The Act of the State of Kentucky of 27 February, 1797,
concerning occupying claimants of land, whilst it was in force, was
repugnant to the Constitution of the United States, but it was
repealed by a subsequent Act of 31 January, 1812, to amend the said
act, and the last mentioned act is also repugnant to the
Constitution of the United States, as being in violation of the
compact between the States of Virginia and Kentucky contained in
the Act of the Legislature of Virginia of 18 December, 1789, and
incorporated into the Constitution of Kentucky.
By the common law, the statute law of Virginia, the principles
of equity, and the civil law, the claimant of lands who succeeds in
his suit is entitled to an account of mesne profits, received by
the occupant from some period prior to the judgment of eviction or
decree.
At common law, whoever takes and holds possession of land to
which another has a better title, whether he be a
bonae
fidei or a
malae fidei possessor, is liable to the
true owner for all the rents and profits which he has received, but
the disseizor, if he be a
bonae fidea occupant, may recoup
the value of the meliorations made by him against the claim of
damages.
Equity allows an account of rents and profits in all cases from
the time of the title accrued (provided it does not exceed six
years), unless under special circumstances, as where the defendant
had no notice of the plaintiff's title, nor had the deeds in which
the plaintiff's title appeared in his custody, or where there has
been laches in the plaintiff in not asserting his title, or where
his title appeared by deeds in a stranger's custody, in all which,
and other similar cases, the account is confined to the time of
filing the bill.
By the civil law, the exemption of the occupant from an account
for rents and profits is strictly confined to the case of a
bonae fidei possessor, who not only supposes himself to be
the true owner of the land, but who is ignorant that his title is
contested by some other person claiming a better right. And such a
possessor is entitled only to the fruits or profits which were
produced by his own industry, and not even to those unless they
were consumed.
Distinctions between these rules of the civil and common law and
of the court of chancery and the provisions of the acts of Kentucky
concerning occupying claimants of land.
The invalidity of a state law as impairing the obligation of
contracts does not depend upon the extent of the change which the
law effects in the contract.
Any deviation from its terms by postponing or accelerating the
period of its performance, imposing conditions not expressed in the
contract, or dispensing with the performance of those which are
expressed, however minute or apparently immaterial in their effect
upon the contract, impairs its obligation.
The compact of 1789 between Virginia and Kentucky was valid
under that provision of the Constitution which declares that "no
state shall, without the consent of Congress, enter into any
agreement or compact with another state, or with a foreign power"
-- no particular mode in which that consent must be given, having
been prescribed by the Constitution, and Congress having consented
to the admission of Kentucky into the union as a sovereign state
upon the conditions mentioned in the compact.
The compact is not invalid upon the ground of its surrendering
rights of sovereignty, which are unalienable.
This Court has authority to declare a state law unconstitutional
upon the ground of its impairing the obligation of a compact
between different states of the union.
The prohibition of the Constitution embraces all contracts,
executed or executory, between private individuals, or a state and
individuals or corporations, or between the states themselves.
Page 21 U. S. 3
This was a writ of right, brought in the Circuit Court of
Kentucky by the demandants, Green and others, who were the heirs of
John Green, deceased, against the tenant, Richard Biddle, to
recover certain lands in the State of Kentucky in his possession.
The cause was brought before this Court upon a division of opinion
of the judges of the court below, on the following questions:
1. Whether the acts of the Legislature of the State of Kentucky,
of 27 February, 1797, and of 31 January, 1812, concerning occupying
claimants of land are constitutional or not, the demandants and the
tenant both claiming title to the land in controversy under patents
from the State of Virginia prior to the erection of the district of
Kentucky into a state.
2. Whether the question of improvements ought to be settled
under the above act of 1797, the suit having been brought before
the passage of the act of 1812, although judgment for the demandant
was not rendered until after the passage of the last mentioned
act?
The ground upon which the unconstitutionality of the above acts
was asserted was that they impaired the obligation of the compact
between the states of Virginia and Kentucky contained in an act of
the legislature of the former state, passed 18 December, 1789,
which declares
"That all private rights and interests of lands within the said
district [of Kentucky] derived from the laws of Virginia prior to
such separation shall remain valid and secure under the laws of the
proposed state, and shall be determined by the laws now existing in
this state."
This compact was
Page 21 U. S. 4
ratified by the convention which framed the Constitution of
Kentucky and incorporated into that Constitution as one of its
fundamental articles.
The most material provisions in the act of 1797, which were
supposed to impair the obligation of the compact of 1789 and
therefore void, are the following:
1. It provides that the occupant of land from which he is
evicted by better title shall in all cases, be excused from the
payment of rents and profits accrued prior to actual notice of the
adverse title, provided his possession in its inception was
peaceable and he shows a plain and connected title in law or equity
deduced from some record.
2. That the successful claimant is liable to a judgment against
him for all valuable and lasting improvements made on the land
prior to actual notice of the adverse title, after deducting from
the amount the damages which the land has sustained by waste or
deterioration of the soil by cultivation.
3. As to improvements made and rents and profits accrued after
notice of the adverse title, the amount of the one shall be
deducted from that of the other, and the balance added to, or
subtracted from, the estimated value of the improvements made
before such notice, as the nature of the case may require. But it
is provided by a subsequent clause that in no case shall the
successful claimant be obliged to pay for improvements made after
notice more than what is equal to the rents and profits.
4. If the improvements exceed the value of the
Page 21 U. S. 5
land in its unimproved state, the claimant shall be allowed the
privilege of conveying the land to the occupant and receiving in
return the assessed value of it without the improvements, and thus
to protect himself against a judgment and execution for the value
of the improvements. If he declines doing this, he shall recover
possession of his land, but shall then pay the estimated value of
the improvements and also lose the rents and profits accrued before
notice of the claim. But to entitle him to claim the value of the
land as above mentioned, he must give bond and security to warrant
the title.
The act of 1812 contains the following provisions:
1. That the peaceable occupant of land who supposes it to belong
to him in virtue of some legal or equitable title, founded on a
record shall be paid by the successful claimant for his
improvements.
2. That the claimant may avoid the payment of the value of such
improvements, at his election, by relinquishing the land to the
occupant and be paid its estimated value in its unimproved
state.
Thus, if the claimant elect to pay for the value of the
improvements, he is to give bond and security to pay the same with
interest at different installments. If he fail to do this or if the
value of the improvements exceeds three-fourths of the unimproved
land, an election is given to the occupant to have a judgment
entered against the claimant for the assessed value of the
improvements or to take the land, giving bond and security to
Page 21 U. S. 6
pay the value of the land, if unimproved, by installments with
interest.
But if the claimant is not willing to pay for the improvements,
and they should exceed three-fourths of the value of the unimproved
land, the occupant is obliged to give bond and security to pay the
assessed value of the land, with interest, which if he fail to do,
judgment is to be entered against him for such value, the claimant
releasing his right to the land and giving bond and security to
warrant the title.
If the value of the improvements does not exceed three-fourths
of the value of the unimproved land, then the occupant is not bound
(as he is in the former case) to give bond and security to pay the
value of the land, but he may claim a judgment for the value of his
improvements or take the land, giving bond and security, as before
mentioned, to pay the estimated value of the land.
3. The exemption of the occupant from the payment of the rents
and profits extends to all such as accrued during his occupancy,
before judgment rendered against him in the first instance, but
such as accrue after such judgment, for a term not exceeding five
years, as also waste and damage, committed by the occupant after
suit brought, are to be deducted from the value of the
improvements, or the court may render judgment for them against the
occupant.
4. The amount of such rents and profits, damages and waste, and
also the value of the improvements, and of the land without the
improvements,
Page 21 U. S. 7
are to be ascertained by commissioners, to be appointed by the
court, and who act under oath.
MR. JUSTICE STORY delivered the opinion of the Court.
Page 21 U. S. 11
The first question certified from the Circuit Court of Kentucky
in this cause is whether the Acts of Kentucky, of 27 February,
1797, and of 31 January, 1812, concerning occupying claimants of
land, are unconstitutional?
This question depends principally upon the construction of the
seventh article of the compact made between Virginia and Kentucky
upon the separation of the latter from the former state, that
compact being a part of the Constitution of Kentucky. The seventh
article declares
"That all private rights and interests of lands, within the said
district derived from the laws of Virginia shall remain valid and
secure under the laws of the proposed state, and shall be
determined by the laws now existing in this state."
We should have been glad in the consideration of this subject to
have had the benefit of an argument on behalf of the tenant, but as
no counsel has appeared for him and the cause has been for some
time before the Court, it is necessary to pronounce the decision
which, upon deliberation, we have formed.
As far as we can understand the construction of the seventh
article of the compact contended for by those who assert the
constitutionality of the laws in question, it is that it was
intended to secure to claimants of lands their rights and interests
therein by preserving a determination of their titles by the laws
under which they were acquired. If this be the true and only import
of the article, it is a mere nullity, for by the general principles
of law and from the necessity of the case, titles to
Page 21 U. S. 12
real estate can be determined only by the laws of the state
under which they are acquired. Titles to land cannot be acquired or
transferred in any other mode than that prescribed by the laws of
the territory where it is situate. Every government has, and from
the nature of sovereignty must have, the exclusive right of
regulating the descent, distribution, and grants of the domain
within its own boundaries, and this right must remain until it
yields it up by compact or conquest. When once a title to lands is
asserted under the laws of a territory, the validity of that title
can be judged of by no other rule than those laws furnish, in which
it had its origin, for no title can be acquired contrary to those
laws, and a title good by those laws cannot be disregarded but by a
departure from the first principles of justice. If the article
meant, therefore, what has been supposed, it meant only to provide
for the affirmation of that which is the universal rule in the
courts of civilized nations professing to be governed by the
dictates of law.
Besides, the titles to lands can in no just sense, in compacts
of this sort, be supposed to be separated from the rights and
interests in those lands. It would be almost a mockery to suppose
that Virginia could feel any solicitude as to the recognition of
the abstract validity of titles when they would draw after them no
beneficial enjoyment of the property. Of what value is that title
which communicates no right or interest in the land itself?, or how
can that be said to be any title at all which cannot be asserted in
a court of justice
Page 21 U. S. 13
by the owner to defend or obtain possession of his property?
The language of the seventh article cannot, in our judgment, be
so construed. The word "title" does not occur in it. It declares in
the most explicit terms that all private rights and interests of
lands, derived from the laws of Virginia, shall remain valid and
secure under the laws of Kentucky, and shall be determined by the
laws then existing in Virginia. It plainly imports, therefore, that
these rights and interests, as to their nature and extent, shall be
exclusively determined by the laws of Virginia and that their
security and validity shall not be in any way impaired by the laws
of Kentucky. Whatever law, therefore, of Kentucky does narrow these
rights and diminish these interests is a violation of the compact,
and is consequently unconstitutional.
The only question, therefore, is whether the acts of 1797 and
1812 have this effect. It is undeniable that no acts of a similar
character were in existence in Virginia at the time when the
compact was made, and therefore no aid can be derived from the
actual legislation of Virginia to support them. The act of 1797
provides that persons evicted from lands to which they can show a
plain and connected title in law or equity, without actual notice
of an adverse title, shall be exempt from all suits for rents or
profits prior to actual notice of such adverse title. It also
provides that commissioners shall be appointed by the court
pronouncing the judgment of eviction to assess the value of all
lasting and valuable improvements
Page 21 U. S. 14
made on the land prior to such notice, and they are to return
the assessment thereof after subtracting all damages to the land by
waste, &c., to the court, and judgment is to be entered for the
assessment in favor of the person evicted, if the balance be for
him, against the successful party, upon which judgment execution
shall immediately issue, unless such party shall give bond for the
payment of the same, with five percent interest, in twelve months
from the date thereof. And if the balance be in favor of the
successful party, a like judgment and proceedings are to be had in
his favor. The act further provides that the commissioners shall
also estimate the value of the lands, exclusive of the
improvements, and if the value of the improvements shall exceed the
value of the lands, the successful claimant may transfer his title
to the other party and have a judgment in his favor against such
party for such estimated value of the lands, &c. There are
other provisions not material to be stated.
The Act of 31 January, 1812, provides that if any person hath
seated or improved or shall thereafter seat or improve any lands
supposing them to be his own by reason of a claim in law or equity,
the foundation of such claim being of public record, but which
lands shall be proved to belong to another, the charge and value of
such seating and improving shall be paid by the right owner to such
seater or improver or his assignee or occupant so claiming. If the
right owner is not willing to disburse so much, an estimate is to
be made of the value of the lands exclusive of the seating
Page 21 U. S. 15
and improvements and also of the value of such seating and
improvements. If the value of the seating and improving exceeds
three-fourths of the value of the lands if unimproved, then the
valuation of the land is to be paid by the seater or improver, if
not exceeding three-fourths, then the valuation of the seating and
improving is to be paid by the right owner of the land. The act
further provides that no action shall be maintained for rents or
profits against the occupier for any time elapsed before the
judgment or decree in the suit. The act then provides for the
appointment of commissioners to make the valuations and for the
giving of bonds, &c., for the amount of the valuations by the
party who is to pay the same, and in default thereof provides that
judgment shall be given against the party for the amount, or if the
right owner fails to give bond, &c., the other party may, at
his election, give bond, &c., and take the land. And the act
then proceeds to declare that the occupant shall not be evicted or
dispossessed by a writ of possession until the report of the
commissioners is made and judgment rendered or bonds executed in
pursuance of the act.
From this summary of the principal provisions of the acts of
1797 and 1812 it is apparent that they materially impair the rights
and interests of the rightful owner in the land itself. They are
parts of a system the object of which is to compel the rightful
owner to relinquish his lands or pay for all lasting improvements
made upon them without his consent or default, and in many
cases
Page 21 U. S. 16
those improvements may greatly exceed the original cost and
value of the lands in his hands. No judgment can be executed and no
possession obtained for the lands unless upon the terms of
complying with the requisitions of the acts. They therefore, in
effect, create a direct and permanent lien upon the lands for the
value of all lasting improvements made upon them, without the
payment of which the possession and enjoyment of the lands cannot
be acquired. It requires no reasoning to show that such laws
necessarily diminish the beneficial interests of the rightful owner
in the lands. Under the laws of Virginia, no such burden was
imposed on the owner. He had a right to sue for, recover, and enjoy
them without any such deductions or payments.
The seventh article of the compact meant to secure all private
rights and interests derived from the laws of Virginia as valid and
secure under the laws of Kentucky as they were under the then
existing laws of Virginia. To make those rights and interests so
valid and secure, it is essential to preserve the beneficial
proprietary interest of the rightful owner in the same state in
which they were by the laws of Virginia at the time of the
separation. If the Legislature of Kentucky had declared by law that
no person should recover lands in this predicament unless upon
payment by the owner of a moiety or of the whole of their value, it
would be obvious that the former rights and interests of the owner
would be completely extinguished
pro tanto. If it had
further provided that he should be compelled to sell the same
at
Page 21 U. S. 17
one-half or one-third of their value or compelled to sell,
without his own consent, at a price to be fixed by others, it would
hardly be doubted that such laws were a violation of the compact.
These cases may seem strong, but they differ not in the nature, but
in the degree only of the wrong inflicted on the innocent owner. He
is no more bound by the laws of Virginia to pay for improvements
which he has not authorized, which he may not want, or which he may
deem useless than he is to pay a sum to a stranger for the liberty
of possessing and using his own property according to the rights
and interests secured to him by those laws. It is no answer that
the acts of Kentucky now in question are regulations of the remedy,
and not of the right to lands. If those acts so change the nature
and extent of existing remedies as materially to impair the rights
and interests of the owner, they are just as much a violation of
the compact as if they directly overturned his rights and
interests.
It is the unanimous opinion of the Court, that the acts of 1797
and 1812 are a violation of the seventh article of the compact with
Virginia, and therefore are unconstitutional. This opinion renders
it unnecessary to give any opinion on the second question certified
to us from the circuit court.
*
* Present MR. CHIEF JUSTICE MARSHALL, and Justices JOHNSON,
LIVINGSTON, TODD, DUVALL, and STORY.
Page 21 U. S. 69
ON MOTION FOR REHEARING
MR. JUSTICE WASHINGTON delivered the opinion of the Court.
In the examination of the first question stated by the court
below, we are naturally led to the following inquiries:
1. Are the rights and interests of lands lying in Kentucky
derived from the laws of Virginia prior to the separation of
Kentucky from that state, as valid and secure under the above acts
as they were under the laws of Virginia on 18 December, 1789? If
they were not, then,
2dly. Is the circuit court, in which this cause is depending,
authorized to declare those acts, so far as they are repugnant to
the laws of Virginia, existing at the above period,
unconstitutional?
The material provisions of the act of 1797, are as follows:
Page 21 U. S. 70
1st. That the occupant of land from which he is evicted by
better title is in all cases excused from the payment of rents and
profits accrued prior to actual notice of the adverse title,
provided his possession in its inception was peaceable and he shows
a plain and connected title, in law or equity, deduced from some
record.
2d. That the claimant is liable to a judgment against him for
all valuable and lasting improvements made on the land prior to
actual notice of the adverse title, after deducting from the amount
the damages which the land has sustained by waste or deterioration
of the soil by cultivation.
3d. As to improvements made and rents and profits accrued after
notice of the adverse title, the amount of the one was to be
deducted from that of the other, and the balance was to be added to
or subtracted from the estimated value of the improvements made
before such notice, as the nature of the case should require. But
it was provided by a subsequent clause that in no case should the
successful claimant be obliged to pay for improvements made after
notice more than what should be equal to the rents and profits.
4th. If the improvements exceed the value of the land in its
unimproved state, the claimant was allowed the privilege of
conveying the land to the occupant and receiving in return the
assessed value of it without the improvements, and thus to protect
himself against a judgment and execution for the value of the
improvements. If he should decline doing this, he might recover
possession of
Page 21 U. S. 71
his land, but then he must pay the estimated value of the
improvements and lose also the rents and profits accrued before
notice of the claim. But to entitle him to claim the value of the
land as above mentioned, he must give bond and security to warrant
the title.
The act of 1812 contains the following provisions:
1. That the peaceable occupant of land who supposes it to belong
to him in virtue of some legal or equitable title founded on a
record is to be paid by the successful claimant for his
improvements.
2. But the claimant may avoid the payment of the value of such
improvements, if he please, by relinquishing his land to the
occupant, and be paid its estimated value in its unimproved state,
thus:
If he elect to pay for the value of the improvements, he is to
give bond and security to pay the same, with interest, at different
installments. If he fail to do this or if the value of the
improvements exceed three-fourths the value of the unimproved land,
an election is given to the occupant to have a judgment entered
against the claimant for the assessed value of the improvements or
to take the land, giving bond and security to pay the assessed
value of the land, if unimproved, with interest and by
installments.
But if the claimant is not willing to pay for the improvements
and they should exceed three-fourths the value of the unimproved
land, the occupant is obliged to give bond and security to pay the
assessed value of the land, with interest, which, if he fail to do,
judgment is to be entered against
Page 21 U. S. 72
him for such value, the claimant releasing his right to the land
and giving bond and security to warrant the title.
If the value of the improvements does not exceed three-fourths
that of the land, then the occupant is not bound (as he is in the
former case) to give bond and security to pay the value of the
land, but he may claim a judgment for the value of his improvements
or take the land, giving bond and security, as before mentioned, to
pay the estimated value of the land.
3. The exemption of the occupant from the payment of the rents
and profits extends to all such as accrued during his occupancy
before judgment rendered against him in the first instance. But
such as accrue after such judgment, for a term not exceeding five
years, as also waste and damages committed by the occupant after
suit brought are to be deducted from the value of the improvements,
or the court may render judgment for them against the occupant.
4. The amount of such rents and profits, damages and waste; also
the value of the improvements, and of the land, clear of the
improvements, are to be ascertained by commissioners, to be
appointed by the court, and who act on oath.
These laws differ from each other only in degree; in principle
they are the same. They agree in depriving the rightful owner of
the land of the rents and profits received by the occupant up to a
certain period, the first act fixing it to the time of actual
notice of the adverse claim and the latter
Page 21 U. S. 73
act to the time of the judgment rendered against the occupant.
They also agree in compelling the successful claimant to pay, to a
certain extent, the assessed value of the improvements made on the
land by the occupant.
They differ in the following particulars:
1. By the former act, the improvements to be paid for must be
valuable and lasting. By the latter, they need not be either.
2. By the former, the successful claimant was entitled to a
deduction from the value of the improvements for all damages
sustained by the land, by waste or deterioration of the soil by
cultivation during the occupancy of the defendant. By the latter,
he is entitled to such a deduction only for the damages and waste
committed after suit brought.
3. By the former, the claimant was bound to pay for such
improvements only as were made before notice of the adverse title;
if those made afterwards should exceed the rents and profits which
afterwards accrued, then he was not liable beyond the rents and
profits for the value of such improvements. By the latter, he is
liable for the value of all improvements made up to the time of the
judgment, deducting only the rents and profits accrued and the
damage and waste committed after suit brought.
4. By the former, the claimant might, if he pleased, protect
himself against a judgment for the value of the improvements by
surrendering the land to his adversary and giving bond and security
to warrant the title. But he was not
Page 21 U. S. 74
bound to do so, nor was his giving bond and security to pay the
value of the improvements, a prerequisite to his obtaining
possession of his land, nor was the judgment against him made a
lien on the land.
By the latter act, the claimant is bound to give such bond, at
the peril of losing his land, for if he fail to give it, the
occupant is at liberty to keep the land upon giving bond and
security to pay the estimated value of it unimproved, and even this
he may avoid where the value of the improvements exceeds
three-fourths that of the land, unless the claimant will convey to
the occupant his right to the land, for upon this condition alone
is judgment to be rendered against the occupant for the assessed
value of the land.
The only remaining provision of these acts which is at all
important and is not comprised in the above view of them is the
mode pointed out for estimating the value of the land in its
unimproved state, of the improvements, and of the rents and
profits, and this is the same, or nearly so, in both, so that it
may be safely affirmed that every part of the act of 1797 is within
the purview of the act of 1812, and consequently the former act was
repealed by the repealing clause contained in the latter.
In pursuing the first head of inquiry, therefore, to which this
case gives rise, the Court will confine its observations to the act
of 1812 and compare its provisions with the law of Virginia as it
existed on 18 December, 1789.
The common law of England was, at that period,
Page 21 U. S. 75
as it still is, the law of that state, and we are informed by
the highest authority that a right to land, by that law, includes
the right to enter on it when the possession is withheld from the
right owner; to recover the possession by suit; to retain the
possession, and to receive the issues and profits arising from it.
Altham's Case, 8 Co. 299. In
Liford's Case, 11
Co. 46, it is laid down that the regress of the disseizee revests
the property in him in the fruits of profits of the land, as well
those that were produced by the industry of the occupant as those
which were the natural production of the land, not only against the
disseizor himself, but against his feoffee, lessee, or disseizor;
"for," says the book,
"the act of my disseizor may alter my action, but cannot take
away my action, property, or right; to that after the regress, the
disseizee may seize these fruits, though removed from the land, and
the only remedy of the disseizor, in such case, is to recoup their
value against the claim of damages."
The doctrine laid down in this case that the disseizee can
maintain trespass only against the disseizor for the rents and
profits is with great reason overruled in the case of
Holcomb
v. Rawlyns, Cro.Eliz. 540.
See also Bull.N.P. 87.
Nothing, in short, can be more clear upon principles of law and
reason than that a law which denies to the owner of land a remedy
to recover the possession of it when withheld by any person,
however innocently he may have obtained it, or to recover the
profits received from it by the occupant, or which clogs his
recovery of such possession
Page 21 U. S. 76
and profits by conditions and restrictions tending to diminish
the value and amount of the thing recovered impairs his right to
and interest in the property. If there be no remedy to recover the
possession, the law necessarily presumes a want of right to it. If
the remedy afforded be qualified and restrained by conditions of
any kind, the right of the owner may indeed subsist and be
acknowledged, but it is impaired and rendered insecure according to
the nature and extent of such restrictions.
A right to land essentially implies a right to the profits
accruing from it, since, without the latter, the former can be of
no value. Thus, a devise of the profits of land, or even a grant of
them, will pass a right to the land itself. Shep.Touch. 93;
Co.Litt. 4b. "For what," says Lord Coke in this page, "is the land
but the profits thereof."
Thus stood the common law in Virginia at the period before
mentioned, and it is not pretended that there was any statute of
that state less favorable to the rights of those who derived title
under her than the common law. On the contrary, the act respecting
writs of right declares in express terms that
"if the demandant recover his seizin, he may recover damages to
be assessed by the recognitors of assize for the tenant's
withholding possession of the tenement demanded,"
which damages could be nothing else but the rents and profits of
the land. 2 vol. Last, Revisal, p, 463. This provision of the act
was rendered necessary on account of the intended repeal of all the
British statutes and the denial of damages by the common
Page 21 U. S. 77
law in all real actions except in assize, which was considered
as a mixed action. Co.Litt. 257. But in trespass
quare clausum
fregit, damages were always given at common law. 10 Co. 116.
And that the successful claimant of land in Virginia who recovers
in ejectment was at all times entitled to recover rents and profits
in an action of trespass was not and could not be questioned by the
counsel for the tenant in this case.
If, then, such was the common and statute law of Virginia in
1789, it only remains to inquire whether any principle of equity
was recognized by the courts of that state which exempted the
occupant of land from the payment of rents and profits to the real
owner who has successfully established his right to the land either
in a court of law or of equity. No decision of the courts of that
state was cited or is recollected which in the remotest degree
sanctions such a principle.
The case of
Southall v. McKean, which was much relied
upon by the counsel for the tenant, relates altogether to the
subject of improvements, and decides no more than this: that if the
equitable owner of land, who is conusant of his right to it, will
stand by and see another occupy and improve the property without
asserting his right to it, he shall not in equity enrich himself by
the loss of another which it was in his power to have prevented,
but must be satisfied to recover the value of the land, independent
of the improvements. The acquiescence of the owner in the adverse
possession of a person who he found engaged in making valuable
improvements on the
Page 21 U. S. 78
property was little short of a fraud, and justified the occupant
in the conclusion that the equitable claim which the owner asserted
had been abandoned. How different is the principle of this case
from that which governs the same subject by the act under
consideration. By this, the principle is applicable to all cases,
whether at law or in equity -- whether the claimant knew or did not
know of his rights and of the improvements which were making on the
land, and even after the had asserted his right by suit.
The rule of the English court of chancery as laid down in 1
Madd.Chanc. 72 is fully supported by the authorities to which he
refers. It is that equity allows an account of rents and profits in
all cases from the time of the title accrued, provided that do not
exceed six years, unless under special circumstances, as where the
defendant had no notice of the plaintiff's title, nor had the deeds
and writings in his custody, in which the plaintiff's title
appeared, or where there has been laches in the plaintiff in not
asserting his title, or where the plaintiff's title appeared by
deeds in a stranger's custody, in all which cases and others
similar to them in principle the account is confined to the time of
filing the bill. The language of Lord Hardwicke in
Dormer v.
Fortescue, 3 Atk. 128, which was the case of an infant
plaintiff, is remarkably strong. "Nothing," he observes,
"can be clearer, both in law and equity and from natural
justice, than that the plaintiff is entitled to the rents and
profits from the time when his title accrued."
His lordship afterwards adds that
Page 21 U. S. 79
"where the title of the plaintiff is purely equitable, that
court allows the account of rents and profits from the time the
title accrued unless under special circumstances, such as have been
referred to."
Nor is it understood by the Court that the principles of the act
under consideration can be vindicated by the doctrines of the civil
law, admitting, which we do not, that those doctrines were
recognized by the laws of Virginia or by the decisions of her
courts.
The exemption of the occupant by that law from an account for
profits is strictly confined to the case of a
bonae fidei
possessor, who not only supposes himself to be the true proprietor
of the land, but who is ignorant that his title is contested by
some other person claiming a better right to it. Most
unquestionably, this character cannot be maintained for a moment
after the occupant has notice of an adverse claim, especially if
that be followed up by a suit to recover the possession. After
this, he becomes a
malae fidei possessor and holds at his
peril, and is liable to restore all the mesne profits, together
with the land. Just.Lib. 2, tit. 1, s. 35.
There is another material difference between the civil law and
the provisions of this act altogether favorable to the right of the
successful claimant. By the former, the occupant is entitled only
to those fruits or profits of the land which were produced by his
own industry, and not even to those unless they were consumed; if
they were realized, and contributed to enrich the occupant,
Page 21 U. S. 80
he is accountable for them to the real owner, as he is for all
the natural fruits of the land.
See Just.2d, before
quoted. Lord Kaimes, B. 2, c. 1, pp. 411
et seq.
Puffendorf, indeed, B. 4, c. 7, s. 3, lays it down in broad and
general terms that fruits of industry as well as those of nature
belong to him who is master of the thing from which they flow.
By the act in question, the occupant is not accountable for
profits, from whatever source they may have been drawn or however
they may have been employed, which were received by him prior to
the judgment of eviction.
But even these doctrines of the civil law, so much more
favorable to the rights of the true owner of the land than the act
under consideration, are not recognized by the common law of
England. Whoever takes and holds the possession of land to which
another has a better title, whether by disseizin or under a grant
from the disseizor, is liable to the true owner for the profits
which he has received, of whatever nature they may be and whether
consumed by him or not, and the owner may even seize them, although
removed from the land, as has already been shown by
Liford's
Case.
We are not aware of any common law case which recognizes the
distinction between a
bonae fidei possessor, and one who
holds
mala fide in relation to the subject of rents and
profits, and we understand
Liford's Case as fully proving
that the right of the true owner to the mesne profits is equally
valid against both. How far this distinction
Page 21 U. S. 81
is noticed in a court of equity has already been shown.
Upon the whole, then, we take it to be perfectly clear that
according to the common law, the statute law of Virginia, the
principles of equity, and even those of the civil law, the
successful claimant of land is entitled to an account of the mesne
profits received by the occupant from some period prior to the
judgment of eviction or decree. In a real action, as this is, no
restriction whatever is imposed by the law of Virginia upon the
recognitors in assessing the damages for the demandant except that
they should be commensurate with the withholding of the
possession.
If this act of Kentucky renders the rights of claimants to lands
under Virginia less valid and secure than they were under the laws
of Virginia by depriving them of the fruits of their land during
its occupation by another, its provisions in regard to the value of
the improvements put upon the land by the occupant can with still
less reason be vindicated. It is not alleged by any person that
such a claim was ever sanctioned by any law of Virginia or by her
courts of justice. The case of Southall v. McKean, has already been
noticed and commented upon. It is laid down, we admit, in
Coulter's Case, 5 Co. 30, that the disseizor, upon a
recovery against him, may recoup the damages to the value of all
that he has expended in amending the houses.
See also Bro.
tit. Damages, pl. 82., who cites 24 Edw. III. 50. If any common law
decision has ever gone beyond the principle here laid down, we
Page 21 U. S. 82
have not been fortunate enough to meet with it. The doctrine of
Coulter's Case is not dissimilar in principle from that
which Lord Kaimes considers to be the law of nature. His words
are
"It is a maxim suggested by nature that reparations and
meliorations bestowed upon a house or on land ought to be defrayed
out of the rents. By this maxim we sustain no claim against the
proprietor for meliorations if the expense exceed not the rents
levied by the
bonae fidei possessor."
He cites Papinian, L. 48,
de rei vindicatione.
Taking it for granted that the rule as laid down in
Coulter's Case would be recognized as good law by the
courts of Virginia, let us see in what respects it differs from the
act of Kentucky. That rule is that meliorations of the property
(which necessarily mean valuable and lasting improvements), made at
the expense of the occupant of the land, shall be set off against
the legal claim of the proprietor for profits which have accrued to
the occupant during his possession. But by the act the occupant is
entitled to the value of the improvements to whatever extent they
may exceed that of the profits, not on the ground of setoff against
the profits, but as a substantive demand. For the account for
improvements is carried down to the day of the judgment, although
the occupant was for a great part of the time a
malae
fidei possessor, against whom no more can be offset but the
rents and profits accrued after suit brought. Thus it may happen
that the occupant, who may have enriched himself to any amount by
the natural as well as the industrial
Page 21 U. S. 83
products of land, to which he had no legal title (as by the sale
of timber, coal, ore, or the like), is accountable for no part of
those profits but such as accrued after suit brought, and on the
other hand may demand full remuneration for all the improvements
made upon the land, although they were placed there by means of
those very profits, in violation of that maxim of equity and of
natural law,
nemo debet locupletari aliena jactura.
If the principle which this law asserts has a precedent to
warrant it, we can truly say that we have not met with it. But we
feel the fullest confidence in saying that it is not to be found in
the laws of Virginia or in the decisions of her courts.
But the act goes further than merely giving to the occupant a
substantive claim against the owner of the land for the value of
the improvements, beyond that of the profits received since the
suit brought. It creates a binding lien on the land for the value
of the improvements, and transfers the right of the successful
claimant in the land to the occupant, who appears judicially to
have no title to it, unless the former will give security to pay
such value within a stipulated period. In other words, the claimant
is permitted to purchase his own land, by paying to the occupant
whatever sum the commissioners may estimate the improvements at,
whether valuable and lasting or worthless and unserviceable to the
owner, although they were made with the money justly and legally
belonging to the owner, and upon these terms only can he recover
possession of his land.
If the law of Virginia has been correctly stated,
Page 21 U. S. 84
need it be asked whether the right and interest of such a
claimant is as valid and secure under this act as it was under the
laws of Virginia, by which, and by which alone they were to be
determined? We think this can hardly be asserted. If the article of
the compact applicable to this case meant anything, the claimant of
land under Virginia had a right to appear in a Kentucky court as he
might have done in a Virginia court if the separation had not taken
place, and to demand a trial of his right by the same principles of
law which would have governed his case in the latter state. What
those principles are have already been shown.
If the act in question does not render the right of the true
owner less valid and secure than it was under the laws of Virginia,
then an act declaring that no occupant should be evicted but upon
the terms of his being paid the value or double the value of the
land by the successful claimant would not be chargeable with that
consequence, since it cannot be denied but that the principle of
both laws would be the same.
The objection to a law on the ground of its impairing the
obligation of a contract can never depend upon the extent of the
change which the law effects in it. Any deviation from its terms by
postponing or accelerating the period of performance which it
prescribes, imposing conditions not expressed in the contract, or
dispensing with the performance of those which are, however minute,
or apparently immaterial, in their effect upon the contract of the
parties, impairs its obligation.
Page 21 U. S. 85
Upon this principle it is that if a creditor agree with his
debtor to postpone the day of payment, or in any other way to
change the terms of the contract, without the consent of the
surety, the latter is discharged although the change was for his
advantage.
2. The only remaining question is whether his act of 1812 is
repugnant to the Constitution of the United States and can be
declared void by this Court or by the circuit court from which this
case comes by adjournment?
But previous to the investigation of this question, it will be
proper to relieve the case from some preliminary objections to the
validity and construction of the compact itself.
1st. It was contended by the counsel for the tenant that the
compact was invalid
in toto because it was not made in
conformity with the provisions of the Constitution of the United
States, and if not invalid to that extent, still
2dly. The clause of it applicable to the point in controversy
was so, inasmuch as it surrenders, according to the construction
given to it by the opposite counsel, rights of sovereignty which
are unalienable.
1. The first objection is founded upon the allegation that the
compact was made without the consent of Congress, contrary to the
tenth section of the first article, which declares that "No state
shall, without the consent of Congress, enter into any agreement or
compact with another state or with a foreign power." Let it be
observed in the first place that the Constitution makes no
provision respecting the mode or form in which the consent
Page 21 U. S. 86
of Congress is to be signified, very properly leaving that
matter to the wisdom of that body, to be decided upon according to
the ordinary rules of law, and of right reason. The only question
in cases which involve that point is has Congress, by some positive
act in relation to such agreement, signified the consent of that
body to its validity? Now how stands the present case? The compact
was entered into between Virginia and the people of Kentucky upon
the express condition that the general government should, prior to
a certain day, assent to the erection of the District of Kentucky
into an independent state, and agree that the proposed state should
immediately, after a certain day or at some convenient time future
thereto, be admitted into the federal Union. On 28 July, 1790, the
convention of that district assembled under the provisions of the
law of Virginia and declared its assent to the terms and conditions
prescribed by the proposed compact, and that the same was accepted
as a solemn compact, and that the said district should become a
separate state on 1 June, 1792. These resolutions, accompanied by a
memorial from the convention, being communicated by the President
of the United States to Congress, a report was made by a committee,
to whom the subject was referred, setting forth the agreement of
Virginia that Kentucky should be erected into a state upon certain
terms and conditions, and the acceptance by Kentucky upon the terms
and conditions so prescribed, and on 4 February, 1791, Congress
passed an act which, after referring to
Page 21 U. S. 87
the compact and the acceptance of it by Kentucky, declares the
consent of that body to the erecting of the said district into a
separate and independent state upon a certain day and receiving her
into the Union.
Now it is perfectly clear that although Congress might have
refused its consent to the proposed separation, yet it had no
authority to declare Kentucky a separate and independent state
without the assent of Virginia or upon terms variant from those
which Virginia had prescribed. But Congress, after recognizing the
conditions upon which alone Virginia agreed to the separation,
expressed by a solemn act the consent of that body to the
separation. The terms and conditions, then, on which alone the
separation could take place or the act of Congress become a valid
one were necessarily assented to not by a mere tacit acquiescence,
but by an express declaration of the legislative mind, resulting
from the manifest construction of the act itself. To deny this is
to deny the validity of the act of Congress without which Kentucky
could not have become an independent state, and then it would
follow that she is at this moment a part of the State of Virginia,
and all her laws are acts of usurpation. The counsel who urged this
argument would not, we are persuaded, consent to this conclusion,
and yet it would seem to be inevitable if the premises insisted
upon be true.
2. The next objection, which is to the validity of the
particular clause of the compact involved in this controversy,
rests upon a principle the correctness
Page 21 U. S. 88
of which remains to be proved. It is practically opposed by the
theory of all limited governments, and especially of those which
constitute this Union. The powers of legislation granted to the
government of the United States, as well as to the several state
governments, by their respective Constitutions are all limited. The
article of the Constitution of the United States involved in this
very case is one, amongst many others, of the restrictions alluded
to. If it be answered that these limitations were imposed by the
people in their sovereign character, it may be asked was not the
acceptance of the compact the act of the people of Kentucky in
their sovereign character? If, then, the principle contended for be
a sound one, we can only say that it is one of a most alarming
nature, but which it is believed cannot be seriously entertained by
any American statesman or jurist.
Various objections were made to the literal construction of the
compact, one only of which we deem it necessary particularly to
notice. That was that if it be so construed as to deny to the
Legislature of Kentucky the right to pass the act in question, it
will follow that that state cannot pass laws to affect lands, the
title to which was derived under Virginia, although the same should
be wanted for public use. If such a consequence grows necessarily
out of this provision of the compact, still we can perceive no
reason why the assent to it by the people of Kentucky should not be
binding on the legislature of that state. Nor can we perceive why
the admission of the conclusion
Page 21 U. S. 89
involved in the argument should invalidate an express article of
the compact in relation to a quite different subject. The agreement
that the rights of claimants under Virginia should remain as valid
and secure as they were under the laws of that state contains a
plain intelligible proposition about the meaning of which it is
impossible there can be two opinions. Can the government of
Kentucky fly from this agreement, acceded to by the people in their
sovereign capacity, because it involves a principle which might be
inconvenient or even pernicious to the state in some other respect?
The Court cannot perceive how this proposition could be
maintained.
But the fact is that the consequence drawn by counsel from a
literal construction of this article of the compact cannot be
fairly deduced from the premises, because, by the common law of
Virginia if not by the universal law of all free governments,
private property may be taken for public use upon making to the
individual a just compensation. The admission of this principle
never has been imagined by any person as rendering his right to
property less valid and secure than it would be were it excluded,
and consequently it would be an unnatural and forced construction
of this article of the compact to say that it included such a
case.
We pass over the other observations of counsel upon the
construction of this article with the following remark: that where
the words of a law, treaty, or contract have a plain and obvious
meaning, all construction in hostility with such meaning
Page 21 U. S. 90
is excluded. This is a maxim of law and a dictate of common
sense, for were a different rule to be admitted, no man, however
cautious and intelligent, could safely estimate the extent of his
engagements or rest upon his own understanding of a law until a
judicial construction of those instruments had been obtained.
We now come to the consideration of the question whether this
Court has authority to declare the act in question unconstitutional
and void upon the ground that it impairs the obligation of the
compact. This is denied for the following reasons:
It is insisted in the first place that this Court has no such
authority where the objection to the validity of the law is founded
upon its opposition to the Constitution of Kentucky, as it was in
part in this case. It will be a sufficient answer to this
observation that our opinion is founded exclusively upon the
Constitution of the United States.
2d. It was objected that Virginia and Kentucky, having fixed
upon a tribunal to determine the meaning of the compact, the
jurisdiction of this Court is excluded. If this be so, it must be
admitted that all controversies which involve a construction of the
compact are equally excluded from the jurisdiction of the state
courts of Virginia and Kentucky. How then are those controversies
which we were informed by the counsel on both sides crowded the
federal and state courts of Kentucky to be settled? The answer, we
presume, would be by commissioners to be appointed by those states.
But none such have
Page 21 U. S. 91
been appointed. What then? Suppose either of those states,
Virginia for example, should refuse to appoint commissioners? Are
the occupants of lands to which they have no title to retain their
possessions until this tribunal is appointed, and to enrich
themselves in the meantime by the profits of them, not only to the
injury of nonresidents but of the citizens of Kentucky? The
supposition of such a state of things is too monstrous to be for a
moment entertained. The best feelings of our nature revolt against
a construction which leads to it.
But how happens it that the questions submitted to this Court
have been entertained and decided by the courts of Kentucky for
twenty-five years, as we were informed by the counsel? Have these
courts, cautious and learned as they must be acknowledged to be,
committed the crime of usurping a jurisdiction which did not belong
to them? We should feel very unwilling to come to such a
conclusion.
The answer, in a few words, to the whole of the argument is to
be found in the explicit language of that provision of the compact
which respects the tribunal of the commissioners. It is to be
appointed in no case but where a complaint or dispute shall arise
not between individuals, but between the Commonwealth of Virginia
and the State of Kentucky in their high sovereign characters.
Having thus endeavored to clear the question of these
preliminary objections, we have only to add by way of conclusion
that the duty not less
Page 21 U. S. 92
than the power of this Court, as well as of every other court in
the Union, to declare a law unconstitutional which impairs the
obligation of contracts, whoever may be the parties to them, is too
clearly enjoined by the Constitution itself and too firmly
established by the decisions of this and other courts to be now
shaken, and that those decisions entirely cover the present
case.
A slight effort to prove that a compact between two states is
not a "case" within the meaning of the Constitution, which speaks
of contracts, was made by the counsel for the tenant, but was not
much pressed. If we attend to the definition of a contract, which
is the agreement of two or more parties to do or not to do certain
acts, it must be obvious that the propositions offered and agreed
to by Virginia, being accepted and ratified by Kentucky, is a
contract. In fact, the terms compact and contract are synonymous,
and in
Fletcher v. Peck, THE CHIEF JUSTICE defines a
contract to be a compact between two or more parties. The
principles laid down in that case are that the Constitution of the
United States embraces all contracts, executed or executory,
whether between individuals or between a state and individuals, and
that a state has no more power to impair an obligation into which
she herself has entered than she can the contracts of individuals.
Kentucky, therefore, being a party to the compact which guaranteed
to claimants of land lying in that state under titles derived from
Virginia their rights as they existed under the laws of Virginia,
was incompetent to violate that contract by passing
Page 21 U. S. 93
any law which rendered those rights less valid and secure.
It was said by the counsel for the tenant that the validity of
the above laws of Kentucky have been maintained by an unvarying
series of decisions of the courts of that state and by the opinions
and declarations of the other branches of her government. Not
having had an opportunity of examining the reported cases of the
Kentucky courts, we do not feel ourselves at liberty to admit or
deny the first part of this assertion. We may be permitted,
however, to observe that the principles decided by the Court of
Appeals of that state in the cases of
Haye's Heirs v.
McMurray, a manuscript report of which was handed to the Court
when this cause was argued, are in strict conformity with this
opinion. As to the other branches of the government of that state,
we need only observe that whilst the legislature has maintained the
opinion, most honestly we believe, that the acts of 1797, and 1812
were consistent with the compact, the objections of the governor to
the validity of the latter act, and the reasons assigned by him in
their support taken in connection with the above case, incline us
strongly to suspect that a great diversity of opinion prevails in
that state upon the question we have been examining. However this
may be, we hold ourselves answerable to God, our consciences, and
our country to decide this question according to the dictates of
our best judgment, be the consequences of the decision what they
may. If we have ventured to entertain a wish as to the result of
the investigation which
Page 21 U. S. 94
we have laboriously given to the case, it was that it might be
favorable to the validity of the laws, our feelings being always on
that side of the question unless the objections to them are fairly
and clearly made out.
The above is the opinion of a majority of the Court.
The opinion given upon the first question proposed by the
circuit court renders it unnecessary to notice the second
question.
MR. JUSTICE JOHNSON.
Whoever will candidly weigh the intrinsic difficulties which
this case presents must acknowledge that the questions certified to
this Court are among those on which any two minds may differ
without incurring the imputation of willful or precipitate
error.
We are fortunate in this instance in being placed aloof from
that unavoidable jealousy which awaits decisions founded on appeals
from the exercise of state jurisdiction. This suit was originally
instituted in the circuit court of the United States, and the duty
now imposed upon us is to decide according to the best judgment we
can form on the law of Kentucky. We sit and adjudicate in the
present instance in the capacity of judges of that state. I am
bound to decide according to those principles which ought to govern
the courts of that state when adjudicating between its own
citizens.
The first of the two questions certified to this Court is
whether the laws, well known by the
Page 21 U. S. 95
description of the occupying claimant laws of Kentucky, are
constitutional.
The laws known by that denomination are the Acts passed 27
February, 1797, and 31 January, 1812. The general purport of the
former is to give to a defendant in ejectment compensation for
actual improvements innocently made upon the land of another. The
practical effect of the latter is to give him compensation for all
the labor and expense bestowed upon it, whether productive of
improvement or not.
The two acts differ as to the time from which damages and rents
are to be estimated, but concur
1st. In enjoining on the courts the substitution of
commissioners for a jury in assessing damages.
2d. In converting the plaintiff's right to a judgment, after
having established his right to land, from an absolute into a
conditional right, and
3d. Under some circumstances, in requiring that judgment should
be given for the defendant and that the plaintiff, in lieu of land,
should recover an assessed sum of money, or rather bonds to pay
that sum,
i.e., another right of action, if anything.
The second question certified is on which of these two acts the
court shall give judgment, and seems to have arisen out of an
argument insisted on at the trial that as the suit was instituted
prior to the passage of the last act, it ought to be adjudicated
under the first act, notwithstanding that the act of 1812 was in
force when judgment was given.
Page 21 U. S. 96
As the language of the first question is sufficiently general to
embrace all questions that may arise either under the state or
United States Constitution, much of the argument before this Court
turned upon the inquiry whether the rights of the parties were
affected by that article of the United States Constitution which
makes provision against the violation of contracts?
The general question I shall decline passing an opinion upon. I
consider such an inquiry as a work of supererogation until the
benefit of that provision in the Constitution shall be claimed in
an appeal from the decision of a court of the state. There is,
however, one view of this point, presented by one of the gentlemen
who appeared on behalf of the state, which cannot pass unnoticed.
It was contended that the Constitution of Kentucky, in recognizing
the compact with Virginia, recognizes it only as a compact, and
therefore that it acquires no more force under that Constitution
than it had before, and that but for the Constitution of Kentucky,
questions arising under it were of mere diplomatic cognizance, and
were not by the Constitution transmuted into subjects of judicial
cognizance.
I am constrained to entertain a different view of this subject,
and without passing an opinion on the legal effect of the compact
in its separate existence upon individual rights, I must adopt the
opinion that when the people of Kentucky declared that
"the compact with the State of Virginia, subject to such
alterations as may be made therein agreeably to the mode prescribed
by the
Page 21 U. S. 97
said compact, shall be considered as part of this
Constitution,"
they enacted it as a law for themselves in all those parts in
which it was previously obligatory on them as a contract, and made
it a fundamental law, one which could only be repealed in the mode
prescribed for altering that Constitution. Had it been enacted in
the ordinary form of legislation, notwithstanding the absurdity
insisted on of enacting laws obligatory on Virginia, it is certain
that the maxim
utile per inutile non vitiatur would have
been applied to it, and it would have been enforced as a law of
Kentucky in every court of justice setting in judgment upon
Kentucky rights. How much more so when the people thought proper to
give it the force and solemnity of a fundamental law.
I therefore consider the article of the compact which has
relation to this question as operating on the rights and interests
of the parties with the force of a fundamental law of the state,
and certainly it can then need no support from viewing it as a
contract unless it be that the Constitution may be repealed by one
of the parties, but the contract cannot. While the Constitution
continues unrepealed, it is putting a fifth wheel to the carriage
to invoke the contract into this cause. It can only eventuate in
crowding our dockets with appeals from the state courts.
I consider, therefore, the following extract from the compact as
an enacted law of Kentucky:
"That all private rights and interests of lands within
[Kentucky] derived from the laws of Virginia prior to [its]
separation shall remain valid
Page 21 U. S. 98
and secure under the laws of the proposed state and shall be
determined by the laws [existing in Virginia at the time of the
separation.]"
The alterations here made in the phraseology are such as
necessarily result from the adaptation of it to a legislative form.
The occupying claimant laws, therefore, must conform to this
constitutional provision or be void, for a legislature constituted
under that Constitution can exercise no powers inconsistent with
the instrument which created it. The will of the people has decreed
otherwise, and the interests of the individual cannot be affected
by the exercise of powers which the people have forbidden their
legislature to exercise.
To constitute the sovereign and independent State of Kentucky
was unquestionably the leading object of the Act of Virginia of 18
December, 1789. To exercise unlimited legislative power over the
territory within her own limits is one of the essential attributes
of that sovereignty, and every restraint in the exercise of this
power I consider as a restriction on the intended grant, and
subject to a rigorous construction. On general principles, private
property would have remained unaffected by the transfer of
sovereignty, but thenceforth would have continued subject, both as
to right and remedy, to the legislative power of the state newly
created. The argument for the plaintiff is that the provision now
under consideration goes beyond the recognition or enforcement of
this principle and restrains the State of Kentucky from any
legislative act that can in any way impair or encumber or vary the
beneficiary interests
Page 21 U. S. 99
which the grantees of land acquired under the laws of Virginia.
Or in other words that it creates a peculiar tenure on the lands
granted by Virginia which exempts them from that extent of
legislative action to which the residue of the state is
unquestionably subjected. It must mean this if it means anything.
For supposing all the grantees of lands under the laws of Virginia,
in actual possession of their respective premises, unless the lands
thus reduced into possession be still under the supposed protection
of this compact, neither could they have been at any time previous.
The words of the compact, if they carry the immunity contended for
beyond the period of separation, are equally operative to continue
it ever after.
But where would this land us? If the State of Kentucky had, by
law, enacted that the dower of a widow should extend to a life
estate in one-half of her husband's land, would the widow of a
Virginian whose husband died the day after have lost the benefit of
this law because the laws of Virginia had given the wife an
inchoate right in but one-third? This would be cutting deep indeed
into the sovereign powers of Kentucky, and would be establishing
the anomaly of a territory over which no government could legislate
-- not Virginia, for she had parted with the sovereignty; not
Kentucky, for the laws of Virginia were irrevocably fastened upon
two-thirds of her territory.
But it is contended that the clause of the compact under
consideration,\ must have meant more
Page 21 U. S. 100
than what is implied in every cession of territory or it was
nugatory to have inserted it.
I confess I cannot discover the force of this argument. In the
present case, it admits of two answers -- the one is found in the
very peculiar nature of the land titles created by Virginia and
then floating over the State of Kentucky. Land they were not, and
yet all the attributes of real estate were extended to them and
intended by the compact to be preserved to them under the dominion
of the new state. There was, then, something more than the ordinary
rights of individuals in the ceded territory to be perpetuated, and
enough to justify the insertion of such a provision as a necessary
measure. But there is another answer to be found in the ordinary
practice of nations in their treaties, in which, from abundant
caution or perhaps diplomatic parade, many stipulations are
inserted for the preservation of rights which no civilian would
suppose could be affected by a change of sovereignty. Witness the
frequent stipulations for the restoration of wrecked goods or goods
piratically taken; witness also the third article of the treaty
ceding Louisiana and the sixth article of that ceding Florida, both
of which are intended to secure to the inhabitants of the ceded
territory rights which under our civil institutions could not be
withheld from them.
But let us now reverse the picture and inquire whether this
stipulation of the compact or of the Constitution prescribed no
limits to the legislative power of Kentucky over the ceded
territory. Had the State of Kentucky, immediately after it was
organized,
Page 21 U. S. 101
passed a law declaring that wherever a plaintiff in ejectment or
in a writ of right shall have established his right in law to
recover, the jury shall value the premises claimed, and instead of
judgment for the land and the writ of possession, the plaintiff
shall have his judgment for the value so assessed, and the ordinary
process of law to recover a sum of money on judgment, who is there
who would not have felt that this was a mere mockery of the
compact, a violation of the first principles of private right, and
of faith in contracts? Yet such a law is, in degree, not in
principle, variant from the occupying claimant laws under
consideration, and the same latitude of legislative power which
will justify the one would justify the other.
But again on the other hand (and I acknowledge that I am groping
my way through a labyrinth, trying to lay hold of sensible objects
to guide me), who can doubt that where private property had been
wanted for national purposes, the Legislature of Kentucky might
have compelled the individual to convey it for a value tendered,
notwithstanding it was held under a grant from Virginia and
notwithstanding such a violation of private right had been even
constitutionally forbidden by the State of Virginia? Or who can
doubt the power of Kentucky to regulate the course of descents, the
forms of conveying, the power of devising, the nature and extent of
liens within her territorial limits? For example: by the civil law,
the workman who erects an edifice acquires a lien on both the
building and the land it stands upon
Page 21 U. S. 102
for payment of his bill. Why should not the State of Kentucky
have adopted this wise and just principle into her jurisprudence?
Or why not have extended it to the case of the laborer who clears a
field? Yet in principle the occupying claimant laws, at least that
of 1797, was really intended to engraft this very provision into
the Kentucky code as to the innocent improver of another man's
property. It was thought, and justly thought, that as the State of
Virginia had pursued a course of legislation in settling the
country, which had introduced such a state of confusion in the
titles to landed property as rendered it impossible for her to
guarantee any specific tract to the individual, it was but fair and
right that some security should be held out to him for the labor
and expense bestowed in improving the country, and that where the
successful claimant recovered his land, enhanced in value by the
labors of another, it was but right that he should make
compensation for the enhanced value. To secure this benefit to the
occupying claimant, to give a lien upon the land for his indemnity,
and avoid the necessity of a suit in equity were in fact the sole
objects of the act of 1797. The misfortune of this system appears
to have been that to curtail litigation by providing the means of
closing this account current of rights and liabilities in a court
of law, and in a single suit, so as to obviate the necessity of
going into equity, or of an action for mesne profits on the one
side, and an action for compensation on the other, appears to have
absorbed the attention of the legislature. The consequence of
Page 21 U. S. 103
which is that a course of proceeding quite inconsistent with the
simplicity of the common law process, and a curious debit and
credit of land, damages and mesne profits on the one hand, and of
quantum meruit on the other, has been adopted, exhibiting
an anomaly well calculated to alarm the precise notions of the
common law.
But suppose that instead of imposing this complex mode of coming
at the end proposed, the Legislature of Kentucky had passed a law
simply declaring that the innocent improver of lands, without
notice, should have his action to recover indemnity for his
improvements, and a lien on the premises so improved, in preference
to all other creditors. I can see no principle on which such a law
could be declared unconstitutional, nor anything that is to prevent
the party from enforcing it in any court having competent
jurisdiction.
But the inconsistency which strikes everyone in considering the
laws as they now stand is that one party should have a verdict and
another, finally, the judgment. That,
eodem flatu, the
plaintiff should be declared entitled to recover land and yet not
entitled to recover land.
After thus mooting the difficulties of this case, I am led to
the opinion that if we depart from the restricted construction of
the article under consideration, we are left to float on a sea of
uncertainty as to the extent of the legislative power of Kentucky
over the territory held under Virginia grants; that if, obliged to
elect between the assumed exercise and the utter extinction of the
power of Kentucky over the subject, I would
Page 21 U. S. 104
adopt the former; that every question between those extremes is
one of expediency or diplomacy, rather than of judicial cognizance,
and not to be decided before this tribunal. If compelled to decide
on the constitutionality of these laws, strictly speaking, I would
say that they in no wise impugn the force of the laws of Virginia
under which the titles of landholders are derived, but operate to
enforce a right acquired subsequently, and capable of existing
consistently with those acquired under the laws of Virginia. I
cannot admit that it was ever the intention of the framers of this
Constitution, or of the parties to this compact, or of the United
States, in sanctioning that compact that Kentucky should be forever
chained down to a state of hopeless imbecility -- embarrassed with
a thousand minute discriminations drawn from the common law,
refinements on mesne profits, setoffs, &c., appropriate to a
state of society and a state of property having no analogy whatever
to the actual state of things in Kentucky -- and yet no power on
earth existing to repeal or to alter or to effect those
accommodations to the ever varying state of human things which the
necessities or improvements of society may require. If anything
more was intended than the preservation of that very peculiar and
complex system of land laws then operating over that country under
the laws of Virginia, it would not have extended beyond the
maintenance of those great leading principles of the fundamental
laws of that state, which, as far as they limited the legislative
power of the State of Virginia over the rights of
Page 21 U. S. 105
individuals, became also blended with the law of the land, then
about to pass under a new sovereignty. And if it be admitted that
the State of Kentucky might in any one instance have legislated as
far as the State of Virginia might have legislated on the same
subject, I acknowledge that I cannot perceive where the line is to
be drawn so as to exclude the powers asserted under at least the
first of the laws now under consideration. But it appears to me
that this cause ought to be decided upon another view of the
subject.
The practice of the courts of the United States -- that is, the
remedy of parties therein -- is subject to no other power than that
of Congress. By the act of 1789, the practice of the respective
state courts was adopted into the courts of the United States, with
power to the respective courts and to the Supreme Court to make all
necessary alterations. Whatever changes the practice of the
respective states may have undergone since that time, that of the
United States courts has continued uniform except so far as the
respective courts have thought it advisable to adopt the changes
introduced by the state legislatures.
The District of Kentucky was established while it was yet a part
of Virginia. Judiciary Act, September 24, 1789. The practice of the
State of Virginia, therefore, was made the practice of the United
States courts in Kentucky. Now according to the practice of
Virginia, the plaintiff, here, upon making out his title, ought to
have had a verdict and judgment in the usual form. Nor can I
recognize the right of the State of Kentucky
Page 21 U. S. 106
to compel him or to compel the courts of the United States to
pass through this subsequent process before a Board of
commissioners, and afterwards to purchase his judgment in the mode
prescribed by the state laws. I do not deny the right of the state
to give the lien and to give the action for improvements, but I do
deny the right to lay the courts of the United States under an
obligation to withhold from a plaintiff the judgment to which,
under the established practice of that court, he had entitled
himself.
It may be argued that the courts of the United States in
Kentucky have long acquiesced in a compliance with these laws, and
thereby have adopted this course of proceeding into their own
practice. This, I admit, is correct reasoning, for the court
possessed the power of making rules of practice, and such rules may
be adopted by habit as well as by framing a literal rule. But the
facts with regard to the circuit court here could only sustain the
argument as to the occupying claimant law of 1797, since that of
1812 appears to have been early resisted. Here, however, I am led
to an inquiry which will equally affect the validity of both laws,
viewed as rules of practice; as affecting a fundamental right
incident to remedies in our courts of law.
It is obviously a leading object of these laws to substitute a
trial by a Board of commissioners for the trial by jury as to mesne
profits, damages, and a
quantum meruit. Without examining
how far the legislative power of Kentucky is adequate
Page 21 U. S. 107
to this change in its own courts, I am perfectly satisfied that
it cannot be introduced by state authority into the courts of the
United States. And I go further: the judges of these courts have
not power to make the change, for the Constitution has too
sedulously guarded the trial by jury (seventh Article of
Amendments), and the Judiciary Act of the United States both
recognizes the separation between common law and equity proceedings
and forbids that any court should blend and confound them.
These considerations lead me to the conclusion that the
defendant is not entitled to judgment under either of the acts
under consideration, even admitting them to be constitutional; but
if under either, certainly under that alone which has been adopted
into the practice of the United States courts in Kentucky.
CERTIFICATE. This cause came on to be heard on the transcript of
the record of the Circuit Court of the United States for the
District of Kentucky on certain questions upon which the opinions
of the judges of the said circuit court were opposed and which were
certified to this Court for their decision by the judges of the
said circuit court, and was argued by counsel. On consideration
whereof, it is the opinion of this Court that the Act of the said
State of Kentucky of 27 February, 1797, concerning occupying
claimants of land, whilst it was in force, was repugnant to the
Constitution of the United
Page 21 U. S. 108
States, but that the same was repealed by the Act of 31 January,
1812, to amend the said act, and that the act last mentioned is
also repugnant to the Constitution of the United States.
The opinion given on the first question submitted to this Court
by the said circuit court renders it unnecessary to notice the
second question.
All which is ordered to be certified to the said circuit
court.