The illegal acts described in subdivisions 1 and 2 of Rev.Stat.
§ 3169, for the alleged violation of which the plaintiff in
error was prosecuted, refer to offenses committed by officers or
agents acting under authority of revenue laws.
The Chinese Exclusion Acts have no reference to the subject of
revenue, but are designed to exclude persons of a particular race
from the United States, and an officer employed in their execution
has no connection with the government revenue system.
When an indictment properly charges an offense under laws of the
United States, that is sufficient to sustain it, although the
prosecuting representative of the United States may have supposed
that the offense charged was covered by a different statute.
The transactions referred to in the two indictments were of the
same class of crimes or offenses, and there was no error in
consolidating them at the trial.
The affidavit and the bank book referred to in the opinion of
the court were not admissible in evidence against the accused, as,
on the face of the transactions, there was no necessary connection
between them and the charges against him.
The estimate placed upon the character of a government employee
by the community cannot be shown by proof only of the estimate in
which he is held by his co-employees.
It was highly improper for the prosecuting officer to say in
open court in the presence of the jury, under circumstances
described in the opinion of the Court, that while Mr. Williams was
investigating the Chinese female cases, there were more females
sent back to China than were ever sent back, before or after.
The case is stated in the opinion.
Page 168 U. S. 383
MR. JUSTICE HARLAN, after stating the facts in the foregoing
language, delivered the opinion of the Court.
By an indictment returned in the District Court of the United
States for the Northern District of California, it was charged that
the plaintiff, an officer of the department of the Treasury, duly
appointed and acting under the authority of the laws of the United
States, and designated as Chinese inspector at the port of San
Francisco, and by virtue of his office being authorized, directed,
and required to aid and assist the collector of customs of that
port in the enforcement of the various laws and regulations
relating to the coming of Chinese persons and persons of Chinese
descent from foreign ports to the United States,
"did then and there, as such officer, willfully, knowingly,
corruptly, and feloniously, for the sake of gain and contrary to
the duty of his said office and by color thereof, ask, demand,
receive, extort, and take of one Wong Sam, a Chinese person, a
certain sum of money, to-wit, one hundred dollars, which said sum
of money was not due to him, the said Richard S. Williams,"
and which he was not, "by virtue of his said office, entitled to
ask, demand, receive, or take" -- that is to say that
"on the thirty-first day of August, in the year of our Lord one
thousand eight hundred and ninety-five, there arrived at the port
of San Francisco aforesaid, from a foreign port or place, to-wit,
the port of Hong Kong, in the empire of China, a male person of
Chinese descent, to-wit, one Wong Lin Choy, who claimed to the
collector of customs that he was entitled to land, be, and remain
within the United States on the ground that he was a native born of
said United States; that thereafter such proceedings were had and
taken before said collector of customs in accordance with law that
the said Wong Lin Choy was by said collector of customs adjudged to
be entitled to and permitted to land at said port as a native born
of said United States of Chinese descent, and to be and remain in
the said United States; that thereafter, . . . on the eighteenth
day of September, 1895, . . . the said Richard S. Williams
corruptly and extorsively, for the sake of gain, and contrary to
the duty of his said office, and under color thereof,
Page 168 U. S. 384
did extort, receive, and take of said Wong Sam, who was then and
there interested in the application or claim of said Wong Lin Choy
as aforesaid, a sum of money, to-wit, the sum of one hundred
dollars as aforesaid, the said Richard S. Williams, under color of
his said office, having previously, to-wit, on the thirty-first day
of August, 1895 at said city and county, state and district
aforesaid, feloniously and corruptly obtained and exacted a promise
from said Wong Sam for the payment thereof by him, to him, the said
Richard S. Williams, by then and there falsely and corruptly
representing to the said Wong Sam that without the payment thereof
to him, the said Richard S. Williams, the said Wong Lin Choy would
not be permitted to land at said port, be or remain within the
United States, but would be returned to said foreign port from
whence he came, against the peace and dignity of the United States
of America,"
etc.
A second count -- describing the official character and duties
of Williams as in the first count -- charged that he willfully and
corruptly, and under color of his office, did
"take and receive of one Wong Sam, who was then and there
interested in the claim of one Wong Lin Choy to be permitted to
land at the port of San Francisco aforesaid, a sum of money,
to-wit, one hundred dollars, as and for a fee, compensation, and
reward to him, the said Richard S. Williams, for the services of
him, the said Richard S. Williams, under color of his said office,
in the matter of the application of said Wong Lin Choy, who then
and there claimed to the collector of customs of said port to be
entitled to land at said port of San Francisco from a foreign port,
to-wit, the port of Hong Kong, in the empire of China, and to be
and remain in the United States under the claim that he was a
native born of the said United States, which said application was
then and there pending and under investigation before said
collector of customs as aforesaid, whereas, in truth and in fact no
fee, compensation, or reward was then or at any other time due or
owing from the said Wong Sam or any other person to the said
Richard S. Williams for such service or any services of him, the
said
Page 168 U. S. 385
Richard S. Williams, in connection with said matter or at all,
nor was he, the said Richard S. Williams, entitled to the same by
law, against the peace and dignity of the United States of
America,"
etc.
A second indictment, containing two counts, was returned in the
same court against the plaintiff in error, describing his official
character and duties, and charging him in one count with having
willfully, knowingly, corruptly, and feloniously, and in the second
with having willfully and corruptly, under color of his office,
taken from one Chan Ying, a Chinese person, the sum of eighty-five
dollars in consideration of his being permitted to come into and
remain within the United States.
The record states that on the margin of each indictment was an
endorsement in these words: "Sec. 3169, Rev.Stat. sub. 1 & 2,
and sec. 23, act of Feb'y 8, 1875, vol. 1, 2d ed. Supp.Rev.Stat."
This endorsement, it is contended, indicates the statutes under
which the prosecutions were intended to be instituted.
A demurrer to each indictment having been overruled, the accused
was duly arraigned in each case and pleaded not guilty. The two
cases were then, on motion of the government, consolidated and
tried together. The result was a verdict of guilty in each case.
Judgment on the verdicts having been asked, the accused interposed
a motion in arrest of judgment on the second count of each
indictment, and also a motion for a new trial in each case. The
first motion was sustained, and, the second one having been
overruled, the defendant was sentenced in each case to pay a fine
of $5,000, to be imprisoned for three years, to date from September
22, 1896, and to be further imprisoned until the fine imposed on
him was paid or until he should be otherwise discharged by due
process of law.
The first question to be examined is whether these prosecutions
are authorized by any existing statute of the United States. It was
assumed by the learned judge who presided at the trial that the
indictments were founded upon section 3169 of the Revised Statutes,
and section 23 of the Act of February 8, 1875, entitled "An act to
amend existing customs and internal revenue laws, and for other
purposes." 18 Stat. 307, 312.
Page 168 U. S. 386
Section 3169 of the Revised Statutes is part of Chapter I of
Title XXXV, "Internal Revenue," and was brought forward from the
Act of July 20, 1868, entitled "An act imposing taxes on distilled
spirits and tobacco, and for other purposes." 15 Stat. 125, 165. By
that section, which is given in full in the margin,
* it is declared
that
"every officer
Page 168 U. S. 387
or agent appointed and acting under the authority of any revenue
law of the United States, first, who is guilty of any extortion or
willful oppression under color of law, or, second, who knowingly
demands other or greater sums than are authorized by law, or
receives and fee, compensation or reward, except as by law
prescribed, for the performance of any duty, . . . shall be fined
not less than one thousand dollars nor more than five thousand
dollars, and be imprisoned not less than six months nor more than
three years. The court shall also render judgment against said
officer or agent for the amount of damages sustained in favor of
the party injured, to be collected by execution. One-half of the
fine so imposed shall be for the use of the United States, and the
other half for the use of the informer, who shall be ascertained by
the judgment of the court."
Section 23 of the above Act of February 8, 1875, provides:
"All acts and parts of acts imposing fines, penalties, or other
punishment for offenses committed by an internal revenue officer or
other officer of the department of the Treasury of the United
States, or under any bureau thereof, shall be, and are hereby,
applied to all persons whomsoever, employed, appointed, or acting
under the authority of any internal revenue or customs law, or any
revenue provision of any law of the United States, when such
persons are designated or acting as officers or deputies, or
persons having the custody or disposition of any public money."
We are of opinion that these prosecutions cannot be sustained
under the above statutes. The words "extortion or willful
oppression under color of law," and the knowingly demanding "other
or greater sums than are authorized by law," or the receiving "any
fee, compensation or reward, except as by law prescribed, for the
performance of any duty" -- illegal acts described in subdivisions
1 and 2 of section 3169 of the Revised Statutes -- refer to
offenses committed by officers or agents "appointed and acting
under the authority of any revenue law of the United States." The
accused, in his capacity of Chinese inspector, did not act under
any law that could properly be regarded as a revenue law. He was
appointed
Page 168 U. S. 388
pursuant to acts of Congress appropriating money to be used by
the Treasury Department
"to prevent unlawful entry of Chinese into the United States, by
the appointment of suitable officers to enforce the laws in
relation thereto, and for expenses of returning to China all
Chinese persons found to be unlawfully within the United
States."
26 Stat.: August 30, 1890, c. 837, pp. 371, 387; March 3, 1891,
c. 542, pp. 948, 968; 27 Stat.: March 3, 1893, c. 208, pp. 572,
589; 28 Stat.: March 12, 1984, c. 37, p. 41; August 18, 1894, c.
301, pp. 372, 390; January 25, 1895, c. 43, pp. 636, 637; March 2,
1895, c. 187, pp. 843, 846; March 2, 1895, c. 189, pp. 910, 932; 29
Stat.: June 11, 1896, c. 420, pp. 413, 431. The Chinese exclusion
acts have no reference to the subject of revenue, but are designed
to exclude persons of a particular race from the territory of the
United States. Clearly Chinese inspectors, proceeding under the
acts providing for their appointment, have no connection with the
revenue system of the government, although the execution of the
acts referred to is committed to the Treasury Department.
Nor can the prosecutions be sustained under the twenty-third
section of the Act of February 8, 1875. That section does nothing
more than subject persons employed, appointed, or acting under the
authority "of any internal revenue or customs law, or any revenue
provision of any law of the United States," to the same fines,
penalties, or other punishment for offenses committed by an
internal revenue officer or other officer of the Treasury, or under
any bureau thereof. The words "internal revenue or customs law" do
not include the statutes providing for the exclusion of Chinese
persons from this country.
But there is a statute under which, in our judgment, a Chinese
inspector, guilty of extortion under color of his office, can be
prosecuted and subjected to fine and imprisonment. It is section
5481 of the Revised Statutes, providing that
"every officer of the United States who is guilty of extortion
under color of his office shall be punished by a fine of not more
than five hundred dollars, or by imprisonment not more than one
year, except those officers or agents of the United States
otherwise
Page 168 U. S. 389
differently and specially provided for in subsequent sections of
this chapter."
It is said that these indictments were not returned under that
statute, and that the above endorsement on the margin of each
indictment shows that the district attorney of the United States
proceeded under other statutes that did not cover the case of
extortion committed by a Chinese inspector under color of his
office. It is wholly immaterial what statute was in the mind of the
district attorney when he drew the indictment if the charges made
are embraced by some statute in force. The endorsement on the
margin of the indictment constitutes no part of the indictment, and
does not add to or weaken the legal force of its averments. We must
look to the indictment itself, and, if it properly charges an
offense under the laws of the United States, that is sufficient to
sustain it, although the representative of the United States may
have supposed that the offense charged was covered by a different
statute.
That the first count of each indictment makes a case of
extortion under color of office, within the meaning of section 5481
is too clear to admit of dispute. The court below, therefore, while
erroneously adjudging that the prosecutions were embraced by
section 3169 of the Revised Statutes and the above Act of February
8, 1875, did not err in overruling the demurrer to the first count
of the respective indictments. We say nothing as to the second
count in either indictment, because judgment on that count was
arrested, and that action of the court is not subject to review on
this writ of error.
United States v. Sanges, 144 U.
S. 310.
It is proper also to observe that there was error in the
judgment as to the fine and imprisonment imposed upon the accused.
Section 5481 of the Revised Statutes provides that the fine should
not exceed $500, nor the imprisonment more than one year. If this
were the only error complained of, the result would not be an
entire failure of the prosecutions, for it would only be necessary
for the court below to enter a new judgment, imposing such fine or
imprisonment, or both, as the statute permitted.
Page 168 U. S. 390
But other errors are assigned relating to the conduct of the
trial. They must be examined because, if any of them affect the
substantial rights of the accused, a new trial must be the result
in each case.
It is assigned for error that the district court consolidated
the two cases and tried them at the same time and by the same jury.
This objection is without merit. By section 1024 of the Revised
Statutes, it is provided:
"When there are several charges against any person for the same
act or transaction, or for two or more acts or transactions
connected together, or for two or more acts or transactions of the
same class of crimes or offenses, which may be properly joined,
instead of having several indictments the whole may be joined in
one indictment in separate counts, and if two or more indictments
are found in such cases, the court may order them to be
consolidated."
The accused having been charged with different acts or
transactions "of the same class of crimes or offenses," it is
scarcely necessary to say that the transactions referred to in the
indictments, being of the same class of crimes, could properly that
is, consistently with the essential principles of criminal law, be
joined in one indictment against a single defendant without
embarrassing him or confounding him in his defense.
Pointer v.
United States, 151 U. S. 396,
151 U. S. 400.
The plaintiff in error cites
McElroy v. United States,
164 U. S. 76, as
sustaining his objection to the consolidation. This is a
misapprehension. The inquiry in that case was
"whether counts against five defendants can be coupled with a
count against part of them, or offenses charged to have been
committed by all at one time can be joined with another and
distinct offense committed by part of them at a different
time."
It was held that the statute did not authorize that to be done.
THE CHIEF JUSTICE, speaking for the Court, said:
"It is clear that the statute does not authorize the
consolidation of indictments in such a way that some of the
defendants may be tried at the same time with other defendants
charged with a crime different from that for which all are
tried."
Here, the indictments were against the same person, the offenses
charged were of the same kind, were
Page 168 U. S. 391
provable by the same kind of evidence, and could be tried
together without embarrassing the accused in making his
defense.
If the offenses could be joined in one indictment, it would
follow under the statute that separate indictments could, in the
discretion of the court, be consolidated and tried at the same time
and before the same jury. Nothing in the record shows that the
consolidation of these cases worked or could have worked any
prejudice to the defendant.
At the trial below, the government read in evidence, over the
objections of the accused, his affidavit filed in a divorce suit
brought against him by Isabella M. Williams in the Supreme Court of
San Francisco. That affidavit, made June 1, 1896, was as
follows:
"I have read the affidavit of plaintiff in reply on her motion
for alimony, etc., and in reply thereto I desire to say it is
untrue that, prior to the time I entered the employment of the
United States government I was without means and had had no money
for quite a time before, or that I had to borrow money to pay my
living expenses. On the contrary, when I entered the employment of
the United States government, on or about the 28th day of
September, 1893, I was worth more money then than I am at the
present time, being worth about $5,000, and since then having
inherited some property. That the $3,000 referred to in said
affidavit was not acquired by me during the time I was in the
employment of the United States government, as set forth in said
affidavit, but is a portion of the $5,000 heretofore referred to.
The statement in said affidavit that I have in my possession or had
in may possession, in addition to the said sum of $3,000 aforesaid,
the sum of $5,000, instead of $4,000, is false and untrue. That, to
may knowledge, plaintiff was not in the habit of carrying said sum
of $5,000 in the bosom of her dress. On the contrary, there was on
deposit in the Hibernia Savings & Loan Society in her name,
belonging to me, the sum of about $4,000, which was a part of the
$5,000 possessed by me at the time I entered the employment of the
United States government. The $3,000 in bank referred to is a
portion of said sum so deposited in the name of plaintiff in the
Hibernia
Page 168 U. S. 392
Savings & Loan Society. In answer to the statement contained
on page 2 of said affidavit, to the effect that plaintiff paid for
the piano therein referred to, and the bill therefor was made out
in her name, I simply desire to annex the bill for said piano to
this affidavit, showing the bill to be made out in the name of R.
S. Williams. The property at Nos. 420 and 422 Scott Street
mentioned on page 2 of said affidavit was acquired by my
stepfather, Henry Monsferran, now deceased. He was a foreigner,
unaccustomed to speaking the English language, and the details of
the purchase were made by me, but the money that paid for said
property was solely and exclusively the money of the said Henry
Monsferran. The deed to the property was taken in his name. It is
untrue that at the time plaintiff left out residence on the 29th
day of April, 1896, she left said sum of $5,000 in greenbacks. On
the contrary, as above stated, there was no such sum, and the money
referred to by her as having been drawn from the Hibernia Savings
& Loan Society is $3,000, so deposited in the savings bank. It
is untrue, as stated in said affidavit, that I avoided the service
of the summons and complaint in this action, or that, by reason
thereof plaintiff incurred an expenditure of $11.25."
It is stated in the bill of exceptions that, independent of that
affidavit, there was no evidence whatever before the court relative
to the matters therein referred to except certain bank books
offered and read in evidence over the objections of the
accused.
The bill of exceptions states that, at the trial, the
prosecution offered in evidence a book of the deposit of moneys in
the San Francisco Savings Union, a banking corporation of the State
of California, which book and deposits were in the named of the
defendant; also a book of the deposit of moneys in the Hibernia
Savings & Loan Society, a banking corporation of the State of
California, which latter book and deposits were in the name of
Isabella M. Williams. The deposits in the San Francisco Savings
Union, as evidenced by the book first mentioned, were as follows:
October 29, 1893, $350; November 18, 1895, $400; December 17, 1895,
$550,making a total
Page 168 U. S. 393
of $1,300. The deposits in the Hibernia Savings & Loan
Society, as evidenced by the bank book in the name of Mrs.
Williams, were as follows: September 10, 1895, $300; September 24,
1895, $150; October 8, 1895, $800; October 23, 1895, $700; December
2, 1895, $1,000,making a total of $3,450.
It is stated in the bill of exceptions that these bank books and
affidavit were the only evidence before the court relative to such
deposits, and that there was no evidence indicating the existence
of any privity or relation between the defendant and Mrs. Williams
at the time the above deposits were made by her or at any other
time, except as indicated in the above affidavit.
It may be also observed that when the affidavit and bank
accounts were offered in evidence, no suggestion was made that the
prosecution would at some stage of the trial show that the sums
alleged to have been received by the accused under color of his
office were part of any sum referred to in the affidavit and bank
books.
The defendant duly excepted to the action of the court in
allowing the affidavit and bank books to be read in evidence.
The manner in which the trial court dealt with this evidence
appears from the following extracts from its instructions to the
jury:
"There has been some testimony in support of the allegations of
these indictments respecting the pecuniary condition of the
defendant, and also testimony as to the extent of his compensation
by the government for services. This evidence was admitted in
compliance with a well known rule which establishes the relevance
of evidence of this character where the charge is such as that
alleged in these indictments. If the salary of the defendant,
during the time alleged in the indictments and before then, was
four or five dollars per day, and if the testimony shows to your
satisfaction that he has deposited in bank or there was deposited
to his credit in bank in the neighborhood of $4,750 from September
10 to December 17, 1895, alleged in the indictments, then such
testimony may be considered by you with a view of ascertaining how
or by what means the defendant obtained that amount of
Page 168 U. S. 394
money at a time when his compensation by the government, as is
claimed by the prosecution, was not to exceed about $150 per month.
Where did he get such large sums of money? From what source other
than the source named in the indictments did he acquire this money?
Has he furnished evidence explaining to your satisfaction the
possession of these sums of money? These are all questions which
you will consider, and if any explanation made by the defendant as
to how he came by this money seems incredible, irrational, and
unsatisfactory, you are at liberty to reject it, and to act upon
the other testimony in the case. If, after doing all this, you feel
to a moral certainty, and beyond a reasonable doubt, that he took
the money, as alleged in the indictments, then your verdict should
be 'Guilty.' In reference to the testimony which has been
introduced in the case showing the pecuniary condition of the
defendant, that, if testimony explaining how, when, and by what
means the defendant acquired possession of the sums of money shown
to have been deposited in the San Francisco Savings Union and
Hibernia Bank could have been offered by defendant, and he failed
to produce such testimony, then such failure may very properly be
taken into consideration by the jury in determining the defendant's
guilt or innocence. Where probable proof is brought of a state of
facts tending to criminate the accused, the absence of evidence
tending to a contrary conclusion may be considered, although this
attitude of the case along would not be entitled to much weight,
because the burden of proof lies on the prosecution to make out the
whole case by sufficient evidence; but when proof of inculpating
circumstances has been produced tending to support the charge, and
it is apparent that the accused is so situated that he could offer
evidence of all the facts and circumstances as they existed, and to
show, if such was the truth, that the suspicious circumstances can
be accounted for consistently with his innocence, and he fails to
offer such proof, the natural conclusion is that the proof, if
produced, instead of rebutting, would tend to sustain, the charges.
Therefore, if in this case the defendant could have produced
testimony explaining his several deposits in the San Francisco
Savings Union and the
Page 168 U. S. 395
Hibernia Bank during the months of September, October, November,
and December, 1895, and has failed to produce such testimony, then
you are at liberty to infer that any explanation in his power to
make would have been, if made, adverse and prejudicial to the
defense."
After referring to some authorities announcing the general rule
that a party, in omitting to produce evidence in elucidation of the
subject matter in dispute which is within his power, and which
rests peculiarly within his own knowledge, frequently affords
occasion for the presumption that such evidence, if adduced, would
operate to his prejudice, and after referring to the affidavit made
by Williams in the divorce suit, the court proceeded in its
instructions:
"It is the duty of the jury to ascertain from said affidavit and
from the other testimony in the case what portions of the same are
true. The jury is then at liberty to believe one part it and to
disbelieve the other part. Such affidavit was introduced upon the
theory that it constituted an admission on the part of the
defendant as to his ownership of certain funds referred to therein.
The defense then insisted, as they had a right to, that the entire
affidavit should be read. The whole of it is now before you, and it
is for you to determine, from all of the circumstances of this
case, the situation of the defendant, and all of the evidence that
has been introduced, as to what portion of said affidavit, if any,
is true. You are at liberty to believe or reject such portions of
it as you think may be worthy of belief or disbelief. In this
respect, I call your attention to the deposits as they were made. .
. . These deposits were made, as you will observe at different
times. In September, he appears to have deposited the sum of $450,
in October, he deposited $1,650, in November, he deposited $1, 100,
and in December, up to the 17th, he deposited $1,550, making a
total as I said, of $4,750 -- nine deposits in three months and
seventeen days. Does the defendant's affidavit satisfactorily
explain or account for the receipt of these sums of money?"
We are of opinion that the affidavit and the bank books were not
admissible in evidence against the accused. There
Page 168 U. S. 396
was nothing before the jury in respect of the matters referred
to in the affidavit except the affidavit itself, and nothing
relating to the deposits except that disclosed by the affidavit and
the bank books. Taking the case to be as presented by the bill of
exceptions, the utmost the evidence tended to show was that the
accused had in his possession at different times certain sums that
were deposited by him in bank to his credit or to the credit of his
wife. It is to be observed that no sum so deposited corresponded in
amount with the sums which he was charged with having extorted
under color of his office as Chinese inspector. Upon the face of
the transactions referred to, there was no necessary connection
between the deposits and the specific charges against the
defendant. And yet the jury were in effect told that the failure of
the accused to explain how he came by those sums, aggregating
nearly $5,000, was a circumstance tending to show that if he had
given that explanation, it would have operated to his prejudice in
meeting the particular charges against him, of extorting at one
time $100, and at another $85, under color of his office. There was
no such connection shown between the possession by the defendant of
the sums specified in the affidavit and bank books, and the alleged
extortion by him of two named sums from certain persons, under
color of his office, as required him to explain how he acquired the
moneys referred to in the affidavit and bank books. The manifest
object and the necessary effect of this evidence was merely to give
color to the present charges, and to cause the jury to believe that
the accused had in his possession more money than a man in his
condition could have obtained by honest methods, and
therefore he must be guilty of extorting the two sums in
question. The present case does not come within the rule of
evidence referred to by the learned court. The jury many have been
unable to say from the evidence where the defendant obtained the
moneys deposited in bank and specified in the bank book,
aggregating $4,750 between certain dates. But that did not justify
the conclusion that he had, under color of his office as Chinese
inspector, extorted $100 upon one occasion and $85
Page 168 U. S. 397
upon another occasion. The accused was entitled to stand upon
the presumption of his innocence, and it cannot be said from
anything in the present record that he was under any obligation
arising from the rules of evidence to explain that which did not
appear to have any necessary or natural connection with the offense
imputed to him. In our judgment, the court, under the circumstances
disclosed, erred in not excluding the affidavit and bank books as
evidence, as well as in what it said to the jury on that
subject.
Another assignment of error relates to the admission, against
the objection of the defendant, of certain evidence as to
character. A witness called by the prosecution was permitted to
testify that the defendant's reputation "in the custom house" was
bad, although he had distinctly stated, upon preliminary
examination, that he did not know the general reputation of the
accused "outside of the custom house." This was error. Assuming
(although the record is silent on the subject) that the accused
introduced evidence of his general reputation for integrity, it is
clear that evidence on behalf of the prosecution that, among the
limited number of people employed in a particular public building,
his character was bad was inadmissible. The prosecution should have
been restricted to such proof touching the character of the accused
as indicated his general reputation in the community in which he
resided, as distinguished from his reputation among a few persons
in a particular building. The estimate placed upon his character by
the community generally could not be shown by proof only as to the
estimate placed upon him by persons in the custom house.
Another assignment of error deserves to be noticed. One of the
witnesses for the defense was the collector of customs for the port
of San Francisco. He was asked to whom, upon his return from
Washington, was assigned the investigation of female cases. The
court having inquired as to the purpose of this testimony, the
attorney for the accused said:
"It has been sworn to by Mr. Tobin that Mr. Williams asked for
certain cases to be assigned to him and show the result. We propose
to show by Mr. Wise that, on his return from Washington,
Page 168 U. S. 398
he assigned to Williams the investigation of Chinese female
cases, and while Mr. Williams was acting in that behalf, there were
more females sent back to China than ever were sent back before or
after."
The representative of the government objected to this evidence
as irrelevant, saying in open court and presumably in the hearing
of the jury, "No doubt every Chinese woman who did not pay Williams
was sent back." The attorney for the accused objected to the
prosecutor's making any such statement before the jury. The court
overruled the objection, and the defendant excepted. The objection
should have been sustained. The observation made by the prosecuting
attorney was, under the circumstances, highly improper, and not
having been withdrawn, and the objection to it being overruled by
the court, it tended to prejudice the rights of the accused to a
fair and impartial trial for the particular offenses charged.
For the several errors committed at the trial to which we
have referred, the judgment is reversed in each case, with
directions to grant a new trial.
MR. JUSTICE BREWER did not hear the argument in this case, and
did not participate in the decision.
MR. JUSTICE BROWN concurred in the result.
*
"SEC. 3169. Every officer or agent appointed and acting under
the authority of any revenue law of the United States --"
"First. Who is guilty of any extortion or willful oppression
under color of law; or"
"Second. Who knowingly demands other or greater sums than are
authorized by law, or receives any fee, compensation, or reward,
except as by law prescribed, for the performance of any duty;
or"
"Third. Who willfully neglects to perform any of the duties
enjoined on him by law; or"
"Fourth. Who conspires or colludes with any other person to
defraud the United States; or"
"Fifth. Who makes opportunity for any person to defraud the
United States; or"
"Sixth. Who does or omits to do any act with intent to enable
any other person to defraud the United States; or"
"Seventh. Who negligently or designedly permits any violation of
the law by any other person; or"
"Eighth. Who makes or signs any false entry in any book, or
makes or signs any false certificate or return, in any case where
he is by law or regulation required to make any entry, certificate,
or return; or"
"Ninth. Who, having knowledge or information of the violation of
any revenue law by any person, or of fraud committed by any person
against the United States under any revenue law, fails to report,
in writing, such knowledge or information to his next superior
officer and to the Commissioner of Internal Revenue; or"
"Tenth. Who demands, or accepts, or attempts to collect,
directly or indirectly, as payment or gift, or otherwise, any sum
of money or other thing of value for the compromise, adjustment, or
settlement of any charge or complaint for any violation or alleged
violation of law, except as expressly authorized by law so to do,
shall be dismissed from office, and shall be held to be guilty of a
misdemeanor, and shall be fined not less than one thousand dollars
nor more than five thousand dollars, and be imprisoned not less
than six months nor more than three years. The court shall also
render judgment against the said officer or agent for the amount of
damages sustained in favor of the party injured, to be collected by
execution. One-half of the fine so imposed shall be for the use of
the United States, and the other half for the use of the informer,
who shall be ascertained by the judgment of the court."