A complaint, in Vermont, before a justice of the peace, for
selling intoxicating liquor without authority, was in the form
prescribed by the state statute, which also provided that, under
such form of complaint, every distinct act of selling might be
proved, and that the court should impose a fine for each offense.
After a conviction and sentence before the justice of the peace,
the defendant appealed to the County Court, where the case was
tried before a jury. The defendant did not take the point, in
either court, that there was any defect or want of fullness in the
complaint. The jury found the defendant guilty of 307 offenses, as
of a second conviction for a like offense. He was fined $6,140,
being $20 for each offense, and the costs of prosecution, $497.96,
and ordered to be committed until the sentence should be complied
with, and it was adjudged that, if the fine and costs, and 76 cents
as costs of
Page 144 U. S. 324
commitment, aggregating $6.638.72, should not be paid before a
day named, he should be confined at hard labor, in the house of
correction, for 19,914 days, being, under a statute of the State,
three days for each dollar of the $6,638. The facts of the case
were contained in a written admission, and the defendant excepted
because the court refused to hold that the facts did not constitute
an offense. The case was heard by the Supreme Court of the State
(58 Vermont 140), which held that there was no error. On a writ of
error from this Court;
(1) The term of imprisonment was authorized by the statute of
Vermont;
(2) It was not assigned in this Court as error, in the
assignment of errors or in the brief, that the defendant was
subjected to cruel and unusual punishment, in violation of the
Constitution of the United States;
(3) So far as that is a question arising under the Constitution
of Vermont, is not within the province of this Court;
(4) As a Federal question, the 8th Amendment to the Constitution
of the United States does not apply to the States;
(5) No point on the Commerce Clause of the Constitution of the
United States was taken in the County Court, in regard to the
present case, or considered by the Supreme Court of Vermont or
called to its attention;
(6) The only question considered by the Supreme Court in regard
to the present case was whether the defendant sold the liquor in
Vermont or in New York, and it held that the completed sale was in
Vermont; and that did not involve any Federal question;
(7) As the defendant did not take the point in the trial court
that there was any defect or want of fullness in the complaint, he
waived it, and it did not involve any Federal question;
(8) The Supreme Court of Vermont decided the case on a ground
broad enough to maintain its judgment without considering any
Federal question;
(9) The writ of error must be dismissed for want of jurisdiction
in this Court, because the record does not present a Federal
question.
This case came on for argument in regular course on the 4th day
of December in October Term, 1889. The Court ordered the case to be
passed to be heard before a full bench. When reached at October
Term, 1890, it was again passed in consequence of the illness of
counsel. The case as now made is stated in the opinion of the
Court.
Page 144 U. S. 325
MR. JUSTICE BLATCHFORD delivered the opinion of the court.
On the 26th of December, 1882, a grand juror of the town of
Rutland, in the County of Rutland and State of Vermont, made a
written complaint, on his oath of office, before a justice of the
peace of that county, that John O'Neil, of Whitehall, N. Y., on
December 25, 1882, at Rutland at divers times, did "sell, furnish,
and give away intoxicating liquor, without authority," and contrary
to the statute; and, further, that O'Neil at the March Term, 1879,
of the Rutland County Court, had been convicted of selling,
furnishing, and giving away intoxicating liquors against the law.
Thereupon the justice issued a warrant for the arrest of O'Neil. He
was arrested and brought before the justice, and pleaded "Not
guilty."
The statute of Vermont under which the prosecution was
instituted is embodied in sections 3800 and 3802 of chapter 169 of
the Revised Laws of Vermont of 1880 (pages 734, 735), in these
words:
"Section 3800. No person shall, except as otherwise especially
provided, manufacture, sell, furnish, or give away, by himself,
clerk, servant, or agent, spirituous or intoxicating liquor, or
mixed liquor of which a part is spirituous or intoxicating, or malt
liquors or lager-beer; and the phrase 'intoxicating liquors,' where
it occurs in this chapter, shall be held to include such liquors
and beer."
"The word 'furnish,' where it occurs in this chapter, shall
apply to cases where a person knowingly brings into or transports
within the State for another person intoxicating liquor intended to
be sold or disposed of contrary to law, or to be divided among or
distributed to others."
"The words 'give away,' where they occur in this chapter, shall
not apply to the giving of intoxicating liquor at private
dwellings, or their dependencies, unless given to an habitual
drunkard, or unless such dwelling or its dependencies become a
place of public resort. "
Page 144 U. S. 326
"But no person shall furnish or give away intoxicating liquor at
an assemblage of persons gathered to erect a building or frame of a
building, or to remove a building, or at a public gathering for
amusement."
"Nothing in this chapter shall prevent the manufacture, sale,
and use of wine for the commemoration of the Lord's supper, nor the
manufacture, sale, and use of cider, or, for medical purposes only,
of wine made in the State from grapes or other fruits, the growth
of the State, and which is without the admixture of alcohol or
spirituous liquor, nor the manufacture by anyone for his own use of
fermented liquor."
"But no person shall sell or furnish cider or fermented liquor
at or in a victualing house, tavern, grocery, shop, cellar, or
other place of public resort, or at any place, to an habitual
drunkard."
"Sec. 3802. If a person, by himself, clerk, servant, or agent,
sells, furnisher, or gives away, or owns, keeps, or possesses, with
intent to sell, furnish, or give away, intoxicating liquor or cider
in violation of law, he shall forfeit for each offense to the
State, upon the first conviction, ten dollars and costs of
prosecution; on the second conviction he shall forfeit for each
offense twenty dollars and costs of prosecution, and shall also be
imprisoned one month; and on the third and subsequent convictions
he shall forfeit for each offense twenty dollars and the costs of
prosecution, and shall also be imprisoned not less than three
months nor more than six months."
The complaint was in the form prescribed by section 3859 of the
Revised Laws of Vermont, for offenses against section 3802, and
section 3860 provides that, under such form of complaint, "every
distinct act of selling" may be proved, "and the court shall impose
a fine for each offense."
The justice, after hearing the proofs of the parties, entered
judgment finding O'Neil guilty of 457 offenses, second conviction,
of selling intoxicating liquors in violation of chapter 169 of the
Revised Laws, and adjudging that he pay to the treasurer of the
State a fine of $9,140, and the costs of prosecution, taxed at
$472.96, and be confined at hard labor in the house of correction
at Rutland for the term of one month,
Page 144 U. S. 327
and that, in case such fine and costs should not be paid on or
before the expiration of said term of one month's imprisonment, he
should be confined at hard labor in the house of correction at
Rutland for the further term of 28,836 days, to be computed from
the expiration of said term of one month's imprisonment. From that
judgment, O'Neil appealed to the county court of Rutland county.
The appeal was allowed, and he gave bail for his appearance.
In the County Court, O'Neil pleaded "Not guilty," and the case
was tried by a jury. He did not take the point, either before the
justice of the peace or the County Court, that there was any defect
or want of fullness in the complaint. Any such point was waived by
the failure to take it. Besides, it did not involve any federal
question. The question of the consolidation of several offenses in
one complaint is purely a matter of state practice, and it is a
familiar rule of criminal law that time need not be proved as
alleged.
The jury found O'Neil guilty of 307 offenses "of selling
intoxicating liquor without authority, and contrary to the laws of
Vermont, as of a second conviction for a like offense." He filed
exceptions which state that, for the purpose of the trial, he
admitted the following facts:
"The respondent, John O'Neil, of Whitehall, in the County of
Washington and State of New York, is a wholesale and retail dealer
in wines and liquors at said Whitehall, and has been so engaged in
business there for more than three years last past, and that said
business by him carried on is a lawful and legitimate business
under the laws of the State of New York, as conducted by him there.
That, during the last three years, the respondent has received at
his store, in said Whitehall, and distinct orders by mail,
telegraph, and distance orders by mail, telegraph, and express for
specified and designated small quantities of intoxicating liquors,
from as many different parties residing in Rutland, in the State of
Vermont. The orders so sent by express were in the form of a letter
addressed to the said John O'Neil at Whitehall, aforesaid, and the
letter attached to a jug, and the jug, with the letter attached,
was delivered by said parties to the National Express Company, in
Rutland, and charges
Page 144 U. S. 328
thereon paid by the parties so sending the order. Orders sent by
mail were by letters or postal cards deposited in the post office
at said Rutland, directed to John O'Neil at Whitehall, New York,
and postage paid thereon. Orders sent by telegraph were delivered
by the sender at the telegraph offices in said Rutland, directed to
said John O'Neil, Whitehall, New York, and charges paid by the
sender, which orders requested the respondent to send said
intoxicating liquors to the parties ordering the same at said
Rutland; and in more than one-half the number of instances, said
orders directed him to send said liquors by express, C.O.D., and in
the other instances, where the orders did not specify, it was the
intention of the purchaser to have the goods so sent to him. It is
the usual course of trade for merchants receiving an order from a
considerable distance for goods in small quantities, to send the
same by express, C.O.D., when the order is not from a regular
customer or a party of known responsibility. That, upon the receipt
of said orders, the respondent has in each case measured out the
liquors called for in his order at his store in Whitehall
aforesaid, and packed the same in jugs or other vessels, and
attached to each package a tag, upon which was written the name and
address of the party ordering the same, and delivered each package,
so directed and addressed at Whitehall, aforesaid, to the National
Express Company, a New York corporation, a common carrier, doing
business between New York and Montreal, and including the route
between said Whitehall and said Rutland; and each of said packages
also had upon said tag the name and business card of the
respondent, and none of said packages was in any manner disguised,
and all of them were sealed with wax. It was not stated on the jugs
or tags what they contained. The respondent at the same time
delivered to said express company a bill of said liquor, which said
carrier placed in an envelope, marked C.O.D., which envelope had
endorsed thereon, among other things, the following
instructions:"
"Do not deliver the whole or any part of the goods accompanying
this bill until you receive pay therefor. Be careful to notice what
money you receive, and, as far as practicable, send the
Page 144 U. S. 329
same as received, and follow the special instructions of the
shipper, if any are given, on the bills. If goods are refused, or
the parties cannot be found, notify the office from whence
received, with names and dates, and await further
instructions,"
meaning thereby that said express company should receive the
amount of said bill upon the delivery of the package to the
consignee, and that, without payment of said bill, the said liquor
should not be delivered. That, in the usual and ordinary course of
business of said carrier in such cases, the said express company
delivered each of said packages to the consignee named upon said
tag at Rutland, and at the same time, and concurrently with such
delivery, received the amount of the said bill in the C.O.D.
envelope, the amount of freight for the transportation of said
package from Whitehall to Rutland, and the charges for returning
said money to the respondent at Whitehall. The express company
placed said money for the payment of said bill in the same
envelope, and returned it to the respondent at Whitehall. The
respondent did nothing to or with said liquors after the said
packages were delivered by him at said Whitehall to said common
carrier, and the said several consignees received the same, and
made payment as aforesaid at Rutland, as and under the contract
made, as aforesaid, through their said orders so sent to the
respondent at Whitehall. That it is the usual and ordinary course
of business of said express company, in case goods are refused, or
the consignees cannot be found, for the office to which goods are
sent to notify the office from which they were shipped to notify
the consignor of the facts, and the consignor would be consulted,
and his orders taken and followed, as to the disposition of the
goods; and this would be the same whether goods were sent C.O.D. or
otherwise. The respondent gave no special directions as to any of
the packages shipped as aforesaid.
It appears clearly from this admission of facts that the charges
paid in Rutland to the express company, when the empty jug was sent
from Rutland, included only the charges for the transportation of
the empty jug to Whitehall, and that the amount of freight for the
transportation of the packages containing liquor from Whitehall to
Rutland was
Page 144 U. S. 330
paid when it was delivered to its consignee at Rutland,
simultaneously with the payment of the bill for the liquor, and of
the charges for returning the money to Whitehall.
The exceptions state that O'Neil requested the court to instruct
the jury that the facts set forth in his admission did not
constitute an offense against the statute, under the complaint in
the cause, but the court refused so to hold, and he excepted; that
he requested the court also to instruct the jury that, under the
facts set forth in his admission, they ought to find him not
guilty, but the court refused so to instruct the jury, and he
excepted; that the court charged the jury that, if they believed
the facts set forth in the admission to be true, the same made a
case upon which the jury should find a verdict of guilty against
him, to which instruction he excepted; that evidence was given
that, at the March Term, 1879, of the Rutland County Court, he was
convicted of selling, furnishing, and giving away intoxicating
liquors; and that the court adjudged, upon the verdict and the
evidence, that he was guilty of 307 offenses of selling
intoxicating liquor without authority, as of a second conviction.
The exceptions were allowed, and for their trial the sentence was
respited, execution stayed, and the cause passed to the Supreme
Court of Vermont.
The judgment of the County Court, as entered, was that O'Neil
pay a fine of $6,140, and the costs of prosecution, taxed at
$497.96, and stand committed until the sentence should be complied
with; and that, if the said fine and costs, and costs of
commitment, ascertained to be 76 cents, the whole aggregating
$6,638.72, should not be paid before March 20, 1883, he should be
confined at hard labor in the house of correction at Rutland for
the term of 19,914 days.
The case was heard in the Supreme Court, and a decision was
rendered in the general term, the Chief Judge and six assistant
judges being present at October term, 1885, which is reported in 58
Vermont 140. The judgment of the Supreme Court was that the
judgment of the County Court was not in any wise erroneous or
defective, and there was not any error in the proceedings. O'Neil
has sued out a writ of error from this Court to review that
judgment.
Page 144 U. S. 331
The trial and conviction of O'Neil in the County Court were
solely for "selling intoxicating liquor without authority." The
punishment prescribed therefor by section 3802 was that, "on the
second conviction, he shall forfeit for each offense twenty dollars
and costs of prosecution, and shall also be imprisoned one month."
The term of confinement for 19,914 days was three days for each
dollar of the $6,638, under section 4366 of the Revised Laws of
Vermont, which prescribes that time of imprisonment in default of
payment of the fine and costs in criminal cases. It is not assigned
in this Court as error, in the assignment of errors, or in the
brief for O'Neil, that he was subjected to cruel and unusual
punishment, in violation of the Constitution of the United States.
It appears by the report of the case in 58 Vermont that he took the
point in the Supreme Court of Vermont that the statute of that
State was repugnant to the Eighth Amendment to the Constitution of
the United States and to that of Vermont, in that it allowed "cruel
and unusual punishment." That Court said in its opinion:
"The constitutional inhibition of cruel and unusual punishments,
or excessive fines or bail, has no application. The punishment
imposed by statute for the offense with which the respondent,
O'Neil, is charged cannot be said to be excessive or oppressive. If
he has subjected himself to a severe penalty, it is simply because
he has committed
a great many such offenses. It would
scarcely be competent for a person to assail the constitutionality
of the statute prescribing a punishment for burglary on the ground
that he had committed so many burglaries that, if punishment for
each were inflicted on him, he might be kept in prison for life.
The mere fact that cumulative punishments may be imposed for
distinct offenses in the same prosecution is not material upon this
question. If the penalty were unreasonably severe for a
single offense, the constitutional question might be
urged; but here, the unreasonableness is only in the number of
offenses which the respondent has committed."
We forbear the consideration of this question, because, as a
federal question, it is not assigned as error, nor even suggested
in the brief of the plaintiff in error; and, so far as it is a
question arising under the Constitution of Vermont,
Page 144 U. S. 332
it is not within our province. Moreover, as a federal question,
it has always been ruled that the Eighth Amendment to the
Constitution of the United States does not apply to the States.
Pervear v.
Commonwealth, 5 Wall. 475.
The opinion of the Supreme Court of Vermont was delivered by
Chief Judge Royce. The case being one for selling intoxicating
liquors contrary to law, the Court stated the question to be
whether the liquors were sold by O'Neil, in contemplation of law,
in Rutland county, and said that the answer depended upon whether
the National Express Company, by which the liquors were delivered
to the consignees thereof, was in law the agent of the vendor or of
the vendees; that, if the purchase and sale of the liquors were
fully completed in the State of New York, so that, upon delivery of
them to the express company for transportation, the title vested in
the consignees, as in the case of a completed and unconditional
sale, then no offense against the law of Vermont had been
committed; but that if, on the other hand, the sale, by its terms,
could become complete, so as to pass the title in the liquors to
the consignees, only upon the doing of some act, or the fulfilling
of some condition precedent, after they reached Rutland, then the
rulings of the County Court upon the question of the offense were
correct.
The Court then said:
"The liquors were ordered by residents of Vermont from dealers
doing business in the State of New York, who selected from their
stock such quantities and kinds of goods as they thought proper in
compliance with the terms of the orders, put them up in packages,
directed them to the consignees, and delivered them to the express
company as a common carrier of goods for transportation,
accompanied with a bill or invoice for collection. The shipment
was, in each instance which it is necessary here to consider,
'C.O.D.,' and the cases show that the effect of the transaction was
a direction by the shipper to the express company not to deliver
the goods to the consignees except upon payment of the amount
specified in the C.O.D. bills, together with the charges for the
transportation of the packages and for the return of the money
paid. This direction was understood by
Page 144 U. S. 333
the express company, which received the shipments coupled
therewith."
The Court then remarked that whether or not, and when, the legal
title in property sold passes from the vendor to the vendee is
always a question of the intention of the parties, which is to be
gathered from their acts and all the facts and circumstances of the
case taken together; and cited
Mason v. Thompson, 18 Pick.
305; Benj. Sales, §§ 311, 319, note c, and 320, note d;
and Rob.Dig. 610
et seq. It then proceeded:
"In the cases under consideration [
viz., the present
case, and another case against O'Neil for keeping intoxicating
liquors with the intent to sell, etc.], the vendors of the liquors
shipped them in accordance with the terms of the orders received,
and the mode of shipment was as above stated. They delivered the
packages of liquors, properly addressed to the several persons
ordering the same, to the express company, to be transported by
that company, and delivered by it to the consignees upon
fulfillment by them of a specified condition precedent, namely,
payment of the purchase price and transportation charges; and not
otherwise. Attached to the very body of the contract, and to the
act of delivery to the carrier, was in condition of payment before
delivery of possession to the consignee. With this condition
unfulfilled and not waived, it would be impossible to say that a
delivery to the carrier was intended by the consignor as a delivery
to the consignee, or as a surrender of the legal title. The goods
were entrusted to the carrier to transport to the place of
destination named, there to present them for acceptance to the
consignee, and if he accepted them, and paid the accompanying
invoice and the transportation charges, to deliver them to him;
otherwise to notify the consignor, and hold them subject to his
order. It is difficult to see how a seller could more positively
and unequivocally express his intention not to relinquish his right
of property or possession in goods until payment of the purchase
price than by this method of shipment. We do not think the case is
distinguishable in principle from that of a vendor who sends his
clerk or agent to deliver the goods, or forwards them to, or makes
them
Page 144 U. S. 334
deliverable upon the order of, his agent, with instructions not
to deliver them except on payment of the price, or performance of
some other specified condition precedent by the vendee. The vendors
made the express company their agent in the matter of the delivery
of the goods, with instructions not to part with the possession of
them except upon prior or contemporaneous receipt of the price. The
contract of sale, therefore, remained inchoate or executory while
the goods were in transit, or in the hands of the express company,
and could only become executed and complete by their delivery to
the consignee. There was a completed executory
contract of
sale in New York, but the completed
sale was, or was to
be, in this State."
The foregoing comprises all that was said by the Supreme Court
material to the case now before us.
It is assigned for error that the Supreme Court held (1) that
the sale of intoxicating liquor in New York, by a citizen of that
State, lawfully, was a crime under the statute law of Vermont, when
the liquor so sold was shipped C.O.D. to the purchaser in Vermont,
by his direction; (2) that a shipment of liquors by a common
carrier from New York, by a citizen of that State, to a purchaser
in Vermont, under the circumstances of this case, was a crime under
the statute of Vermont, which could be punished by the courts of
Vermont, (3) that such statute was not in conflict with the clause
of the Constitution of the United States which gives Congress power
to regulate commerce with foreign nations, and among the several
States, and with the Indian tribes; (4) that O'Neil, under the
facts in this case, was amenable to the statute law of Vermont
prohibiting the sale, furnishing, and giving away of intoxicating
liquors; and (5) that the construction the court gave to that
statute, and its application to the facts of this case, was not in
conflict with § 8 of Article 1 of the Constitution of the
United States in regard to the regulation of commerce.
It is contended for the State of Vermont that this Court has no
jurisdiction of this case, because the record does not present a
federal question. We are of opinion that this contention
Page 144 U. S. 335
is correct, and that the writ of error must be dismissed for
want of jurisdiction in this Court.
No point in the Commerce Clause of the Constitution of the
United States was taken in the County Court in regard to the
present case, or considered by the Supreme Court of Vermont. One
reason for this may have been that the decision in
Pierce v.
New Hampshire, 5 How. 504, had not theretofore been
in terms overruled or questioned by this Court, the cases of
Bowman v. Chicago &c. Railway Co., 125 U.
S. 465, and
Leisy v. Hardin, 135 U.
S. 100, not having been then decided. The only points
raised in the County Court, according to the exceptions, were that
the facts set forth in the written admission of O'Neil did not
constitute an offense against the statute of Vermont under the
complaint, and that he ought to be found not guilty under the facts
so set forth. The matters thus excepted to were too general to call
the attention of the state court to the Commerce Clause of the
Constitution, or to any right claimed under it.
Farney v.
Towle, 1 Black 350;
Day v.
Gallup, 2 Wall. 97;
Edwards v.
Elliott, 21 Wall. 532;
Warfield v. Chaffe,
91 U. S. 690;
Susquehanna Boom Co. v. West Branch Boom Co., 110 U. S.
57;
Clark v. Pennsylvania, 128 U.
S. 395.
The only question considered by the Supreme Court in its opinion
in regard to the present case was whether the liquor in question
was sold by O'Neil at Rutland or at Whitehall, so as to fall within
or without the statute of Vermont, and the Court arrived at the
conclusion that the completed sale was in Vermont. That does not
involve any federal question.
In its opinion in 58 Vermont 140, the Supreme Court considered
not only the present case and the case before referred to against
O'Neil for keeping intoxicating liquors with intent to sell, etc.,
but also two other cases, being proceedings
in rem for the
condemnation of intoxicating liquor on its seizure, in which latter
two cases the National Express Company was claimant, and in one of
them the liquors were forfeited, while in the other of them some of
the liquors (being those which had been paid for to the shipper at
Whitehall, New York) were returned to the claimant, and the
remainder forfeited.
Page 144 U. S. 336
In its opinion, the Court said: "Concerning the claim that
section 8" of Article 1
"of the Federal Constitution, conferring upon Congress the
exclusive right to regulate commerce among the States, has
application, it is sufficient to say that no regulation of or
interference with interstate commerce is attempted."
That this observation had reference solely to the two seizure
cases, and not to the present case, is apparent from the fact that
the court immediately went on to say:
"If an express company or any other carrier or person, natural
or corporate, has in possession within this State an article in
itself dangerous to the community, or an article intended for
unlawful or criminal use within the State, it is a necessary
incident of the police powers of the State that such article should
be subject to seizure for the protection of the community."
The liquors in those two cases
in rem were seized by
the sheriff at Rutland, while in the possession of the National
Express Company, some of them having been delivered to that company
at Troy, New York., and some at Whitehall, New York, and all of
them having been ordered by persons at Rutland for their own use,
and not for sale or distribution contrary to law.
The Supreme Court of Vermont decided the case before us upon a
ground broad enough to maintain its judgment without considering
any federal question. No federal question was presented for its
decision as to this case, nor was the decision of a federal
question necessary to the determination of this case, nor was any
actually decided, nor does it appear that the judgment as rendered
could not have been given without deciding one.
Hale v.
Akers, 132 U. S. 554,
132 U. S. 565, and
cases there cited;
San Francisco v. Itsell, 133 U. S.
65;
Hopkins v. McLure, 133 U.
S. 380;
Blount v. Walker, 134 U.
S. 607;
Beatty v. Renton, 135 U.
S. 244;
Johnson v. Risk, 137 U.
S. 300;
Butler v. Gage, 138 U. S.
52;
Beaupre v. Noyes, 138 U.
S. 397,
138 U. S. 402;
Leeper v. Texas, 139 U. S. 462;
Henderson Bridge Co. v. Henderson City, 141 U.
S. 679;
Hammond v. Johnston, 142 U. S.
73;
New Orleans v. New Orleans Water-Works Co.,
142 U. S. 79.
It was entirely immaterial how the liquor sold by O'Neil at
Page 144 U. S. 337
Rutland came to be there, for sale there -- whether it was made
there or whether it was brought in some way from the State of New
York. The only question was whether it was at Rutland so as to be
capable of sale there, and whether it was sold there.
Moreover, under the practice in the Supreme Court of Vermont,
the very error relied upon must appear affirmatively in the
exceptions.
Sequin v. Peterson, 45 Vermont 255;
State
v. Preston, 48 Vermont 12;
Hathaway v. National Life
Insurance Co., 48 Vermont 335;
State v. Brunelle, 57
Vermont 580;
Spaulding v. Warner, 57 Vermont 654;
Rowell v. Fuller's Estate, 59 Vermont 688.
The result is that the writ of error must be dismissed.
MR. JUSTICE FIELD, dissenting.
I am compelled to disagree with my associates in their
disposition of this case. The act charged as an offense in the
State of Vermont was, in my judgment, a lawful transaction in the
State of New York. It will, I think, strike many men with surprise
to learn that filling an order for the purchase of goods and their
transmission from one State by an express carrier, to be paid for
on delivery to the buyer in another State, can be turned into a
criminal offense of the person filling the order in the State where
he was not present.
The offense charged consisted of selling, furnishing, and giving
away intoxicating liquor in Vermont without authority of law, yet
the accusation presenting it makes no mention of any person to whom
the article was sold, furnished, or given. Here is a copy of the
document:
State of Vermont}
} ss:
Rutland County }
"To Wayne Bailey, Esq., justice of the peace within and for the
county of Rutland, comes J. P. Cain, grand juror, of the town of
Rutland, in said County of Rutland, and on his oath of office
complaint makes that John O'Neil, of Whitehall,
Page 144 U. S. 338
N.Y., to-wit, on the 25th day of December, A.D. 1882 at Rutland
aforesaid, did at divers times sell, furnish, and give away
intoxicating liquor without authority, contrary to the form, force,
and effect of the statute in such case made and provided, and
against the peace and dignity of the State."
J. P. CAIN,
Grand Juror
The accusation describes only a single offense, yet, by the
addition of the words "at divers times," that document is held to
justify a trial and uphold a conviction for 307 distinct offenses,
only one of which is set forth in the accusation, and that
defectively, all the others being brought within it by use of those
words.
The punishment imposed was one exceeding in severity --
considering the offenses of which the defendant was convicted --
anything which I have been able to find in the records of our
courts for the present century. By the justice of the peace in
Vermont, before whom the defendant was accused, he was convicted of
457 distinct offenses, and sentenced to pay to the treasurer of the
State a fine of $9,140 and the costs of prosecution, taxed at
$472.96, and be confined at hard labor in the house of correction
in the county of Rutland for one month, and, in case the fine and
costs should not be paid on or before the expiration of this
month's imprisonment, to be confined there at hard labor for the
further term of 28,836 days, to be computed from the expiration of
the month's imprisonment. This was more than 79 years for selling,
furnishing, and giving away, as alleged, intoxicating liquor, which
took place in New York, to be delivered in Vermont. An appeal
having been taken from that judgment to the County Court of Rutland
County, a jury was called, and the accused pleaded "Not guilty,"
and, although but one charge was specified, and that defectively,
in the complaint, which was the one filed before the justice of the
peace, the jurors found him guilty of 307 distinct offenses of
selling intoxicating liquors without authority and contrary to the
laws of Vermont. He was thereupon sentenced
Page 144 U. S. 339
to pay a fine of $6,140 to the Treasurer of the State, and the
costs of prosecution, taxed at $497.96, and stand committed until
the sentence was complied with; and, in case the fine and costs
were not paid before the 20th day of March, 1883, at 3 o'clock in
the afternoon of that day, to be confined at hard labor in the
house of correction for the term of 19,914 days -- a period of over
54 years -- a reduction from the term imposed by the justice of the
peace of about 25 years.
Had he been found guilty of burglary or highway robbery, he
would have received less punishment than for the offenses of which
he was convicted. It was six times as great as any court in Vermont
could have imposed for manslaughter, forgery, or perjury. It was
one which, in its severity, considering the offenses of which he
was convicted, may justly be termed both "unusual and cruel."
That designation, it is true, is usually applied to punishments
which inflict torture, such as the rack, the thumb-screw, the iron
boot, the stretching of limbs, and the like, which are attended
with acute pain and suffering. Such punishments were at one time
inflicted in England, but they were rendered impossible by the
declaration of rights, adopted by Parliament on the successful
termination of the Revolution of 1688, and subsequently confirmed
in the Bill of Rights. It was there declared that excessive bail
ought not to be required, nor excessive fines imposed, nor cruel
and unusual punishments inflicted. From that period, this doctrine
has been the established law of England, intended as a perpetual
security against the oppression of the subject from any of those
causes. It is embodied in the Eighth Amendment to the Constitution
of the United States, and in the constitutions of several of the
States, though Mr. Justice Story states in his Commentaries on the
Constitution
"that the provision would seem to be wholly unnecessary in a
free Government, since it is scarcely possible that any department
of such a Government should authorize or justify such atrocious
conduct."
Section 1903. The inhibition is directed not only against
punishments of the character mentioned, but against all
punishments
Page 144 U. S. 340
which, by their excessive length or severity, are greatly
disproportioned to the offenses charged. The whole inhibition is
against that which is excessive either in the bail required, or
fine imposed, or punishment inflicted. Fifty-four years'
confinement at hard labor, away from one's home and relatives, and
thereby prevented from giving assistance to them or receiving
comfort from them, is a punishment at the severity of which,
considering the offenses, it is hard to believe that any man of
right feeling and heart can refrain from shuddering. It is no
matter that, by cumulative offenses, for each of which imprisonment
may be lawfully imposed for a short time, the period prescribed by
the sentence was reached, the punishment was greatly beyond
anything required by any humane law for the offenses. The State
may, indeed, make the drinking of one drop of liquor an offense to
be punished by imprisonment, but it would be an unheard-of cruelty
if it should count the drops in a single glass, and make thereby a
thousand offenses, and thus extend the punishment for drinking the
single glass of liquor to an imprisonment of almost indefinite
duration. The State has the power to inflict personal chastisement
by directing whipping for petty offenses -- repulsive as such mode
of punishment is -- and should it, for each offense, inflict 20
stripes, it might not be considered, as applied to a single
offense, a severe punishment, but yet, if there had been 307
offenses committed, the number of which the defendant was convicted
in this case, and 6,140 stripes were to be inflicted for these
accumulated offenses, the judgment of mankind would be that the
punishment was not only an unusual, but a cruel, one, and a cry of
horror would rise from every civilized and Christian community of
the country against it. It does not alter its character as cruel
and unusual that for each distinct offense there is a small
punishment, if, when they are brought together, and one punishment
for the whole is inflicted, it becomes one of excessive severity.
And the cruelty of it, in this case, by the imprisonment at hard
labor, is further increased by the offenses' being thus made
infamous crimes. In
Ex parte
Wilson, 114 U.S.
Page 144 U. S. 341
417,
114 U. S. 429, a
party under sentence of imprisonment for 15 years at hard labor in
the house of correction in Detroit, Mich., was discharged by this
Court because he was not tried upon an indictment or presentment of
a grand jury, the Court holding that a crime, punishable by
imprisonment for a term of years at hard labor, was an infamous
crime within the meaning of the Fifth Amendment of the Constitution
of the United States. The selling of liquors in New York during 3
years, upon 307 distinct orders from Vermont -- that is, one in
every 3 or 4 days -- to be paid for on delivery in the latter
State, is declared by the punishment inflicted 307 infamous
crimes.
I have stated these particulars of the proceedings and of the
judgment of the state courts to show what great wrongs were
inflicted, under the forms of law, upon the defendant. If there is
no remedy for them, there is a defect in our laws or in their
administration which cannot be too soon corrected. I think there is
a remedy, and that it should be afforded by this Court.
The sales for which the defendant was prosecuted were either
completed transactions in New York, passing there the title to the
goods, leaving their transportation to the purchaser in Vermont as
a matter for his direction, or they were mere executory contracts
of sale in New York, to be completed by delivery of the goods to
the purchaser in Vermont.
If the first position be the true one, then Vermont, in
attempting to punish the defendant, assumed to punish him for an
extraterritorial offense by her statute, or to apply her statute to
an offense not embraced by its terms. If the former of these
alternatives be the one she takes, that is, to punish the defendant
for an extraterritorial offense, she violates the right of a
citizen of New York, and a right of that citizen which depends upon
the relation of his State to the Union, and, as that relation
forbids a resort to arms, or negotiation, or any international
procedure for protection of her citizens, it belongs to that class
of rights which pertain to a citizen of the United States. His
rights as such citizen are guarded and must be
Page 144 U. S. 342
defended by the United States, and cannot be abridged or
impaired by the law of any State.
But if the statute of Vermont does not reach the defendant by
extraterritorial operation, and the sales were only inchoate in New
York, and consummated by delivery in Vermont, then the acts of
selling were extraterritorial, and the delivery was by interstate
transportation. Until that transportation was completed and the
packages of goods were delivered to the purchasers, they were under
the commercial power of Congress, and not the police power of the
State, and the intrusion of the latter to defeat the full
protection of the congressional power was necessarily void.
I assume for this case as correct the position of the majority
of this Court and of the Supreme Court of Vermont that the sales
were only initiated in New York, and were there merely executory
contracts, and were not consummated until delivery of the goods to
the purchaser in Vermont. As such, they were transactions of
interstate commerce, which the latter State could not prevent, and
for which she could not impose any penalty upon the defendant,
though she might place such restrictions upon the disposition of
the liquor as the safety and health of the community might require,
after it was brought within her limits, and had become part of the
general property there. Against the proceedings resulting in the
penalty inflicted the defendant invoked -- and, in my judgment, was
entitled to receive protection under the clause of the Constitution
of the United States vesting in Congress the exclusive power to
regulate commerce among the States. The refusal of the state court
to afford the protection is sufficient ground for this Court to
take jurisdiction to review the judgment of that court, and I
dissent from my associates in their declining to take such
jurisdiction.
On the trial before the County Court, certain facts were
admitted by the accused which constitute the grounds of his
conviction. They are given in the opinion of the majority, and it
is only necessary to state so much of them as will show the
pertinency of the objections I take. The accused resided at
Whitehall, in the State of New York, a flourishing town of
Page 144 U. S. 343
several thousand inhabitants and considerable commerce at the
south end of Lake Champlain and about 24 miles west of Vermont.
He was a wholesale and retail dealer in wines and liquors at
that place, and had been there engaged in that business for more
than three years. His business was a lawful one under the laws of
New York. During those three years, he received at his store in
Whitehall 307 separate and distinct orders by mail, telegraph, or
express, for specified small quantities of intoxicating liquors,
from as many different parties residing in Rutland, Vermont. The
orders requested the accused to send the liquors to the parties
ordering them at Rutland by the National Express Company, a New
York corporation and common carrier, doing business between New
York and Montreal, including the route between Whitehall and
Rutland, and, in more than one-half the number of instances,
directed that the liquors be sent C.O.D., meaning cash on delivery,
and in other instances, where the orders did not specify this mode,
it was the intention of the purchaser to have the goods thus sent
to him.
It was the usual course of trade for merchants receiving an
order from a considerable distance for goods in small quantities to
send the same by express C.O.D. when the order was not from a
regular customer or a person of known responsibility. Upon the
receipt of the orders, the accused in each instance measured out
the liquors called for at his store in Whitehall, put the same in
the jugs or other vessels sent, and attached to each one a tag
having the address of the party ordering the liquor. He then
delivered the package to the express company, each package having
upon the tag the name and business of the accused, and not being in
any manner disguised, and being sealed with wax. He delivered to
the express company, with each package, a bill in an envelope
marked "C.O.D.," endorsed with instructions not to deliver the same
without receiving payment therefor.
He did nothing after the packages were delivered by him at
Whitehall, and the several consignees received the same and made
payment therefor to the carrier at Rutland.
Page 144 U. S. 344
The accused requested the court to instruct the jury that the
facts set forth in his admission did not constitute an offense
against the statute, under the complaint in the case; but the court
refused the request, and he excepted. He also requested the court
to instruct the jury that, under the facts, they ought to find him
not guilty, but this the court refused to do, and he excepted. The
court charged the jury that, if they believed the facts set forth
in the admission, they made a case upon which the jury should find
a verdict of guilty against him, to which instruction he
excepted.
The case was carried to the Supreme Court of the State, and by
it the judgment below was affirmed. In giving its opinion, that
Court stated that, the case being one for selling intoxicating
liquors, the question was whether they were sold by the accused in
contemplation of law in Rutland County, and that the answer
depended upon the question whether the National Express Company, by
which the liquors were delivered to the consignees thereof, was in
law the agent of the vendor or of the vendees. It stated that the
effect of the transaction was a direction by the shipper to the
express company not to deliver the goods to the consignees except
upon payment of the amount specified in the C.O.D. bills, together
with the
charges for the transportation of the packages and for
the return of the money paid, and that this direction was so
understood by the express company, which received the shipments
coupled therewith. This statement ignores the fact in the admission
of the accused, which was submitted to the jury, that the express
company was the agent of the Rutland parties, and expenses of that
company being paid by the senders of the orders -- a fact which
showed that the company acted for the purchasers, and not for the
vendor, in the several cases in the carriage to Vermont of the
articles sold.
The several transactions appear to have been completed according
to the admission, so far as the vendor was concerned at Whitehall,
in the State of New York. He was not in Vermont, where the alleged
offenses were committed. He had no clerk, or agent, or office for
the sale of liquors in that State, or at any other place than
Whitehall. As said by counsel, the
Page 144 U. S. 345
contention of the State appears to have been to make the
defendant constructively present in Vermont, and, by a fiction of
law, a criminal under her laws. He was, in fact, found guilty of
criminal offenses in Vermont, where he was not present, because he
sold liquors in New York, on credit, to parties in Vermont, payable
on delivery.
Transactions like those in controversy -- that is, purchases of
small quantities of goods upon orders, the packages to be shipped
by the vendor with a direction to collect the amount of the price
on delivery -- take place in this country every month to the amount
of millions of dollars. Orders are sent all over the country for
articles of small bulk; to California for fruits and wines, to
Florida for oranges, to Kentucky for whiskies, and to the dealers
in our large cities in general merchandise for small parcels of
different kinds. They are transmitted without hesitation by the
vendors upon the receipt of such orders, often even without
knowledge of the parties sending them, their security being the
retention of a lien upon the property shipped until the cash is
actually paid. Amazement would strike the large class of merchants
engaged in transmitting goods in this way from one portion of the
country to another if they were told that they thereby rendered
themselves liable to the penal statutes of the States to which the
goods were sent in compliance with the orders of the purchasers,
and might be prosecuted for criminal offenses committed in those
States, which they had never visited, and with whose laws they
never intended to interfere. I do not believe that any such danger
is incurred by them by engaging in this mode of interstate
commerce. None of the cases which I have seen (and my examination
has been somewhat extended) has sustained any such doctrine.
Whether transactions of the character mentioned are to be deemed
absolute sales of the goods on the part of the vendor, with a
proviso for withholding their delivery until actual payment, so as
to preserve a lien for the price, or only as executory contracts of
sale, not completed until actual delivery, there is a diversity of
opinion.
Pilgreen v. State, 71 Alabama 368;
Dutton v.
Solomonson, 3 Bos. & Pul. 582;
Garland v. Lane,
46 N. H. 245;
Orcutt
Page 144 U. S. 346
v. Nelson, 1 Gray, 536, 542; and
State v. Carl and
Tobey, 43 Arkansas 353.
But in either view, whether considered as absolute sales or
executory contracts of sale, they were, as already stated,
transactions of interstate commerce. They were made between
citizens of different States, and involved the transportation of
the article sold from one State to another. A sale of an article
between such citizens, and its transportation from one State to
another for delivery to the purchaser, are the essential elements
of interstate commerce. As said by this Court in
Welton v.
State of Missouri, 91 U. S. 275, 280,
commerce
"comprehends intercourse for the purposes of trade in any and
all its forms, including the transportation, purchase, sale, and
exchange of commodities between the citizens of our country and the
citizens or subjects of other countries, and between the citizens
of different States."
In
County of Mobile v. Kimball, 102 U.
S. 691,
102 U. S. 702,
this Court said:
"Commerce with foreign countries and among the States, strictly
considered, consists in intercourse and traffic, including in these
terms navigation and the transportation and transit of persons and
property, as well as the purchase, sale, and exchange of
commodities. For the regulation of commerce as thus defined there
can be only one system of rules applicable alike to the whole
country; and the authority which can act for the whole country can
alone adopt such a system. Action upon it by separate States is
not, therefore, permissible."
In the case of
The Daniel
Ball, 10 Wall. 557,
77 U. S. 565,
this Court said:
"Whenever a commodity has begun to move, as an article of trade,
from one State to another, commerce in that commodity between the
States has commenced."
See also Gloucester Ferry Co. v. Pennsylvania,
114 U. S. 196;
Brown v. Houston, 114 U. S. 622;
Pickard v. Pullman Southern Car Co., 117 U. S.
34;
Robbins v. Shelby Taxing District,
120 U. S. 489;
Steamship Co. v. Pennsylvania, 122 U.
S. 326.
The exclusive and protecting power of Congress over interstate
commerce is not confined to that commerce which consists of
wholesale business, but extends to all cases of the sale,
Page 144 U. S. 347
exchange, and transportation of goods between citizens of
different States -- as much to the single case of fruit or wine as
to the car-load of grain or cotton.
The transactions considered in this case, which extended over a
period of three years, cannot be described without showing that
they embody the elements which constitute interstate commerce --
sales of goods by a citizen of one State to a citizen of another
State, and their transportation between the States in their
delivery to the purchaser. These facts must have been seen by the
Supreme Court of Vermont. They were facts constantly presenting
themselves, and could not have been overlooked. Nor can it make any
difference what motives may be imputed to the parties on the one
side in selling, and on the other in purchasing, the goods. The
only inquiry which can be considered is were the goods bought and
sold subjects of lawful commerce? for, if so, they were, in their
transportation between the parties -- citizens of different States
-- until their delivery to the purchaser or consignee in the
completion of the contracts of sale, under the protection of the
commercial power of Congress. It is not necessary, to give this
Court jurisdiction to review the judgment of that court, that the
record should show that the objection that the transactions were
those of interstate commerce was specifically taken in terms in the
court below. It is sufficient if the facts of the record show that
the question of their being transactions of that character was
involved in the case, though the court below may state in various
forms that it did not deem it necessary to consider it. In
Murray v. Charleston, 96 U. S. 432,
96 U. S. 441,
it was held that, whenever rights acknowledged and protected by the
Constitution of the United States are denied or invaded by state
legislation which is sustained by the judgment of a state court,
this Court is authorized to interfere; that the jurisdiction to
reexamine such judgment cannot be defeated by showing that the
record does not in direct terms refer to a constitutional provision
nor expressly state that a federal question was presented, and that
the true jurisdictional test is whether it appears that such a
question was decided adversely to the federal right. Mr. Justice
Strong,
Page 144 U. S. 348
speaking for the Court, said:
"In questions relating to our jurisdiction, undue importance is
often attributed to the inquiry whether the pleadings in the state
court expressly assert a right under the Federal Constitution. The
true test is not whether the record exhibits an express statement
that a federal question was presented, but whether such a question
was decided, and decided adversely to the federal right. Everywhere
in our decisions it has been held that we may review the judgments
of a state court when the determination or judgment of that court
could not have been given without deciding upon a right or
authority claimed to exist under the Constitution, laws, or
treaties of the United States, and deciding against that right.
Very little importance has been attached to the inquiry whether the
federal question was formally raised;"
and the Court cited the case of
Crowell v.
Randell, 10 Pet. 368, in support of this position,
where it was laid down, after a review of previous decisions,
"that it is not necessary the question should appear on the
record to have been raised and decision made in direct and positive
terms,
in ipsissimis verbis, but it is sufficient if it
appears by clear and necessary intendment that the question must
have been raised, and must have been decided, in order to have
induced the judgment."
See also Eureka &c. Canal Co. v. Yuba County Superior
Court, 116 U. S. 410;
Arrowsmith v. Harmoning, 118 U. S. 194.
In the vendor had, during the same period of three years, sold
every third or fourth day a box of fruit or a package of clothing
to the vendees in Vermont, payable on delivery, the transactions
would have been of the same character as those under consideration
-- those of interstate commerce, and I doubt whether a question on
this point would have been raised by any one. The present
transactions, in the fact that the articles are liquors, are in no
respect different in character. The decision made by the court
below could not have been rendered without it assuming that the
facts which constitute interstate commerce were transactions of a
different nature.
If that court could, by that assumption, bind this Court, the
supervising authority of our jurisdiction would be lost in every
case by the simple assertion of the court below that it
Page 144 U. S. 349
placed its decision on some particular ground of its own
creation. To assent to any such doctrine would be to abrogate our
jurisdiction in a most important particular; and that is, in my
judgment, exactly what is done in this case. In the opinion of the
majority, it is stated that the only question considered by the
Supreme Court of Vermont, in regard to the present case, was
whether the liquor in question was sold by O'Neil at Rutland or
Whitehall, so as to fall within or without the statute of Vermont;
and it arrived at the conclusion that the completed sale was in
Vermont. That, says this Court, does not involve any federal
question. To this, I answer that, before the state court could
reach the question whether the sale fell under the law of Vermont,
it had to determine whether the sale was completed in that State or
in New York -- whether, therefore, an executory sale of goods in
New York, completed in Vermont, was or was not a transaction of
interstate commerce; and until that question, which was a federal
one, was disposed of, the alleged state question could not be
considered. But that the commercial question was brought to the
attention of the Supreme Court of Vermont, was argued by counsel
there, and passed upon by that Court, does not rest as an inference
from the facts necessarily involved; it appears from its opinion,
and the official report of the case.
There were at the same time three other cases before the Court,
arising upon substantially the same facts -- one against the same
respondent, and the other two being proceedings for the
condemnation of the liquors seized. They were considered together,
and the opinion of the Court, delivered by its Chief Justice,
covered them all, and discussed the principal questions involved.
It was prepared by him and handed to the reporter, and, under the
latter's supervision, it was published in the official reports of
the decisions of the Court, and is found in volume 58 of the
Vermont Reports. The law of Vermont requires the judges of the
Supreme Court to prepare and furnish to the reporter each year
reports of the opinions delivered by them, and the reporter to
prepare them for publication, and to superintend the printing. In
looking at the
Page 144 U. S. 350
synopsis of the argument of counsel which accompanies the report
of the opinion thus prepared, we find that they took the position
that the transactions complained of were those of interstate
commerce, and that the State could not prohibit or regulate that
commerce. In
Kreiger v. Shelby Railroad Co., 125 U. S.
39,
125 U. S. 44, it
was held that this Court might examine the opinions of a state
court, delivered and recorded, to ascertain the ground of its
judgment. And, looking at the opinion of the Supreme Court of
Vermont, we find several paragraphs bearing upon the question of
interstate commerce. One of the paragraphs describes the sales
thus:
"The liquors were ordered by residents of Vermont from dealers
doing business in the State of New York, who selected from their
stock such quantities and kinds of goods as they thought proper in
compliance with the terms of the orders, put them up in packages,
directed them to the consignees, and delivered them to the express
company as a common carrier of goods for transportation,
accompanied with a bill or invoice for collection."
I am unable to make out of transactions of this character
anything other than those of interstate commerce.
In another paragraph, the Court refers directly to the
Commercial Clause of the Constitution, and repudiates its
application. It says:
"Concerning the claim that section eight of the federal
Constitution, conferring upon Congress the exclusive right to
regulate commerce among the States has application, it is
sufficient to say that no regulation of or interference with
interstate commerce is attempted;"
and the Court concludes its opinion covering all the cases by
holding that, in the two cases of
State v. O'Neil, the
respondent takes nothing by his exceptions. That is to say, the
Court, not denying that the question was raised in the
O'Neil cases, passed it off with the statement that no
regulation of or interference with commerce was attempted, thus
brushing out of consideration the federal question by assuming that
the transactions were purely of state cognizance. In another
paragraph, the state court expresses disapprobation of the claim
that the federal authority was supreme in matters of interstate
commerce. "If it were competent," said that court,
"for persons or companies
Page 144 U. S. 351
to become superior to state laws and police regulations, and to
override and defy them under the shield of the Federal
Constitution, simply be means of conducting an interstate traffic,
it would indeed be a strange and deplorable condition of
things."
That is to say, that the importation of goods into the State
from another State should be protected under the Federal
Constitution against hostile state legislation would be deplorable.
This observation was undoubtedly made in response to suggestions
that transportation of goods between the States was free until
regulated by Congress. Deplorable as the Supreme Court of Vermont
may have thought the doctrine, it was the settled law, as announced
by repeated decisions of this Court. In
County of Mobile v.
Kimball, 102 U. S. 691,
102 U. S. 697,
speaking of the power of Congress over commerce, this Court
said:
"The subjects, indeed, upon which Congress can act under this
power are of infinite variety, requiring for their successful
management different plans or modes of treatment. Some of them are
national in their character, and admit and require uniformity of
regulation, affecting alike all the States; others are local, or
are mere aids to commerce, and can only be properly regulated by
provisions adapted to their special circumstances and localities.
Of the former class may be mentioned all that portion of commerce
with foreign countries or between the States which consists in the
transportation, purchase, sale, and exchange of commodities. Here
there can of necessity be only one system or plan of regulations,
and that Congress alone can prescribe.
Its nonaction in such
cases with respect to any particular commodity or mode of
transportation is a declaration of its purpose that the commerce in
that commodity, or by that means of transportation, shall be
free."
And in
Leisy v. Hardin, 135 U.
S. 100,
135 U. S. 119,
this Court cites from a previous opinion the following language as
to the power of Congress over subjects of interstate commerce,
declaring that its doctrine is now firmly established:
"Where the subject is national in its character, and admits and
requires uniformity of regulation, affecting alike all the States,
such as transportation between the States, including the
importation of
Page 144 U. S. 352
goods from one State into another, Congress can alone act
upon it, and provide the needed regulations."
See also Welton v. Missouri, 91 U. S.
275, and
Brown v. Houston, 114 U.
S. 622,
114 U. S.
630.
In another paragraph of the opinion, the state court again
refers to the character of the transaction between the vendor in
New York and the vendee in Vermont, and the effect of the
instruction to the carrier not to deliver the goods except upon
prior or contemporaneous payment of the price, upon which it
says:
"The contract of sale therefore remained inchoate or executory
while the goods were in transit or in the hands of the express
company, and could only become executed and complete by their
delivery to the consignee. There was a completed executory contract
of sale in New York, but the completed sale was, or was to be, in
this State,"
(Vermont). No better description of a transaction of interstate
commerce could be given -- an executory contract of sale made in
one State by a citizen thereof to a citizen of another State, and a
completed sale under that contract by the transportation and
delivery to the purchaser in the latter State.
In the face of these extracts from the opinion of that Court, it
strikes me with surprise that anyone can contend that, in deciding
the case, it did not consider the question of interstate commerce.
It seems to me to have been the principal question before it, and
the only one which gave it any trouble in the disposition of the
case. But, notwithstanding these statements, and the character of
the transactions themselves, which do not admit, in my judgment, of
any accurate description without involving, necessarily, elements
of interstate commerce, the assertion is made by the majority, with
great positiveness, as though it would brush aside opposing
considerations, that
"no federal question was presented for the decision of the Court
as to this case, nor was the decision of a federal question
necessary to the determination of this case, nor was any actually
decided, nor does it appear that the judgment as rendered could not
have been given without deciding one."
If this assertion could be received with half the confidence
with which it is made, the whole controversy would be settled, and
any
Page 144 U. S. 353
discussion upon the points raised would be precluded. The
opinion of the Court would then stand as evidence of wrongs
inflicted upon a citizen of the United States under the forms of
law, and, if the decision be right, of the inability of their
constituted tribunals to give to him any redress, notwithstanding
the often-repeated declaration that the power of Congress over
interstate commerce is exclusive of all state authority.
It is true that the presumption of law is that the majority of
the court are right and that I am wrong; yet, in the face of this
presumption, and the positiveness with which the views of the
majority are asserted, I cannot yield my convictions the other way,
which were never clearer or stronger in any case.
I can conceive of nothing more direct and effective as an
interference with the power of Congress over interstate commerce
than for a State to hold that the act of transmitting an article to
it from another State, in completion of a sale by delivery, is an
offense against its laws for which the sender can be punished.
Surely commerce between the States would be defeated entirely, or
subject to the control of a State to which property might be sent,
if it could hold the consummation of the sale of the article sent
from another State to be itself a penal offense. And to say that
there is no interference in such a case with the power of Congress
is, in my humble judgment, and with all due respect to my
associates, to trifle with substance by words.
Until Congress acts, every citizen in a State has a right to
send lawful articles of commerce into another State. When they
reach that State, and become a part of the general property there,
they fall under the control of its lawfully established police
regulations; but the commerce, which is subject to the control of
Congress, necessarily carries the article into another State, and
whether the title is vested in the purchaser there, or when it
starts from the State from which it is sent, is a matter of no
consequence; the state power over the article only commences after
it is once incorporated into the property of the State, and that
does not take place until the transportation is completed and the
delivery made. Interstate commerce is not confined to the sale of
goods which have been fully paid
Page 144 U. S. 354
for before they leave the State of export. It embraces also
goods the sale of which may not be completed until delivery in the
State of import; and the distinction in that respect made by the
Supreme Court of Vermont would destroy half of the interstate
commerce of the country. To regulate commerce is to prescribe the
rules by which it shall be governed -- that is, the conditions on
which it shall be carried on, whether it shall be subject to duties
and charges or be left free and untrammeled.
The necessity of some controlling power to regulate commerce
both with foreign nations and among the States was one of the
principal causes that led to the calling of the convention which
adopted the present Constitution. As said by Chief Justice Marshall
in
Brown v.
Maryland, 12 Wheat. 419,
25 U. S.
445:
"The oppressed and degraded state of commerce previous to the
adoption of the Constitution can scarcely be forgotten. It was
regulated by foreign nations with a single view to their own
interests, and our disunited efforts to counteract their
restrictions were rendered impotent by want of combination.
Congress, indeed, possessed the power of making treaties, but the
inability of the Federal Government to enforce them had become so
apparent as to render that power in a great degree useless. Those
who felt the injury arising from this state of things, and those
who were capable of estimating the influence of commerce on the
prosperity of nations, perceived the necessity of giving the
control over this important subject to a single government. It may
be doubted whether any of the evils proceeding from the feebleness
of the Federal Government contributed more to that great revolution
which introduced the present system than the deep and general
conviction that commerce ought to be regulated by Congress. It is
not, therefore, matter of surprise that the grant should be as
extensive as the mischief, and should comprehend all foreign
commerce and all commerce among the States. To construe the power
so as to impair its efficacy would tend to defeat an object in the
attainment of which the American public took, and justly took, that
strong interest which arose from a full conviction of its
necessity. "
Page 144 U. S. 355
And in
Welton v. State of Missouri, 91 U. S.
275,
91 U. S. 281,
this Court said:
"The power which insures uniformity of commercial regulation
must cover the property which is transported as an article of
commerce from hostile or interfering legislation until it has
mingled with and become a part of the general property of the
country, and subjected, like it, to similar protection, and to no
greater burdens.
If, at any time before it has thus become
incorporated into the mass of property of the State or nation, it
can be subjected to any restrictions by state legislation, the
object of investing the control in Congress may be entirely
defeated."
To sanction, therefore, the legislation of Vermont making the
consummation of an act of interstate commerce -- that is, the
delivery of the article sold or agreed to be sold in another State
to the purchaser or intended purchaser in Vermont -- a penal
offense, is, in fact, to defeat the very object of the grant to
Congress. The decision of the Supreme Court of that State conflicts
with a long line of previous decisions of this Court running
through the last quarter of a century, and with those of
Bowman
v. Chicago &c. Railway Co., 125 U.
S. 465, and
Leisy v. Hardin, 135 U.
S. 100, since rendered, in which the power of Congress
over commerce, foreign and interstate, has been exhaustively
considered, and doctrines declared covering every possible position
than can be taken in this case.
In
Bowman v. Chicago &c. Railway Co., a law of Iowa
forbidding, under penalties, common carriers to bring intoxicating
liquors into the State from any other State or territory without
being first furnished with a prescribed certificate was declared
invalid because essentially a regulation of commerce among the
States, and not sanctioned by the authority, express or implied, of
Congress. It was accordingly held that this law could give no
protection to the carrier in refusing to transport the goods into
that State as requested by the shipper.
If requiring such a certificate as a condition for the
importation of goods into a State was invalid as a regulation of
commerce, much more so must a law be which makes such importation
upon a sale, not completed until by a delivery of the goods within
the State to which they are transported, a
Page 144 U. S. 356
penal offense, subjecting the importer to a criminal prosecution
for the importation. The law of Vermont would have afforded no
protection to the express company employed to transport the goods
in question into that State had it refused to carry them. The
vendor could have sued that company, and recovered for not carrying
them. How, then, can he be prosecuted for sending the goods by that
company? How can a penalty be imposed upon him for doing what he
could compel the company to do? To the objection urged that there
was no legislation of Congress with which the act of Iowa
conflicted, the Court said:
"If not in contravention of any positive legislation by
Congress, it is, nevertheless, a breach and interruption of that
liberty of trade which Congress ordains as the national policy, by
willing that it shall be free from restrictive regulations."
125 U.S. 498.
In
Leisy v. Hardin, the Court said, giving expression
to its often-repeated declarations, that the power vested in
Congress to regulate commerce was complete in itself, acknowledging
no limitations other than those prescribed in the Constitution, and
was coextensive with the subjects on which it acted, and could not
be stopped at the external boundary of a State, but must enter its
interior, and be capable of authorizing the disposition of those
articles which it introduced, so that they might become mingled
with the common mass of property there.
These doctrines, thus clearly stated, and supported by an almost
unbroken line of decisions of this Court for half a century,
establish the invalidity of the action of the State of Vermont in
making a sale of goods by a nonresident to its citizens, completed
on the delivery of the property to them in the State, a penal
offense.
It is true that, when the decisions in these last two cases were
rendered, the personnel of this Court was different from what it is
at present. When
Bowman v. Chicago &c. Railway Co. was
decided, Justices Matthews, Miller, and Bradley were members of
this Court, and concurred in the decision. And when
Leisy v.
Hardin was decided, the latter two justices were still
members, and concurred in that decision.
Page 144 U. S. 357
These justices were distinguished for their ability and
learning, and it was the occasion of great pride to them that they
had contributed by their labors to establish that freedom of
interstate commerce from State interference which made the
different States commercially one country. As said by Mr. Justice
Bradley in
Robbins v. Shelby Taxing District, 120 U.
S. 489,
120 U. S.
494:
"In the matter of interstate commerce, the United States are but
one country, and are, and must be, subject to one system of
regulations, and not to a multitude of systems."
They recognized, with their associates, the right of the State
to exercise its police power to the fullest extent, which the
health, safety, and good order of its people might require, over
all property brought from another State within its limits, when
once mingled with its general property. But they did not admit that
the police power of a State was superior to an express power of
Congress, and a majority of the Court then agreed with them. They
respected the declaration of the Constitution that not only that
instrument, but that all laws of the United States passed in
pursuance thereof, were the supreme law of the land, and that the
judges of every State were bound thereby, anything in the
Constitution or laws of any State to the contrary.
See
Const. art. 6. They regarded the police power as complete upon all
subjects to which it was applicable, but held that it could not be
exercised so as to take property, which was an article of commerce,
from the regulation of Congress. And on the subject of the relation
to each other of the two powers -- the police power of the State
and the power of Congress over commerce -- they often referred to
the observations of Mr. Justice Catron in the
License
Cases, 5 How. 504,
46 U. S. 600,
that that which, from its nature, or its condition from putrescence
or other cause, does not belong to commerce is within the
jurisdiction of the police power; and that which does belong to
commerce is within the jurisdiction of the United States; and that
it is not within the power of the State, by its declaration, to
determine what is and what is not an article of lawful commerce,
and thus determine what is and what is not exclusively under its
control. Referring to the assumption of such power, that
Page 144 U. S. 358
learned Justice said:
"Upon this theory, the power to regulate commerce, instead of
being paramount over the subject, would become subordinate to the
state police power, for it is obvious that the power to determine
the articles which may be the subjects of commerce, and thus to
circumscribe its scope and operation, is, in effect, the
controlling one. The police power would not only be a formidable
rival, but, in a struggle, must necessarily triumph over the
commercial power, as the power to regulate is dependent upon the
power to fix and determine upon the subjects to be regulated."
These three Justices are no longer members of this Court, but
since they ceased to be members, there has been no adjudication by
it until the decision in this case which in any respect changes its
previous decisions upon the exclusive power of Congress over
interstate commerce.
In
Chapman v. Goodnow's Adm'r, 123
U. S. 541,
123 U. S. 548,
this Court, in considering section 709 of the Revised Statutes,
providing for a review of the final judgment or decree in a suit in
the highest court of a State, and speaking of the right or immunity
which might be claimed under the Constitution or a treaty or
statute of the United States, and the decision against them, which
would authorize the reexamination of the judgment or decree,
said:
"We are aware that a right or immunity set up or claimed under
the Constitution or laws of the United States may be denied as well
by evading a direct decision thereon as by positive action. If a
federal question is fairly presented by the record, and its
decision is actually necessary to the determination of the case, a
judgment which rejects the claim, but avoids all reference to it,
is as much against the right, within the meaning of section 709 of
the Revised Statutes as if it had been specifically referred to,
and the right directly refused."
Here, the claim was rejected, though all reference to it was not
avoided. Jurisdiction therefore attached. Having jurisdiction to
review the judgment for the denial by the state court of the
exclusive power vested in Congress to regulate commerce among the
States, there ought not to be any hesitation in declaring that the
judgment of the state court should, for that reason, be reversed.
If not reversed, of what avail
Page 144 U. S. 359
will it be to say that the power of Congress to regulate
interstate commerce is exclusive of all state interference, and
that parties dealing in such commerce are protected thereby, when
the State can at any moment, nullify such power by declaring that
the delivery of the articles of commerce to parties within the
respective States, in completion of a sale made to them in other
States, shall constitute a penal offense, and no redress is left to
the parties prosecuted? I can never assent to the assumption by the
State of any such power as is here asserted.
And I go further than the consideration of the question of
interstate commerce involved. Having jurisdiction of the case on
the ground stated, I think we may look into the whole record, and,
if it appears from the proceedings taken and the rulings made in
the court below on questions brought to its notice that the rights
of the accused, affecting his liberty or his life, have been
invaded, this Court may exercise its jurisdiction for the
correction of the errors committed. The Fourteenth Amendment
declares that no State shall make or enforce any law which shall
abridge the privileges or immunities of citizens of the United
States, and that no State shall deprive any person of life,
liberty, or property without due process of law. I agree, as held
in
In Re Rahrer, 140 U. S. 555,
that those inhibitions do not invest Congress with any power to
legislate upon subjects which are within the domain of state
legislation. They only operate as restraints upon state action,
like the prohibitions upon legislation by the States impairing the
obligation of contracts, or to pass a bill of attainder or an
ex post facto law. But, in all cases touching life or
liberty, I deem it the duty of this Court, when once it has
jurisdiction of a case, to enforce these restraints for the
protection of the citizen where they have been disregarded in the
court below, though called to its attention. I do not pretend that
this Court should take up questions not arising upon the record,
but I do contend that it is competent for the Court, when once it
has acquired jurisdiction of a case, to see that the life or
liberty of the citizen is not wantonly sacrificed because of some
imperfect statement of the party's rights. We have now jurisdiction
to hear writs of error in certain criminal
Page 144 U. S. 360
cases. If such a case were brought before us upon objections to
the admission of testimony, and we should come to the conclusion
that the objections were not tenable, but at the same time should
perceive that the law under which the accused was convicted had
been repealed or amended in the punishment imposed, we should not
perform our whole duty if we allowed the party to be punished under
the law repealed, or with greater severity than the amended law
authorized, simply because the precise objection was not taken in
direct terms in the assignments or error. We should allow
additional assignments to be filed, or take notice of the error of
our own motion under rule 21, stated below, that injustice and
wrong may not be perpetrated.
Section 997 of the Revised Statutes requires that there shall be
annexed to and returned with a writ of error for the removal of a
cause an assignment of errors; and Rule 21 of this Court declares
that when there is no assignment of errors, as required by that
section, counsel will not be heard
except at the request of the
Court, and that errors not specified according to the rule
will be disregarded. It adds, however,
that the Court, at its
option, may notice a plain error not assigned or specified.
This rule seems to provide for a case like the present, and I do
not think we should be astute to avoid jurisdiction in a case
affecting the liberty of the citizen.
In opening the record in this case, we not only see that the
exclusive power of Congress to regulate commerce was invaded, but
we see that a cruel, as well as an unusual, punishment was
inflicted upon the accused, and that the objection was taken in the
court below, and immunity therefrom was specially claimed. The
Eighth Amendment of the Constitution of the United States, relating
to punishments of this kind, was formerly held to be directed only
against the authorities of the United States, and as not applicable
to the States.
Barron v.
Baltimore, 7 Pet. 243. Such was undoubtedly the
case previous to the Fourteenth Amendment, and such must be its
limitation now, unless exemption from such punishment is one of the
privileges or immunities of citizens of the United States, which
can be enforced under the clause declaring that
Page 144 U. S. 361
"no State shall make or enforce any law which shall abridge"
those privileges or immunities. In
Slaughter-House
Cases, 16 Wall. 36, it was held that the inhibition
of that amendment was against abridging the privileges or
immunities of citizens of the United States, as distinguished from
privileges and immunities of citizens of the States. Assuming such
to be the case, the question arises, what are the privileges and
immunities of citizens of the United States which are thus
protected? These terms are not idle words, to be treated as
meaningless, and the inhibition of their abridgment as ineffectual
for any purpose, as some would seem to think. They are of momentous
import, and the inhibition is a great guaranty to the citizens of
the United States of those privileges and immunities against any
possible state invasion. It may be difficult to define the terms so
as to cover all the privileges and immunities of citizens of the
United States, but, after much reflection, I think the definition
given at one time before this Court by a distinguished advocate --
Mr. John Randolph Tucker, of Virginia -- is correct, that the
privileges and immunities of citizens of the United States are such
as have their recognition in or guaranty from the Constitution of
the United States.
Spies v. Illinois, 123 U.
S. 131, 150 [argument of counsel -- omitted]. This
definition is supported by reference to the history of the first 10
amendments to the Constitution, and of the amendments which
followed the late civil war. The adoption of the Constitution, as
is well known, encountered great hostility from a large class, who
dreaded a central government as one which would embarrass the
States in the administration of their local affairs. They contended
that the powers granted to the proposed Government were not
sufficiently guarded, and might be used to encroach upon the
liberties of the people. In the conventions of some of the States
which ratified the Constitution a desire was expressed for
amendments declaratory of the rights of the people and restrictive
of the powers of the new Government in order, as stated at the
time, to prevent misconception or abuse of its powers. The desire
thus expressed subsequently led to the adoption of the first 10
amendments. Some of these contain specific restrictions upon
Congress, as
Page 144 U. S. 362
that it shall make no law respecting an establishment of
religion, or prohibiting the free exercise thereof, or abridging
the freedom of speech or of the press, or the right of the people
peaceably to assemble, and to petition the government for a redress
of grievances. Some of them impliedly restrict the powers of
Congress in prescribing or construing particular modes of
procedure, such as require a presentment or an indictment of a
grand jury for the trial of capital or otherwise infamous crime,
and the one that provides that, in suits at common law where the
value involved exceeds $20, the right of trial by jury shall be
preserved. Some of them are declaratory of certain rights of the
people which cannot be violated -- as their right to be secure in
their persons, houses, papers, and effects, against unreasonable
searches and seizures; that no one shall be subject for the same
offense to be twice put in jeopardy of life or limb, nor be
compelled in any criminal case to be a witness against himself;
that, in all criminal prosecutions, the accused shall enjoy the
right to a speedy and public trial by an impartial jury of the
State and district wherein the crime shall have been committed, and
to be informed of the nature and cause of the accusation, and to be
confronted with the witnesses against him, and to have compulsory
process for obtaining witnesses in his favor, and that excessive
bail shall not be required, nor excessive fines imposed, nor cruel
and unusual punishments inflicted.
The rights thus recognized and declared are rights of citizens
of the United States under their Constitution which could not be
violated by federal authority. But when the late civil war closed,
and slavery was abolished by the Thirteenth Amendment, there was
legislation in the former slaveholding States inconsistent with
these rights, and a general apprehension arose in a portion of the
country -- whether justified or not is immaterial -- that this
legislation would still be enforced, and the rights of the freedmen
would not be respected. The Fourteenth Amendment followed, which
declares that
"all persons born or naturalized in the United States, and
subject to the jurisdiction thereof, are citizens of the United
States, and of the State wherein they reside."
The
Page 144 U. S. 363
freedmen thus became citizens of the United States, and entitled
in the future to all the privileges and immunities of such
citizens. But, owing to previous legislation, many of those
privileges and immunities, if that legislation was allowed to
stand, would be abridged; therefore, in the same amendment by which
they were made citizens, it was ordained that "no State shall make
or enforce any law which shall abridge the privileges or immunities
of citizens of the United States," thus nullifying existing
legislation of that character, and prohibiting its enactment in the
future.
While, therefore, the 10 amendments, as limitations on power,
and, so far as they accomplish their purpose and find their
fruition in such limitations, are applicable only to the Federal
Government, and not to the States, yet, so far as they declare or
recognize the rights of persons, they are rights belonging to them
as citizens of the United States under the Constitution, and the
Fourteenth Amendment, as to all such rights, places a limit upon
state power by ordaining that no State shall make or enforce any
law which shall abridge them. If I am right in this view, then
every citizen of the United States is protected from punishments
which are cruel and unusual. It is an immunity which belongs to him
against both state and federal action. The State cannot apply to
him, any more than the United States, the torture, the rack, or
thumb-screw, or any cruel and unusual punishment, or any more than
it can deny to him security in his house, papers, and effects
against unreasonable searches and seizures, or compel him to be a
witness against himself in a criminal prosecution. These rights, as
those of citizens of the United States, find their recognition and
guaranty against federal action in the Constitution of the United
States, and against state action in the Fourteenth Amendment. The
inhibition by that amendment is not the less valuable and effective
because of the prior and existing inhibition against such action in
the Constitutions of the several States. The amendment only gives
additional security to the rights of the citizen. It was natural
that it should forbid the abridgment by any State of privileges and
immunities which the
Page 144 U. S. 364
Constitution recognized and guarantied as rights of citizens of
the United States. A similar additional guaranty of private rights
is found in other instances. An inhibition is contained in the
several state constitutions against their legislatures passing a
bill of attainder or an
ex post facto law, and yet a like
inhibition against state action is embodied in the Constitution of
the United States.
When the objection was taken in the Supreme Court of Vermont
that the punishment imposed by the County Court was cruel and
unusual, and immunity from it was specially claimed, the answer of
the court was that the punishment could not be said to be excessive
or oppressive, because the defendant had committed a great many
offenses; that, if the penalty was unreasonably severe for a single
offense, the constitutional question might be urged, but that its
unreasonableness was only in the number of offenses which he had
committed. I do not think this answer satisfactory. The inhibition
is directed against cruel and unusual punishments, whether
inflicted for one or many offenses. A convict is not to be scourged
until the flesh fall from his body, and he die under the lash,
though he may have committed a hundred offenses, for each of which,
separately, a whipping of 20 stripes might be inflicted. An
imprisonment at hard labor for a few days or weeks for a minor
offense may be within the direction of a humane government; but, if
the minor offenses are numerous, no authority exists to convert the
imprisonment into one of perpetual confinement at hard labor, such
as would be appropriate only for felonies of an atrocious nature.
It is against the excessive severity of the punishment, as applied
to the offenses for which it is inflicted, that the inhibition is
directed.
I think the plaintiff in error should be allowed, under the
twenty-first rule, to amend his assignment of errors, so as to
present this objection for our consideration, or that this Court,
under that rule, without any additional assignment, should take
notice of the error of its own motion; for, if the denial by the
court below of the immunity claimed against the cruel and unusual
punishment imposed was an error, it was one of the gravest
character, leaving the defendant to a life of misery
Page 144 U. S. 365
-- one of perpetual imprisonment and hard labor. The right of
the court to consider this alleged error of its own motion is
within its authority under the twenty-first rule; and considering
the unprecedented severity of the punishment -- 54 years'
imprisonment at hard labor for these transactions, which no power
of the human intellect can accurately describe except as
transactions of interstate commerce -- a punishment which makes the
offenses infamous crimes, I should have thought that the Court
would have been prompt to listen to anything which could be
properly said for the relief of the defendant.
Here, this dissenting opinion might close, as I have touched
upon the two questions specially brought to the attention of the
court below; but there are some expressions in the opinion of the
Court upon the procedure in the state courts to which I cannot
assent, and these I will briefly notice.
The complaint against the accused describes, as I have said,
only a single offense -- that of selling, furnishing, and giving
away intoxicating liquor without authority. It designates no person
or persons to whom such liquor was sold, furnished, or given away,
nor specifies any number of offenses, but charges that the offense
named was committed "at divers times;" and yet he was tried and
convicted under this complaint of 307 distinct offenses, and
punishment was imposed for each one. To the defective character of
the complaint, the majority of the Court say, in their opinion, as
though it was a sufficient answer, that the form of the complaint
is authorized by the laws of Vermont, and that under it any number
of offenses may be proved; and that, as the accused did not take
the point either before the justice of the peace or the County
Court that there was any defect or want of fullness in the
complaint, such point was waived. To this I answer that the fact
that the Legislature of Vermont may have authorized the loose form
of accusation used, and allowed the trial of a multitude of
offenses under an imperfect description of one, does not render the
proceeding due process of law any more than if it had attempted to
authorize trials of criminal offenses without any accusation in
writing. Due process
Page 144 U. S. 366
of law required a specific description of all the offenses for
which the defendant was to be put on trial. Proceeding without it
was not due process of law; and, in my judgment, no legislation of
Vermont could make it so. And it is to me a surprising doctrine
that a party can be tried for and convicted of a criminal offense
not alleged against him, and afterwards, when the sentence is
attempted to be enforced, can be prevented from taking the
objection that no offense was charged in the accusation because no
defect of that kind was urged at the trial. So far from the
defect's being waived, or his being then estopped from insisting
upon the objection by his previous silence, I think he could justly
claim that the whole proceeding was a nullity, a mere mockery of
justice.
It is the established rule of the common law which has prevailed
in England and in this country since the Revolution of 1688, if not
for a period anterior to it, that, in all criminal prosecutions,
the accused must be informed of the nature and cause of the
accusation against him. It is the law of every civilized community;
and
in no case can there be, in criminal proceedings, due
process of law where the accused is not thus informed. The
information which he is to receive is that which will acquaint him
with the essential particulars of the offense, so that he may
appear in court prepared to meet every feature of the accusation
against him. As said by Chief Justice Gibson, of the Supreme Court
of Pennsylvania, in
Hartmann v. Commonwealth, 5 Pa St. 60,
66:
"Precision in the description of the offense is of the last
importance to the innocent, for it is that which marks the limits
of the accusation and fixes the proof of it. It is the only hold he
has on the jurors -- judges, as they are, of the fact and the
law."
MR. JUSTICE HARLAN, dissenting.
I do not think that this writ of error should be dismissed for
want of jurisdiction.
The Supreme Court of Vermont, at its October Term, 1885, decided
the following cases:
State v. O'Neil, No. 27 (the
present
Page 144 U. S. 367
case), in which the respondent was charged with selling
intoxicating liquors contrary to law;
State v. O'Neil, No.
28, in which he was charged with keeping intoxicating liquors with
intent to sell, etc.;
State v. Four Jugs of Intoxicating
Liquor, National Express Co., Claimant, No. 25;
State v.
Sixty-Eight Jugs of Intoxicating Liquor, National Express Co.,
Claimant, No. 26. They were disposed of at the same time, and,
in one opinion, delivered by Chief Justice Royce.
State v.
O'Neil, 58 Vermont 140, 150, 151, 166. It is shown by the
report of the cases that O'Neil expressly invoked for his
protection that clause of the Constitution of the United States
which gives Congress power to regulate commerce among the States.
His exception was in these words: "The State cannot prohibit or
regulate interstate commerce." We give the very words of the
exception, because of the statement in the opinion of this Court
that no such point was passed upon in this case by the Supreme
Court of Vermont. 58 Vermont 150. A like exception was taken by the
claimant in cases Nos. 25 and 26, in these words: "Congress has
exclusive power to regulate commerce among the States." 58 Vermont
154. In disposing of this question, the court, in its opinion,
common to all the cases before it, among other things said:
"If it were competent for persons or companies to become
superior to state laws and police regulations, and to override and
defy them under the shield of the Federal Constitution simply by
means of conducting an interstate traffic, it would indeed be a
strange and deplorable condition of things. The right of the States
to regulate the traffic in intoxicating liquors has been settled by
the United States Supreme Court in the
License
Cases, 5 How. 577."
The opinion closed with these words:
"The result is that in the cases of
State v. O'Neil,
numbers 27 and 28, the respondent takes nothing by his exceptions;
and in the cases of
State v. Intoxicating Liquor, National
Express Company, Claimant, numbers 25 and 26, the judgments
are affirmed."
And one of the assignments of error in this Court is to the
effect that the court below erred in adjudging that the statute of
Vermont, in its application to the facts of this case, was not in
conflict with the Commerce
Page 144 U. S. 368
Clause of the Constitution of the United States. How, then can
this Court decline to consider the question, distinctly raised by
O'Neil in the court below, as well as here, namely, that the
transactions on account of which he was prosecuted constituted
interstate commerce, which was not subject to regulation by the
State? The defendant having expressly excepted to the judgment
against him upon the ground that it was not consistent with the
power of Congress over commerce among the States, and the Supreme
Court of Vermont having adjudged that he could take nothing by his
exception, how can it be said that this question was not presented
to and was not determined by that court adversely to the
accused?
But if it were true that the court below did not, in fact, pass
upon, but ignored, this question, with respect to O'Neil and
restricted its observations to the cases in which the National
Express Company was claimant, it would not follow that this Court
is without jurisdiction to determine it. We have often held that a
judgment of the highest court of the State which failed to
recognize a federal right, specially set up and claimed, ought not
to be disturbed unless its
necessary effect was to deny
that right, or where it proceeded in part upon another and distinct
ground, not involving a federal question, but sufficient
in
itself to maintain the judgment without reference to that
question.
San Francisco v. Itsell, 133 U. S.
65,
133 U. S. 66;
Beaupre v. Noyes, 138 U. S. 397,
138 U. S. 401.
Now it may be true, as I think it is, under the facts of this case,
that the title to the liquors sold by O'Neil did not pass, and he
did not intend it should pass, from him upon the delivery to the
express company in New York of the jugs or vessels containing the
liquors, and therefore that the sales were not in law consummated
until the liquors were received in Vermont, and paid for there by
the vendee. Still the question remained whether the sending of the
liquors from Whitehall, New York, to Rutland, Vermont, was or was
not interstate commerce protected by the Constitution of the United
States. The contention of the defendant in this Court, as it was in
the court below, is that, even if the sales were not consummated
until the liquors were delivered to the respective vendees he
had
Page 144 U. S. 369
the right, under that instrument to send the liquors into
Vermont, and deliver them there, in the original packages -- that
is, in jugs or other vessels -- upon payment of the price charged;
and the necessary effect of the judgment was to deny this right,
thus distinctly asserted. The decision that the sales were
consummated in Vermont, and, consequently, that the defendant
violated the laws of that State, in doing what he did there, by his
agents, is not, in itself, sufficient to support the judgment,
except upon the theory that he had no right, under the Constitution
of the United States, to send the liquors into Vermont to be there
delivered in the original packages. It seems to me entirely clear,
in any view of the case, that the court below necessarily
determined, adversely to the defendant, a right specially set up
and claimed by him under the federal Constitution.
In view of what I have said, it is proper to state that, in my
judgment, the sending by the defendant from Whitehall, New York, to
Rutland County, Vermont, or intoxicating liquors in jugs, bottles,
or flasks, to be delivered only upon the payment of the price
charged for the liquors, were not in any fair sense transactions of
interstate commerce protected by the Constitution of the United
States against the laws of Vermont regulating the selling, giving
away, and furnishing of intoxicating liquors within its limits. The
defendant, in effect, engaged in the business of selling, through
agents, by retail, in Vermont, intoxicating liquors shipped by him,
for that purpose, into that State from another State. What he did
was a mere device to evade the statutes enacted by Vermont for the
purpose of protecting its people against the evils confessedly
resulting from the sale of intoxicating liquors. The doctrine
relating to "original packages" of merchandise sent from one State
to another State does not embrace a business of that character.
But, whether this be so or not is a question this Court has
jurisdiction to determine in the present case, and it is clearly
the right of the defendant to have it determined if the jugs,
bottles or flasks containing intoxicating liquors sent into Vermont
from the defendant's place of business, over the border, were
original packages, the shipment of which
Page 144 U. S. 370
into that State, prior to the passage of the act of Congress of
August 8, 1890, c. 728, 26 St. p. 343, known as the "Wilson
Statute," were protected by the Constitution of the United States
against state interference until delivered to the consignees, he is
entitled, upon the principles announced in
Leisy v.
Hardin, 135 U. S. 100, to
a reversal of the judgment.
But there is another reason why this writ of error should not be
dismissed for want of jurisdiction. The defendant contended in the
court below that the judgment of the Rutland County Court inflicted
upon him, in violation of the Constitution of the United States, a
punishment both cruel and unusual. It is not disputed that he
distinctly made this point; and the question was decided against
him in the court below. It is true, the assignments of error do
not, in terms, cover this point, but it is competent for this Court
to consider it, because we have jurisdiction of the case upon the
grounds already stated. I fully concur with MR. JUSTICE FIELD that,
since the adoption of the Fourteenth Amendment, no one of the
fundamental rights of life, liberty, or property, recognized and
guarantied by the Constitution of the United States, can be denied
or abridged by a State in respect to any person within its
jurisdiction. These rights are principally enumerated in the
earlier amendments of the Constitution. They were deemed so vital
to the safety and security of the people that the absence from the
Constitution, adopted by the Convention of 1787, of express
guaranties of them, came very near defeating the acceptance of that
instrument by the requisite number of States. The Constitution was
ratified in the belief, and only because of the belief, encouraged
by its leading advocates, that, immediately upon the organization
of the Government of the Union, articles of amendment would be
submitted to the people recognizing those essential rights of life,
liberty, and property which inhered in Anglo-Saxon freedom, and
which our ancestors brought with them from the mother country.
Among those rights is immunity from cruel and unusual punishments
secured by the Eighth Amendment against federal action, and by the
Fourteenth Amendment against denial or abridgment by the States.
A
Page 144 U. S. 371
judgment, therefore, of a state court, even if rendered pursuant
to a statute, inflicting, or allowing the infliction of a cruel and
unusual punishment, is inconsistent with the supreme law of the
land. The judgment before us, by which the defendant is confined at
hard labor in a house of correction for the term of 19,914 days, or
54 years and 204 days, inflicts punishment which, in view of the
character of the offenses committed, must be deemed cruel and
unusual.
Without noticing other questions, I am of opinion that upon the
ground last stated the judgment should be reversed.
MR. JUSTICE BREWER authorizes me to say that in the main he
concurs with the views expressed in this opinion.