1. The remedy of mandamus is grantable by this Court, in its
sound discretion, on petition of a state to determine the legality
of a removal of a criminal case from a state to a federal court
under Jud.Code § 33. P.
270 U. S. 28.
2. The propriety of the writ in such cases results from the
exceptional character of the proceeding sought to be reviewed and
the absence of any other provision for reviewing it; it does not
depend on lack of jurisdiction or abuse of discretion in the
district court.
Id.
3. Section 33 of the Judicial Code, which authorizes removal to
the district court of any criminal prosecution commenced in any
court of a state against
"any officer appointed under or acting under or by authority of
any revenue law of the United States,
Page 270 U. S. 10
or against any person acting under or by authority of any such
officer, on account of any act done under color of his office or of
any such law, . . ."
applies to prohibition agents (and their chauffeur) engaged in a
quest for an illicit still, under commissions from the Commissioner
of Internal Revenue empowering them to enforce the prohibition acts
and internal revenue acts relating to manufacture, sale, taxation,
etc., of intoxicating liquors. So
held in view of § 5
of the Act of November 23, 1921 (amending the Prohibition Act),
which kept in force earlier laws and penalties regarding
manufacture, etc., of intoxicating liquors; of Rev.Stats. §
3282, forbidding and punishing unauthorized distilling, etc.; and
of § 28, Title II, of the Prohibition Act, extending to
officers enforcing that Act the "protection" conferred by law for
the enforcement of then existing laws relating to the manufacture,
etc., of intoxicating liquors. P.
270 U. S. 30.
4. In authorizing removal of a prosecution commenced "on account
of" any act done by the defendant under color of his office, etc.,
§ 33 of the Judicial Code,
supra, does not mean that
the very act charged,
e.g., a homicide, must have been
done by him; it is enough if the prosecution is based on, or arises
out of, acts which he did, or his presence at the place, under
authority of federal law, in the discharge of his official duty. P.
270 U. S. 32.
5. In his petition to remove a prosecution, under § 33,
supra, the defendant must set forth all the circumstances
known to him out of which the prosecution arose, candidly,
specifically, and positively explaining his relation to the matter
and showing that it was confined to his acts as such officer. P.
270 U. S. 34.
6. The petition must aptly plead the case upon which the
defendant relies so that the court may be fully advised and the
state may take issue by a motion to remand.
Id.
7. A removal petition setting forth acts done by the petitioners
in performance of their duty as prohibition officers and alleging
that their indictment in a state court is a criminal prosecution on
account of acts alleged to have been done by them at a time when
they were engaged in the performance of their duties as such
officers as so set forth, is insufficient. P.
270 U. S. 35.
Mandamus awarded.
Petition by the State of Maryland for a writ of mandamus
directing the United States District Judge of the District of
Maryland to remand to the proper state court an indictment for
murder which had been removed
Page 270 U. S. 11
to the District Court under the provisions of § 33 of the
Judicial Code.
See also the next two cases.
Page 270 U. S. 20
MR. CHIEF JUSTICE TAFT delivered the opinion of the Court.
This is a petition by the State of Maryland for a writ of
mandamus against Morris A. Soper, the United States District Judge
for Maryland, directing him to remand an indictment for murder,
found in the Circuit Court for
Page 270 U. S. 21
Harford County, Maryland, against four prohibition agents and
their chauffeur, which was removed to the United States district
court under § 33 of the Judicial Code, as amended August 23,
1916, 39 Stat. 532, c. 399. The text of the amended section,
insofar as it is material here, is set out in the margin.
*
The indictment, found February 10, 1925, charged as follows:
"The jurors of the State of Maryland, for the body of Harford
County, do on their oath present that Wilton L. Stevens, John M.
Barton, Robert D. Ford, E. Franklin Ely, and William Trabing, late
of Harford County aforesaid, on the nineteenth day of November, in
the year of our Lord nineteen hundred and twenty-four at the county
aforesaid, feloniously, willfully, and of their deliberately
premeditated malice aforethought did kill and murder Lawrence
Wenger, contrary to the form of the Act of Assembly in such case
made and provided, and against the peace, government, and dignity
of the state. "
Page 270 U. S. 22
The defendants were arrested, and on February 11, 1925, filed a
petition in the United States District Court for the District of
Maryland, in which they averred that they were federal prohibition
agents, except Trabing, who was their chauffeur, and was assisting
them and was acting under the authority of the Prohibition
Director, and that the act or acts done by Trabing, as chauffeur
and helper, as well as by the other defendants at the time when
they were alleged to have been guilty of the murder of Lawrence
Wenger, which charge they all denied, were done in the discharge of
their official duties as prohibition agents, and as officers of the
internal revenue in the discharge of their duty. Thereupon an order
of removal, together with a writ of certiorari, and habeas corpus
cum causa, pursuant to § 33, was made by Judge Soper
of the district court. On March 12th, the State of Maryland, by its
Attorney General and the state's attorney for Harford County,
appeared specially and made a motion to quash the writ and rescind
the order. On the 17th of May, the cause came on for hearing on the
motion to quash, and, the defendants having applied for leave of
court to amend the petition, it was granted, and an amended
petition was filed. After setting out the indictment, the third,
fourth, and fifth paragraphs of the amended petition were as
follows:
"3. That the acts alleged to have been done by the petitioner
William Trabing are alleged to have been done at a time when he was
engaged in the discharge of his duties while acting under and by
authority of Federal Prohibition Director Edmund Budnitz and
Federal Prohibition Officers Robert D. Ford, John M. Barton, Wilson
L. Stevens, and E. Franklin Ely, as aforesaid, while the said
officers were engaged in the discharge of their official duties as
prohibition officers in making and attempting to make an
investigation concerning a violation
Page 270 U. S. 23
of the National Prohibition Act and other internal revenue laws
and while reporting and preparing to report the results of said
investigation and in protecting himself and the said officers of
the internal revenue in the discharge of his and their duty as set
out in paragraph 4 below."
"4. That the acts alleged to have been done by the petitioners
Robert D. Ford, John M. Barton, Wilton L. Stevens, and E. Franklin
Ely are alleged to have been done at a time when they were engaged
in the discharge of their official duties as federal prohibition
officers, and in making and attempting to make an investigation
concerning a violation of the National Prohibition Act and other
internal revenue laws, and in reporting the results of said
investigation, and in protecting themselves in the discharge of
their duty as follows:"
"That on November nineteenth, nineteen hundred and twenty-four,
your petitioners were directed by Maryland Federal Prohibition
Director Edmund Budnitz to investigate the alleged unlawful
distillation of intoxicating liquor on a farm known as the Harry
Carver farm situated approximately three miles from the village of
Madonna, about twelve miles northwest from Bel Air, Maryland, which
said property was then unoccupied. Your petitioners reached the
said farm premises shortly after midday on November nineteenth,
nineteen hundred and twenty-four, and discovered there in a
secluded wooded valley and swamp materials for an illicit
distilling operation, to-wit, nine empty mash boxes, three
fifty-gallon metal drums, a fifty-gallon condenser, about one
thousand pounds of rye meal in bags, a lighted fire, and men's
working clothes. Your petitioners thereupon concealed themselves in
woods and shrubbery nearby the still site and shortly thereafter
became aware of the approach of a number of men bringing with them
a still. Your petitioners thereupon made their presence known to
the men who were approaching, and the men immediately dropped
Page 270 U. S. 24
the still and fled, and though your petitioners pursued them
across the fields, no one of the fleeing men was overtaken or
arrested. Thereupon your petitioners returned to the still site,
destroyed the materials before mentioned which constituted the
unlawful distilling plant, and started to return to their car,
which had been left some distance from the still site, for the
purpose of returning to Baltimore to report to the office of the
Maryland Federal Prohibition Director concerning the results of
their investigation when they discovered a man, whom they
afterwards learned to be one Lawrence Wenger, mortally wounded and
lying beside the path along which they were walking, some 400 or
500 yards from the still site and in a direction opposite to that
from which the unknown men had approached and towards which they
fled. Whereupon your petitioners carried the wounded man to their
car and took him to Jarrettsville, Maryland, for medical treatment,
but, finding none there available, proceeded with all speed to Bel
Air, where they sought out in turn Drs. Richardson, Sappington, and
Archer, without success, and finally placed the said Lawrence
Wenger in charge of Dr. Van Bibber, who pronounced him dead. Your
petitioners then, acting under the advice of the said Dr. Van
Bibber, removed the body of the said Lawrence Wenger to the
undertaking establishment of Dean & Foster in Bel Air. Your
petitioners then proceeded to the State's Attorney's office in Bel
Air and related the facts aforesaid to the state's attorney,
whereupon, on being informed by them that your petitioners Robert
D. Ford, John M. Barton, Wilton L. Stevens, and E. Franklin Ely
were prohibition officers, and that your petitioner William Trabing
was employed by the Federal Prohibition Director as their
chauffeur, they were placed under arrest by the sheriff of Harford
County at the instance of the State's Attorney, and were confined
in the Harford County jail until the following morning,
November
Page 270 U. S. 25
twentieth, nineteen hundred and twenty-four. On the morning of
November twentieth, nineteen hundred and twenty-four, your
petitioners were taken by the sheriff and State's Attorney, in
company with a number of men who that afternoon served upon the
coroner's jury mentioned in the indictment, and in company with two
Baltimore City police headquarters detectives, to the scene of
their investigation of the previous day. They related the facts
concerning their investigation of the unlawful distilling operation
and their finding of the said Lawrence Wenger on November
nineteenth, and then and there went over the scene of the said
occurrences, relating freely and without reservation the events
which took place November nineteenth, in accordance with their duty
as investigating and reporting officers of the federal government
and in compliance with their duties as federal prohibition
officers. Likewise on the afternoon of November twentieth, your
petitioners were called before the coroner's inquest heretofore
described in the indictment, and freely and without reservation in
accordance with their duty as investigating and reporting officers
of the federal government and acting under the direction of the
Maryland Federal Prohibition Director, related the facts
aforementioned. And thereupon they were again placed in the Harford
County jail and held for action of the Harford County Grand Jury
until their release on bail upon the evening of November twentieth,
nineteen hundred and twenty-four at the instance of the United
States Attorney for the District of Maryland acting on their
behalf."
"5. That the said criminal prosecution was commenced in the
manner following:"
"A presentment against your petitioners was returned in the
Circuit Court for Harford County February ninth, nineteen hundred
and twenty-five, following which presentment the State of Maryland,
by the State's Attorney
Page 270 U. S. 26
for Harford County, prosecuted and sued forth out of the Circuit
Court for Harford County a writ of the State of Maryland of
capias ad respondendum against your petitioners, to which
there was no return by the Sheriff of Harford County, whereupon the
indictment heretofore set forth was returned."
"The said indictment is now pending in the Circuit Court for
Harford County, and is a criminal prosecution on account of acts
alleged to have been done by your petitioners at a time when they
were engaged in the performance of their duties as federal
prohibition officers and chauffeur for federal prohibition officers
as set forth in the aforegoing paragraphs."
"
Wherefore your petitioners pray that the said suit may
be removed from the Circuit Court for Harford County, aforesaid, to
this honorable court, and that writs of certiorari and habeas
corpus
cum causa may issue for that purpose pursuant to
the statute of the United States in such case made and provided.
(U.S. Compiled Statutes, § 1015, being Judicial Code, §
33, as amended Act Aug. 23, 1916, c. 399; Prohibition Act, Tit. II,
§ 23.)"
A motion to quash the amended petition, April 11, 1925, was
based on the ground, among others, that the allegations of the
amended petition did not disclose a state of facts entitling the
defendants to have the writ issue or to have the charge against
them removed. On May 5, 1925, Judge Soper denied the motion to
quash and directed that the order of court removing the indictment
be ratified and confirmed. On the same day, the following
stipulation was entered into by the parties:
"It is stipulated by and between the parties hereto that Robert
D. Ford, John M. Barton, Wilton L. Stevens, and E. Franklin Ely,
during the month of November in the year 1924, and prior to said
time, and at the time of the matters and facts charged in the
indictment in the
Page 270 U. S. 27
Circuit Court for Harford County, were federal prohibition
officers, holding a commission under the Commissioner of Internal
Revenue, and countersigned by the Federal Prohibition Commissioner,
in the form following, that is to say:"
" This certifies that ____________ is hereby employed as a
federal prohibition officer to act under the authority of and to
enforce the National Prohibition Act and acts supplemental thereto
and all internal revenue laws, relating to the manufacture, sale,
transportation, control, and taxation of intoxicating liquors, and
he is hereby authorized to execute and perform all the duties
delegated to such officers by law."
"And that William Trabing was at the time of the acts alleged in
the indictment in the Circuit Court for Harford County, a chauffeur
of the Reliable Transfer Company, engaged and employed by Edmund
Budnitz, Federal Prohibition Director of the State of Maryland, in
the capacity of chauffeur for the prohibition agents above
named."
The State of Maryland applied to this Court for leave to file
its petition for mandamus, in which it set forth fully the facts as
above stated, including, as exhibits, the petition for removal, the
amended petition for removal, its motion to quash, the stipulation,
and the orders of the district court. This Court, granting leave,
issued a rule against Judge Soper to show cause why the writ of
mandamus should not issue in accordance with the prayer of the
state.
Judge Soper, in his answer to the rule, recited the facts of the
record as already given, said that the district court was of
opinion that the petitioners were entitled to removal under §
33 of the Code as revenue officers, and that, if not as revenue
officers, as agents of the Commissioner by virtue of § 28 of
Title II of the National Prohibition Act; that a prosecution had
been commenced against the
Page 270 U. S. 28
petitioners on account of acts done under color of their office
and of the revenue and prohibition laws of the United States,
notwithstanding that the petitioners did not admit having caused
the death of Wenger, and that it had adjudged that it possessed
ample jurisdiction to order the removal and to try the case, and he
therefore asked that the rule be discharged and that the petition
of the state be dismissed.
It is objected on behalf of the respondent that this is not a
proper case for mandamus, that whether the facts averred in the
amended petition come within the requirement of § 33 of the
Judicial Code is a question within the regular judicial function of
the district court to decide, and that this Court should not
interfere thus prematurely with its exercise.
Virginia v. Rives, 100 U. S. 313,
Virginia v. Paul, 148 U. S. 107, and
Kentucky v. Powers, 201 U. S. 1, were
cases in which criminal prosecutions by a state, removed to a
federal court under asserted compliance with federal statutes, were
ordered remanded by writ of mandamus. The Attorney General of
Maryland relies on them to show that the writ may issue to test the
legality of the removal in all criminal cases. On behalf of the
United States, it is pointed out that these cases differ from the
one before us in that, in the former, the state prosecution had not
reached a stage, or was not of a character in which, under the
language of the statute, removal could be had at all, and so the
federal court was wholly without jurisdiction. The writ in those
cases was justified by the court because of the gross abuse of
discretion of the lower court, its clear lack of jurisdiction, and
the absence of any other remedy.
Ex parte Harding,
219 U. S. 363, at
219 U. S. 373.
In this case, the facts averred show the prosecution to be of the
class and character in which removal is permitted by § 33, and
there is no lack of jurisdiction or abuse of discretion, and the
only issue made is on the interpretation
Page 270 U. S. 29
of the facts and the application of the section, an issue
clearly within the judicial jurisdiction of a district court.
Mandamus is an extraordinary remedy which is issued by this
Court under Rev.Stats. § 688, now Judicial Code, § 234,
to courts of the United States in the exercise of its appellate
jurisdiction, and in civil cases does not lie to compel a reversal
of a decision, either interlocutory or final, made in the exercise
of a lawful jurisdiction, especially where, in regular course, the
decision may be reviewed upon a writ of error or appeal.
Ex
parte Roe, 234 U. S. 70,
234 U. S. 73;
Ex parte Tiffany, 252 U. S. 32,
252 U. S. 37;
Ex parte Park Square Automobile Station, 244 U.
S. 412;
Ex parte Slater, 246 U.
S. 128,
246 U. S. 134;
Ex parte Oklahoma, 220 U. S. 191,
220 U. S. 209;
Ex parte Harding, 219 U. S. 363;
Ex parte Nebraska, 209 U. S. 436;
Ex parte Hoard, 105 U. S. 578.
It may be conceded that there are substantial differences
between
Virginia v. Paul, Virginia v. Rives, and
Kentucky v. Powers and this case. But we do not think that
those differences should prevent the issue of the mandamus here. In
respect of the removal of state prosecutions, there should be a
more liberal use of mandamus than in removal of civil cases. We
exercise a sound judicial discretion in granting or withholding the
writ. It may be "in cases warranted by the principles and usages of
law." Rev.Stats. § 688;
Ex parte
Bardley, 7 Wall. 364,
74 U. S. 376;
Virginia v. Rives, supra, at
100 U. S. 323,
separate opinion of Mr. Justice Field at
100 U. S. 329.
It is granted in analogy to the intervention of equity to secure
justice in the absence of any other adequate remedy.
Duncan
Townsite v. Lane, 245 U. S. 308,
245 U. S. 312. In
the case before us, and in all state prosecutions removed under
§ 33, the jurisdiction of the courts of a state to try
offenses against its own laws and in violation of its own peace and
dignity is wrested from it by the order of an inferior federal
court. The state, by its petition for mandamus,
Page 270 U. S. 30
becomes a suitor at the bar of this Court to challenge the
legality of the inferior court's action. Conceding the validity of
the exceptional use of the national supremacy in a proper case, it
seeks by this writ to test its propriety here. Except by the issue
of mandamus, it is without an opportunity to invoke the decision of
this Court upon the issue it would raise.
The order of the United States district judge refusing to remand
is not open to review on a writ of error, and a judgment of
acquittal in that court is final.
United States v. Sanges,
144 U. S. 310;
Virginia v. Paul, supra, at
148 U. S. 122.
The fact that the United States district court may be proceeding in
the exercise of a lawful jurisdiction should not, under such
exceptional circumstances, prevent this Court from extending to the
state the extraordinary remedy.
We come, then, to the sufficiency of the amended petition for
removal under § 33 of the Judicial Code to justify the
district court in denying the motion to remand.
The first objection made by the state to the removal is that
prohibition agents cannot have the benefit of § 33, because
they are not officers "appointed under or acting by authority of
any revenue law of the United States," as provided in the section.
The four defendants are admitted to have been acting under
commissions issued by the Commissioner of Internal Revenue
"empowering them to enforce the National Prohibition Acts and
acts supplemental thereto, and all internal revenue laws, relating
to the manufacture, sale, transportation, control, and taxation of
intoxicating liquors."
The fifth defendant, Trabing, it is admitted, was acting as a
chauffeur and helper to the four officers under their orders and by
direction of the Prohibition Director for the state. It is not
denied on behalf of the state that he has the same right to the
benefit of § 33 as they.
Davis v. South Carolina,
107 U. S. 597.
Page 270 U. S. 31
The Act of November 23, 1921, 42 Stat. 223, c. 134, § 5,
known as the Willis-Campbell Law, amending the National Prohibition
Act, 41 Stat. 307, c. 85, provides that:
"All laws in regard to the manufacture and taxation of and
traffic in intoxicating liquor, and all penalties for violations of
such laws that were in force when the National Prohibition Act was
enacted, shall be and continue in force, as to both beverage and
nonbeverage liquor, except such provisions of such laws as are
directly in conflict with any provision of the National Prohibition
Act or of this Act."
Rev.Stats. § 3282, forbidding fermenting of mash or wort,
or the making of spirits therefrom in any other than a distillery
authorized by law, or by a duly authorized distiller, and punishing
its violation by fine and imprisonment, is not in conflict with
anything in the Prohibition Act. The Willis-Campbell Act thus makes
clear the criminality of such an act under the revenue laws.
United States v. Stafoff, 260 U.
S. 477. In searching for the still for the purpose of
preventing the violation of law, the prohibition agents in this
case were therefore acting under the authority of the revenue
laws.
More than this, they were brought within the application of
§ 33 by the provision of § 28, Title II, of the National
Prohibition Act, providing that the commissioner, his assistants,
agents and inspectors and all other officers of the United States
whose duty it is to enforce criminal laws shall have all the power
and protection in the enforcement of the Act, or any provisions
thereof, which is conferred by law for the enforcement of existing
laws relating to the manufacture or sale of intoxicating liquor
under the law of the United States. We have no doubt that the word
"protection" was inserted for the purpose of giving to officers and
persons acting under the authority of the National Prohibition Act
in enforcement of its provisions the same protection of a trial in
a federal
Page 270 U. S. 32
court of state prosecutions as is accorded to revenue officers
under § 33.
Section 33 was derived from § 643 of the Revised Statutes,
which in turn was derived from the Act of July 13, 1866, 14 Stat.
171, c. 184, § 67, and the Act of June 30, 1864, 13 Stat. 241,
c. 173, § 50. These acts extend the Act of March 2, 1833, 4
Stat. 633, c. 57, § 3, applying to officers engaged in
collection of customs duties to those engaged in the collection of
internal revenue.
People's United States Bank v. Goodwin,
162 F. 937, 939;
Tennessee v. Davis, 100 U.
S. 257,
100 U. S. 267.
The act of 1833 was enacted in the days of attempted nullification
of national customs revenue laws in South Carolina, and was during
the Civil War extended to those charged with collecting the
internal revenue. Congress not without reason assumed that the
enforcement of the National Prohibition Act was likely to encounter
in some quarters a lack of sympathy, and even obstruction, and
sought, by making § 33 applicable, to defeat the use of local
courts to embarrass those who must execute it. The constitutional
validity of the section rests on the right and power of the United
States to secure the efficient execution of its laws and to prevent
interference therewith, due to possible local prejudice, by state
prosecutions instituted against federal officers in enforcing such
laws, by removal of the prosecutions to a federal court to avoid
the effect of such prejudice.
Tennessee v. Davis,
supra.
Do the facts disclosed by the amended petition for removal bring
the defendants within § 33? The state insists that they are
insufficient because they do not show that the defendants committed
the act of homicide upon which the indictment is founded. The case
of
Illinois v. Fletcher, 22 F. 776, seems to hold that a
revenue officer can take advantage of the statute and secure a
trial in a federal court only by admitting that he did the act for
which he is prosecuted. We think this too
Page 270 U. S. 33
narrow a construction of the section.
Cleveland, Columbus,
etc., Railroad v. McClung, 119 U. S. 454,
119 U. S.
461.
The prosecution to be removed under the section must have been
instituted "on account of" acts done by the defendant as a federal
officer under color of his office or of the revenue or prohibition
law. There must be causal connection between what the officer has
done under asserted official authority and the state prosecution.
It must appear that the prosecution of him for whatever offense has
arisen out of the acts done by him under color of federal authority
and in enforcement of federal law, and he must by direct averment
exclude the possibility that it was based on acts or conduct of his
not justified by his federal duty. But the statute does not require
that the prosecution must be for the very acts which the officer
admits to have been done by him under federal authority. It is
enough that his acts or his presence at the place in performance of
his official duty constitute the basis, though mistaken or false,
of the state prosecution.
Suppose that the prosecution of the officer for murder was
commenced merely on account of the presence of the officer in
discharge of his duties in enforcing the law at or near the place
of the killing under circumstances casting suspicion of guilt on
him. He may not even know who did the killing, and yet his being
there and his official activities may have led to the indictment.
He may certainly claim the protection of the statute on the ground
that the prosecution was commenced against him "on account of" his
doing his duty as an officer under color of such a law without
being able to allege that he committed the very act for which he is
indicted. It is enough if the prosecution for murder is based on or
arises out of the acts he did under authority of federal law in the
discharge of his duty, and only by reason thereof.
Page 270 U. S. 34
In invoking the protection of a trial of a state offense in a
federal court under § 33, a federal officer abandons his right
to refuse to testify because accused of crime, at least to the
extent of disclosing in his application for removal all the
circumstances known to him out of which the prosecution arose. The
defense he is to make is that of his immunity from punishment by
the state, because what he did was justified by his duty under the
federal law, and because he did nothing else on which the
prosecution could be based. He must establish fully and fairly this
defense by the allegations of his petition for removal before the
federal court can properly grant it. It is incumbent on him,
conformably to the rules of good pleading, to make the case on
which he relies, so that the court may be fully advised and the
state may take issue on a motion to remand.
Chesapeake &
Ohio Railway Co. v. Cockrell, 232 U.
S. 146,
232 U. S.
151-152, and cases cited.
See also concurring
opinion of Mr. Justice Field in
Virginia v. Rives, supra,
at
100 U. S. 332,
and
Hanford v. Davies, 163 U. S. 273,
163 U. S.
279.
We think that the averments of the amended petition in this case
are not sufficiently informing and specific to make a case for
removal under § 33. We have set forth the account the
defendants gave in their amended petition of what they saw and did,
but the only averments important in directly connecting the
prosecution with their acts are at the opening and close of their
petition. They refer to the death of Wenger only by incorporating
the indictment in the petition, and then say that
"the acts [
i.e. the killing of Wenger] alleged to have
been done by petitioners Robert D. Ford, John M. Barton, Wilton L.
Stevens, and E. Franklin Ely are alleged to have been at a time
when they were engaged in the discharge of their official duties as
federal prohibition officers, and in making and attempting to make
an investigation concerning a violation of the National Prohibition
Act and other internal
Page 270 U. S. 35
revenue laws and in reporting the results of said investigation,
and in protecting themselves in the discharge of their duty."
The amended petition closes with the statement that the
indictment
"is a criminal prosecution on account of acts alleged to have
been done by your petitioners at a time when they were engaged in
the performance of their duties as federal prohibition officers and
chauffeur for federal prohibition officers as set forth in the
foregoing paragraphs."
These averments amount to hardly more than to say that the
homicide on account of which they are charged with murder was at a
time when they were engaged in performing their official duties.
They do not negative the possibility that they were doing other
acts than official acts at the time and on this occasion, or make
it clear and specific that whatever was done by them leading to the
prosecution was done under color of their federal official duty.
They do not allege what was the nature of Wenger's fatal wound,
whether gunshot or otherwise, whether they had seen him among those
who brought the still and fled, or whether they heard or took part
in any shooting. They do not say what they did, if anything, in
pursuit of the fugitives. It is true that, in their narration of
the facts, their nearness to the place of Wenger's killing and
their effort to arrest the persons about to engage in alleged
distilling are circumstances possibly suggesting the reason and
occasion for the criminal charge and the prosecution against them.
But they should do more than this in order to satisfy the statute.
In order to justify so exceptional a procedure, the person seeking
the benefit of it should be candid, specific and positive in
explaining his relation to the transaction growing out of which he
has been indicated, and in showing that his relation to it was
confined to his acts as an officer. As the defendants in their
statement have not clearly fulfilled this requirement, we must
grant the writ of mandamus
Page 270 U. S. 36
directing the district judge to remand the indictment and
prosecution. Should the district judge deem it proper to allow
another amendment to the petition for removal, by which the
averments necessary to bring the case within § 33 are
supplied, he will be at liberty to do so. Otherwise the prosecution
is to be remanded as upon a peremptory writ.
*
"Sec. 33. That when any civil suit or criminal prosecution is
commenced in any court of a state against any officer appointed
under or acting by authority of any revenue law of the United
States now or hereafter enacted, or against any person acting under
or by authority of any such officer, on account of any act done
under color of his office or of any such law, or on account of any
right, title, or authority claimed by such officer or other person
under any such law, or is commenced against any person holding
property or estate by title derived from any such officer and
affects the validity of any such revenue law, or against any
officer of the courts of the United States for or on account of any
act done under color of his office or in the performance of his
duties as such officer, or when any civil suit or criminal
prosecution is commenced against any person for or on account of
anything done by him while an officer of either House of Congress
in the discharge of his official duty in executing any order of
such House, the said suit or prosecution may at any time before the
trial or final hearing thereof be removed for trial into the
district court next to be holden in the district where the same is
pending upon the petition of such defendant to said district court
and in the following manner."