In the District Court of the United States for the District of
Georgia, a libel was filed claiming certain Africans as the
property of the libellant which had been brought into the State of
Georgia and were seized by the authority of the governor of the
state for an alleged illegal importation; process was issued
against the slaves, but was not served. The case was taken by
appeal to the circuit court, and the Governor of Georgia filed a
paper in the nature of a stipulation importing to hold the Africans
subject to the decree of the circuit court, &c.
Held
that such a stipulation could not give jurisdiction in the case to
the circuit court, as process could not issue legally from the
circuit court against the Africans, because it would be the
exercise of original jurisdiction in admiralty, which the circuit
court does not possess.
It may be laid down as a rule which admits of no exception that
in all cases where jurisdiction depends on the party, it is the
party named in the record.
The libel and claim exhibited a demand for money actually in the
Treasury of the State of Georgia, mixed up with the general funds
of the state, and for slaves in the possession of the government,
the possession of both of which was acquired by means which it was
lawful in the state to exercise.
Held that the courts of
the United States had no jurisdiction, the same being taken away by
the 11th article of the amendment to the Constitution of the United
States.
In a case where the chief magistrate of a state is sued, not by
his name but by his style of office, and the claim made upon him is
entirely in his official character, the state itself may be
considered a party in the record.
These cases were brought before this Court from the Circuit
Court of the United States for the District of Georgia under the
following circumstances.
The schooner
Isabelita, a Spanish vessel owned by Juan
Madrazo, a native Spanish subject domiciliated at Havana, was
dispatched by him with a cargo, his own property, in the year 1812
on a voyage to the coast of Africa, where she took in a cargo of
slaves. On her return voyage she was captured by a cruiser called
the
Successor under the piratical flag of Commodore Aury,
the said cruiser being then commanded by one Moore, an American
citizen, and having been fitted out in the port of Baltimore, and
manned and armed in the River Severn, within the waters and
jurisdiction of the United States. The
Isabelita and the
slaves on board were carried to Fernandina, in Amelia Island, and
there condemned by a pretended court
Page 26 U. S. 111
of admiralty exercising jurisdiction under Commodore Aury, and
sold under its authority by the prize agent, Louis Segallis, to one
William Bowen. The negroes so purchased by Bowen were conveyed into
the Creek nation in consequence, as it was alleged, of the
disturbed State of East Florida, the insecurity of property there,
and with a view to their settlement in West Florida, then a
province of the Spanish monarchy. Being found within the limits of
the State of Georgia, they were seized by an officer of the customs
of the United States and delivered to an agent appointed by the
Governor of Georgia under the authority of the act of the
Legislature of that state passed in conformity to the provisions of
the Act of Congress of March, 1807, prohibiting the importation of
slaves into the United States, the negroes having been so brought
into the United States in violation of that act.
Some of the negroes were sold by an order of the governor,
without any process of law, and the proceeds paid over to the
Treasurer of Georgia. The residue of the negroes are in possession
of an agent appointed by the Governor of Georgia.
The
Isabelita was fitted out as a cruiser at
Fernandina, taken by Moore to Georgetown, South Carolina, seized
there by the United States, sent round to Charleston, libeled in
the district court of South Carolina, and, by a decree of that
court restored to Madrazo, the claimant.
The Governor of Georgia filed an information in the District
Court of the United States for the District of Georgia, praying
that a part of these Africans, which remained specifically in his
hands, might be declared forfeited, and may be sold.
A claim was given in in this case by William Bowen; Juan
Madrazo, the libellant in the other case, did not claim.
The decree of the district court dismissed the claim of William
Bowen and adjudged the negroes to be delivered to the Governor of
Georgia to be disposed of according to law.
William Bowen appealed to the circuit court, by which court his
claim was dismissed, and from the decree of that court dismissing
his claim he has not appealed.
Juan Madrazo filed his libel in the District Court of Georgia,
alleging that a Spanish vessel called the
Isabelita,
having on board a cargo of negroes, was piratically captured on the
high seas, carried into the port of Fernandian, there condemned by
some pretended tribunal, and sold; that the negroes were conveyed
by the purchaser into the Creek nation, where they were seized by
an officer of the United States and by him delivered to the
government of the State of Georgia pursuant to an act of the
General Assembly of the State of Georgia carrying into effect an
act of Congress of the United States; that
Page 26 U. S. 112
a part of the said slaves were sold, as permitted by said act of
Congress and as directed by said act of the general assembly of the
said state, and the proceeds thereof deposited in the treasury of
the said state; that part of the said slaves remain undisposed of
under the control of the governor of the said state or his agents,
and prays restitution of said slaves and proceeds. Claims were
given in by the Governor of Georgia and by William Bowen. The
district court dismissed the libel and the claim of William Bowen.
From this appeal Juan Madrazo appealed to the circuit court.
The circuit court dismissed the libel and claim of the Governor
of Georgia, and directed restitution to the libellant, and from
this decree appeals have been taken by the State of Georgia and by
William Bowen. A warrant of arrest was issued by the district
court, but was never served. A monition also issued, and was served
on the Governor and Treasurer of the State of Georgia.
In the circuit court the following proceedings took place:
"On motion of the proctors of the libellant Madrazo, ordered
that he have leave to renew his warrant for the property libeled,
but it shall be held a sufficient execution of such warrant if the
governor, who appears as claimant, in behalf of the state, will
sign an acknowledgment that he holds the same subject to the
jurisdiction of this Court."
Whereupon the following instrument was filed December 24,
1823:
"
Executive Department, Milledgeville, May 15,
1823"
"The executive having been furnished by the deputy marshal with
the copy of an order passed by the circuit court of the United
States in relation to certain Africans, the title to which is a
matter of controversy in said circuit court, and also in the
Superior Court of the County of Baldwin makes the following
statement and acknowledgment, in satisfaction of said order and
notice."
"Juan Madrazo"
"vs."
"Sundry Africans"
"Libel in admiralty against sundry African negroes"
"The Governor of the State of Georgia acknowledges to hold
sundry African negroes, now levied on, by virtue of sundry
executions by the Sheriff of Baldwin County, subject to the order
of the Circuit Court of the United States for the District of
Georgia after the claim of said sheriff, or prior thereto, if the
claim in the said circuit court shall be adjudged to have priority
of the proceeding in the state court."
"JOHN CLARK,
Governor"
Page 26 U. S. 113
Documentary evidence was introduced in the court below and
witnesses were examined which proved the interest of Madrazo in the
Isabelita, the illegality of the capture and condemnation,
and which were intended to prove the identity of the negroes, the
subject of the proceedings, with those who had been on board the
Isabelita.
On the part of Juan Madrazo, it was contended:
1. That his proprietary interest in the slaves, and the
illegality of the capture, and condemnation of the
Isabelita and cargo, were fully proved, and that he is
entitled to restitution of the property libeled.
2. That the court below had jurisdiction.
3. That the possession of the property libeled, the service of
the monition, and the order of the circuit court and agreement of
the Governor of Georgia, filed in that court, fix the parties in
possession of the property for it, and that the process of the
court will operate on them individually, and not on the State of
Georgia.
On the part of the State of Georgia it was contended:
1. That the court below had no jurisdiction.
2. That there is no sufficient proof of proprietary interest to
entitle Juan Madrazo to restitution of the property libeled.
Page 26 U. S. 118
MR. CHIEF JUSTICE MARSHALL delivered the opinion of the
Court.
Sometime in the year 1817, Juan Madrazo, a Spaniard residing in
the Island of Cuba, engaged in the slave trade, fitted out a vessel
for the coast of Africa which procured a cargo of Africans, and on
its return in the autumn of 1817, was captured by a privateer sail
under the flag of one of the governments of Spanish America and
carried into Amelia Island, where the vessel and cargo were
condemned by a tribunal, established by Aury the authority of which
has not been acknowledged in this country. The Africans were
purchased by William Bowen and were conducted into the Creek
nation,
Page 26 U. S. 119
within the limits of the State of Georgia, where they were
seized by McQueen McIntosh, a revenue officer, at Darien, in
Georgia, early in January, 1818, under the act of 1807 which
prohibits the importation or bringing into the United States, of
any negro, mulatto, or person of color. This act annuls the title
of the importer or any person claiming under him to such negro,
mulatto, or person of color, and declares that such persons
"shall remain subject to any regulation, not contravening the
provisions of this act, which the legislatures of the several
states or territories at any time hereafter may make for disposing
of such negro, mulatto, or person of color."
In December, 1817, the Legislature of Georgia passed an act
which empowered the governor to appoint some fit and proper person
to proceed to all such ports and places within this state as have
or may have, or may hereafter hold any negroes, mulattoes, or
persons of color as have been or may hereafter be seized or
condemned under the above recited act of Congress, and who may be
subject to the control of this state, and the person so appointed
shall have full power and authority to receive all such negroes,
mulattoes, or persons of color and to convey the same to
Milledgeville and place them under the immediate control of the
executive of this state.
The second section authorizes the governor to sell such negroes,
mulattoes, or persons of color in such manner as he may think most
advantageous to the state.
The third directs that they may be delivered up to the
Colonization Society on certain conditions therein expressed,
provided the application be made before the sale.
Under this act, the Africans brought in by William Bowen, were
delivered up to the Governor of Georgia, who sold the greater
number of them and paid the proceeds, amounting to $38,000, into
the treasury of the state. The Colonization Society applied for
those remaining unsold, amounting to rather more than twenty, and
offered to comply with the conditions prescribed in the act of
December, 1817.
In May, 1820, the Governor of Georgia filed an information in
the District Court of Georgia stating the violation of the act of
Congress, that the Africans were placed under the immediate control
of the executive of the state, where they awaited the decree of the
court. He states the application made on the part of the
Colonization Society, with which he is desirous of complying as
soon as he shall be authorized to do so by the decree of the
court.
In November, 1820, William Bowen filed his claim to the said
Africans, alleging that they were his property -- that they
Page 26 U. S. 120
had not been brought into the United States in violation of the
act of Congress, but were seized while passing through the Creek
nation on their way to West Florida.
In February, 1821, Juan Madrazo filed his libel alleging that
the Africans were his property -- that on the return voyage from
Africa, they were captured by the privateer
Successor,
commanded by an American, and fitted out in an American port --
that the vessel and cargo were carried into Amelia Island, and
condemned by an unauthorized tribunal, after which they were
brought by the purchaser into the Creek nation, where they were
seized by an officer of the United States, brought into the limits
of the District of Georgia, and delivered over to the government of
that state in pursuance of an act of the general assembly carrying
into effect an act of Congress in that case made and provided. That
a part of the slaves were sold, and the proceeds, amounting to
$38,000 or more paid into the treasury of the state, and that the
residue, amounting to twenty-seven or thirty, remain under the
control of the governor.
The libel denies that the laws of the United States have been
violated and prays that admiralty process may issue to take
possession of the slaves remaining under the control of the
Governor of Georgia, and that the governor and all others concerned
should be cited to show cause why the said slaves should not be
restored to Juan Madrazo and the proceeds of those which had been
sold paid over to him.
Upon this libel a monition was issued to the Governor of
Georgia, who appeared and filed a claim on behalf of the state in
which he says that the slaves were brought into the state in
violation of the act of Congress, and that they were taken into the
possession of the executive of the state in pursuance of the act of
the state legislature enacted to carry the act of Congress into
effect. That a number of the said slaves have been sold, and the
proceeds paid into the treasury, where they have become a part of
the funds of the state, not subject to his control or to the
control of the treasurer. That the residue of the said slaves who
remain unsold have been demanded under the law by the Colonization
Society.
Process was also issued against the Africans, but was not
executed. The two causes came on together, and the district court
dismissed the claim of Bowen, and also dismissed the libel of
Madrazo and directed that the slaves remaining unsold should be
delivered by the marshal to the governor of the state, and that the
proceeds of those sold, should remain in the treasury.
Both Bowen and Madrazo appealed to the circuit court.
At the hearing in the circuit court, the sentence dismissing
Page 26 U. S. 121
the claim of Bowen was affirmed. That dismissing the libel of
Madrazo was reversed, and a decree was made that the slaves
remaining unsold should be delivered to him on his giving security
to transport them out of the United States, and further that the
proceeds of those which were sold should be paid to him. From this
decree the Governor of Georgia and William Bowen have appealed to
this Court.
A question preliminarily to the examination of the title to the
Africans which were the subject of these suits and to the proceeds
of those which were sold has been made by the counsel for the State
of Georgia. He contends that this is essentially, and in form, a
suit against the State of Georgia, and therefore was not cognizable
in the district court of the United States.
The process which issued from the court of admiralty not having
been executed, the
res was never in possession of that
court. The libel of Madrazo therefore was not a proceeding against
the thing, but a proceeding against the person for the thing. This
appeal carried the cause into the circuit court, as it existed in
the district court when the decree was pronounced. It was a libel
demanding personally from the Governor of Georgia the Africans
remaining unsold and the proceeds of those that were sold, which
proceeds had been paid into the treasury.
Pending this appeal, the governor filed a paper in the nature of
a stipulation, consenting to hold the Africans claimed by the libel
of Madrazo, subject to the decree of the circuit court, if it
should be determined that the claim in the circuit court had
priority to sundry executions levied on them by the Sheriff of
Baldwin County. Had this paper been filed in the district court, it
would have been a substitute for the Africans themselves, and
would, according to the course of the admiralty, have enabled that
court to proceed in like manner as if its process had been served
upon them. The libel would then have been
in rem. Could
this paper, when filed in the circuit court, produce the same
effect on the cause?
We think it could not.
The paper in nature of a stipulation is a mere substitute for
the process of the court, and cannot, we think, be resorted to
where the process itself could not be issued according to law. The
process could not issue legally in this case, because it would be
the exercise of original jurisdiction in admiralty, which the
circuit court does not possess.
This cause therefore remained in its character a libel against
the person of the Governor of Georgia for the Africans in his
possession as governor and for the proceeds in the treasury of
Page 26 U. S. 122
those which had been sold. Could the district court exercise
jurisdiction in such a cause?
Previous to the adoption of the 11th Amendment to the
Constitution, it was determined that the judicial power of the
United States, extended to a case in which a state was a party
defendant. This principle was settled in the case of
Chisholm v.
Georgia, 2 Dall. 419. In that case, the state
appears to have been nominally a party on the record. In the case
of
Hollingsworth v.
Virginia, also, in 3 Dall. 378, the state was
nominally a party on the record. In the case of
Georgia v.
Brailsford, 2 Dall. 402, the bill was filed by his
Excellency Edward Telfair, Esq., Governor and Commander in Chief in
and over the State of Georgia, in behalf of the said state. No
objection was made to the jurisdiction of the court, and the case
was considered as one in which the Supreme Court had original
jurisdiction because a state was a party. In the case of
New York v.
Connecticut, 4 Dall. 1, both the states were
nominally parties on the record. No question was raised in any of
the cases respecting the style in which a state should sue or be
sued, and the presumption is that the actions were admitted to be
properly brought. In the case of
Georgia v. Brailsford,
the action is not in the name of the state, but it is brought by
its chief magistrate in behalf of the state. The bill itself avows
that the state is the actor, by its governor.
There is, however, no case in which a state has been sued
without making it nominally a defendant.
Fowler v.
Lindsey, 3 Dall. 411, was a case in which an
attempt was made to restrain proceedings in a cause depending in a
circuit court on the allegation that a controversy respecting soil
and jurisdiction of two states had occurred in it.
The Court determined that a state, not being a party on the
record nor directly interested, the circuit court ought to proceed
in it. In
United States v.
Peters, 3 Dall. 121, the Court laid down the
principle that although the claims of a state may be ultimately
affected by the decision of a cause, yet if the state be not
necessarily a defendant, the courts of the United States are bound
to exercise jurisdiction.
In the case of
Osbourne v. Bank of the United
States, 9 Wheat. 738, this question was brought
more directly before the Court. It was argued with equal zeal and
talent and decided on great deliberation. In that case, the auditor
and treasurer of the state were defendants, and the title of the
state itself to the subject in contest was asserted. In that case,
the Court said
"It may, we think, be laid down as a rule which admits of no
exception that in all cases where jurisdiction depends on the
party, it is the party named in the record."
The Court added:
Page 26 U. S. 123
"The state not being a party on the record, and the court having
jurisdiction over those who are parties on the record, the true
question is not one of jurisdiction, but whether, in the exercise
of its jurisdiction, the court ought to make a decree against the
defendants; whether they are to be considered as having a real
interest or as being only nominal parties."
The information of the Governor of Georgia professes to be filed
on behalf of the state, and is in the language of the bill filed by
the Governor of Georgia on behalf of the state, against
Brailsford.
If, therefore, the state was properly considered as a party in
that case, it may be considered as a party in this.
The libel of Madrazo alleges that the slaves which he claims
"were delivered over to the government of the State of Georgia
pursuant to an act of the general assembly of the said state
carrying into effect an act of Congress of the United States in
that case made and provided; a part of the said slaves sold, as
permitted by said act of Congress and as directed by an act of the
general assembly of the said state, and the proceeds paid into the
treasury of the said state, amounting to $38,000 or more."
The governor appears and files a claim on behalf of the state to
the slaves remaining unsold and to the proceeds of those which are
sold. He states the slaves to be in possession of the executive
under the act of the Legislature of Georgia made to give effect to
the act of Congress on the subject of negroes, mulattoes, or people
of color brought illegally into the United State, and the proceeds
of those unsold to have been paid in the treasury and to be no
longer under his control.
The case made, in both the libel and claim, exhibits a demand
for money actually in the treasury of the state, mixed up with its
general funds, and for slaves in possession of the government. It
is not alleged, nor is it the fact, that this money has been
brought into the treasury or these Africans into the possession of
the executive by any violation of an act of Congress. The
possession has been acquired by means which it was lawful to
employ.
The claim upon the governor is as a governor; he is sued not by
his name, but by his title. The demand made upon him is not made
personally, but officially.
The decree is pronounced not against the person, but the
officer, and appeared to have been pronounced against the successor
of the original defendant, as the appeal bond was executed by a
different governor from him who filed the information. In such a
case, where the chief magistrate of a state is sued not by his
name, but by his style of office, and the claim made upon him is
entirely in his official character, we think the
Page 26 U. S. 124
state itself may be considered as a party on the record. If the
state is not a party, there is no party against whom a decree can
be made. No person in his natural capacity is brought before the
court as defendant. This not being a proceeding against the thing
but against the person, a person capable of appearing as defendant
against whom a decree can be pronounced, must be a party to the
cause before a decree can be regularly pronounced.
But were it to be admitted that the governor could be considered
as a defendant in his personal character, no case is made which
justifies a decree against him personally. He has acted in
obedience to a law of the state made for the purpose of giving
effect to an act of Congress, and has done nothing in violation of
any law of the United States.
The decree is not to be considered as made in a case in which
the governor was a defendant in his personal character, nor could a
decree against him in that character be supported.
The decree cannot be sustained as against the state, because if
the 11th Amendment to the Constitution does not extend to
proceedings in admiralty, it was a case for the original
jurisdiction of the Supreme Court. It cannot be sustained as a
suit, prosecuted not against the state but against the thing,
because the thing was not in possession of the district court.
We are therefore of opinion that there is error in so much of
the decree of the circuit court as directs that the said slaves
libeled by Juan Madrazo, and the issue of the females now in the
custody of the government of the State of Georgia or the agent or
agents of the said state be restored to the said Madrazo as the
legal proprietor thereof, and that the proceeds of those slaves who
were sold by order of the governor or the said state be paid to the
said Juan Madrazo, and that the same ought to be reversed, but that
there is no error in so much of the said decree as dismisses the
information of the Governor of Georgia, and the claim of William
Bowen.
MR. JUSTICE JOHNSON, dissenting.
By the new and unexpected aspect which this cause has assumed in
this Court I feel myself called upon to accompany the report of
this decision with a brief explanation. Such an explanation appears
necessary not less in vindication of the course pursued by the
State of Georgia than of the judicial course of the circuit court
over which I have the honor to preside.
By the state of facts as now exhibited, it would appear as if
the Court of the Sixth Circuit of the District of Georgia had been
taking very undue liberties both with the executive and treasury
departments of that state, and that two of the
Page 26 U. S. 125
governors of that state, acting in behalf of the state, had
first come voluntarily into the courts of the United States, and
then, only because the decision of that court was against the
rights they asserted, repudiated their own act and denied the
jurisdiction of the very court which they had voluntarily called to
decide on their rights.
Yet nothing can be further from the truth of the case. The real
exposition of the incidents to the cause lies in this -- that the
actual
promovent contestatio litis was the colonizing
society; that Georgia, at least in its inception, had no interest
in it; that the governor only regarded himself as a stakeholder to
the three disputants who claimed the property. The slaves, as well
as the proceeds of those which were sold, it is notorious, have in
fact been delivered up by the state to one of these claimants.
It is true that in this point, the legislature of the state has
differed in opinion on the question of right from the court that
tried the cause and surrendered them to Bowen, instead of Madrazo;
but this fact proves that she was not contending for herself.
There is no necessity, however, for speaking out of the record
on this subject. The information as well as the claim filed to
Madrazo's libel both explicitly avow that as to the slaves
remaining unsold, the governor was acting in behalf of the
colonizing society, and had not the decision below been against
their claim, and on grounds which cannot be shaken, it is fair to
conjecture, that the exception here taken to the jurisdiction would
never have been suggested; nor had that society possessed a legal
existence, so as to prosecute a suit in its own name, is there the
least reason to believe that the Governor of Georgia would ever
have presented himself in the courts of the United States upon this
subject.
What could he do? This property had come legally into the hands
of his predecessor -- a part had been sold -- and the rest
transmitted to him specifically. Two parties presented themselves
claiming it in their respective rights, and having been constituted
by law the guardian of the rights of one, he presents himself to
the only court that could take cognizance of the cause in order to
have the question of right decided before he would surrender the
slaves in his possession to either claimant. The money raised from
the sales, he disavows having any control over.
But in the progress of the cause incidents occur which produce a
total change in the views and interests of parties. A third party
arises and, on the clearest proofs and best established principles,
has made out the proprietary interest to be in himself. An appeal
is taken to this Court, and pending the
Page 26 U. S. 126
appeal, the party who had failed in every court below and must
fail wherever the rights are subjected to judicial cognizance
succeeds in prevailing on the legislature to abandon the property
to him.
Thus, then, the colonizing society have lost all hopes from a
suit at law; Bowen has obtained the property; the legislature that
gave it to him can at least feel no desire to have Madrazo's rights
confirmed in this Court, and all became interested in overturning
their own work and crushing Madrazo's interest under the ruins.
It is certainly a purpose which cannot be willingly favored in a
court of justice, and I meet it with the most thorough conviction
that the law is not with the appellants on the objections to the
jurisdiction of the court below which have now here for the first
time been moved and argued.
There are two exceptions taken to the exercise of jurisdiction,
in the court below:
1. That a state was a party, &c.
2. That the jurisdiction of the district court never attached,
because the
res subjecta was never actually in possession
of that court.
The facts were these -- the negroes were certainly brought into
the United States in contravention of the Act of Congress of 1807.
That act creates a forfeiture, inasmuch as it divests the owner of
all property in the slaves so brought in, and by another provision
it is left to the states to dispose of such persons of color in any
manner they may think proper not contravening the provisions of
that act. The State of Georgia, by law, authorized its governor to
appoint an agent to receive such persons of color and deliver them
to the executive to be sold, unless applied for by the colonizing
society, and if so applied for, then to be delivered into their
possession.
These slaves were seized by a revenue officer of the United
States and voluntarily delivered to Governor Rabun, then Governor
of Georgia, who had sold all except about thirty before the society
applied to him, agreeably to the provisions of the act.
The Georgia law contains no express instructions to the governor
how to dispose of the proceeds of the sales. It authorizes him to
sell, after sixty days' notice, "in such manner as he may think
best calculated for the interest of the state," but whether for
cash or credit or to remain in or be shipped from the state be
meant by this provision there are no means of determining. The
money was in this instance paid into the treasury, or at least so
the governor alleges in his claim
Page 26 U. S. 127
to the Madrazo libel, and so we are bound to consider the
facts.
Here, then, was a case of forfeiture under a law of Congress,
and the governor of the state legally authorized to sue for and
recover the thing forfeited, and
"when seized and
condemned," as the Georgia law expresses it, to sell it on one
state of facts; on another to deliver it to the colonizing society.
Who was to sue for this forfeiture if not the state, or the
governor as its representative? The society could not, for it had
no existence in law.
The governor accordingly sold the greater part, and his
successor filed an information in the district court of the United
States to have the residue condemned, that he might deliver them to
that society. To this libel and information Bowen filed his claim
and answer, and while that suit was pending, Madrazo filed his
libel in the district court, praying process against the Africans
remaining in the governor's hands and the proceeds of those which
were sold. On this libel a warrant of arrest was issued against the
slaves, and a monition to the governor and all concerned in
relation to the whole subject of Madrazo's claim.
The warrant of arrest was not served in the district court, but
Governor Clarke, successor of Governor Rabun, appeared to the
monition
without protest and filed a claim to the Africans
in behalf of the society; as to the proceeds of those which had
been sold, he simply answers that they had been paid into the
treasury, where they remained mixed up with the treasure of the
state and beyond his control.
The pleadings were in this state when the district judge entered
upon a plenary hearing of the case, taking into view the
information of the governor with Bowen's claim, and the libel of
Madrazo with the governor's claim and answer, and thereupon
sustained the information and dismissed Bowen's claim and Madrazo's
libel.
Bowen and Madrazo appealed, and on the hearing in the circuit
court, where a body of new evidence was introduced, the decree of
the district court was reversed and the information and Bowen's
claim dismissed.
But having proceeded so far, the circuit court found itself thus
situated.
As the district court had sustained the information, it would
have been nugatory to enforce its warrant of arrest upon the
slaves, since they were already in possession of the state.
Madrazo's libel being dismissed in that court, no further steps
were taken to render the
res subjecta into actual
possession.
But when the information was dismissed and Madrazo's
Page 26 U. S. 128
libel sustained in the circuit court, it followed that it was
error in the district court not to have enforced the service of the
warrant of arrest on the slaves or done some equivalent act. Thus
situated, the circuit court could not send back the cause, because
by the 24th section of the Judiciary Act of 1789, the circuit court
is required to go on and make such decree as this district court
ought to have made. That court thought that the obligation to
perform this duty carried with it all the incidents necessary to
perform it, and ordered process accordingly. To this the governor
again, without protest, responded by voluntarily entering into a
stipulation to hold the slaves, subject to the order of that court,
and then the court, considering itself legally in possession of the
res, made the decree in favor of Madrazo which is here
brought up for revision.
On the question of right upon the evidence before the circuit
court there can scarcely be two opinions. The cargo was Madrazo's
-- it was captured by a privateer -- fitted out in Baltimore -- run
into Fernandina -- there sold to Bowen -- carried across the
country to the Creek agency, within the limits of the United States
and where its jurisdiction attached, notwithstanding the Indian
title existed -- and although Bowen, the tortious owner, committed
an offense by introducing them into the country, Madrazo was not
privy to that offense and was innocent of any act that could work a
forfeiture of his interest.
But the question now to be considered is exclusively that of
jurisdiction, and it is insisted first that as the state was a
party and the party defendant in both cases in the circuit court,
that court could not maintain jurisdiction of the subject.
That a state is not now suable by an individual is a question on
which the court below could not have paused a moment.
The 11th Amendment to the Constitution put that question at rest
forever. But where is the provision of the Constitution which
disables a state from suing in the courts of the Union?
The second section of the third article extends the judicial
power of the United States to all cases arising under the Law of
the United States and to all cases of admiralty and maritime
jurisdiction, to controversies between two or more states, between
a state and citizens of another state, and between a state or the
citizens thereof and foreign states, citizens, or subjects.
It is true the next section provides that, in all cases in which
a state shall be a party, the Supreme Court shall have
Page 26 U. S. 129
original jurisdiction. But it is obvious that "original" does
not mean "exclusive," and in the 13th section of the Judicial Act
of 1789 it is so treated, since the legislature there declares in
what instances the jurisdiction of the Supreme Court shall be
exclusive and in what concurrent when a state is a party. The words
of that section are:
"The Supreme Court shall have exclusive jurisdiction of all
controversies of a
civil nature where a state is a party
except between a state and its citizens, and except also
between a state, and citizens of other states, and aliens, in which
latter case, it shall have original, but not exclusive
jurisdiction."
Now considering this section in connection with the
Constitution, it is obvious that the word "exclusive," there used,
must be considered as applying solely to the courts of the United
States, since it never could have been imagined that the states
were to be restricted from suing in their own courts or those of
their sister states, and thus construed, it must carry the
implication that the states may sue in any other courts of the
United States in cases comprised within the jurisdiction vested in
those courts by the Judiciary Act, provided the cause of action, or
the parties be such as bring the suit within the cases to which the
judicial power of the United States is extended by the
Constitution.
In a suit against an alien, then, there can be no question that
a state may sue in the circuit court and must prosecute a suit
there if the alien chooses to assert the right of transfer secured
to him under the 12th section of that act.
And so, with regard to suits against consuls and vice-consuls,
it is perfectly clear that the suit of a state must, if the
defendant insists upon his right, be prosecuted in the district
courts of the United States.
The 9th section of the act, being that which prescribes the
jurisdiction of the district courts, is explicit on this point. But
that section embraces other cases in which, without any strained
construction, the states may assert the rights of a suitor in the
district court.
The words of the section are:
"The district courts shall have exclusive original cognizance of
all civil causes of admiralty and maritime jurisdiction, including
all seizures under Laws of impost, navigation, and trade of the
United States where seizures are made on waters, &c., and shall
also have exclusive original cognizance of all seizures on land,
&c., and of all suits for penalties and forfeitures incurred
under the laws of the United States."
Now it is very clear that wherever the district court is vested
with "exclusive original cognizance," the Supreme Court can possess
no original jurisdiction, and such is clearly the case
Page 26 U. S. 130
with regard to seizures and suits for forfeitures under the Laws
of the United States and suits in the admiralty. And unless some
reason can be shown why a state should not prosecute a suit for a
forfeiture under the Laws of the United States, it follows with
regard to the information that the jurisdiction was rightfully
exercised by the district court in the present instance. The
admiralty suit shall be separately considered. But why may not a
state prosecute a suit for a forfeiture under a law of the United
States? Take the cases of a law of Congress passed to aid the
states in the collection of a tonnage duty, or of a penalty under
their inspection laws. In the one case there may be a seizure on
the water, and in the other on the land; in either there may be a
suit for a forfeiture, and in all the penalty might very rationally
be given to the state or its prosecuting officer. The present, so
far as it involves the question on the information, is precisely
one of those cases. Here was a forfeiture incurred under a law of
the United States, and the benefit of it was consigned to the
states if they chose to accept it. Here the state did accept it and
authorized its executive to assert the rights derived under the law
of Congress.
An examination of the exceptions in the thirteenth section of
the act, which marks out the jurisdiction of the Supreme Court,
will throw light upon this subject.
The language of the section is:
"That the Supreme Court shall have exclusive jurisdiction of all
controversies of a civil nature where a state is a party, except
between a state and its citizens, and except also between a state
and citizens of other states or aliens, in which latter case it
shall have original but not exclusive jurisdiction."
Now it may seem unaccountable at first view why these exceptions
should have been extended to controversies between a state and its
own citizens, since controversies between a state and its own
citizens is not one of the subjects of jurisdiction enumerated in
the Constitution. And the solution is to be found in this, that the
grant of jurisdiction as to cases arising under the Constitution,
Laws, &c., of the United States and of admiralty and maritime
causes is not restricted to or limited by any relation or
description of persons. Controversies in these branches of
jurisdiction may therefore by possibility arise between a state and
its own citizens; certainly between a state and the citizens of
other states or aliens under the laws of the Union or in admiralty
and maritime cases.
As the law regards this information as a civil suit
in
rem on the Exchequer side of the admiralty, and it was
grounded on a law of Congress -- the citizenship of the claimants
can have no influence on the question of jurisdiction. I think,
Page 26 U. S. 131
however, that it appears somewhere in this voluminous record
that Bowen was a citizen of Georgia, but whether of that state, a
sister state, or a foreign state, the controversy, if it be
regarded as one with individuals, is expressly excepted from the
exclusive jurisdiction of the Supreme Court, and I must think is
within the original jurisdiction of the district court. And if so,
it follows that the state must, upon appeal from a decision there
made in its favor, assume the attitude of a defendant in any court
into which the cause may be legally carried by appeal or writ of
error.
In England, the King cannot be sued, yet he is daily brought
before the appellate courts as a defendant in error. It has long
since been decided that this is legal. And thus, too, the United
States continually appears upon the docket of this Court as a party
defendant; and for the same reason, although not suable originally,
yet upon a judgment obtained, injunctions have been granted against
parties who could not otherwise have been made defendants, as for
example the United States.
The thing is unavoidable -- it is incident to the right of
appeal. Justice could not be administered without it. There would
be no reciprocity -- the law would operate unequally and to the
prejudice of the citizen.
There is no compulsory process used to produce this reversed, I
may say nominal, state of parties. The cause is removed by a
citation or other less offensive process, and the party appears in
the superior court if he will -- if not, the cause is disposed of
without an appearance.
So much for the information and the appeal from the district
court upon it. We will now consider the rights of the state in the
relation in which it stood to Madrazo's libel. I am considering the
state, and not the officers of the state, as the real party to the
record.
When Madrazo's libel was filed, the governor's information was
pending, and as Madrazo's libel sets out the seizure and delivery
of the slaves to the executive of Georgia, and the claims advanced
to the proprietary interest therein, it was properly considered in
the district court in connection with the information and in the
double aspect of a claim and libel. In the case of
The
Antelope, the cross-libel of the Portuguese was treated
reciprocally as claim and libel. Considered in the relation of a
claim to the information, it is impossible to deny that if the
state rightly preferred the information, it must have been bound by
the decisions both of the district court and of the tribunal to
which an appeal lay from the decision of the district court upon
that information as regarded the rights of the claimants.
Page 26 U. S. 132
And if we consider Madrazo's libel in the aspect of a suit in
the admiralty, it appears to me impossible to assign a sufficient
reason why the state should not be equally bound.
The property or possession of the state had been acquired under
a capture at sea -- a maritime
tort. It was therefore
clearly a case of admiralty jurisdiction. Where, then, is the limit
to this branch of the jurisdiction of the district court? No
personal relation, description, or character imposes any such
limit. The grant of jurisdiction to the United States, and by the
United States to the district court, is without restriction -- and
it would be singular if a state should be precluded from the right
of appearing to assert its rights before that tribunal. Suppose the
case of a capture of a library shipped to state, and a recapture
and libel for salvage; surely, in some form or other, the state
must have a hearing. There is nothing compulsory upon the state --
the right may be abandoned, if it will, but after preferring a
claim, will it be contended that it may withdraw itself from the
contest under an assertion of state immunities to the prejudice of
individual right? This is not a new question in the admiralty -- it
is considered by Godolphin, who observes
"that for the same party in the same cause to surmise and move
for a prohibition against that jurisdiction, to which himself had
formerly submitted, and in a cause which, by the libel, appears not
other than maritime seems quite beside the rule and practice of the
law."
Jurisd. of the Adm. 116, 117, and the two adjudged cases of
Jennings and Audley, Brow. 2, 30, and
Baxter and
Hopes, ibid., which he cites, do fully establish
"that in all cases where the defendant admits the jurisdiction
of the admiralty court by pleading, then prohibition shall not be
granted if it do not appear that the act was done out of the
jurisdiction."
Now in this case the state appeared and claimed to the monition
without protest. In the admiralty a claimant is an actor -- and had
the decision of the district court been affirmed, the state would
have had the full benefit of this interposition as a party. And
again, at a subsequent period, the state voluntarily surrendered
the
res to the circuit court and took it out again on
stipulation, &c., and had not this exception now been taken,
would have had all the benefit of a decree of restoration, if made
by this Court. But it is insisted that consent cannot give
jurisdiction -- that this is a sound rule, and as applied to the
common law courts, cannot be controverted. But is it so in the
admiralty?
It must be recollected that the common law courts have
themselves released this rule in relation to the admiralty. I
allude to the controversy on the subject of the stipulation bonds,
which was finally abandoned on the ground of the assent
Page 26 U. S. 133
of the party, stipulating to submit to the jurisdiction of that
court. These decisions seem fully in point to the present case. 2
Br.C. & A. 97, 98.
But in the proceedings
in rem, the admiralty wants no
consent or concession to enlarge its jurisdiction. All the world
are parties to such a suit and bound by it by the common consent of
the world. The interest of a state or the United States in the
res subjecta must be affected by such a decision. The
question will now be considered whether the want of an actual
reduction of the
res into possession in the district court
deprived that court of jurisdiction, or whether, if it did, that
circumstance would affect the appellate jurisdiction of the circuit
court. Also whether on the reduction of the
res into
possession there was any assumption of original jurisdiction in the
circuit court?
On these points I cannot bring myself to feel a doubt, since the
very failure in the district court to grant process for reducing
the
res into possession would be such a
"damnum
irreparabile" as would sustain an appeal to the circuit court.
Otherwise, the very ground of appeal -- that which gives
jurisdiction -- would take it away. And what, upon an appeal, would
be the course of the circuit court upon such a case? It has no
power to remand the cause, for the 24th section requires that
"when a judgment or decree shall be reversed in a circuit court,
such court shall proceed to render such judgment or pass such
decree, as the district court should have rendered or passed."
This section, I must believe, necessarily, substitutes the
circuit for the district court upon a reversal, and vests it with
power to do whatever that court could have done or ought to have
done originally. It is very important here to notice that not
reducing the
res into possession in the district court was
the necessary consequence of its first error in sustaining the
information and dismissing Madrazo's libel. For if Madrazo's
pretensions were to be considered as rejected, there could be no
reason for pursuing the means of reducing the
res into
possession in the district court -- and while the cause was in the
circuit court, that necessity did not arise, for the same reason,
until the decree was passed for reversing the decree of the
district court and dismissing the information. Thus circumstanced,
the power given and duty imposed by the 24th section could not have
been exercised otherwise than it was. The circuit court alone could
proceed to do justice between the parties, and become
quo ad
hoc vested with original powers.
The question, as it regards the proceeds of the Africans sold is
one of more nicety. For the proprietary interest in the negroes
unsold could well be disposed of after the court
Page 26 U. S. 134
became actually possessed of them. The court was not at liberty
to doubt that the stipulation would have returned the slaves,
specifically, upon monition. But the proceeds of those sold we must
suppose had been paid into the treasury, and there is no doubt that
the court could not and would not have attempted by compulsory
process to get at it. Yet was this a sufficient reason for not
proceeding to adjudicate upon the question of right? I think
not.
It must be noticed here that the head of the government had
omitted no firm or legal means to give authenticity to the
submission of the state to the jurisdiction of the court. The
letters of procuration, executed by both Governor Clarke and his
successor, Governor Troup, in due form are on the files, expressly
authorizing, in the name of the state, all the acts of certain
proctors of that court in the name and behalf of the state.
The governor's answer, then, was the answer of the state, and
when the answer avows that many of the slaves were sold and the
money paid into the treasury, what is it but acknowledging that the
property of Madrazo no longer remains in specific existence, but
has been sold and appropriated by the respondent under such
circumstances as convert Madrazo's rights into a pecuniary demand,
a debt due by the state? Now the state could stand in no other
relation to Madrazo in this behalf than Bowen or the captor would
have stood had the sale been made by them, and can it be supposed
that a similar answer from either Bowen or the captor would have
deprived the court below of its jurisdiction?
It is almost a work of supererogation to resort to precedents on
such a question, but if necessary, there is no want of precedents
to prove that the district court was bound to go on and render
justice to the libellant according to the forms of the admiralty as
far as it could proceed.
The case of
Monro v.
Almedia, decided in this Court in 1825, was just
such a case, 10 Wheat. 473. There it was fully considered whether
the Court might go on and how to proceed, and the cause was
remanded to the circuit court for further proceedings. The libel
charged a seizure and appropriation of a sum of money on the ocean,
and the respondent appeared under protest, and by demurring,
admitted as true what the answer here avows to be true.
And strongly analogous is the case of
McKenzie v. Livingston
& Welsh, reported in a note to the 3d Term 333, in the
case of
Stuart v. Wolf, in which McKenzie preferred a
libel in the vice-admiralty court in Jamaica to obtain condemnation
of a sum of money captured by him and not paid into the registry of
the court. Livingston and Welsh filed a claim, and that court
decreed to them "the sum of �1,300
Page 26 U. S. 135
in the possession of the captor." McKenzie appealed to the lords
commissioners, who affirmed the decree below, and the cause was
remitted for further proceedings.
In that case, the
res was avowedly out of possession of
the court, and yet, upon the submission of the party who held it,
the court entertained jurisdiction and decreed upon the cause as if
the claimant had been libellant and the libellant stood in his
place.
When money is the thing in contest or the thing captured has
been converted into money, it becomes essentially a debt, and of
course a metaphysical thing -- not to be arrested specifically.
Upon this view of the subject, the district court might have
exercised jurisdiction over the whole capture, and did entertain
jurisdiction in the very act of dismissing the libel upon the
question of right. Then, when the whole cause was brought by appeal
before the circuit court, I hold that the circuit court was bound
to go as far as it could go without entrenching upon the sovereign
rights of the state, which, for the purposes of justice, had thus
consented to enter into the litigation between these parties --
that is, as far as a decree.
Had not the progress of the court been arrested by this appeal,
it could certainly have gone no further than to issue its monition.
But it cannot be doubted that upon Madrazo's petitioning the
legislature on the subject, their officers would have been
instructed to dispose of the property and money according to the
decree of the court. Subsequent events, however, have given a new
aspect to things, and Madrazo, with abundant proofs of his rights,
is left without remedy.
Decree. -- These causes came on, &c., on
consideration whereof. This Court is of opinion that there is error
in so much of the decree of the said circuit court as directs
restitution of the slaves libeled by Juan Madrazo and the issue of
the females in the custody of the government of the State of
Georgia or the agent or agents of the said state, and that the
proceeds of those slaves who were sold by order of the government
of the said state be paid to the said Juan Madrazo, the circuit
court not having jurisdiction of a cause in which the plaintiff
asserts a claim upon the state, and that the same ought to be
reversed and annulled, and the libel of the said Juan Madrazo is
ordered to be dismissed. And this Court is further of opinion that
there is no error in the residue of the said decree, and the same
is hereby affirmed, and it is further considered and ordered that
the said cause be remanded to the said circuit court with
directions for further proceedings, to be had thereon according to
law and justice in conformity to this opinion.