The provision in the Act of the Legislature of New York of May
9, 1893, c. 661, relating to the public health, as amended by the
Act of April 25, 1896, c. 398, that
"Any person who, . . . after conviction of a felony, shall
attempt to practice medicine, or shall so practice, shall be guilty
of a misdemeanor, and on conviction thereof shall be punished by a
fine of not more than two hundred and fifty dollars, or
imprisonment for six months for the first offense, and on
conviction of any subsequent offense, by a fine of not more than
five hundred dollars, or imprisonment for not less than one year,
or by both fine and imprisonment,"
does not conflict with Article I, Section 10, of the
Constitution of the United States which, provides that "No state
shall . . . pass any Bill of Attainder,
ex post facto Law
or law impairing the Obligation of Contracts," when applied to a
person who had been convicted of a felony prior to its
enactment.
In 1878, the plaintiff in error (defendant below) was tried and
convicted in the Court of Sessions of Kings County, New York of the
crime of abortion, and sentenced to imprisonment
Page 170 U. S. 190
in the penitentiary for the term of ten years. In 1893, the
Legislature of the State of New York passed an act entitled "The
Public Health Law," Laws 1893, c. 661, which, as amended by the
Laws of 1895, c. 398, provides, among other things, as follows:
"Section 153. Any person who, . . . after conviction of a
felony, shall attempt to practice medicine, or shall so practice, .
. . shall be guilty of a misdemeanor, and on conviction thereof
shall be punished by a fine of not more than two hundred and fifty
dollars, or imprisonment for six months for the first offense, and
on conviction of any subsequent offense, by a fine of not more than
five hundred dollars, or imprisonment for not less than one year,
or by both fine and imprisonment."
Under this statute, defendant was indicted in April, 1896, in
the Court of General Sessions of the Peace for the City and County
of New York. The indictment alleged the conviction in 1878, and
charged that, having been so convicted of the crime and felony of
abortion, defendant did, on the 22d day of February, 1896, in the
City of New York, unlawfully practice medicine "by then and there
unlawfully examining, treating, and prescribing for one Dora
Henig." To this indictment he demurred. The demurrer was overruled
and, upon a plea of not guilty, he was tried, convicted, and
sentenced to pay a fine of $250. That conviction having been
sustained by the Court of Appeals of the state, 152 N.Y. 234, and a
remittitur sent down, a final judgment was entered in the Court of
General Sessions, whereupon he sued out this writ of error.
MR. JUSTICE BREWER, after stating the facts in the foregoing
language, delivered the opinion of the Court.
The single question presented is as to the constitutionality
Page 170 U. S. 191
of this statute when applied to one who had been convicted of a
felony prior to its enactment. Its unconstitutionality is alleged
on the ground of an alleged conflict with Article I, Section 10, of
the Constitution of the United States, which forbids a state to
pass "any bill of attainder,
ex post facto law, or law
impairing the obligation of contracts." The arguments for and
against this contention may be thus briefly stated.
On the one hand, it is said that defendant was tried, convicted,
and sentenced for a criminal offense. He suffered the punishment
pronounced. The legislature has no power to thereafter add to that
punishment. The right to practice medicine is a valuable property
right. To deprive a man of it is in the nature of punishment, and,
after the defendant has once fully atoned for his offense, a
statute imposing this additional penalty is one simply increasing
the punishment for the offense, and is
ex post facto.
On the other, it is insisted that, within the acknowledged reach
of the police power, a state may prescribe the qualifications of
one engaged in any business so directly affecting the lives and
health of the people as the practice of medicine. It may require
both qualifications of learning and of good character, and, if it
deems that one who has violated the criminal laws of the state is
not possessed of sufficient good character, it can deny to such a
one the right to practice medicine, and further, it may make the
record of a conviction conclusive evidence of the fact of the
violation of the criminal law, and of the absence of the requisite
good character. In support of this latter argument, counsel for the
state, besides referring to the legislation of many states
prescribing in a general way good character as one of the
qualifications of a physician, has made a collection of special
provisions as to the effect of a conviction of felony. In the
footnote
* will be
found his collection.
Page 170 U. S. 192
We are of opinion that this argument is the more applicable, and
must control the answer to this question. No precise limits have
been placed upon the police power of a state,
Page 170 U. S. 193
and yet it is clear that legislation which simply defines the
qualifications of one who attempts to practice medicine is a proper
exercise of that power. Care for the public health is
Page 170 U. S. 194
something confessedly belonging to the domain of that power. The
physician is one whose relations to life and health are of the most
intimate character. It is fitting, not merely that he should
possess a knowledge of diseases and their remedies, but also that
he should be one who may safely be trusted to apply those remedies.
Character is as important a qualification as knowledge, and if the
legislature may properly require a definite course of instruction,
or a certain examination as to learning, it may with equal
propriety prescribe what evidence of good character shall be
furnished. These propositions have been often affirmed. In
Dent
v. West Virginia, 129 U. S. 114,
129 U. S. 122,
it was said in respect to the qualifications of a physician:
"The power of the state to provide for the general welfare of
its people authorizes it to prescribe all such regulations as, in
its judgment, will secure or tend to secure them against the
consequences of ignorance and incapacity as well as of deception
and fraud."
We note also these further declarations from state courts: in
State v. State Medical Examining Board, 32 Minn. 324, 327,
it was said:
"But the legislature has surely the same power to require, as a
condition of the right to practice this profession, that the
practitioner shall be possessed of the qualification of honor and
good moral character as it has to require that he shall be learned
in the profession. It cannot be doubted that the legislature has
authority, in the exercise of its general police power, to make
such reasonable requirements as may be calculated to bar from
admission to this profession dishonorable men whose principles or
practices are such as to render them unfit to be entrusted with the
discharge of its duties."
In
Thompson v. Hazen, 25 Me. 104, 108:
"Its authors were careful that human health and life should not
be exposed without some restraint, by being committed to the charge
of the unprincipled and vicious. It could not have been intended
that persons destitute of the moral qualifications required should
have full opportunity to enter professionally the families of the
worthy but unsuspecting, and be admitted to the secrets which the
sick chamber must often entrust to them."
In
State v. Hathaway, 115 Mo.
Page 170 U. S. 195
36, 47:
"The legislature, then, in the interest of society, and to
prevent the imposition of quacks, adventurers, and charlatans upon
the ignorant and credulous, has the power to prescribe the
qualifications of those whom the state permits to practice
medicine. . . . And the objection now made that, because this law
vests in this board the power to examine not only into the literary
and technical acquirements of the applicant, but also into his
moral character, it is a grant of judicial power is without
force."
In
Eastman v. State, 109 Ind. 278, 279:
"It is, no one can doubt, of high importance to the community
that health, limb, and life should not be left to the treatment of
ignorant pretenders and charlatans. It is within the power of the
legislature to enact such laws as will protect the people from
ignorant pretenders, and secure them the services of reputable,
skilled, and learned men."
In
State v. Call (North Carolina), 28 S.E. 517:
"To require this is an exercise of the police power for the
protection of the public against incompetents and imposters, and is
in no sense the creation of a monopoly of special privileges. The
door stands open to all who possess the requisite age and good
character and can stand the examination which is exacted of all
applicants alike."
But if a state may require good character as a condition of the
practice of medicine, it may rightfully determine what shall be the
evidences of that character. We do not mean to say that it has an
arbitrary power in the matter, or that it can make a conclusive
test of that which has no relation to character, but it may take
whatever, according to the experience of mankind, reasonably tends
to prove the fact and make it a test.
County Seat of Linn
County, 15 Kan. 500, 528. Whatever is ordinarily connected
with bad character, or indicative of it may be prescribed by the
legislature as conclusive evidence thereof. It is not the province
of the courts to say that other tests would be more satisfactory,
or that the naming of other qualifications would be more conducive
to the desired result. These are question for the legislature to
determine. "The nature and extent of the qualifications required
must depend primarily upon the judgment of the state as to their
necessity."
Dent v. West Virginia, 129
U. S. 122.
Page 170 U. S. 196
It is not open to doubt that the commission of crime -- the
violation of the penal laws of a state -- has some relation to the
question of character. It is not, as a rule, the good people who
commit crime. When the legislature declares that whoever has
violated the criminal laws of the state shall be deemed lacking in
good moral character, it is not laying down an arbitrary or
fanciful rule, one having no relation to the subject matter, but is
only appealing to a well recognized fact of human experience, and,
if it may make a violation of criminal law a test of bad character,
what more conclusive evidence of the fact of such violation can
there be than a conviction duly had in one of the courts of the
state? The conviction is, as between the state and the defendant,
an adjudication of the fact. So, if the legislature enacts that one
who has been convicted of crime shall no longer engage in the
practice of medicine, it is simply applying the doctrine of
res
judicata, and invoking the conclusive adjudication of the fact
that the man has violated the criminal law, and is presumptively
therefore a man of such bad character as to render it unsafe to
trust the lives and health of citizens to his care.
That the form in which this legislation is cast suggests the
idea of the imposition of an additional punishment for past
offenses is not conclusive. We must look at the substance, and not
the form, and the statute should be regarded as though it in terms
declared that one who had violated the criminal laws of the state
should be deemed of such bad character as to be unfit to practice
medicine, and that the record of a trial and conviction should be
conclusive evidence of such violation. All that is embraced in
these propositions is condensed into the single clause of the
statute, and it means that, and nothing more. The state is not
seeking to further punish a criminal, but only to protect its
citizens from physicians of bad character. The vital matter is not
the conviction, but the violation of law. The former is merely the
prescribed evidence of the latter. Suppose the statute had
contained only a clause declaring that no one should be permitted
to act as a physician who had violated the criminal laws of the
state, leaving the question of violation to be determined
according
Page 170 U. S. 197
to the ordinary rules of evidence; would it not seem strange to
hold that that which conclusively established the fact effectually
relieved from the consequences of such violation?
It is no answer to say that this test of character is not in all
cases absolutely certain, and that sometimes it works harshly.
Doubtless one who has violated the criminal law may thereafter
reform, and become in fact possessed of a good moral character. But
the legislature has power in cases of this kind to make a rule of
universal application, and no inquiry is permissible back of the
rule to ascertain whether the fact of which the rule is made the
absolute test does or does not exist. Illustrations of this are
abundant. At common law, one convicted of crime was incompetent as
a witness, and this rule was in no manner affected by the lapse of
time since the commission of the offense, and could not be set
aside by proof of a complete reformation. So, in many states a
convict is debarred the privileges of an elector, and an act so
debarring was held applicable to one convicted before its passage.
Washington v. State, 75 Ala. 582. In
Foster v.
Commissioners, 102 Cal. 483, 482, the question was as to the
validity of an ordinance revoking a license to sell liquor on the
ground of misconduct prior to the issue of the license, and the
ordinance was sustained. In commenting upon the terms of the
ordinance, the court said:
"Though not an
ex post facto law, it is retrospective
insofar as it determines from the past conduct of the party his
fitness for the proposed business. Felons are also excluded from
obtaining such a license, not as an additional punishment, but
because the conviction of a felony is evidence of the unfitness of
such persons as a class; nor can we perceive why such evidence
should be more conclusive of unfitness were the act done after the
passage of the ordinance than if done before."
In a certain sense, such a rule is arbitrary, but it is within
the power of a legislature to prescribe a rule of general
application based upon a state of things which is ordinarily
evidence of the ultimate fact sought to be established.
"It was obviously the province of the state legislature to
provide the nature and extent of the legal presumption to be
deduced from a given
Page 170 U. S. 198
state of facts, and the creation by law of such presumptions is,
after all, but an illustration of the power to classify."
Jones v. Brim, 165 U. S. 180,
165 U. S.
183.
Defendant relies largely on
Cummings v.
Missouri, 4 Wall. 277, and
Ex Parte
Garland, 4 Wall. 333. In the first of these cases,
a test oath, containing some thirty distinct affirmations
respecting past conduct, extending even to words, desires, and
sympathies, was prescribed by the State of Missouri upon all
pursuing certain professions or avocations; and, in the second, a
similar oath, though not so far-reaching in its terms, was required
by act of Congress of those who sought to appear as attorneys and
counselors in the courts of the United States. It was held that, as
many of the matters provided for in these oaths had no relation to
the fitness or qualification of the two parties, the one to follow
the profession of a minister of the gospel, and the other to act as
an attorney and counselor, the oaths should be considered, not
legitimate tests of qualification, but in the nature of penalties
for past offenses. These cases were called to our attention in
Dent v. West Virginia, supra, in which the validity of a
statute of West Virginia imposing new qualifications upon one
already engaged in the practice of medicine was presented for
consideration. After pointing out the distinguishing features of
those cases, this Court summed up the matter in these words,
129 U. S.
188:
"There is nothing in these decisions which supports the
positions for which the plaintiff in error contends. They only
determine that one who is in the enjoyment of a right to preach and
teach the Christian religion as a priest of a regular church, and
one who has been admitted to practice the profession of the law,
cannot be deprived of the right to continue in the exercise of
their respective professions by the exaction from them of an oath
as to their past conduct, respecting matters which have no
connection with such professions. Between this doctrine and that
for which the plaintiff in error contends there is no analogy or
resemblance. The Constitution of Missouri and the act of Congress
in question in those cases were designed to deprive parties of
their right
Page 170 U. S. 199
to continue in their professions for past acts or past
expressions of desires and sympathies, many of which had no bearing
upon their fitness to continue in their professions. The law of
West Virginia was intended to secure such skill and learning in the
profession of medicine that the community might trust with
confidence those receiving a license under authority of the
state."
Ex Parte Wall, 107 U. S. 265, is
also worthy of notice. In that case, the circuit court had stricken
the petitioner's name from the roll of practicing attorneys on the
ground that he had committed a crime, although not in the presence
of the court, nor interfering with it in the discharge of its
duties. The petitioner here insisted that the act which was charged
against him was one for which he was, if guilty, liable to trial
and conviction under the law of the state, and that the federal
court had no power on account of such act (one having no connection
with his obligations to that court) to disbar him. In reply to this
contention, it was said, p.
107 U. S.
273:
"It is laid down in all the books in which the subject is
treated that a court has power to exercise a summary jurisdiction
over its attorneys to compel them to act honestly towards their
clients and to punish them by fine and imprisonment for misconduct
and contempts, and, in gross cases of misconduct, to strike their
names from the roll. If regularly convicted of a felony, an
attorney will be struck off the roll as of course, whatever the
felony may be, because he is rendered infamous. If convicted of a
misdemeanor which imports fraud or dishonesty, the same course will
be taken. He will also be struck off the roll for gross malpractice
or dishonesty in his profession. . . . Where an attorney was
convicted of theft, and the crime was condoned by burning in the
hand, he was nevertheless struck from the roll. 'The question is,'
said Lord Mansfield,"
"whether, after the conduct of this man, it is proper that he
should continue a member of a profession which should stand free
from all suspicion. . . . It is not by way of punishment, but the
court in such cases exercise their discretion whether a man
Page 170 U. S. 200
whom they have formerly admitted is a proper person to be
continued on the roll or not."
The thought which runs through these cases and others of similar
import which might be cited is that such legislation is not to be
regarded as a mere imposition of additional penalty, but as
prescribing the qualifications for the duties to be discharged and
the position to be filled, and naming what is deemed to be, and
what is in fact appropriate evidence of such qualifications.
In
Gray v. Connecticut, 159 U. S.
74,
159 U. S. 77,
this Court considered the effect of a statute prescribing
additional qualifications for one acting as a pharmacist who
already had a license from the state therefor, and said:
"Whatever provisions were prescribed by the law previous to
1890, in the use of spirituous liquors in the medicinal
preparations of pharmacists, they did not prevent the subsequent
exaction of further conditions which the lawful authority might
deem necessary or useful."
See also Foster v. Police Commissioners, supra, and
State v. State Board of Medical Examiners, 34 Minn.
387.
We find no error in the record, and therefore the judgment of
the state court is
Affirmed.
* Colorado: The board may refuse certificates to persons
convicted of conduct of a criminal nature, and may revoke
certificates for like cause. Mills Ann. St. 1891, § 3556.
Iowa: May revoke a certificate to a person who has been
convicted of felony committed in the practice of his profession, or
in connection therewith; or may revoke for like cause; . . . and
such refusal or revocation prohibits such person from practicing
medicine, surgery or obstetrics.Laws 1889, c. 104, § 7.
Louisiana: The board is required to strike from the said list
(of registered names) the names of persons convicted of any
infamous crimes by and court . . . whether prior or posterior to
registration. Act 1882, No. 31, § 5.
New Jersey: May refuse or revoke a license for chronic and
permanent inebriety, the practice of criminal abortion, conviction
of a crime involving moral turpitude, or for publicly advertising
special ability to treat of cure disease which, in the opinion of
the board, it is impossible to cure (after hearing). Act May 12,
1890, c.190, § 5.
North Dakota: Substantially the same. Act January 10, 1890, c.
93, § 3.
Vermont: May revoke or annual a certificate if in their judgment
the holder has obtained it fraudulently or has forfeited his right
to public confidence by the conviction of a crime. Rev.Laws 1880,
c. 172, § 3915.
Washington: The board will refuse or revoke a license for
unprofessional or dishonorable conduct subject to the right of
appeal. . . . "Unprofessional or dishonorable conduct" means
procuring or aiding or abetting in a criminal abortion or employing
what are popularly known as cappers or steerers; or obtaining any
fee on the assurance that any manifestly incurable disease can be
permanently cured; or willfully betraying a professional secret; or
using advertisements of medical business in which untruthful or
improbable statements are made; or advertising any medicine or
means whereby the monthly periods of women can be regulated, or the
menses reestablished if suppressed; or the conviction of any
offense involving moral turpitude; or habitual intemperance. Act
March 28, 1890, §§ 3, 4.
Great Britain and Ireland: If any registered medical
practitioner shall be convicted in England or Ireland of any felony
or misdemeanor, or in Scotland of any crime or offense, or shall
be, after due inquiry, judged by the the general council to have
been guilty of infamous conduct in any professional respect, the
general council may, if they see fit, direct the register to erase
the name of such medical practitioner from the register. Acts 21
& 22 Vict. c. 90, § 29.
New Brunswick: Substantially same. Act 1881, c.19, §
22.
Northwest Territory: Substantially same. Ord. 5, 1888, §
37, as substituted by Ord. 24, 1892, § 1.
Nova Scotia: Substantially same. Rev.Stat., 5th ser., c. 24,
§ 19.
Manitoba: Any registered medical practitioner convicted of
felony or misdemeanor, before or after the passage of this act or
his registration, forfeits his right to registration, and by
direction of the council his name shall be erased. If a person
known to have been convicted of felony or misdemeanor presents
himself for registration, the register may refuse registration. If
any person registered be judged after due inquiry . . . to have
been guilty of infamous or unprofessional conduct in any respect,
the council may direct the register to erase his name. Rev.Stat. of
Manitoba, 1891, c. 98, § 40.
British Columbia: Any registered practitioner convicted of any
felony thereby forfeits his right to registration, and . . . his
name is required to be erased from the register; or, in case a
person known to be convicted of felony presents himself for
registration, the register has the power to refuse such
registration. Cons.Act 1888, c. 81, § 32; substantially same
as to Quebec; Rev.Stat. 1888, § 3996.
Ontario: A practitioner is liable to have his name erased from
the register where he has been convicted, before or after
registration, of an offense which, if committed in Canada, would be
a felony or misdemeanor, or where he has been guilty of any
infamous or disgraceful conduct in a professional respect.
Rev.Stat. 1887, c. 148, § 34.
Newfoundland: The . . . board may try and expel any member of
the profession for acts of malpractice, misconduct or immoral
habits. . . . Act 1893, c. 12, § 32.
Prince Edward's Island: A medical practitioner guilty of
infamous or disgraceful conduct in a professional respect is liable
to have his name erased, and, if he apply for registration, the
council may refuse it. Act 1892, c. 42, § 22.
New Zealand: If any registered person shall be or shall have
been convicted of any felony or misdemeanor in Great Britain or
Ireland, or in any of the British dominions, the register-general
and register, respectively, shall erase the name of any such person
from the register, and such erasure shall be notified by the
register-general in the New Zealand Gazette. Medical Practitioner's
Act 1869, No. 51.
Hawaii: It shall not be lawful for any person to practice in
this kingdom as a physician or surgeon for compensation or reward
unless he shall have first presented to the board of health
satisfactory evidence of his professional qualifications and good
moral character. Act 1876, c. 11, § 3.
St. Lucia: If any registered medical practitioner is convicted
of any felony, the register shall erase the name of such
practitioner from the Medical Register. If any registered medical
practitioner is convicted of any misdemeanor, a report shall be
submitted . . . to the governor in council, who . . . shall
determine whether (he) has been guilty of infamous conduct in any
professional or other respect, and may thereupon, if he sees fit,
direct the register to erase the name. . . . Medical Practitioner
Ordinance No. 77 of 1885, § 11.
MR. JUSTICE HARLAN, dissenting.
By an indictment in the Court of Sessions of Kings County, New
York, the present plaintiff in error was charged with the crime of
abortion, committed September 1, 1877. He was found guilty, and
sentenced, March 6, 1878, to imprisonment in the penitentiary for
the term of ten years.
Chapter 661 of the Laws of New York of 1893, as amended by the
Laws of 1895, provides that "any person who, after conviction of a
felony, shall attempt to practice medicine, or shall so practice,
shall be guilty of a misdemeanor," etc.
The present indictment charged the plaintiff in error with the
commission of the offense last stated in that, having been
convicted in 1878 of the above crime of abortion committed
Page 170 U. S. 201
in 1877, he unlawfully, on the 22d day of February, 1896, in the
City of New York -- nearly twenty years after the commission of the
crime of abortion -- practiced medicine by "then and there
unlawfully medically examining, treating, and prescribing for Dora
Hoenig."
If the statute in force when the offense of abortion was
committed had provided that,
in addition to imprisonment
in the penitentiary, the accused, if convicted, should not
thereafter practice medicine, no one, I take it, would doubt that
such prohibition was a part of the punishment prescribed for the
offense. And yet it would seem to be the necessary result of the
opinion of the court in the present case that a statute passed
after the commission of the offense in 1877, and which, by its own
force, made it a crime for the defendant to continue in the
practice of medicine, is not an addition to the punishment
inflicted upon him in 1878. I cannot assent to this view. It is, I
think, inconsistent with the provision of the Constitution of the
United States declaring that no state shall pass an
ex post
facto law.
The scope and meaning of the
ex post facto clause of
the Constitution was determined in
Calder v.
Bull, 3 Dall. 386, the opinion being delivered by
Mr. Justice Chase. The classification there made of cases embraced
by that provision has been universally accepted in the courts of
this country, although this Court said in
Kring v.
Missouri, 107 U. S. 221,
107 U. S. 228,
that it was not to be supposed that the opinion in
Calder v.
Ball undertook to define, by way of exclusion, all the cases
to which the constitutional provision would be applicable. That
classification was as follows:
"(1) Every law that makes an action done before the passing of
the law, and which was innocent when done, criminal, and punishes
such action; (2) every law that aggravates a crime, and makes it
greater than it was when committed; (3) every law that changes the
punishment, and inflicts a greater punishment than the law annexed
to the crime when committed; (4) every law that alters the legal
rules of evidence, and receives less or different testimony than
the law required at the commission of the offense in order to
convict the offender. "
Page 170 U. S. 202
In
United States v. Hall, 2 Wash. C.C. 366, Fed.Cas.
No. 15,285, Mr. Justice Washington said
"that an
ex post facto law is one which, in its
operation, makes that criminal which was not so at the time the
action was performed, or which
increases the punishment,
or, in short, which in relation to the offense,
or its
consequences, alters the situation of a party
to his
disadvantage."
And so it was held in
Kring v. Missouri, 107 U.
S. 221,
107 U. S. 228,
and in
Medley, Petitioner, 134 U.
S. 160,
134 U. S.
171.
If long after the commission of a crime and long after the
offender has suffered all the punishment prescribed at the time for
its commission, a statute should, by its own force, and
solely
because of his conviction of that offense, take from him the
right to further pursue his profession, would not such a statute
inflict upon him a greater punishment than was annexed to the crime
when committed, and alter the situation to his disadvantage "in
relation to the offense or its consequences?" In my opinion, this
question should receive an affirmative answer.
It was said in argument that the judgment below was sustained by
Dent v. West Virginia, 129 U. S. 114.
That case presented no question under the
ex post facto
clause of the Constitution. It only involved the question whether
any one could, of right, pursue the practice of medicine without
obtaining a license to do so if the state required a license as a
condition of exercising the privilege of pursuing that profession.
This Court held that such a statute was within the reserved police
power of the state, and consistent with the due process of law
enjoined by the Fourteenth Amendment. It said:
"The power of the state to provide for the general welfare of
its people authorizes it to prescribe all such regulations as in
its judgment will secure, or tend to secure, them against the
consequences of ignorance and incapacity, as well as of deception
and fraud."
It was not the case of a state enactment which, by its own
force, made it a crime for any person,
lawfully engaged, when
such act was passed, in the practice of the medical
profession, to continue to do so if he had
at any time in
his past life committed a felony, although he may have suffered all
the punishment prescribed for such felony when it
Page 170 U. S. 203
was committed. If the statute of West Virginia had been of that
character, the same question would have been presented that arises
under the statute of New York.
In
Cummings v.
Missouri, 4 Wall. 277,
71 U. S. 321,
this Court said:
"The theory upon which our political institutions rest is that
all men have certain inalienable rights; that among these are life,
liberty, and the pursuit of happiness, and that, in the pursuit of
happiness, all avocations, all honors, all positions, are alike
open to every one, and that, in the protection of these rights, all
are equal before the law. Any deprivation or suspension of any of
these right for past conduct is punishment, and can be in no other
wise defined."
The Court now holds that a legislative enactment does not
inflict punishment for past conduct when it makes it a crime for
any one lawfully engaged in the practice of medicine (as was the
plaintiff in error) to continue in the pursuit of his chosen
profession if at any time in the past, and although a half century
may have intervened, he was convicted of a felony of any character,
notwithstanding he suffered the entire punishment prescribed for
such felony when committed.
In
Ex Parte
Garland, 4 Wall. 333,
71 U. S. 377,
which involved the validity of an act of Congress requiring, among
other things, a certain oath to be taken as a condition of the
right of one to appear and be heard as an attorney at law by virtue
of any previous admission to the bar, this Court, referring to
certain clauses of the act relating to past conduct, said:
"The statute is directed against parties who have offended in
any of the particulars embraced by these clauses. And its object is
to exclude them from the profession of the law, or at least from
its practice in the courts of the United States. As the oath
prescribed cannot be taken by these parties, the act, as against
them, operates as a legislative decree of perpetual exclusion. And
exclusion from any of the professions or any of the ordinary
vocations of life for past conduct can be regarded in no other
light than as punishment for past conduct. The exaction of the oath
is the mode provided for ascertaining the parties upon whom the act
is intended to operate, and, instead of lessening, increases, its
objectionable character. All enactments
Page 170 U. S. 204
of this kind partake of the nature of bills of pains and
penalties, and are subject to the constitutional inhibition against
the passage of bills of attainder, under which general designation
they are included. In the exclusion which the statute adjudges, it
imposes a punishment for some of the acts specified which were not
punishable at the time they were committed, and for other of the
acts
it adds a new punishment to that, before prescribed,
and it is thus brought within the further inhibition of the
Constitution against the passage of an
ex post facto
law."
The statute in question, it is to be observed, takes no account
whatever of the character at the time of the passage, of the person
whose previous conviction of a felony is made an absolute bar to
his right to practice medicine. The offender may have become, after
conviction, a new man in point of character, and so conducted
himself as to win the respect of his fellow men, and be recognized
as one capable, by his skill as a physician, of doing great good.
But these considerations have no weight against the legislative
decree embodied in a statute which, without hearing, and without
any investigation as to the character or capacity of the person
involved, takes away from him absolutely a right which was being
lawfully exercised when that decree was passed. If the defendant
had been pardoned of the offense committed by him in 1877, he would
still, under the statute of 1895, have become a criminal if he
continued in the practice of his profession.
It will not do to say that the New York statute does nothing
more than prescribe the qualifications which, after its passage,
must be possessed by those who practice medicine. Upon this point,
Mr. Justice Patterson, of the Supreme Court of New York, well
said:
"Assuming, for the purpose of the argument, that the legislature
may require for the continuance in the practice of medicine that
the practitioner shall possess professional knowledge and skill and
also good moral character, it is obvious that such requirement must
relate to a present status or condition of a person coming within
the terms of the act. The law under which this appellant was
indicted does not deal with his present moral character. It seizes
upon a
Page 170 U. S. 205
past offense, and makes that, and that alone, the substantial
ingredient of a new crime, and the conviction of it years ago the
conclusive evidence of that new crime. It will be observed that
this statue includes any and all felonies -- not only those
committed in connection with the profession of medicine and
surgery, but any and every felony in the whole catalogue of crime,
whether committed here or in another jurisdiction. Its design is to
deprive convicted felons of the right of practicing at all. Clearly
it acts directly upon and enhanced the punishment of the
antecedently committed offense by depriving the person of his
property and right, and preventing his earning his livelihood in
his profession, only because of his past, and, in this case,
expiated, offense against the criminal law. The prisoner has
committed no new crime except that which the statute has created
out of the old. He had absolutely the right to practice medicine
the day before that statute was passed. His former conviction
entailed the punishment of imprisonment and disfranchisement as a
voter, but it did not take away his property in the right to earn
his living on the expiration of his imprisonment, by engaging in
the profession of which he was and is a member. His civil rights
were not extinguished, but only suspended, during his imprisonment.
2 Rev.Stat. p. 701, § 19; Pen.Code. § 710."
I concur entirely in these views, and must withhold my assent to
the opinion of the majority.
MR. JUSTICE PECKHAM and MR. JUSTICE McKENNA concur in this
dissent.