Alexandroff, a conscript in the Russian naval service, was sent
as one of a detail of fifty-three men to Philadelphia to become a
part of the crew of a Russian cruiser then under construction at
that port. On his arrival at Philadelphia, the vessel was still
upon the stocks, but was shortly thereafter launched, and continued
for some months in the water still under construction. Alexandroff,
who had remained during the winter at Philadelphia in the service
and under the pay of the Russian government, deserted the following
spring, went to New Fork, renounced his allegiance to the Emperor,
declared his intention of becoming a citizen of the United States,
and obtained employment. Shortly thereafter, he was arrested as a
deserter from a Russian ship of war, and committed to prison,
subject to the orders of the Russian Vice Consul or commander of
the cruiser. On writ of habeas corpus, it was held:
Page 183 U. S. 425
(1) That although the cruiser was not a ship when Alexandroff
arrived at Philadelphia, she became such upon being launched;
(2) That, under the treaty with Russia of 1832, in virtue of
which these proceedings were taken, she was a ship of war, as
distinguished from a merchant vessel, notwithstanding she had not
received her equipment or armament, and was still unfinished;
(3) That, under her contract of construction, she was from the
beginning, and continued to be, the property of the Russian
government, and was therefore a Russian ship of war,
notwithstanding she bad not received her crew on board, nor been
commissioned for active service, and was still in process of
completion;
(4) That Alexandroff, having been detailed to her service, was,
from the time she became a ship, a part of her crew within the
meaning of the treaty;
(5) That the exhibition of official documents, showing that he
was a member of her crew, had been waived by his admissions.
While desertion is not a crime provided for in our ordinary
extradition treaties with foreign nations, the arrest and return to
their ships of deserting seamen is required by our treaty with
Russia and by other treaties with foreign nations. Query: whether,
in the absence of a treaty, courts have power to order the arrest
and return of seamen deserting from foreign ships?
While foreign troops entering or passing through our territory
with the permission of the Executive are exempt from territorial
jurisdiction, it is doubtful whether, in the absence of a treaty or
positive legislation to that effect, there is any power to
apprehend or return deserters.
The treaty with Russia containing a convention upon that
subject, such convention is the only basis upon which the Russian
government can lay a claim for the arrest of deserting seamen. The
power contained in the treaty cannot be enlarged upon principles of
comity to embrace cases not contemplated by it.
A treaty is to be interpreted liberally and in such manner as to
carry out its manifest purpose.
A ship becomes such when she is launched, and continues to be
such so long as her identity is preserved; from the moment she
takes the water, she becomes the subject of admiralty
jurisdiction.
A seaman becomes one of the crew of a merchant vessel from the
time he signs the shipping articles, and of a man of war from the
time he is detailed to her service.
This was a writ of habeas corpus issued upon the petition of
Alexandroff to inquire into the cause of his detention by Robert C.
Motherwell, keeper of the Philadelphia County Prison, and Captain
Vladimir Behr, master of the Russian cruiser
Variag.
The petition set forth that the petitioner was illegally
detained
Page 183 U. S. 426
upon a commissioner's warrant, issued upon the affidavit of
Captain Behr, to the effect that he was a duly engaged seaman of
the Russian cruiser
Variag whose term of service had not
expired, and that he had, on or before April 25, 1900, deserted
from said vessel without any intention of returning thereto.
Petitioner further averred that, on May 24, 1900, he had declared
his intention before the proper authorities to become a citizen of
the United States, and to renounce his allegiance to the Emperor of
Russia, of whom he was then a subject; that he had never deserted
the
Variag, and had "never set his foot on that vessel as
a seaman thereof."
In return to the writ the superintendent of the county prison
produced the body of Alexandroff, with a copy of the commitment by
a United States commissioner, stating that he had been "charged" on
oath with desertion from the
Variag, and "apprehended"
upon a warrant issued by the commissioner at the request of the
vice-consul, in accordance with the terms of a treaty between the
United States and Russia. There was no statement that an
examination had been had before the commissioner, and the warrant
did not commit him for examination, but
"subject to the order of the Russian vice-consul at Philadelphia
or of the master of the cruiser
Variag, or until he shall
be discharged by the due course of law."
The commitment is reproduced in full in the margin. [
Footnote 1]
Page 183 U. S. 427
Upon a hearing upon the writ, the return thereto and the
evidence, the district court was of opinion, first, that the
Variag was not at the time the petitioner left the
service, a Russian ship of war, but simply an unfinished vessel
intended for a Russian cruiser; second, that petitioner had not
become a member of her crew; that the vessel had no crew in the
sense intended by the treaty, inasmuch as the men assigned to that
duty had not yet begun that service and might never be called upon
to perform it; third, that no such documentary evidence of
petitioner's enlistment as a member of the crew as was required by
the treaty had been offered.
It was accordingly ordered that the prisoner be discharged from
custody. 103 F. 198.
An appeal was taken from this order to the circuit court of
appeals, in which court the district attorney entered his
appearance and filed a suggestion that, under the facts of the
case, the relator should be remanded to the county prison to await
the order of Captain Behr, the master of the
Variag.
Upon a hearing in the court of appeals, the order of the
district court was affirmed. 107 F. 437. Whereupon William R.
Tucker, vice-consul of Russia at Philadelphia, applied for and was
granted a writ of certiorari from this Court.
MR. JUSTICE BROWN delivered the opinion of the Court.
Upon the facts of this case, the district court and court of
Page 183 U. S. 428
appeals were agreed in the opinion that neither under terms of
the treaty of 1832 with Russia, nor upon principles of
international comity, could the relator be delivered over to the
master of the
Variag as a deserter.
In committing him to the Philadelphia County Prison, the
commissioner acted in pursuance of Rev.Stat. § 5280, which
provides as follows:
"SEC. 5280. On application of a consul or vice-consul of any
foreign government having a treaty with the United States
stipulating for the restoration of seamen deserting, made in
writing, stating that the person therein named has deserted from a
vessel of any such government, while in any port of the United
States, and on proof by the exhibition of the register of the
vessel, ship's roll, or other official document, that the person
named belonged at the time of desertion, to the crew of such
vessel, it shall be the duty of any court, judge, commissioner of
any circuit court, justice or other magistrate, having competent
power, to issue warrants to cause such person to be arrested for
examination."
The procedure is then set forth.
The facts were, in substance, that Alexandroff entered the
Russian naval service as a conscript, in 1896 at the age of
seventeen, and was assigned to the duties of an assistant
physician. Sometime in October, 1899, an officer and a detail of
fifty-three men, among whom was Alexandroff, were sent from Russia
to Philadelphia to take possession of and man the
Variag,
then under construction by the firm of Cramp & Sons, in that
city. The
Variag was still upon the stocks when the men
arrived in Philadelphia. She was, however, launched in October or
November, 1899, and at the time Alexandroff deserted was lying in
the stream still under construction, not yet having been accepted
by the Russian government. Alexandroff left Philadelphia without
leave April 20, 1899, went to New York, and there renounced his
allegiance to the Emperor of Russia, declaring his intentions of
becoming a citizen of the United States. He was subsequently
arrested upon the written request of the Russian vice-consul, and
on June 1, 1900, was committed upon a mittimus stating that he had
been charged with desertion from the imperial Russian cruiser
Variag, upon the complaint of the
Page 183 U. S. 429
captain, in accordance with the terms of the treaty between the
United States and Russia.
The vice-consul, who prosecutes this appeal on behalf of the
Russian government, relies chiefly upon article IX of the treaty of
December, 1832, which reads as follows (8 Stat. 444):
"The said consuls, vice-consuls, and commercial agents are
authorized to require the assistance of the local authorities for
the search, arrest, detention, and imprisonment of the deserters
from the ships of war and merchant vessels of their country. For
this purpose they shall apply to the competent tribunals, judges,
and officers, and shall in writing demand said deserters, proving
by the exhibition of the registers of the vessels, the rolls of the
crews, or by other official documents, that such individuals formed
part of the crews; and, this reclamation being thus substantiated,
the surrender shall not be refused."
Sections VIII and IX of the treaty, which cover the whole
subject of deserting seamen, are reproduced in the margin.
[
Footnote 2]
Page 183 U. S. 430
While desertion is not a crime provided for by any of our
numerous extradition treaties with foreign nations, the arrest and
return to their ships of deserting seamen is no novelty either in
treaties, legislation, or general international jurisprudence. The
ninth article of the treaty with the government of France, entered
into November 14, 1788, before the adoption of the Constitution,
contained a stipulation that
"the consuls and vice-consuls may cause to be arrested the
captains, officers, mariners, sailors, and all other persons, being
part of the crews of the vessels of their respective nations, who
shall have deserted from the said vessels, in order to send them
back and transport them out of the country,"
specifying the procedure. 8 Stat. 106, 112. The same provision
was contained in subsequent treaties with France, of June 24, 1822,
and February 23, 1853, and it was to carry these and similar
treaties into effect that the act of 1829, reproduced in Rev.Stat.
sec. 5280, was adopted. Similar conventions were entered into with
Brazil in 1828, Mexico in 1831, Chili in 1832, Greece in 1837,
Bolivia in 1858, Austria in 1870, Belgium in 1880, and at different
times with some seventeen or eighteen other powers, and finally by
a special treaty with Great Britain, ratified June 3, 1892. In
short, it may be said that, with the exception of China, the
Argentine Republic, and possibly a few others, there is not a
maritime nation in the world with which we have not entered into a
convention for the arrest and delivery over of deserting seamen.
The multitude of these conventions is such as to indicate a
pressing necessity that masters of vessels should have some
recourse to local laws to prevent their being entirely stripped of
their crews in foreign ports.
A like provision for the arrest and delivery over of seamen
deserting from domestic vessels, adopted by the first Congress
Page 183 U. S. 431
in 1790, 1 Stat. 131, 134, was sustained by this Court in
Robertson v. Baldwin, 165 U. S. 275, and
remained upon the statute books for over a hundred years, when it
was finally repealed in 1898. 30 Stat. 755, 764.
We are cited to no case holding that courts have the power, in
the absence of treaty stipulations, to order the arrest and return
of seamen deserting from foreign ships, and it would appear there
was no such power in this country, inasmuch as sec. 5280, under
which the commissioner is bound to proceed, limits his jurisdiction
to applications by a consul or vice-consul of a foreign government
"
having a treaty with the United States" for that
purpose.
In Moore on Extradition, sec. 408, it is laid down as a general
proposition that, in the absence of a treaty, the surrender of
deserting seamen cannot be granted by the authorities of the United
States, and an opinion of Attorney General Cushing, 6 Op.Atty.Gen.
148, is cited upon that point. There is also another to the same
effect. 6 Op.Atty.Gen. 209. It is believed that in all the
instances which arose between the United States and Great Britain
prior to the treaty of 1892 for the reclamation of deserting
seamen, both powers have taken the position that in the absence of
a treaty there can be no reclamation. Several instances of this
kind are cited by Mr. Moore in his treatise.
In the case of the
United States v. Rauscher,
119 U. S. 407, it
was held that, apart from the provisions of treaties upon the
subject, there was no well defined obligation on the part of one
country to deliver up fugitives from justice to another,
"and though such delivery was often made, it was upon the
principle of comity, and within the discretion of the government
whose action was invoked, and it has never been recognized as among
those obligations of one government towards another which rest upon
established principles of international law."
The only case in our reports even indirectly considering such a
case as one of international comity is that of
The
Exchange, 7 Cranch 116. This was a libel for
possession promoted by the former owners of the
Exchange,
who alleged that she had been seized under the orders of Napoleon
and in violation of the law of nation; that no decree of
condemnation had been pronounced
Page 183 U. S. 432
against her, but that she remained the property of the
libellants.
The district attorney filed a suggestion to the effect that the
vessel, whose name had been changed, belonged to the Emperor of the
French, and while actually employed in his service was compelled,
by stress of weather, to enter the port of Philadelphia for
repairs; that, if the vessel had ever belonged to the libellants,
their title was divested according to the decrees and laws of
France in such case provided. The district judge dismissed the
libel upon the ground that a public armed vessel of a foreign
sovereign in amity with our government is not subject to the
ordinary judicial tribunals of our country, so far as regards the
question of title, by which such sovereign holds the vessel.
On appeal, this Court, through Mr. Chief Justice Marshall, held
that the decree of the district court should be affirmed; that
the
"perfect equality and absolute independence of sovereigns, and
this common interest impelling them to mutual intercourse and an
interchange of good offices with each other, have given rise to a
class of cases in which every sovereign is understood to waive the
exercise of a part of that complete exclusive territorial
jurisdiction which has been stated to be the attribute of every
nation."
He divided these cases into three classes:
1. The exemption of the person of the sovereign from arrest or
detention in a foreign country.
2. The immunity which all civilized nations allow to foreign
ministers.
3. Where the sovereign allows the troops of a foreign prince to
pass through his dominions.
In respect to this last class he observed:
"In such case, without any express declaration waiving
jurisdiction over the army to which this right of passage has been
granted, the sovereign who should attempt to exercise it would
certainly be considered as violating his faith. By exercising it,
the purpose for which the free passage was granted would be
defeated, and a portion of the military force of a foreign
independent nation would be diverted from those national objects
and duties to which it was
Page 183 U. S. 433
applicable, and would be withdrawn from the control of the
sovereign whose power and whose safety might greatly depend on
retaining the exclusive command and disposition of this force. The
grant of a free passage therefore implies a waiver of all
jurisdiction over the troops during their passage, and permits the
foreign general to use that discipline, and to inflict those
punishments which the government of his army may require."
In this connection, he held that there was a distinction between
a military force which could only enter a foreign territory by
permission of the sovereign, and a public armed vessel, which upon
principles of international comity is entitled to enter the ports
of any foreign country with which her own country is at peace. He
further observed:
"If there be no prohibition, the ports of a friendly nation are
considered as open to the public ships of all powers with whom it
is at peace, and they are supposed to enter such ports, and to
remain in them while allowed to remain under the protection of the
government of the place."
It was upon this ground that the court held the
Exchange exempt from seizure.
This case, however, only holds that the public armed vessels of
a foreign nation may, upon principles of comity, enter our harbors
with the presumed license of the government, and while there are
exempt from the jurisdiction of the local courts; and, by parity of
reasoning, that, if foreign troops are permitted to enter, or cross
our territory, they are still subject to the control of their
officers and exempt from local jurisdiction.
The case, however, is not authority for the proposition that, if
the crews of such vessels, or the members of such military force,
actually desert and scatter themselves through the country, their
officers are, in the absence of treaty stipulation, authorized to
call upon the local authorities for their reclamation. While we
have no doubt that, under the case above cited, the foreign officer
may exercise his accustomed authority for the maintenance of
discipline, and perhaps arrest a deserter
dum fervet opus,
and to that extent this country waives its jurisdiction over the
foreign crew or command, yet if a member of that crew actually
escapes from the custody of his officers, he
Page 183 U. S. 434
commits no crime against the local government, and it is a grave
question whether the local courts can be called upon to enforce
what is in reality the law of a foreign sovereign. The principle of
comity may imply the surrender of jurisdiction over a foreign force
within our territory, but it does not necessarily imply the
assumption by our courts of a new jurisdiction, invoked by a
foreign power, for the arrest of persons who have committed no
offense against our laws, and are perhaps seeking to become
citizens of our country. Our attention has been called to no such
case. But, however this may be, there can be no doubt that the
commissioner, in exercising the powers vested in him by Rev.Stat.
sec. 5280, is limited to the arrest of seamen belonging to a
country with whom we have a treaty upon that subject.
Instances are by no means rare where foreign troops have been
permitted to enter or cross our territory, although in September,
1790, General Washington, on the advice of Mr. Adams, did refuse to
permit British troops to march through the Territory of the United
States from Detroit to the Mississippi, apparently for the reason
that the object of such movement was an attack on New Orleans and
the Spanish possessions on the Mississippi. The government might
well refuse the passage of foreign troops for the purpose of making
an attack upon a power with which we were at peace.
In January, 1862, the Secretary of State gave permission to the
British government to land a body of troops at Portland, and to
transport them to Canada, the St.Lawrence being closed at that
season of the year. The concession was the more significant from
the fact that it occurred during our Civil War, when our relations
with Great Britain were considerably strained, and the object was
evidently to strengthen the British garrisons in Canada.
In 1875, permission was granted to the Governor General of
Canada to transport through the Territory of the United States
certain supplies for the use of the Canadian mounted police
force.
In 1876, the President permitted Mexico to land in Texas a small
body of her troops, supposed to be intended to aid in the
Page 183 U. S. 435
defense of Matamoras, with the proviso that the stay be not
unnecessarily long, and that the Mexican government should be
liable for any injury inflicted by these troops.
By a reciprocity of courtesy, permission was given in 1881 by
the Governor General of Canada for the passage of a company of
Buffalo militia, armed and equipped, over the Canada Southern
Railway, from Buffalo to Detroit. These and other instances are
collected by Dr. Wharton in his Digest of International Law,
section 13.
Our attention is also called by counsel to the following
instances:
At the Columbian celebration in 1893, marines from every foreign
war vessel, except the Spanish, were allowed to land and did land
and parade in the public streets of New York under the control of
their various commanders.
On the occasion of the Deway parade, a regiment of Canadian
troops was given permission to come into the United States and join
in the procession.
This permission was granted as in the present case by the
Secretary of the Treasury.
At the Buffalo Exposition, but recently closed, Mexican troops
were allowed to go through the United States and be present at
Buffalo, and remain there during the exposition.
In none of these cases, however, did a question arise with
respect to the immunity of foreign troops from the territorial
jurisdiction, or the power of their officers over them, or the
right of the latter to call upon the local officers for the arrest
of deserters. While no act of Congress authorizes the Executive
Department to permit the introduction of foreign troops, the power
to give such permission without legislative assent was probably
assumed to exist from the authority of the President as
commander-in-chief of the military and naval forces of the United
States. It may be doubted, however, whether such power could be
extended to the apprehension of deserters in the absence of
positive legislation to that effect.
If the arrest of Alexandroff were wholly without authority of
law, we should not feel it our duty to detain him and deliver him
up to the custody of Captain Behr, notwithstanding we
Page 183 U. S. 436
might be of opinion that he had unlawfully escaped from his
custody. If Captain Behr by the escape of Alexandroff lost the
right to call upon the local authorities for his arrest and
surrender, he acquired no new right in that particular by the fact
that he was illegally arrested and is still in custody. His
detention upon the ground of comity could only be justified by the
fact that his original arrest was legal, although if his arrest
were authorized by law, the fact that such arrest was irregular
might be condoned.
But whatever view might be taken of the question of delivering
over foreign seamen in the absence of a treaty, we are of opinion
that the treaty with Russia having contained a convention upon this
subject, that convention must alone be looked to in determining the
rights of the Russian authorities to the reclamation of the
relator. Where the signatory powers have themselves fixed the terms
upon which deserting seamen shall be surrendered, we have no right
to enlarge those powers upon the principles of comity so as to
embrace cases not contemplated by the treaty. Upon general
principles applicable to the construction of written instruments,
the enumeration of certain powers with respect to a particular
subject matter is a negation of all other analogous powers with
respect to the same subject matter.
Ex Parte
McCardle, 7 Wall. 506; Endlich, Interpretation of
Statutes, secs. 397, 400. As observed by Lord Denman in
Aspdin
v. Austin, 5 Q.B. 671, 684,
"where parties have entered into written engagements with
express stipulations, it is manifestly not desirable to extend them
by any implications; the presumption is that, having expressed
some, they have expressed all the conditions by which they intend
to be bound under that instrument."
The rule is curtly stated in the familiar legal maxim,
expressio unius est exclusio alterius. In several recent
cases in this Court, we have held that, where a statute gives a
certain remedy for usurious interest paid, that remedy is
exclusive, although, in the absence of such a remedy, the defense
might be made by way of set-off or credit upon the original demand.
Barnet v. Muncie National Bank, 98 U. S.
555;
Driesbach v. National Bank, 104 U. S.
52;
Stephens v. Monongahela Bank, 111 U.
S. 197;
Haseltine v. Central National Bank,
Page 183 U. S. 437
ante 183 U. S. 130.
See also King v. Sedgley, 2 Barn. & Ad. 65;
Hare
v. Horton, 5 Barn. & Ad. 715;
Stafford v.
Ingersoll, 3 Hill 38.
We think, then, that the rights of the parties must be
determined by the treaty, but that this particular convention being
operative upon both powers, and intended for their mutual
protection, should be interpreted in a spirit of
uberrima
fides, and in a manner to carry out its manifest purpose.
Taylor on International Law, sec. 383. As treaties are solemn
engagements entered into between independent nations for the common
advancement of their interests and the interests of civilization,
and as their main object is not only to avoid war and secure a
lasting and perpetual peace, but to promote a friendly feeling
between the people of the two countries, they should be interpreted
in that broad and liberal spirit which is calculated to make for
the existence of a perpetual amity, so far as it can be done
without the sacrifice of individual rights or those principles of
personal liberty which lie at the foundation of our jurisprudence.
It is said by Chancellor Kent in his Commentaries, vol. 1, p.
174:
"Treaties of every kind . . . are to receive a fair and liberal
interpretation according to the intention of the contracting
parties, and to be kept with the most scrupulous good faith. Their
meaning is to be ascertained by the same rules of construction and
course of reasoning which we apply to the interpretation of private
contracts."
What, then, are the stipulations to which we must look for the
solution of the question involved in this case? They are found in
the ninth article of the treaty, which authorizes the arrest and
surrender of "deserters from the ships of war and merchant vessels
of their country." It is insisted, however, that this article is no
proper foundation for the arrest of Alexandroff for three reasons:
first, that the
Variag was not a Russian ship of war;
second, that Alexandroff was not a deserter from such ship; and,
third, that his membership of such crew was not proved by the
exhibition of registers of vessels, the rolls of the crew, or by
other official documents. The case depends upon the answers to
these questions.
1. At the time Alexandroff arrived in Philadelphia the
Variag was still upon the stocks. Whatever be the proper
construction
Page 183 U. S. 438
of the word under the treaty, she was not then a ship in the
ordinary sense of the term, but shortly thereafter and long before
Alexandroff deserted, she was launched, and thereby became a ship
in its legal sense. A ship is born when she is launched, and lives
so long as her identity is preserved. Prior to her launching, she
is a mere congeries of wood and iron -- an ordinary piece of
personal property -- as distinctly a land structure as a house, and
subject only to mechanics' liens created by state law and
enforceable in the state courts. In the baptism of launching, she
receives her name, and from the moment her keel touches the water,
she is transformed, and becomes a subject of admiralty
jurisdiction. She acquires a personality of her own; becomes
competent to contract, and is individually liable for her
obligations, upon which she may sue in the name of her owner, and
be sued in her own name. Her owner's agents may not be her agents,
and her agents may not be her owner's agents.
The
China, 7 Wall. 53;
Thorp v.
Hammond, 12 Wall. 408;
Workman v. New York
City, 179 U. S. 552;
United States v. The Little Charles, 1 Brock 347, 354;
The John G. Stevens, 170 U. S. 123,
170 U. S.
125-126;
Homer Ramsdell Transp. Co. v. Compagnie
Gen. Transp., 182 U. S. 406. She
is capable, too, of committing a tort, and is responsible in
damages therefor. She may also become a
quasi-bankrupt,
may be sold for the payment of her debts, and thereby receive a
complete discharge from all prior liens, with liberty to begin a
new life, contract further obligations, and perhaps be subjected to
a second sale. We have had frequent occasion to notice the
distinction between a vessel before and after she is launched. In
The Jefferson, People's Ferry
Co. v. Beers, 20 How. 393, it was held that the
admiralty jurisdiction did not extend to cases where a lien was
claimed for work done and materials used in the construction of a
vessel, while the cases holding that for repairs or alterations,
supplies or materials, furnished after she is launched, suit may be
brought in a court of admiralty, are too numerous for citation.
So sharply is the line drawn between a vessel upon the stocks
and a vessel in the water, that the former can never be made liable
in admiralty, either
in rem against herself or
in
personam against her owners, upon contracts or for torts,
while if in taking
Page 183 U. S. 439
the water during the process of launching, she escapes from the
control of those about her, shoots across the stream and injures
another vessel, she is liable to a suit
in rem for
damages.
The Blenheim, 2 W.Rob. 421;
The Vianna,
Swabey 405;
The Andalusian, 2 P.D. 231;
The
Glengarry, 2 P.D. 235;
The George Roper, 8 P.D. 119;
Baker v. Power, 14 F. 483.
Inasmuch as the
Variag had been launched and was lying
in the stream at the time of Alexandroff's desertion, we think she
was a ship within the meaning of the treaty.
It requires no argument to show that, if she were a ship of any
description, she was a ship of war as distinguished from a merchant
vessel. Article IX of the treaty embraces deserters from both
classes of vessels. She was clearly not a merchant vessel, and as
clearly intended to be and was a ship of war, notwithstanding she
had not received her armament. The contract with the Cramps under
which she was built was entered into by the Russian Ministry of
Marine, and provided for the construction by them for the Russian
imperial government of "a protected cruiser, built, equipped, armed
and fitted," etc. The appearance of a modern ship of war, too, is
so wholly distinct from that of a merchant vessel that there could
be no possibility of mistaking one for the other.
We are also of opinion that she was a Russian ship of war within
the meaning of the treaty. The contract under which she was built
not only provided that she was to be built for the imperial Russian
government, but should be constantly, during the continuance of the
contract, inspected by a board of inspection appointed by the
Russian Ministry of Marine, who should have full liberty to enter
the premises of the contractors for such purpose, and that speed
trials should be made by the contractors in the presence of such
board of inspection. The tenth article of the contract reads as
follows:
"Art. 10. The contractors agree that the vessel to be built as
aforesaid, whether finished or unfinished, and all steel, iron,
timber, and other materials as may be required by the contractors,
and be intended for the construction of the said ship, and
Page 183 U. S. 440
which may be brought upon the premises of the contractors, shall
immediately thereupon become, and be, the exclusive property of the
Russian Ministry of Marine. The flag of the imperial Russian
government shall be hoisted on the said ship whenever desired by
the board of inspection as evidence that the same is said
government's exclusive property, and the Russian Ministry of Marine
may at any time appoint an officer or officers to take actual
possession of the said ship or materials, whether finished or
unfinished, subject to the lien of the contractors for any portion
of the value that may be unpaid."
Such being her status with respect to her title and employment,
can it be doubted that, if the contractors had seen fit to
institute proceedings under the mechanic's lien law of the state
for labor and materials furnished in her construction, or if a
materialman had filed a libel in admiralty against her for coal
furnished in testing her engines, or if upon her trial trip she had
negligently come into collision with another vessel whose owner had
instituted a suit against her, the Emperor of Russia might have
claimed for her an immunity from local jurisdiction upon the ground
that she was the property of a foreign sovereign? In making this
defense, it would necessarily appear that she was a public vessel
-- in other words, a ship of war -- and upon that ground immune
from suit or prosecution in the local courts. In the case of
The Constitution, 4 P.D. 39, an historical and venerable
frigate of the United States, while returning home from the Paris
Exposition with a cargo of American exhibits belonging to private
parties, was stranded on the south coast of England and received
salvage services from an English tug. It was held by the English
Court of Admiralty that no warrant for her arrest could issue,
either in respect of ship or cargo. In
The Parlement
Belge, 4 P.D. 129, a vessel belonging to the King of the
Belgians, manned by officers and men commissioned and paid by him,
and regularly employed for the purposes of carrying mails,
passengers, and cargo, was held by the British Court of Admiralty
not to be entitled to the privileges of a man-of-war as to
extraterritoriality, and that she was liable to proceedings
in
rem at the suit of the owner of a vessel injured by her in
collision. The decision, however, was reversed
Page 183 U. S. 441
by the Court of Appeals upon the ground that the exercise of
such jurisdiction was incompatible with the absolute independence
of the sovereign of every superior authority, and that the property
as well as the person of the sovereign was exempt from suit. This
general question is too well settled to admit of doubt.
It is true there was a provision that the
Variag might
be rejected either for deficient speed or for excessive draft, and
that she should be during her construction at the risk of the
contractors, until she had been actually accepted by the imperial
Russian government, or they had taken actual possession of her.
This, however, did not prevent the property passing to the Russian
government as stipulated by article X of the contract, though with
a provision for an ultimate rescission. True, the Russian flag had
never been hoisted upon the vessel, but that was immaterial, as the
government had not finally accepted or taken possession of her.
Mr. Hall, in his treatise upon International Law, discussing
foreign ships as nonterritorial property of a state (section 44),
says that the commission under which a commander acts is conclusive
of the public character of a vessel, although such character is
usually evidenced by the flag and pendant which she carries, and,
if necessary, by firing a gun.
"When in the absence of, or notwithstanding, these proofs, any
doubt is entertained as to the legitimateness of her claim, the
statement of the commander on his word of honor that the vessel is
public is often accepted, but the admission of such statements as
proof is a matter of courtesy,"
and
"though attestation by a government that a ship belongs to it is
final, it does not follow that denial of public character is
equally final; assumption and repudiation of responsibility stand
upon a different footing."
It is true he says that the immunities of a vessel of war belong
to her as a complete instrument, made up of vessel and crew, and
intended to be used by the state for specific purposes; the
elements of which she is composed not being capable of separate use
for these purposes, and consequently are not exempted from the
local jurisdiction. But it is pertinent to notice here that he is
speaking of immunities of public vessels from local
jurisdiction,
Page 183 U. S. 442
and not of the property of a foreign government in such vessels.
See also Taylor, International Law, secs. 253, 254, 261.
There can be no doubt that the
Variag, in the condition in
which she was at the time Alexandroff deserted, was a subject of
local jurisdiction, and that, if any crime had been committed on
board of her, such crime would have been cognizable in the local
courts, although it would have been otherwise had the Russian
government taken possession, put a crew on board of her, and
commissioned her for active service. This, however, does not touch
the question whether she was not a ship of war within the letter
and spirit of the treaty of 1832.
2. Was Alexandroff a deserter from a Russian ship of war within
the meaning of the treaty, or was he merely a deserter from the
Russian naval service, a fact which of itself would not be
sufficient to authorize his arrest under article IX of the treaty?
To be a deserter from a particular ship he must have been a member
of the crew of such ship, and bound to remain in its service until
discharged. It is earnestly insisted that, although he had been
detailed to serve thereafter as a member of the crew of the
Variag, her crew had never been organized as such, that
the detail was merely preliminary to such organization, and that
Alexandroff had never set foot upon the vessel. This argument
necessarily presupposes that seamen do not become a "crew" until
they have actually gone on board the vessel, and entered upon the
performance of their duties. We cannot acquiesce in this position.
The more reasonable view is that seamen become obligated to
merchant vessels from the time they sign the shipping articles, and
from that time they may incur the penalties of desertion.
So early as the marine ordinances of Louis XIV -- the foundation
of all maritime Codes -- the service of the seaman was treated as
beginning from the moment when the contract for such service was
entered into. By title 3, Article III, of this ordinance,
"if a seaman leaves a master, without a discharge in writing,
before the voyage is begun, he may be taken up and imprisoned
wherever he can be found,"
etc. The present Commercial Code of France makes no express
provision upon the subject, but by the general mercantile law of
Germany, art. 532,
Page 183 U. S. 443
"The master can cause any seaman who,
after having been
engaged, neglects to enter upon or continues to do his duties,
to be forcibly compelled to perform the same."
By the Dutch Code, art. 402,
"the master, or his representative, can call in the public force
against those
who refuse to come on board, who absent
themselves from the ship without leave, and refuse to perform to
the end of the service for which they were engaged."
The rule is the same in England. By section 243 of the
Merchants' Shipping Act of 1854 (17 & 18 Vic. c. 104),
"whenever any seaman
who has been lawfully engaged, or
any apprentice to the sea service, commits any of the following
offenses, he shall be liable to be punished summarily, as follows
(that is to say): 2. For
neglecting or refusing, without
reasonable cause,
to join his ship, or to proceed to sea
in his ship, or for absence without leave at any time within
twenty-four hours of the ship's sailing from any port, either at
the commencement or during the progress of any voyage, . . . he
shall be liable to imprisonment,"
etc. And by section 246,
"Whenever, either at the commencement or during the progress of
any voyage, any seaman or apprentice
neglects or refuses to
join, or deserts from or refuses to proceed to sea in any ship
in which he is duly engaged to serve,"
the master may call upon the local police officers or constables
to apprehend him. These provisions have been substantially carried
into the new Merchants' Shipping Act. 57 & 58 Vic. c. 60, sec
221.
Congress, however, has so often spoken upon this subject that we
think it can hardly be open to doubt. By Rev.Stat. sec. 4522, as
amended in 1898, 30 Stat. 755, regulating seamen engaged in
interstate commerce, there is a provision that
"at the foot of every such contract to ship upon such a vessel .
. . , there shall be a memorandum in writing of the day and the
hour when such seaman who shipped and subscribed shall render
himself on board to begin the voyage agreed upon. If any seaman
shall neglect
to render himself on board the vessel for
which he has shipped at the time mentioned in such memorandum,"
and if the master shall make a proper entry in the log book,
"then every such seaman shall forfeit for every hour which he shall
so neglect to render himself one-half of one day's pay."
Page 183 U. S. 444
The rights of the seaman in this connection are protected by
section 4527, which declares that
"any seaman who has signed an agreement, and is afterward
discharged before the commencement of the voyage or before
one month's wages are earned,"
shall be entitled to compensation. By section 4558, as amended,
30 Stat. 757,
"if, after judgment that such vessel is fit to proceed on her
intended voyage, . . . the seamen, or either of them,
shall
refuse to proceed on the voyage, he shall forfeit any wages
that may be due him."
Section 4596 is largely a reproduction of the section above
cited from the Merchants' Shipping Act, and provides that
"whenever any seaman who has been lawfully engaged . . . commits
any of the following offenses, he shall be punishable as follows: .
. . Second. For
neglecting and refusing, without
reasonable cause,
to join his vessel or to proceed to sea
in his vessel, or for absence without leave at any time within
twenty-four hours of the vessel sailing from any port, either at
the commencement or during the progress of any voyage,"
he shall forfeit his wages. By section 4599,
"whenever, either at the commencement of or during any voyage,
any seaman or apprentice
neglects or refuses to join, or
deserts from or refuses to proceed to sea in, any vessel in which
he is duly engaged to serve,"
the master may (in accordance with the English practice) apply
for the local assistance of police officers or constables for his
arrest and detention. It is true this section has been repealed,
together with all other provisions authorizing the arrest and
surrender to the vessel of seamen of domestic vessels deserting in
this country. But throughout all this legislation there is a
recognition of the principle that the obligation of the seaman
begins with the signing of the shipping articles, and that he is
liable to the penalty of a forfeiture of his wages from that
moment.
Upon these authorities we are of opinion that, as applied to
merchant vessels, the crews are organized and the service of each
sailor begins with the signing of the shipping articles, and that
the lien of the seaman upon the ship for his wages, and
reciprocally the lien of the ship upon the seaman for his services,
where such lien still exists, dates from that time. The difficulty
of securing a crew would be greatly enhanced if, after
Page 183 U. S. 445
signing the articles and perhaps drawing advance pay, seamen
were at liberty to desert before rendering themselves on board.
The
Variag being a ship of war, there was no signing of
shipping articles, as required in the merchant service, since the
seamen were enlisted or conscribed to serve where ordered. But
there was a practical equivalent for the shipping articles in the
detail of Alexandroff to this vessel. He entered the Russian naval
service in 1896, and his term of service had not expired. He was,
of course, subject to the orders of his officers, and was sent as a
member of a force of one officer and fifty-three men ordered to
take possession of the
Variag as soon as she was
completed. From the moment of such assignment and until relieved
therefrom, he was as much bound to the service of the
Variag, and a member of her crew, as if he had signed
shipping articles. We express no opinion as to whether, if the
Variag had not been launched when he deserted, he could be
held as a member of her crew, but when she took the water and
became a ship, she was competent to receive a crew, and a detail to
her service took effect. It will scarcely be disputed that, if the
Variag had been in commission and this body of men had
gone on board the vessel and rendered some slight service as
seamen, and had subsequently gone ashore to remain until she was
ready for her final departure from Philadelphia, they would be
regarded as a component part of her crew; but this differs in form,
rather than in substance, from what actually took place. The men
were in Philadelphia in custody of Captain Behr, and ready to go on
board at a moment's notice. They were as much subject to his orders
as if they had remained on board the
Variag, and as much
so as if she had been a regularly commissioned vessel of the
Russian Navy, which had put into Philadelphia for repairs and sent
her crew ashore as the most convenient method of disposing of them
while such repairs were being made.
We do not regard it as material that the
Variag had not
yet been commissioned as a member of the Russian Navy. The mere
commissioning of a ship does not make her a ship of war, but merely
indicates that she is assigned to active service. A merchant
vessel, built for the purpose of trade and commerce,
Page 183 U. S. 446
is a merchant vessel though she may not yet have received her
register -- a formality only necessary to entitle her to the
privileges of an American vessel. To hold that the treaty applies
only to commissioned vessels of war is to introduce into it a new
element and to rob it of a valuable feature. Under the contract
with the builders, she was clearly Russian property, and while
ownership is not always proof of nationality, since a vessel may be
owned in one country and registered in another, where the facts are
undisputed, and there was no pretense she was an American vessel,
her Russian nationality follows as a matter of course. If she went
out of commission and her armament were taken out of her for a
temporary purpose, she would nevertheless be a ship of war of the
Russian Navy. Being, as we have already held, a ship, she must be
either a ship of war or merchant vessel, and as she was clearly not
a merchant vessel, the only other alternative applies. The treaty
should be liberally interpreted in this particular to carry out the
intent of the parties, since, if a foreign government may not send
details of men to take possession of vessels built here, without
danger of losing their entire command by desertion, we must either
cease building them or foreign governments must send special ships
of their own with crews ordered to take possession of them. It is
true that possession of the
Variag had not yet been
delivered, but the title had passed, and the very fact that the
Russian government had detailed a crew to take possession of her
indicated that it regarded her as a constituent part of the Russian
Navy. It is unnecessary to consider whether, if the
Variag
had been rejected, her crew would have been
eo instanti at
liberty to leave the Russian service and acquire a citizenship
here. That probably would have involved the other question, whether
they could be treated as a military force entering this country
with the permission of the Executive and remaining subject to the
orders of their officers.
Holding, as we do, that the rights of the parties must be
determined by the treaty, the manner in which this body of men
entered the country does not seem to be material, so long as it
appears that they were detailed as part of the crew of the
Variag. If they were not here as a military force, which
had
Page 183 U. S. 447
landed with the permission of the government, they were lawfully
here as individual seamen directed to take possession of the
Variag, and the purpose of their coming was of no moment
to the authorities. It appears, however -- and it is not improper
to allude to it here -- that, as the
Variag approached her
completion, the naval agent of the Russian Embassy to the United
States addressed a letter to the Secretary of the Treasury
requesting that the necessary orders be given for allowing
"admittance to the United States, through the port of New York,
without examination, the detail of one officer and fifty-three
regular sailors, imperial Russian Navy, detailed to this country
for the purpose of partly manning the cruiser,"
etc. In reply, the Acting Secretary of the Treasury issued
instructions to the Commission of Immigration to admit the detail
without examination for the purposes named, and to remit the usual
head tax of one dollar.
3. The only remaining question is whether there was a compliance
with article IX of the treaty, that the vice-consul
"shall in writing demand said deserters, proving, by the
exhibition of the registers of the vessels, the rolls of the crews,
or by other official documents, that such individuals formed part
of the crews, and this reclamation being thus substantiated, the
surrender shall not be refused."
We have no doubt this provision is obligatory, and that the
vice-consul must show either that it was complied with or that a
compliance was waived. We are not informed by the record what
evidence was laid before the commissioner upon this subject.
Alexandroff himself, however, swears that he entered the naval
service in 1896 as an assistant physician; that he arrived in the
United States October 14, 1899; that he never asked to become a
member of the crew, but was simply sent to the United States and
lived with the crew of the Russian ship, received his equipment,
support, and wages; that he left the crew on April 20, 1900, went
to New York, declared his intention to become a citizen, and
obtained employment. On cross-examination, he stated that a subject
is not required to sign any enlistment or anything of that kind,
but is simply sent into the service. After the oral
Page 183 U. S. 448
testimony had been introduced, the Russian vice-consul, to
further sustain his case, made the following offer:
"Mr. Adler: I also have here the Russian officer who accompanied
these fifty-three sailors to this country, together with the other
members of the crew, who has with him the passport issued by his
government entitled these men to come here. I understand it is
admitted by the other side that this defendant did come here as a
portion of the crew of this cruiser, and the passport so states. If
that is admitted, I presume it is not necessary to offer the
passport in evidence. If your honor cares to have it, I will
produce this officer with the passport and offer it. It merely
shows that this defendant, with fifty-two other members of a
company in the Russian Navy, were admitted to free passage here to
become members of the crew of the cruiser
Variag, and that
he came here in pursuance of that passport accompanied by this
officer."
"Mr. Hassler: I should object to the officer, not so much on
account of what is in the passport, but my friend made a statement
which I do not think is exactly accurate, as to what we stated. We
stated this man came here with a company of men, but we do not
state that he came here as part of the crew of the
Variag."
"The Court: He came here as a member of the Russian Navy,
ordered here to become one of the crew of the cruiser
Variag, and he came for that express purpose."
"Mr. Hassler: We concede that."
There was there a clear waiver of the production of the passport
and an admission that Alexandroff came to this country as a member
of the Russian Navy, was ordered here to become one of the crew of
the
Variag, and came for that express purpose. Under such
circumstances, it does not lie in the mouth of the relator to
insist that no official documents were produced, since the passport
and the admission accompanying its offer show that Alexandroff came
here as a member of the proposed crew of the
Variag (and
we have discussed the case upon that assumption) -- the question
being whether under those circumstances he ought to be treated as a
deserter from a Russian ship of war.
Page 183 U. S. 449
We are of opinion that his case is within the treaty, and
the judgments of both courts below are therefore reversed, and the
case remanded to the District Court for the Eastern District of
Pennsylvania for further proceedings consistent with this
opinion.
MR. JUSTICE PECKHAM concurred in the opinion, but also thought
that the men, among whom was the respondent, came into the country
with the expressed permission of the Executive as a part of the
Russian Navy and as members of the crew of the steamship awaiting
completion as a man-of-war, and the Russian government was
therefore, upon the principle of comity, entitled to the aid of the
government of the United States to accomplish the arrest and
detention of a deserter from the ranks of those men it had thus
expressly authorized to come in.
MR. JUSTICE GRAY, with whom concurred MR. CHIEF JUSTICE FULLER
and JUSTICES HARLAN and WHITE, dissenting:
THE CHIEF JUSTICE, JUSTICES HARLAN and WHITE and myself are
unable to concur in the opinion and judgment of the Court. The case
presents such an important question of international law as to make
it fit that the grounds of our opinion should be stated. It is
necessary to a proper determination of the case that its precise
facts should be borne in mind, and they will therefore be here
recapitulated.
This is a writ of certiorari, granted by this Court on the
application of William R. Tucker, the Russian vice-consul at
Philadelphia, to review a judgment of the United States Circuit
Court of Appeals for the Third Circuit on February 25, 1901, 107 F.
437, affirming a judgment of the District Court for the Eastern
District of Pennsylvania on July 12, 1900, 103 F. 198, discharging
on writ of habeas corpus Leo Alexandroff, held in custody under a
warrant of commitment issued by a United States commissioner to
Robert C. Motherwell, Jr., keeper of the Philadelphia County
Prison, subject to the order of the Russian vice-consul at
Philadelphia, or of the master of the Russian cruiser
Variag, under section 5280 of the Revised Statutes, which
is as follows:
Page 183 U. S. 450
"On application of a consul or vice-consul of any foreign
government having a treaty with the United States stipulating for
the restoration of seamen deserting, made in writing, stating that
the person therein named has deserted from a vessel of any such
government, while in any port of the United States, and on proof by
the exhibition of the register of the vessel, ship's roll, or other
official document, that the person named belonged at the time of
desertion, to the crew of such vessel, it shall be the duty of any
court, judge, commissioner of any circuit court, justice, or other
magistrate having competent power, to issue warrants to cause such
person to be arrested for examination. If, on examination, the
facts stated are found to be true, the person arrested, not being a
citizen of the United States, shall be delivered up to the consul
or vice-consul, to be sent back to the dominions of any such
government, or, on the request and at the expense of the consul or
vice-consul, shall be detained until the consul or vice-consul
finds an opportunity to send him back to the dominions of any such
government. No person so arrested shall be detained more than two
months after his arrest, but at the end of that time, shall be set
at liberty, and shall not be again molested for the same cause. If
any such deserter shall be found to have committed any crime or
offense, his surrender may be delayed until the tribunal before
which the case shall be depending or may be cognizable shall have
pronounced its sentence and such sentence shall have been carried
into effect."
The Treaty of the United States with the Emperor of Russia of
December 18, 1832, provides, in article 9, as follows:
"The said consuls, vice-consuls, and commercial agents are
authorized to require the assistance of the local authorities for
the search, arrest, detention, and imprisonment of the deserters
from the ships of war and merchant vessels of their country. For
this purpose, they shall apply to the competent tribunals, judges,
and officers, and shall in writing demand said deserters, proving
by the exhibition of the registers of the vessels, the rolls of the
crews, or by other official documents, that such individuals formed
part of the crews, and this reclamation being thus substantiated,
the surrender shall not be refused. Such
Page 183 U. S. 451
deserters, when arrested, shall be placed at the disposal of the
said consuls, vice-consuls, or commercial agents, and may be
confined in the public prisons at the request and cost of those who
shall claim them in order to be detained until the time when they
shall be restored to the vessels to which they belonged or sent
back to their own country by a vessel of the same nation or any
other vessel whatsoever. But if not sent back within four months
from the day of their arrest, they shall be set at liberty, and
shall not be again arrested for the same cause. However, if the
deserter should be found to have committed any crime or offense,
his surrender may be delayed until the tribunal before which his
case shall be depending shall have pronounced its sentence and such
sentence shall have been carried into effect."
8 Stat. 448.
The warrant of commitment in this case was issued by the
commissioner on June 1, 1900, on the application of the vice-consul
of Russia at Philadelphia, upon the affidavit of Captain Vladimir
Behr, stating that he was master of the Russian cruiser
Variag, then in the port of Philadelphia, and that
Alexandroff was a duly engaged seaman of that vessel, and on or
before April 25, 1900, had deserted from her without any intention
of returning.
The
Variag was built under a contract in writing, dated
April 23, 1898, between the William Cramp & Sons Ship &
Engine Building Company of Philadelphia, Pennsylvania, and the
Russian Ministry of Marine, by which the Cramp Company agreed to
supply for the Imperial Russian Navy a protected cruiser, built,
equipped, armed, and fitted (except the ordnance and torpedo
outfit), subject to the approval of a board of inspectors appointed
by the Russian Ministry of Marine. That contract contained the
following provisions:
"Art. 8. Trials to determine the speed of the vessel shall be
made by the contractors, in the presence of the board of
inspection, and at the cost of the contractors, who agree to insure
the vessel against sea risks and all other risks of every
description during the trials, and until such time as the vessel is
handed over to the exclusive possession and custody of the Russian
Ministry of Marine."
And if the mean speed should be less
Page 183 U. S. 452
than twenty-one knots per hour, or the actual draught of water
in any part of the ship should exceed the contract draught by one
foot, it should be optional with the Russian Ministry of Marine to
reject the ship.
"Art. 10. The contractors agree that the vessel to be built as
aforesaid, whether finished or unfinished, and all steel, iron,
timber, and other materials as may be required by the contractors,
and be intended for the construction of the said ship, and which
may be brought upon the premises of the contractors, shall
immediately thereupon become and be the exclusive property of the
Russian Ministry of Marine. The flag of the imperial Russian
government shall be hoisted on the said ship whenever desired by
the board of inspection, as evidence that the same is said
government's exclusive property, and the Russian Ministry of Marine
may at any time appoint an officer or officers to take actual
possession of the said ship or material, whether finished or
unfinished, subject to the lien of the contractors for any portion
of the value that may be unpaid."
"Art. 12. The contractors shall insure and keep insured, against
all risks usually insured against, the said vessel, its engines and
all fittings and materials at their own cost, but in the name of,
and for the benefit of, the Russian Ministry of Marine, in fire
insurance companies previously approved by the board of inspection,
and in such an amount or amounts as shall be, from time to time,
sufficient to cover and recoup to the imperial Russian government
the sum or sums which said government, for the time being, may have
paid, or become bound to pay, to the contractors in respect of such
vessel. Notwithstanding anything herein contained, the ship,
together with its engines, machinery, and equipment, shall, as
between the contractors and the Russian Ministry of Marine, stand,
and at all times be at the risk of the contractors, until the said
ship has been accepted by the imperial Russian government, or it
has taken actual possession thereof."
"Art. 13. The contractors engage, at their own cost and risk, to
launch and deliver the vessel safe and uninjured at Philadelphia,
Pennsylvania, and equipped for sea, into the charge of the persons
appointed by the imperial Russian government
Page 183 U. S. 453
to receive it in not more than twenty months after the arrival
of the board of inspectors at Philadelphia."
By article 18, the Russian Ministry of Marine agreed to pay the
price in ten equal installments, withholding ten percent of each
installment until final payment. The installments were payable at
successive periods, the last two being as follows:
"9. Ten percent when steam has been raised in the boilers and
the engines turned over under their own steam."
"10. Ten percent when the ship has had a successful trial trip
and has been turned over to the imperial Russian government, and
simultaneously therewith there shall be paid to the contractors the
ten percent of each of the previous installments which shall have
been withheld as aforesaid."
Alexandroff entered the Russian Navy in 1896 at the age of
seventeen, for the term of six years, and was an assistant
physician. He was one of fifty-three members of the Russian Navy
sent out in a passenger steamship (not a Russian) by the Russian
government, under command of an officer, for the purpose of
becoming part of the crew of the cruiser
Variag, and
arrived in this country October 14, 1899. The ship was then on the
stocks, and was launched in October or November, 1899, and made one
trial trip. But in June, 1900, she was still in the custody of the
contractors, had not been completed by them, or accepted by the
Russian government, and a good many of the contractors' men were
still working on her, and only about eighty percent of her price
had been paid. Alexandroff was never on the ship, never signed any
paper as a member of her crew, and was never ordered on board of
her, either as a seaman or as an assistant physician, but from
October, 1899, to April, 1900, lived on shore, with the rest of the
men who came with him, had his photograph taken with them, received
equipment, support, and wages from the Russian government, and
performed the duties required of him as an assistant physician. He
left his associates without leave at Philadelphia on April 20,
1900, went to New York, and there took up his residence, and on May
24, 1900, made in court a primary declaration of his intention to
become a citizen of the United States.
There was introduced in evidence, without objection, a copy
Page 183 U. S. 454
of a letter (the original of which was said to be in the
possession of the Russian ambassador at Washington), dated
"Treasury Department, Office of the Secretary, Washington, D.C.
October 4, 1899," signed by the acting Secretary of the Treasury,
and in these terms:
"Sir: Acknowledging the receipt of your letter of 24th ultimo,
No. 557, I have the honor to inform you that, in compliance with
request contained therein, instructions have been issued to the
commissioner of immigration at the port of New York, to admit
without examination the detail of one officer and fifty-three
regular sailors whom you state have been detailed to this country
for the purpose of partially manning the cruiser now under
construction for the Russian government at Cramp's shipyard in
Philadelphia, Pennsylvania. The collector of customs has also been
advised that the usual head tax of $1.00 is not to be collected in
this case."
This letter was assumed by the courts below to have been
addressed to the Russian ambassador and in answer to a letter from
him. But it appears by copies of documents in the Treasury
Department, submitted by counsel for the petitioner by leave of
this Court, that it was in answer to a letter dated September 24,
1899, No. 557, from the naval attache of the imperial Russian
embassy at Washington to the Secretary of the Treasury, requesting
that the necessary orders to whom it concerned might be given
for
"allowing admittance to the United States through the port of
New York without examination the detail of one officer and
fifty-three regular sailors, imperial Russian Navy, detailed to
this country for the purpose of partially manning the cruiser now
under construction for the Russian government at Cramp's shipyard,
in Philadelphia, Pennsylvania."
That correspondence also included similar letters between the
naval attache of the Russian embassy and the Secretary of the
Treasury of June 22 and 23, 1899, concerning "a detail of one
officer and twenty-nine regular sailors for the purpose of
partially manning the cruiser" aforesaid.
Together with that correspondence, the petitioner submitted to
this Court copies of papers from the Department of State, showing
the following:
Page 183 U. S. 455
On December 6, 1900, the Russian ambassador wrote to the
Secretary of State, saying that the Russian minister of the navy
had just informed him that two hundred and twenty-four sailors of
the Russian Imperial Navy, accompanied by three officers, one
doctor and a commissary, had embarked at London on the Rhineland
for Philadelphia, and that
"two hundred and eleven of them have been sent to complete the
crew of the Russian cruiser
Variag, and the other thirteen
are under orders for the Retvisan, which is being built by the
Cramps of Philadelphia,"
and requesting the Secretary of State
"to notify the Treasury Department of the approaching arrival of
these sailors, and to request that they may be allowed to land, and
that restitution may be made to the superior officer of the tax
imposed on emigrants and paid at the time of their
embarkation."
On December 15, 1900, the Secretary of State answered that the
request had been referred to the Secretary of the Treasury, who had
replied that the commissioner of immigration at Philadelphia had
been directed to facilitate the landing of the seamen and officers
referred to, and the collector of customs to refrain from
collecting the per capita tax from the steamship company, and that
said company should be called upon to refund the amount paid to
their Liverpool representative in advance for the head tax. On
December 25 and 28, 1900, a like correspondence took place between
the Russian ambassador and the Secretary of State concerning "two
hundred and thirteen seamen of the imperial fleet, accompanied by
two officers, a monk and a cook," embarked at Liverpool for
Philadelphia on the
Belgenland, and "sent hither to
complete the crew of the imperial cruiser
Variag."
In the circuit court of appeals, on October 1, 1900, the
attorney of the United States for the Eastern District of
Pennsylvania, "at the instance of the Executive Department of the
government of the United States," filed by leave of court a
suggestion stating the facts as appearing by the record and praying
that Alexandroff be remanded to the custody of the keeper of the
county prison at Philadelphia, to await the order of Captain
Vladimir Behr, master of the cruiser
Variag.
Such being the facts of the case, we proceed to state the
principles by which it appears to us to be governed.
Page 183 U. S. 456
The jurisdiction of every nation within its own territory is
absolute and exclusive; by its own consent only can any exception
to that jurisdiction exist in favor of a foreign nation, and any
authority in its own courts to give effect to such an exception by
affirmative action must rest upon express treaty or statute.
In the case of
The Exchange, decided by this Court in
1812, nearly ninety years ago, the point adjudged was that
"The
Exchange, being a public armed ship, in the
service of a foreign sovereign with whom the government of the
United States is at peace, and having entered an American port open
for her reception on the terms on which ships of war are generally
permitted to enter the ports of a friendly power, must be
considered as having come into the American territory under an
implied promise that, while necessarily within it, and demeaning
herself in a friendly manner, she should be exempt from the
jurisdiction of the country."
11 U. S. 7 Cranch
116,
11 U. S. 147. Chief
Justice Marshall, in expounding at large the principles upon which
the exemption was founded, began by saying:
"The jurisdiction of courts is a branch of that which is
possessed by the nation as an independent sovereign power. The
jurisdiction of the nation within its own territory is necessarily
exclusive and absolute. It is susceptible of no limitation not
imposed by itself. Any restriction upon it deriving validity from
an external source would imply a diminution of its sovereignty to
the extent of the restriction, and an investment of that
sovereignty to the same extent in that power which could impose
such restriction. All exceptions, therefore, to the full and
complete power of a nation within its own territories must be
traced up to the consent of the nation itself. They can flow from
no other legitimate source. This consent may be either express or
implied. In the latter case, it is less determinate, exposed more
to the uncertainties of construction; but, if understood, not less
obligatory."
11 U. S. 7
Cranch 136. He then dealt with the principal exceptions: 1st. The
exemption from arrest or detention of a foreign sovereign entering
the Territory of a nation with the license of its sovereign. 2d.
The immunity which all civilized nations allow to foreign
ministers. 3d. The cession of a portion of the territorial
Page 183 U. S. 457
jurisdiction by allowing the troops of a foreign prince to pass
through the territory.
The opinion of Chief Justice Marshall in the case of
The
Exchange has ever since been recognized as laying down the
principles which govern the subject. His very language has been
embodied by Wheaton in his Elements of International Law, pt. 2, c.
2; 8th ed. secs. 96-101. Phillimore, in his Commentaries on
International Law, 3d ed. 476, 479, says:
"Long usage and universal custom entitle every such ship to be
considered as a part of the state to which she belongs, and to be
exempt from any other jurisdiction. . . . The privilege is
extended, by the reason of the thing, to boats, tenders, and all
appurtenances of a ship of war, but it does not cover offenses
against the territorial law committed upon shore."
And in 1880, Lord Justice Brett (since Lord Esher, M.R.),
delivering the judgment of the English Court of Appeal, dealing
with "the reason of the exemption of ships of war and some other
ships," said: "The first case to be carefully considered is, and
always will be,
The Exchange."
The Parlement
Belge, 5 P.D.197, 208.
In
The Santissima Trinidad, Mr. Justice Story, speaking
for this Court, said:
"In the case of
The Exchange v. McFaddon, 7
Cranch 116, the grounds of the exemption of public ships were fully
discussed and expounded. It was there shown that it was not founded
upon any notion that a foreign sovereign had an absolute right, in
virtue of his sovereignty, to an exemption of his property from the
local jurisdiction of another sovereign, when it came within his
territory, for that would be to give him sovereign power beyond the
limits of his own empire. But it stands upon principles of public
comity and convenience, and arises from the presumed consent or
license of nations, that foreign public ships coming into their
ports, and demeaning themselves according to law and in a friendly
manner, shall be exempt from the local jurisdiction. . . . It may
therefore be justly laid down as a general proposition that all
persons and property within the territorial jurisdiction of a
sovereign are amenable to the jurisdiction of himself or his
courts, and that the exceptions to this rule are such only as by
common usage and public policy have been allowed in order to
preserve the peace
Page 183 U. S. 458
and harmony of nations, and to regulate their intercourse in a
manner best suited to their dignity and rights."
20 U. S. 7 Wheat.
283,
20 U. S.
352-354.
We find no precedent, either in our own decisions or in the
books of international law, for extending the exemption to an
uncompleted ship, or to sailors who have never been on board of
her, although intended to become part of her crew when she shall
have been completed.
On the contrary, Mr. Hall says that, where a ship is bought, or
is built and fitted out to order, she is only private property
until she is commissioned; and, although invested with minor
privileges, such as immunity from liens of mechanics, she is far,
if she be a ship of war, from enjoying the full advantages of a
public character. And again:
"The immunities of a vessel of war belong to her as a complete
instrument, made up of vessel and crew, and intended to be used by
the state for specific purposes; the elements of which she is
composed are not capable of separate use for those purposes; they
consequently are not exempted from the local jurisdiction. If a
ship of war is abandoned by her crew, she is merely property; if
members of her crew go outside the ship or her tenders or boats,
they are liable in every respect to the territorial
jurisdiction."
Hall, International Law, 4th ed. 169, 205. So Mr. T. J. Lawrence
says:
"The immunities of which we have been speaking do not follow the
members of the ship's company when they land. In their ship and in
its boats, which are appurtenant to it and share its privileges,
they are exempt from the local jurisdiction; but the moment they
set foot on shore they come under the authority of the state, and
may be arrested and tried like other foreigners if they commit
crimes or create disturbances."
Principles of International Law (3d ed.) 229.
In The
Exchange, as has always been recognized by this
Court, it was treated as well settled that a foreign army permitted
to march through a friendly country, or to be stationed in it, by
permission of its government, is exempt from the civil and criminal
jurisdiction of the place.
Coleman v. Tennessee,
97 U. S. 509,
97 U. S. 515;
Dow v. Johnson, 100 U. S. 158,
100 U. S. 165.
"The grant of a free passage," said Chief Justice Marshall,
"implies
Page 183 U. S. 459
a waiver of all jurisdiction over the troops during their
passage, and permits the foreign general to use that discipline,
and to inflict those punishments, which the government of his army
may require."
11 U. S. 7
Cranch 140. That rule, waiving the jurisdiction of the United
States over a body of men, and allowing them to be governed,
disciplined, and punished by their own officers, applies only to an
armed force, segregated from the general population of the country,
and lawfully passing through or stopping in the country for some
definite purpose connected with military operations.
This is no such case. This was a squad of men intended, indeed
at some time in the future, to become part of the crew of a ship of
war. But they were not yet part of that crew, and were, for six
months before the desertion, quartered on shore in the midst of a
large city, and were as yet engaged in performing no military or
naval duty, beyond the fact that Alexandroff attended the others
when sick. The suggestion of the majority of the court that
Alexandroff and his associates were sent out by the Russian
government "to take possession of the
Variag" must be
founded on the statement (which is all that the record contains on
the subject) that they were sent out "for the purpose of becoming
part of her crew."
The permission to a foreign nation to pass troops or munitions
of war through the United States has been granted by the Executive
Department in a few instances, generally by the Secretary of State.
1 Wharton, International Law Digest, § 13. And there are cases
collected by Mr. Cushing, in 7 Opinions of Attorneys General 453 in
which the President of the United States has for various purposes
acted through the Department of the Treasury or some other
department within its appropriate jurisdiction. It is not necessary
in this case to consider the full extent of the power of the
President in such matters.
The request of the representative of Russia on September 24,
1899, was simply for the admission into the United States of
"one officer and fifty-three regular sailors imperial Russian
Navy, detailed to this country for the purpose of partially manning
the cruiser now under construction for the Russian
Page 183 U. S. 460
government at Cramp's shipyard in Philadelphia,
Pennsylvania."
And the response of the Secretary of the Treasury, following the
terms of the request, stated that instructions had been given to
admit them without examination, and not to collect the head tax of
one dollar. The other correspondence submitted to this Court and
relied on by the petitioner, shows that, in June, 1899, the
Secretary of the Treasury had given like instructions as to one
officer and twenty-nine other sailors, and that, at the request of
the Russian ambassador, in December, 1900 (fourteen months after
the arrival of Alexandroff and his associates in this country, and
eight months after his desertion), the Secretary of State and the
Secretary of the Treasury gave precisely similar instructions as to
a body of two hundred and eleven seamen, and as to another body of
two hundred and thirteen seamen, each sent out to complete the crew
of the
Variag. It thus appears that Alexandroff and his
associates, with the previous detail of thirty persons, together
constituted less than one-sixth of the intended crew of the
Variag.
Moreover, all the letters of the Secretary of the Treasury and
of the Secretary of State show nothing more than an admission into
the United States without examination, and an exemption from the
head tax, of persons intended to become part of the crew of the
cruiser
Variag. These persons, coming into the United
States for a temporary purpose only, were clearly not immigrants,
nor liable to the head tax upon immigrants. A like admission and
exemption would apply to any civilians employed by the Russian
government and coming here temporarily in its service.
It is impossible, therefore, to imply such a waiver of the
jurisdiction of the United States over them as in the case of a
foreign army marching through or stationed in the United States by
consent of the government. And even permission to march a foreign
armed force through the country does not imply a duty to arrest
deserters from that force.
The question in this case is not one of the mere exemption of
Alexandroff from the jurisdiction of the government and the courts
of the United States. The question is whether the
Page 183 U. S. 461
courts and magistrates of the United States are authorized to
exercise affirmative jurisdiction to enforce the control of the
Russian authorities over him, after he has escaped from their
custody, and to restore him to their control, so that he may be
returned to Russia, and be there subjected to such punishment as
the laws of that country impose upon deserters.
Nations do not generally, at the present day, agree to deliver
up to each other deserters from a military force. But it is usual,
in order to prevent the ships of war or the merchant vessels of one
country from being rendered unfit for navigation by the desertion
of their seamen in the ports of another country, to provide by
treaty or convention that the authorities of the latter country,
upon the application of a consul of the former, should afford
assistance in the arrest and detention, and the return to their
ships, of seamen deserting from a vessel of either class. 1
Ortolan, Diplomatie de la Mer (4th ed.) 312, 313; 2 Calvo, Droit
International (5th ed.) §§ 1072, 1073; 1 Phillimore,
International Law (3d ed.) 547, 685; Wheaton, International Law
(8th ed.) 178 note; 1 Moore, Extradition, c. 19.
The United States have made from time to time such treaties with
many nations (a list of which is in the margin [
Footnote 3]), containing
Page 183 U. S. 462
provisions in almost every instance substantially like that of
the treaty with Russia of 1832, except that some of them apply only
to merchant vessels.
By the Consular Convention with France of November 14, 1788,
before the adoption of the Constitution, consuls and vice-consuls
were authorized to cause the arrest of
"the captains, officers, mariners, sailors, and all other
persons, being part of the crews of the vessels of their respective
nations, who shall have deserted from the said vessels, in order to
send them back and transport them out of the country."
8 Stat. 112. That convention was abrogated by the Act of July 7,
1798, c. 67. 1 Stat. 578. But a similar provision was made by the
Convention with France of June 24, 1822. 8 Stat. 280. And that
Page 183 U. S. 463
provision was carried into effect by the Act of May 4, 1826, c.
36. 4 Stat. 160.
The first general statute on the subject was the Act of March 2,
1829, c. 41, 4 Stat. 359, which, as amended by the Act of February
24, 1855, 10 Stat. 614, by allowing United States commissioners to
act in the matter, is embodied in section 5280 of the Revised
Statutes, under which the application in this case was made, and
which applies only to "any foreign government having a treaty with
the United States stipulating for the restoration of seamen
deserting."
The
Variag, at the time of Alexandroff's desertion, was
indeed, in one sense, a ship, because she had been launched and was
waterborne. And, by the terms of the contract under which she was
being built, the legal title in her, as fast as constructed, had
vested in the Russian government, so that, without regard to the
question whether she was a ship of war, she could not have been
subjected to private suit
in rem in admiralty.
The
Parlement Belge, 5 P.D.197. But she had not been completed,
and was in the custody of the contractors, and their men were still
at work upon her; by the express terms of the contract, she might
still be rejected by the Russian government, and remained at the
risk of the contractors until that government had accepted her or
taken actual possession of her, and she had not been fully paid
for. She was not equipped for sea, and never had any part of her
crew on board, and she had never been accepted, or taken actual
possession of, by the Russian government. Alexandroff and his
associates were a squad of men, sent out six months before by the
Russian government for the purpose of becoming part of her crew,
and received wages as members of the Russian Navy. But they had
never become part of an organized crew, or done any naval or
military duty, or been on board of her, or been ordered on board of
her; for the whole six months they had lived together on shore, and
no regular ship's roll, or other official document, was produced
showing that they had actually become part of the crew of the
Variag.
The treaty with Russia of 1832 speaks of "deserters from the
ships of war and merchant vessels of their country," and
Page 183 U. S. 464
section 5280 of the Revised Statutes speaks of persons who have
"deserted from a vessel of any such government," each applying only
to those who desert from a ship. Both the treaty and the statute
require proof to be made by exhibition of the register of the
vessel, ship's roll, or other official document that the deserter,
at the time of his desertion, belonged to, or formed part of, her
crew. And the provision of the treaty for the detention of the
deserters until
"they shall be restored to the vessels to which they belonged,
or sent back to their own country by a vessel of the same nation or
any other vessel whatsoever,"
necessarily implies that they belong to a completed vessel upon
which they could remain from day to day, and the departure of which
may require them to be sent back by another vessel. The object of
both treaty and statute, as of the treaties with other nations upon
the same subject, was not to encourage shipbuilding for foreign
nations in the ports of the United States, or to cover unfinished
ships and preparations for manning them when finished, but it was
to secure the continued capacity for navigation of ships already
completely built, equipped, and manned. Both treaty and statute
look to a complete ship and to an organized crew, and neither can
reasonably be applied to a ship which has never been completed, or
made ready to receive a crew, or had any roll or list of them, or
to men who have never been on board the ship as part of her crew.
Moreover, the Russian government, as is admitted, had never
accepted or taken possession of the ship, and, by the terms of the
contract under which she was building, still had the right to
reject her. So long as they had that right, no body of men could be
considered as actually part of her crew, whatever they might have
been after her acceptance. The evident intent of the statute, as of
the treaty, is to afford a remedy for the common case of sailors
deserting their ship, on her coming into port at the risk of
leaving her with no sufficient crew to continue her voyage, and not
to the case of a ship which has never been completed or equipped
for sea, or to persons collected together on shore for an
indefinite period, doing no naval duty, though intended ultimately
to become part of her crew.
The various treaties of the United States with foreign
nations
Page 183 U. S. 465
apply in a few instances, as in the treaties with Spain of 1819,
and with Great Britain of 1892, to merchant vessels only, but, for
the most part, as in the treaty with Russia, to both ships of war
and merchant vessels. When they apply to both (except in the
treaties with Peru), deserters from ships of war are put upon the
same footing with deserters from merchant vessels, and no greater
authority is given to arrest and surrender in the case of the one
than in that of the other. Could it be contended that the authority
should be extended to the case of sailors who had been collected
together on shore for the purpose of becoming, in the future, part
of the crew of a merchantman still in the course of construction,
and not yet ready to receive them?
The statutes regulating the contract between the owner of a
merchantman and his sailors do not appear to us to have any bearing
upon the construction and effect of this treaty. Those statutes
relate to seamen who, by their shipping articles, have agreed to
render themselves on board at a certain time, and to their right to
compensation and liability to punishment, or to forfeiture of
wages, after that time. Rev.Stat. §§ 4522, 4524, 4527,
4528, 4558; Act of December 21, 1898, c. 28, §§ 2, 9, 30
Stat. 755, 757. And section 4599 of the Revised Statutes (repealed
by section 25 of the act of 1898) provided for the arrest and
detention, by police officers, of any seaman, having signed such
articles, who "neglects or refuses to join, or deserts from, or
refuses to proceed to sea in," his vessel. The clause "neglects or
refuses to join" would have been superfluous if legally included in
the word "deserts." The treaty contains no such clause.
The treaty, as already stated, requires the fact that the
deserter was part of the crew of the vessel to be proved by the
exhibition of the register of the vessel, the roll of the crew, or
other official document. Attorney General Black was of opinion that
an exhibition of the original ship's roll, or a corresponding
document containing the names of the whole crew, was essential, and
could not be supplied by a copy of an extract from the roll,
containing the deserter's name, and said:
"It might be convenient, in cases like this, to dispense with
the production of the original document, and let the rights of the
person claimed
Page 183 U. S. 466
as a deserter depend on the mere certificate of a consul; but a
written compact between two nations is not to be set aside for a
shade or two of convenience more or less."
9 Opinions of Attorneys General 96. However that may be, in this
case, there is no pretense that the
Variag had, or was in
a condition to have, any roll or list of her crew, and at the
hearing it was not admitted that there was any such roll or list,
or that Alexandroff was a member of her crew, but only that he was
a member of the Russian Navy, sent out for the purpose of becoming
part of her crew. The treaty cannot be construed as extending to
the case of a ship which has never been completed, or ready to
receive her crew, or had any roll or list of the crew, or to a
small part of the men, ultimately intended to form part of her
crew, who have never been such, nor ever been on board, but have
remained for six months on shore, doing no naval duty.
Moreover, it being quite clear, and indeed hardly denied, that
the
Variag, in her existing condition, was not a Russian
ship of war exempt from the jurisdiction of the United States and
subject to the exclusive jurisdiction of her own country, it would
seem necessarily to follow that she was not a ship of war in the
sense that the authorities of the United States could take
affirmative action to enforce the jurisdiction of that country over
her or over the men intended to become part of her crew.
The necessary conclusion is that neither the treaty with Russia
of 1832, nor section 5280 of the Revised Statutes, gave any
authority to the United States commissioner to issue the warrant of
commitment of Alexandroff.
It was argued, however at the bar, that, if this case did not
come within the treaty or the statute, the United States were
bound, by the comity of nations, to take active steps for the
arrest of Alexandroff, and for his surrender to the Russian
authorities. But this position cannot be maintained.
The treaties of the United States with Russia and with most of
the nations of the world must be considered as defining and
limiting the authority of the government of the United States to
take active steps for the arrest and surrender of deserting
seamen.
These treaties must be construed so as to carry out, in the
Page 183 U. S. 467
utmost good faith, the stipulations therein made with foreign
nations. But neither the executive nor the judiciary of the United
States has authority to take affirmative action, beyond the fair
scope of the provisions of the treaty, to subject persons within
the Territory of the United States to the jurisdiction of another
nation.
The practice of the Executive Department, from the beginning,
shows that such authority does not exist, in the absence of express
treaty or statute. The precedents on the subject are collected in 1
Moore on Extradition §§ 408-411, and we have examined the
archives of the Department of State, to which upon such a subject
we are at liberty to refer.
Jones v. United States,
137 U. S. 202,
137 U. S. 216;
Underhill v. Hernandez, 168 U. S. 250,
168 U. S. 253;
The Paquete Habana, 175 U. S. 677,
175 U. S.
696.
In 1802, in the administration of President Jefferson, the
British Charge d'Affaires complained to Mr. Madison, Secretary of
State, of the refusal of the collector of customs at Norfolk in
Virginia to cause a seaman, who had deserted from a British ship of
war, to be surrendered, on an application made by her captain,
through the British consul at that port. Mr. Madison answered:
"It need not be observed to you, sir, that a delivery in such
cases is not required by the law of nations, and that, in the
treaty of 1794, the parties have forborne to extend to such cases
the stipulated right to demand their respective citizens and
subjects. It follows that the effect of applications in such cases
must depend on the local laws existing on each side. It is not
known that those in Great Britain contain any provisions for the
delivery of seamen deserting from American ships. It is rather
presumed that the law would there immediately interpose its defense
against a compulsive recovery of deserters. In some of the
individual states, the law is probably similar to that of Great
Britain. In others, it is understood that the recovery of seamen
deserting from foreign vessels can be effected by legal
process."
And after stating that there was no law for their recovery in
Virginia, he concluded:
"This view of the subject necessarily determines that the
President cannot interpose the orders which are wished, however
sensible he may be of the beneficial influence which friendly and
reciprocal restorations
Page 183 U. S. 468
of seamen could not fail to have on the commerce and confidence
which he wishes to see cherished between the two nations."
14 MSS. Domestic Letters 89, in Department of State.
In 1815, in the administration of President Madison, the British
minister having requested the interposition of the government of
the United States to cause the delivery of seamen who had deserted
from a British ship of war, Mr. Monroe, Secretary of State,
answered:
"I regret that there is no mode in which this government can
interpose to accomplish the object you have in view. Neither the
laws of the United States nor the laws of nations have provided for
the arrest or detention of deserters from the vessels of a friendly
power. It is hoped, however, that this is one of the subjects which
may hereafter be satisfactorily arranged by treaty between the two
nations."
1 Moore, § 408.
In 1846, in President Polk's administration, the British
minister applied for the surrender of a seaman who had deserted
from a British ship of war and was serving on a war vessel of the
United States, and Mr. Buchanan, Secretary of State, replied:
"Your communication has been submitted to the President, and I
am instructed to express his regret that he cannot comply with your
request. The case of deserters from the vessels of war of the
respective nations is not embraced by the tenth article of the
treaty of Washington providing for extradition in certain cases,
and without a treaty stipulation to this effect, the President does
not possess the power to deliver up such deserters. The United
States have treaties with several nations which confer upon him
this power, but none such exists with Great Britain."
7 MSS. Notes to Great Britain 147, in Department of State.
In September, 1864, in the administration of President Lincoln,
while the United States steamship
Iroquois was lying in
the Downs, three of her seamen deserted. They were arrested on
complaint of the United States consular agent, brought before a
police magistrate at Dover, and discharged by him on the ground
that, as they had violated no law of England, there was no
authority for their arrest and detention. Upon the matter's
Page 183 U. S. 469
being brought by Mr. Adams, the American minister, to the
attention of the British government, Lord Russell replied "that
there is no law in force in this country by which these deserters
could be given up." 1 Moore, § 409; Dip.Corp. 1864, pt. 2,
336.
In July, 1864, Lord Lyons, the British minister, submitted to
Mr. Seward, Secretary of State, a statement that two apprentices,
employed on board the British barque
Cuzco, had deserted
at Valparaiso and enlisted on a United States ship of war, and
asked for an investigation. On December 4, 1864, Mr. Seward
communicated the results of the investigation to the British Charge
d'Affaires, and informed him that, owing to the action of the
British government in the case of the deserters from the
Iroquois, the United States did not deem themselves under
either a legal or a moral obligation to deliver up the deserters
from the
Cuzco. On February 23, 1865, the British charge
d'affaires, by instructions from his government, replied that it
was unable to follow the principle or reason of the resolution of
the United States government, and insisted that
"it is in the power of the naval officers of the United States
(as it would be in that of Her Majesty's naval officers in a like
case) to deliver up on the high seas, or in any foreign port, under
the instructions of their government, deserters from foreign
vessels who may without lawful authority be found on board one of
the ships of war of the United States,"
but he distinctly admitted and asserted:
"But when a foreign deserter is on shore in Great Britain (and
Her Majesty's government presume the case would be the same in the
United States), the power of Her Majesty's naval officers and of
Her Majesty's government itself over him is at an end; he can then
only be detained or delivered up for some cause authorized by the
law of the land."
The case was not further pursued. 1 Moore, § 409 and
note.
The earliest treaty between the United States and Great Britain
on the subject is that of June 3, 1892, which applies only to
merchant seamen, being limited to "seamen who may desert from any
ship belonging to a citizen or subject of their respective
countries." 27 Stat. 961.
The first treaty with Denmark on the subject is that of July 11,
1881, concerning "deserters from the ships of war and merchant
Page 183 U. S. 470
vessels of their country." 13 Stat. 606. In 1853, in the
administration of President Pierce, on a question of the arrest of
a deserter from a Danish ship and his discharge by the authorities
in New York (the treaties between the United States and Denmark not
then containing any stipulation for the restoration of deserting
seamen), Mr. Cushing, as Attorney General, gave an opinion to Mr.
Marcy, Secretary of State, that, without such a treaty, the
executive or judicial authorities of the United States had no power
to arrest, detain, and deliver up a Danish mariner on the demand of
the consul or other agents of Denmark, and said:
"The summary arrest and delivery up of deserters from the
service of other nations, like the surrender of fugitives from
their criminal justice, when found in the territory of a country
into which they have escaped or fled, is not a duty absolutely
enjoined by the law of nations, but a subject of special
convention. So also are the authority and jurisdiction of consuls
and commercial agents in regard to demanding and superintending the
arrest, detention, and surrender either of deserters from service
or fugitives from justice."
6 Opinions of Attorneys General 148, 154.
This uninterrupted course of action of the Executive Department,
beginning almost a century ago, must be considered as conclusively
establishing that, independently of a treaty, no international
obligation exists to surrender foreign seamen who have deserted in
this country.
It is hardly necessary to add that the suggestion of the
district attorney can have no effect other than to call the
attention of the court to the facts of the record. The question
whether those facts justified the commitment of the prisoner by the
United States commissioner is a question to be decided not by the
Executive Department or by any of its officers, but by the courts
of justice.
According to our view of the facts, and for the reasons and upon
the authorities above stated, we are of opinion that the
commissioner had no authority to commit the prisoner, that his
imprisonment was unlawful, and that he is entitled to be
discharged.
[
Footnote 1]
"
Copy of Commitment"
"United States of America"
"sct."
"Eastern District of Pennsylvania"
"The President of the United States of America to the marshal of
said district and to the keeper of the criminal apartment of the
Philadelphia county prison at Moyamensing:"
"These are to command you, the said marshal, forthwith to
deliver into the custody of the said keeper the body of Leo
Alexandroff, charged on oath before Henry R. Edmunds, United States
commissioner, with desertion from the Imperial Russian cruiser
Variag, and apprehended upon my warrant issued at the
request of the vice-consul of Russia at Philadelphia upon the
complaint of the captain of said cruiser
Variag in
accordance with the terms of the treaty between the United States
and Russia-with the act of Congress in such case made and
provided."
"And you, the said keeper of the said prison, are hereby
required to receive the said Leo Alexandroff into your custody in
the said prison and the same safely keep him subject to the order
of the Russian vice-consul at Philadelphia or of the master of the
cruiser
Variag, or until he shall be discharged by the due
course of law."
"Witness the hand and seal of the said commissioner at
Philadelphia this first day of June, A.D. 1900, and in the 124th
year of the Independence of the United States."
"Copy Henry R. Edmunds"
"[Seal.] United States
Commissioner"
[
Footnote 2]
"
Treaty with Russia, 1832"
"
Art. VIII"
"The consuls, vice-consuls, and commercial agents shall have the
right, as such, to sit as judges and arbitrators in such
differences as may arise between the captains and crews of the
vessels belonging to the nation whose interests are committed to
their charge, without the interference of the local authorities,
unless the conduct of the crews or of the captain should disturb
the order or the tranquility of the country, or the said consuls,
vice-consuls, or commercial agents should require their assistance
to cause their decisions to be carried into effect or supported. It
is, however, understood that this species of judgment or
arbitration shall not deprive the contending parties of the right
they have to resort, on their return, to the judicial authority of
their country."
"
Art. IX"
"The said consuls, vice-consuls, and commercial agents are
authorized to require the assistance of the local authorities for
the search, arrest, detention, and imprisonment of the deserters
from the ships of war and merchant vessels of their country. For
this purpose they shall apply to the competent tribunals, judges,
and officers, and shall in writing demand said deserters, proving,
by the exhibition of the registers of the vessels, the rolls of the
crews, or by other official documents, that such individuals formed
part of the crews, and this reclamation being thus substantiated,
the surrender shall not be refused."
"Such deserters, when arrested, shall be placed at the disposal
of the said consuls, vice-consuls, or commercial agents, and may be
confined in the public prisons at the request and cost of those who
shall claim them, in order to be detained until the time when they
shall be restored to the vessels to which they belong, or sent back
to their own country by a vessel of the same nation or any other
vessel whatsoever. But if not sent back within four months from the
day of their arrest, they shall be set at liberty, and shall not be
again arrested for the same cause."
[
Footnote 3]
Austria. May 8, 1848; 9 Stat. 946. July 11, 1870; 17 Stat.
828.
Belgium. November 10, 1845; 8 Stat. 612. December 5, 1868; 16
Stat. 761. March 9, 1880; 21 Stat. 781.
Bolivia. May 13, 1858; 12 Stat. 1020.
Brazil. December 12, 1828; 8 Stat. 397.
Central America. December 5, 1825; 8 Stat. 336.
Chile. May 16, 1832; 8 Stat. 440.
Colombia. October 3, 1824; 8 Stat. 318.
Congo. January 24, 1891; 27 Stat. 930.
Denmark. July 11, 1861; 13 Stat. 606.
Dominican Republic. February 8, 1867; 15 Stat. 488.
Ecuador. June 13, 1839; 8 Stat. 548.
France. November 14, 1788; 8 Stat. 112. June 24, 1822; 8 Stat.
280. February 23, 1853; 10 Stat. 997.
German Empire. December 11, 1871; 17 Stat. 929.
Great Britain. June 3, 1892; 27 Stat. 961.
Greece. December 22, 1837; 8 Stat. 504.
Guatemala. March 3, 1849; 10 Stat. 887.
Hanover. May 20, 1840; 8 Stat. 556.
Hanseatic Republics. June 4, 1828; 8 Stat. 386.
Hawaiian Islands. December 20, 1849; 9 Stat. 980.
Italy. February 8, 1868; 15 Stat. 610. 727.
Italy. February 8, 1868; 13 Stat. May 8, 1878; 20 Stat. 730.
Japan. November 22, 1894; 29 Stat. 852.
Madagascar. February 14, 1867; 15 Stat. 493.
Mecklenburg-Schwerin. December 9, 1847; 9 Stat. 917.
Mexico. April 5, 1831; 8 Stat. 424.
Netherlands. May 23, 1878; 21 Stat. 668.
New Granada. December 12, 1846; 9 Stat. 896. May 4, 1850; 10
Stat. 904.
Oldenburg. March 10, 1847; 9 Stat. 868.
Peru-Bolivia. November 13, 1836; 8 Stat. 494.
Peru. July 26, 1851; 10 Stat. 944. September 6, 1870; 18 Stat.
714. August 31, 1887; 25 Stat. 1460.
Portugal. August 26, 1840; 8 Stat. 566.
Prussia. May 1, 1828; 8 Stat. 382.
Roumania. June 17, 1881; 23 Stat. 714.
Russia. December 18, 1832; 8 Stat. 448.
Salvador. December 6, 1870; 18 Stat. 744.
San Salvador. January 2, 1850; 10 Stat. 897.
Sardinia. November 26, 1838; 8 Stat. 518.
Spain. February 22, 1819; 8 Stat. 262.
Sweden and Norway. July 4, 1827; 8 Stat. 352.
Tonga. October 2, 1886; 25 Stat. 1442.
Two Sicilies. December 1, 1845; 9 Stat. 838. October 1, 1855; 11
Stat. 651.
Venezuela. August 27, 1860; 12 Stat. 1158.