The permission or command of the state can give no power to
invade private property rights even for a public purpose without
payment of compensation. An abutting owner cannot be deprived of
his easements of light and air above the surface of the street
without compensation because the structure interfering with those
easements was formerly on the surface and the raising of it to an
elevated structure gave him an increase in his easement of
access.
The
Elevated Railroad cases, decided by the Court of
Appeals, established the law of the New York to be that the
easement of light and air of abutting property owners in the
streets of New York above the street to be property and within the
protection of the Constitution for compensation in case of its
diminution by an elevated railroad structure.
Such decisions assured to purchasers of property abutting on
streets, the beds whereof had been deeded to the City of New York
in trust for streets, that their easements of light and air were
secured by contract, and could not be taken from them without
compensation, and the courts of that state cannot change or modify
their decisions so as to take away rights which have been acquired
by contract and are within the protection of the federal
Constitution.
This Court determines for itself whether there is an existing
contract, and, where there is a diversity of state decisions, the
first in time may constitute the obligation of the contract and the
measure of rights under it.
The raising, in pursuance of a state statute requiring it, of
the New York and Harlem Railroad structure in Park Avenue, New York
City, which was formerly on or partially below the surface of the
street to an elevated structure, deprived the abutting owner, who
in this case had purchased after the decisions by the Court of
Appeals in the
Elevated Railroad cases, of property right
in his easements of light and air, and, under the Constitution of
the United States, he was entitled to compensation therefor, and
cannot be deprived of it either because the structure was erected
under a state statute requiring it or because the access to his
property was increased by the raising of the structure.
Plaintiff sues to enjoin the use of a certain elevated railroad
structure on Park Avenue, in the City of New York, in front of his
premises unless upon payment of the fee value
Page 197 U. S. 545
of certain easements of light, air, and access, and other rights
appurtenant to his premises. He also prays damages for injury
sustained from the year 1890 to time of trial.
From the evidence in the case, the supreme court found that the
plaintiff had been, since 1888, the owner of a lot of land on the
northwesterly corner of Park Avenue and 115th Street on which he,
in 1891, erected a five-story brick building, and that there were
appurtenant to said lot and building "certain easements of light,
air, and access in and over said Park Avenue, in front of said
premises." The defendant, The New York & Harlem Railroad
Company, is and was during all the times mentioned herein the owner
of a railroad and railroad structures in Park Avenue in front of
such premises, and the New York Central & Hudson River Railroad
Company is the lessee of said railroad structures under a lease
dated April 1, 1873, for a term of four hundred and one years; that
said railroad, prior to 1872, was operated on two tracks laid upon
the surface of said avenue and along the center thereof, in front
of said premises.
In pursuance of chapter 72 of the Laws of 1872, certain changes
were made in the railroad in front of said premises between the
years 1872 and 1874 whereby the number of tracks was increased from
two to four, and were laid along the center of the avenue, and at
the south line of said premises were at the surface, and at the
north line of said premises were laid in a trench about five and a
half feet below the surface. In front of said premises, the
railroad was bounded on both sides by masonry walls about three
feet high above the surface, and cut off access across said avenue
immediately in front of said premises.
The New York Central & Hudson River Railroad Company, in
1872, operated its trains over the railroad in front of said
premises, and continued to do so until February 16, 1897.
The other facts are expressed in the finding of the court as
follows:
"Fourth. That, pursuant to chapter 339 of the Laws of 1892,
there was constructed along Park Avenue, in front of
Page 197 U. S. 546
plaintiff's said premises, between April, 1893, and March, 1896,
a new, permanent, elevated railroad structure of iron and steel;
that said railroad in front of plaintiff's said premises is about
59 feet wide, and consists of four tracks laid on a solid roadbed,
having a mean elevation of about 31 feet above the surface of said
avenue, which roadbed is girded along the sides and in the center
by solid iron girders, each 7 feet and 4 inches high, and is
supported by iron columns, of which there are six directly in front
of plaintiff's said premises, and that the work of constructing
said permanent elevated railroad structure was done under the
supervision of a board created by said act."
"Fifth. That the defendant the New York Central & Hudson
River Railroad Company laid the tracks on said permanent elevated
railroad structure about March, 1896, and from said date down to
February 16, 1897, operated thereon in front of said premises
trains of cars drawn by steam engines for the carriage of freight
and material used in the construction of said structure, for which
service said defendant was paid; that said defendant, on February
16, 1897, began to operate regularly and permanently upon said
permanent elevated railroad structure in front of plaintiff's said
premises its passenger trains, drawn by steam locomotives."
"Sixth. That the rental and fee values of the plaintiff's said
premises were damaged by the work of constructing said permanent
elevated railroad structure and by the existence of the same from
April, 1893, to March, 1896; also by said structure and the
operation thereon of trains, as aforesaid, from March, 1896, to
February 16, 1899; but that neither of said defendants is liable
for such damage."
"Seventh. That said permanent structure and the operation by
said defendant the New York Central & Hudson River Railroad
Company of passenger trains thereon since February 16, 1897, are
and have been a continuous trespass upon the plaintiff's easements
of light and air appurtenant to his said premises, hereinbefore
described as having a frontage of 76 feet and 10 inches on said
Park Avenue and a depth of
Page 197 U. S. 547
26 feet on 115th Street; that, solely in consequence of said
trespass, and aside from any other causes, the rental and usable
value of said premises was depreciated from February 16, 1897, down
to October 10, 1900, in the sum of fourteen hundred dollars
($1,400) below what said rental value would have been during said
period if there had been no change in defendants' said railroad in
Park Avenue in front of said premises pursuant to chapter 339 of
the Laws of 1892, and that the fee value of said premises has been,
and was on October 10, 1900, depreciated thereby in the sum of
three thousand dollars ($3,000) below what said fee value would
have been on said date if there had been no change in defendant's
railroad as aforesaid."
"Eighth. That the said sums awarded as damages are over and
above any and all benefits conferred upon said premises by the
changes made, pursuant to chapter 339 of the Laws of 1892, which
said benefits result in part from improved access to said premises
afforded by said changes, and are offset against the damages to
said premises caused by said changes."
"Ninth. That the said sums awarded as damages are exclusive of
the damages that would have been occasioned to plaintiff's premises
by the maintenance and use of the defendant's railroad and
structures had there been no change in the same pursuant to chapter
339 of the Laws of 1892, for which last-mentioned damages the
defendants are not liable either jointly or severally."
"Tenth. That this action was commenced by the plaintiff on
January 7, 1897, that the plaintiff on April 28, 1892, began an
action in this court against the defendant for an injunction and
damage by reason of the defendant's railroad structure and the
operation of trains thereon in front of the premises described
herein, as said railroad existed and was operated on said date, and
that said last-mentioned action was discontinued on February 27,
1900."
A decree was entered enjoining the use of the railroad structure
and its removal from in front of plaintiff's premises,
Page 197 U. S. 548
but it was provided that the injunction should not become
operative if the defendants tender for the purpose of execution by
the plaintiff "a form of conveyance and release" to them of the
easements of light, air, and access appurtenant to said premises,
and tender further the sum of $3,000, with interest thereon from
October 10, 1900. Damages were also adjudged to plaintiff in the
sum of $1,400, with interest from February 16, 1897, and costs.
Either party was given the right to move at the foot of the decree
for further directions as to the enforcement of the same.
In the form of the decision and judgment entered, and as to the
legal principles involved, the court professed to follow
Lewis
v. New York & Harlem Railroad, 162 N.Y. 202.
The judgment was affirmed by the appellate division. It was
reversed by the Court of Appeals, 173 N.Y. 549, and the judgment of
that court, upon the remission of the case, was made the judgment
of the supreme court, and the complaint dismissed without costs.
The case was then brought here.
Page 197 U. S. 560
MR. JUSTICE McKENNA, after stating the case, announced the
judgment of the Court and delivered the following opinion:
As we have observed, the supreme court followed
Lewis v. New
York & Harlem Railroad, 162 N.Y. 202, both in the "form of
decision and judgment" and "the legal principles involved."
Discussion was not considered necessary. The appellate division
affirmed the judgment on the authority of the same case and other
cases which had been ruled by it.
Page 197 U. S. 561
The court, by brief expression, pointed out the identity of the
cases and disposed of the defense made by the railroad companies of
adverse possession as follows:
"The question of defendants' having acquired title by adverse
possession was considered by this Court in both the
Fries
and
Sander cases. In the former, it was said:"
"For these reasons, the deed to the city was valid as against
the railroad company, and it had no title to that part of the
street in front of the plaintiff's premises, and its only rights
therefore were those which it had acquired by adverse possession.
Within the rule laid down in the case of
Lewis v. New York
& Harlem R. Co., 162 N.Y. 202, that adverse possession did
not give to the railroad company the right to carry its tracks,
which for twenty years had run in a cut, upon a viaduct such as
this is above ground, in front of the plaintiff's premises. The
case of
Lewis applies fully to the one at bar."
"In the
Sander case, this court followed the decision
just quoted, the presiding justice dissenting on the sole ground
that 'title by adverse possession as to the twenty-four-foot strip,
at least, was established by the evidence.'"
In the case at bar, there is a complete change of ruling by the
Court of Appeals. The
Lewis case is declared, insofar as
it expressed rights of abutting property owners, to have been
improvidently decided, and the
Elevated Railroad cases,
which were made its support, were distinguished. The court rested
its ruling on one point -- the effect of the act of 1892, under
which the structure complained of was erected, the court declaring
that act a command to the railroad company in the interest of the
public -- indeed, made the state the builder of the new structure
and the use of it by the railroads mere obedience to law. But it
does not follow that private property can be taken either by the
erection of the structure or its use. This was plainly seen and
expressed in the
Lewis case as to the use of the
structure. It was there said: "When they [the railroads] commenced
to use the steel viaduct, they started a new trespass upon the
rights of abutting owners." There was no hesitation
Page 197 U. S. 562
then in marking the line between the power of the state and the
duty of the railroad, and assigning responsibility to the latter.
This was in accordance with principle. The command of the state,
the duty of the railroad to obey, may encounter the inviolability
of private property. And, in performing the duties devolved upon
it, a railroad may be required to exercise the right of eminent
domain.
Wisconsin, Minn. & Pac. R. Co. v. Jacobson,
179 U. S. 287.
See also Worcester v. Norwich and Worcester R. Co., 109
Mass. 103. We do not, therefore, solve the questions in this case
by reference to the power of the state and the duty of the
railroads; the rights of abutting property owners must be
considered, and, against their infringement, plaintiff urges the
contract clause of the Constitution of the United States and the
Fourteenth Amendment. The latter is invoked because the act of 1892
does not provide for compensation to property owners, and the
former on account of the conditions upon which the strip of land
constituting the avenue was conveyed to the city. There were two
deeds to the city, one made in 1825 and the other in 1827. That of
1825 was stated to be
"in trust, nevertheless, that the same be appropriated and be
kept open as parts of public streets and avenues forever in like
manner as the other public streets and avenues in said city are and
of right ought to be."
The deed of 1827 was also "in trust that the same be left open
as public streets for the use and benefit of the inhabitants of
said city forever." Plaintiff derives title from Poillon, grantor
of the city in the deed of 1827, and hence contends that he is
entitled to enforce the trust created by Poillon's deed to the
city. The railroads oppose this contention. They assert title to
the land upon which the structure complained of stands by deed and
by prescription. The details of these contentions we need not
repeat nor discuss. They are stated at length in the
Lewis
case, and the conclusions there expressed are not disturbed by the
decision of the Court of Appeals in the case at bar. The case is
therefore presented to us as to the effect of the deed of
Page 197 U. S. 563
Poillon to the plaintiff and to the city as constituting a
contract, and the effect of the act of 1892 as an impairment of
that contract, or as taking plaintiff's property without due
process of law. These questions were directly passed on and
negatived by the Court of Appeals.
It will be observed from the statement of facts that, before the
construction of the viaduct complained of, the railroad ran partly
on the surface of the street and partly in a cut or trench, the
latter being flanked by masonry walls three feet high. The viaduct
is a solid roadbed thirty-one feet above the surface, having iron
girders on the sides and in the middle, and supported by iron
columns, of which there are six in front of the plaintiff's land.
The old construction prevented crossing or access to the tracks.
The new construction impairs or destroys the plaintiff's easements
of light and air. And such easements the trial court found belonged
to plaintiff in common with other abutters upon the public streets
of New York, and his damages for their impairment to be, as
expressed by Bartlett, J., in his dissenting opinion, "$3,000 fee
damages, $1,400 rental damages, from February 16, 1897, to October
10, 1900," the date of trial -- that is, $4,400 present damage. It
is suggested, however, that the Court of Appeals did not deny the
rights of the abutters, but considered that the most important
phase of those rights was that of access, and the plaintiff did not
have this over the railroad by reason of the stone wall. The basis
of the suggestion, as we understand, is the idea that plaintiff was
compensated for the injury of his easements of light and air by an
increase of his easement of access, without regard to the resulting
damage. To do this, however, is to make one easement depend upon
another, both of which are inseparable attributes of property, and
equally necessary to its enjoyment. It is impossible for us to
conceive of a city without streets, or any benefit in streets, if
the property abutting on them has not attached to it, as an
essential and inviolable part, easements of light and air as well
as of access. There is something of mockery to give one access to
property which
Page 197 U. S. 564
may be unfit to live on when one gets there. To what situation
is the plaintiff brought? Because he can cross the railroad at more
places on the street, the state, it is contended, can authorize
dirt, cinders, and smoke from 200 trains a day to be poured into
the upper windows of his house.
In
Barnett v. Johnson, 15 N.J.Eq. 481, there is a clear
expression of the right of abutting owners to light and air, and of
the common practice and sense of the world upon which it is
founded. "It is a right," the court said,
"founded in such an urgent necessity that all laws and legal
proceedings take it for granted; a right so strong that it protects
itself, so urgent that, upon any attempt to annul or infringe it,
it would set at defiance all legislative enactments and all
judicial decisions."
And, graphically describing the right, observed further, "is not
every window and every door in every house in every city, town, and
village the assertion and maintenance of this right?" It has been
said
Barnett v. Johnson anticipated "the principle upon
which compensation was at last secured in the
Elevated
Railroad cases in New York." 1 Lewis Eminent Domain 183.
It is manifest that easements of light and air cannot be made
dependent upon the easement of access, and whether they can be
taken away in the interest of the public under the conditions upon
which the city obtained title to the streets is now to be
considered. The answer depends upon the cases of
Story v. New
York Elevated R. Co., 90 N.Y. 122, and
Lahr v.
Metropolitan Elevated R. Co., 104 N.Y. 268, known as the
Elevated Railroad cases. The
Lahr case was
decided in 1887. The plaintiff in the case at bar acquired title to
his property in 1888.
The first of the
Elevated Railroad cases was the
Story case, decided in 1882. The plaintiff in the case was
the owner of a lot on the corner of Moore and Front Streets in the
City of New York, on which there were buildings. To their
enjoyment, light, air, and access were indispensable, and were had
through Front Street. The defendant was about to construct
Page 197 U. S. 565
a railroad above the surface of that street upon a series of
columns, about fifteen inches square, fourteen feet and six inches
high, placed five inches inside of the sidewalk, with girders from
thirty-three to thirty-nine inches deep, for the support of
cross-ties for three sets of rails for a steam railroad. The cars
were to be of such a construction as to reach within nine feet of
plaintiff's buildings, and trains were to be run every three
minutes, and at a rate of speed as high as eighteen miles an
hour.
The fact of injury to the abutting lot was found by the trial
court, and also that the City of New York was the owner in fee of
Front Street, opposite plaintiff's lots, and that he was not and
never had been seised of the same in fee, nor had any estate
therein.
The supreme court said the case involved the question whether
the scheme of the defendant amounted to the taking of any property
of the plaintiff; if it did, it was said, the judgment was invalid
on the ground that the intended act, when performed, would violate
not only the provision of the Constitution which declared that such
property should not be taken without just compensation, but certain
statutes by which defendant was bound or owed its existence, and
which would not have been upheld unless, in the opinion of the
court, they had provided means to secure such compensation.
The plaintiff contended that, as owner of the abutting premises,
he had the fee to one-half of the bed of the street opposite
thereto, and he also contended, if the fee was in the city, he, as
abutting owner, had such right to have light and access afforded by
the street above the roadbed as entitled him to have it kept open
for those uses until by legal process and upon just compensation
that right was taken away. The defendant justified its intended
acts through the permission of the city. The issue thus made the
court passed on, and, in doing so, assumed that the city owned the
fee of the street and that the plaintiff derived his title from the
city. It was held that the plaintiff had acquired "the right and
privilege of
Page 197 U. S. 566
having the street forever kept open as such," and that the right
thus secured was an incorporated hereditament which "became at once
appurtenant to the lot and formed an "integral part of the estate"
in it," and which followed the estate and constituted a perpetual
encumbrance upon the land burdened with it. "From the moment it
attached," the court observed, "the lot became the dominant, and
the open way or street the servient, tenement." Cases were cited
for these propositions. And the extent of the easement was defined
to be not only access to the lot, but light and air from it. The
court said:
"The street occupies the surface, and to its uses the rights of
the adjacent lots are subordinate, but, above the surface, there
can be no lawful obstruction to the access of light and air to the
detriment of the abutting owner."
And further:
"The elements of light and air are both to be derived from the
space over the land on the surface of which the street is
constructed, and which is made servient for that purpose."
This was emphasized, the court observing:
"Before any interest passed to the city, the owner of the land
had from it the benefit of air and light. The public purpose of a
street requires of the soil the surface only."
The easement was declared to be property, and within the
protection of the constitutional provision for compensation for its
diminution by the contemplated structure.
It is, of course, impossible to reproduce the argument of the
court by which its conclusions were sustained. It is enough to say
that a distinction was clearly made between the rights of abutting
owners in the surface of the street and their rights in the space
above the street, and the distinction was also clearly made between
damages and a taking. A review was made of the cases upon which
those distinctions rested. The power of a city to alter a grade of
a street was adverted to, and held not to justify the intended
structure. There was no change in the street surface intended, it
was said, "but the elevation of a structure useless for street
purposes and as foreign thereto" as the house which was held to be
an obstruction
Page 197 U. S. 567
in
Corning v. Lowerre, 6 Johns.Ch. 439, or the freight
depot in
Barney v. Keokuk, 94 U. S.
324.
The conclusion of the court and the distinctions made by it were
repeated in
Lahr v. Metropolitan Elevated R. Co., 104 N.Y.
271. The structure complained of in the latter case was also an
elevated railroad.
Chief Judge Ruger, speaking for the court, opened his opinion by
observing that the action was "the sequel of the
Story
case," and that its defense seemed to have been conducted upon the
theory of endeavoring to secure a reexamination of that case. The
endeavor, it was said, must fail because the doctrine of the
Story case had been pronounced after most careful
consideration, and after two arguments at the bar, made by most
eminent counsel, had apparently exhausted the resources of learning
and reasoning in the discussion of the question presented. And it
was declared that
"it would be the occasion of great public injury if a
determination thus made could be inconsiderately unsettled and
suffered again to become the subject of doubt and theme of renewed
discussion."
The doctrine of the
Story case was declared to be
stare decisis, not only upon all the questions involved,
but upon all that came logically within the principles decided.
There was an enumeration of those principles, as follows:
(1) That an elevated railroad of the kind described was a
perversion of the use of a street which neither the city nor the
legislature could legalize without providing compensation for the
injury inflicted upon the property of abutting owners.
(2) That abutters upon a public street, claiming title by grant
from the municipal authorities, which contained a covenant that
streets which could be laid out should continue as other streets,
acquired an easement in the bed of the street for ingress and
egress to and from their premises, and also for the free and
uninterrupted passage and circulation of light and air through and
over such street for the benefit of the property situated
thereon.
Page 197 U. S. 568
(3) That such easement was an interest in real estate, and
constituted property within the meaning of the constitution of the
state, and could not be taken for a public use without payment of
compensation.
(4) That an elevated railroad, upon which cars propelled by
steam engines which generated gas, steam, and smoke, and
distributed in the air cinders, dust, ashes, and other noxious and
deleterious substances, and interrupted the free passage of light
and air to and from adjoining premises, constituted a taking of the
easement, and rendered the railroad company liable for the damages
occasioned by such taking.
The application of these principles was resisted on the ground
that the city was the grantor of the plaintiff in the
Story case, and could not derogate from the title a
property it conveyed, and it was contended, that the case went off
on that ground. This was rejected and the principles enumerated
held to apply, notwithstanding the land in the street had been
taken from plaintiff's grantor by proceedings
in invitum.
And rights of abutting owners were held to rest in contract
constituted by the conditions upon which the city received the
property.
Equally untenable are the grounds of distinction urged in the
case at bar against the application of those principles. What are
they? In the
Story and
Lahr cases, the railroads
were imposed for the first time on the street. In the case at bar,
the Harlem railroad had occupied the surface of the street, and was
changed to the viaduct. But in the
Story and
Lahr
cases, it was not the fact that the railroads were imposed on the
street for the first time that determined the judgment rendered. It
was the fact that trains were run upon an elevated structure,
interrupting the easements of light and air of the abutting owners.
It was this that constituted a use inconsistent with the purpose of
the street. It was the "elevation of a structure," to quote again
from the
Story case, "useless for general street
purposes." This situation of the railroad was especially dwelt upon
in the
Story case, and that case was distinguished thereby
from the surface railway cases.
Page 197 U. S. 569
And in the
Lewis case, a difference was recognized
between the two situations, and a balance struck between damage
done by the railroad, in one situation, and the railroad, in the
other situation. The
Lewis case, we have seen, was
overruled by the Court of Appeals in the case at bar, while the
Story and
Lahr cases were said not to be in
point. We think that the
Lewis case was an irresistible
consequence of the others, and the
Story and
Lahr
cases are in point and decisive.
Another distinction is claimed, as we have already observed,
between the case at bar and those cases. The act of the railroad in
occupying the viaduct, it is said, was the act of the state. But
this defense was made in the other cases. It did not give the court
much trouble. It is urged, however, now with an increased
assurance. Indeed, it is made the ground of decision, as we have
seen by the Court of Appeals. The court said:
"The decisions in the
Elevated Railroad cases are not
in point. There, no attempt was made by the state to improve the
street for the benefit of the public. Instead, it granted to a
corporation the right to make an additional use of the street, in
the doing of which it took certain easements belonging to abutting
owners, which it was compelled to compensate them for."
And, further, making distinction between those cases and that at
bar, said:
"The state could not if it would -- and probably would not if it
could -- deprive defendant of its right to operate its trains in
the street. But it had the power in the public interest to compel
it to run its trains upon a viaduct instead of in the subway."
And the court concluded that it was the state, not the
railroads, who did the injury to plaintiff's property. The answer
need not be hesitating. The permission or command of the state can
give no power to invade private rights, even for a public purpose,
without payment of compensation, and payment of such compensation,
when necessary to the performance of the duties of a railroad
company, may be, as we have already observed, part of its
submission to the command of the state. The railroads paid one-half
of the expense of the change "by the command
Page 197 U. S. 570
of the statute, and hence under compulsion of law," to quote
from the Court of Appeals. The public interest therefore is made
too much of. It is given an excessive, if not a false, quantity.
Its use as a justification is open to the objection made at the
argument -- it enables the state to do by two acts that which would
be illegal if done by one. In other words, as, under the law of New
York, the state can authorize a railroad to occupy the surface of a
street, it can subsequently permit or order the railroad to raise
its tracks above the street and justify the impairment of property
rights by the public interest. It was said in the
Story
case that "the public purpose of a street requires of the soil the
surface only." And this was followed in
Fobes v. R., W. &
O. R. Co., 121 N.Y. 505, where a steam railroad was permitted
upon a street without liability for consequential damages to
adjoining property. The new principle based upon the public
interest destroys all distinction between the surface of the soil
of a street and the space above the surface, and seemingly leaves
remaining no vital remnant of the doctrine of the
Elevated
Railroad cases. However, we need not go farther than the
present case demands. When the plaintiff acquired his title, those
cases were the law of New York, and assured to him that his
easements of light and air were secured by contract as expressed in
those cases, and could not be taken from him without payment of
compensation.
And this is the ground of our decision. We are not called upon
to discuss the power, or the limitations upon the power, of the
courts of New York to declare rules of property or change or modify
their decisions, but only to decide that such power cannot be
exercised to take away rights which have been acquired by contract
and have come under the protection of the Constitution of the
United States. And we determine for ourselves the existence and
extent of such contract. This is a truism, and when there is a
diversity of state decisions, the first in time may constitute the
obligation of the contract and the measure of rights under it.
Hence the importance of the
Page 197 U. S. 571
Elevated Railroad cases and the doctrine they had
pronounced when the plaintiff acquired his property. He bought
under their assurance, and that these decisions might have been
different, or that the plaintiff might have balanced the chances of
the commercial advantage between the right to have the street
remain open and the expectation that it would remain so, is too
intangible to estimate. We certainly can estimate the difference
between a building with full access of light and air and one with
those elements impaired or polluted. But we have already expressed
this. We need only add that the right of passage is not all there
is to a street, and to call it the primary right is more or less
delusive. It is the more conspicuous right, has the importance and
assertion of community interest and ownership, properly has a
certain dominance, but it is not more necessary to the making of a
city than the rights to light and air, held though the latter are
in individual ownership ship and asserted only as rights of private
property. The true relation and subordination of these rights,
public and private, is expressed not only by the
Elevated
Railroad cases, but by other cases. They are collected in 1
Lewis, Eminent Domain, § 91c, and, it is there said,
"established beyond question the existence of these rights, or
easements, of light, air, and access as appurtenant to abutting
lots, and that they are as much property as the lots
themselves."
Judgment is reversed and cause remanded for further
proceedings not inconsistent with this opinion.
MR. JUSTICE Brown concurs in the result.
MR. JUSTICE HOLMES, dissenting:
I regret that I am unable to agree with the judgment of the
Court, and, as it seems to me to involve important principles, I
think it advisable to express my disagreement and to give my
reasons for it.
The plaintiff owns no soil within the limits of the avenue.
Page 197 U. S. 572
The New York & Harlem Railroad Company, at the time of the
change, was and long had been the owner, and the other defendant
was the lessee, of a railroad with four tracks along the middle of
Park Avenue, in front of the plaintiff's land, at the south end
being at the surface of the avenue, and at the north in a trench
about four and one-half feet deep, the railroad being bounded on
both sides by a masonry wall three feet high, which prevented
crossing or access to the tracks. This is the finding of the court
of first instance, and I take it to be binding upon us. We have
nothing to do with the evidence. I take it to mean the same thing
as the finding in
Fries v. New York & Harlem R. Co.,
169 N.Y. 270, that the defendants had
"acquired the right without liability to the plaintiff to have,
maintain, and use their railroad and railroad structures as the
same were maintained and used prior to February 16, 1897."
The material portion of the decision of the Court of Appeals is
that, on this state of facts, as was held in the similar case of
Fries v. New York & Harlem R. Co., the plaintiff had
no property right which was infringed in such a way as to be
anything more than
damnum absque injuria. The finding that
the railroad had the right to maintain the former structures was
held to distinguish the case from the
Elevated Railroad
cases, where pillars were planted in the street without right as
against the plaintiff.
Story v. New York Elevated R. Co.,
90 N.Y. 122, 160, 170, 178;
Lahr v. Metropolitan Elevated R.
Co., 104 N.Y. 268. The other so-called finding, that the new
structure infringes the plaintiff's right, is merely a ruling of
law that, notwithstanding the facts specifically found, the
plaintiff has a cause of action by reason of his being an abutter
upon a public street.
The plaintiff's rights, whether expressed in terms of property
or of contract, are all a construction of the courts, deduced by
way of consequence from dedication to and trusts for the purposes
of a public street. They never were granted to him or his
predecessors in express words, or, probably, by any conscious
implication. If, at the outset, the New York courts had
Page 197 U. S. 573
decided that, apart from statute or express grant, the abutters
on a street had only the rights of the public and no private
easement of any kind, it would have been in no way amazing. It
would have been very possible to distinguish between the practical
commercial advantage of the expectation that a street would remain
open and a right
in rem that it should remain so.
See
Stanwood v. Malden, 157 Mass. 17. Again, more narrowly, if the
New York courts had held that an easement of light and air could be
created only by express words, and that the laying out or
dedication of a street, or the grant of a house bounding upon one,
gave no such easement to abutters, they would not have been alone
in the world of the common law.
Keats v. Hugo, 115 Mass.
204, 216. The doctrine that abutters upon a highway have an
easement of light and air is stated as a novelty in point of
authority in
Barnett v. Johnson, 15 N.J.Eq. 481, 489, and
that case was decided in a state where it was held that a like
right might be acquired by prescription.
Robeson v.
Pittenger, 2 N.J.Eq. 57.
If the decisions, which I say conceivably might have been made,
had been made as to the common law, they would have infringed no
rights under the Constitution of the United States. So much, I
presume, would be admitted by everyone. But, if that be admitted, I
ask myself what has happened to cut down the power of the same
courts as against that same Constitution at the present day. So far
as I know, the only thing which has happened is that they have
decided the
Elevated Railroad cases, to which I have
referred. It is on that ground alone that we are asked to review
the decision of the Court of Appeals upon what otherwise would be
purely a matter of local law. In other words, we are asked to
extend to the present case the principle of
Gelpcke v.
Dubuque, 1 Wall. 175, and
Louisiana v.
Pilsbury, 105 U. S. 278, as
to public bonds bought on the faith of a decision that they were
constitutionally issued. That seems to me a great, unwarranted, and
undesirable extension of a doctrine which it took this Court a good
while to explain. The doctrine now is explained, however,
Page 197 U. S. 574
not to mean that a change in the decision impairs the obligation
of contracts,
Burgess v. Seligman, 107 U. S.
20,
107 U. S. 34;
Stanly County v. Coler, 190 U. S. 437,
190 U. S.
444-445, and certainly never has been supposed to mean
that all property owners in a state have a vested right that no
general proposition of law shall be reversed, changed, or modified
by the courts if the consequence to them will be more or less
pecuniary loss. I know of no constitutional principle to prevent
the complete reversal of the
Elevated Railroad cases
tomorrow if it should seem proper to the Court of Appeals.
See
Central Land Co. v. Laidley, 159 U. S. 103.
But I conceive that the plaintiff in error must go much further
than to say that my last proposition is wrong. I think he must say
that he has a constitutional right not only that the state courts
shall not reverse their earlier decisions upon a matter of property
rights, but that they shall not distinguish them unless the
distinction is so fortunate as to strike a majority of this Court
as sound. For the Court of Appeals has not purported to overrule
the
Elevated Railroad cases. It simply has decided that
the import and the intent of those cases does not extend to the
case at bar. In those cases, the defendants had impaired the
plaintiff's access to the street. It is entirely possible and
consistent with all that they decided to say now that access is the
foundation of the whole matter; that the right to light and air is
a parasitic right incident to the right to have the street kept
open for purposes of travel, and that when, as here, the latter
right does not exist, the basis of the claim to light and air is
gone.
But again, if the plaintiff had an easement over the whole
street, he got it as a tacit incident of an appropriation of the
street to the uses of the public. The Legislature and the Court of
Appeals of New York have said that the statute assailed was passed
for the benefit of the public using the street, and I accept their
view. The most obvious aspect of the change is that the whole
street now is open to travel, and that an impassable barrier along
its width has been removed -- in other
Page 197 U. S. 575
words, that the convenience of travelers on the highway has been
considered and enhanced. Now still considering distinctions which
might be taken between this and the earlier cases, it was possible
for the New York courts to hold, as they seem to have held, that
the easement which they had declared to exist is subject to the
fullest exercise of the primary right out of which it sprang, and
that any change in the street for the benefit of public travel is a
matter of public right, as against what I have called the parasitic
right which the plaintiff claims.
Scranton v. Wheeler,
179 U. S. 141;
Gibson v. United States, 166 U. S. 269.
The foregoing distinctions seem to me not wanting in good sense.
Certainly I should have been inclined to adopt one or both of them,
or in some way to avoid the earlier decisions. But I am not
discussing the question whether they are sound. If my disagreement
was confined to that, I should be silent. I am considering what
there is in the Constitution of the United States forbidding the
Court of Appeals to hold them sound. I think there is nothing, and,
there being nothing, and the New York decision obviously not having
been given its form for the purpose of evading this Court, I think
we should respect and affirm it, if we do not dismiss the case.
What the plaintiff claims is really property, a right
in
rem. It is called contract merely to bring it within the
contract clause of the Constitution. It seems to me a considerable
extension of the power to determine for ourselves what the contract
is, which we have assumed when it is alleged that the obligation of
a contract has been impaired, to say that we will make the same
independent determination when it is alleged that property is taken
without due compensation. But it seems to me that it does not help
the argument. The rule adopted as to contract is simply a rule to
prevent an evasion of the constitutional limit to the power of the
states, and, it seems to me, should not be extended to a case like
this. Bearing in mind that, as I have said, the plaintiff's rights,
however expressed, are wholly a construction of the courts, I
cannot
Page 197 U. S. 576
believe that, whenever the Fourteenth Amendment, or Article I,
§ 10, is set up, we are free to go behind the local decisions
on a matter of land law, and, on the ground that we decide what the
contract is, declare rights to exist which we should think ought to
be implied from a dedication or location if we were the local
courts. I cannot believe that we are at liberty to create rights
over the streets of Massachusetts, for instance, that never have
been recognized there. If we properly may do that, then I am wrong
in my assumption that, if the New York courts originally had
declared that the laying out of a public way conferred no private
rights, we should have had nothing to say. But if I am right, if we
are bound by local decisions as to local rights in real estate,
then we equally are bound by the distinctions and the limitations
of those rights declared by the local courts. If an exception were
established in the case of a decision which obviously was intended
to evade constitutional limits, I suppose I may assume that such an
evasion would not be imputed to a judgment which four Justices of
this Court think right.
As I necessarily have dealt with the merits of the case for the
purpose of presenting my point, I will add one other consideration.
Suppose that the plaintiff has an easement, and that it has been
impaired, bearing in mind that his damage is in respect of light
and air, not access, and is inflicted for the benefit of public
travel, I should hesitate to say that, in inflicting it, the
legislature went beyond the constitutional exercise of the police
power. To a certain and to an appreciable extent, the legislature
may alter the law of nuisance, although property is affected. To a
certain and to an appreciable extent, the use of particular
property may be limited without compensation. Not every such
limitation, restriction, or diminution of value amounts to a taking
in a constitutional sense. I have a good deal of doubt whether it
has been made to appear that any right of the plaintiff has been
taken or destroyed for which compensation is necessary under the
Constitution of the United States.
Scranton v. Wheeler,
179 U. S. 141;
Meyer v.
Page 197 U. S. 577
Richmond, 172 U. S. 82.
See Mugler v. Kansas, 123 U. S. 623,
123 U. S. 668;
Marchant v. Pennsylvania R. Co., 153 U.
S. 380;
Camfield v. United States, 167 U.
S. 518,
167 U. S. 523;
People v. D'Oench, 111 N.Y. 359, 361;
Sawyer v.
Davis, 136 Mass. 239;
Commonwealth v. Alger, 7 Cush.
53.
Compare United States v. Lynah, 188 U.
S. 445,
188 U. S.
470.
I am authorized to say that the CHIEF JUSTICE, MR. JUSTICE
WHITE, and MR. JUSTICE PECKHAM concur in the foregoing dissent.