1. The provision of the National Prohibition Act that
"Not more than a pint of spirituous liquor to he taken
internally shall be
Page 272 U. S. 582
prescribed for use by the same person within any period of ten
days, and no prescription shall be filled more than once"
is "appropriate legislation," within the meaning of the
Eighteenth Amendment for enforcing its prohibition of the
manufacture, sale, and transportation of intoxicating liquor for
beverage purposes. P.
272 U. S.
589.
2. Whatever the belief of a physician in the medicinal value of
alcoholic liquor, his right to administer it to patients is
subordinate to the powers granted to Congress by the Eighteenth
Amendment. P.
272 U. S.
596.
4 F.2d 915 affirmed.
Appeal from a decree of the Circuit Court of Appeals which
reversed a decree of the District Court (291 F. 640) enjoining
Yellowley, a prohibition director, and other officials, from
interfering with the plaintiff, Dr. Lambert, in his acts as a
physician in prescribing vinous or spirituous liquors to his
patients for medicinal purposes in quantities exceeding the limits
fixed by the National Prohibition Act.
Page 272 U. S. 587
MR. JUSTICE BRANDEIS delivered the opinion of the Court.
The National Prohibition Act, Oct. 28, 1919, c. 85, Tit.II,
§ 7, 41 Stat. 305, 311, provides:
"No one but a physician holding a permit to prescribe liquor
shall issue any prescription for liquor. . . . Not more than a pint
of spirituous liquor to be taken internally shall be prescribed for
use by the same person within any period of ten days, and no
prescription shall be filled more than once."
The supplemental Act of November 23, 1921, c. 134, § 2, 42
Stat. 222, has a related, but broader, restriction to which
reference will be made later on. Violation of the provision
subjects the offender to fine or imprisonment or both. The
limitation as to amount applies only to alcoholic liquor "fit for
use for beverage purposes." National Prohibition Act, Tit.II,
§ 1.
"Medicinal preparations manufactured in accordance with
formulas
Page 272 U. S. 588
prescribed by the United States Pharmacopoeia, National
Formulary or the American Institute of Homeopathy that are unfit
for use for beverage purposes,"
and "patented, patent, and proprietary medicines that are unfit
for use for beverage purposes" are specifically exempted from the
operation of the provision. § 4
(b) and
(c).
Moreover, the limitation does not apply to prescriptions for such
liquor to be administered in certain hospitals. § 6.
In November, 1922, Samuel W. Lambert, of New York City, a
distinguished physician, brought in the federal court for that
district this suit to enjoin Edward Yellowley, the acting federal
prohibition director, and other officials,
"from interfering with complainant in his acts as a physician in
prescribing vinous or spirituous liquors to his patients for
medicinal purposes upon the ground that the quantities prescribed
for the use of any one person in any period of ten days exceed the
limits fixed by said acts, or either of them."
As the basis for this relief, the bill set forth Dr. Lambert's
qualifications and experience as a physician; his belief that, in
certain cases, including some subject to his professional advice,
the use of spirituous liquor internally as a medicine in an amount
exceeding one pint in ten days is necessary for the proper
treatment of patients in order to afford relief from human
ailments, and that he does not intend to prescribe the use of
liquor for beverage purposes. It alleged that to treat the diseases
of his patients and to promote their physical wellbeing, according
to the untrammeled exercise of his best skill and scientifically
trained judgment, and, to that end, to advise the use of such
medicines and medical treatment as in his opinion are best
calculated to effect their cure and establish their health, is an
essential part of his constitutional rights as a physician.
In May, 1923, the case was heard upon an application for an
interlocutory injunction and a motion to dismiss. The district
court issued the injunction. 291 F. 640.
Page 272 U. S. 589
In December, 1924, the United States Circuit Court of Appeals
for the Second Circuit reversed the decree and directed that the
bill be dismissed. 4 F.2d 915. In the interval, this Court had
decided
Hixon v. Oakes, 265 U. S. 254, and
Everard's Breweries v. Day, 265 U.
S. 545. In the latter, Dr. Lambert's counsel was
permitted to file a brief and to present an oral argument. The
appeal in the case at bar was taken under §§ 128 and 241
of the Judicial Code, and was allowed before the passage of the Act
of February 13, 1925, c. 229, 43 Stat. 936. The claim is that the
provision assailed is unconstitutional because it has no real or
substantial relation to the appropriate enforcement of the
Eighteenth Amendment, that, in enacting the provision, Congress
exceeded the powers delegated to it by the amendment, and that
thereby complainant's fundamental rights are violated.
The Eighteenth Amendment, besides prohibiting by § 1 the
manufacture, sale, and transportation of intoxicating liquors for
beverage purposes, confers upon Congress by § 2, in terms, the
power to enforce the prohibition by appropriate legislation. That
the limitation upon the amount of liquor which may be prescribed
for medicinal purposes is a provision adapted to promote the
purpose of the amendment is clear. That the provision is not
arbitrary appears from the evidence considered by Congress
[
Footnote 1] which embodies,
among other things, the lessons of half a century of experience in
the several states in dealing with the liquor problem. [
Footnote 2] That evidence disclosed
Page 272 U. S. 590
that practicing physicians differ about the value of malt,
vinous, and spirituous liquors for medicinal purposes, but that the
preponderating opinion is against their use for such purposes, and
that among those who prescribe them there are some who are disposed
to give prescriptions where the real purpose is to divert the
liquor to beverage uses. Indeed, the American Medical
Association,
Page 272 U. S. 591
at its meeting in 1917, had declared that the use of alcoholic
liquor as a therapeutic agent was without "scientific basis," and
"should be discouraged," and, at its meeting in June, 1921, had
adopted a resolution saying,
"reproach has been brought upon the medical profession by some
of its members who have misused used the law which permits the
prescription of alcohol."
With this as the situation to be met, the Judiciary Committee of
the House of Representatives reported with favorable recommendation
the bill which became the Act of November 23, 1921, whereby the
prescription of intoxicating malt liquor for medicinal purposes is
entirely prohibited, and the prescription of other intoxicating
liquors is subjected to the following restrictions:
"No physician shall prescribe, nor shall any person sell or
furnish on any prescription, any vinous liquor that contains more
than 24 percentum of alcohol by volume, nor shall anyone prescribe
or sell or furnish on any prescription more than one-fourth of one
gallon of vinous liquor, or any such vinous or spirituous liquor
that contains separately or in the aggregate more than one-half
pint of alcohol, for use by any person within any period of ten
days. No physician shall be furnished with more than one hundred
prescription blanks for use in any period of ninety days, nor shall
any physician issue more than that number of prescriptions within
any such period, unless, on application therefor, he shall make it
clearly apparent to the Commissioner that, for some extraordinary
reason, a larger amount is necessary, whereupon the necessary
additional blanks may be furnished him."
The committee said, in reporting the bill (House Report No. 224,
67th Cong., 1st Sess.):
"Section 2 prohibits the use of beer as medicine, and limits the
alcoholic strength and the quantity of wine that may be prescribed.
It also provides that no liquor shall be prescribed for use in any
period of 10 days that
Page 272 U. S. 592
contains more alcohol than that heretofore allowed. Under the
National Prohibition Act, one pint of beverage spirits can be
prescribed. With the passage of this bill, both spirituous and
vinous liquor may be prescribed in one prescription, but the
combined content of both liquors must not exceed one-half pint of
alcohol. The purpose of this provision is not to increase the
alcoholic content of the liquor that may be consumed, but to give
physicians a choice between spirituous and vinous liquor within
certain specified limits as to quantity."
"This section also writes into the law the present regulation as
to the number of prescriptions that may be issued by a physician.
One hundred are allowed within a period of 90 days, but this may be
exceeded in cases of extraordinary circumstances such as the
prevalence of contagious or epidemic diseases. Under ordinary
circumstances, reputable physicians only write a small fraction of
this number, and only about 22 percent of the doctors hold permits
to prescribe liquor of any kind, although they can be obtained
without any fee, simply for the asking. There are a number of
states in which the state laws prohibit physicians from prescribing
liquor of any kind."
And also:
"While the majority of the states prohibit wine for medicinal
purposes it was not deemed best by the committee that such
provision should be inserted in the prohibition act at this time.
In order, however, that this privilege should not be abused, it was
deemed best to specifically limit its use, the same as has been
done with spirituous liquor. Unless some limit is placed upon the
amount of such liquors that may be prescribed, a number of
physicians who do not have the high ethical standards of the large
majority will abuse the privilege. Evidence was presented to the
committee of physicians who issued hundreds of prescriptions within
a few days when the
Page 272 U. S. 593
total number of other prescriptions was a negligible number. In
view of the fact that most of the states have more stringent
provisions than the one contained in § 2, this legislation
will work no hardship upon the profession."
In
Everard's Breweries v. Day, 265 U.
S. 545, the validity of the provision prohibiting the
prescription of malt liquor was assailed as going beyond the power
of Congress and impinging upon the reserved powers of the states,
in that it is an interference with the regulation of health and the
practice of medicine, both of which are within the domain of state
power and outside the legislative power of Congress. The suit was
against the Commissioner of Internal Revenue and other federal
officers, and its chief purpose was to enjoin them from enforcing
the provision prohibiting the prescription of malt liquor for
medicinal purposes. This Court, besides observing that the
"ultimate and controlling question" in the case was whether the
provision prohibiting physicians from prescribing intoxicating malt
liquors for medicinal purposes is within the power given to
Congress by the Eighteenth Amendment, to enforce by "appropriate
legislation" its prohibition of the manufacture, sale, etc., of
intoxicating liquor for beverage purposes, proceeded to consider
every phase of the question, and in conclusion held that the
provision was appropriate legislation for the purpose and within
the power of Congress, although affecting subjects which, but for
the amendment, would be entirely within state control. The court
referred to the settled rule that, where the means adopted by
Congress in exerting an express power are calculated to effect its
purpose, it is not admissible for the judiciary to inquire into the
degree of their necessity, and then said (p.
265 U. S.
560):
"We cannot say that prohibiting traffic in intoxicating malt
liquors for medicinal purposes has no real or substantial relation
to the enforcement of the Eighteenth
Page 272 U. S. 594
Amendment, and is not adapted to accomplish that end and make
the constitutional prohibition effective. The difficulties always
attendant upon the suppression of traffic in intoxicating liquors
are notorious.
Crane v. Campbell, 245 U. S.
304,
245 U. S. 307. The federal
government, in enforcing prohibition, is confronted with
difficulties similar to those encountered by the states.
Ruppert v. Caffey, supra, 251 U. S.
297. The opportunity to manufacture, sell, and prescribe
intoxicating malt liquors for 'medicinal purposes' opens many doors
to clandestine traffic in them as beverages under the guise of
medicines, facilitates many frauds, subterfuges, and artifices;
aids evasion, and thereby and to that extent hampers and obstructs
the enforcement of the Eighteenth Amendment."
The Court further held that Congress must be regarded as having
concluded, as it well might do in the absence of any consensus of
opinion among physicians and in the presence of the absolute
prohibition in many of the states, that malt liquor has no
substantial medicinal qualities making its prescription necessary,
and that this made it impossible to say the provision was an
unreasonable and arbitrary exercise of power.
We have spoken of that case at length, because the decision was
by a unanimous court and, if adhered to, disposes of the present
case. If Congress may prohibit the manufacture and sale of
intoxicating malt liquor for medicinal purposes by way of enforcing
the Eighteenth Amendment, it equally and to the same end may
restrict the prescription of other intoxicating liquor for
medicinal purposes. In point of power, there is no difference; if,
in point of expediency, there is a difference, that is a matter
which Congress alone may consider. Experience has shown that
opportunities for doing what the Constitution forbids are present
in both instances, and that advantage not infrequently is taken of
these opportunities. Congress, in deference to the belief of a
fraction of the medical profession that vinous and spirituous
liquors have
Page 272 U. S. 595
some medicinal value, has said that they may be prescribed in
limited quantities according to stated regulations; but it also has
said that they shall not be prescribed in larger quantities, nor
without conforming to the regulations, because this would be
attended with too much risk of the diversion of the liquor to
beverage uses. Not only so, but the limitation as to quantity must
be taken as embodying an implicit congressional finding that such
liquors have no such medicinal value as gives rise to a need for
larger or more frequent prescriptions. Such a finding, in the
presence of the well known diverging opinions of physicians, cannot
be regarded as arbitrary or without a reasonable basis. On the
whole, therefore, we think it plain that the restrictions imposed
are admissible measures for enforcing the prohibition ordained by
the Eighteenth Amendment.
A later case applying like principles is
Selzman v. United
States, 268 U. S. 466.
There, a section of the National Prohibition Act forbidding the
sale of denatured alcohol without a compliance with certain
regulations was assailed as beyond the authority of Congress under
the Eighteenth Amendment upon the ground that the amendment relates
only to traffic in intoxicating liquor for beverage purposes, and
that, as denatured alcohol is not usable as a beverage, authority
to prevent or regulate its sale is not given to Congress by the
amendment, but remains exclusively in the states. This Court held
the section valid for the following reasons:
"The power of the federal government, granted by the Eighteenth
Amendment, to enforce the prohibition of the manufacture, sale, and
transportation of intoxicating liquor carries with it power to
enact any legislative measures reasonably adapted to promote the
purpose. The denaturing in order to render the making and sale of
industrial alcohol compatible with the enforcement of prohibition
of alcohol for beverage purposes is not always
Page 272 U. S. 596
effective. The ignorance of some, the craving and the hardihood
of others, and the fraud and cupidity of still others often tend to
defeat its object. It helps the main purpose of the amendment,
therefore, to hedge about the making and disposition of the
denatured article every reasonable precaution and penalty to
prevent the proper industrial use of it from being perverted to
drinking it."
From the authority of these cases, Dr. Lambert seeks to escape
by pointing out that he is a physician, and believes that the use
of spirituous liquor as a medicinal agent is at times both
advisable and necessary. He asserts that to control the medical
practice in the states is beyond the power of the federal
government. Of course, his belief in the medicinal value of such
liquor is not of controlling significance; it merely places him in
what was shown to Congress to be the minor fraction of his
profession. Besides, there is no right to practice medicine which
is not subordinate to the police power of the states,
Dent v.
West Virginia, 129 U. S. 114;
Collins v. Texas, 223 U. S. 288;
Crane v. Johnson, 242 U. S. 339;
Graves v. Minnesota, ante, p.
272 U. S. 425, and
also to the power of Congress to make laws necessary and proper for
carrying into execution the Eighteenth Amendment. When the United
States exerts any of the powers conferred upon it by the
Constitution, no valid objection can be based upon the fact that
such exercise may be attended by some or all of the incidents which
attend the exercise by a state of its police power.
Hamilton v.
Kentucky Distilleries & Warehouse Co., 251 U.
S. 146,
251 U. S. 156;
Jacob Ruppert v. Caffey, 251 U. S. 264,
251 U. S. 300.
The Eighteenth Amendment confers upon the federal government the
power to prohibit the sale of intoxicating liquor for beverage
purposes. Under it, as under the necessary and proper clause of
Article I, § 8, of the Constitution, Congress has power to
enforce prohibition "by
Page 272 U. S. 597
appropriate legislation." High medical authority being in
conflict as to the medicinal value of spirituous and vinous liquors
taken as a beverage, it would, indeed, be strange if Congress
lacked the power to determine that the necessities of the liquor
problem require a limitation of permissible prescriptions, as by
keeping the quantity that may be prescribed within limits which
will minimize the temptation to resort to prescriptions as pretexts
for obtaining liquor for beverage uses.
Compare Jacobson v.
Massachusetts, 197 U. S. 11.
Affirmed.
[
Footnote 1]
See House Report No. 224, 67th Cong., 1st Sess., Ser.
No. 7920; Hearings before the Committee on the Judiciary of the
House of Representatives on H.R. 5033, 15-16, 146; 61 Cong.Rec.
3456, 4035, 4036, 4038, 8749-8757.
[
Footnote 2]
At the time of the passage of the National Prohibition Act,
and/or the Wills-Campbell Act, the following state legislation
concerning the prescription of alcoholic beverages for medicinal
purposes was in effect. In seven states, no intoxicating liquor of
any kind could be prescribed. Ariz.Const. art. 23,
Cooper v.
State, 19 Ariz. 486; 1915 Idaho Laws, c. 11, 1921 Idaho Laws,
c. 50; 1917 Kan.Laws, c. 215;
State v. Miller, 92 Kan.
994, 1000; Me.R.S. c. 20, § 17; 1915 N.C.Laws, c. 97, §
8; 1917 Utah Laws, c. 2, § 30; 1917 Wash.Laws, c.19, § 2.
In three states, prescriptions could be made only if the liquor was
made unfit for beverage purposes. 1919 Ga.Laws, p. 123, No. 139,
§ 4(b); 1917 Neb.Laws, c. 187, § 25; 1921 N.D.Laws, c.
97, § 2. In fifteen states only, alcohol could be prescribed
for medical purposes. 1919 Ala.Acts, No. 7, §§ 5, 7; 1919
Ark.Laws, Act 87, § 17; 1919 Del.Laws, c. 239, §§ 8,
14; 1918 Fla.Laws, c. 7736, § 5, amended by 1919 Fla.Laws, c.
7890, § 1; 1917 Ind.Acts, c. 4, § 13; 1908 Miss.Laws, c.
113; N.Mex.Const. art. 23; 1919 N.M.Laws, c. 151; 1919 Nev.Stats.
c. 1, § 4; 1910-11 Okl.Laws, c. 70, § 1; 1915 Or.Laws, c.
141, § 6(g), as amended by 1917 Or.Laws, c. 40, § 2; 1912
S.C.Cr.Code, §§ 797, 798; 1919 S.D.Rev.Code, §
10273, as amended by 1919 S.D.Laws, c. 246, § 1; 1917 Tenn.
Acts, No. 68, § 6; 1919 Tex.Laws, 2d Sess., c. 78,
§§ 13, 14; 1921 W.Va. Acts, c. 115, amending chapter 32A,
§ 4, Barnes' West Va.Code. In three states no more than a
stated quantity of intoxicating liquor fit for beverage purposes
can be prescribed at one time. 1915 Colo.Laws, c. 98, § 18;
1919 Mich.Acts, No. 53, § 19,
People v. Urcavitch,
210 Mich. 431; 1918 Va. Acts, c. 388, § 13. In eleven states,
the standards of the federal law have been specifically adopted.
1921 Cal.Stats., c. 80; 1921 Ill.Laws, pp. 681, 687, § 8; 1920
Ky. Acts, c. 81, § 23; 1919 Minn.Laws, c. 455, § 7, as
amended by 1921 Minn.Laws, c. 391, § 7; 1921 Mont.Laws,
Ex.Sess., c. 9, § 6; 1921 N.J.Laws, c. 150, § 44; 1921
N.Y.Laws, c. 155, § 1214; 1921 Ohio Laws, p. 194, § 1;
1921 Vt.Laws, No. 204, § 5; 1921 Wis.Laws, c. 441, §
1(9); 1921 Wyo.Laws, c. 117, § 7. In two states, only
physicians holding a federal permit may prescribe such liquors.
1921 Conn.Pub. Acts, c. 291, § 4; 1922 R.I. Acts, c. 2231,
§ 4. In New Hampshire, no limitations are placed upon the
prescribing physician save exercise of professional skill and the
employment of specific forms and the keeping of records. 1919
N.H.Laws, c. 99, § 2, amending 1917 N.H.Laws, c. 147,
§§ 16, 17.
MR. JUSTICE SUTHERLAND, dissenting.
The general design of the federal Constitution is to give to the
federal government control over national and international matters,
leaving to the several states the control of local affairs. Prior
to the adoption of the Eighteenth Amendment, accordingly, the
direct control of the manufacture, sale, and use of intoxicating
liquors for all purposes was exclusively under the police powers of
the states, and there it still remains, save insofar as it has been
taken away by the words of the amendment. These words are perfectly
plain, and cannot be extended beyond their import without violating
the fundamental rule that the government of the United States is
one of delegated powers only, and that "the powers not delegated to
the United States by the Constitution nor prohibited by it to the
states are reserved to the states" respectively, or to the people.
The pertinent words of the amendment are: " . . . the manufacture,
sale, or transportation of intoxicating liquors . . .
for
beverage purposes is hereby prohibited." Plainly, Congress in
submitting the amendment, and the several states in ratifying it,
meant to leave the question of the prohibition of intoxicating
liquors for other than beverage purposes to the determination of
the states, where it had always been . The limiting words of the
amendment are not susceptible
Page 272 U. S. 598
of any other meaning, and to extend them beyond the scope of
that meaning really is to substitute words of another and different
import.
It is important also to bear in mind that "direct control of
medical practice in the states is beyond the power of the federal
government."
Linder v. United States, 268 U. S.
5,
268 U. S. 18.
Congress therefore cannot directly restrict the professional
judgment of the physician or interfere with its free exercise in
the treatment of disease. Whatever power exists in that respect
belongs to the states exclusively.
The sole question which we are called upon to consider is
whether the district court erred in denying the motion of the
defendants to dismiss plaintiff's bill, and upon that question, of
course, we are bound to accept as true all allegations of the bill
which are well pleaded.
The suit was brought by a physician of distinction and, as the
court below said, "of wide and unusual experience in the practice
of medicine." He alleges that it is his opinion, based on
experience, observation, and medical study, that the use of
spirituous liquors as medicine is, in certain case, necessary in
order to afford relief from known ailments, and that, in the use of
such liquors as medicine, it is, in certain cases, including some
now under his own observation and subject to his professional
advice, necessary, in order to afford relief, that more than one
pint of such liquor in ten days should be used internally and, in
certain cases, necessary that it should be used without delay,
notwithstanding that within a preceding period of less than 10 days
one pint of such liquor has already been used. He further alleges
that, in prescribing drugs and medicines, the determination of the
quantity involves a consideration of the physical condition of the
patient and their probable effect in each specific case.
In addition to these allegations, we have the fact that
Congress, acting upon a report of one of its committees
Page 272 U. S. 599
made after exhaustive hearings, declared by statute that the
prescription of malt liquors should be prohibited and the
prescription of spirituous and vinous liquors should be permitted.
Justifying such legislation, the committee had reported that the
overwhelming evidence was to the effect that malt liquors (
not
also spirituous and vinous liquors) had no substantial
medicinal value. It is now said by the majority at one point that
the preponderating opinion of practicing physicians is against the
use of all three, and at another point that only a minor fraction
hold the other view. I am quite unable to assent to these
generalizations. On the contrary, the impossibility of determining,
from anything now before this Court what is the preponderating
opinion upon the subject is very clear. An examination of the
hearings before the House Judiciary Committee, cited as authority
for the foregoing statements, shows that the inquiry there was
directed to the question of the medical value of malt liquors, and
that the question of the medical value of the other liquors was not
under consideration. The hearings contain a few casual references
to the other liquors; but I feel justified in saying that they
reflect no light upon the state of medical opinion as to the value
of such liquors as medicines. It is stated in the brief for the
appellees that a questionnaire, sent out to one-third of the
physicians of the United States, brought a reply from enough to
make 21.5 percent of the whole number of physicians in the country,
and that a little more than one-half of those replying voted "Yes"
on the use of whisky as a therapeutic agency, some of them,
however, taking exception to the word "necessary," saying that no
drugs were absolutely necessary. The American Medical Association,
whose resolution of 1917 is referred to, have filed in this case a
brief as
amicus curiae, challenging the conclusion which
is drawn from that resolution and vigorously
Page 272 U. S. 600
attacking the Act now under review as arbitrary and
unreasonable. In 1924, the house of delegates of the association
adopted a resolution expressing its disapproval of those portions
of the Act "which interfere with the proper relation between the
physician and his patient in prescribing alcohol medicinally." It
seems plain, therefore, that the most that can be said is that the
question is of a highly controversial character; and, since it
reasonably cannot be doubted that it is a fairly debatable one, the
legislative finding, necessarily implicit in the act, that vinous
and spirituous liquors are of medicinal value, must be accepted
here.
Radice v. New York, 264 U.
S. 292,
264 U. S. 294;
Rast v. Van Deman & Lewis, 240 U.
S. 342,
240 U. S. 357;
Price v. Illinois, 238 U. S. 446,
238 U. S.
452.
The majority opinion rests chiefly upon
Everard's Breweries
v. Day, 265 U. S. 545,
which, it is said, was decided by a unanimous Court and, if adhered
to, disposes of the present case. While, of course, in the light of
the present ruling, I cannot say that, if the Court had entertained
that view of the scope of its decision at the time of its
rendition, it would not have been rendered, I do say it is very
certain that it would not have been by a unanimous Court. In the
opinion in that case, there is some general discussion of the power
to Congress in respect of the adoption of appropriate means to
enforce the Eighteenth Amendment, but the decision rests upon the
ground that Congress, upon conflicting evidence, had determined
that
malt liquors possessed no substantial medicinal
value, and judicial inquiry upon that question was therefore
foreclosed. In direct response to the contention that the Act was
an "arbitrary and unreasonable prohibition of the use of valuable
medicinal agents," it was said (pp.
265 U. S.
561-562):
"When the bill was pending in Congress the Judiciary Committee
of the House of Representatives held an extended public hearing in
which it received testimony,
Page 272 U. S. 601
among other things, on the question whether beer and other
intoxicating malt liquors possessed any substantial medicinal
properties. Hearings before House Judiciary Committee on H.R. 5033,
Serial 2, May 12, 13, 16, 17, 20, 1921. On the information thus
received, the committee recommended the passage of the bill. H.R.
67th Cong., 1st Sess., Rep. No. 224. And, in the light of all the
testimony, Congress determined, in effect, that intoxicating malt
liquors possessed no substantial and essential medicinal properties
which made it necessary that their use for medicinal purposes
should be permitted, and that, as a matter affecting the public
health, it was sufficient to permit physicians to prescribe
spirituous and vinous intoxicating liquors in addition to the
nonintoxicating malt liquors whose manufacture and sale is
permitted under the National Prohibition Act."
And finally (p.
265 U. S.
563):
"We find, on the whole, no ground for disturbing the
determination of Congress on the question of fact as to the
reasonable necessity, in the enforcement of the Eighteenth
Amendment, of prohibiting prescriptions of intoxicating malt
liquors for medicinal purposes.
See Radice v. New York,
264 U. S.
292."
And so here, the legislative finding, implicit in the statute
now under review, to the contrary effect, in respect of
spirituous and
vinous liquors, likewise should be
accepted as controlling, and the
Everard's Breweries case
rejected as inapplicable.
As the record now stands, therefore, we must begin this inquiry
with the assumption that vinous and spirituous liquors are in fact
valuable medicines, and it necessarily follows that, at least as an
end, as distinguished from a means to an end, the prescription of
such liquors in good faith for medicinal use cannot be prohibited
by Congress, since that body lawfully cannot legislate
beyond the grants of the Constitution. The report of the
committee
Page 272 U. S. 602
and the hearings will be searched in vain to find any suggestion
that the quantity designated by the statute is adequate, or that
the committee or Congress gave any consideration to that question.
The only fact in this record bearing upon that subject is the
allegation, under oath, of appellant that, in his professional
opinion, based on experience, observation, and medical study, more
than that quantity, in certain cases, including some under his own
observation and advice, is necessary. And, certainly there is no
basis for asserting the contrary in any fact or circumstance to be
found outside the record of which this Court can take judicial
notice.
The naked question, then, simply comes to this: conceding these
liquors to be valuable medicines, has Congress power, under the
constitutional provision prohibiting traffic in intoxicating
liquors for beverage purposes, to limit their prescription in good
faith, and consequently their necessary use, for medicinal
purposes, to a quantity which, under the allegations taken as true,
is inadequate for such purposes? To me the answer seems plain. If
Congress cannot altogether prohibit the prescription for medicinal
use, it cannot limit the prescription to an inadequate quantity,
for, obviously, in that case,
to the extent of the
inadequacy, the prohibition is as complete, and the usurpation
of power as clear, as though the prohibition were unqualified. If
the power exists to limit the quantity to a pint in 10 days, it
exists to limit the quantity to a tablespoonful or a teaspoonful or
a few drops during the same or any other arbitrary period of time,
with the result in substance and effect that the definite
limitation of the prohibitory power by the words "for beverage
purposes" vanishes altogether.
It is said that high medical authority is in conflict as to the
medicinal value of spirituous and vinous liquors, and hence it
would be strange if Congress lacked power to determine that the
necessities of the liquor problem require
Page 272 U. S. 603
a reasonable limitation of the permissible prescriptions. This
observation does more than beg the question; it indulges an
assumption the exact contrary of that which the record conclusively
establishes, for the limitation of quantity is not only unsupported
by any legislative finding that it is reasonable, but it is in flat
opposition to the only facts appearing in the record which bear
upon the question of what is a permissible prescription, and
therefore is without rational basis, resting alone upon the
arbitrarily exercised will of Congress. I do not see how it can be
held otherwise without completely ignoring the case as made and
constructing and considering another and different case.
Nor is the opinion of the majority aided by the long list of
state enactments cited to demonstrate that the present statute is
not arbitrary, for, since the control of the medical practice is
outside the province of the federal government and wholly within
that of the states (
Linder v. United States, supra), the
powers of Congress in that field are not to be assimilated to those
of the states.
By the legislation now under review, the authority of Congress
is so exercised that the reserved power of the states to control
the practice of medicine is directly invaded, to the illegitimate
end that the prescription and use of liquors for medicinal purposes
is prohibited. It is true that Congress has wide discretion in the
choice of means to carry the granted power into effect; but the
means not only must be appropriate to the end but must be such as
"are not prohibited, but consist with the letter and spirit of the
Constitution."
McCulloch v.
Maryland, 4 Wheat. 316,
17 U. S. 421. A
grant of power to prohibit for specified purposes does not include
the power to prohibit for other and different purposes.
Congressional legislation directly prohibiting intoxicating liquor
for concededly medical purposes therefore does not consist with the
letter and spirit of the Constitution, and viewed as a
Page 272 U. S. 604
means of carrying into effect the granted power is in fraud of
that instrument, and especially of the Tenth Amendment. The words
of Mr. Madison (Writings of James Madison, vol. 6, p. 367) are
pertinent:
"Nor can it ever be granted that a power to act on a case when
it actually occurs, includes a power over all the means that may
tend to prevent the occurrence of the case. Such a latitude of
construction would render unavailing every practical definition of
particular and limited powers."
The effect of upholding the legislation is to deprive the states
of the exclusive power, which the Eighteenth Amendment has not
destroyed, of controlling medical practice and transfer it in part
of Congress.
See Hammer v. Dagenhart, 247 U.
S. 251,
247 U. S.
275-276. It goes further, for if Congress can prohibit
the prescription of liquor for necessary medical purposes as a
means of preventing the furnishing of it for beverage purposes,
that body, by a parity of reasoning, may prohibit the manufacture
and sale for industrial or sacramental purposes, or, indeed, as the
most effective possible means of preventing the traffic in it for
beverage purposes, may prohibit such manufacture and sale
altogether, with the result that, under the pretense of adopting
appropriate means, a carefully and definitely limited power will
have been expanded into a general and unlimited power.
"The purposes intended must be attained consistently with
constitutional limitations and not by an invasion of the powers of
the states. This Court has no more important function than that
which devolves upon it the obligation to preserve inviolate the
constitutional limitations upon the exercise of authority, federal
and state, to the end that each may continue to discharge,
harmoniously with the other, the duties intrusted to it by the
Constitution."
Hammer v. Dagenhart, supra at
247 U. S.
276.
I do not doubt the authority of Congress to regulate the
disposal of intoxicating
Page 272 U. S. 605
liquors for medicinal use so as to prevent evasions of the law
against the traffic in such liquors for beverage purposes, and to
that end to surround the prescription by the physician with every
appropriate safeguard against fraud and imposition; but, as this
record now stands, it cannot prohibit the legitimate prescription
of spirituous and vinous liquors for medicine as this statute
attempts to do. "Federal power is delegated, and its prescribed
limits must not be transcended even though the end seen desirable."
Linder v. United States, supra at
268 U. S. 22.
Because this statute, by fixing inadequate prescriptions, prohibits
to the extent of such inadequacies the legitimate prescription of
spirituous and vinous liquors for medicinal purposes, it exceeds
the powers of Congress, invades those exclusively reserved to the
states, and is not appropriate legislation to enforce the
Eighteenth Amendment. The decree below should be reversed.
MR. JUSTICE McREYNOLDS, MR. JUSTICE BUTLER, and MR. JUSTICE
STONE concur in this opinion.