The scuttling of a ship by the municipal authorities of a port,
without the direction of her master or other commanding officer, to
extinguish a fire in her hold is not a general average loss.
If the cargo in the hold of a ship moored in a port takes fire,
and the port authorities come on board with fire engines, take
charge of her, pump steam and water into the hold, and move her and
put her aground, without any objection by the master, and the
master successfully removes part of the cargo, and desires, and
believes it to be prudent and feasible, to remove more, but the
port authorities forbid and prevent his doing so, because of the
danger of increasing the fire, and themselves extinguish
Page 157 U. S. 387
the fire by scuttling the ship, whereby she becomes a wreck, not
worth repairing; the loss of the ship is not a subject of
contribution in general average against the owners of the cargo,
although the court is of opinion that the measures taken by the
port authorities were the best available to save the cargo from
greater loss.
This was a libel in admiralty, filed May 16, 1889, in the
District Court of the United States for the Southern District of
New York, by the charterers against the owners of the British bark
J. W. Parker, of St. John, N.B., alleging that pursuant to
a charter party dated October 25, 1885, the libelants, on February
16, 1886, loaded on the bark in the port of Calcutta, to be carried
to the port of New York at a certain rate of freight, a full cargo,
consisting, among other things, of 7,592 bales of jute butts, and
received from her master bills of lading therefor, agreeing to
transport the jute to the port of Boston; that on the same day,
"fire broke out, and said bark was thereby so badly damaged as
to become unseaworthy, and her said voyage was thereupon broken up
and abandoned by the respondents;"
that afterwards 552 bales of the jute were delivered to the
libelants at Boston from a steamship; that the respondents failed
and neglected to deliver the remaining bales, and by their agent,
the master of the vessel, sold and delivered them at Calcutta, and
received and held the proceeds of the sale, and, refused, on
demand, to pay them to the libelants, whereby the libelants were
damaged to the amount of $22,000, the value of the undelivered
jute.
The respondents, in their answer, claimed a contribution in
general average. Admitting that the master sold the jute, and that
they received and held the proceeds, they alleged the following
facts:
"In accordance with the terms and provisions of the charter
party, a cargo of jute had been laden on said bark at Calcutta, and
on February 18, 1886, said vessel was ready for sea. Flames broke
out in the hold of said bark about 10 a.m., from causes unknown,
but presumably from spontaneous combustion of the jute in the
bales, and said bark and cargo were in great danger of destruction
and of becoming a total loss. Immediately upon discovery of the
fire, the
Page 157 U. S. 388
officer in charge of the J. W. Parker sent for the crews of the
neighboring vessels to assist, and under his supervision and
direction a quantity of water was poured down the forward
ventilator and fore hatchway, after which those openings were
tightly covered with a sail, and all ventilators closed. Later the
engines of the port came to assist, and their hose, charged with
fire-extinguishing chemicals, were let into the hold through holes
cut in the deck. Other sacrifices and measures were taken against
the common danger, which resulted in saving 552 bales of jute
uninjured, although the residue of said cargo was so much damaged
that the same was condemned and sold. The 552 bales aforesaid were
forwarded by steamer to Boston, and there delivered to the
libelants."
The respondents further alleged that they executed an average
bond; that an adjustment of general average was made, which showed
that the proceeds of the sale of cargo at Calcutta amounted to
$20,752.83, and that the balance due to the owners of cargo was
$7,420.48, which they were ready to pay to the libelants, and had
deposited in the registry, and denied any other liability to the
libelants.
The district court held that the respondents were entitled to a
general average, and confirmed the adjustment, and entered a decree
in favor of the libelants for said sum of $7,420.48, and interest,
for the reasons stated in its opinion in 37 F. 888.
The libelants appealed to the circuit court, which made the
following findings of facts:
"1. Libelants, who constituted the firm of Ralli Brothers, of
New York and Calcutta, on October 25, 1885, chartered the British
bark
J. W. Parker to load jute and saltpeter for a voyage
from Calcutta to New York."
"2. The vessel accordingly proceeded to Calcutta, and, while
moored in the river there, was fully laden by libelants with 7,592
bales of jute butts and 1,062 bags of saltpeter, for which the
master signed the usual bills of lading, undertaking to deliver
said cargo at Boston."
"3. On the morning of February 18, 1886, a port pilot came on
board, and took charge of unmooring, preparatory to
Page 157 U. S. 389
taking the bark to sea. All the hatches had been tightly covered
the night before. As the anchor chain was hove in, it was necessary
for a man to go into the chain locker forward to stow the chain. To
reach the locker, the fore hatch had to be opened. Thence one could
go through a narrow passage, about three feet wide and three feet
high, between the jute bales, to the chain locker, which was about
eight feet forward of the hatch. Ernest Edwards, an able seaman,
who had been several months on the bark, took a globe lantern,
which did not have a lock, but in which the lamp was screwed into
the body of the lantern, and, by the mate's orders, went through
the fore hatch into the chain locker to stow the chain. This was
between 9 and 10 o'clock a.m. A few minutes afterwards, he was
heard to scream. At the same time, smoke was seen coming out of the
ventilators. The men who tried to rescue him were driven back by
the smoke in the fore hatch. Edwards was suffocated. His body was
afterwards found in the chain locker."
"4. Thereupon the second officer of the bark caused an alarm to
be sounded by ringing the vessel's bell, and from sixty to seventy
men from the crews of the neighboring vessels came to his
assistance. These men brought buckets with them. Water was poured
from the buckets into the forehold. A force pump on the bark, and
another force pump brought from a ship nearby, were both playing
large streams of water down the hold. After half an hour of this
work, the hatches were covered with wet sails and tarpaulins, but
the pumps were kept playing into the chain lockers."
"5. Between 11 and 12 o'clock, and while both force pumps were
still being steadily worked, the port authorities came with fire
engines, and took direction of the vessel, and on the return on
board of the master he found the port authorities in charge. The
port fire engines, charged with fire-extinguishing chemicals, were
placed through holes cut in the deck. During the night, the fire
engines continued pumping in steam, and in the morning the fore
hatchway was opened, and six hose were played on the fire in the
fore hold, but, as this seemed to increase the fire, the hatches
were put on
Page 157 U. S. 390
again. The port authorities then moved the ship, and put her
aground. In the forenoon, the captain removed 552 bales of jute
from the bark, and desired to remove more, but the port authorities
objected, and forbade it because of the danger of increasing the
fire. During that day, the port authorities pumped water into the
ship, and during the night and following morning the fire was
extinguished by the vessel's being scuttled. The master believed
that it was prudent and feasible to discharge more cargo at the
time he was prevented from doing so by the authorities. The
measures taken by the mate before the port authorities took charge
of the ship, and those subsequently taken by the port authorities,
were the best available to extinguish the fire, and save greater
loss upon the cargo."
"6. The fire was communicated to the said cargo by the lamp
carried by the seaman Edwards while on his errand to the chain
locker; but whether the occurrence happened by the accidental
breaking of the glass of the lantern, or whether by his act in
removing the lamp from the lantern, or whether by the lamp becoming
unscrewed, or how the occurrence took place cannot be ascertained.
Jute or jute butts in bales is very inflammable cargo, and a lamp
or lantern in which the flame is exposed cannot safely or prudently
be carried through such a narrow passage as Edwards had to pass. At
the time, there was in force a regulation of the port of Calcutta,
which had been duly promulgated by the proper authorities, as
follows:"
" Rule 30. No person shall smoke, or use naked lights of any
description, in the hold or between decks of any vessel lying in
the port. Closed lanterns, secured by a lock and key, and in charge
of an officer of the vessel, shall alone be taken between decks and
into the hold."
"Neither the master nor the officers of the bark had any notice
of this regulation."
"7. The jute had been packed in the bark's hold as closely as
the compressed bales could be forced together by screws. The effect
of the water poured on the jute was to expand it, and spring up the
decks, break the hatch coamings, and draw out the timbers. The
raising of the decks and starting of the beams were observed early
in the morning of the day after the
Page 157 U. S. 391
fire. The swelling continued even after a portion of the cargo
was removed. The
J. W. Parker became a wreck, not worth
repairing."
"8. The master, when the port authorities allowed him to resume
charge of the vessel, acting for the best interests of all
concerned, proceeded to save the residue of the cargo that remained
in the vessel. By the outlay of about $8,000 for men and lighters
to get the damaged jute out of the bark, and for repacking it in
condition for sale, he was able to land the same in godowns or
warehouses. He consulted the firm of Turner, Morrison & Co.,
who were agents of the underwriters on cargo, and followed their
directions as to landing the cargo before sale. Surveys were then
had, and the cargo was condemned and sold as unfit to go forward,
and realized on such sale $20,752.83. The ship was also condemned
as unseaworthy, and was sold for 8,000 rupees, equal to about
$2,716.24."
"9. The said master, second officer, and a seaman of said bark
duly made and extended, under oath, a protest against the said
fire, and against the said actions of the said port authorities in
depriving the master of his said command and in refusing to permit
of the discharge of cargo after it had been commenced, and in
causing the said vessel to be stranded or scuttled, and in allowing
the tidewater to rise over her deck."
"10. On March 8, 1886, the owners of the bark
J. W.
Parker offered to turn over all the cargo to the libelants if
they should sign an average bond. This offer was made in New York,
and was declined."
"11. The 552 sound bales of jute were transshipped by the
captain, and were delivered to libelants' agents at Boston. An
average bond was then executed by libelants, by which it was
provided that the general average should be adjusted by Jacob R.
Telfair, an average adjuster at the port of New York. This was in
pursuance of the following clause of the charter party:"
"All questions of average to be settled in accordance with
York-Antwerp rules and the established usages and laws of the port
of destination, to be stated by average adjusters appointed by
charterers' agents and approved by owners. "
Page 157 U. S. 392
"12. On December 7, 1886, a general average adjustment was made
up in accordance with the York-Antwerp rules and the usages of said
port. The libelants presented to their adjuster various claims for
their disbursements, which were allowed as general average, as were
also certain disbursements by the underwriters upon the cargo."
"13. By the adjustment as made up as aforesaid, it was found and
stated, after allowing the general average due to the vessel, that
the libelants, as owners of the jute, were entitled to an average
contribution of $5,335, and to the further sum of $1,283 for the
loss of their saltpeter, together with the sum of $290.51 for
advances and profits upon their charter party and $227.76 for
certain disbursements of Ralli Brothers incurred in connection with
said average adjustment. The owners of the vessel were willing to
abide by this adjustment, but libelants or their underwriters
declined to accept the same."
"14. Some months afterwards, this action was begun. The
respondents thereupon paid into court the full amount found due to
libelants and to their underwriters by said adjustment, and gave
security for the residue of libelants' demand."
"15. The district court having made a decree sustaining said
average adjustment, but condemning respondents in interest upon the
sum of $5,335 as the contribution due for the loss on the jute,
also in the sum of $77.89, the amount of the clerk's fees on
respondents' deposit, the respondents thereupon paid into that
court the further sum of $286.86, making the full amount of the
decree of the district court."
The charter party and the protest were made parts of the
findings of facts. But so much of either as is material to the
decision of the case is stated in those findings.
The circuit court made the following conclusions of law:
"1. The extinguishing of the fire at Calcutta was a general
average act, and the water damage so incurred was a general average
sacrifice, for which contribution is due from all interests thereby
benefited."
"2. An average bond having been given by the libelants, and the
loss being adjudged a proper subject of general average, and no
errors being shown in the adjustment, the libelants
Page 157 U. S. 393
are entitled to a decree for the balance stated by the
adjustment as aforesaid, and for no more."
"3. The respondents are entitled to their costs in this
Court."
The decree of the district court was thereupon affirmed, and on
February 5, 1890, the libelants appealed to this Court.
MR. JUSTICE GRAY, after stating the case, delivered the opinion
of the Court
The law of general average, coming down to us from remote
antiquity, is derived from the law of Rhodes, through the law of
Rome, and is part of the maritime law, or law of the sea, as
distinguished from the municipal law, or law of the land.
The typical case is that mentioned in the Rhodian law preserved
in the Pandects of Justinian, by which, if a jettison of goods is
made in order to lighten a ship, what is given for the benefit of
all is to be made good by the contribution of all.
Cavetur ut,
si levandae navis grantia jactus mercium factus est, omnium
contributione sarciatur, quod pro omnibus datum est. Dig. 14,
2, 1, 1.
Another case of general average, put in the Pandects, and the
only one, beside jettison, mentioned in the Judgments of Oleron, or
in the Laws of Wisby, is the cutting away of a mast to save ship
and cargo. Dig. 14, 2, 1, 4; Oleron, arts. 8, 9; Wisby, arts. 7,
11, 14.
The distinction between voluntary and compulsory sacrifice is
well illustrated by another case stated in the Pandects, recognized
in the earliest English case on general average,
Page 157 U. S. 394
and approved in all the books, in which money voluntarily paid
by the master to ransom the ship and cargo from pirates is to be
contributed for; but not so as to goods or money forcibly taken by
pirates. Dig. 14, 2, 1, 5;
Hicks v. Palington, (32 Eliz.)
Moore 297.
In the courts of England and America, general average has not
been restricted to the cases put by way of illustration in the
Rhodian and Roman laws, but it has never been extended beyond the
spirit and principle of those laws.
In the earliest case in this Court, Mr. Justice Story, in
delivering judgment, stated the leading limitations and conditions,
as recognized by all maritime nation, to justify a general
contribution, as follows:
"First, that the ship and cargo should be placed in a common
imminent peril; secondly, that there should be a voluntary
sacrifice of property to avert that peril; and, thirdly, that by
that sacrifice the safety of the other property should be presently
and successfully attained."
Columbian Ins. Co. v.
Ashby, 13 Pet. 331,
38 U. S.
338.
In the next case which came before this Court, Mr. Justice
Grier, in delivering judgment, defined these requisites somewhat
more fully, as follows:
"In order to constitute a case of general average, three things
must concur: (1) a common danger -- a danger in which ship, cargo
and crew all participate; a danger imminent and apparently
'inevitable,' except by voluntarily incurring the loss of a portion
of the whole to save the remainder; (2) there must be a voluntary
jettison, jactus, or casting away of some portion of the joint
concern for the purpose of avoiding this imminent peril,
periculi imminentis evitandi causa, or, in other words, a
transfer of the peril from the whole to a particular portion of the
whole; (3) this attempt to avoid the imminent peril must be
successful."
Barnard v.
Adams, 10 How. 270,
51 U. S.
303.
There has been much discussion in the books as to whether the
right to a general average contribution rests upon natural justice,
or upon an implied contract, or upon a rule of maritime law known
to and binding upon all owners of ships and cargoes. But the
difference has been rather as to forms of expression than as to
substantial principles or legal results.
Page 157 U. S. 395
Mr. Justice Clifford, speaking for this Court, stated in several
cases, as the basis of general average, that natural justice
requires that where two or more parties are engaged in a common sea
risk, and one of them, in a moment of imminent peril, makes a
sacrifice to avoid the impending danger, or incurs extraordinary
expenses to promote the general safety of the associated interests,
the loss or expenses so incurred shall be assessed upon all in
proportion to the share of each in the adventure.
McAndrews v.
Thatcher, 3 Wall. 348,
70 U. S. 366;
The Star of
Hope, 9 Wall. 203,
76 U. S. 228;
Fowler v.
Rathbones, 12 Wall. 102,
79 U. S. 114;
Hobson v. Lord, 92 U. S. 397,
92 U. S. 404.
That the doctrine applies only where something which is part of the
common adventure is sacrificed solely for the benefit of the rest
of the adventure is apparent in those cases. In
McAndrews v.
Thatcher, it was held that there could be no contribution for
expenses incurred after the master had abandoned the stranded ship
and had left her in charge of the agent of her underwriters,
because, as the Court said:
"Complete separation had taken place between the cargo and the
ship, and the ship was no longer bound to the cargo, nor the cargo
to the ship. Undoubtedly the doctrine of general average
contribution is deeply founded in the principles of equity and
natural justice, but it is not believed that any decided case can
be found where the liability to such contribution has been pushed
to such an extent as that assumed by the plaintiffs."
3 Wall.
70 U. S. 372.
In
The Star of Hope and in
Fowler v. Rathbones,
the general average allowed was for the loss of the vessel by
stranding by the voluntary act of master.
See Emery v.
Huntington, 109 Mass. 431, 436. And in
Hobson v.
Lord, the contribution allowed was for wages and provisions of
the crew while assisting in repairing the injuries suffered by the
vessel from such a standing.
In
Wright v. Marwood, in which it was held by the
English court of appeal that a jettison, by the master, of cattle
carried on deck, though proper and necessary for the safety of the
ship, did not give a right to general average, Lord Justice
Bramwell said:
"It is not necessary to say what is the origin or principle of
the rule, but, to judge from the way it is
Page 157 U. S. 396
claimed in England, it would seem to arise from an implied
contract
inter se to contribute 'by those interested.' The
judgment, however, was put upon the ground that, whether the rule
was treated as arising from implied contract or as a matter of
positive law, it was subject to an exception in the case of goods
loaded on deck, unless a deck cargo was customary."
7 Q.B.D. 62, 67.
In
Burton v. English, in the same court, in which the
charter party stipulated that the ship should be "provided with a
deck load if required at full freight, but at merchant's risk," and
the last words were held not to exclude the right to a general
average contribution for a necessary jettison of timber carried on
deck, Lord Justice Brett (since Lord Esher, master of the rolls),
in answering the question, "By what law does the right arise to
general average contribution?" said:
"I do not think that it forms any part of the contract to carry,
and that it does not arise from any contract at all, but from the
old Rhodian laws, and has become incorporated into the law of
England as the law of the ocean. It is not as a matter of contract,
but in consequence of a common danger, where natural justice
requires that all should contribute to indemnify for the loss of
property which is sacrificed by one in order that the whole
adventure may be saved. If this be so, the liability to contribute
does not arise out of any contract at all, and is not covered by
the stipulation in the charter party on which the defendants
rely."
12 Q.B.D. 218, 220-221.
In the same case, Lord Justice Bowen, with characteristic
clearness and felicity of expression, said of the same
question:
"In the investigation of legal principles, the question whether
they arise by way of implied contract or not often ends by being a
mere question of words. General average contribution is a principle
which comes down to us from an anterior period of our history, and
from the law of commerce and the sea. When, however, it is once
established as part of the law, and as a portion of the risks which
those who embark their property upon ships are willing to take, you
may, if you like, imagine that those who place their property on
board a ship, on the one side, and the shipowner who puts his ship
by the quay to receive
Page 157 U. S. 397
the cargo, on the other side, bind themselves by an implied
contract which embodies this principle, just as it may be said that
those who contract with reference to a custom impliedly make it a
portion of the contract. But that way, although legally it may be a
sound way, nevertheless is a technical way of looking at it. This
claim for average contribution, at all events, is part of the law
of the sea, and it certainly arises in consequence of an act done
by the captain as agent not for the shipowner alone, but also for
the cargo owner, by which act he jettisons part of the cargo on the
implied basis that contribution will be made by the ship and by the
other owners of cargo. He makes the sacrifice on behalf of one
principal, whose agent of necessity he is, on the implied terms, if
you like to call it so, that that principal shall be indemnified
afterwards by the rest."
12 Q.B.D. 223.
As the right to general average may be considered as resting not
merely on implied contract between the parties to the common
adventure, but rather on the established law of the sea, in the
light of and subject to which all owners of ships and cargoes
undertake maritime adventures, so the authority of the master may
be treated as resting either and implied contract of the parties or
on the duty imposed upon him by the law, as incident to his station
and office, to meet the necessity created by an emergency which
could not be foreseen or provided for, and to prevent the property
in his custody and control from being left without protection and
care.
Sir William Scott, speaking of the powers and duties of the
master, said:
"Though in the ordinary state of things he is a stranger to the
cargo beyond the purposes of safe custody and conveyance, yet in
cases of instant and unforeseen and unprovided necessity, the
character of agent and supercargo is forced upon him, not by the
immediate act and appointment of the owner, but by the general
policy of the law, unless the law can be supposed to mean that
valuable property in his hand is to be left without protection and
care. It must unavoidably be admitted that in some cases he must
exercise the discretion of an authorized agent over the cargo, as
well in the prosecution of the voyage at sea as in intermediate
Page 157 U. S. 398
ports into which he may be compelled to enter."
He illustrated this by the case of jettison to be contributed
for in general average, by the case of ransom, and by the case of
sale of perishable cargo in a port of necessity, and added:
"In all these cases, the character of agent respecting the cargo
is thrown upon the master by the policy of the law, acting on the
necessity of the circumstances in which he is placed."
The Gratitudine, 3 C.Rob. 240, 257-258, 260.
In the case of
The Hornet, reported as
Lawrence
v. Minturn, 17 How. 100, in which the question was
whether a certain jettison of goods was lawful as against their
owner, Mr. Justice Curtis, delivering the judgment of this Court,
spoke of the authority of the master in the threefold aspect, as
"imposed on him by the nature of the case," as "derived from the
implied consent of all concerned in the common adventure," and as
"entrusted to him by the law," saying:
"The nature of the case imposes on the master the duty, and
clothes him with the power, to judge and determine, upon the facts
before him, whether a jettison be necessary. He derives this
authority from the implied consent of all concerned in the common
adventure. The obligation of the owners is to appoint a competent
master, having reasonable skill and judgment and courage, and they
are liable if, though his failure to possess or exert these
qualities in any emergency, the interest of the shippers is
prejudiced. But they do not contract for his infallibility, nor
that he shall do in an emergency precisely what, after the event,
others may think would have been best. If he was a competent
master; if an emergency actually existed calling for a decision
whether to make a jettison of a part of the cargo; if he appears to
have arrived at his decision with due deliberation, by a fair
exercise of his skill and discretion, with no unreasonable
timidity, and with an honest intent to do his duty, the jettison is
lawful. It will be deemed to have been necessary for the common
safety because the person to whom the law has entrusted authority
to decide upon and make it has duly exercised that authority."
Id., 58 U. S. 100,
58 U. S.
109-110.
See also Dupont v.
Vance, 19 How. 162,
60 U. S. 166,
60 U. S.
170.
Page 157 U. S. 399
In former times, when merchants voyaged with their wares, their
consent was held necessary to a jettison, and the captain was also
required to consult with his officers, or with some of his crew,
then perhaps more nearly his equals than in later times. But even
then, the final decision rested with the captain, for, as Emerigon
said:
"The captain is master. He is obliged to take advice; but the
law does not oblige him to submit himself blindly to that advice if
it is bad or if, under the circumstances, it appears to be
bad."
Emerigon on Ins., c. 12, sect. 4, § 3; sect. § 40,
§ 3;
The Nimrod, 1 Ware, 1, 13-15.
At the present day, since voyages are longer and merchants
seldom go with their goods, there is the greater reason that upon
the captain, selected for his skill and courage and for his fitness
to command the whole adventure and to decide promptly and justly in
cases of emergency, and better acquainted than anyone else with the
qualities and condition of the ship and with the nature and stowage
of her cargo, should rest the authority and the duty, in case of
imminent peril, first taking such advice as he sees fit, to
determine finally, so far as concerns the mutual relations of those
interested in the maritime adventure, the time and the manner of
sacrificing part of the adventure to secure the safety of the
rest.
Int he leading case of
Columbian Ins. Co. v. Ashby,
already cited, this Court, speaking by Mr. Justice Story, said:
"A consultation with the officers may be highly proper, in cases
which admit of delay and deliberation, to repel the imputation of
rashness and unnecessary stranding by the master. But if the
propriety and necessity of the act are otherwise sufficiently made
out, there is an end of the substance of the objection. Indeed, in
many, if not most, of the acts done on these melancholy occasions,
there is little time for deliberation or consultation. What is to
be done must often, in order to be successful, be done promptly and
instantly by the master upon his own judgment and
responsibility."
13 Pet.
38 U. S.
343-344.
In
The Star of Hope, already cited, this Court
said:
"From
Page 157 U. S. 400
the necessity of the case, the law imposes upon the master the
duty, and clothes him with the power, to judge and determine at the
time whether the circumstances of danger in such a case are or are
not so great and pressing as to render a sacrifice of a portion of
the associate interests indispensable for the common safety of the
remainder. Standing upon the deck of the vessel, with a full
knowledge of her strength and condition and of the state of the
elements which threaten a common destruction, he can best decide in
the emergency what the necessities of the moment require to save
the lives of those on board, and the property entrusted to his
care."
9 Wall.
76 U. S.
230-231.
If the master does not exercise reasonable skill and judgment
and courage in sacrificing goods for the benefit of the adventure,
the master and the owner of the ship are each liable to the owner
of the goods sacrificed.
Barnard v.
Adams, 10 How. 270,
51 U. S. 304;
Lawrence v.
Minturn, 17 How. 100,
58 U. S. 110,
above quoted.
After a voluntary sacrifice of part of the adventure, and a
consequent escape of the rest from imminent peril, the owner of the
ship, or, in his absence, the master, as his agent, has the duty of
having an adjustment made of the general average and has a maritime
lien on the interests saved, and remaining in his possession, for
the amount due in contribution to the owner of the ship, and the
owner of the goods sacrificed has a corresponding lien on what is
saved for the amount due him.
Cutler v. Rae,
7 How. 729,
48 U. S.
731-732;
Dupont v.
Vance, 19 How. 162,
60 U. S.
168-171;
Strang v. Scott, 14 App.Cas. 601,
606-607; 3 Kent Com. 244.
Whether the master is considered as acting under an implied
contract between the owners of the vessel and the shippers of the
cargo, or as the agent of all from the necessity of the case, or as
exercising a power and duty imposed upon him by the law as incident
to his office -- whatever may be considered the source of his
authority -- the power and the duty of determining what part of the
common adventure shall be sacrificed for the safety of the rest,
and when and how the sacrifice shall be made, appertain to the
master of the vessel,
Page 157 U. S. 401
magister navis, as the person entrusted with the
command and safety of the common adventure and of all the interests
comprised therein, for the benefit of all concerned, or to someone
who, by the maritime law, acts under him or succeeds to his
authority.
In case of the master's death, disability, or absence, no doubt
the mate or other chief officer of the vessel may succeed to the
authority of the master in this as in other respects.
The Ann
C. Pratt, 10 N.Y.Leg.Obs.193; 1 Curt. 340, and 18 How.
59 U. S. 63.
In
Price v. Noble, 4 Taunt. 123, in which a necessary
jettison, made after a privateer had captured the ship, had taken
out her captain and crew, except the mate and tow men, and had put
a prize master and crew on board, was held (the ship having been
recaptured by the mate, and carried into a British port) to be a
ground for contribution in general average, the jettison was made,
as the report states, "with the assistance and approbation of the
mate," and the prize master and crew, as the court noted,
"had so much better an opinion of the judgment of the mate than
of their own that they consulted him, and entrusted him with the
navigation, and the stores seem to have been thrown over by his own
individual direction."
And Lord Tenterden so understood that case, saying that it was
there decided
"that the shippers of goods were liable to contribution for
stores necessarily and by the advice of the mate thrown overboard
after the ship was captured and while in possession of the enemy,
for the capture, without condemnation, did not divest the property
of the owners while a
spes recuperandi remained."
Abbott on Shipping (11th ed.) 528.
A German commentator has suggested that if a peril should be
encountered while a pilot has command of the vessel, a case may be
supposed in which the pilot might order a sacrifice in
contradiction to the master, without depriving the sacrifice of the
character of a general average loss. Ulrich, Haverei Gesetze 6. But
no judicial decision has been found which recognizes a right in the
pilot to make a jettison or other sacrifice. The reason for
requiring a vessel to take a
Page 157 U. S. 402
pilot is his familiar acquaintance with particular waters. "His
duty," said MR. JUSTICE Story, speaking for this Court, "is
properly the duty to navigate the ship over and through his
pilotage limits, or, as it is commonly called, his pilotage
ground."
The Hope, 10
Pet. 108,
35 U. S. 123.
To the pilot, therefore, temporarily belongs the whole conduct of
the navigation of the ship, including the duty of determining her
course and speed and the time, place, and manner of anchoring her.
Cooley v. Board of
Wardens, 12 How. 299,
53 U. S. 316;
The Christiana, 7 Moore P.C. 160, 171;
The City of
Cambridge, L.R. 5 P.C. 451. But the master still has the duty
of seeing to the safety of the ship and to the proper storage of
the cargo. For instance, the duty to keep a good lookout rests upon
the master and crew.
The Iona, L.R. 1 P.C. 426. And it has
been held by Dr. Lushington in the English High Court of Admiralty
that although a pilot is in charge, the trim of the ship is within
the province of the master;
The Argo, Swabey 462, as well
as the duty, if two vessels are entangled together, to cut away
part of the rigging of his vessel when necessary in order to avoid
a collision or to lessen its effect; because the vessel, the judge
said,
"was not under the orders of the pilot for this purpose; she was
only under the pilot's directions for the purpose of navigation,
and the master, in a case of this description, is not to wait for
the pilot's directions, which would tend to create great confusion
and delay."
The Massachusetts, 1 W.Rob. 371, 373. Rigging so cut
away by the master would seem to be a subject of general average as
between the vessel and her cargo. Lowndes on Average (4th ed.)
109-110; 1 Parsons on Shipping 351.
The authority of the pilot as regards general average was not
touched by the decision of this Court in
The
China, 7 Wall. 53, by which a vessel, in charge of
a pilot whom she had been compelled by law to take on board and
brought by his negligence into collision with another vessel, was
held, upon a libel
in rem, to be liable in damages to the
owners of that vessel. That decision proceeded not upon any
authority or agency of the pilot derived from the civil law of
master and servant, or from the common law, as the representative
of
Page 157 U. S. 403
the owners of the ship and cargo, nor upon the law of
contribution in general average as between them, but upon a
distinct principle of the maritime law -- namely, that the vessel,
in whosesoever hands she lawfully is, is herself considered as the
wrongdoer, liable for the tort, and subject to a maritime lien for
the damages. 7 Wall.
74 U. S. 68. As
said by Mr. Evarts, in his argument for the libelants:
"This theory treats the faults of conduct in the vessel's
navigation as imputable to the vessel itself, and discards as
immaterial all considerations touching the
adjustment
among the navigators, or between them and the owners, of the
personal fault or personal responsibility of the misgovernment of
the vessel."
7 Wall. 56 [argument of counsel -- omitted]. And, as observed by
this Court in another case decided at the same term, cases of
general average "certainly are not cases of tort."
The
Eagle, 8 Wall. 15,
75 U. S. 23. It
is worthy of notice also that the responsibility of the vessel for
torts does not include her cargo.
The Malek
Adhel, 2 How. 210,
43 U. S.
235-237;
The Victor, Lushington 72;
The
Flora, L.R. 1 Ad. & Ec. 45, 48.
But if a general average loss could be held to arise from an act
of a pilot, without or against the order of the master of the
vessel, it could only be because the pilot, by the maritime law,
and by reason of his nautical skill and experience, temporarily
took the place of the master, and was specially charged with the
command and the safety of the whole maritime adventure, and of that
adventure only. However it might be with a pilot, there is no case
in England or America, before the one at bar, in which a sacrifice
made by a stranger in no way connected with the navigation of the
ship, or with the control or the care of the ship and cargo, as a
distinct maritime adventure, has been held to give a right to
contribution in general average.
There can be no general average unless there has been a
voluntary and successful sacrifice of part of the maritime
adventure, made for the benefit of the whole adventure, and for no
other purpose, and by order of the owners of all of the interests
included in the common adventure, or the authorized representative
of all of them. The safety of any property on land or water not
included in that adventure can neither
Page 157 U. S. 404
be an object of the sacrifice nor a subject of the
contribution.
For example, from early times and in all countries, the master
has been required, upon arrival of the ship in port, to make, with
some of the crew, a protest upon oath that the jettison was made
for the safety of the ship and lading, and for no other cause.
Oleron, art. 8; Wisby, art. 20; , 1 Malyne (3d ed.) 113; Beawes
(4th ed.) 148; 2 Molloy, c. 6, § 2; Marsh. Ins. (5th ed.) 433;
Abbott on Shipping (11th ed.) 526.
The first edition of Arnould on Marine Insurance, indeed --
substantially following 2 Phillips on Insurance, c. 15, sec. 2 (2d
ed.) 96 -- contained this paragraph:
"If, with a view to the general safety of ship and cargo, it
becomes necessary to damage and destroy another ship, or any part
thereof, the loss thereby incurred must, it seems, be made good by
a general average contribution. Thus, if a number of ships are
lashed together, and one takes fire, and the crews of the others
unite in scuttling the burning ship for the safety of the rest, the
loss of the ship so sunk is said to be a general average loss, to
which all those saved thereby must contribute, and the law is the
same if a crew, for the safety of their own ship, cut the cable of
another."
2 Arnould on Insurance pt. 3, c. 4, (1st ed.) 895-896. This is
not laid down absolutely, but only as "it seems" and "is said."
The authorities there cited as to contribution for one ship
taking fire and scuttled to save neighboring ships are Casaregis,
disc. 46, no. 45; Ordinance of Bilbao, c. 20, art. 21, and 2 Azuni
on Maritime Law, c. 3, art. 2. Casaregis states the point as a
doubtful one, and the authorities to which he refers are
conflicting, and more or less influenced by local law or custom.
The Ordinance of Bilbao was a peculiar and local ordinance,
apparently not in accord with the general law of Spain. 2 Magens
400; Stevens and Benecke on Average (Amer. ed.) 166; Gregorio
Lopez, ad. Partidas, pt. 7, tit. 15, 1. 12, note 2. And Azuni,
speaking by way of illustration only, treats the right to destroy
and the duty to make contribution as alike in the cases of a
burning ship on the sea and of a burning house upon land.
Page 157 U. S. 405
But the law of general average in England and America is limited
to property included in a maritime adventure, and has no
application to other property on land or to contracts relating to
such property. In
Welles v. Boston Ins. Co., 6 Pick. 182,
sometimes cited as a judicial application of general average to
insurance of buildings or their contents against fire, there was
nothing of the kind. That was an action on a policy of insurance
against fire on a stock of goods, the owners of which, upon the
breaking out of a fire in the neighborhood, and with the consent of
the insurance company, and in order to save the goods and the
building containing them, procured blankets, wet them, and spread
them on the outside of the building, whereby the building and goods
were saved, and the blankets rendered worthless. The insurance
company having admitted its liability for such proportion of the
value of the blankets as the amount of its insurance on the
plaintiffs' goods bore to the whole value or their goods and
building, the court had no occasion to pass, and did not pass, upon
that, saying only that for a proportion of the sacrifice made by
the plaintiffs, "they are equitably, if not legally, entitled to
recover." The only claim in controversy was the claim of the
plaintiffs to recover the whole value of the blankets, or at least
to a contribution from neighboring buildings insured by the same
company, and this claim was disallowed by the court.
By our law, indeed, either public officers or private persons
may raze houses to prevent the spreading of a conflagration. But
this right rests on public necessity, and no one is bound to
compensate for or to contribute to the loss unless the town or
neighborhood is made liable by express statute. 2 Kent Com. 338,
339;
Bowditch v. Boston, 101 U. S. 16;
Taylor v. Plymouth, 8 Met. 462;
The John Perkins,
21 Law Reporter 87, 97;
The James P. Donaldson, 19 F. 264,
269. Another instance of a right founded on necessity is the case
of
The Gravesend Barge, or
Mouse's Case, decided
and reported by Lord Coke, in which it was held that in a tempest,
and to save the lives of the passengers, a passenger might cast out
ponderous and valuable goods without making himself
Page 157 U. S. 406
liable to an action by their owner. 12 Rep. 63, 1 Rolle 79; 2
Bulstr. 280.
The suggestion of Arnould in the passage above cited that a ship
whose crew, for her safety, cut the cable of another ship must
contribute in general average for the value of the cable is
directly contrary to the opinion of Labeo, preserved in the
Pandects and approved by Emerigon.
Labeo scribit, si cum vi
ventorum navis impulsa esset in funes anchorarum alterius, et
nautae funes praecidissent, si nullo alio modo, nisi praecisis
funibus, explicare se potuit, nullam actionem dandam. Dig. 9,
2, 29, 3; Emerigon on Ins., c. 12, sect. 14, § 5.
In the case of a collision between two vessels by the fault of
both, the maritime law everywhere, by what has been called
rusticum judicium, apportions equally between both vessels
the damages done to both.
The Catharine,
17 How. 170;
The North Star, 106 U. S.
17;
The Max Morris, 137 U. S.
1. But if the collision, without fault on the part of
either vessel, is caused by inevitable accident, as by the one
being driven by a storm against the other, then, although by the
law of some European countries the loss is apportioned, yet by our
law, as by the laws of Rome and of England, each vessel must bear
her own loss, and, as said by Mr. Justice Story, "it is not the
subject of apportionment or contribution or of general average in
any form."
Peters v. Warren Ins. Co., 3 Sumner 389, 394;
The
Washington, 14 How. 532,
55 U. S. 538;
The John
Fraser, 21 How. 184,
62 U. S.
194.
In the later editions of Arnould, by Maclachlan, the paragraph
above quoted has been doubtingly retained and finally omitted, and
the following propositions laid down:
"The singular law relating to this subject, adopted and observed
by all the maritime peoples of Europe, and now also of America, . .
. is unknown to us except in connection with seafaring adventure. .
. . When the danger is of a total loss of the common adventure, so
imminent and conclusive as, in the view of a judicious and skilled
mariner, to admit of but one alterative, and that the alternative
of a sacrifice, say, of part of the whole, the making of such
sacrifice is justified -- in fact, becomes a duty of the master as
agent of all -- and is a general average
Page 157 U. S. 407
act in law. . . . In order to its being a general average act,
it must have been done for the common adventure."
2 Arnould on Ins., (3d ed.) pt. 3, c. 4, 782; (5th ed.) 813,
814, 820, 832.
Mr. Justice Shee, in a note to Abbott on Shipping, after
reviewing the statements of many continental writers upon the
subject, concludes:
"Upon the whole, it is impossible, consistently with the opinion
of Lord Tenterden and with the doctrine of all the writers on
maritime law, whose opinions have not been warped by the
exceptional legislation or practice of the countries in which they
have written, to recognize a rule respecting ship's expenses more
comprehensive than the following one: expenses voluntarily and
successfully incurred, or the necessary consequences of resolutions
voluntarily and successfully taken, by a person in charge of a sea
adventure for the safety of life, ship, and cargo under the
pressure of a danger of total loss or destruction imminent and
common to them give, the ship being saved, a claim to general
average contribution."
Abbott on Shipping (11th ed.) 537, note. In
Harrison v. Bank
of Australasia, L.R. 7 Ex. 39, 48, that statement was quoted
as laying down the true rule, although there was a difference of
opinion as to whether the facts of the case came within it.
See
also Robinson v. Price, 2 Q.B.D. 91, 94, 295.
The general maritime law is in force in this country so far only
as it has been adopted by our own laws and usages.
The
Lottawanna, 21 Wall. 558,
88 U. S. 572;
The Scotland, 105 U. S. 24,
105 U. S. 29;
Liverpool Steam Co. v. Phenix Ins. Co., 129 U.
S. 397,
129 U. S.
444.
Three important decisions in the courts of the United States
directly support the position that, in order to give a right to
contribution in general average, the sacrifice must have been made
for the safety of the common adventure, and for no other purpose.
The Mary, 1 Sprague 17;
The John Perkins, 3 Ware
89 and 21 Law Reporter 87;
The James P. Donaldson, 19 F.
264 and 21 F. 671.
In
The Mary, in the District Court of the United States
for the District of Massachusetts, Judge Sprague, a most eminent
admiralty judge, held that a voluntary sacrifice made for the
Page 157 U. S. 408
general benefit of the whole adventure and also for the
particular benefit of the cargo was not a subject of general
average. 1 Sprague 19.
In
The John Perkins, in the District of Massachusetts,
two schooners, the
John Perkins and the
Wyvern,
having accidentally been enclosed in a large and dangerous field of
ice and being in great peril, and the crews of both vessels having
left them and escaped to the shore, except one Nickerson, who
remained on board the
Wyvern, which was at anchor, he,
perceiving the
John Perkins drifting towards the
Wyvern, and to prevents a collision, cut the
Wyvern's cable, and thus prevented the destruction of both
vessels, and a libel was filed by him, and by the master, in behalf
of the owners, officers, and crew of the
Wyvern claiming
salvage, and also damages, or else a contribution in general
average, for the loss of her cable and anchor. Judge Ware in the
district court, and Mr. Justice Curtis in the circuit court on
appeal, both held that neither the claim of salvage nor that of
general average could be sustained, and Mr. Justice Curtis,
reversing in this respect only the decision of Judge Ware, held
that there could be no recovery in damages for the value of the
cable and anchor. 3 Ware 89, 21 Law Reporter 87.
Mr. Justice Curtis declared that the right of contribution in
general average had never been, so far as he was aware, and could
not be, extended beyond those who had voluntarily embarked in a
common adventure, and therefore decided that the cutting of the
cable of the one vessel by her crew to avoid or escape an
apprehended collision with the other vessel made no case for
contribution in general average. After saying
"[i]t is certainly true that such a claim, when viewed
theoretically, has an equity very similar to, if not identical
with, that on which the famous Rhodian law was founded, and out of
which the more modern doctrines of the law of general average have
grown,"
he added, "[a]t the same time, it is quite clear that the Roman
law never applied the principle between mere strangers," and cited
the opinions of Labeo and of Emerigon, above referred to, as being
upon "the precise case under consideration, except that the cable
is cut by the mariners
Page 157 U. S. 409
of the other vessel, which can scarcely weaken the claim." He
further observed that in
Dupont v.
Vance, 19 How. 162, as well as in
Lawrence
v. Minturn, 17 How. 100, both cited above, this
Court
"considered that the master, in case of necessary voluntary
sacrifice to escape peril, was acting as the authorized agent of
all concerned in the common adventure, and so bound all by his act
-- a principle which could hardly apply between mere
strangers."
After referring to other authorities, he said that in
Sturgis v. Cary, 2 Curtis 382, 384, he had declared that
he did not consider the right to recover a general average
contribution as arising from a contract, but from
"a principle of natural justice, that they who have received a
common benefit from a sacrifice voluntarily made by one engaged in
a common adventure should unite to make good the loss which that
sacrifice occasioned,"
and concluded as follows:
"But I never entertained a doubt that, from the relation of the
parties to a common adventure, the law would imply a contract for
the purpose of a remedy; nor did I then suppose that it would be
implied between strangers, who were not united in a common
adventure by one or more contracts of affreightment. The ancient as
well as the modern codes of sea laws proceed upon the assumption
that the master, representing all the aggregate interests by
holding that office, has the rightful power to judge upon the
sacrifice of one of the interests which he thus represents for the
benefit of the others. But they afford no ground for the position
that he may judge and act for mere strangers, whose property has
not been confided to his care. In my opinion, the only subjects
bound to make contribution are those which are united together in a
common adventure and placed under the charge of the master of the
vessel, with the authority to act in emergencies as the agent of
all concerned, and which are relieved from a common peril by a
voluntary sacrifice made of one of those subjects. Consequently I
must reject the claim for general average."
21 Law Reporter 97, 98.
That judgment of Mr. Justice Curtis clearly shows that in his
opinion there could be no general average except upon a voluntary
sacrifice of part of the common adventure for
Page 157 U. S. 410
the benefit of the adventure alone, and made by the owners of
the interests engaged in that adventure, or by the master
representing them all, and therefore the cutting of the cable of
one vessel to avoid an impending collision with another vessel
driven by a storm would not be a subject of contribution between
the two vessels, whether the cable was cut by the vessel to which
it belonged or by the other vessel.
In
The James P. Donaldson, in the Eastern District of
Michigan, MR. JUSTICE BROWN, then district judge, and Mr. Justice
Matthews, each fully approved and strongly relied on that judgment
and on the principle which governed it, although they differed as
to the application of the principle to a claim of general average
against a tug for the abandonment of her tow of barges, with the
intention and with the effect of losing the tow and saving the
tug.
In the district court, Judge Brown said:
"It is true there are in this case many of the elements which go
to entitle the barges to a general average contribution, as state
in the leading case of
Barnard v. Adams, 10 How.
270; still I know of no case wherein the principle of mutual
contribution has been extended beyond the ship, her boats, tackle,
apparel, furniture, and cargo. I understand the law of general
average to be an outgrowth of the law maritime as applied to the
carriage of goods by sea. It is never applied to cases of a
voluntary sacrifice of property upon land, when made to preserve
the property of others from a greater loss. . . . Indeed, the cases
have gone so far as to hold that the parties themselves who commit
an act of depredation for the public safety are not liable in
trespass."
After referring to a number of authorities, he stated his
conclusions as follows:
"From this review of authorities, it is quite apparent that the
doctrine of general average contribution arises from the peculiar
relations existing between the ship and her cargo. . . . The law of
general average is confined to those cases wherein a voluntary
sacrifice is made of some portion of the ship or cargo for the
benefit of the residue, and it has no application to a contract of
towage."
19 F. 269, 270-272.
In the circuit court, on appeal, Mr. Justice Matthews,
Page 157 U. S. 411
after citing the passage above quoted from the first edition of
Arnould on Insurance, said that
"it must be admitted that no judicial precedent to that effect
has been found in the decisions of either English or American
courts, and that the case, as put, lacks the necessary element of a
common interest, united by consent of several owners, delivered by
the authorized act of a common agent, from an imminent peril
threatening the whole by the voluntary sacrifice of a part."
And he reversed the decision of the district court solely
because, as he thought, the tug and the barges were not strangers
to each other, but by the contract of towage were bound together
and interested in a common adventure, and the master of the tug had
charge of the navigation of the whole tow for the voyage and for
the purposes of that navigation, and, to meet its exigencies, was
invested with authority to act for all. 21 F. 676, 678.
This summary of the grounds of the two opinions delivered in
The James P. Donaldson sufficiently shows that both
proceeded upon the fundamental principle in general average that
the sacrifice must be made solely for the benefit of the common
adventure, and that the interests of strangers to that adventure
neither contribute nor are contributed for.
Doubtless, acts necessary to save the common adventure from an
impending peril, or from its consequences, may either be done by
the master and crew themselves, or else the master of the ship, or
the owner, if present, may, in a proper case, avail himself of the
aid of other private persons, or of public authorities, and
necessary and reasonable expenses paid for such aid may be a
subject of contribution in general average.
The Star
of Hope, 9 Wall. 203,
76 U. S. 227,
76 U. S. 234,
Gage v. Libby, 14 Allen, 261, 269;
Rose v. Bank of
Australasia, (1894) App.Cas. 687.
In this country, when a ship is on fire, damage caused to goods
in the hold by water either poured down from above or let in by
scuttling the ship by the master, or under his order and direction,
for the purpose of saving ship and cargo, has long been considered
a subject of general average.
Columbian Ins. Co. v.
Ashby, 13 Pet. 331,
38 U. S. 340; 1
Parsons on
Page 157 U. S. 412
Shipping 365, and many cases cited below. In such a case, at one
time, the practice of English adjusters was to allow only the
damage done to the ship by cutting holes in her to admit the water,
but not the damage done by the water to the ship or cargo. Lowndes
on Average (4th ed.) 68. But that practice was changed in deference
to the opinion of the Court of Queen's Bench (although any
expression of opinion upon the point was avoided in the Exchequer
Chamber) in
Stewart v. West India Co. (1873), L.R. 8 Q.B.
88, 362. And the law of England in that respect has since been
settled in accordance with out law.
Whitecross Co. v.
Savill (1882), 8 Q.B.D. 653.
By Rule 3 of the York-Antwerp rules of 1877, adopted while the
law of England upon that question was unsettled and referred to in
the charter party of the
J. W. Parker,
"damage done to a ship and cargo, or either of them, by water or
otherwise in extinguishing a fire on board the ship shall be
general average, except that no compensation be made for damage
done by water to packages which had been on fire."
All those rules, like the Glasgow Resolutions of 1860 and the
York Rules of 1864, relate only to the subjects of contribution in
general average, and do not touch the question by whom the
voluntary sacrifice must be made. Lowndes on Average (4th ed.)
appx. U.
The resolutions of the international Congress at Brussels, in
1888, while they likewise include, among the things considered as
subjects of general average, "damage caused to the ship, and to the
goods not injured by the fire, as the result of extinguishing a
fire taking place on board," lay down, in the first article, as the
leading principle of general average:
"
Les avaries communes sont les depenses extraordinaires et
les sacrifices faits volontairement par le capitaine ou d'apres ses
orderes, pour le bien et le salut commun du navire et du
chargement"
which may be rendered in English:
"General average is an extraordinary expenditure or a sacrifice
voluntarily made by the captain or pursuant to his orders for the
common good and safety of the ship and cargo."
Actes du Congres International de Droit Commercial de Bruxelles
(1888) pp. 418, 419.
Page 157 U. S. 413
In none of the cases cited by the appellees was property
sacrificed to put out a fire by direction of others than the master
or mate of a ship adjudged to be a general average loss.
In
Nimick v. Holmes, 25 Penn.St. 366, in which a fire
had broken out on a steamboat lying at a wharf, it was by direction
of her officers that steam and water were poured into the hold by
means of her own apparatus and hose, and that she was afterwards
scuttled. In
Heye v. North German Lloyd, 33 F. 60 and 36
F. 705, also, the fire was extinguished by the officers and crew
only. In
Gregory v. Orrall, 8 F. 287, the floating fire
engines used in putting out the fire were apparently employed by
the master, and under his control. In
Nelson v. Belmont, 5
Duer 310, 322, the fire engine companies were hired by the master
of the ship, and the question controverted was whether a valuable
part of the cargo, previously put by him on board another vessel,
was liable to contribute.
In
The Roanoke, 46 F. 297 and 53 F. 270, in the
District Court of the United States for the Eastern District of
Wisconsin, although the fire department took part in extinguishing
the fire, everything was done by the direction and with the
approval of the master. Judge Jenkins, in overruling exceptions to
the libel, said:
"It was a selection by the master for sacrifice of that which by
the act must necessarily be destroyed. . . . The master must be
presumed to have designed the consequences necessarily resulting
from the act directed. . . . The objection that the act was that of
the municipal authorities, without direction or concurrence on the
part of the master, is ill sustained in point of fact. The protest
discloses that the alarm was given, and the fire department called
into action, by the master of the vessel. The action of the firemen
was therefore by his procurement. Subsequent flooding was the
direct act of master and crew."
46 F. 299, 300. And his decision on the merits was based upon
this postulate:
"The master is made the agent, in the law, of the vessel, of the
cargo, of the parties owning the cargo and owning the vessel, and
given the discretion in
Page 157 U. S. 414
time of emergency to subject the one to loss for the
preservation of the other."
53 F. 271. His opinion was approved and adopted by the circuit
court of appeals without further discussion of the question. 59 F.
161. The opinion of Judge Hanford in
The Rapid Transit, 52
F. 320, contains only a very brief and general statement of facts,
and is rested on the authority of the first opinion of Judge
Jenkins in
The Roanoke.
In
Whitecross v. Savill, 8 Q.B.D. 653, in the English
Court of Appeal, a fire which had broken out in the hold of a ship
while she was lying at a wharf in her port of destination was
extinguished by pouring water into the hold pursuant to the orders
of the master, and it was the consequent damage to the cargo from
his act that was held to be a general average loss. Lord Coleridge
said:
"It must be shown that an imminent peril existed, and that the
master deliberately, and for the sake of preserving the adventure,
sacrificed that in respect or which contribution is claimed."
Id., 659. And Lord Justice Brett said:
"If there is an imminent danger, and if the captain sacrifices
part in order to save the rest of the adventure, a claim for a
general average contribution arises. . . . It has been said that
the defendants' vessel might have been scuttled, but the expense of
raising and repairing her would have entitled her owners to a
general average contribution, and because an apparently alternative
mode of proceeding existed, the captain cannot be said to have
acted unreasonably."
Id., 662, 663.
The members of a fire department, or other persons, under the
command of municipal officers of a port, and not under the
employment and direction of the master of the ship, are simply
executing a public duty, and are not acting, by any implication of
contract or of law, for or in behalf of the owners of the ship and
cargo.
The Mary Frost, 2 Woods 306;
The Cherokee,
31 F. 167, 170;
Wamsutta Mills v. Old Colony Steamboat
Co., 137 Mass. 471.
Considering how ancient and universal is the law of general
average, how frequent the occasions for invoking it under every
variety of circumstances, and how diverse the opinions
Page 157 U. S. 415
which have been expressed in regard to its application and
extent, it is significant that the learned arguments of counsel,
supplemented by further researches, have disclosed no commercial
code, no opinion of a commentator, and no judicial decision
supporting a claim to contribution in general average for the
destruction of ship or cargo by the municipal authorities of a
port, without the direction of the master or other commanding
officer of the ship. That being so, it is difficult to see how the
parties to a maritime adventure can be considered either to have
contracted to contribute to such a loss or to be subjected by the
law, without their consent, to the duty of so contributing.
The first and only case, so far as we are aware, in which a
claim of general average was ever made in any court for the
destruction of vessel or cargo by act of the municipal authorities
of a port without the order or concurrence of the master or
commanding officer of the vessel was in the Supreme Judicial Court
of Massachusetts in
Wamsutta Mills v. Old Colony Steamboat
Co. (1884), 137 Mass. 471. In that case, a steamship, with her
cargo, having just arrived in the port of New Bedford, and lying at
a wharf near other vessels and near buildings, a fire broke out in
her hold. The chief engineer of the fire department of the city
went to the vessel with firemen and fire engines, and, acting
entirely on his own judgment, without any orders or directions from
or conference with the officer in charge of the vessel, ordered
holes to be cut in her, through which water was poured by the
engine into the hold until the vessel sank. The mate and crew were
present, but rendered no assistance in extinguishing the fire, and
no objection to the use of the water was made by the mate, or by
the master, when he arrived. What was done was necessary to
extinguish the fire, which, if allowed to burn, would have spread
to the neighboring vessels and buildings. A claim of general
average was made against the owner of the steamship by an owner of
cotton on board, damaged by the water poured into the ship by the
fire department.
The court, speaking by MR. JUSTICE FIELD, since Chief Justice of
Massachusetts, admitted that,
"although the steamship
Page 157 U. S. 416
was at her wharf, the maritime adventure was not at an end; the
ship was still bound to the cargo for its safe delivery, and the
cotton, on account of which the suit has been brought, was
undischarged,"
and that
"it must be considered that it is now established that damage to
unburnt portions of the cargo caused by water intentionally used to
extinguish a fire in a ship is of the nature of a general average
loss."
137 Mass. 472.
Yet the claim of general average was disallowed, because the
fire was not extinguished by the master, or by any person in charge
of the steamship or her cargo, but by the chief engineer of the
fire department of the city, acting not as the agent of the owner
of the ship, but under his own public employment, vesting him with
authority over all property within the municipality, the burning of
which was dangerous, and the essential requisites of a general
average loss were stated as follows:
"To constitute a general average loss, there must be an
intentional sacrifice of a part of the property for the purpose of
saving the remainder from a common peril, or extraordinary
expenditures must be incurred for the purpose of saving the
property in peril. The authority to determine when a sacrifice
should be made, and what property shall be sacrificed, rests with
the master or other person lawfully in command of the ship. His
right to sacrifice the property of other persons than the shipowner
is derived from necessity, whereby, in circumstances of great
peril, he becomes the agent of all persons whose property in the
common adventure is in peril. If this property is injured or
destroyed by strangers to the ship and cargo, who are not employed
by the master or other person in command, it is not a general
average loss. This is evident if the act of the stranger is a tort,
but we do not see that it makes any difference in principle if the
act of the stranger is justifiable on the ground of public or
paramount right. The distinction between a fire put out by the
authority of the master or other person in command and one put out
by public authority, without regard to the will of the master, we
think is sound. When a ship has been brought to a wharf, so far as
it has become
Page 157 U. S. 417
subject to municipal control, if that control is exercised, we
think that it stands no differently from any other property within
the municipality over which the same control has been exercised,
and that the general maritime law does not cover the reciprocal
rights and obligations of the parties to the maritime adventure,\
so far as the consequences of this control are concerned, but that
they are to be determined by municipal law."
137 Mass. 473, 474.
The case at bar comes to this Court by appeal from the circuit
court under the Act of February 16, 1875, c. 77, § 1, by which
that court is required to state its findings of facts and its
conclusions of law separately, and the jurisdiction of this Court
is limited to the determination of the questions of law presented
by the record. 18 Stat. 315. The findings of facts by the circuit
court are conclusive, and cannot be added to or qualified by
referring to the evidence taken in the cause, or to the opinion of
that court or of the district court.
The Annie Lindsley,
104 U. S. 185,
104 U. S. 187;
Sun Ins. Co. v. Ocean Ins. Co., 107 U.
S. 485,
107 U. S. 500;
The Gazelle, 128 U. S. 474,
128 U. S. 484;
The City of New York, 147 U. S. 72,
147 U. S.
76.
The leading facts found by the circuit court are as follows: the
vessel, when the cargo in her hold took fire, was moored in the
port of Calcutta, and near other vessels, as is shown by the
finding of fact that, as soon as the mate sounded the alarm of
fire, "from sixty to seventy men from the crews of the neighboring
vessels" came to his assistance, bringing their buckets with them,
as well as a force pump "from a ship nearby," and poured water into
the hold. Afterwards the port authorities came with fire engines,
and took the direction of the vessel, and were found by the master,
when he returned on board, in charge of her. The port authorities
pumped steam and water from their engines into the hold, and moved
the vessel from her moorings, and put her aground. The master does
not appear to have objected to their taking charge of and moving
the ship, and any objection on his part would have been futile, for
it was clearly within their powers as conservators of the port. The
master successfully removed part of the cargo, and desired, and
believed it to be prudent and
Page 157 U. S. 418
feasible to remove more. But the port authorities forbade and
prevented his doing so because of the danger of increasing the
fire, and, acting upon their own judgment, extinguished the fire by
scuttling the vessel, whereby she became a wreck, not worth
repairing. The master, being then permitted by the port authorities
to resume charge of the vessel, saved the rest of the cargo in a
damaged condition.
If the course desired and proposed by the master had been
followed, the injuries, either to the cargo or to the ship or to
both, might have been different from those caused by the measures
taken by the port authorities, and the difference in the property
sacrificed might have affected the adjustment of contribution in
general average.
The circuit court, indeed, has found as facts that
"the measures taken by the mate before the port authorities took
charge of the ship, and those subsequently taken by the port
authorities, were the best available to extinguish the fire and to
save greater loss upon the cargo."
But it is not found whether the motive and purpose of the port
authorities was to save this vessel and her cargo or to save other
vessels and property in the port; whereas, in order to constitute a
general average, the sole object of the sacrifice must appear to
have been to save this vessel and cargo. Moreover, by the law of
general average, the question what measures were the best and most
prudent, the most feasible and available, to extinguish the fire,
or, in other words, what part of the maritime adventure should be
sacrificed, and in what manner, for the safety of the rest of the
adventure, was to be determined by the master at the time of the
emergency, and his determination, faithfully and reasonably made,
was, so far as affects the right of mutual contribution between the
parties to the adventure, not to be overruled by the municipal
authorities at the time, or by the court long afterwards.
The result of the principles above stated, confirmed by the
authorities above referred to, may be summed up as follows:
The law of general average is part of the maritime law, and not
of the municipal law, and applies to maritime adventures only.
Page 157 U. S. 419
To constitute a general average loss, there must be a voluntary
sacrifice of part of a maritime adventure for the purpose and with
the effect of saving the other parts of the adventure from an
imminent peril impending over the whole.
The interests so saved must be the sole object of the sacrifice,
and those interests only can be required to contribute to the loss.
The safety of property not included in the common adventure can
neither be an object of the sacrifice nor a ground of
contribution.
As the sacrifice must be for the benefit of the common
adventure, and of that adventure only, so it must be made by
someone specially charged with the control and the safety of that
adventure, and not be caused by the compulsory act of others,
whether private persons or public authorities.
The sacrifice, therefore, whether of ship or of cargo, must be
by the will and act of its owner, or of the master of the ship, or
other person charged with the control and protection of the common
adventure and representing and acting for all the interests
included in that adventure, and those interest only.
A sacrifice of vessel or cargo by the act of a stranger to the
adventure, although authorized by the municipal law to make the
sacrifice for the protection of his own interests or of those of
the public, gives no right of contribution, either for or against
those outside interests, or even as between the parties to the
common adventure.
The port authorities are strangers to the maritime adventure,
and to all the interests included therein. They are in no sense the
agents or representatives of the parties to that adventure, either
by reason of any implied contract between those parties or of any
power conferred by law over the adventure as such.
They have no special authority or special duty in regard to the
preservation or the destruction of any vessel and her cargo, as
distinct from the general authority and the general duty
appertaining to them as guardians of the port, and of all the
property, on land or water, within their jurisdiction.
Their right and duty to preserve or destroy property, as
necessity may demand, to prevent the spreading of a fire, is
Page 157 U. S. 420
derived from the municipal law, and not from the law of the
sea.
Their sole office and paramount duty, and, it must be presumed,
their motive and purpose, in destroying ship or cargo, in order to
put out a fire, are not to save the rest of a single maritime
adventure, or to benefit private individuals engaged in that
adventure, but to protect and preserve all the shipping and
property in the port, for the benefit of the public.
In the execution of this office and in the performance of this
duty, they act under their official responsibility to the public,
and are not subject to be controlled by the owners of the
adventure, or by the master of the vessel as their
representative.
In fine, the destruction of the
J. W. Parker by the act
of the municipal authorities of the port of Calcutta was not a
voluntary sacrifice of part of a maritime adventure for the safety
of the rest of that adventure, made, according to the maritime law,
by the owners of vessel or cargo or by the master as the agent and
representative of both. But is was a compulsory sacrifice, made by
the paramount authority of public officers deriving their powers
from the municipal law, and the municipal law only, and therefore
neither gave any right of action nor of contribution against the
owners of property benefited by the sacrifice, but not included in
the maritime adventure, nor yet any right of contribution as
between the owners of the different interests included in that
adventure.
MR. JUSTICE JACKSON, now absent, took part in the decision of
this case, and concurs in the opinion of the Court.
Decree reversed, claim of general average for loss or damage
by the acts of the port authorities disallowed, and case remanded
to the circuit court for further proceedings consistent with this
opinion.
MR. JUSTICE BROWN, with whom concurred MR. JUSTICE HARLAN,
dissenting.
I Am compelled to dissent from the opinion of the Court in this
case. I find myself unable to escape the conviction that
Page 157 U. S. 421
a person who has lawful possession of a vessel and exercises the
authority of a master over it, either by appointment or consent of
the owner or by operation of law, is to be considered the master
pro hac vice, and competent to bind the vessel or her
cargo by all acts without the scope of his apparent authority.
There is in this case a failure to find an important fact --
namely, whether the action of the port authorities was taken in the
interest of the ship and cargo alone or in the interest of other
neighboring property exposed to the conflagration. In the opinion
of the Court it is assumed that the bark was moored near to other
vessels from the fact found by the circuit court that, as soon as
the mate sounded the alarm of fire, "from sixty to seventy men from
the crews of the neighboring vessels came to his assistance,"
bringing their buckets with them, as well as a force pump, "from a
ship nearby," and poured water into the hold. That appears to me
very slender evidence upon which to base the opinion that the
action of the port authorities was dictated mainly by a desire to
prevent a general conflagration, especially in view of the fact
that the district judge in his opinion, which, under our rules, is
sent up with the record in the case, states that:
"If it appeared in this case, or if the evidence warranted the
inference, that their measures were adopted in view of any actual
or supposed danger to the port or to other ships, and that they
acted differently than if the common benefit of the ship and cargo
alone were considered -- in other words, if there was any sacrifice
of the ship and cargo for the supposed interest of other property
-- I should consider the case not one of general average. But there
is no evidence to warrant any such inference. This ship was far
from shore, and apparently threatened no other property. The
circumstances do not indicate that there was any conflict of
interests between the ship and the shore, or that the port
officials in any degree designed to sacrifice, or did sacrifice,
any interest of the cargo to the safety of other property. There
was no occasion and no motive for their doing so. The most that can
be inferred is that there was some difference of judgment between
them
Page 157 U. S. 422
and the master as to the amount of exposure it was prudent to
permit to the smoldering fire, and in case of a difference of
judgment, the determination must rest upon those upon whom the law
for the time being imposes the responsibility of action -- in this
case, the port officials."
He further finds that
"that port officials were by law in command while the ship was
on fire; that the purpose of the act of sacrifice was the common
good of the ship and cargo alone; that the circumstances indicate
that there was not in this case any interest of the port, or of
other vessels, that in the least influenced the port officials in
their action, or the smallest sacrifice of the ship or cargo in
reference to any outside interests."
It may be true that the facts here stated, not being
incorporated in the findings, are not such as can be considered by
us upon appeal to this Court; but, speaking for myself, I think the
case should have been remanded for a further finding upon this
point, since it is quite possible these facts might be considered
as having a bearing upon the result. The opinion, however, is put
upon the broad ground that the sacrifice must not only be for the
benefit of the common adventure, but must be made by some one
specially charged with the control and safety of that adventure,
and must not be caused by the compulsory act of others, whether
private parties or public authorities. To this I am unable to give
my assent.
No authority is cited in support of this proposition except the
single case of
Wamsutta Mills v. Old Colony Steamboat Co.,
137 Mass. 471, in which it appeared that the steamship was lying at
a wharf, "near other vessels, and near buildings," when a fire
broke out in her hold, and that what was done was necessary to
extinguish the fire, which, if allowed to burn, would have spread
to the neighboring vessels and buildings. The opinion of that
court, though perhaps broader in some of its statements than the
circumstances of the case called for, carefully distinguishes
between cases where action is taken for the protection of the
vessel and cargo alone and those wherein action is taken for the
supposed benefit of the public. In delivering this opinion, MR.
JUSTICE FIELD said
"that it was necessary to do what he [the chief engineer] did,
not only for
Page 157 U. S. 423
the purpose of saving the ship and cargo, but for preventing the
spread of the fire to buildings and other property in the city. . .
. No one has a right to have his property burn if thereby the
property of others is endangered. . . . In taking possession of
property for the purpose of extinguishing a fire that threatens to
spread to other property, the chief engineer does not act as agent
of the owner, but under a paramount right. If indeed the fire does
not endanger the property of others, he may act merely as the agent
of the owner, but if the safety of other property is imperiled, he
must act under his public responsibility."
While this case is distinguishable from the one under
consideration in the particular above stated, its general
statements have not escaped criticism. At the annual meeting of the
British Association of Adjusters, the case was commented upon by
the president as "much at variance with out law" -- that is, the
law of England.
I see no reason for criticizing the case of
The John
Perkins, and none for changing the opinion expressed by me in
the case of
The James P. Donaldson. But it seems to me
they have only the remotest analogy to the case under
consideration. The first case involved the power of the custodian
of a ship, who for the time being represented the master, to bind
another ship to contribute to the sacrifice of the cable and anchor
of his own ship. The second case involved the right of a tow to
recover compensation in general average for a sacrifice made by the
master of
another ship -- namely the tug by which she was
being towed -- in casting off her tow line and suffering her to go
ashore. In each case, there was an attempt to extend the law of
general average beyond the ship and cargo engaged in the particular
adventure.
A case which seems to me to be more closely allied in principle
to the one under consideration is that of
The
China, 7 Wall. 53, in which this Court held,
contrary to the English but conformably to the continental
authorities, that a vessel was liable for the consequences of a
collision through the negligence of a pilot taken compulsorily on
board, although it was admitted that if the action had been at
common law against the owner, and probably also
in
personam in admiralty, there
Page 157 U. S. 424
could have been no recovery, as a compulsory pilot is in no
sense the agent or servant of the owner. The opinion must
necessarily rest upon the ground that the vessel is in some sense
herself a principal, and anyone having lawful command of her is,
for the time being, her agent, for whose conduct she is herself
responsible, both in contract and in tort. The principle of the
case in that a person who is exercising the authority of a master
by operation of law is to be considered as master
pro hac
vice, and as invested with authority as such.
While the master is under ordinary circumstances undoubtedly the
person to direct that the sacrifice should be made, it was held in
Price v. Noble, 4 Taunt. 123, that a jettison made by a
prize crew put on board of a British ship was a proper subject for
a general average contribution. This was an action by the owners of
a ship which had been captured by a French privateer and put in
charge of a prize master and a part of the privateer's crew,
against the owners of the cargo for a general average contribution,
caused by throwing overboard certain anchors, cables, and other
stores. The jury found a verdict for the plaintiffs, subject to the
question whether, under the law, they were entitled to recover. The
argument made in behalf of the defendants was that
"every person who puts goods on board a ship tacitly contracts
to entrust their safety to the discretion of the master of the ship
and to abide by his judgment of the necessity of sacrificing a part
of the ship or cargo for the preservation of the rest, and, in case
of such necessity, to contribute accordingly, but the sacrifice in
this case made is not dictated by the master and mariners of the
ship, but by strangers, to whom the respective owners of ship and
cargo have never delegated the like discretion."
Sir James Mansfield held the objection to be untenable, and
refused to set aside the verdict, though the mate, who must have
been their prisoner, and hence without authority, appears to have
concurred in the action of the prize crew.
That damage done by pumping in water or by scuttling and sinking
the ship and extinguishing a fire is a subject of general average
contribution is now too well settled both in
Page 157 U. S. 425
England and in this country to be longer a question of doubt,
although the practice was formerly the other way. There is no
disagreement upon this point. That there must be a common danger in
which ship, cargo, and crew all participate, that the sacrifice
must be necessary, or at least made in the exercise of a reasonable
judgment that it was necessary, and that it must be voluntary are
also admitted. But whether the water be pumped in by the crew or by
a fire engine stationed on shore is quite immaterial, as was held
in
Nelson v. Belmont, 5 Duer 10, 21 N.Y. 36;
Gregory
v. Orrall, 8 F. 287;
The Roanoke, 46 F. 297, 53 F.
270 and 59 F. 161;
Stewart v. West India &c.Steamship
Co., L.R. 8 Q.B. 88.
But if the master be engaged in extinguishing a fire by pumping
in water, and the damage thereby done subjects the property saved
to a general average contribution, I fail to see why he should lose
his right to such contribution if the port authorities, acting
under a local ordinance, interfere and take possession of the
vessel, and do exactly what he was engaged in doing, but more
efficiently and expeditiously. It was for the interest of all
parties that the fire should be extinguished as quickly as
possible, and if the port authorities had more efficient means for
such purposes than the master, and therefore interfered to assist
him, it seems to me he should not lose his right to contribution.
His loss was no greater that it would have been if the port
authorities had not interfered. The damage to the cargo was
evidently much less, so that the shippers were obviously benefited
by such interference. Under such circumstances, it appears highly
inequitable that they should set up a defense which they would not
have been able to assert if their loss had been greater.
If it be true, as assumed in the opinion of the Court, that the
right to a general average contribution arises not from the
contract of the parties, but from operation of law, and upon
principles of natural justice, it seems an anomaly to say that one
who is in possession of the vessel by act of law is not in a
position to make a sacrifice out of which a right of contribution
shall arise. The consequences of the rule announced
Page 157 U. S. 426
by the Court might, under certain circumstances, be so
inequitable as at once to challenge its soundness. Suppose, for
instance, the master had nearly succeeded in extinguishing the fire
before the port authorities had arrived, and, against his protest,
had assumed charge of the vessel. Under such circumstances, he
would clearly be entitled to contribution from such of the cargo as
he had already saved; but how would it be possible to distinguish
between that and such as might have been saved after the port
authorities took possession? In saying that the sacrifice must have
been made by the act of the master, the law evidently intends not
that the word "master" shall be taken in its technical sense, but
that the act must be that of one in authority, and must be the
result of the judgment of some one competent to judge and with
authority to act, as distinguished from the hasty and arbitrary or
timorous action of the crew or of a passenger, who have no
authority to bind the vessel.
Suppose, for instance, a vessel and cargo be discovered
abandoned at sea and derelict, and be taken possession of by
salvors, who, for the purpose of saving the property, throw
overboard a portion of the cargo. Can it be possible that the value
of the property so jettisoned should not be estimated in the
salvage expenses, and be contributed for by the property thus
saved? There can be no question that under such circumstances, the
salving vessel would be entitled to remuneration, but the logical
result of the opinion of the Court in this case is that the owner
of the property thrown overboard would lose its entire value,
because the salvors are not agents of the owners of the vessel, and
are strangers to the adventure.
In this case, there is no finding that the port authorities took
charge of the fire against the will of the master or mate, but upon
his return on board, the master found them in charge. There is no
finding that he made objection to this. The only disagreement
between him and the port authorities seemed to arise from the fact
that the master, after having
"removed 552 bales of jute from the bark, desired to remove
more, but the port authorities objected, and forbade it
Page 157 U. S. 427
because of the danger of increasing the fire."
But this was evidently a disagreement as to a minor particular,
and there is an express finding that
"the measures taken by the mate before the port authorities took
charge of the ship, and those subsequently taken by the port
authorities, were the best available to extinguish the fire, and to
save greater loss upon the cargo."
There seems to have been no objection at the time to the port
authorities moving the ship and putting her aground, although the
master subsequently incorporated an objection to such action in his
protest. In fact, the district judge states that "the master did
not object to the scuttling," and that the chief difference between
them was with respect to keeping the hatches open longer, for the
purpose of removing more of the cargo, to which the officials
objected, in consequence of the increased draught of air serving as
fuel to the flames.
The opinion of the Court tends in every such emergency to put
the master and local authorities in antagonism, to give rise to
unseemly conflicts between them, and to prevent the master from
availing himself of their superior facilities for extinguishing
fires. It seems to me there is no distinction in principle between
a sacrifice made by a master and one made by authority of law,
provided the common safety of the ship and cargo be the object of
their action.
I am authorized to state that MR. JUSTICE HARLAN concurs in this
dissent.