The previous decisions of this Court are not to be construed as
holding that only pioneer patents are entitled to invoke the
doctrine of equivalents, but that the range of equivalents depends
upon the degree of invention, and infringement of a patent not
primary is therefore not averted merely because defendant's machine
may be differentiated.
Under § 4888, Rev.Stat., the claims measure the invention,
and while the inventor must describe the best mode of applying the
principle of his invention, the description does not necessarily
measure the invention.
Where both of the lower courts find that complainant did with
his machine what had never been done before and that defendant's
machine infringed, this Court will not disturb those findings
unless they appear to be clearly wrong.
Patents are property, and entitled to the same rights and
sanctions as other property.
Page 210 U. S. 406
An inventor receives from a patent the right to exclude others
from its use for the time prescribed in the statute, and this right
is not dependent on his using the device or affected by his nonuse
thereof, and, except in a case where the public interest is
involved, the remedy of injunction to prevent infringement of his
patent will not be denied merely on the ground of nonuser of the
invention.
150 F. 741 affirmed.
This is a bill in equity to restrain the infringement of letters
patent No. 558,969, issued to William Liddell for an improvement in
paper bag machines, for making what are designated in the trade as
self-opening square bags. The claims in suit do not include
mechanism for making a complete bag, but only mechanism for
distending one end of a tucked or bellows-folded paper tube made by
other mechanism, and folding it down into a form known in the art
as the "diamond fold." This fold is flattened and pasted by other
mechanism and forms a square bottom to the bag.
The bill is in the usual form, and alleges infringement of the
claims by the Continental Paper Bag Company, hereafter called the
Continental Company, and prays for an accounting and an
injunction.
The answer interposed the defense of nonjurisdiction of a court
of equity, noninfringement of the Liddell patent by defendant
(Continental Company), and want of invention.
The allegation of the answer as to the jurisdiction of the court
is as follows:
"The defendant says, on information, advice, and belief, that a
court of equity has no jurisdiction to grant any prayer of the bill
of complaint, even if the said Liddell patent, No. 558,969, were
valid, and even if the defendant's paper bag machines were to be
held to infringe that patent; because the said patent, No. 558,969,
is a mere paper proposition which the complainant has never put
into effect or use, and because it is contrary to equity to
suppress a useful and established business, like that which the
defendant is prosecuting with its paper bag machines at the request
of a complainant which simply owns one paper bag machine patent
that has never been employed by
Page 210 U. S. 407
that complainant in any way in any paper bag machinery, and
because the complainant in this case has a plain, adequate, and
complete remedy at law for any infringement which may have been
done upon Liddell letters patent, No. 558,969."
The circuit court adjudged the patent valid as to the first,
second, and seventh claims thereof; that the Eastern Paper Bag
Company was the owner of the letters patent; that Liddell was the
original and first inventor of the improvements described in the
claims, and that the Continental Company had infringed the same. It
was also adjudged that the Eastern Company recover of the
Continental Company the profit the latter had made or received by
the infringement. An account was ordered and a perpetual injunction
decreed. 142 F. 479. The decree was affirmed by the circuit court
of appeals. 150 F. 741. This certiorari was then granted.
Page 210 U. S. 413
MR. JUSTICE McKENNA delivered the opinion of the Court.
The defense of want of invention in the Liddell machine is not
urged here, because it is said that the decision of that question
depends upon mechanical comparisons too numerous and complicated to
be conveniently made by a bench of judges, and because, though the
Liddell patent approaches closely the prior art, it "perhaps covers
a margin of differentiation sufficient, though barely sufficient,
to constitute invention."
The two questions, therefore, which remain for decision are the
jurisdiction of the court and the question of infringement. We will
consider the latter question first. It does not depend, counsel for
the Continental Company says, "upon any issue of fact, but does
depend, as questions of infringement" sometimes do, upon a "point
of law." This point of law, it is further said, has been formulated
in a decision of this Court as follows:
"Where the patent does not embody a primary invention, but only
an improvement on the prior art, and defendant's machines can be
differentiated, the charge of infringement is
Page 210 U. S. 414
not sustained."
Counsel for respondent do not contend that the Liddell invention
is primary within the definition given of that term by petitioner.
Their concession is that it is "not basic, in the sense of covering
the first machine ever produced to make self-opening square bags by
machinery." They do contend, however, that it is one of high rank,
and, if it be given a
"fair construction and scope, no matter whether we call it
basic, primary, or broad, or even merely entitled to be construed
as covering obvious mechanical equivalents, the question of
infringement of the claims in suit by petitioner's machine becomes
mechanically, and from a patent law standpoint, a simple one in
spite of slight differences of operation, and of reversal of some
of the moving parts."
The lower courts did not designate the invention as either
primary or secondary. They did, however, as we shall presently see,
decide that it was one of high rank, and entitled to a broad range
of equivalents. It becomes necessary, therefore, to consider the
point of law upon which petitioner contends the question of
infringement depends.
The citation is from
Cimiotti Unhairing Co. v. American Fur
Refining Co., 198 U. S. 399, and
Kokomo Fence Machine Case, 189 U. S.
8, was adduced to sustain the proposition. But the whole
opinion must be considered, and it will be seen from the language
which we shall presently quote that it was not intended to say that
the doctrine of equivalents applied only to primary patents.
We do not think it is necessary to follow counsel for petitioner
in his review of other cases which, he urges, sustain his
contention. The right view is expressed in
Miller v. Eagle
Manufacturing Company, 151 U. S. 186,
151 U. S. 207,
as follows:
"The range of equivalents depends upon the extent and nature of
the invention. If the invention is broad or primary in its
character, the range of equivalents will be correspondingly broad,
under the liberal construction which the courts give to such
inventions."
And this was what was decided in
Kokomo Fence Machine Case,
supra, Cimiotti Unhairing Company
Page 210 U. S. 415
v. American Fur Refining Company, supra, and
Computing Scale Company v. Automatic Scale Company,
204 U. S. 609. It
is from the second of those cases, as we have seen, that the
citation is made which petitioner contends the point of law upon
which infringement depends is formulated; but it was said in that
case:
"It is well settled that a greater degree of liberality and a
wider range of equivalents are permitted where the patent is of a
pioneer character than when the invention is simply an improvement,
maybe the last and successful step, in the art theretofore
partially developed by other inventors in the same field."
It is manifest, therefore, that it was not meant to decide that
only pioneer patents are entitled to invoke the doctrine of
equivalents, but that it was decided that the range of equivalents
depends upon and varies with the degree of invention.
See Ives
v. Hamilton, 92 U. S. 426;
Hoyt v. Horne, 145 U. S. 302;
Deering v. Winona Harvester Works, 155 U.
S. 286; Walker, Patents, § 362; Robinson, Patents,
§ 258.
We start, then, with the proposition that the Eastern Company
may invoke for the Liddell patent the doctrine of equivalents; but,
without deciding now how broadly, we proceed to the consideration
of the question of infringement. Invention is conceded to the
Liddell machine, as we have seen, by the Continental Company. The
concession, however, is qualified by the assertion that it covers
only a "margin of differentiation" from the prior art. The circuit
court and the circuit court of appeals had a higher estimate of it.
The circuit court said that the nature of its invention was
"clear . . . [was] disconnected from what precedes it by such a
hiatus that, if the claims are as extensive as the invention, there
is no difficulty so far as concerns the application to the case of
the rules with reference to equivalents."
And answering the contention that it was the twentieth in the
line of patents in its branch of the arts, and that it should be
limited to the details described in its specifications, it was said
that there was
"such
Page 210 U. S. 416
hiatus between them and what appears on the face of the Liddell
patent that they have no effect either in narrowing or broadening
the alleged Liddell invention."
The circuit court of appeals affirmed the decree of the circuit
court. It was less circumstantial than the circuit court in
describing the invention. It said, however, after stating the
claims, that their breadth
"would imperil the patent, were the real invention less broad,
but the defendant [the Continental Company] has not pointed out,
and we have been unable to find, any operative combination of a
rotary cylinder and a forming plate oscillating thereon earlier
than the patent in suit. If, therefore, the patent is valid, it has
a wide scope, and the mechanical arrangement used by the defendant
is fairly within its terms."
The lower courts therefore found that the invention was a broad
one, and that the machine used by the Continental Company was an
infringement. And these were questions of fact upon which, both of
the courts concurring, their findings will not be disturbed unless
clearly wrong.
See the case of
La Bourgogne,
ante, p.
210 U. S. 95. To
decide the question of invention, an examination of the prior art
was necessary, and a consideration of what step in advance of that
art, if any, the Liddell patent was. To decide the question of
infringement, a comparison of the Liddell machine with the machine
used by the Continental Company was necessary, and a determination
of their similarity or difference. What was involved in these
inquiries of fact and the conclusions from them is indicated by a
record of many hundred pages of expert testimony and exhibits.
We shall proceed, then, to consider upon what grounds the
circuit court and circuit court of appeals proceeded, and their
sufficiency to sustain the judgments rendered within the rule
announced.
The bill alleges the infringement of Claims 1, 2, and 7. The
courts below selected Claim 1 for consideration, as determinative
of the questions arising, as well on the other two claims as on it.
In this, counsel for the Continental Company acquiesced.
Page 210 U. S. 417
Claim 1 is as follows:
"In a paper bag machine, the combination of a rotating cylinder
provided with one or more pairs of side-folding fingers adapted to
be moved toward or from each other, a forming plate also provided
with side-forming fingers adapted to be moved toward of from each
other, means for operating said fingers at definite times during
the formative action upon the bag tube, operating means for the
forming plate adapted to cause the said plate to oscillate about
its rear edge upon the surface of the cylinder during the rotary
movement of said cylinder, the whole operating for the purpose of
opening and forming the bottom of the bag tube, and means to move
the bag tube with the cylinder. [
Footnote 1]"
"The pith of . . . [the] invention," the circuit court said,
"is the combination of a rotating cylinder with means for
operating the forming plate in connection therewith, limited,
however, to means which cause the plate to oscillate about its rear
edge."
The court expressed the opinion that the invention extended to
every means by which that result could be attained,
Page 210 U. S. 418
and rejected the contention of the Continental Company that the
invention was no broader than the details described in the
specification. The court said that it was unable to see upon what
the proposition could be based. And further said that there was
nothing in the prior art which either broadened or narrowed the
Liddell invention. "If any of . . . [the nineteen patents which had
been put in evidence]," the court added,
"pointed out any form of combining the forming plate with a
rotating cylinder, they would, of course, narrow what Liddell could
claim; but they have nothing of that kind."
And, speaking of the claims and their limitation by the
description, it was said:
"Nothing in the manner in which the claims are expressed adopts
as an element the detailed description contained in the
specification. So far as the details of that description are
concerned, they come within the ordinary rule of the preferable
method."
We think it is clear that the court considered that Liddell
sought to comply with § 4888 of the Revised Statutes.
[
Footnote 2] In other words, he
filed a description of his invention, explained its principle and
the best mode in which he "contemplated applying that principle,"
and did not intend to give up all other modes of application. An
inventor must describe what he conceives to be the best mode, but
he is not confined to that. If this were not so, most patents would
be of little worth.
"The principle of the invention is a unit, and invariable;
the
Page 210 U. S. 419
modes of its embodiment in the concrete invention may be
numerous and in appearance very different from each other."
2 Robinson, Patents, § 485. The invention, of course, must
be described, and the mode of putting it to practical use, but the
claims measure the invention. They may be explained and illustrated
by the description. They cannot be enlarged by it.
Yale Lock
Co. v. Greenleaf, 117 U. S. 554.
Snow v. Lake Shore &c. Railway. Co., 121 U.
S. 617, is a case where a claim was limited by a
description of the device, with reference to drawings. The court,
in rejecting the contention that the description of the particular
device was to be taken as a mere recommendation of the patentee of
the manner in which he contemplated to arrange the parts of his
machine, said there was nothing in the context to indicate that the
patentee contemplated any alterative for the arrangement of the
parts of the device. Therein the description is distinguished from
the description in the Liddell patent. Liddell was explicit in the
declaration that there might be alternatives for the device
described and illustrated by him. He was explicit in saying that,
in place of the device for controlling the movement of the forming
plate relatively to the cylinder, that the plate might "be moved or
operated by any other suitable means."
This Court said in
Cimiotti Unhairing Company v. American
Fur Refining Co., supra:
"In making his claim, the inventor is at liberty to choose his
own form of expression, and while the courts may construe the same
in view of the specifications and the state of the art, they may
not add to or detract from the claim."
See also Howe Machine Co. v. National Needle Co.,
134 U. S. 388,
134 U. S.
394.
The discussion thus far brings us to two propositions: that
infringement is not averted merely because the machine alleged to
infringe may be differentiated from the patented machine, even
though the invention embodied in the latter be not primary, and
second, that the description does not necessarily limit the claims.
It is probably not contended
Page 210 U. S. 420
abstractly by the Continental Company that the description
necessarily limits the claims, but only in the case at bar, as
following from the first proposition -- that is, as resulting from
the alleged narrow character of the Liddell invention. A few words
more may be necessary to develop fully the contention. Counsel
separates the claims of the Liddell machine into divisions, and
says that the fourth division of the claimed mechanism in each of
the three claims alleged to be infringed is in exactly the same
words, which words are:
"Operating means for the forming plate, adapted to cause the
said plate to oscillate about its rear edge upon the surface of the
cylinder during the rotary movement of said cylinder."
And it is argued that neither claim designates "operating
means," either by names or by reference letters or numerals, and
recourse must therefore be had to the descriptive part of the
specification to ascertain what "operating means" are meant, and
then construe the claim as calling for those "operating means" or
their equivalents. The other way, it is said, is to ignore the
descriptive part of the specification "and to construe the claim as
being satisfied by any
operating means' which can perform the
particular function designated in the claim." Under the second
method, it is insisted, identity of function constitutes
infringement. Under the first method, identity of function must be
accompanied by substantial identity of character and substantial
identity of mode of operation in order to constitute that result.
The second method was adopted, it is urged, by the circuit court,
and led it into the error of deciding that
"Liddell's alleged invention covered every method of combining
the rotating cylinder with the forming plate by causing the plate
to oscillate about its rear edge on the surface of the cylinder,
and the claims are as broad as the invention."
It may be well, before considering these contentions, to refer
again to the view which the circuit court and the circuit court of
appeals had of Liddell's patent. The circuit court said that the
"pith" of the invention
"is the combination of a rotating cylinder with means for
operating the forming plate
Page 210 U. S. 421
in connection therewith, limited, however, to means which cause
the plate to oscillate about its rear edge on the surface
thereof,"
and distinguished the invention from the prior art, as
follows:
"Aside from the cylinder and the forming plate oscillating about
its rear edge, everything in these claims [the claims of the
patent] is necessarily old in the arts."
It was this peculiar feature of novelty, it was said, which
clearly distinguished it from all that went before it. This
conclusion was in effect affirmed by the circuit court of appeals.
The latter court said that the folding of the bottoms of S.O.S.
paper bags had been accomplished in the prior art
"both by a folding plate reciprocating upon a plane and by the
operation of fingers upon a cylinder. The folding plate and the
cylinder had never been combined. The complainant urges with much
probability that the reason why they had not been combined lay in
the difficulty of operating a pivoted folding from upon the surface
of a cylinder. Two circles external to each can be in contact at
but one point, while, in order that the folding plate may operate,
its end, as it moves upon a pivot, must remain for some distance in
contact with the surface of the revolving cylinder. The problem may
be solved by causing the pivot or axis of the folding plate to
yield away from the cylinder, or by causing the surface of the
cylinder to be depressed away from the folding plate. The patent in
suit adopts the first device, the defendant's machine the second,
and the crucial question before the court is this: under all the
circumstances of the case, is the second method, as compared with
the first, within the doctrine of equivalents?"
The court, as we have seen, concluded from the character of the
Liddell patent that "the second method" -- that is, the method of
the Continental Company's machine -- was "within the doctrine of
equivalents."
Counsel, however, contends that the circuit court, in its
decision, virtually gave Liddell a patent for a function by holding
that he was entitled to every means to cause the forming plate to
oscillate about its rear edge.
Page 210 U. S. 422
The distinction between a practically operative mechanism and
its function is said to be difficult to define. Robinson, Patents,
§§ 144
et seq. It becomes more difficult when a
definition is attempted of a function of an element of a
combination which is the means by which other elements are
connected and by which they coact and make complete and efficient
the invention. But abstractions need not engage us. The claim is
not for a function, but for mechanical means to bring into working
relation the folding plate and the cylinder. This relation is the
very essence of the invention, and marks the advance upon the prior
art. It is the thing that never had been done before, and both the
lower courts found that the machines of the Continental Company
were infringements of it. It is not possible to say that the
findings of those courts on that fact or on the fact of invention
were clearly wrong, notwithstanding the great ability of the
argument submitted against them.
2. The next contention of the petitioner is that a court of
equity has no jurisdiction to restrain the
"infringement of letters patent the invention covered by which
has long and always and unreasonably been held in nonuse . . .
instead of being made beneficial to the art to which it
belongs."
It will be observed that it is not urged that nonuse merely of
the patent takes jurisdiction from equity, but an unreasonable
nonuse. And counsel concedes indulgence to a nonuse which is
"nonchargeable to the owner of the patent," as lack of means, or
lack of ability or opportunity to induce others to put the patent
to use. In other words, a question is presented not of the
construction of the law simply, but of the conduct of the patentee
as contravening the supposed public policy of the law.
The foundation of the argument of the petitioner is, as we have
intimated, the policy of the patent laws executing the purpose of
the Constitution of the United States to promote the progress of
science and useful arts by securing for limited times to inventors
the exclusive right to their respective discoveries.
Page 210 U. S. 423
Art. 1, § 8. And it is urged that the nonuse of an
invention for seventeen years (of course, the whole term of the
patent may be selected to test the argument) is not to promote the
progress of the useful arts, and the contention is that equity
should not give its aid to defeat the policy of the statute, but
remit the derelict patentee to his legal remedy. The penalty does
not seem to fit the case. It is conceded that the patent is not
defeated -- only that a particular remedy is taken away. It is
conceded that the remedy at law remains. It is conceded, therefore,
that a right has been conferred, but it is said that it may be
infringed though the policy of the law in violated. The petitioner,
further to sustain its side of the question, refers to the
provision in § 4921, giving power to the courts to grant
injunctions. The provision is:
"The several courts vested with jurisdiction of cases arising
under the patent law shall have power to grant injunctions
according to the course and principles of courts of equity, to
prevent the violation of any right secured by patent, . . ."
and the petitioner cites
Root v. Railway Company,
105 U. S. 189,
105 U. S. 216,
for the contention that the statute does not confer power to grant
the injunction, except as incidental to some other equity.
It may be well, however, before considering what remedies a
patentee is entitled to, to consider what rights are conferred upon
him. The source of the rights is, of course, the law, and we are
admonished at the outset that we must look for the policy of a
statute, not in matters outside of it -- not to circumstances of
expediency and to supposed purposes not expressed by the words. The
patent law is the execution of a policy having its first expression
in the Constitution, and it may be supposed that all that was
deemed necessary to accomplish and safeguard it must have been
studied and provided for. It is worthy of note that all that has
been deemed necessary for that purpose, through the experience of
years, has been to provide for an exclusive right to inventors to
make, use, and vend their inventions. In other words, the language
of complete monopoly has been employed, and though at first
Page 210 U. S. 424
only a remedy at law was given for a violation of the right, a
remedy in equity was given as early as 1819. There has been no
qualification, however, of the right, except as hereinafter stated.
An exception which, we may now say, shows the extent of the right
-- a right so explicitly given and so complete that it would seem
to need no further explanation than the word of the statute. It
has, however, received explanation in a number of cases which bring
out clearly the services rendered by an inventor to the arts and
sciences and to the public. Those cases declare that he receives
nothing from the law that he did not have before, and that the only
effect of the patent is to restrain others from manufacturing and
using that which he has invented.
United States v. American
Bell Telephone Company, 167 U. S. 249.
And it was further said in that case that the inventor could have
kept his discovery to himself; but, to induce a disclosure of it,
Congress has, by its legislation, made in pursuance of the
Constitution, guaranteed to him an exclusive right to it for a
limited time, and the purpose of the patent is to protect him in
this monopoly -- not to give him a use which he did not have
before, "but only to separate to him an exclusive use." And it was
pointed out that the monopoly which he receives is only for a few
years. The Court further said:
"Counsel seem to argue that one who has made an invention and
thereupon applies for a patent therefor occupies, as it were, the
position of a
quasi-trustee for the public; that he is
under a sort of moral obligation to see that the public acquires
the right to the free use of that invention as soon as is
conveniently possible. We dissent entirely from the thought thus
urged. The inventor is one who has discovered something of value.
It is his absolute property. He may withhold the knowledge of it
from the public, and he may insist upon all the advantages and
benefits which the statute promises to him who discloses to the
public his invention."
And the same relative rights of the patentee and the public were
expressed in prior cases, and we cite them because there is
something more than the repetition of the same thought
Page 210 U. S. 425
by doing so. It shows that, whenever this Court has had occasion
to speak, it has decided that an inventor receives from a patent
the right to exclude others from its use for the time prescribed in
the statute. "And, for his exclusive enjoyment of it during that
time, the public faith is pledged." Chief Justice Marshall, in
Grant v.
Raymond, 6 Pet. 242,
31 U. S.
243.
And, in
Bloomer v.
McQuewan, 14 How. 539, Chief Justice Taney
said:
"The franchise which the patent grants consists altogether in
the right to exclude everyone from making, using, or vending the
thing patented without the permission of the patentee. This is all
that he obtains by the patent."
In
Patterson v. Kentucky, 97 U. S.
501, it was said that an inventor's own right to the use
was not enlarged or affected by a patent.
See also Wilson v.
Rousseau, 4 How. 646,
45 U. S. 674;
Seymour v.
Osborne, 11 Wall. 516,
78 U. S. 533;
Cammeyer v. Newton, 94 U. S. 225;
Densmore v. Scofield, 102 U. S. 375.
It may be said that these cases deal only with the right of a
patentee, and not with the remedy, whether at law or equity, that
he may at any time, or in all his situations, be entitled to. And
there is no case in this Court that explicitly does so. However, in
the three last cases cited, it was decided that patents are
property, and entitled to the same rights and sanctions as other
property.
In
Bement v. National Harrow Company, 186 U. S.
70,
186 U. S. 90,
adopting the language of the Circuit Court of Appeals for the Sixth
Circuit in
Heaton Peninsular Company v. Eureka Specialty
Company, 77 F. 294, it was said:
"If he [a patentee] see fit, he may reserve to himself the
exclusive use of his invention or discovery. If he will neither use
his device nor permit others to use it, he has but suppressed his
own, . . . his title is exclusive, and so clearly within the
constitutional provisions in respect of private property that he is
neither bound to use his discovery himself nor permit others to use
it. The dictum found in
Hoe v. Knap, 27 F. 204, is not
supported by reason or authority."
In
Hoe v. Knap, Judge Blodgett refused an
injunction
Page 210 U. S. 426
against the infringer, holding that, "under a patent which gives
a patentee a monopoly, he is bound to either use the patent himself
or allow others to use it on reasonable terms." In a number of the
circuit courts of appeals, it has been decided that, as a
consequence of the exclusive right of the patentee, he is entitled
to an injunction against an infringer even though he (the patentee)
does not use the patented device. The cases are inserted in the
margin, [
Footnote 3] also
decisions of the circuit courts, [
Footnote 4] some of which refine the right of a patentee
and others holding that, as incident to the right, he is entitled
to an injunction though he had not used his invention.
Counsel for petitioner cites counter-cases which he contends are
more direct authority. [
Footnote
5] He also reviews the cases cited
Page 210 U. S. 427
by respondent, and contends that they are not relevant to the
question in the case at bar, which is not that of the simple nonuse
of a patent, but a long and unreasonable nonuse of it. Judge
Aldrich, in his dissenting opinion in the court of appeals,
excluded the cases as authoritative for a different reason than
counsel expresses. The learned judge said:
"Simple nonuse is one thing. Standing alone, nonuse is no
efficient reason for withholding injunction. There are many reasons
for nonuse which, upon explanation, are cogent; but when acquiring,
holding, and nonuse are only explainable upon the hypothesis of a
purpose to abnormally force trade into unnatural channels -- a
hypothesis involving an attitude which offends public policy, the
conscience of equity, and the very spirit and intention of the law
upon which the legal right is founded -- it is quite another thing.
This is an aspect which has not been considered in a case like the
one here."
Respondent attacks the conclusion of Judge Aldrich and that of
petitioner, and insists that there is nothing in the record to show
that the nonuse of the patent was either unreasonable or sinister.
A very strong argument is presented by respondent. Its counsel
pointedly say that "there is no record evidence at all on the
subject or character of complainants' [respondents'] use or
nonuse," and points out that neither the assignments of error on
appeal to the circuit court of appeals nor the petition for
rehearing in that court presented the question that the injunction
should be denied on the ground of mere nonuse or unreasonable
nonuse. Let us see what the courts say, and what petitioner says.
The circuit court says:
"We have stated that no machine for practical manufacturing
purposes was ever constructed under the Liddell patent. The record
also shows that the complainant, so to speak, locked up its patent.
It has never attempted to make any
Page 210 U. S. 428
practical use of it, either itself or through licenses, and
apparently its proposed policy has been to avoid this. In this
respect, it has not the common excuse of a lack of means, as it is
unquestioned that the complainant is a powerful and wealthy
corporation. We have no doubt that the complainant stands in the
common class of manufacturers who accumulate patents merely for the
purpose of protecting their general industries and shutting out
competitors."
The comment of the circuit court of appeals is:
"The machine of the patent in suit is mechanically operative, as
was shown experimentally for the purposes of this suit, but it has
not been put into commercial use. No reason for the nonuser appears
in the evidence, so far as we can discover. The defendant's machine
has been an assured commercial success for some years. It was
suggested at the oral argument that an unused patent is not
entitled to the protection given by the extraordinary remedy of an
injunction. This contention was not made in the defendant's printed
brief. While this question has not been directly passed upon, so
far as we are informed, in any considered decision of the Supreme
Court, yet the weight of authority is in favor of the
complainant."
The cases were cited.
If these statements are to be reconciled, it can only be by
supposing that the circuit court inferred the motive of the
respondents from the unexplained nonuse of the patent. But
petitioner has given its explanation of the purpose of respondent.
Quoting Judge Aldrich, that the patent in suit has been
"deliberately held in nonuse for a wrongful purpose," petitioner
asks,
"What was that wrongful purpose? It was the purpose to make more
money with the existing old reciprocating Lorenz & Honiss
machines and the existing old complicated Stilwell machines than
could be made with new Liddell machines, when the cost of building
the latter was taken into account. And this purpose was effective
to cause the long and invariable nonuse of the Liddell invention
notwithstanding that new Liddell machines might have produced
Page 210 U. S. 429
better paper bags than the old Lorenz & Honiss machines or
the old Stilwell machines were producing."
But, granting all this, it is certainly disputable that the
nonuse was unreasonable, or that the rights of the public were
involved. There was no question of a diminished supply or of
increase of prices, and can it be said as a matter of law that a
nonuse was unreasonable which had for its motive the saving of the
expense that would have been involved by changing the equipment of
a factory from one set of machines to another? And even if the old
machines could have been altered, the expense would have been
considerable. As to the suggestion that competitors were excluded
from the use of the new patent, we answer that such exclusion may
be said to have been of the very essence of the right conferred by
the patent, as it is the privilege of any owner of property to use
or not use it, without question of motive.
Connolly v. Union
Sewer Pipe Co., 184 U. S.
546.
The right which a patentee receives does not need much further
explanation. We have seen that it has been the judgment of Congress
from the beginning that the sciences and the useful arts could be
best advanced by giving an exclusive right to an inventor. The only
qualification ever made was against aliens, in the act of 1832.
That act extended the privilege of the patent law to aliens, but
required them "to introduce into public use in the United States
the invention or improvement within one year from the issuing
thereof," and indulged no intermission of the public use for any
period longer than six months. A violation of the law rendered the
patent void. The act was repealed in 1836. It is manifest, as is
said in Walker on Patents, § 106, that Congress has not
"overlooked the subject of nonuser of patented inventions." And
another fact may be mentioned. In some foreign countries, the right
granted to an inventor is affected by nonuse. This policy, we must
assume, Congress has not been ignorant of, nor of its effects. It
has nevertheless selected another policy; it has continued that
policy through many years. We may assume that
Page 210 U. S. 430
experience has demonstrated its wisdom and beneficial effect
upon the arts and sciences.
From the character of the right of the patentee, we may judge of
his remedies. It hardly needs to be pointed out that the right can
only retain its attribute of exclusiveness by a prevention of its
violation. Anything but prevention takes away the privilege which
the law confers upon the patentee. If the conception of the law
that a judgment in an action at law is reparation for the trespass,
it is only for the particular trespass that is the ground of the
action. There may be other trespasses and continuing wrongs and the
vexation of many actions. These are well recognized grounds of
equity jurisdiction, especially in patent cases, and a citation of
cases is unnecessary. Whether, however, a case cannot arise where,
regarding the situation of the parties in view of the public
interest, a court of equity might be justified in withholding
relief by injunction we do not decide.
Decree affirmed.
MR. JUSTICE HARLAN thinks that the original bill should have
been dismissed. He thinks the facts are such that the court should
have declined, upon grounds of public policy, to give any relief to
the plaintiff by injunction, and he dissents from the opinion and
judgment.
[
Footnote 1]
"2. In a paper bag machine, the combination of the rotating
cylinder provided with one or more pairs of side-folding fingers
adapted to be moved toward or from each other, a forming plate also
provided with side-forming fingers adapted to be moved toward or
from each other, means for operating said fingers at definite times
during the formative action upon the bag tube, operating means for
the forming plate adapted to cause the said plate to oscillate
about its rear edge upon the surface of the cylinder during the
rotary movement of said cylinder for the purpose of opening and
forming the bottom of the bag tube, a finger moving with the
forming plate for receiving the upper sheet of the tube and lifting
it during the formative action, power devices for returning the
forming plate to its original position to receive a new bag tube,
and means to move the bag tube with the cylinder."
"7. In a paper bag machine, the combination of the rotating
cylinder with the bag tube provided with one or more pairs of
folding fingers adapted to be moved toward or from each other, a
forming plate also provided with forming fingers adapted to be
moved toward or from each other, means for operating said fingers
at definite times during the formative action upon the bag tube,
operating means for the forming plate adapted to cause the said
plate to oscillate about its rear edge upon the surface of the
cylinder during the rotary movements of said cylinder for the
purpose of opening and forming the bottom of the bag tube, and
connecting mechanism for timing the movements of the rotating
cylinder and the forming plate."
[
Footnote 2]
"SEC. 4888. Before any inventor or discoverer shall receive a
patent for his invention or discovery, he shall make application
therefor, in writing, to the Commissioner of Patents, and shall
file in the Patent Office a written description of the same, and of
the manner and process of making, constructing, compounding, and
using it, in such full, clear, concise, and exact terms as to
enable any person skilled in the art or science to which it
appertains, or with which it is most nearly connected, to make,
construct, compound, and use the same; and, in case of a machine,
he shall explain the principle thereof, and the best mode in which
he has contemplated applying that principle, so as to distinguish
it from other inventions, and he shall particularly point out and
distinctly claim the part, improvement, or combination which he
claims as his invention or discovery. The specification and claim
shall be signed by the inventor and attested by two witnesses."
[
Footnote 3]
Edison v. Mt. Morris Co., 58 F. 572;
Heaton-Peninsular Co. v. Eureka Co., 77 F. 294;
Crown
Cork & Seal Co. v. Aluminum Stopper Co., 108 F. 845, 868;
Fuller v. Berger, 120 F. 274, 277;
Lamson Consolidated
Service Co. v. Hillman, 123 F. 416, 422;
Victor Talking
Machine Co. v. Fair, 123 F. 425;
U.S. Seeded Raisin Co. v.
Griffin, 126 F. 364, 368;
Rupp v. Elliott, 131 F.
730;
Munroe v. Railway Appliances Co., 147 F. 241;
Filter Co. v. Jackson, 140 F. 340, 343;
U.S. Fastener
Co. v. Bradley, 149 F. 222;
Rubber Tire Co. v.
Milwaukee, 154 F. 358, 361;
Indiana Mfg. Co. v. J. I. Case
Co., 154 F. 365.
[
Footnote 4]
Carr v. Rice, 1 Fish. 198, 200;
Wintermute v.
Redington, 1 Fish. 243;
Ransom v. Mayor, 1 Fish. 255;
Pitts v. Wemple, 2 Fish. 15;
Whitney v. Emmett,
Bald. 304;
Broadnax v. Central Stock Yard, 4 F. 214, 216;
In re Brosnahan, Jr., 18 F. 62 (Justice Miller);
Consolidated Roller-Mill Co. v. Coombs, 39 F. 803;
Wirt v. Hicks, 46 F. 71;
Campbell v. Manhattan
Railway, 49 F. 930;
Edison v. Mt. Morris, 57 F. 642,
644;
Masseth v. Johnston, 59 F. 613;
Bonsack v.
Smith, 70 F. 383;
Columbia v. Freeman, 71 F. 302,
306;
Wyckoff v. Wagner, 88 F. 515;
White v.
Peerless, 111 Fed.190;
Brodrick v. Mayhew, 131 F. 92;
National Co. v. Daab, 136 F. 891, 895;
Hoe v.
Miehle, 141 F. 115;
Hartman v. Park & Son, 145 F.
358.
[
Footnote 5]
Isaacs v. Holland, 4 Wash. C.C. 54;
Ogle v.
Ege, 4 Wash. C.C. 584;
Motte v. Bennett, 2 Fisher
642;
Sullivan v. Redfield, 1 Paine 441;
Magic Ruffle
Co. v. Douglas, 2 Fisher 333;
Hoe v. Knap, 27 F. 212;
Germain v. Wilgus, 67 F. 600;
Campbell Printing Press
& Mfg. Co. v. Duplex Printing Press Co., 86 F. 331; 1
Robinson on Patents, § 43; Curtis on Patents, § 320 of
the first two editions and § 406 of the third and fourth
editions.