To give a circuit court of the United States jurisdiction on the
ground of diverse citizenship, the facts showing the requisite
diverse citizenship must appear in such papers as properly
constitute the record of the case.
The refusal by the trial court, during the progress of the
trial, of leave to file a plea on the question of the plaintiff's
citizenship and to permit issue
Page 149 U. S. 195
to be joined thereon is within the discretion of that court, and
is not reviewable here.
A person in charge of a joint railroad warehouse in a railroad
center in Texas, the property of one of several companies which
unite in bearing the expense of maintaining it and in selecting its
employs and in controlling its expenses, who makes no contracts and
handles no moneys on behalf of another railroad centering there,
but not participating in the selection of the employees and in
controlling expenses, and who is not on the payroll of the latter
company, is not its "local agent" upon whom process may be served
under the provisions of the statutes of that state (Sayles' Revised
Civ.Stats. Art. 1223a).
The provisions of the Texas statutes which give to a special
appearance, made to challenge the court's jurisdiction, the force
and effect of a general appearance, so as to confer jurisdiction
over the person of the defendant, are not binding upon federal
courts sitting in that state, under the rule of procedure
prescribed by the fifth section of the Act of June 1, 1872, as
reproduced in Rev.Stat. § 914.
The case is stated in the opinion.
MR. JUSTICE JACKSON delivered the opinion of the Court.
This writ of error brings up for our consideration the general
question whether the Circuit Court of the United States for the
Western District of Texas acquired or rightfully exercised
jurisdiction in the present case. This jurisdictional question
arises as follows: the defendant in error, Alexander Pinkney,
brought an action in that court against the plaintiff in error, the
Mexican Central Railway Company, Limited, to recover damages for
personal injuries alleged to have been sustained while in the
performance of his duties as a brakeman in the employ of the
company.
In his original petition, the plaintiff alleged that he was a
resident, citizen, and inhabitant of the County of El Paso, in the
Western District of Texas; that the defendant was a citizen
Page 149 U. S. 196
of Massachusetts, being a corporation organized under the laws
of that state, and having its principal office and place of
business in Boston, and that it was owning, operating, and
maintaining, or operating and maintaining, a line of railroad
running from El Paso, in Texas, southwardly through the Republic of
Mexico, to the City of Mexico, and had an office in El Paso, and a
local agent there, named Harry Lawton.
Upon the filing of this petition a citation or summons was
issued, and was served upon Lawton by the marshal of the district,
who made return thereon as follows:
"Executed on the 23d day of September, 1891, by delivering to H.
Lawton, local agent of the Mexican Central Railway Company at El
Paso, Texas, in person, a true copy of this writ."
On the 30th of September, 1891, the defendant entered a special
appearance for the purpose of excepting to the service of the
citation, and filed a plea in abatement thereto, as follows:
"Now comes the defendant in the above styled and numbered cause,
and, appearing only for the purpose of excepting to the service of
the citation herein, and, not appearing generally or for any other
purpose, says:"
"1st. That Harry Lawton, upon whom the citation herein was
served as the local agent of this defendant, is not the president,
vice-president, secretary, treasurer, general manager, or any
officer, of this defendant, and neither said Lawton, nor any 'joint
agent,' or agent at 'the joint warehouse' in the City of El Paso,
Tex. has ever been designated by this defendant as its officer or
agent upon whom citation might be served in this state and county,
and is not authorized by this defendant to receive or accept
citation on its behalf."
"2d. That before the establishment of what is known as the
'Joint Warehouse' in the City of El Paso, Texas, over which said
Lawton has control and management, importers of goods, their
brokers and agents, were put to great trouble and inconvenience on
account of the lack of the proper and necessary facilities for
handling, examining, weighing, and classifying goods billed to and
from points in the Republic of Mexico upon their arrival at said
City of El Paso over the various
Page 149 U. S. 197
roads hereinafter mentioned, and on account of said
deficiencies, owners of goods destined to points in the Republic of
Mexico were frequently subjected to fines and penalties under the
customs laws of Mexico on account of inaccuracies in the
importation papers required therefor by said Mexican government;
that in the interest and convenience of importers of American as
well as of Mexican goods and merchandise, and in order thereby to
increase the traffic of this defendant, and the other railroads
hereinafter mentioned, there was established, and since maintained,
said joint warehouse, where goods, wares, and merchandise destined
to points in said republic, upon their arrival at said El Paso are
transferred, deposited, and held by the agent in charge thereof for
examination, weighing, and classification as aforesaid prior to
their entry into said republic, and where the import duties on
goods coming from said republic over defendant's line may be
conveniently paid and such goods transferred and turned over to the
proper roads by the agent in charge of said joint warehouse."
"3d. That at the solicitation of the railroads then jointly
interested therein, said warehouse was constructed and established
in or about the year A.D. 1887, by the Atchison, Topeka and Santa
Fe Railroad Company, on property owned by it then and since, until
the same was duly passed by transfer to the Rio Grande and El Paso
Railroad Company, which now and ever since said transfer has owned
said warehouse and the property upon which the same is
located."
"4th. That this defendant pays one-half of all the expense
incurred in the maintenance and operation of said joint warehouse,
while said Rio Grande and El Paso Railroad Company, the Texas and
Pacific Railroad Company, the Galveston, Harrisburg and San Antonio
Railroad Company, and the Southern Pacific Railroad Company bear
the balance thereof upon a tonnage basis."
"5th. That said Lawton and all joint agents are selected by said
Rio Grande and El Paso Railroad Company, and, with the approval of
the other companies last aforesaid and this defendant, are
appointed by said R. G. and E. P. R. Co.
Page 149 U. S. 198
upon whose payrolls the names of such joint agents, and the
members of their force, appear as employees of said last-mentioned
company, who pay the salaries and wages thereof."
"6th. That said Lawton, as joint agent, and his force are under
bond to said Rio Grande and El Paso Railroad Company, Texas and
Pacific Railroad Company, Galveston, Harrisburg and San Antonio
Railroad Company, and Southern Pacific Railroad Company,
conditioned for the faithful performance of the duties required of
them by said last-mentioned companies, to which reports are made,
and of and for which money is collected and received by said
Lawton."
"7th. That said Lawton, being unauthorized so to do, makes no
contracts, and collects and handles no money, for or on behalf of
this defendant; is under no bond to it; keeps no accounts of or for
it; is not on its payrolls; was not selected or appointed by it,
and this defendant is without power to discharge him, all of which
defendant is ready to verify. Wherefore, defendant says that said
Lawton is not its local agent or other employee or agent, that the
service of the citation herein is insufficient, and prays that the
return thereon be quashed."
On the 6th of April, 1892, by leave of the court, the plaintiff
filed an amended petition setting out with considerable detail the
facts upon which he based his claim that Lawton was an agent of the
defendant, upon whom service could be made, which facts were not
materially different from those set out in the plea and motion to
quash the return to the citation, and making substantially the same
allegation as respects the personal injuries sustained by him as
were contained in the original petition.
The plaintiff afterwards demurred to the plea in abatement and
motion to quash the return to the citation, and the demurrer having
been sustained, and the service held to have been good, the
defendant excepted. Thereafter the defendant filed an answer
setting up (1) a general demurrer; (2) a general denial, and (3) a
plea contributory negligence, and the cause thereupon went to trial
before the court and
Page 149 U. S. 199
a jury, resulting in a verdict and judgment in favor of the
plaintiff for the sum of $3,000.
On the trial of the case, evidence was brought out on
cross-examination of the plaintiff, who testified in his own
behalf, which counsel for the defendant claimed tended to show that
the plaintiff was not a citizen of the district in which the action
was brought, and they thereupon moved the court to permit defendant
to file a plea to the effect that plaintiff was not a resident or
citizen of the State of Texas when the action was brought, and had
never been a resident of that state, but was a deserter form the
army of the United States, and was a resident and citizen of
Arizona territory, where he had enlisted, and where his troop was
stationed, so as to raise and present an issue as to the
jurisdiction of the court on the ground of citizenship of the
plaintiff. But the court ruled that no amendment to the pleadings
would be permitted, and that the issue could not then be raised,
but that defendant might ask plaintiff as to his residence and
citizenship. To which ruling the defendant excepted.
The assignments of error are as follows:
"First. The court erred in assuming jurisdiction over this
cause, for the reason that the record herein fails to show the
residence and citizenship of the parties to this suit at the time
of the institution of the same."
"Second. The court erred in sustaining plaintiff's demurrer to
defendant's exception to the service of the citation and motion to
quash the return thereof, and in holding that the service on the
Harry Lawton, as defendant's agent, was good 1st, for the reason
that plaintiff's demurrer was insufficient in law; 2d, for the
reason that the return of said citation was defective and
insufficient, and 3d, for the reason that defendant's said
exception and motion showed that said Lawton was not the local
agent of defendant."
"Third. The court erred in refusing to permit issue to be joined
and tried as to its jurisdiction, and in refusing to permit
defendant to file its plea to the effect that plaintiff was not a
resident and citizen of the State of Texas, as in his complaint
averred at the time his suit was filed, for the reason
Page 149 U. S. 200
that it was the right of the defendant to show, and it was the
duty of the court to hear at any stage of the trial, that plaintiff
had wrongfully misstated his residence and citizenship in the
attempt to fraudulently confer jurisdiction upon the court, which
had in fact no jurisdiction, plaintiff being a resident and citizen
of the Territory of Arizona and the defendant, as shown by the
record herein, being a corporation created and existing under the
laws of the State of Massachusetts, and therefore a resident and
citizen of that state."
With respect to the first assignment of error, the point is made
that the averment of citizenship of the plaintiff was not
sufficiently set out in the amended petition, it being simply
alleged therein that the "plaintiff is a resident, citizen, and
inhabitant of El Paso County, Texas," which averment referred to
the date of the filing of that petition, and not to the date of the
commencement of the action. But the original petition, which was
the first pleading filed in the case, made the proper averments as
respects the citizenship of the parties, to bring the case within
the jurisdiction of the circuit court, and in our opinion that was
sufficient. The rule is that, to give the circuit courts of the
United States jurisdiction on the ground of the diverse citizenship
of the parties, the facts showing the requisite diverse citizenship
must appear in such papers as properly constitute the record of the
case. The original petition is properly a part of the record, and,
as that made the proper averments as to the citizenship of the
parties, the point raised by the first assignment of error is not
well taken.
The third assignment of error relates to matters purely within
the discretion of the trial court, and is therefore of no avail.
The proposition is not controverted that if it appears in the
course of the trial that the controversy is not one of which the
court could take cognizance, by reason of the citizenship of the
parties to it, the circuit court has the right, and it is its duty,
to dismiss the cause for the want of jurisdiction. But this is not
this case. The question presented by this assignment of error is
that the court erred in refusing leave to file a plea during the
progress of the trial
Page 149 U. S. 201
on the question of the plaintiff's citizenship, and in refusing
to permit issue to be joined thereon. It is well settled that mere
matters of procedure, such as the granting or refusing of motions
for new trials and questions respecting amendments to the
pleadings, are purely discretionary matters for the consideration
of the trial court, and unless there has been gross abuse of that
discretion, they are not reviewable in this Court on writ of error.
And even if such questions were reviewable here generally on writ
of error, they are not reviewable in this proceeding, because they
do not go to the question of jurisdiction in the court below, which
is the only question we can consider upon the present writ of
error.
This brings us to the consideration of the questions presented
by the second assignment of error, which are (1) as to whether,
upon the record, as made by the plea in abatement and motion to
quash the return to the citation, and the demurrer thereto, Lawton
was a local agent of the defendant, upon whom service could be
made, within the general meaning of that term, and under the
statutes of Texas relating to the method of obtaining service upon
foreign corporations doing business in that state, and (2) as to
whether, even if the service was bad, the special appearance of the
defendant for the sole purpose of excepting to it, and, after its
plea and motion were overruled, its filing a general answer, can be
deemed in any sense a general appearance, within the meaning of the
statutes of Texas relating to such matters of practice, such as
operated to confer jurisdiction on the circuit court of the United
States.
The statute of Texas relating to service of process on foreign
corporations is as follows:
"In any suit against a foreign, private, or public corporation,
joint-stock company or association, or acting corporation or
association, citation or other process may be served on the
president, vice-president, secretary, or treasurer, or general
manager, or upon any local agent within this state, of such
corporation, joint-stock company, or association, or acting
corporation or association."
Sayles' Rev.Civil Stat. Texas, 1223
a.
Page 149 U. S. 202
Under the allegations of the plea in abatement or motion to
quash the return to the citation, and admitted by the demurrer, was
Lawton a "local agent" of the defendant company within the meaning
of this statute? We think not. The joint warehouse in which Lawton
was employed, and the ground on which it is located, was the
property of the Rio Grande and El Paso Railroad Company. The whole
force of employees and agents in that warehouse were selected by
that railroad company with the approval of certain other named
companies, not including the defendant. They were on the payrolls
of that company, and were bonded to it and the other companies, and
Lawton made his reports or the moneys collected and received by him
to those companies. The seventh paragraph of the plea in abatement
makes this terse and comprehensive statement:
"Lawton, being unauthorized so to do, makes no contracts and
collects and handles no money for or on behalf of this defendant;
is under no bond to it; keeps no accounts of or for it; is not on
its payrolls; was not selected or appointed by it, and this
defendant is without power to discharge him."
The only ground upon which it could possibly be contended that
Lawton was a local agent of the defendant company, within the
meaning of this statute, is that the company paid one-half of the
expense incurred in the maintenance and operation of the joint
warehouse. But surely this fact alone would not create the relation
of principal and agent between Lawton and the defendant. While it
may be somewhat difficult to define the line between those who
represent a foreign corporation and those who do not within the
meaning of the Texas statute quoted, it is perfectly clear to our
minds that the relation between Lawton and the defendant was not
such as to render him a "local agent" upon whom process against the
company could be served, for in no proper sense was he the direct
representative of the company any more than a general ticket agent,
employed by one of the great trunk lines running out of New York to
the west, who sells a through ticket to the City of Mexico, which
would entitle the holder of it to transportation to the City of
Mexico over the road of the plaintiff in error, would be its
Page 149 U. S. 203
agent, although it might bear some proportion of the expense of
the general office in New York.
The contention on the part of the defendant in error, however,
is that even admitting that the service in this case was not
sufficient to bring the railway company into court, still, under
the laws of Texas as construed by the highest court of the state,
the special appearance of the company for the purpose of objecting
to the jurisdiction of the court in the premises, and its
subsequent answer on the merits, after its motion to quash the
return to the citation had been overruled, amounted to, or was in
effect, a general appearance in the case, and gave the circuit
court jurisdiction. In other words, the point is made that, as the
state laws regulating the procedure and practice of the state
courts in actions at law furnish the rules for procedure in like
cases in the circuit courts of the United States, under section 914
of the Revised Statutes, and as, under the statutes of Texas, a
special appearance of a defendant to question or object to the
jurisdiction of the court for want of personal or proper service of
process, even if his objection is sustained, becomes a general
appearance to the next term of the court, therefore the court below
in this case, by reason of the special appearance of the defendant,
acquired jurisdiction of its person notwithstanding the fact that
the original service may have been insufficient and bad.
These statutes regulating the procedure in the state courts of
Texas have been before this Court for consideration in several
recent cases. In
York v. Texas, 137 U. S.
15, the question was whether this state legislation
(Arts. 1240-1245, Rev.Stats.Texas) providing that a defendant who
appears only to obtain the judgment of the court upon the
sufficiency of the service of the process upon him is thereafter
subject to the jurisdiction of the court although the process
against him is adjudged to have been insufficient to bring him into
court for any purpose, was "due process of law" within the meaning
of the Fourteenth Amendment to the federal Constitution, and this
Court held that it was. A like decision was rendered in the
subsequent case of
Kauffman v. Wootters, 138 U.
S. 285, and
Page 149 U. S. 204
the ruling in
York v. Texas was reaffirmed. Those were
cases arising in the state courts, and were brought here on writs
of error to the supreme court of the state, and it was therefore
properly said in the opinion in
York v. Texas, p.
137 U. S. 20,
that
"the state has full power over remedies and procedure in its own
courts, and can make any order it pleases in respect thereto,
provided that substance of right is secured without unreasonable
burden to parties and litigants,"
citing
Antoni v. Greenhow, 107 U.
S. 769.
In the case of
Southern Pacific Co. v. Denton,
146 U. S. 202,
decided at this term of the Court, questions somewhat similar to
those in this case were brought before us. In that case, an action
had been brought in the Circuit Court of the United States for the
Western District of Texas by a citizen of the Eastern District of
that state against a corporation organized under the laws of
Kentucky, and therefore a citizen of that state, and which was
doing business in said western district. The defendant demurred to
the action on the ground that under the first section of the Act of
Congress approved March 3, 1887, c. 373, 24 Stat. 552, as corrected
by the Act of August 13, 1888, c. 866, 25 Stat. 434, it could not
be sued in the Western District of Texas, but, if suable at all in
the federal courts of that state, it must be sued in the Eastern
District of the state, of which district the plaintiff was a
citizen. The demurrer was overruled and exceptions saved by the
defendant, after which it filed an answer and went to trial upon
the merits of the case, the trial resulting in a verdict and
judgment in favor of the plaintiff for the sum of $4,515. The
defendant thereupon sued out a writ of error from this Court on the
question of jurisdiction, under the Act of Congress approved
February 25, 1889, 25 Stat. 693, and the case was decided here on a
motion to dismiss that writ of error. The motion was overruled and
the judgment of the circuit court reversed, and the cause remanded
with directions to render judgment for the defendant upon its
demurrer.
It was held by the court that under the Act of Congress approved
March 3, 1887, as corrected by the Act of August 13, 1888, above
referred to, the defendant was not suable in the
Page 149 U. S. 205
Western District of Texas, because neither it nor the plaintiff
was a citizen of that district. In that case, the appearance of the
defendant to question the jurisdiction of the circuit court was
relied on, under the Texas statutes, and the authority of the Texas
decisions and the decisions of this Court in
York v. Texas
and
Kauffman v. Wootters, above cited, to save the
jurisdiction; but this Court, speaking by MR. JUSTICE GRAY, in
reply to this contention, said, (page
146 U. S.
208):
"It is further contended on behalf of the defendant in error
that the case is controlled by those provisions of the statutes of
Texas which make an appearance in behalf of a defendant, although
in terms limited to the purpose of objecting to the jurisdiction of
the court, a waiver of immunity from the jurisdiction by reason of
nonresidence, and which have been held by this Court not to violate
the Fourteenth Amendment of the Constitution of the United States,
forbidding any state to deprive any person of life, liberty, or
property without due process of law. Rev.Stat. Texas, 1879, arts.
1241-1244;
York v. State, 73 Tex. 651,
nom. York v.
Texas, 137 U. S. 15;
Kauffman v.
Wootters, 138 U. S. 285;
St. Louis
&c. Railway v. Whitley, 77 Tex. 126;
Aetna Inc. Co. v.
Hanna, 81 Tex. 487."
"But the question in this case is not of the validity of those
provisions as applied to actions in the courts of the state, but
whether they can be held applicable to actions in the courts of the
United States. This depends on the true construction of the act of
Congress, by which"
"the practice, pleadings, and forms and modes of proceeding in
civil causes, other than equity and admiralty causes, in the
circuit and district courts, shall conform, as near as may be, to
the practice, pleadings, and forms and modes of proceeding existing
at the time in like causes in the courts of record of the state
within which such circuit or district courts are held."
Rev.Stat. § 914; Act June 1, 1872, c. 255, § 5; 17
Stat. 197.
"In one of the earliest cases that arose under this act, this
Court said:"
"The conformity is required to be as near as may be, not as near
as may be possible, or as near as may be practicable. This
indefiniteness may have been suggested
Page 149 U. S. 206
by a purpose. It devolved upon the judges to be affected the
duty of construing and deciding, and gave them the power to reject,
as Congress doubtless expected they would do, any subordinate
provision in such state statutes which, in their judgment, would
unwisely encumber the administration of the law, or tend to defeat
the ends of justice in their tribunals."
Indianapolis & St. Louis Railroad v. Horst,
93 U. S. 291,
93 U. S.
300-301.
"Under this act the circuit courts of the United States follow
the practice of the courts of the state in regard to the form and
order of pleading, including the manner in which objections may be
taken to the jurisdiction, and the question whether objections to
the jurisdiction and defenses on the merits shall be pleaded
successively or together.
Delaware County v. Diebold Safe
Co., 133 U. S. 473,
133 U. S.
488;
Roberts v. Lewis, 144 U. S.
653. But the jurisdiction of the circuit courts of the
United States has been defined and limited by the acts of Congress,
and can be neither restricted nor enlarged by the statutes of a
state.
Toland v. Sprague, 12 Pet.
300,
37 U. S. 328;
Cowless
v. Mercer County, 7 Wall. 118;
Railway Co. v.
Whitten, 13 Wall. 270,
80 U. S.
286;
Philps v. Oaks, 117 U.S.
236,
117 U. S. 239. And whenever
Congress has legislated upon any matter of practice and prescribed
a definite rule for the government of its own courts, it is to that
extent exclusive of the legislation of the state upon the same
matter.
Ex Parte Fisk, 113 U. S. 713,
113 U. S.
721;
Whitford v. Clark County, 119 U. S.
522."
"The acts of Congress prescribing in what districts suits
between citizens or corporations of different states shall be
brought manifest the intention of Congress that such suits shall be
brought and tried in such a district only, and that no person or
corporation shall be compelled to answer to such a suit in any
other district. Congress cannot have intended that it should be
within the power of a state by its statutes to prevent a defendant
sued in a circuit court of the United States, in a district in
which Congress has said that he shall not be compelled to answer,
from obtaining a determination of that matter by that court in the
first instance, and by this Court on writ of error. To conform to
such statutes of a state would 'unwisely encumber the
administration of the law' as
Page 149 U. S. 207
well as 'tend to defeat the ends of justice' in the national
tribunals. The necessary conclusion is that the provisions referred
to in the practice act of the State of Texas have no application to
actions in the courts of the United States."
While the decision in the
Denton case does not fully
cover the case at bar, still the reasoning on which the court
reached its conclusion therein has a bearing upon the question
under consideration, which occupies rather a middle ground between
the question presented in
York v. Texas, above cited, and
that presented in the
Denton case, and is not directly or
authoritatively controlled by either of those decisions. In the
present case, the precise question is whether the provisions of the
Texas statutes which give to a special appearance, made to
challenge the court's jurisdiction, the force and effect of a
general appearance, so as to confer jurisdiction over the person of
a defendant, are binding upon the federal courts sitting in that
state, under the rule of procedure prescribed by the fifth section
of the Act of June 1, 1872, as reproduced in § 914 of the
Revised Statutes.
The words of this section "as near as may be" were intended to
qualify what would otherwise have been a mandatory provision, and
have the effect to leave the federal courts some degree of
discretion in conforming entirely to the state procedure. These
words imply that in certain cases, it would not be practicable
without injustice or inconvenience to conform literally to the
entire practice prescribed for its own courts by a state in which
federal courts might be sitting. This qualification is indicated in
Indianapolis & St. Louis Railroad v. Horst,
93 U. S. 291,
93 U. S.
300-301.
But aside from this view there are other provisions of the
statutes which clearly manifest an intention on the part of
Congress not to leave the jurisdiction of the inferior federal
courts to the regulation and control of state legislation. Thus, by
section 1011, Revised Statutes, as corrected by the Act of February
18, 1875, c. 80, it is provided that
"there shall be no reversal in the supreme court, or in a
circuit court upon a writ of error, for error in ruling any plea in
abatement other than a plea to the jurisdiction of the court."
18 Stat. 318.
Page 149 U. S. 208
This entirely preserves to this Court the right and duty to pass
upon the jurisdiction of the lower court.
So too, by the Act of February 25, 1889, 25 Stat. 693, c. 236,
it is provided that
"in all cases where a final judgment or decree shall be rendered
in a circuit court of the United States, in which there shall have
been a question involving the jurisdiction of the court, the party
against whom the judgment or decree is rendered shall be entitled
to an appeal or writ of error to the Supreme Court of the United
States to review such judgment or decree, without reference to the
amount of the same; but in cases where the decree or judgment does
not exceed the sum of five thousand dollars the supreme court shall
not review any question raised upon the record, except such
question of jurisdiction,"
and it is further provided that "such writ of error or appeal
shall be taken and allowed under the same provisions of law as
apply to other writs of error or appeals."
By the first clause of section 5 of the Act of March 3, 1891, 26
Stat. 826, 827, c. 517, it is provided that
"appeals or writs of error may be taken from the district
courts, or from the existing circuit courts, direct to the supreme
court . . . in any case in which the jurisdiction of the court is
in issue. In such cases, the question of jurisdiction alone shall
be certified to the supreme court from the court below for
decision."
These provisions of the federal statutes which confer upon
litigants in the federal courts the right to have the jurisdiction
of such courts reviewed by this Court by appeal or writ of error
would be practically destroyed, or rendered inoperative and of no
effect, if state statutes such as those of Texas could make an
appearance to question the jurisdiction of a federal court a
general appearance, so as to bind the person of the defendant. It
would be an idle ceremony to bring to this Court for review the
question of the circuit court's jurisdiction, arising out of a
failure to serve the defendant with process, if the defendant's
special appearance before the lower court to challenge its
jurisdiction should, under state laws, amount to a general
appearance which conferred such jurisdiction.
Page 149 U. S. 209
The effect of the statutes of a state giving such an operation
to an appearance for the sole purpose of objecting to the
jurisdiction of the court would be practically to defeat the
provisions of the federal statutes which entitle a party to the
right to have this Court review the question of the jurisdiction of
the circuit court. Under well settled principles, this could not
and should not be permitted, for wherever Congress has legislated
on or in reference to a particular subject involving practice or
procedure, the state statutes are never held to be controlling. In
Harkness v. Hyde, 98 U. S. 476, it
was held by this Court that illegality in the service of process by
which jurisdiction is to be obtained is not waived by the special
appearance of the defendant to move that the service be set aside,
nor after such motion is denied by his answering to the merits.
Such illegality is considered as waived only when he, without
having insisted upon it, pleads in the first instance to the
merits. We are of opinion that under the statutes of the United
States, the jurisdiction of the federal courts sitting in Texas is
not to be controlled by the statutes of that state above referred
to. Jurisdiction is acquired as against the person by service of
process, but as against property within the jurisdiction of the
court, personal service is not required.
Boswell v.
Otis, 9 How. 336;
Pennoyer v. Neff,
95 U. S. 714. But
it is well settled that no court can exercise at common law
jurisdiction over a party unless he is served with the process
within the territorial jurisdiction of the court or voluntarily
appears.
Kendall v. United
States, 12 Pet. 524;
Harris v.
Hardeman, 14 How. 334.
In the present case, when it was established by the facts stated
in the plea in abatement and admitted by the demurrer thereto that
the plaintiff in error was never brought before the court by any
proper or legal process, the circuit court was without jurisdiction
to proceed in the case, and in so doing, and in assuming
jurisdiction and proceeding to trial on the merits, its action was
erroneous.
Our conclusion, therefore, is that the judgment of the lower
court be reversed, that the cause be remanded to the
Page 149 U. S.
210
circuit court for the Western District of Texas with
directions to set aside the verdict and judgment and to overrule
the demurrer to the plea in abatement, and it is accordingly so
ordered.