The trial of an officer of volunteers by a court-martial, all
the members of which were officers of the Regular Army, is illegal,
and the objection to it could be taken on habeas corpus.
A petition for a writ of habeas corpus was presented to the
circuit court of the United States for the District of Kansas,
First Division, asking that Peter C. Deming, once a captain in the
Subsistence Department of the Volunteer Army of the United States,
might be produced by Robert W. McClaughry, the appellant herein, in
whose custody Deming was placed, McClaughry being the warden of the
United States prison at Fort Leavenworth, Kansas.
On the part of Deming, it was shown in the petition that he was
imprisoned and restrained by virtue of a sentence imposed upon him
by a general court-martial of the United States, convened at the
Presidio of San Francisco, California, by William R. Shafter, Major
General, United States Volunteers, and Brigadier General of the
United States Army, retired, being of the age of sixty-four years.
The sentence imposed upon Deming by the court-martial was that he
should be dismissed from the service of the United States, and be
confined in such penitentiary as the reviewing authority might
direct for the period of three years, and that the crime,
punishment, name, and place of abode of the accused should be
published in the newspapers in and about the City of San Francisco,
and in the state where the accused usually resided. The sentence
was approved by the Secretary of War and affirmed by the President
of the United States on June 8, 1900.
The petition further showed that the court-martial which imposed
the sentence was convened by virtue of the following order:
Page 186 U. S. 50
"Special Orders Headquarters Department of California"
"No. 65 San Francisco, Cal., March 29, 1900"
"7. A general court-martial is appointed to meet at the Presidio
of San Francisco, California at 11 o'clock A.M., on Tuesday, the 3d
proximo, or as soon thereafter as practicable, for the trial of
Captain Peter C. Deming, assistant commissary of subsistence, U.S.
Volunteers."
"Detail for the court:"
"Colonel Jacob B. Rawles, 3rd Artillery"
"Lieutenant Colonel Richard I. Eskridge, 23rd Infantry"
"Major Louis H. Rucker, 6th Cavalry"
"Major Benjamin C. Lockwood, 21st Infantry"
"Captain Frank West, 6th Cavalry"
"Captain Carber Howland, 4th Infantry"
"Captain Sedgwick Pratt, 3rd Artillery"
"Captain Henry C. Danes, 3rd Artillery"
"Captain Charles A. Bennett, 3rd Artillery"
"Major Stephen W. Groesbeck, judge advocate, U.S. Army, judge
advocate"
"[Seal]"
"The court is empowered to proceed with the business before it
with any number of members present not less than the minimum
prescribed by law, the above being the greatest number that can be
convened without manifest injury to the service."
"Such journeys as Colonel Rawles, Major Groesbeck, and Captain
Pratt may be required to make between their respective stations and
the Presidio of San Francisco, in attending the meetings of the
court, are necessary for the public service."
"By command of Major General Shafter:"
"J. B. Babcock"
"
Assistant Adjutant General."
It was further shown in the petition that Deming was an officer
in the Volunteer Army and forces of the United States, and that the
members of the court-martial above named, and who tried him, were
all officers in the Regular Army, and it was averred that he could
not legally or lawfully be tried by a court-martial
Page 186 U. S. 51
composed of such officers because it would be in direct
violation of the 77th article of war, § 1342, Revised Statutes
of the United States, which reads as follows:
"Article 77. Officers of the Regular Army shall not be competent
to sit on courts-martial to try the officers or soldiers of other
forces, except as provided in article 78."
"Article 78. Officers of the Marine Corps, detached for service
with the Army by order the President, may be associated with
officers of the Regular Army on courts-martial for the trial of
offenders belonging to the Regular Army, or to forces of the Marine
Corps so detached, and in such cases the orders of the senior
officer of either corps, who may be present, and duly authorized,
shall be obeyed."
It was further averred in the petition that Deming was tried and
convicted without due process of law and in violation of the Fifth
Amendment of the Constitution of the United States; that the
court-martial was an illegal one and without warrant of law, and
the sentence imposed upon Deming was without warrant or authority
of law, illegal and void. A writ of habeas corpus was prayed for,
to be directed to the warden, commanding him to have the body of
Deming before the court. This petition was sworn to in behalf of
Deming by the petitioner J. H. Atwood.
Upon that petition, the writ issued and the warden, in
compliance therewith, produced Deming and made return to the writ
in substance, as follows: that William R. Shafter was a major
general of volunteers, exercising command of the Department of
California, by virtue of an assignment of the President of the
United States, as Commander-in-Chief of the Army; that, on March
29, 1900, pursuant to authority and in conformity with the
provisions of article 72 of the articles of war, General Shafter
appointed a general court-martial, by special orders, to meet at
the Presidio of San Francisco on April 3, 1900, or as soon
thereafter as practicable, for the trial of Peter C. Deming,
Assistant Commissary of Subsistence, United States Volunteers, the
detail of which court-martial was then stated, and which was the
same as that already mentioned in the order convening the court. It
was admitted that all the members of the court-martial
Page 186 U. S. 52
so detailed were members of the Regular Army; that, on April 5,
1900, the court proceeded to the trial of Deming, who, being
present in court, the order convening the court was read to him,
and he was asked if he objected to being tried by any member
present named in the order convening the court, to which he replied
in the negative. The members of the court and the judge advocate
were then duly sworn, the court adjourning to meet again on April
23, 1900, at which time all the members of the court were present,
and the judge advocate and Deming, the accused, with counsel. The
accused was then arraigned upon charges of embezzling public money
of the United States in violation of the 60th article of war, and
conduct unbecoming an officer and a gentleman in violation of the
61st article of war; that thereupon Deming pleaded guilty, and the
court-martial then passed sentence upon him, which was set forth in
the return, and has been already stated.
The return further stated that, on May 2, 1900, the proceedings,
finding, and sentence of the court-martial were approved by
Major-General Shafter and submitted for the action of the President
pursuant to the provisions of article 106 of the articles of war,
and that thereafter, on June 8, 1900, the sentence was confirmed by
the President of the United States, and on that day, by direction
of the Secretary of War, Deming ceased to be an officer of the Army
of the United States, and the penitentiary at Fort Leavenworth,
Kansas, was designated as the place for his confinement.
A certified copy of the record and proceedings of the
court-martial duly authenticated under the laws of the United
States, together with a copy of the order for the court-martial,
the proceedings, findings, and sentence in the case, were attached
to the return of the warden, and made a part of it.
The facts above detailed also appear in the record of the
court-martial.
The petitioner demurred to the return as not stating facts
sufficient to warrant the detention of the petitioner in custody,
nor to warrant the refusal of the writ of habeas corpus, prayed for
in the petition, and because such facts did not give the warden any
legal right to deprive Deming of his liberty.
Page 186 U. S. 53
Although it does not appear distinctly in the record, yet it is
conceded that, upon the argument before the district judge the writ
was discharged and the prisoner remanded to the custody of the
warden, and that, upon appeal to the circuit court of appeals that
court reversed the order of the circuit court, and directed that
the writ issue and that Deming be discharged from custody.
Thereafter, in accordance with the judgment of the circuit court of
appeals, Deming was discharged by the circuit court, and from the
order of the court so discharging him the government has appealed
to this Court.
MR. JUSTICE PECKHAM, after stating the foregoing facts,
delivered the opinion of the Court.
The grave question in this case relates to the power of an
officer convening a court-martial for the trial of an officer of
volunteers, to compose that court entirely of officers of the
Regular Army. It is claimed on the part of the respondent herein
that a volunteer officer could not be legally tried by such a
court, and that to convene and constitute a court-martial so
composed, for the trial of a volunteer officer, was a violation of
the 77th article of war, above set forth.
The Circuit Court of Appeals for the Eighth Circuit held, in a
very clear and satisfactory opinion, 113 F. 639, that the trial of
Deming by a court-martial, all the members of which were officers
of the Regular Army, was illegal, and that the objection could be
taken on habeas corpus. The reasoning of the opinion leaves little
to add further than to state our concurrence therein. As the case
is one of considerable importance in its results, it is, however,
proper that we should ourselves state the reasons which lead us to
the conclusion that the order appealed from was right, and should
be affirmed.
The government seeks a review of the decision of the court
below, upon the strength of three propositions, argued by its
Page 186 U. S. 54
counsel, upon one or all of which a reversal of the decision of
that court is sought. These propositions are as follows:
"(1) That the Volunteer Army of 1899, of which Deming was an
officer at the time of his trial, conviction, and sentence, was not
'other forces' within the meaning of article 77 of the articles of
war."
"(2) That even if Deming were to be treated as an officer of
'other forces' within the meaning of that article, the fact would
not deprive the court-martial of regular officers who tried him of
jurisdiction; this article relating entirely to the competency of
members of a court-martial, not at all to its jurisdiction."
"(3) The court-martial having jurisdiction and acting within its
powers, its proceedings cannot be assailed by habeas corpus."
Taking these propositions in the order named, we are brought to
the consideration of the meaning and application of the 77th
article of section 1342 of the Revised Statutes of the United
States (p. 237), commonly called the articles of war. Article 78
has no application to this case, which rests upon the proper
construction of article 77. The reading of the latter article shows
that the existence of other forces than those of the Regular Army
is contemplated. When a volunteer force is spoken of as well as a
regular army force, in the statutes of the United States, such
force would seem to come within the description of some other force
than that of the Regular Army.
But the claim is made on the part of the government that, by
virtue of the Act of Congress of April 22, 1898, 30 Stat. 361, and
particularly that of March 2, 1899, 30 Stat. 977, the officers of
the Volunteer Army of the United States are not properly described
by the words "other forces," within the meaning of the
seventy-seventh article of war.
It is said that, while the course of legislation prior to the
passage of the acts above mentioned showed a clear distinction
between the militia or volunteer forces and the Regular Army of the
United States, the acts referred to, and especially that of 1899,
changed the status of the volunteer forces enlisted under them,
and, so far as the seventy-seventh article of war is concerned,
rendered such force, in reality, the same in substance
Page 186 U. S. 55
as the forces of the Regular Army, and not "other forces" of the
country. We think this claim is unfounded, and that the distinction
still exists within the meaning of the article.
The seventy-seventh article of war, as enacted in 1874, was but
a substantial continuation of provisions found in various act of
Congress from the foundation of the government. In September of the
year 1776, the Continental Congress enacted what is termed the
military code of that year. In that Code is to be found section 17,
article 1, which reads as follows:
"SEC. 17, ART. 1. The officers and soldiers of any troops,
whether minutemen, militia, or others, being mustered and in
continental pay, shall at all times, and in all places, when
joined, or acting in conjunction with the regular forces of the
United States, be governed by these rules or articles of war, and
shall be subject to be tried by courts-martial in like manner with
the officers and soldiers in the regular forces, save only that
such courts-martial shall be composed entirely of militia officers
of the same provincial corps with the offender."
"That such militia and minutemen as are now in service, and
have, by particular contract with the respective states, engaged to
be governed by particular regulations while in continental service,
shall not be subject to the above articles of war."
2 Winthrop, Military Law & Precedents, vol. 2, p. 1501.
From the text of this section, it is argued on the part of the
government that the purpose of its passage was not to guard against
the feeling of jealousy and distrust with which the professional
soldier was regarded, as was stated by the court below, because, as
the government claims, the regular forces of the Revolutionary War
period were not made up of professional soldiers, and also because
the article provided, not only that the trials of militiamen should
be before courts-martial composed entirely of militia officers, but
that such officers should be of the same provincial corps with the
offender. All this language, it is claimed, was but an expression
in military legislation of the political doctrine, generally urged
at that time in extreme form, that each state should be to the
greatest extent practicable self-governing.
Page 186 U. S. 56
We think, however, there was, in addition to the idea of state
control over the troops from a state, a recognition of the fact
that there was a substantial difference between the regular forces
and the militia. There was a recognition of the undoubted fact that
at all times there has been a tendency on the part of the regular,
whether officer or private, to regard with a good deal of reserve,
to say the least, the men composing the militia as a branch not
quite up to the standard of the Regular Army, either in knowledge
of martial matters or in effectiveness of discipline, and it can be
readily seen that there might naturally be apt to exist a feeling
among the militia that they would not be as likely to receive what
they would think to be as fair treatment from regulars, as from
members of their own force. The reasons for the feeling are set
forth fully in the opinion below, and we think quite correctly. It
is most probable that Congress recognized all these reasons in its
earliest legislation upon the subject as considerations upon which
that legislation was founded.
This military code with the above-mentioned section remained in
force during the War of the Revolution and until 1806. Various acts
were passed in the meantime providing for calling the militia into
active service, and the acceptance of volunteers was also
authorized by the Act of March 3, 1791, section 8, 1 Stat. 222,
223, and by that of May 28, 1798, 1 Stat. 558, but, as stated by
counsel for the government, none of the organizations of volunteers
authorized by the legislation was actually received into the
service of the general government and organized as United States
troops.
By the Act of April 10, 1806, 2 Stat. 359, Congress established
rules and articles for the government of the Army of the United
States. Among them is the following:
"ART. 97. The officers and soldiers of any troops, whether
militia or others, being mustered and in pay of the United States,
shall at all times and in all places, when joined, or acting in
conjunction with the regular forces of the United States, be
governed by these rules and articles of war, and shall be subject
to be tried by courts-martial in like manner with the officers
Page 186 U. S. 57
and soldiers in the regular forces, save only that such
courts-martial shall be composed entirely of militia officers."
This section, it will be observed, leaves out the words "of the
same provincial corps with the offender," which are contained in
section 17 of the military code of 1776, above set forth, thus
leaving the militia to be tried by courts-martial the members of
which shall be composed entirely of militia officers. While the
provision that the courts-martial should be composed of militia
officers of the same provincial corps with the offender was left
out, the other provision that the courts should be composed
entirely of militia officers was retained. This legislation still
recognized the difference between the militia and the regular
forces, and provided for the trial of militia offenders by militia
officers, while at the same time the restriction that such officer
should be of the same provincial corps with the offender was
stricken out, thus showing that of the two ideas, the one which
recognized the general ground of distinction between the regular
and the militia forces was stronger than that which restricted the
trial of a member of the militia to courts-martial composed of the
same provincial corps.
While it may be that there was then no particular distrust or
jealousy of the Regular Army, the provision in question recognized,
as we have said, the difference there was between the two bodies,
the regulars and the militia or volunteers, and Congress still
thought it proper to provide that those composing the latter force
should not be tried by officers of the former. It was not jealousy
or distrust of the Regular Army which led to the enactment; it was
the radical difference existing between the two forces which made
it proper to provide that regular officers should not sit in
courts-martial to try offenders in the volunteer forces.
History shows that no militia, when first called into active
service, has ever been equal to a like number of regular troops. It
is not that the men composing the militia force are less brave or
less intelligent, but they lack actual experience which the
regulars have, and it is that fact which gives the regulars the
feeling of superiority, and it is that feeling which is recognized
by Congress and which has resulted in legislation of this
character.
Page 186 U. S. 58
Further distinctions between the two forces are very well stated
in the opinion of the circuit court of appeals in this case.
This section 97 of the act of 1806 continued in force until the
revision of the law of 1874. During this time, the war of 1812, the
Seminole War, the Mexican War, and the Civil War were all carried
on. During the Civil War, the volunteer troops, called for under
the first proclamation of the President, came primarily as state
troops, and the general orders of the War Department provided for
the appointment of all field and company officers by the governors
of the states who were to commission them. The same provisions in
substance were contained in the subsequent acts of 1861.
See Acts of July 22, 1861, 12 Stat. 268, and August 6,
1861, c. 57, sec. 3, 12 Stat. 317.
The statute of July 22, 1861, which provided that, when
vacancies occurred in any of the volunteer organizations received
into the service under that act, they should be filled by election,
and that the officers so elected should be commissioned by the
respective governors of the states or by the President of the
United States, was amended by the Act of August 6, 1861, which
provided for the appointment and commissioning of officers of
volunteers exclusively by the governors of the states furnishing
the same.
The question of the meaning of the ninety-seventh article of
war, with reference to the volunteer forces of the Civil war, was
presented to Judge Advocate General Holt, who, on November 19,
1863, in an opinion, expressed himself as follows:
"The words 'militia officers,' as employed in the ninety-seventh
article of war, have been interpreted since the commencement of the
rebellion as synonymous, as far as the organization of
courts-martial is concerned, with volunteer officers. This
construction undoubtedly accords with the spirit of the article,
and in its practical enforcement, the object of the rule is
accomplished,"
the object of the rule being that members of the volunteer
forces of the Army at that time should be tried only by
courts-martial composed of volunteer officers.
The intent of the legislation of 1874 was simply to preserve the
rule which had existed from the formation of the government,
Page 186 U. S. 59
and to keep up the distinction between the Regular Army and the
volunteer forces so far as to maintain the practice of trying
volunteers by volunteer officers. The question was not so much how
the volunteer or "other forces" came into the service of the
government, whether under officers appointed and commissioned by
governors of their states, or by direct enlistment as volunteers,
to aid the government, but whether they were in fact volunteers,
and not members of the Regular Army. If they were volunteers, the
same reasons for not being tried by regular army officers were
present, whether they first volunteered through the state and were
then mustered into the service of the government, or entered
directly into that service, for in both cases they were volunteers,
and were not members of the Regular Army.
The Acts of Congress of 1898, 30 Stat. 361, and of 1899, 30
Stat. 977, show conclusively, as we think, that the distinction was
kept up and in the mind of Congress between the Regular Army and
the Volunteer Army of the United States, and the declaration of
section two of the act of 1898, which provides that, in time of
war, the Army shall consist of two branches, which shall be
designated respectively as the Regular Army and the Volunteer Army
of the United States, is a plain recognition by Congress of the
difference between the two forces. We cannot read the various
provisions of these two acts of Congress without being brought to
the conclusion that they contemplated and particularly provided for
the existence of other forces than that of the Regular Army. The
Volunteer Army was one of such other forces, and also the militia
when in active service of the United States, and the Marine Corps
when detached and placed upon duty with the Army by order of the
President. The volunteer force is certainly not the regular force
or army, and if not, it must be some other force, and if so, its
members cannot be tried by officers of the regular force or army.
The act of 1899 does not assume to repeal that of 1898, excepting
some specific provisions thereof, such as are mentioned in section
eleven of the act of 1899. The balance of the earlier act remains
in force, except as to any provision which may be in conflict with
the act of 1899. Upon this
Page 186 U. S. 60
particular matter of a distinction between the Regular Army and
the Volunteer Army, there is no inconsistency between the two acts,
and therefore the act of 1898 on that subject remains in connection
with that of 1899.
It would unduly lengthen this opinion to cite the various
sections of the two acts which provide for and prove this
difference. It was done with much detail by the judge who wrote the
opinion in the circuit court of appeals when this case was before
that court, and we refer to that opinion for those details which in
our judgment are controlling proof that the volunteer officers and
men constitute other forces than the Regular Army within the
meaning of the seventy-seventh article of war.
Section 14 of the act of 1898 seems to us particularly
significant of the desire of Congress to recognize and keep up the
distinction between these various forces of the Army of the United
States. It proves its purpose to keep the interests of the
volunteer troops particularly in mind, and that they should be
looked after by members of their own body. It is therein provided
that a general commanding a separate department or a detached army
shall have authority to appoint military boards of not less than
three nor more than five of the volunteer officers of the Volunteer
Army to examine into the capacity, conduct, and efficiency of any
commissioned officer of that army within his command. They were to
be not only officers of the Volunteer Army, but were themselves to
be volunteer officers. This section of the act of 1898 has never
been repealed, and is not in conflict with any part of the act of
1899. Although the volunteer troops organized under the last act of
Congress were mustered directly into the service of the United
States without regard to state or territory lines, yet the very
provisions of both these acts with regard to volunteers show that
they were organized as volunteers for a temporary purpose only, and
did not form any part of the force of the Regular Army. The same
reasons which have existed since the formation of the government
for prohibiting trials of such men by courts-martial composed of
regular army officers exist under these acts. The seventy-seventh
article of war, by its terms, covers such a case. It has not been
repealed or amended. The reasons
Page 186 U. S. 61
for its enactment still remain as strong as when it was first
adopted, and we think it covers the case of this officer who
belongs to the Volunteer Army, raised under the act of 1899 and who
was tried by a court-martial composed of regular army officers in
violation of the act of Congress in that behalf. Congress could, of
course, legislate for and temporarily enlarge the Regular Army, and
the troops so enlisted for such Regular Army would be regular
troops, notwithstanding they might be enlisted only for the term of
the duration of a war then imminent or actually existing. Such was
the Act of February 11, 1847, 9 Stat. 123, in regard to the war
with Mexico. But that has no material bearing upon the proposition
that troops not so enlisted, but, on the contrary, enlisted simply
and in terms as volunteers, would not be troops of the Regular
Army, but would be what they purport to be, volunteers, a separate
branch from the regulars, and constituting by the terms of the
statute other forces than such regulars.
The mere fact of a direct enlistment of the volunteers into the
service of the United States under the act of 1899 cannot, as we
have said, change the essential character of the Volunteer Army as
a different and separate force from that of the Regular Army.
By the act of February 24, 1864, 13 Stat. 6, sec. 24, it was
provided:
"That all able-bodied male colored persons, between the ages of
twenty and forty-five years, resident in the United States, shall
be enrolled according to the provisions of this act, and of the act
to which this is an amendment, and form part of the national
forces."
"
* * * *"
"But men of color, drafted or enlisted, or who may volunteer
into the military service, while they shall be credited on the
quotas of the several states, or subdivisions of states, wherein
they are respectively drafted, enlisted, or shall volunteer, shall
not be assigned as state troops, but shall be mustered into
regiments or companies as united into regiments or companies as
United States colored troops."
Here was a case where the colored troops were mustered directly
into regiments or companies as United States (colored)
Page 186 U. S. 62
troops, although credited on the quotas of the several states.
They became United States troops, yet were not part of the Regular
Army of the United States.
The Judge Advocate of the Army on December 16, 1864, rendered an
opinion as to the composition of courts-martial for the trial of
officers and soldiers in the Veteran Reserve Corps and United
States colored troops, in which he used this language:
"In the absence of any statute law which either designates
officers of the Veteran Reserve Corps or of the United States
colored troops as regulars in express terms, or by a necessary
implication from its provisions, fixes upon them this status, the
Secretary of War has not proceeded to so characterize them, and
until he shall do so, these officers should, so far as the
composition of courts-martial is concerned, be regarded as a part
of the volunteer force."
Without some statute otherwise providing therefor, the Judge
Advocate General was of opinion that those forces should be
regarded as a part of the volunteer forces unless the Secretary of
War otherwise characterized them. Whether that official had power
to do so need not now be inquired into, but unless he did so, the
Judge Advocate General thought that the United States colored
troops were to be regarded as a part of the volunteer forces.
We conclude that the acts of 1898 and 1899 still left the
Volunteer Army as a separate or other force from the Regular Army
of the United States.
The second proposition argued by counsel for the government we
cannot agree to. If the defendant were a member of one of the
"other forces," named in the seventy-seventh article of war, a
court-martial, solely convened for the purpose of trying him,
composed entirely of regular officers, would not have jurisdiction.
Such a body would have jurisdiction over neither the subject matter
nor the person. A court-martial is the creature of statute, and, as
a body or tribunal, it must be convened and constituted in entire
conformity with the provisions of the statute, or else it is
without jurisdiction. It was said by Mr. Chief Justice Waite in
Runkle v. United States, 122 U. S. 543,
122 U. S.
555:
Page 186 U. S. 63
"A court-martial organized under the laws of the United States
is a court of special and limited jurisdiction. It is called into
existence for a special purpose and to perform a particular duty.
When the object of its creation has been accomplished, it is
dissolved. 3 Greenl. Ev. sec. 470;
Brooks v. Adams, 11
Pick. 441, 442;
Mills v. Martin, 19 Johns. 7, 30;
Duffield v. Smith, 3 S. & R. 590, 599. Such also is
the effect of the decision of this Court in
Wise v.
Withers, 3 Cranch 331, which, according to the
interpretation given it by Chief Justice Marshall in
Ex Parte
Watkins, 3 Pet. 193, 209, ranked a court-martial as
'one of those inferior courts of limited jurisdiction whose
judgments may be questioned collaterally.' To give effect to its
sentences, it must appear affirmatively and unequivocally that the
court was legally constituted; that it had jurisdiction; that all
the statutory regulations governing its proceedings had been
complied with, and that its sentence was conformable to law.
Dynes v.
Hoover, 20 How. 65,
61 U. S.
80;
Mills v. Martin, 19 Johns. 33. There are no
presumptions in its favor, so far as these matters are concerned.
As to them, the rule announced by Chief Justice Marshall in
Brown v.
Keene, 8 Pet. 112,
33 U. S.
115, in respect to averments of jurisdiction in the
courts of the United States, applies. His language is:"
"The decisions of this Court require that averment of
jurisdiction shall be positive -- that the declaration shall state
expressly the fact on which jurisdiction depends. It is not
sufficient that jurisdiction may be inferred argumentatively from
its averments."
All this is equally true of the proceedings of courts-martial.
Their authority is statutory, and the statute under which they
proceed must be followed throughout. The facts necessary to show
their jurisdiction, and that their sentences were conformable to
law, must be stated positively, and it is not enough that they may
be inferred argumentatively.
What jurisdiction can a court-martial have which is composed of
officers incompetent to sit on such court, of officers who are
placed there in direct and plain violation of the act of Congress?
This particular court was convened for the sole purpose of trying
an officer of the Volunteer Army, and it was composed under the
orders of the officer convening it of members each
Page 186 U. S. 64
and all of whom were prohibited by law from sitting on such
court. As to the officer to be tried, there was no court, for it
seems to us that it cannot be contended that men, not one of whom
is authorized by law to sit, but, on the contrary, all of whom are
forbidden to sit, can constitute a legal court-martial because
detailed to act as such court by an officer who, in making such
detail, acted contrary to and in complete violation of law. Where
does such a court obtain jurisdiction to perform a single official
function? How does it get jurisdiction over any subject matter or
over the person of any individual? The particular tribunal is a
mere creature of the statute, as we have said, and must be created
under its provisions. It is a special body convened for a specific
purpose, and when that purpose is accomplished, its duties are
concluded, and the court is dissolved. The officers composing the
alleged court were not
de facto officers thereof, for
there was no court, and therefore it could not have
de
facto officers.
Norton v. Shelby County, 118 U.
S. 425,
118 U. S. 441.
The attempt at the creation of a court failed because such attempt
was a plain violation of the statute. A court-martial is wholly
unlike the case of a permanent court created by constitution or by
statute and presided over by one who had some color of authority
although not in truth an officer
de jure, and whose acts
as a judge of such court may be valid where the public is
concerned. The court exists even though the judge may be
disqualified or not lawfully appointed or elected. But in this
case, the very power which appointed the members of and convened
the court violated the statute in composing that court. It is one
act, appointing the members of and convening the court, and in
performing that act, the officer plainly violated the law. Is such
a court a valid court and the members thus detailed
de
facto officers of such valid court? Clearly not.
It is urged, however, that the seventy-seventh article of war
contains no reference to the jurisdiction of courts-martial; that
it merely provides that certain officers shall not be competent to
sit on such courts to try certain offenders, and that the
jurisdiction of the court to hear and decide is regulated by other
articles. But the court-martial that has jurisdiction over any
Page 186 U. S. 65
offense must, in the first place, be legally created and
convened. Such a court is not a continuous one, created by the
statute itself and filled from time to time by appointments of
certain members under the power given by statute. The court has no
continuous existence, but under the provisions of the statute it is
called into being by the proper officer, who constitutes the court
itself by the very act of appointing its members, and when in
appointing such members he violates the statute, as in this case,
by appointing men to compose the court that the statute says he
shall not appoint, the body thus convened is not a legal
court-martial, and has no jurisdiction over either the subject
matter of the charges against a volunteer officer or over the
person of such officer. The act of constituting the court is
inseparable from the act which details the officers to constitute
it. It is one act, and the court can have no existence outside of
and separate from the officers detailed to compose it. By the
violation of the law the body lacked any statutory authority for
its existence, and it lacked therefore all jurisdiction over the
defendant or the subject matter of the charges against him. It is
said, in
Keyes v. United States, 109 U.
S. 336, that, where the statutory conditions as to the
constitution or jurisdiction of the court are not observed, there
is no tribunal authorized by law to render the judgment.
Within the
Runkle case,
supra, this particular
court was not legally constituted to perform the function for which
alone it was convened. It was therefore in law no court. The men
were disqualified to act as members thereof, and no challenge was
necessary for there was no court to hear and dispose of the
challenge. It is unlike an officer who might be the subject of
challenge as under some bias. A failure to challenge in such a case
might very well be held to waive the defect, and the officer could
sit and the finding of the court be legal. But this is not the case
of a personal challenge of some member of the court where an
objection to his sitting might be thus particularly raised. It is
an objection that the whole court as a court was illegally
constituted because in violation of the express provision of the
statute, and the challenge to the whole court is not provided for
by the statute.
Page 186 U. S. 66
But it is said defendant did not object to being tried by this
illegally constituted court, and that his consent waived the
question of invalidity. We are not of that opinion. It was not a
mere consent to waive some statutory provision in his favor which,
if waived, permitted the court to proceed. His consent could no
more give jurisdiction to the court, either over the subject matter
or over his person, than if it had been composed of a like number
of civilians or of women. The fundamental difficulty lies in the
fact that the court was constituted in direct violation of the
statute, and no consent could confer jurisdiction over the person
of the defendant or over the subject matter of the accusation,
because to take such jurisdiction would constitute a plain
violation of law. His consent had no effect whatever in the face of
the statute which prevented such men sitting on the court. The law
said such a court shall not be constituted, and the defendant
cannot say it may, and consent to be tried by it, any more than he
could consent to be tried by the first half a dozen private
soldiers he should meet, and the decision of neither tribunal would
be validated by the consent of the person submitting to such
trial.
Kohl v. Lehlback, 160 U. S. 293, was
a criminal case, and it was held that in New Jersey the alienage of
a juror participating in a trial was a subject of challenge when he
was called; that it was for the state court to decide whether the
verdict of conviction should be set aside on his motion when the
accused did not interpose such challenge when the juror was drawn.
The principle of that case does not apply here. It was an objection
to a single juror, and was ground for a personal challenge. The
presence of an alien on the jury did not render the court an
illegal one, had no effect upon its jurisdiction over the person of
the defendant or the subject matter of the indictment, and
therefore did not render the trial a nullity. The case at bar
differs in all these facts, and the court, having been illegally
constituted, had no jurisdiction to try the offender for any
offense whatever, even with his consent.
It may also be said that the disqualification of a particular
juror is brought before the court by a challenge in regard to the
decision of which the juror takes no part. In this case, no
Page 186 U. S. 67
provision having been made for a challenge to the whole court,
the challenge must have been to each member thereof, separately,
and the officers to try the challenge would have to decide a
question existing in the case of each of such officers precisely to
the same extent that was presented in the case of the officer
challenged, so that in effect each would be passing upon a
challenge in his own case. We do not say that this fact alone
creates the difference between the two cases. The material and all
pervading fact constituting that difference is that the whole court
is in the one case constituted in utter violation of the command of
the statute, while in the case cited the court was legal, had
jurisdiction over the subject matter and over the person, and the
sitting of one disqualified juror being a cause of personal
challenge is waived by the failure to interpose it.
There are some cases cited by counsel for the government where
disqualified judges sat in violation of the statute, such as
Pettigrew v. Washington County, 43 Ark. 33;
Fowler v.
Brooks, 64 N.H. 423;
Crozier v. Goodwin, 1 Lea 125;
Holmes v. Eason, 8 Lea 754;
Wilson v. Smith, 38
S.W. 870.
On the other hand, there is the case of
Oakley v.
Aspinwall, 3 N.Y. 547, where it was held that a judge who was
disqualified to sit in a cause by reason of consanguinity to one of
the parties could not sit even by consent of both parties, and if
he did the judgment in regard to which he took part would be
vacated. In that case, it was said (p. 552):
"It was, however, urged at the bar, that, although the judge
were wanting in authority to sit and take part in the decision of
this cause, yet, that having done so at the solicitation of the
respondent's counsel, such consent warranted the judge in acting,
and is an answer to this motion. But where no jurisdiction exists
by law, it cannot be conferred by consent, especially against the
prohibitions of a law which was not designed merely for the
protection of the party to a suit, but for the general interests of
justice.
Low v. Rice, 8 Johns. 409;
Clayton v. Per
Dun, 13 Johns. 218;
Edwards v. Russell, 21 Wend. 63;
Sigourney v. Sibley, 21 Pick. 101. It is the design of the
law to maintain the purity and impartiality of the courts, and to
insure for their decisions the
Page 186 U. S. 68
respect and confidence of the community. Their judgments become
precedents which control the determination of subsequent cases, and
it is important in that respect that their decisions should be free
from all bias. After securing wisdom and impartiality in their
judgments, it is of great importance that the courts should be free
from reproach or the suspicion of unfairness. The party may be
interested only that his particular suit should be justly
determined; but the state, the community, is concerned not only for
that, but that the judiciary shall enjoy an elevated rank in the
estimation of mankind."
A judge, who is prohibited from sitting by the plain directions
of the law, cannot sit, and the consent that he shall sit gives no
jurisdiction. This is the doctrine of above case. It has been
followed without doubt or hesitation in the State of New York ever
since its rendition in 1850.
People v. Connor, 142 N.Y.
130, is among the latest of the cases on that subject.
See also
Sigourney v. Sibley, 21 Pick. 101, 106;
Gay v. Minot,
3 Cush. 352;
Hall v. Thayer, 105 Mass. 219, 224;
Chicago & Atlantic Railway Co. v. Summers, 113 Ind.
10, 17.
It is difficult for us to understand how an ephemeral court,
composed of men detailed as members, each one of whom is so
detailed in direct violation of the statute on that subject which
prohibits their sitting, can obtain any jurisdiction over the
subject matter or person even by the consent of the defendant. In
those cases, where the judgment rendered by a disqualified judge
was held free from attack because of a waiver, it can at least be
said there was a valid court for other purposes than the trial or
hearing of the particular case, and that the objection was simply a
personal one, and should be made before the trial or it must be
deemed waived. We are not inclined to that view, but the principle
is not applicable to this case where the court is created and all
the members of it are convened in total disregard and violation of
the statutes upon the subject of its membership.
(3) We are also of opinion that the invalidity of the
court-martial can be raised upon a hearing on habeas corpus. The
judgment, even after the approval of the officers, provided for by
statute, is that of a court of limited jurisdiction only, whose
Page 186 U. S. 69
judgments may be attacked collaterally. In explaining the
decision of
Wise v.
Withers, 3 Cranch 331, where he had himself written
the opinion, Chief Justice Marshall said in
Ex Parte
Watkins, 3 Pet. 193,
28 U. S. 209,
that it had been considered in the former case that a court-martial
was one of those inferior courts of limited jurisdiction, whose
jurisdiction might be questioned collaterally. In order to give
effect to the judgment of a court of that nature it must appear
affirmatively that the court was legally constituted; that it had
jurisdiction, and that all of the statutory requirements governing
its proceedings had been complied with.
Runkle Case,
supra. Jurisdiction of inferior courts not of record must be
affirmatively shown, and no presumption thereof exists. Freeman on
Judgments, 3d ed., sec. 517. They can therefore be attacked
collaterally.
While the writ of habeas corpus cannot be converted into a writ
of error, yet, unless the court which tried the prisoner has
jurisdiction to try and punish him for the offense, the prisoner
may be discharged on such writ.
In re Coy, 127 U.
S. 731,
127 U. S.
757.
The question we are now discussing resolves itself into one of
jurisdiction simply. If the court-martial had jurisdiction over the
subject matter of the charge against the defendant and of the
person, or if the consent of the defendant gave such jurisdiction,
the writ of habeas corpus will afford no relief, for, generally, in
such case any error committed by a court-martial regularly
organized and with full jurisdiction is not assailable before the
civil courts.
Swaim v. United States, 165 U.
S. 553;
Carter v. McClaughry, 183 U.
S. 365.
For the reasons already given, we think the court was illegally
constituted, in violation of law, and that it had no jurisdiction
over the person of the defendant or the subject matter of the
charges against him, and that consent could confer none in
opposition to the statutory requirements for members of a
court-martial convened to try him.
The question of who shall act on courts-martial for the trial of
offenders belonging to the various branches of the Army of the
United States is one entirely for Congress to determine. If it
should think the time has come to do away with the distinction
Page 186 U. S. 70
between the volunteer or militia force and the Regular Army, it
rests in its discretion to so provide.
We are of opinion, after a careful examination of this record,
that the decision of the court below was right, and the order
discharging the defendant from custody should be
Affirmed.
THE CHIEF JUSTICE and MR. JUSTICE McKENNA dissented.
MR. JUSTICE GRAY and MR. JUSTICE BREWER did not hear the
argument, and took no part in the decision.