As applied to criminal procedure, if the accused has been heard
in a court of competent jurisdiction and proceeded against under
the orderly processes of law, and only punished after inquiry and
investigation on notice with opportunity to be heard, and judgment
awarded within the authority of a constitutional law, he has not
been denied due process of law.
The lawmaking power in the Philippine Islands has power to
preserve by statutory enactment the right to prosecute and punish
offenses committed prior to the repeal of an act defining and
punishing the offense, and a decision of the Supreme Court of the
Philippine Islands holding that one who committed the offense
before the repeal of the act can be punished after the repeal does
not amount to a denial of due process of law within the meaning of
the due process clause of the Act of July 1, 1902.
The facts, which involve the validity of a conviction in the
Philippine Islands and the construction of the Act of July 1, 1902,
are stated in the opinion.
Page 218 U. S. 277
MR. JUSTICE DAY delivered the opinion of the Court.
The plaintiffs in error bring this case here for review by writ
of error to the Supreme Court of the Philippine Islands, upon the
ground that the effect of the judgment of that court has been to
deprive them of due process of law, in violation of § 5 of the
Act of Congress of July 1, 1902, 32 Stat. 692, c. 1369, enacting
the due process clause of the federal Constitution as a part of the
statute for the government of those islands. No other question is
presented in the record which we can review.
The plaintiffs in error were tried, convicted, and sentenced on
October 4, 1907, in the court of first instance, for violation of
§ 343 of the Philippine Penal Code, which makes it an offense
to conduct a gambling house, or to be a banker therein. Plaintiffs
in error were sentenced in the court of first instance to two
months and one day of
arresto mayor, with the accessories
of § 61, and to pay a fine of 625 pesetas, and in default
thereof to suffer subsidiary imprisonment, not to exceed one-third
of the principal penalty, and costs.
Upon appeal to the Supreme Court of the Philippine Islands, that
court held that the guilt of the appellants was fully established,
and affirmed the judgment of the court of first instance. In the
Supreme Court, the plaintiffs in error made the objection, which is
the foundation of the proceedings here, that they were convicted
under the provisions of article 343 of the Philippine Code for
an
Page 218 U. S. 278
offense committed on the fifteenth of September, 1907; that
thereafter the Philippine Commission, on October 9, 1907, by an act
numbered 1757, repealed, among others, article 343 of the
Philippine Penal Code, and that consequently the court had no
authority to impose upon the appellants the penalty prescribed in
the repealed article of the Code. The Supreme Court of the islands
denied this contention upon the authority of another decision in
the same court.
United States v. Cuna, 12 Phi. 241. A
reference to the
Cuna case shows that the Supreme Court of
the Philippines, construing the articles of the local penal code
and applying what was deemed the applicable Spanish law, held that
whether an act was punishable after the repeal of the act under
which it was undertaken to be inflicted depended upon whether or
not, at the time of the commission of the act, there was a law in
force which penalized it. The court reserved the question whether
the punishment provided in the repealing act could alone be
inflicted if such penalty is more favorable to the accused than
that prescribed in the former act, because of the provisions of
article 22 of the code, which provides that penal laws shall have a
retroactive effect insofar as they favor persons convicted of a
crime or misdemeanor.
It appears that the new act, No. 1757, which took the place of
the repealed act, article No. 343 of the Philippine Penal Code, did
not undertake to wipe out the offense of gambling, or keeping a
gambling house in the Philippine Islands, but substantially
reenacted the former law with more elaboration and detail in its
provisions than were contained in the former law.
In the new act, § 2 defines a gambling house to be a
building or structure or vessel, or part thereof, in which gambling
is frequently carried on. Under article 343 of the Penal Code of
the Philippine Islands, as it existed when the sentence in this
case was imposed, the bankers
Page 218 U. S. 279
and proprietors of houses where games of chance, stakes, or
hazard are played were punished. The decision of the court of first
instance, found in the record in this case, held that, in order to
punish the crime of gambling, in accordance with article 343 of the
Penal Code, it must appear that the house where the gambling took
place was a house devoted to encouraging gambling, as held in
various decisions of the Supreme Court of Spain applicable to the
case at bar, and that such facts had been fully established by the
proof in the case.
The sentence imposed was within the limits provided in act No.
1757, under which the keeping of a gambling house can be punished.
The case therefore presented for our consideration, is one of
conviction under a statute which was repealed after the conviction
and sentence in the court of first instance, the repealing act also
providing for the punishment of the same offense, and within
limitations not exceeded by the sentence imposed under the former
act.
The precise question then is did the Supreme Court of the
Philippine Islands deny the plaintiffs in error due process of law
in affirming a conviction under the circumstances stated? It is
argued that the Supreme Court of the Philippines misapplied the
provisions of the Penal Code and the Spanish law in the light of
which it was interpreted. On the part of the government, it is
insisted that, even at common law, the affirmation of a conviction
under a law valid when it was had was not erroneous, and that it
was within the power of a reviewing court so to do; but we are not
concerned with this question. Our sole province is to determine
whether the judgment of the Supreme Court of the Philippine Islands
amounts to a denial of due process of law.
This Court has had frequent occasion to consider the
requirements of due process of law as applied to criminal
procedure, and, generally speaking, it may be said that
Page 218 U. S. 280
if an accused has been heard in a court of competent
jurisdiction, and proceeded against under the orderly processes of
law, and only punished after inquiry and investigation, upon notice
to him, with an opportunity to be heard, and a judgment awarded
within the authority of a constitutional law, then he has had due
process of law.
Rogers v. Peck, 199
U. S. 435;
Twining v. New Jersey, 211 U. S.
78, and the cases therein cited.
In the present case, there can be no doubt that the lawmaking
power in the Philippine Islands could, by statutory enactment, have
preserved the right to prosecute and punish offenses committed in
violation of the former law while in force in the islands,
notwithstanding the repeal of the act. The effect of the decision
of the Philippine Supreme Court is to hold that, under the law and
local statutes, the repealing act reenacting substantially the
former law, and not increasing the punishment of the accused, the
right still exists to punish the accused for an offense of which
they were convicted and sentenced before the passage of the later
act. In other words, the effect of the decision construing the
local law is to accomplish what it was clearly within the power of
the legislative authority to do by an express act saving the right
to proceed as to offenses already committed. The accused have not
been punished for a crime which was not punishable when committed
by the sentence imposed. The Supreme Court has only held that the
right to impose the penalty of the law under the Philippine Penal
Code has not been taken away by the subsequent statute. We are
unable to see that due process of law, which is the right of a
person accused of a crime, when prosecuted within a jurisdiction
wherein the Constitution of the United States, or a statute
embracing its provisions, is in force, has been denied.
The judgment of the Supreme Court of the Philippine Islands will
be affirmed.
Affirmed.