1. Although the Erie Canal is wholly within the State of New
York, it connects navigable waters and is a great highway of
commerce between ports in different states and foreign countries,
and is therefore a navigable water of the United States within the
legitimate scope of the admiralty jurisdiction of the courts of the
United States.
2. The enforcement of a lien
in rem for repairs made in
a port of the state to which it belongs to a canal boat engaged in
traffic on the Erie Canal and the Hudson River is.wholly within the
jurisdiction of the admiralty courts, and such lien cannot be
enforced by any proceeding in rem in the courts of the New
York.
3. The contract for making such repairs is a maritime contract,
and its nature as such is not affected by the fact that the repairs
were made in a dry dock or by the fact
4. That the canal boat was engaged in traffic wholly within the
New York.
The Belfast, 7
Wall. 624.
This was a writ of error to review a judgment of the Supreme
Court of the State of New York sustaining the jurisdiction of that
court to enforce a lien for repairs made by Haines to the canal
boat
Robert W. Parsons, which was engaged at the time in
navigating the Erie Canal and Hudson River.
Defense, that the statute of the State of New York giving a lien
for such repairs and providing a remedy for enforcing the same
in rem is unconstitutional so far as concerns the remedy,
and an infringement upon the exclusive jurisdiction of the courts
of the United States in admiralty and maritime causes.
A motion to vacate the attachment, issued upon the petition of
Haines, upon the ground that the court had no jurisdiction, was
denied, an appeal taken to the appellate division of the supreme
court, where the case was argued and the order of the court below
affirmed by a majority of the justices.
In re Haines, 52
App.Div. 550. From the final order of the court, subsequently
entered, the owner, Clara Perry, again appealed to the appellate
division, where the order was affirmed,
Matter of Haines,
57 N.Y.App.Div. 636, and again by the Court of Appeals.
In re
Haines, 168 N.Y. 586. Whereupon a writ of error was sued out
from this Court.
Page 191 U. S. 23
MR. JUSTICE BROWN delivered the opinion of the Court.
This case raises the question of the construction and
constitutionality of the statutes of the State of New York giving a
lien for repairs upon vessels and providing for the enforcement of
such lien by proceedings
in rem. The statutes
conferring
Page 191 U. S. 24
the lien, so far as it is material, is given in the margin.
* It will be
noticed that it expressly excludes liens founded upon maritime
contracts.
That a state may provide for liens in favor of materialmen for
necessaries furnished to a vessel in her home port, or in a port of
the state to which she belongs, though the contract to furnish the
same is a maritime contract, and that such liens can be enforced by
proceedings
in rem in the district courts of the United
States is so well settled by a series of cases in this Court as to
be no longer open to question.
The General
Smith, 4 Wheat. 438;
32 U.
S. Howard), 7 Pet. 324;
The
St.Lawrence, 1 Black 522. The remedy thus administered by the
admiralty court is exclusive. 71 U.
S. 4 Wall. 411; The Hine v.
Trevor, 4 Wall. 555; The
Belfast, 7 Wall. 624; The
Lottawanna, 21 Wall. 559; Johnson v. Chicago
&c. Elevator Co.Court of Appeals
119 U.
S. 388,
119 U. S. 397;
The J. E. Rumbell, 148 U. S. 1,
148 U. S. 12;
Bird v. The Josephine, 39 N.Y. 19;
Brookman v.
Hamill, 43 N.Y. 554;
Poole v. Kermit, 59 N.Y. 554. If
there were any doubts regarding this question, they were completely
put to rest by the ease of
The Glide, 167 U.
S. 606, in which it was distinctly held, in an
exhaustive opinion by Mr. Justice Gray, that the enforcement
in
rem of a lien upon a vessel for
Page 191 U. S. 25
repairs and supplies furnished in her home port was exclusively
within the admiralty jurisdiction of the courts of the United
States.
It is equally well established that, for causes of action not
cognizable in admiralty either
in rem or
in
personam, the states may not only grant liens, but may provide
remedies for their enforcement. Contracts for the building of a
ship are the most prominent examples of such as are not maritime in
their character, and hence within this rule.
The
Jefferson, 20 How. 393;
Roach v.
Chapman, 22 How. 129;
Edwards v.
Elliott, 21 Wall. 532;
Johnson v. Chicago
&c. Elevator Co., 119 U. S. 388;
Sheppard v. Steele, 43 N.Y. 52.
It remains to consider whether the contract in this case, which
was for repairs furnished to a canal boat in a port of the state to
which she belonged, was a maritime contract. If it were, the
position of the state courts was wrong. The denial of exclusive
jurisdiction on the part of the admiralty court to enforce this
lien must rest upon one of two propositions: either because the
cause of action arose upon an artificial canal or because a canal
boat is not a ship or vessel contemplated by the maritime law, and
within the jurisdiction of the admiralty court.
1. At an early day, and following English precedents, it was
held by this Court in
The Thomas
Jefferson, 10 Wheat. 428, that the admiralty courts
could not rightfully exercise jurisdiction, "except in cases where
the service was substantially performed, or to be performed, upon
the sea, or upon waters within the ebb and flow of the tide." The
opinion is a brief one by Mr. Justice Story, and contains little
more than the announcement of the general principle, and with no
attempt to distinguish the English cases. It lacks wholly any
display of the abundant learning which, ten years before, had
characterized his celebrated opinion in
De Lovio v. Boit,
2 Gall. 398. The case was a strong one for the adoption of English
precedents, as it concerned a voyage from a port in Kentucky up the
Missouri River and back again to
Page 191 U. S. 26
the same port. It was, however, flatly overruled in
The Genesee Chief v.
Fitzhugh, 12 How. 443, and the modern doctrine
established, to which this Court has consistently and invariably
adhered, that not the ebb and flow of the tide, but the actual
navigability of the waters, is the test of jurisdiction. It is
true, that case arose upon the Great Lakes, but the rule was
subsequently extended to cases arising upon the rivers above the
tidal effect.
Fretz v. Bull,
12 How. 466;
The Magnolia,
20 How. 296. In
The Daniel
Ball, 10 Wall. 557, it was held that Grand River, a
navigable water wholly within the State of Michigan, being a stream
capable of bearing, for a distance of forty miles, a steamer of 123
tons burthen, and forming, by its junction with Lake Michigan, a
continuous highway for commerce both with other states and with
foreign countries, was a navigable water of the United States, and
the rule was broadly announced that "those rivers must be regarded
as public navigable rivers in law which are navigable in fact," and
that
"they constitute navigable waters of the United States within
the meaning of the acts of Congress, in contradistinction from the
navigable waters of the states, when they form, in their ordinary
condition by themselves, or by uniting with other waters, a
continued highway over which commerce is, or may be, carried on
with other states or foreign countries in the customary modes in
which such commerce is conducted by water."
The same principle was applied in
The
Montello, 20 Wall. 430, to the Fox River in
Wisconsin, although its navigability was interrupted by rapids and
falls over which portages were required to be made, and to Chicago
River in
Escanaba Co. v. Chicago, 107 U.
S. 678.
See also Miller v. New York,
109 U. S. 385;
In re Garnett, 141 U. S. 1,
141 U. S. 8.
The only distinction between canals and other navigable waters
is that they are rendered navigable by artificial means, and
sometimes, though by no means always, are wholly within the limits
of a particular state. We fail to see, however, that this creates
any distinction in principle. They are usually constructed to
connect waters navigable by nature, and to
Page 191 U. S. 27
avoid the portage of property from one navigable lake or river
to another, or to improve or deepen a natural channel, and they are
usually navigated by the same vessels which ply between the
naturally navigable waters at either end of the canal. Examples of
these are the St. Clair Ship Canal, connecting St. Clair River with
the lake of the same name; the St. Mary's Canal, connecting the
waters of Lake Superior with those of Lake Huron; the Illinois
& Michigan Canal, connecting the waters of Lake Michigan with
the Mississippi River; the Welland Canal, between Lake Ontario and
Lake Erie; the Suez Canal, between the Mediterranean and the Red
Sea; the Great North Holland Canal, connecting Amsterdam directly
with the German Ocean, and the Erie Canal, connecting Lake Erie
with the Hudson River. Indeed, most of the harbors upon the lakes
and Atlantic coast are made accessible by canals wholly artificial,
or by an artificial channel broadening and deepening their natural
approaches. Can it be possible that a cause of action which would
be maritime if occurring upon those connected waters would cease to
be maritime if arising upon the connecting waters? Must a collision
which would give rise to a suit in admiralty if occurring upon Lake
Ontario or Lake Erie be prosecuted at common law if happening upon
the Welland Canal? This question arose in this country in the case
of
The Avon, 1 Brown's Ad. 170, in which Judge Emmons, in
a carefully considered opinion, took jurisdiction of a collision
upon that canal although it was wholly within British territory.
While this was, with one exception,
Scott v. Young
America, Newberry's Ad. 101, the earliest case in this
country, it was no novelty in England, since, in
The
Diana, Lush. 539, Dr. Lushington assumed jurisdiction of a
collision between two British vessels in the Great North Holland
Canal, rejecting altogether the contention that the legislature did
not intend to give the court jurisdiction over matters occurring in
foreign territorial waters. This jurisdiction has since been
declared in England to extend to collisions between foreign vessels
in the Bosphorus,
The Mali
Page 191 U. S. 28
Ivo, L.R. 2 A. & Ecc. 356, and in the
Scheldt,
The Halley, L.R. 2 Priv.Counc. 193.
See also
The Thomas Carroll, 23 F. 912;
The Oler, 2 Hughes 12,
Fed.Cas. No. 10,485;
The E. M. McChesney, 8 Ben. 150, 15
Blatch. 183;
Malony v. The City of Milwaukee, 1 F. 611;
The General Cass, Brown's Ad. 334, Fed.Cas. No. 5,307. The
tidal test was long since abolished by statute in England. 24 Vict.
c. 10; Marsden on Collisions 210.
Finally, in
Ex Parte Boyer, 109 U.
S. 629, such jurisdiction was held by this Court to
extend to collisions between two canal boats occurring in the
Illinois and Lake Michigan Canal, Mr. Justice Blatchford observing
that
"navigable water situated as this canal is, used for the
purposes for which it is used -- a highway for commerce between
ports and places in different states, carried on by vessels such as
those in question here -- is public water of the United States, and
within the legitimate scope of the admiralty jurisdiction conferred
by the Constitution and statutes of the United States, even though
the canal is wholly artificial and is wholly within the body of a
state and subject to its ownership and control."
The case is the more noteworthy from the fact that the canal was
but sixty feet wide and six feet deep. It has never been overruled
or questioned, and must be treated as settling the jurisdiction of
the admiralty court over the waters of any artificial canal which
is the means of communication between ports and places in different
states and territories. It is not intended here to intimate that,
if the waters, though navigable, are wholly territorial and used
only for local traffic -- such, for instance, as the interior lakes
of the State of New York -- they are to be considered as navigable
waters of the United States.
The Montello,
11 Wall. 411. In the case under consideration, however, the Erie
Canal, though wholly within the State of New York, is a great
highway of commerce between ports in different states and foreign
countries, and is navigated by vessels which also traverse the
waters of Hudson River from the head of navigation to its
mouth.
2. But the crucial question involved in this case is whether
Page 191 U. S. 29
the exclusive admiralty and maritime jurisdiction of the federal
courts attaches to canal boats -- in other words, whether they are
ships or vessels within the meaning of the admiralty law. If it be
once conceded, as, for the reasons above given, we think it must
be, that navigable canals used as highways for interstate or
foreign commerce are navigable waters of the United States, it
would be an anomaly to hold that such jurisdiction did not attach
to the only craft used in navigating such canals. It is true that,
in the more modern constructions, these canals are made wide and
deep enough for the largest vessels; but it so happens that the
Erie Canal was built at an early day, and was adapted only for
vessels of light draught and peculiar construction. The
possibilities of the future were then scarcely foreseen, and, even
if they had been, the state was too poor to provide for anything
beyond the immediate present. For those purposes, the canal was
amply sufficient, and for twenty years was the principal means of
communication with the northwest, and was not only the highway over
which all the merchandise was carried between the Hudson River and
the Great Lakes, but was largely used for the transportation of
passengers in the great western immigration which immediately
followed its construction. As late as 1850, large and handsomely
equipped passenger vessels were run every day at stated hours, and
the canal continued to be, even after the building of the railways,
a favorite method of communication with the Great Lakes. While
these boats were vessels of light draught, and were drawn by animal
power, they were from 150 to 300 tons' capacity -- larger than
those out of which arose the maritime law of modern Europe, and
much larger than those employed by Columbus and the earlier
navigators in their discovery of the new world. It is said by a
writer in the Quarterly Review and quoted in Ben.Ad.Practice, sec.
§ 220, that
"the first discoverers of America committed themselves to the
unknown ocean in barks, one not above fifteen tons; Frobisher, in
two vessels of twenty or twenty-five tons; Sir Humphrey Gilbert, in
one of ten tons only."
The ships in
Page 191 U. S. 30
which the Vikings of Scandinavia invaded England, and ravaged
the coasts of western Europe (specimens of which are still
preserved at Christiana), were open boats, not exceeding 100 feet
in length and 16 in breadth, and propelled partly by oars and
partly by a single sail. In fact, neither size, form, equipment,
nor means of propulsion are determinative factors upon the question
of jurisdiction, which regards only the purpose for which the craft
was constructed and the business in which it is engaged.
The application of this criterion has ruled out the floating dry
dock, the floating wharf, the ferry bridge hinged or chained to a
wharf, the sailors' Bethel moored to a wharf,
Cope v. Valette
Dry Dock Co., 119 U. S. 625, and
a gas float moored as a beacon,
The Whitton, L.R. [1895]
p. 301, [1896] p. 42, [1897] A.C. 337.
But it has been held in England to include a fishing coble, a
boat of ten tons' burthen, twenty-four feet in length, decked
forward only, though accustomed to go only twenty miles to sea and
to remain out twelve hours at a time,
Ex Parte Ferguson,
L.R. 6 Q.B. 280; a barge,
The Malvina, Lush. 493,
aff'd on appeal, Brown & L. 57; though not a dumb
barge, propelled by oars only,
Everard v. Kendall, L.R. 5
C.P. 428; and, in America, steamers of five tons' burthen engaged
in carrying freight and passengers upon navigable waters,
The
Pioneer, 21 F. 426;
The Ella B., 24 F. 508;
The
Volunteer, Brown's Ad. 159,
aff'd in 15 Int.Rev.Rec.
59; a barge, without sails or rudder, used for transporting grain,
The Wilmington, 48 F. 566; a floating elevator,
The
Hezekiah Baldwin, 8 Ben. 556.
See
also The Northern
Belle, 9 Wall. 526;
The Alabama, 22 F.
449;
Endner v. Greco, 3 F. 411.
Again, in
Ex Parte Boyer, 109 U.
S. 629, this Court held the jurisdiction of the
admiralty court to extend to a collision between two canal boats of
more than twenty tons burthen, one of which was in tow and the
other propelled by steam. If the jurisdiction of the admiralty
court in the case under consideration
Page 191 U. S. 31
depends, as it must, upon the facts that the cause of action
arose upon the canal and upon canal boats navigating such canal,
the case of
Boyer would seem to be decisive of this.
So far as the Congress of the United States and the Parliament
of England have incidentally spoken upon the subject, they have
fixed a criterion of size as to what shall be considered a vessel
within the admiralty jurisdiction far below the tonnage of an
ordinary canal boat. By the original Judiciary Act of 1789, section
9, 1 Stat. 77, c. 20, jurisdiction was given to the district courts
of all seizures made "on waters which are navigable from the sea by
vessels of ten or more tons' burthen," and by the Act of February
26, 1845, 5 Stat. 726, c. 20 (now obsolete),
The
Eagle, 8 Wall. 15, admiralty jurisdiction was given
to vessels navigating the Great Lakes and their connecting waters
of twenty tons' burthen and upwards. By Rev.Stat. section 4311,
vessels of twenty tons and upwards, enrolled and licensed, and
vessels of less than twenty tons, not enrolled, but licensed, shall
be deemed vessels of the United States, and by section 4520, all
vessels of fifty tons or upwards are required to ship their seamen
under written articles. By the English Merchants' Shipping Act of
1854, the word "
ship' shall include every description of vessel
used in navigation not propelled by oars," and a similar
description is given of vessels within the admiralty jurisdiction
in the Admiralty Court Act of 1861.
It seems, however, to be supposed that the fact that boats
engaged in traffic upon the Erie Canal are drawn by horses is
sufficient of itself to exclude them from the jurisdiction of the
admiralty courts. This, however, is an argument which appeals less
to the reason than to the imagination. So long as the vessel is
engaged in commerce and navigation, it is difficult to see how the
jurisdiction of admiralty is affected by its means of propulsion,
which may vary in the course of the same voyage, or with new
discoveries made in the art of navigation. Thus, canal boats, upon
their arrival at Albany, are at once relieved of their horses and
taken by a steamer in tow
Page 191 U. S. 32
to New York or Jersey City. To hold that such boats are not
within the admiralty jurisdiction of the courts while on a trip
down the Hudson River would require us to overrule a large number
of cases in this Court in which it was assumed by both parties and
the Court that, for damages sustained by collision with other
vessels, they were entitled to pursue the wrongdoer in courts of
admiralty.
The Quickstep,
9 Wall. 665;
The Syracuse,
12 Wall. 167;
The Atlas, 93 U. S. 302;
The L. P. Dayton, 120 U. S. 337;
The E. A. Packer, 140 U. S. 360. But
it would seem like sticking in the bark to hold that a canal boat
might recover for a collision while in tow of a tug, but might not
recover while in tow of a horse. The case does not raise the
question whether hay and oats furnished the horses are necessaries
within the meaning of the admiralty law, though a casuist might
have difficulty in drawing a distinction between coal and oil
furnished to one engine of propulsion and hay and oats to another,
or between food furnished to a crew and food furnished to the
horses.
Replying to the suggestion that, if jurisdiction were sustained
of repairs upon a canal boat drawn by horses, it would apply with
equal propriety to a blacksmith's bill for shoeing the horses, it
is only necessary to say that, for incidental repairs made on land
to articles of a ship's furniture or machinery, it has never been
supposed that a court of admiralty had jurisdiction. Indeed, it
would seem extremely doubtful if liens for these trivial bills were
intended to be created by the state law. Articles removed from a
vessel and repaired or renovated upon land at the shop of the
artisan stand upon quite a different footing from repairs made upon
the vessel herself, and are the subject of a possessory lien at
common law.
The truth is, the present employment of horses is a mere
accident, and likely to be changed at any time by an enlargement of
the canal, now in contemplation, when steam or electricity will
probably supplant the present methods of locomotion. The modern law
of England and America rules out
Page 191 U. S. 33
of the admiralty jurisdiction all vessels propelled by oars
simply because they are the smallest class, and beneath the dignity
of a court of admiralty; but long within the historic period, and
for at least seven hundred years, the triremes and quadriremes of
the Greek and Roman navies were the largest and most powerful
vessels afloat.
It is true, the amount involved in this case is a small one, but
the jurisdiction of the admiralty court has never been determined
by the amount, though appeals from the district court to the
supreme court were first limited to cases involving $300,
subsequently reduced to $50, and finally, by the Court of Appeals
Act, allowed, apparently, in all cases, regardless of amount. So
also, cases may be brought under the patent and copyright laws
quite irrespective of the amount involved.
3. As heretofore observed, the exclusive jurisdiction of the
admiralty court in this case was attacked upon the grounds, already
discussed, that artificial canals and the vessels plying thereon
are not within its jurisdiction. A further suggestion, however, is
made that the contract in this case was not only made on land, but
was to be performed on land, and was in fact performed on land.
This argument must necessarily rest upon the assumption that
repairs put upon a vessel while in dry dock are made upon land. We
are unwilling to admit this proposition. A dock is an artificial
basin in connection with a harbor, used for the reception of
vessels in the taking on or discharging of their cargoes and
provided with gates for preventing the rise and fall of the waters
occasioned by the tides, and keeping a uniform level within the
docks. A dry dock differs from an ordinary dock only in the fact
that it is smaller, and provided with machinery for pumping out the
water in order that the vessel may be repaired. All injuries
suffered by the hulls of vessels below the water line by collision
or stranding must necessarily be repaired in a dry dock to prevent
the inflow of water, but it has never been supposed, and it is
believed the proposition is now for the first time made, that such
repairs were made on land. Had the vessel been
Page 191 U. S. 34
hauled up by ways upon the land and there repaired, a different
question might have been presented, as to which we express no
opinion, but, as all serious repairs upon the hulls of vessels are
made in dry dock, the proposition that such repairs are made on
land would practically deprive the admiralty courts of their
largest and most important jurisdiction in connection with repairs.
No authorities are cited to this proposition, and it is believed
none such exist.
Suppose, for instance, it were believed that the repairs could
be made upon this vessel without going into dry dock, but it was
afterwards discovered that the injuries were more extensive, and
that a dry dock were necessary; would a court of admiralty thereby
be deprived of jurisdiction? Or suppose such repairs were made in a
floating dry dock, as sometimes happens -- would they be considered
as made upon land, or water? Or suppose they were made in dry dock
upon a seagoing vessel?
There is no doubt of the proposition that a dry dock itself is
not a subject of salvage service or of admiralty jurisdiction,
because it is not used for the purpose of navigation. That was
settled in
Cope v. Vallette Dry Dock Co., 119 U.
S. 625. But the case was put upon the express ground
that a dry dock was like a ferry bridge or sailors' floating
meeting house, and was no more used for the purposes of navigation
than a wharf or a warehouse projecting into or upon the water.
4. Suggestion is also made that the admiralty jurisdiction of
the federal courts does not extend to contracts for the repair of
vessels engaged wholly in commerce within a state. It is true that,
as late as 1858, in
62 U. S.
Newberry), 21 How. 244, it was held that, under the act of
Congress of 1845 extending jurisdiction of the federal courts to
vessels employed in navigation upon the Great Lakes, between ports
and places in different states, it did not extend to the case of a
shipment of goods from a port in one state to another port in the
same state, and that, in the case of
The
Goliah, 21 How. 248, the same doctrine
Page 191 U. S. 35
was extended to a contract for supplies furnished to a vessel
engaged in trade between different ports in the State of
California. These cases, however, were practically overruled by
that of
The Belfast, 7
Wall. 624, in which a state statute, similar to the statute of New
York involved in this case, for a breach of contract of
affreightment between ports in the same state (Alabama), was held
to be unconstitutional and void although the shipment was between
ports of the same state. The contention was distinctly made (p.
74 U. S. 635),
that the state court had jurisdiction because the contract of
affreightment was between ports and places in the same state, but
it was as distinctly disclaimed by the Court, and the prior cases
practically overruled.
So also, in Ex Parte Boyer,
109 U. S. 629, the
doctrine of
The Belfast was reiterated and applied to a
collision between canal boats, Mr. Justice Blatchford saying
that
"it makes no difference, as to the jurisdiction of the district
court, that one or the other of the vessels was, at the time of the
collision, on a voyage from one place in the State of Illinois to
another place in that state."
To the same effect are
The Daniel
Ball, 10 Wall. 557;
The
Montello 20 Wall. 430;
The
Commerce, 1 Black 574, and
Lord v. Steamship
Co., 102 U. S. 541.
So, too, in
In re Garnett, 141 U. S.
1, the limited liability act was held to be a part of
the law of the United States, enforceable upon navigable rivers
above tidewaters, and applicable to vessels engaged in commerce
between ports in the same states. In delivering the opinion, Mr.
Justice Bradley said (p.
141 U. S.
15):
"In some of the cases, it was held distinctly that this
jurisdiction does not depend on the question of foreign or
interstate commerce, but also exists where the voyage or contract,
if maritime in character, is made and to be performed wholly within
a single state,"
citing all the cases noticed in this opinion.
In
The E. M. McChesney, 8 Ben. 150, Judge Blatchford,
more recently of this Court, sustained a libel against a canal boat
for nondelivery of a cargo shipped on a canal boat in
Page 191 U. S. 36
Buffalo to be carried to New York. In that case, as in this, it
was contended that neither the canal nor the canal boat were
subjects of the admiralty jurisdiction. The case is directly in
point.
It is believed that, since the case of
The Belfast, the
distinction has never been admitted between contracts concerning
vessels engaged in trade between ports of the same, and between
ports of different, states. Of course, nothing herein said is
intended to trench upon the common law jurisdiction of the state
courts, which is and always has been expressly saved to suitors
"where the common law is competent to give it." Rev.Stat. section
563, sub. 8. By that law, an action will always lie against the
master or owner of the vessel, and, if the laws of the state permit
it, the vessel may be attached as the property of the defendant in
the case. But, as remarked by Mr. Justice Miller in
The Hine v.
Trevor, 4 Wall. 555,
71 U. S. 571: a
statute providing that a vessel may be sued and made defendant
without any proceeding against the owners, or even mentioning their
names, partakes of all the essential features of an admiralty
proceeding
in rem, of which exclusive jurisdiction is
given to the district courts of the United States.
See also The Moses
Taylor, 4 Wall. 411,
71 U. S. 427,
wherein it is said:
"The action against the boat by name, authorized by the statute
of California, is a proceeding in the nature, and with the
incidents, of a suit in admiralty. The distinguishing and
characteristic feature of such suit is that the vessel or thing
proceeded against is itself seized and impleaded as the defendant,
and is judged and sentenced accordingly."
In
The Belfast, 7
Wall. 624, a proceeding was taken in a state court in Alabama for
the enforcement of a lien for the loss of certain cotton. The
statute was, in its essentials, a reproduction of the New York
statute under consideration. Plaintiffs contended that, admitting
the admiralty courts had jurisdiction, the state courts had
concurrent jurisdiction to afford the parties the same remedies. It
was held that state
Page 191 U. S. 37
legislatures had no authority to create a maritime lien, or to
enforce such a lien by a suit or proceeding
in rem, as
practiced in the admiralty courts.
In all these cases, the distinction is sharply drawn between a
common law action
in personam, with a concurrent
attachment against the goods and chattels of the defendant,
subject, of course, to any existing liens, and a proceeding
in
rem against the vessel as the debtor or "offending thing,"
which is the characteristic of a suit in admiralty. The same
distinction is carefully preserved in the general admiralty rules
prescribed by this Court; Rule Second declaring that, in suits
in personam, the mesne process may be "by a warrant of
arrest of the person of the defendant, with a clause therein that,
if he cannot be found, to attach his goods and chattels to the
amount sued for;" and Rule 9, that in suits and proceedings
in
rem, the process shall be by warrant of arrest of the ship,
goods, or other things to be arrested, with public notice to be
given in the newspapers. The former is in strict analogy to a
common law proceeding, and is a concurrent remedy. The latter is a
proceeding distinctively maritime, of which exclusive jurisdiction
is given to the admiralty courts.
That the New York statute belongs to the latter class is evident
from the Code, by which, upon written application to a justice of
the supreme court, a warrant is issued for the seizure of the
vessel, and for an order to show cause why it should not be sold to
satisfy the lien. The warrant in this case recites "that an
application had been made to me . . . for a warrant to enforce a
lien against the canal boat or vessel called Rob't W. Parsons," and
commands the sheriff "to seize and safely keep said canal boat to
satisfy said claim . . . as above set forth, to be a lien upon said
vessel according to law." The proceeding authorized by the New York
statute in question was held to be in the nature of a suit in
admiralty in
Bird v. The Josephine, 39 N.Y. 19, and
Brookman v. Hamill, 43 N.Y. 554. The proceeding is also
similar to that provided by the laws of Massachusetts, which, in
the case of
The Glide, 167 U. S. 606,
Page 191 U. S. 38
was held to be, as to repairs and supplies in the home port,
exclusively within the admiralty jurisdiction of the federal
courts.
As section 30 of the New York statute excludes a debt which is
not a lien by the maritime law, and section 3419, providing for
their enforcement, also excludes liens founded upon a maritime
contract, we think the state courts were in error in enforcing this
lien, thereby holding that a contract for the repair of a canal
boat while lying in the Erie Canal was not a maritime contract, and
that the statute so construed is
pro tanto
unconstitutional.
The judgment of the court below must therefore be reversed,
and the case remanded to the Supreme Court of the New York for
further proceedings not inconsistent with this opinion.
* Laws of New York (1897), c. 418, Vol. 1, p. 514; May 13,
1897.
"SEC. 30. A debt which is not a lien by the maritime law, and
which amounts to fifty dollars or upwards, on a seagoing or
ocean-bound vessel, or fifteen dollars or upwards on any other
vessel, shall be a lien on such vessel, her tackle apparel, and
furniture, and shall be preferred to all other liens thereon,
except mariner's wages, if such debt is contracted by the master,
owner, charterer, builder, or consignee of such ship or vessel, or
by the agent of either of them, within this state, for either of
the following purposes:"
"1. For work done or material or other articles furnished in
this state for, or towards, the building, repairing, fitting,
furnishing, or equipping of such vessel."
(The other subdivisions are immaterial.)
"SEC. 35. If a lien created by virtue of this article is founded
upon a maritime contract, it can be enforced only by proceedings in
the courts of the United States, and in any other case, in the
courts of this state, in the manner provided by the Code of Civil
Procedure."
MR. JUSTICE BREWER, dissenting:
I am unable to concur in the opinion and judgment in this case,
and deem the matter of sufficient importance to justify an
expression of my reasons therefor.
It is well to understand exactly the facts of the case. Sections
30 and 35 of the Laws of New York, 1897, c. 418, are quoted in the
opinion of the court. By the first, a lien is given on a seagoing
or ocean-bound vessel, if the amount of the debt is $50 or upwards,
and on any other vessel if $15 or upwards. And, among other things,
the lien is for work done, or material or other articles furnished,
for the building or repairing of such vessel. By the second, the
lien, if founded upon a maritime contract, can be enforced only in
the United States courts; if not founded upon such a contract, by
proceedings in the state courts, in the manner provided by the Code
of Civil Procedure.
The canal boat upon which the lien was claimed was not a
seagoing or ocean-bound vessel, but engaged in carrying merchandise
between Buffalo and other ports within the limits of the State of
New York. The statements in two affidavits,
Page 191 U. S. 39
one of the plaintiff and the other the defendant (the plaintiff
being the owner of the claim, and the defendant the owner of the
boat), were, by stipulation between the parties, agreed upon as the
facts in the case. No question was made of the justice of the claim
or the liability of the owner of the boat therefor. The work
consisted in "permanent repairs upon the boat," in this, that "a
part of one side of said boat was taken out and her cheek plank
removed, and the side of the boat and the cheek plank were rebuilt
into said boat." The work was done upon dry docks belonging to the
plaintiff in the village of Middleport, a village located on the
Erie Canal. The boat at the time was on a trip from New York to
Buffalo. The value of these permanent repairs was $154.40, and the
boat, when thus repaired, sold for only $155. Further, according to
the bill of particulars, 727 feet of lumber, 47 bolts, 165 pounds
of spikes, and 265 pounds of iron, as well as three hundred and
thirty-four hours of labor, which at ten hours a day, amounted to
over thirty-three days, were used in the work. The size of the
canal boat is not given, but, from this statement as to the amount
and value of the work, it is evident that the repairs might well be
considered a rebuilding of the boat. Be that as it may, the
contract was made on land, to be performed on land, and was, in
fact performed on land. The plaintiff was a canal boat builder,
having dry docks and yards at the Village of Middleport, and on
these dry docks the work was done.
Was this a maritime contract? A contract for building a ship or
supplying materials for her construction is not a maritime
contract.
People's Ferry Co. v.
Beers, 20 How. 393;
Roach v.
Chapman, 22 How. 129. In the former of these cases,
the Court said (p.
61 U. S. 402):
"So far from the contract being purely maritime, and touching
rights and duties appertaining to navigation (on the ocean or
elsewhere), it was a contract made on land, to be performed on
land."
So, in
Sheppard v. Steele, 43 N.Y. 52, 56:
"The claim here is for labor upon the hull of a vessel, while in
the process of construction, before launching, while yet on
Page 191 U. S. 40
the land. This is not a maritime contract. It is one relating to
a subject on the land, and it is to be performed on the land. The
admiralty courts have no jurisdiction for its enforcement.
Foster v. The Richard Busteed, 100 Mass. 409."
That a dry dock is to be considered as land in the maritime law
seems to be clear from the decision of this Court in
Cope v.
Vallette Dry Dock Co., 119 U. S. 625, in
which it was held that a dry dock was not a subject of salvage
service, Mr. Justice Bradley, speaking for the Court, saying (p.
119 U. S.
627):
"A fixed structure, such as this dry dock is, not used for the
purpose of navigation, is not a subject of salvage service any more
than is a wharf or a warehouse when projecting into or upon the
water."
The dry dock referred to in this case was a floating dock
fastened by chains to the bank of the Mississippi River. Whether
the dock in this case was likewise fastened by chains, or a
structure permanently attached to the land, does not appear.
Certainly it cannot be presumed, for the purpose of reversing the
judgments of the state courts, that it was not permanently attached
to and as much a part of the land as a bridge or a wharf.
In this connection, reference may be had to
Bradley v.
Bolles, Abbott's Admiralty Reports 569, in which it was held
by Judge Betts that work done upon a vessel in a dry dock in
scraping her bottom preparatory to coppering her is not of a
maritime character, and that compensation for such labor cannot be
recovered in a court of admiralty. Judge Betts says in his opinion
that the court had repeatedly held that contracts of that
description do not constitute a lien upon vessels which can be
enforced in admiralty. In
Boon v. The Hornet, Crabbe 426,
a canal boat was hauled on shore on the bank of a river where the
tide ebbed and flowed, and there repaired. It was held that,
although the law of the state gave a lien, the admiralty court
would not take cognizance of such a claim.
So also, where damage is done wholly upon the land, admiralty
will not take jurisdiction, although the cause of the
Page 191 U. S. 41
damage originated on waters subject to its jurisdiction.
The Plymouth, 3
Wall. 20;
Ex Parte Phenix Insurance Company, 118 U.
S. 610;
Johnson v. Chicago & Pacific Elevator
Company, 119 U. S. 388. Two
of these were cases in which fire originating on a vessel
communicated to property on land, and the owner of the property
attempted to recover in the admiralty courts, but their
jurisdiction was denied. The other was where a vessel, while being
towed in the Chicago River, struck and damaged a building on the
land. For this damage an action was maintained in the state court,
and the jurisdiction of that court upheld. It would seem to follow
from these cases that a contract made on land, to be performed on
land, and in fact performed on land, is not subject to admiralty
jurisdiction, and likewise that a tort resulting in injury to
something on the land is also not subject to admiralty
jurisdiction, although the tort was on waters subject to such
jurisdiction. It is true, many cases may be found in which it is
stated generally that admiralty has jurisdiction of claims for
repairs upon vessels, but evidently that contemplates repairs made
while the vessel is in the water.
In this connection, I notice a statement in the opinion of the
Court that
"for incidental repairs made on land to articles of a ship's
furniture or machinery, it has never been supposed that a court of
admiralty had jurisdiction."
But if an engine be taken out of a steam tug and repaired on
land, and a court of admiralty has no jurisdiction of the claim for
such repairs, has it any more claim when the hull of a canal boat
is brought on the land and the side of it replaced? In each case,
the contract is one performed on the land, and, although having
ultimate relation to navigation on the water, it is not, of itself,
directly connected with navigation.
Further, no objection can, of course, be made to the New York
statutes. Section 30 gives a lien, and no one questions the power
of a state to provide for such a lien to be enforced in some court.
Section 35 provides that, if the lien is founded on a maritime
contract, it is enforceable only in the courts of the
Page 191 U. S. 42
United States. Surely, that is as far as the most strenuous
advocates of an extended admiralty jurisdiction can claim, and it
is only in those cases, as the section provides, where the lien is
not founded upon a maritime contract that the state courts may
exercise jurisdiction. The state courts of New York, from the trial
through the supreme to the Court of Appeals, have all held that
this lien was not founded upon a maritime contract. Upon what just
ground can this Court disturb this finding? If it be a pure
question of fact, we have often held that we are bound by the
action of the state courts. If it is one partly of fact and partly
of law, then surely we ought not, except in the clearest case, to
reverse those courts.
Still again, it has been repeatedly declared by this Court,
following the statute, that a claim cognizable in admiralty can be
enforced in the state courts by common law remedies. Now whatever
may be the nature of the contract (the foundation of the lien in
this instance), the only provision in section 35 is that it can be
enforced in the manner provided by the Code of Civil Procedure.
Turning to the Code of Civil Procedure, we find, in Title IV of
Chapter 23, the provisions for the enforcement of liens on vessels.
These provisions are first, the lienor is to make a written
application to a justice of the supreme court for a warrant to
enforce the lien and to collect the amount thereof, which
application must state substantially the same facts as in an
ordinary pleading to enforce a mechanic's lien on buildings.
Section 3420. Upon the filing of such application, the justice is
directed to issue a warrant for the seizure of the vessel, and at
the same time to grant an order to show cause why the vessel should
not be sold to satisfy the lien. A copy of the order and the
application for the warrant must be served personally upon the
master or other person in charge of the vessel,
"and personally upon the owner and consignee of such vessel if a
resident of the state, or, if not a resident of the state, by mail
addressed to such owner or consignee at his last known place of
residence, within ten days after the
Page 191 U. S. 43
execution of such warrant."
Sections 3422 and 3423. By section 3424, the applicant is also
required to give notice in some paper published in the county where
the vessel was seized
"stating the issuance of the warrant, the date thereof, the
amount of the claim specified therein, the name of the applicant,
and the time and place of the return of the order to show
cause."
By section 3425, the owner or consignee, or any other person
interested, may appear and contest the claim of the lienor.
Subsequent provisions authorize an appeal as in other civil cases.
The record shows that the proceedings had were substantially in
accordance with these provisions. The application, called a
petition, was filed, setting forth all the facts required,
including the name of the owner. An order of sale and an order to
show cause were both issued, and the owner appeared in response to
such notice. It is true, there is in the record no proof of service
upon the owner, but the fact of her appearance to contest the
application is shown. It is also true that she did not, after her
appearance, contest the amount of the claim, but contented herself
with challenging the jurisdiction of the court. But such action on
her part does not obviate the fact that the proceedings on behalf
of the petitioner were substantially those to collect a civil debt
by attachment against the property of the defendant. In this
connection, reference may be had to
The Hine
v. Trevor, 4 Wall. 555, in which an Iowa statute
was held unconstitutional, but, as said by Mr. Justice Miller,
speaking for the Court on page
71 U. S. 571,
describing the remedy provided for by that statute:
"The remedy pursued in the Iowa courts in the case before us is
in no sense a common law remedy. It is a remedy partaking of all
the essential features of an admiralty proceeding
in rem.
The statute provides that the vessel may be sued and made defendant
without any proceeding against the owners, or even mentioning their
names. That a writ may be issued and the vessel seized on filing a
petition similar in substance to a libel. That, after a notice in
the nature of a monition,
Page 191 U. S. 44
the vessel may be condemned and an order made for her sale, if
the liability is established for which she was sued. Such is the
general character of the steamboat laws of the western states."
But, in the very same case, it was also said by the learned
Justice:
"While the proceeding differs thus from a common law remedy, it
is also essentially different from what are in the west called
suits by attachment, and, in some of the older states, foreign
attachments. In these cases, there is a suit against a personal
defendant by name, and, because of inability to serve process on
him on account of nonresidence, or for some other reason mentioned
in the various statutes allowing attachments to issue, the suit is
commenced by a writ directing the proper officer to attach
sufficient property of the defendant to answer any judgment which
may be rendered against him. This proceeding may be had against an
owner or part owner of a vessel, and his interest thus subjected to
sale in a common law court of the state."
"Such actions may also be maintained
in personam
against a defendant in the common law courts as the common law
gives, all in consistence with the grant of admiralty powers in the
ninth section of the Judiciary Act."
So, in the case at bar, we have a proceeding authorized by the
statute in which the owner is named, and notice required to be
served on him, and notice in fact served, an appearance of the
defendant, and an opportunity to try the merits of the claim, as in
any other civil action.
That a state has full control over the practice and procedure to
be pursued in its courts has been often adjudged. Thus, in
Missouri v. Lewis, 101 U. S. 22,
101 U. S. 31, it
was said by Mr. Justice Bradley, speaking for the Court:
"We might go still further, and say with undoubted truth that
there is nothing in the Constitution to prevent any state from
adopting any system of laws or judicature it sees fit for all or
any part of its territory. "
Page 191 U. S. 45
Again, in
Ex Parte Reggel, 114 U.
S. 642,
114 U. S. 651,
MR. JUSTICE HARLAN used these words:
"That Commonwealth [Pennsylvania] has the right to establish the
forms of pleadings and process to be observed in her own courts, in
both civil and criminal cases, subject only to those provisions of
the Constitution of the United States involving the protection of
life, liberty, and property in all the states of the Union."
So MR. JUSTICE WHITE, speaking for the Court in
Iowa Central
Railway Company v. Iowa, 160 U. S. 389,
160 U. S. 393,
declared:
"But it is clear that the Fourteenth Amendment in no way
undertakes to control the power of a state to determine by what
process legal rights may be asserted or legal obligations be
enforced, provided the method of procedure adopted for these
purposes gives reasonable notice, and affords fair opportunity to
be heard before the issues are decided."
See also Chicago, Burlington & Quincy Railroad v.
Chicago, 166 U. S. 226;
Backus v. Fort Street Union Depot Company, 169 U.
S. 557,
169 U. S. 570;
Brown v. New Jersey, 175 U. S. 172;
League v. Texas, 184 U. S. 156,
184 U. S.
158.
But it is said that, while this is generally true, there is this
limitation, that the state cannot, as to claims against vessels,
adopt the procedure now obtaining in admiralty cases or, without
actual notice to the owner, seize and sell a vessel in satisfaction
of a lien. Of course it is not necessary to determine that
question, because, as I have stated, there was notice to the owner
and an appearance by her, and such proceeding was authorized by the
statute. But even if it was not so authorized, and was simply a
direct proceeding to enforce a lien upon the vessel and sell it in
satisfaction thereof, I insist that the state courts may entertain
jurisdiction. It was held in
Arndt v. Griggs, 134 U.
S. 316, that a state may provide by statute that the
title to real estate within its limits shall be settled and
determined by a suit in which the defendant, being a nonresident,
is only brought into court by publication. The question was
discussed at length, the authorities
Page 191 U. S. 46
reviewed, and the conclusion reached that the state had such
jurisdiction over real estate within its limits that it could
determine the title without the personal presence of the owner. But
has the state any less jurisdiction over personalty situated within
its borders than it has over real estate? Upon what theory of state
power can it be held that a state may divest a nonresident of his
title to real estate, and not a nonresident of his title to
personal property? There seems to be a contention that there is a
peculiar sanctity in the form of admiralty proceedings which
excludes the state from resort to them, but the jurisdiction of the
admiralty courts does not depend on the form of the procedure.
Congress may, if it see fit, change entirely that procedure. As
said by Chief Justice Taney in
The Genesee Chief v.
Fitzhugh, 12 How. 460:
"The Constitution declares that the judicial power of the United
States shall extend to 'all cases of admiralty and maritime
jurisdiction.' But it does not direct that the court shall proceed
according to ancient and established forms, or shall adopt any
other form or mode of practice. The grant defines the subjects to
which the jurisdiction may be extended by Congress. But the extent
of the power, as well as the mode of proceeding in which that
jurisdiction is to be exercised, like the power and practice in all
the other courts of the United States, are subject to the
regulation of Congress except where that power is limited by the
terms of the Constitution or by necessary implication from its
language. In admiralty and maritime cases, there is no such
limitation as to the mode of proceeding, and Congress may
therefore, in cases of that description, give either party right of
trial by jury, or modify the practice of the court in any other
respect that it deems more conducive to the administration of
justice."
Suppose Congress should exercise this power and substitute for
the procedure in admiralty courts the common law practice, and make
it the only method of procedure therein. What would become of the
argument that the state cannot resort to the procedure obtaining in
admiralty courts for enforcing
Page 191 U. S. 47
the rights of claimants? Must it then desist from common law
remedies because they have been adopted in admiralty, and go back
to that form of procedure now obtaining in the admiralty courts?
Can it be that the power of a state to vest jurisdiction in one of
its courts depends upon the form of procedure which it adopts?
Why should we be so anxious to drive parties having small claims
away from their local courts to courts not infrequently held at a
great distance? Why should we be so anxious to force litigants into
a court where there is no constitutional right to a trial by jury?
I, for one, believe that the right of trial by jury is not to be
taken away from a claimant unless it be a case coming clearly
within the well established limits of equity and admiralty cases. I
do not like to see these provisions, which have so long been the
boast of our Anglo-Saxon system of procedure, frittered away by
either legislative or judicial action.
Further, it seems a great hardship that a party who has been
brought into a court of general jurisdiction, with full opportunity
to litigate the claim of the plaintiff, and has carried the case
through all the courts of the state without ever disputing its
validity, should now obtain a reversal of the entire proceedings
when such reversal may operate to prevent the collection of the
debt. By section 33 of chapter 418, heretofore referred to, the
lien expires at the expiration of twelve months from the time the
debt was contracted. Of course, the lien is now gone. The canal
boat has very likely disappeared, and the owner may be entirely
irresponsible.
Even if these objections to the opinion and judgment of the
Court are wholly without foundation, there is still another,
broader and deeper. I do not believe that, under the true
interpretation of the Constitution, the admiralty jurisdiction of
the federal courts extends to contracts for the repairs of vessels
engaged wholly in commerce within a state. I recognize the fact
that this Court has decided in a series of cases, commencing with
The Genesee Chief v.
Fitzhugh, 12 How. 443, that
Page 191 U. S. 48
the admiralty jurisdiction of the federal courts is not limited
by tidewaters, as admiralty jurisdiction was understood to be
limited both in Great Britain and in this country at the time the
Constitution was framed, but extends to all navigable waters of the
United States, and I have no disposition to question the
correctness of those decisions or in any way limit their scope. But
what is admiralty? It is the law not of the water, but of the
seas.
As said in Edwards, Admiralty Jurisdiction, p. 29:
"But its jurisdiction may be said to rest generally on the
following considerations: first, the nature of the property to be
adjudicated upon; secondly, the question to be decided; thirdly,
the origin of the cause, and fourthly, the locality, and these must
be of the sea to give the admiralty a jurisdiction."
So also, in
Edwards v.
Elliott, 21 Wall. 532,
88 U. S. 553,
is this declaration of this Court:
"Maritime contracts are such as relate to commerce and
navigation, and, unless a contract to build a ship is to be
regarded as a maritime contract, it will hardly be contended that a
contract to furnish the materials to be used in accomplishing that
object can fall within that category, as the latter is more
strictly a contract made on land, and to be performed on land, than
the former, and is certainly one stage further removed from any
immediate and direct relation to commerce and navigation."
It grew up out of the fact that the ocean is not the territorial
property of any nation, but the common property of all; that
vessels engaged in commerce between the different nations ought, so
far as possible, to be subject to a uniform law, and not annoyed by
the conflicting local laws and customs of the several nations which
they visit. I do not mean that the several maritime nations did not
establish different rules, or that there is not some dissimilarity
in their maritime laws, for, as long as each nation is the master
of its own territory, it may legislate as it sees fit in reference
to maritime matters coming within its jurisdiction, and yet this
does not abridge the fact
Page 191 U. S. 49
that admiralty grew up out of the thought of having a common law
of the seas. It was well said by Mr. Justice Bradley in
The
Lottawanna, 21 Wall. 558,
88 U. S.
572:
"Perhaps the maritime law is more uniformly followed by
commercial nations than the civil and common laws are by those who
use them. But, like those laws, however fixed, definite, and
beneficial the theoretical code of maritime law may be, it can have
only so far the effect of law in any country as it is permitted to
have. But the actual maritime law can hardly be said to have a
fixed and definite form as to all the subjects which may be
embraced within its scope. Whilst it is true that the great mass of
maritime law is the same in all commercial countries, yet in each
country peculiarities exist, either as to some of the rules or in
the mode of enforcing them. Especially is this the case on the
outside boundaries of the law, where it comes in contact with, or
shades off into, the local or municipal law of the particular
country, and affects only its own merchants or people in their
relations to each other. Whereas, in matters affecting the stranger
or foreigner, the commonly received law of the whole commercial
world is more assiduously observed, in justice, it should be. No
one doubts that every nation may adopt its own maritime code.
France may adopt one, England another, the United States a third;
still, the convenience of the commercial world, bound together, as
it is, by mutual relations of trade and intercourse, demands that,
in all essential things wherein these relations bring them in
contact, there should be a uniform law founded on natural reason
and justice. Hence, the adoption by all commercial nations (our own
included) of the general maritime law as the basis and groundwork
of all their maritime regulations. . . . Each state adopts the
maritime law not as a code having any independent or inherent force
proprio vigore, but as its own law, with such
modifications and qualifications as it sees fit. Thus adopted and
thus qualified in each case, it becomes the maritime law of the
particular nation that adopts it. And without such voluntary
adoption
Page 191 U. S. 50
it would not be law. And thus it happens that, from the general
practice of commercial nations in making the same general law the
basis and groundwork of their respective maritime systems, the
great mass of maritime law which is thus received by these nations
in common comes to be the common maritime law of the world."
In the opinion of Chief Justice Taney in
The
Genesee Chief v. Fitzhugh, 12 How. 443, in which
this Court for the first time held that the jurisdiction of the
admiralty courts extended above tidewater, the argument is thus
stated (p.
53 U. S.
454):
"In England, undoubtedly the writers upon the subject, and the
decisions in its courts of admiralty, always speak of the
jurisdiction as confined to tidewater. And this definition in
England was a sound and reasonable one, because there was no
navigable stream in the country beyond the ebb and flow of the
tide;
nor any place where a port could be established to carry
on trade with a foreign nation, and where vessels could enter
or depart with cargoes. In England, therefore, 'tidewater' and
'navigable water' are synonymous terms, and 'tidewater,' with a few
small and unimportant exceptions, meant nothing more than public
rivers, as contradistinguished from private ones, and they took the
ebb and flow of the tide as the test because it was a convenient
one, and more easily determined the character of the river. Hence,
the established doctrine in England that the admiralty jurisdiction
is confined to the ebb and flow of the tide. In other words, it is
confined to public navigable waters."
"At the time the Constitution of the United States was adopted
and our courts of admiralty went into operation, the definition
which had been adopted in England was equally proper here. In the
old thirteen states, the far greater part of the navigable waters
are tidewaters. And in the states which were at that period in any
degree commercial and where courts of admiralty were called on to
exercise their jurisdiction, every public river was tidewater to
the head of navigation.
And, indeed, until the discovery of
steamboats,
Page 191 U. S. 51
there could be nothing like foreign commerce upon waters
with an unchanging current resisting the upward passage. The
courts of the United States therefore naturally adopted the English
mode of defining a public river, and consequently the boundary of
admiralty jurisdiction. It measured it by tidewater. And that
definition, having found its way into our courts, became, after a
time, the familiar mode of describing a public river, and was
repeated, as cases occurred, without particularly examining whether
it was as universally applicable in this country as it was in
England."
Again, as said by this Court in
The
Propeller Commerce, 1 Black 574,
66 U. S.
579:
"All such waters are, in truth, but arms of the sea, and are as
much within the admiralty and maritime jurisdiction of the United
States as the sea itself."
Such being the general nature of admiralty, and the jurisdiction
of its courts being understood at the time of the adoption of our
Constitution, to relate to the ocean and the arms thereof, with the
view of uniformity in respect to international commerce, what was
granted to the general government when to its courts was given
exclusive jurisdiction over "all cases of admiralty and maritime
jurisdiction?" Did it mean that the judicial power of the United
States should extend to controversies respecting contracts and
torts concerning every vessel upon all the waters of the several
states? It is not pretended that it did. Take an inland lake,
wholly within the limits of the territory of a state and having no
connection with the ocean. The admiralty jurisdiction of the
federal courts does not extend to contracts or collisions in
respect to or upon such waters.
The
Montello, 11 Wall. 411. But why should the
admiralty jurisdiction of the United States courts not extend to
landlocked waters wholly within the limits of a state when it does
extend to waters having connection with the ocean? Clearly, as
shown by the quotation from Chief Justice Taney's opinion in
The Genesee Chief v. Fitzhugh, because, since the use of
steam, foreign commerce may extend into such
Page 191 U. S. 52
waters, and therefore the full exercise of the admiralty
jurisdiction which concerns the law of the sea requires that that
jurisdiction should be coextensive with waters which may be
traversed by ocean-going vessels. It matters not whether such
waters are natural or artificial highways, canals or rivers. If
they open to the ocean or are connected with the ocean, they
become, or may become, the highways of ocean commerce, and
therefore in order that the admiralty jurisdiction may be fully
exercised, it was held, and rightfully, in
The Genesee Chief v.
Fitzhugh, that it extends to all navigable waters of the
United States. Take the case of a landlocked lake within the limits
of New York. Unquestionably the state has full jurisdiction over
its waters and the vessels traversing them. The admiralty courts of
the United States would not assume any jurisdiction. Can it be
that, if the State of New York constructs a canal by which the
waters of that lake are connected with the ocean, it is deprived of
its full jurisdiction over those waters and the vessels traversing
them? Doubtless, to a certain extent, and for the purpose of fully
effectuating the admiralty jurisdiction of the nation, the federal
courts in admiralty would have a certain jurisdiction. Take the
case of
The Diana, Lush. 539, in which Dr. Lushington
assumed jurisdiction over a collision between two British vessels
in the Great North Holland canal. Can it for a moment be supposed
that the English admiralty courts would take jurisdiction of a
claim for repairs made on a Dutch canal boat in such canal? Or, to
bring the case nearer home, would the British admiralty courts take
jurisdiction of the claim of this plaintiff for the work done upon
the defendant's canal boat? Or would the admiralty courts of the
United States take jurisdiction of a like action brought for
repairs done to a canal boat on the canal between Liverpool and
Manchester? Clearly these matters are of local significance, and of
local significance alone.
If it be said that the State of New York, in the case cited,
would, notwithstanding the construction of a canal between
Page 191 U. S. 53
the thitherto landlocked lake and the ocean, still retain
jurisdiction to enforce claims for repairs, but only by proceedings
according to the course of the common law, I reply that while it
remained still a landlocked lake with no connection with the ocean,
the State of New York, having full jurisdiction, could, as we have
seen, resort to any proceeding it saw fit for the enforcement of
claims for repairs. It has full control over its own procedure, and
may change and alter it as it sees fit.
Can it be that, having such power before the waters are
connected with the ocean, it loses that power by the act of
connecting the waters of the ocean, and is deprived of its
thitherto unquestioned control over the remedies it chooses to
provide?
But it is said that, given the fact that the admiralty
jurisdiction of the federal courts extends to all navigable waters
of the United States, and that such jurisdiction is exclusive, it
follows that the moment any navigable waters are connected with the
ocean, the jurisdiction of the federal courts over those waters
becomes exclusive. In this case, we touch upon the difference
between contracts and torts. As said in
The
Belfast, 7 Wall. 624,
74 U. S.
637:
"Principal subjects of admiralty jurisdiction are maritime
contracts and maritime torts, including captures
jure
belli and seizures on water for municipal and revenue
forfeitures."
"(1) Contracts, claims, or service, purely maritime and touching
rights and duties appertaining to commerce and navigation, are
cognizable in the admiralty."
"(2) Torts or injuries committed on navigable waters, of a civil
nature, are also cognizable in the admiralty courts."
"Jurisdiction in the former case depends upon the nature of the
contract, but in the latter it depends entirely upon locality."
We have here no matter of torts, but simply one of contract. The
question, therefore, is not one of locality, but one of the nature
of the contract. The contract was for work done not on an
ocean-going vessel or one capable of engaging in foreign
Page 191 U. S. 54
commerce, or, like a tug,
The Glide, 167 U.
S. 606, one which can be used directly in assisting
foreign commerce, but a canal boat necessarily used only on inland
waters, and in fact only so used. Can this fairly be adjudged a
maritime contract? I think not.
Wilson v.Lawrence, 82 N.Y.
409;
Edwards v.
Elliott, 21 Wall. 532. In addition to the fact that
this boat was designed primarily for use upon a canal, to be drawn
by animals moving on the land, the place at which the work was done
is also worthy of consideration. While the admiralty jurisdiction
may extend to canals, yet the United States have no such exclusive
control over canals as over natural navigable waters. The canal was
built by the state, is owned by the state, and it cannot for one
moment be assumed that the national government can interfere to
restrict the state as to the size of the canal, the depth of water,
the construction of bridges, or other things in respect to which it
has full control over the natural navigable waters. It seems an
anomaly that, when the state builds a waterway and owns a waterway,
and has a general control over that waterway, it cannot provide as
it sees fit for enforcing claims for work done on vessels
navigating such highway when the vessels are of a character which
prevents them being used for any foreign commerce.
Recapitulating: I dissent from the opinion and judgment of the
Court because, first, I think the contract, being made on land, for
work to be done on land and in fact done upon the land, is not a
maritime contract, and therefore cannot be a subject of admiralty
jurisdiction. Second, the proceeding which was instituted was
authorized by the statutes of the state, and in its essential
features an ordinary proceeding according to the course of the
common law, which may always be resorted to even in respect to
contracts which are of a strictly maritime nature. Third, because
the grant to the national government over admiralty and maritime
matters was in furtherance of commerce between this nation and
others, and designed to secure uniformity in respect thereto, and
does not extend to contracts made in respect to vessels which are
incapacitated
Page 191 U. S. 55
from foreign commerce, designed and used exclusively for mere
local traffic within a state.
I am authorized to say that THE CHIEF JUSTICE and MR. JUSTICE
PECKHAM concur in this dissent.
MR. JUSTICE HARLAN also dissents.