity
of an ordinance or regulation of the District of Columbia was
rested upon the same ground in
Smoot v. Heyl, 227 U.
S. 518,
227 U. S. 522,
although the statute authorizing the District Commissioners to make
regulations provided that they should "have the same force and
effect within the District of Columbia as if enacted by Congress."
Act
Page 277 U. S. 123
of June 14, 1878, c.194, 20 Stat. 131.
See also Walker v.
Gish, 260 U. S. 447,
260 U. S.
449.
A similar ruling was made in
Board of Public Utility
Commissioners v. Manila Electric R. Co., 249 U.
S. 262, where this Court dismissed an appeal and a writ
of error to review, under § 248 of the Judicial Code, a
judgment of the Supreme Court of the Philippine Islands. That
section, until amended by the Act of September 6, 1916, c. 448, 39
Stat. 726, 727, authorized review by writ of error or appeal, of a
judgment of the highest court of the Philippine Islands where
either the validity or the construction of a statute of the United
States was involved.
Reavis v. Fianza, 215 U. S.
16,
215 U. S. 21-22;
Gsell v. Insular Collector, 239 U. S.
93,
239 U. S. 94-96.
The railroad challenged an order of the commissioners purporting to
be made in execution of an act of the Philippine Commission
authorizing the City of Manila to grant a franchise ordinance
passed under the powers thereby granted. This Court dismissed the
appeal and writ of error for want of jurisdiction, necessarily
holding
"that the mere construction by the court of the franchise
ordinance, and its consequent ruling that the duty did not rest on
the railroad company to give the free transportation which the
orders of the Commissioners had directed to be given"
did not involve either the construction or the validity of a
statute of the United States.
Obviously, the statutes of territorial legislatures, the
regulations of the
Commissioners of the District of Columbia, and the Philippine
statutes and ordinances bear a relation to acts of Congress that is
wholly comparable to that borne by municipal ordinances to the
statutes passed by the legislature of a state. Congress cannot have
intended that, in the Act of 1925, the phrase "statute of any
state" should be read as including municipal ordinances within a
state, while, under like circumstances, the phrase "statute of the
United States" does not include
Page 277 U. S. 124
the ordinances of the District of Columbia, even where the
enabling act provides that the ordinances shall have the same force
as if enacted by the Congress of the United States.
Moreover, if municipal ordinances are deemed to be statutes of a
state within the meaning of § 237(a) of the Judicial Code,
legislative orders of state commissions, boards, and officials must
be also. Prior to the Act of 1925, judgments sustaining the
validity of such orders were reviewable on writ of error as fully
as judgments sustaining the validity of statutes and ordinances.
Between the effective date of the Act of 1916 and that of the Act
of 1925, this Court wrote opinions in 21 cases in which a judgment
of the highest court of a state involving the validity of an order
of a commission was reviewed on writ of error. [
Footnote 7] In none of the opinions was it stated
that jurisdiction existed because an order is a statute of state.
[
Footnote 8] On the other hand,
in
Lancaster v.
McCarty, 267
Page 277 U. S. 125
U.S. 427,
267 U. S. 430,
where our jurisdiction was invoked to review, on writ of error, the
judgment of a state court denying the validity of an order of the
Interstate Commerce Commission, the jurisdiction was sustained on
the ground that the order
"is an authority exercised under the United States which by the
contention of the shippers was drawn in question and its validity
denied by the state court."
Can it be that, while our power to review on writ of error a
judgment of a state court denying the validity of an order of the
Interstate Commerce Commission rested on the "authority" clause,
our power to review a judgment sustaining the validity of an order
of a state commission did not? [
Footnote 9]
The difference between a statute and an ordinance for purposes
of appellate review -- a difference which rests wholly on
expediency -- had been acted upon by Congress half a century
earlier, when it undertook to deal with the congestion of business
in this Court by regulating the
Page 277 U. S. 126
priority of hearings in revenue cases. Act of June 30, 1870, c.
181, 16 Stat. 176;
Davenport City v.
Dows, 15 Wall. 390,
82 U. S. 392.
[
Footnote 10] It was
reaffirmed when Congress, in 1925, withdrew the right to a direct
appeal from the district court in cases involving the validity of
municipal ordinances, though allowing such an appeal in certain
cases involving the validity of statutes and orders of commissions.
On the other hand, the essential identity of statutes, ordinances,
and orders, where the question concerns substantive rights, has
always been recognized. Since all regulations established by
competent authority are laws, the comprehensive term "laws" has
been used when it was desired to include all forms of legislative
action. [
Footnote 11] Thus,
as the enactments of a subordinate body exercising legislative
authority are a part of the laws of a state, an ordinance or an
order is a law within the meaning of the contract clause, and is
state action within the prohibitions of the Fourteenth Amendment.
North
Page 277 U. S. 127
American Cold Storage Co. v. Chicago, 211 U.
S. 306,
211 U. S. 313;
Grand Trunk Ry. Co. v. Railroad Commission, 221 U.
S. 400,
221 U. S. 403;
Ross v. Oregon, 227 U. S. 150,
227 U. S.
162-163;
Lake Erie & Western R. Co. v. Public
Utilities Commission, 249 U. S. 422,
249 U. S. 424;
Standard Scale Co. v. Farrell, 249 U.
S. 571,
249 U. S. 577.
For, as this Court has pointed out in
New Orleans Water Works
Co. v. Louisiana Sugar Refining Co., 125 U. S.
18,
125 U. S.
30-31:
"it is not strictly and literally true that a law of a state, in
order to come within the constitutional prohibition, must be either
in the form of a statute enacted by the legislature in the ordinary
course of legislation or in the form of a constitution established
by the people of the state as their fundamental law. [
Footnote 12]"
Prior to the Act of 1925, final judgments of a District or
Circuit Court involving the constitutional validity of a municipal
ordinance could be brought directly to this Court by writ of error
or appeal under § 5 of the Court of Appeals Act, Act of March
3, 1891, c. 517, 26 Stat. 826, 827, 828, and § 238 of the
Judicial Code, because such review was authorized "in any case that
involves the construction or application of the Constitution of the
United States," and "in any case in which the constitution or law
of a state is claimed to be in contravention of the Constitution of
the United States."
Davis & Farnum Manufacturing Co. v.
City of Los Angeles, 189 U. S. 207,
189 U. S. 216;
Boise Artesian Water Co. v. Boise City, 230 U. S.
84,
230 U. S. 90.
See Standard Scale Co. v. Farrell, 249 U.
S. 571,
249 U. S. 577.
And likewise, a case involving the constitutional validity of
an
Page 277 U. S. 128
ordinance could be brought here on writ of error to or on appeal
from the circuit court of appeals if the jurisdiction of the
district or circuit court had been invoked in part on
constitutional grounds.
City of Vicksburg v. Henson,
231 U. S. 259,
231 U. S. 267.
But, in 1925, Congress amended § 238 so as to confine the
right to a direct appeal in cases involving the validity of state
action to those which fell within the provisions of § 266 --
provisions which had already been construed as not including
municipal ordinances. Unless the phrase "statute of any state," as
used in §§ 237(a) and 240(b) of the Judicial Code as
amended, includes municipal ordinances, no case from any lower
court involving only the validity of a municipal ordinance can now
be reviewed by this Court otherwise than upon certiorari.
When it is borne in mind that the severe limitations upon the
right of review by this Court -- imposed by the Act of 1925 -- were
made solely because the increase of the Court's business compelled,
the reasons why Congress should have taken away the right to a
review by writ of error to the highest court of a state in cases
involving the validity of ordinances, while leaving unaffected the
right in cases involving the validity of statutes, becomes clear.
There are only 48 states. In 1920, there were 924 municipalities in
the United States of more than 8,000 inhabitants. [
Footnote 13] The validity of ordinances of
even smaller municipalities had come to this Court for
adjudication. [
Footnote
14]
Page 277 U. S. 129
The increasingly complex conditions of urban life have led, as
this Court noted in
Village of Euclid v. Ambler Realty
Co., 272 U. S. 365,
272 U. S.
386-387, to a corresponding increase in municipal police
legislation. Recently, two classes of municipal ordinances, new in
character -- those relating to zoning and those relating to motor
vehicles -- had become the subject of many controversies. The
constitutionality of these ordinances can rarely be determined
simply by applying a general rule. The Court must consider the
effect of the ordinance as applied. As the validity of the
particular ordinance depends ordinarily upon special facts,
[
Footnote 15] these must be
examined whenever there is jurisdiction.
Dahnke-Walker Milling
Co. v. Bondurant, 257 U. S. 282.
Though no burdensome factual inquiry is involved, the controversy
may often be of trifling significance, as in the case at bar. Thus,
persuasive reasons existed why Congress should have denied, in
1925, review by writ of error in cases which involved only the
validity of a municipal ordinance.
If, by striking out from § 237 of the Judicial Code the
clause, "or an authority exercised under any state," Congress did
not exclude from review by writ of error cases involving the
validity of municipal ordinances and commission orders, it wholly
failed to accomplish what, in view of the statements made to it in
regard to the
Page 277 U. S. 130
effect of the amendment, [
Footnote 16] must be deemed to have been its purpose in
so amending the section -- that is, to relieve this Court, in many
cases, of the burden of obligatory review. For, other than these,
there had been considered by this Court, in the nine years between
the effective dates of the Jurisdictional Acts of 1916 and 1925,
and decided with opinions, not more than eight cases involving the
validity of an authority exercised under a state or under the
United States. [
Footnote 17]
On the other hand, the forty cases in which judgments of state
courts sustaining municipal ordinances or commission orders had
been reviewed on writ of error had entailed a burden out of all
proportion to their number. The evidence introduced to establish
the facts in cases involving the validity either of orders or of
municipal ordinances is often both voluminous
Page 277 U. S. 131
and conflicting. [
Footnote
18] Condensation of the evidence is not required, as in cases
coming from the lower federal courts.
See Equity Rule
75(b), 226 U.S. Appendix 23; Rule 7(2), 266 U.S. 657, 658.
Compare Barber Asphalt Paving Co. v. Standard Asphalt &
Rubber Co., 275 U. S. 372.
Although the evidence is often conflicting, findings of fact are
not required.
Compare Chicago, Milwaukee & St. Paul Ry. Co.
v. Tompkins, 176 U. S. 167,
176 U. S. 179;
Lincoln Gas & Electric Light Co. v. Lincoln,
223 U. S. 349,
223 U. S. 364;
City of Hammond v. Schappi Bus Line, 275 U.
S. 164,
275 U. S. 171.
Congress must have had the threatening volume and the heavy burden
of this litigation in mind when it struck from § 237 of the
Judicial Code the words "or an authority exercised under any
state."
From the decision of
Weston v. City Council of
Charleston, 2 Pet. 449,
27 U. S.
463-464, in which Mr. Chief Justice Marshall rested the
jurisdiction of this Court to review the judgments of state courts
involving the validity of municipal ordinances upon the clause "or
an authority exercised under any state," to the passage of the Act
of 1925, ninety-six years elapsed. During that period, the Court
wrote opinions in a multitude of cases in which that specific
jurisdiction was exercised. In only two of them has there been
found any statement that the jurisdiction could be sustained on the
ground that a municipal ordinance is a statute of a state within
the meaning of § 25 of the Judiciary Act of 1789 or its later
reenactments.
Page 277 U. S. 132
These two opinions were written at successive terms by the same
member of the Court.
Atlantic Coast Line R. Co. v.
Goldsboro, 232 U. S. 548,
232 U. S. 555;
Reinman v. Little Rock, 237 U. S. 171,
237 U. S. 176.
An examination of the record and briefs in the two cases seems to
make it clear that the statements were
obiter, and were
made inadvertently. No question of the jurisdiction of this Court
under § 237 of the Judicial Code was raised or discussed by
counsel in either case, and this Court could not, under the
legislation then in force, have entertained a doubt as to the
existence of the jurisdiction. Neither opinion of the Court refers
to
Weston v. City Council of
Charleston, 2 Pet. 449,
27 U. S.
463-464, or to
Home Insurance Co. v. City Council of
Augusta, 93 U. S. 116,
93 U. S. 121 --
the cases which, on full consideration, had settled that the basis
of our jurisdiction was the clause relating to the validity of an
authority. Neither refers to
New Mexico ex rel. McLean v.
Denver & Rio Grande R. Co., 203 U. S.
38,
203 U. S. 47-48,
or to
Smoot v. Heyl, 227 U. S. 518,
227 U. S. 522
-- the cases which had recently confirmed that ruling. There was
obviously no intention to overrule these cases.
The only authority cited in support of the statement in the
Goldsboro and
Little Rock cases,
Williams v.
Bruffy, 96 U. S. 176,
96 U. S. 183,
furnishes no basis for them. That case involved an act of the
Congress of the Confederate States -- a body whose legislation
would obviously be described in common speech as "statutes." It was
conceded that the particular act was a "statute." The question was
whether it was a statute "of any state." [
Footnote 19] The Court
Page 277 U. S. 133
held that, since the enactment had been given the force of law
in Virginia, it was as much the action of that state as if it had
been originally passed by an authorized legislative body. In being
so adopted by Virginia, the enactment clearly did not lose the
quality which it had had from its inception -- namely, that of
being a "statute." It was in this connection that Mr. Justice Field
said:
"Any enactment, from whatever source originating, to which a
state gives the force of law is a statute of the state, within the
meaning of the clause cited relating to the jurisdiction of this
Court."
This language was used with reference to the acts of an
irregular legislative body whose enactments would be commonly
described as "statutes." It had no reference to the acts of a
regular legislative body whose enactments would never be
characterized as statutes in ordinary speech. That Mr. Justice
Field would not so have applied it is clear, for, in the term of
court preceding that in which
Williams v. Bruffy was
decided, he had participated in the decision in
Home Insurance
Co. v. City Council of Augusta, 93 U. S.
116,
93 U. S. 121,
in which the Court had plainly indicated that a municipal ordinance
was not a "statute of any state."
The dicta concerning our jurisdiction in
Atlantic Coast Line
R. Co. v. Goldsboro and in
Reinman v. Little
Page 277 U. S. 134
Rock have never been repeated in any later case dealing
with municipal ordinances, even where the decisions in the two
cases have been relied upon. Some care seems to have been taken not
to repeat the expression that a municipal ordinance was a statute
of a state.
See Thomas Cusack Co. v. Chicago, 242 U.
S. 526,
242 U. S. 529;
Zucht v. King, 260 U. S. 174,
260 U. S. 176.
To construe the phrase "statute of any state" as applying to a
municipal ordinance disregards the common and appropriate use of
the words ignores decisions which, for nearly a century, have
governed our jurisdiction to review judgments of state courts
sustaining the validity of such ordinances, and tends to defeat the
general purpose of the Act of 1925 "to relieve this Court by
limiting further the absolute right to a review by it."
Moore
v. Fidelity & Deposit Co., 272 U.
S. 317,
272 U. S. 321;
Smith v. Wilson, 273 U. S. 388,
273 U. S. 390.
[
Footnote 20] It completely
frustrates the particular purpose which Congress must have had is
striking from § 237 the clause "or an authority exercised
under any state." [
Footnote
21] The trivial character of the substantive
Page 277 U. S. 135
question presented by this case -- in which a writ of
certiorari, if applied for, would plainly not have been granted --
illustrates the wisdom of Congress in limiting our jurisdiction on
writ of error.
[
Footnote 1]
The Act of 1925 also struck out the words "or an authority
exercised under the United States."
[
Footnote 2]
These are the terms employed in the charters of American cities
and towns both before and since the adoption of the Constitution.
They have been continuously employed apparently by all text-writers
on municipal corporations and government.
"Local laws of a municipal corporation, duly enacted by the
proper authorities, prescribing general, uniform and permanent
rules of conduct, relating to the corporate affairs of the
municipality, are, in this country, generally designated as
ordinances. 'By laws' or 'bye laws' was the original
designation."
McQuillin, Municipal Ordinances, § 1; 2 McQuillin,
Municipal Corporations, § 632. "The result of legislative
action by a municipal council or assembly is a local law usually
denominated an ordinance." 2 Abbott, Municipal Corporations, §
514.
See also Dillon, Municipal Corporations (1st ed.) p.
270; Munro, Municipal government and Administration, p. 209; Reed,
Municipal government, p. 173. No instance has been found where such
writers have used the word "statutes" in referring to municipal
ordinances.
[
Footnote 3]
Waring v.
Mayor, 8 Wall. 110;
Woodruff
v. Parham, 8 Wall, 123;
Osborne v.
Mobile, 16 Wall. 479;
Cannon v.
New Orleans, 20 Wall. 577.
Compare 32 U.
S. Baltimore, 7 Pet. 243, 245,
32 U. S.
246.
[
Footnote 4]
See the debate in the Senate at the preceding session.
48 Cong.Rec. 8120-8123. The House Committee on the Judiciary
was
"of the opinion that the statute should be broadened, so as to
prevent this kind of interference [
i.e., by a single
judge] with state officials who are performing their duties under
the provisions of a statute enacted by the legislature of a
state."
House Report 62d Cong.3d Sess. No. 1584, p. 2. Mr. Clayton, who
was in charge of the bill in the House, said that its purpose
was
"to put the order of a state Railroad Commission upon an
equality with a statute of a state -- in other words, to give the
same force and effect to the order of a state Railroad Commission
fixing rates as is accorded under existing law to a state
statute."
49 Cong.Rec. 4773.
[
Footnote 5]
This Court has not passed expressly on the construction to be
given § 266 in this respect. Until amended by the Act of
February 13, 1925, § 266 did not require the presence of three
judges at the final hearing, and, on appeal to this Court from the
final decree, the propriety of the action of the single judge in
granting or denying a temporary injunction was not strictly in
issue.
Shaffer v. Carter, 252 U. S.
37,
252 U. S. 44.
But if this Court had doubted the power of a district judge to act
in such cases, it would hardly have mentioned without comment the
fact that such a judge had granted or denied a temporary
injunction. This it has done in a number of cases.
See United
Railroads v. San Francisco, 249 U. S. 517,
249 U. S. 519;
Southern Iowa Electric Co. v. Chariton, 255 U.
S. 539,
255 U. S. 541;
Galveston Electric Co. v. Galveston, 258 U.
S. 388,
258 U. S. 390;
Paducah v. Paducah Ry. Co., 261 U.
S. 267,
261 U. S. 271;
St. Cloud Public Service Co. v. St. Cloud, 265 U.
S. 352,
265 U. S. 355.
Since the effective date of the Act of 1925, this Court has
decided, on certiorari to circuit courts of appeals, a number of
cases in which an application for a temporary injunction against
the enforcement of a municipal ordinance had been heard before, and
the final decree rendered by, a single district judge.
See
Hammond v. Schappi Bus Line, 275 U. S. 164;
Hammond v. Farina Bus Line & Transportation Co.,
275 U. S. 173;
Delaware, Lackawanna & Western R. Co. v. Morristown, No.
147, 276 U. S. 182. If
a municipal ordinance had been a statute within § 266, the
decrees of the district judges in these cases would have been void
for want of jurisdiction.
[
Footnote 6]
See Ireland v. Woods, 246 U. S. 323,
246 U. S. 328,
citing and following
United States ex rel. Champion Lumber Co.
v. Fisher, 227 U. S. 445,
227 U. S. 451;
Erie R. Co. v. Hamilton, 248 U. S. 369,
248 U. S. 372,
citing and following
Baltimore & Potomac R. Co. v.
Hopkins, 130 U. S. 210;
District of Columbia v. Gannon, 130 U.
S. 227, and
United States v. Lynch,
137 U. S. 280,
137 U. S. 285;
Jett Bros. Distilling Co. v. City of Carrollton,
252 U. S. 1,
252 U. S. 6,
citing and following
Baltimore & Potomac R. Co. v.
Hopkins, 130 U. S. 210, and
United States ex rel. Champion Lumber Co. v. Fisher,
227 U. S. 445,
227 U. S.
450-451;
Schaff v. Famechon Co., 258 U. S.
76,
258 U. S. 81,
citing and following
Baltimore & Potomac R. Co. v.
Hopkins, 130 U. S. 210;
Zucht v. King, 260 U. S. 174,
260 U. S. 177,
citing and following
United States ex rel. Taylor v. Taft,
203 U. S. 461, and
United States ex rel. Champion Lumber Co. v. Fisher,
227 U. S. 445;
Lancaster v. McCarty, 267 U. S. 427,
267 U. S. 430,
citing and following
United States ex rel. Champion Lumber Co.
v. Fisher, 227 U. S. 445,
227 U. S. 451.
The significance of decisions under the Act of 1885 is confirmed by
the legislative history of the act, which shows, as seemed probable
from its language, that the provision with respect to "a treaty or
statute of or an authority exercised under the United States" was
derived, like § 237 of the Judicial Code, from § 25 of
the Judiciary Act of 1789.
See 16 Cong.Rec. 670, 671.
[
Footnote 7]
In
Live Oak Water Users' Association v. Railroad
Commission, 269 U. S. 354, the
Court, while asserting its jurisdiction over judgments sustaining
such orders, dismissed a writ of error, as the judgment below
rested on adequate nonfederal grounds.
[
Footnote 8]
The jurisdiction was first challenged in
Bluefield
Waterworks & Improvement Co. v. Public Service Commission,
262 U. S. 679. The
Court said, at p.
262 U. S.
683:
"The prescribing of rates is a legislative act. The commission
is an instrumentality of the state, exercising delegated powers.
Its order is of the same force as would be a like enactment by the
legislature. If, as alleged, the prescribed rates are confiscatory,
the order is void. Plaintiff in error is entitled to bring the case
here on writ of error and to have that question decided by this
Court."
In
Northern Pacific Ry. Co. v. Department of Public
Works, 268 U. S. 39,
268 U. S. 42,
jurisdiction was assumed on the authority of the
Bluefield
case. In
Live Oak Water Users' Association v. Railroad
Commission, 269 U. S. 354,
269 U. S. 356,
the Court said that, "for jurisdictional purposes, the order of the
commission must be treated as though an act of the legislature."
This was said, of course, with reference to the situation under the
Act of 1916, for the judgment under review was entered October 23,
1923.
[
Footnote 9]
Since the effective date of the Act of 1925, no judgment of a
state court has been reviewed by this Court on writ of error where
the sole claim was that a commission order was unconstitutional. In
the following cases, governed by the Act of 1925, in which this
Court reviewed on writ of error a judgment of a state court
sustaining the validity of a commission order, the validity of the
underlying statute as well as of the order was attacked:
Frost
& Frost Trucking Co. v. Railroad Commission, 271 U.
S. 583;
Chicago, Milwaukee & St. Paul Ry. Co. v.
Railroad Commission, 272 U. S. 605;
Miller Lumber Co. v. Floyd, 273 U.S. 672 (per curiam);
Fox River Paper co. v. Railroad Commission, 273 U.S. 651;
Pierce v. Barker, 274 U.S. 718 (per curiam);
Stimson
Lumber Co. v. Kuykendall, 275 U. S. 207;
International-Great Northern R. Co. v. Railroad
Commission, 275 U.S. 503 (per curiam). In
Chicago,
Milwaukee & St. Paul Ry. Co. v. Public Utilities
Commission, 274 U. S. 344, and
in
Aetna Insurance Co. v. Hyde, 275 U.
S. 440, the review was by certiorari. In
Aetna
Insurance Co. v. Baker, 276 U.S. 628, certiorari was denied.
Compare Phillips v. Oklahoma, 274 U.S. 721 (per curiam);
Phillips v. Oklahoma, 275 U. S. 489 (per
curiam);
Missouri v. Public Service Commission,
275 U. S. 489 (per
curiam).
[
Footnote 10]
Mr. Chief Justice Chase explained why the act should be
construed as applying only to statutes and not to municipal
ordinances:
"This preference is given, plainly enough, because of the
presumed importance of such cases to the administration and
internal welfare of the states, and because of their dignity as
equal members of the Union. The reasons for preference do not apply
to municipal corporations, more than to railroad and many other
corporations."
P. 392.
[
Footnote 11]
In procedural matters -- which, like jurisdiction, rest upon
considerations of expediency -- the difference between statutes and
ordinances has been observed, in some instances, even when in the
legislation the more comprehensive term "laws" was used. Such was
the case in
Davenport City v. Dows, supra. Again, while
municipal ordinances are "laws of the several states" within the
meaning of § 34 of the Judiciary Act of 1789, 1 Stat. 73, 92,
and § 721 of the Revised Statutes, they will not be judicially
noticed in the federal courts; for "an ordinance is not a public
statute, but a mere municipal regulation."
Robinson v. Denver
Tramway Co., 164 F. 174, 176.
Compare Garlich v. Northern
Pacific Ry. Co., 131 F. 837, 839;
Choctaw, O. & G. R.
Co. v. Hamilton, 182 F. 117, 121.
[
Footnote 12]
It was on this statement of Mr. Justice Gray's that the Court
relied in
North American Cold Storage Co. v. Chicago,
211 U. S. 306,
211 U. S. 313,
where it answered a contention that a bill alleging only municipal
legislative action presented no constitutional question sufficient
to sustain the jurisdiction of the circuit court by saying:
"In this case, the ordinance in question is to be regard as in
effect a statute of the state, adopted under a power granted it by
the state legislature, and hence it is an act of the state within
the Fourteenth Amendment."
[
Footnote 13]
Fourteenth Census of the United States (1920) vol. I, table
27.
[
Footnote 14]
See, e.g., Brennan v. Titusville, 153 U.
S. 289;
Wabash R. Co. v. Defiance, 167 U. S.
88;
Wilson v. Eureka City, 173 U. S.
32;
Skaneateles Water Co. v. Skaneateles,
184 U. S. 354;
Western Union Telegraph Co. v. New Hope, 187 U.
S. 419;
Williams v. Talladega, 226 U.
S. 404;
Pierce Oil Corp. v. Hope, 248 U.
S. 498. In
Village of Terrace Park v. Errett,
273 U.S. 710, and
Village of University Heights v. Cleveland
Jewish Orphans Home, 275 U.S. 569, the Court denied petitions
for certiorari in cases where circuit courts of appeals had held
the zoning ordinances of small suburban districts to be
unconstitutional as applied to the respondents. If ordinances are
statutes of a state, these cases could have been brought here by
writ of error under § 240(b). In
Gorieb v. Fox,
274 U. S. 603, a
judgment of a state court sustaining a zoning ordinance was
reviewed by certiorari.
Compare Township of Maplewood v.
Margolis, 276 U.S. 617, 618;
Nectow v. City of Cambridge,
post, p.
277 U. S. 183.
[
Footnote 15]
The Court has noted this dependence with respect both to zoning
ordinances and to bus regulations.
See Euclid v. Amber Realty
Co., 272 U. S. 365,
272 U. S. 395;
Hammond v. Schappi Bus Line, 275 U.
S. 164,
275 U. S.
170.
[
Footnote 16]
See Hearing before a Subcommittee of the Committee on
the Judiciary of the United States Senate, 68th Cong. 1st Sess. on
S. 2060, p. 35; Hearing before the Committee on the Judiciary of
the House of Representatives, 68th Cong.2d Sess. on H.R. 8206, p.
13.
[
Footnote 17]
In only three cases in which opinion were written, aside from
those involving municipal ordinances and commission orders, does
jurisdiction appear to have been exercised under the clause in the
Act of 1916 allowing a writ of error in cases where the validity of
an authority exercised under a state has been challenged and
sustained.
Schwab v. Richardson, 263 U. S.
88;
Love v. Griffith, 266 U. S.
32;
Appleby v. Delaney, 271 U.
S. 403. Possibly, under the view announced by the Court,
even such state action as was involved in these cases amounts to "a
statute of a state." In five cases, jurisdiction seems to have been
based on the clause allowing a writ of error where the validity of
an authority exercised under the United States has been denied.
American Express Co. v. Caldwell, 244 U.
S. 617;
Northern Pacific Ry. Co. v. North
Dakota, 250 U. S. 135;
Dakota Central Telephone Co. v. South Dakota, 250 U.
S. 163;
Davis v. Newton Coal Co., 267 U.
S. 292;
Lancaster v. McCarty, 267 U.
S. 427. The first and the last of this group concerned
orders of the Interstate Commerce Commission, which, presumably,
must be held to be statutes of the United States if the orders of
state commissions are statutes of a state. Perhaps the other three
as well were statutes of the United States under the view now taken
by the Court.
[
Footnote 18]
Thus, in
Southwestern Bell Telephone Co. v. Public Service
Commission, 262 U. S. 276, the
record was 685 pages in length. In
Bluefield Waterworks &
Improvement Co. v. Public Service Commission, 262 U.
S. 679, the record extended over 1,398 pages. The record
in
Northern Pacific Ry. Co. v. Department of Public Works,
268 U. S. 39,
contained 1,131 pages in addition to numerous exhibits. In
Hammond v. Schappi Bus Line, 275 U.
S. 164, and
Hammond v. Farina Bus Line &
Transportation Co., 275 U. S. 173, the
Court found itself compelled to remand to the district court in
order for that court to make proper findings of fact.
[
Footnote 19]
That the sole question discussed was whether the act of the
Congress of the Confederate States was an act of "any state"
appears from the briefs on file in the office of the clerk.
See Supplemental Brief of Enoch Totten for the Plaintiff
in Error, pp. 10, 11; Brief of Henry W. Garnett for the Defendant
in Error, p. 3; Brief of William A. Maury, as
amicus
curiae, pp. 4, 5, 7. The question was thus stated by Mr. Maury
on p. 5 of his brief:
"Upon what ground, then, can it be maintained that a statute of,
or authority exercised under, the hostile
de facto
government of Virginia was the statute of or authority of a state,
in the sense of the law which is this Court's commission to take
cognizance of appeals from the state tribunals? ( 5 How., Scott v.
Jones)."
The case cited by Mr. Maury,
Scott v.
Jones, 5 How. 343,
46 U. S. 376,
held that the statutes of an unorganized political body were not
statutes "of a state" within the meaning of § 25 of the
Judiciary Act, although that body later became a state. In
Miners' Bank v.
Iowa, 12 How. 1, a territorial statute was held not
to be a statute "of a state" within § 25, though the territory
had since become a state. The language in
Ford v. Surget,
97 U. S. 594,
97 U. S.
603-604, and
Stevens v. Griffith, 111 U. S.
48,
111 U. S. 50,
also makes clear the exact point of the decision in
Williams v.
Bruffy.
[
Footnote 20]
Much weight was given to this purpose in construing earlier acts
reducing our jurisdiction.
Compare McLish v. Roff,
141 U. S. 661,
141 U. S. 666,
Robinson v. Caldwell, 165 U. S. 359,
165 U. S. 362,
American Sugar Refining Co. v. New Orleans, 181 U.
S. 277,
181 U. S. 281,
all construing the Circuit Courts of Appeals Act, March 3, 1891, c.
517, 26 Stat. 826;
American Security & Trust Co. v.
District of Columbia, 224 U. S. 491,
224 U. S. 495,
construing § 250 of the Judicial Code;
Inter-Island Steam
Navigation Co., Ltd. v. Ward, 242 U. S.
1, construing § 246 of the Judicial Code (36 Stat.
1158), as amended by the Act of January 28, 1915, c. 22, 38 Stat.
803.
[
Footnote 21]
Since the effective date of the Act of 1925, judgments of state
courts sustaining the validity of municipal ordinances have been
reviewed on writ of error in a number of cases.
Beery v.
Houghton, 273 U.S. 671 (per curiam);
Ohio ex rel. Clarke
v. Deckebach, 274 U. S. 392;
Angelo v. Winston-Salem, 274 U.S. 725 (per curiam);
Bloecher & Schaaf v. Baltimore, 275 U.S. 490 (per
curiam); Kresge Co. v. Dayton, No. 109, 275 U.S. 505 (per curiam).
Compare Natchez v. McNeeley, 275 U.S. 502 (per curiam).
But in none of them did counsel question the jurisdiction of this
Court, or call to our attention the significance of the amendment
of § 237 made by the Act of 1925. It is well settled that the
exercise of jurisdiction under such circumstances is not to be
deemed a precedent when the question is finally brought before us
for determination.
United States v.
More, 3 Cranch 159,
7 U. S. 172;
Snow v. United States, 118 U. S. 346,
118 U. S. 354;
Cross v. Burke, 146 U. S. 82,
146 U. S. 86;
Louisville Trust Co. v. Knott, 191 U.
S. 225,
191 U. S. 236;
Arant v. Lane, 245 U. S. 166,
245 U. S.
169.