A statute of a state prohibiting the sale of any intoxicating
liquors except for pharmaceutical, medicinal, chemical, or
sacramental purposes and under a license from a county court of the
state is, as applied to a sale by the importer, and in the original
packages or kegs, unbroken and unopened, of such liquors
manufactured in and brought from another state, unconstitutional
and void as repugnant to the clause of the Constitution granting to
Congress the power to regulate commerce with foreign nations and
among the several states.
Peirce v. New
Hampshire, 5 How. 504, overruled.
MR. CHIEF JUSTICE FULLER, on behalf of the Court, stated the
case as follows:
Christine Leisy, Edward Leisy, Lena and Albert Leisy, composing
the firm of Gus. Leisy & Co., citizens of Illinois, brought
their action of replevin against A. J. Hardin, the duly elected and
qualified Marshal of the City of Keokuk, Iowa, and
ex
officio constable of Jackson Township, Lee County, Iowa, in
the Superior Court of Keokuk, in said county, to recover 122
one-quarter barrels of beer, 171 one-eighth barrels of beer, and 11
sealed cases of beer, which had been seized by him in a proceeding
on behalf of the State of Iowa against said defendants under
certain provisions of the code of the Iowa, and upon issue joined,
a jury having been duly waived by the parties, the case was
submitted to the court for trial, and, having been tried, the
court, after having taken the case under advisement, finally
"rendered and filed in said cause its findings of fact and
conclusions of law in words and figures following, to-wit:"
"1st. That plaintiffs, Gus. Leisy & Co., are a firm of that
name and style, residing in the State of Illinois, with principal
place of business at Peoria, Illinois; that said firm is composed
wholly of citizens of Illinois; that said firm is engaged as
Page 135 U. S. 101
brewers in the manufacture of beer in the said City of Peoria,
Illinois, selling same in the States of Illinois and Iowa."
"2d. That the property in question, to-wit, 122 one-quarter
barrels of beer, of the value of $300, 171 one-eighth barrels of
beer, value $215, and 11 sealed cases of beer, value of $25, was
all manufactured by said Leisy & Co. in the City of Peoria,
Illinois, and put up in said kegs and cases by the manufacturers,
viz., Gus. Leisy & Co. at Peoria, Illinois; that each
of said kegs was sealed and had placed upon it, over the plug in
the opening of each keg, a United States internal revenue stamp of
the district in which Peoria is situated; that said cases were
substantially made of wood, each one of them containing 24 quart
bottles of beer, each bottle of beer corked, and the cork fastened
in with a metallic cap, sealed and covered with tin foil, and each
case was sealed with a metallic seal; that said beer in all of said
kegs and cases was manufactured and put up into said kegs and cases
as aforesaid by the manufacturers, to-wit, Gus. Leisy & Co.,
plaintiffs in this suit, and to open said cases, the metallic seals
had to be broken."
"3d. That the property herein described was transported by said
Gus. Leisy & Co. from Peoria, Illinois, by means of railways,
to Keokuk, Iowa, in said sealed kegs and cases, as same was
manufactured and put up by them in the City of Peoria,
Illinois."
"4th. That said property was sold and offered for sale in
Keokuk, Iowa, by John Leisy, a resident of Keokuk, Iowa, who is
agent for said Gus. Leisy & Co.; that the only sales and offers
to sell of said beer was in the original keg and sealed case as
manufactured and put up by said Gus. Leisy & Co., and imported
by them into the State of Iowa; that no kegs or cases sold or
offered for sale were broken or opened on the premises; that as
soon as same was purchased, it was removed from the premises
occupied by Gus. Leisy & Co., which said premises are owned by
Christiana Leisy, a member of the firm of Gus. Leisy & Co.,
residing in and being a citizen of Peoria, Illinois; that none of
such sales or offers to sell were made to minors or persons in the
habit of becoming intoxicated."
"5th. That on the 30th day of June, 1888, the defendant, as
Page 135 U. S. 102
Constable of Jackson Township, Lee County, Iowa, by virtue of a
search warrant issued by J. G. Garrettson, an acting justice of the
peace of said Jackson Township, upon an information filed charging
that in premises occupied by said John Leisy there were certain
intoxicating liquors, etc., seized the property therein described,
and took same into his custody."
"6th. And the court finds that said intoxicating liquors thus
seized by the defendant in his official capacity as constable were
kept for sale in the premises described in the search warrant in
Keokuk, Lee County, Iowa, and occupied by Gus. Leisy & Co. for
the purpose of being sold in violation of the provisions of the
laws of Iowa, but which laws, the court holds, are unconstitutional
and void, as herein stated."
"7th. That on the second day of July, 1888, plaintiffs filed in
this Court their petition, alleging, among other things, that they
were the owners and entitled to the possession of said property,
and that the law under which said warrant was issued was
unconstitutional and void, being in violation of Section 8 of
Article I of the Constitution of the United States, and having
filed a proper bond a writ of replevin issued, and the possession
of said property was given to plaintiffs."
"From the foregoing facts, the court finds the following
conclusions:"
"That plaintiffs are the sole and unqualified owners of said
property, and entitled to the possession of same, and judgment for
one dollar damages for their detention, and costs of suit; that so
much of chapter 6, title XI, Code of 1873, and the amendments
thereto, as prohibits such sales by plaintiffs as were made by
plaintiffs is unconstitutional, being in contravention of Section 8
of Article I of the Constitution of the United States; that said
law has been held unconstitutional in a like case heretofore tried
and determined by this Court involving the same question, in the
case of
Collins v. Hills, decided prior to the
commencement of this suit, and prior to the seizure of said
property by defendant, to all of which the defendant at the time
excepted."
Judgment was thereupon rendered as follows:
"This cause coming on for hearing, plaintiffs appearing by
Page 135 U. S. 103
Anderson & Davis, their attorneys, and the defendant by H.
Scott Howell & Son and Wm. B. Collins, his attorneys, and the
cause coming on for final hearing on the pleadings on file and the
evidence introduced, the court makes the special finding of facts
and law herewith ordered to be made or record, and finds that
plaintiffs are the sole and unqualified owners and entitled to
possession of the following described personal property, to-wit,
122 one-quarter (1/4) barrels of beer, of the value of $300.00; 171
one-eighth (1/8) barrels of beer, of the value of $215.00, and
eleven (11) sealed cases of beer, of the value of $25.00."
"That, plaintiffs being in possession of said property by virtue
of a bond heretofore given, said possession in plaintiffs is
confirmed. The court further finds that the writ issued by J. G.
Garrettson, a justice of the peace, under which defendant held
possession of said property and seized same, is void, same having
been issued under sections of the law of Iowa that are
unconstitutional and void."
"That plaintiff is entitled to one dollar damages for the
wrongful detention of said property."
"It is therefore ordered and considered by the court that the
plaintiffs have and recover of defendant the sum of one dollar
damages, and costs of this action, taxed at $_____."
"To which findings, order, and judgment of court the defendant
at the time excepts, and asks until the 31st day of October, 1888,
to prepare and file his bill of exceptions, which request is
granted, and order hereby made."
A motion for new trial was made and overruled, and the cause
taken to the Supreme Court of Iowa by appeal, and errors therein
assigned as follows:
"I. The court erred in finding that the plaintiffs were the sole
and unqualified owners, and were entitled to the possession of the
intoxicating liquors seized and held by appellant."
"II. In finding that the plaintiffs were entitled to one dollar
damages for their detention, and for costs of suit."
"III. The court erred in holding that the sales of beer in
'original packages,' by the keg and case, as made by John Leisy,
agent of plaintiffs, were lawful."
"IV. The court erred in its conclusions and finding that so
Page 135 U. S. 104
much of the law of the State of Iowa embraced in chapter 6,
title XI, Code o 1873, and the amendments thereto, as prohibits
such sales of beer in the State of Iowa was unconstitutional, being
in contravention of Section 8, Article I, of the Constitution of
the United States."
"V. The court erred in rendering a judgment for plaintiffs, and
awarding them the intoxicating liquors in question, and damages and
costs against defendant."
"VI. The court erred in overruling the defendant's motion for a
new trial."
The supreme court reversed the judgment of the superior court
and entered judgment against the plaintiffs and their sureties on
the replevin bond in the amount of the value of the property, with
costs. The judgment thus concluded:
"And it is further certified by this Court, and hereby made a
part of the record, that in the decision of this suit there is
drawn in question the validity of certain statutes of the State of
Iowa, namely, chap. 6 of title XI of the Code of Iowa of 1873 and
the amendments thereto, on the ground of their being repugnant to
and in contravention of Section 8 of Article I of the Constitution
of the United States, said appellees, Gus. Leisy & Co.,
claiming such statutes of the State of Iowa are invalid, and the
decision in this cause is in favor of the validity of said statutes
of the State of Iowa."
To review this judgment, a writ of error was sued out from this
Court. The opinion of the supreme court, not yet reported in the
official series, will be found in 43 N.W. 188.
The seizure of the beer in question by the constable was made
under the provisions of chapter 6, Tit. XI, Code of 1873, and
amendments thereto. Code 1873, p. 279; Laws 1884, c. 8, p. 8; c.
143, p. 146; Laws 1888, c. 71, p. 91; 1 McClain's Ann.Code
§§ 2359-2431, p. 603.
Section 1523 of the Code is as follows:
"No person shall manufacture or sell, by himself, his clerk,
steward, or agent, directly or indirectly, any intoxicating liquors
except as hereinafter provided. And the keeping of intoxicating
liquor with the intent on the part of the owner thereof
Page 135 U. S. 105
or any person acting under his authority or by his permission to
sell the same within this state contrary to the provisions of this
chapter is hereby prohibited, and the intoxicating liquor so kept,
together with the vessels in which it is contained, is declared a
nuisance, and shall be forfeited and dealt with as hereinafter
provided."
Chapter 71 of the Laws of the 22d General Assembly is an Act
approved April 12, 1888, Laws Iowa 1888, p. 91, of which the first
section is as follows:
"That after this act takes effect, no person shall manufacture
for sale, sell, keep for sale, give away, exchange, barter, or
dispense any intoxicating liquor for any purpose whatever otherwise
than as provided in this act. Persons holding permits as herein
provided shall be authorized to sell and dispense intoxicating
liquors for pharmaceutical and medicinal purposes, and alcohol for
specified chemical purposes, and wine for sacramental purposes, but
for no other purposes whatever, and all permits must be procured as
hereinafter provided from the district court of the proper county
at any term thereof after this act takes effect, and a permit to
buy and sell intoxicating liquors when so procured shall continue
in force for one year from date of its issue, unless revoked
according to law, or until application for renewal is disposed of,
if such application is made before the year expires, provided that
renewals of permits may be annually granted upon written
application by permit holders who show to the satisfaction of the
court or judge that they have, during the preceding year, complied
with the provisions of this act, and execute a new bond as in this
act required to be originally given, but parties may appear and
resist renewals the same as in applications for permits."
Section 2 provides for notice of application for permit, and
section 3 reads thus:
"Applications for permits shall be made by petition signed and
sworn to by the applicant and filed in the office of the clerk of
the district court of the proper county at least ten days before
the first day of the term, which petition shall state the
applicant's name, place of residence, in what business he is then
engaged, and in what business he has been engaged for
Page 135 U. S. 106
two years previous to filing petition; the place, particularly
describing it, where the business of buying and selling liquor is
to be conducted; that he is a citizen of the United States and of
the State of Iowa; that he is a registered pharmacist, and now is,
and for the last six months has been, lawfully conducting a
pharmacy in the township or town wherein he proposes to sell
intoxicating liquors under the permit applied for, and, as the
proprietor of such pharmacy, that he has not been adjudged guilty
of violating the law relating to intoxicating liquors within the
last two years next preceding his application, and is not the
keeper of a hotel, eating house, saloon, restaurant, or place of
public amusement; that he is not addicted to the use of
intoxicating liquors as a beverage, and has not, within the last
two years next preceding his application, been directly or
indirectly engaged, employed, or interested in the unlawful
manufacture, sale, or keeping for sale, of intoxicating liquors,
and that he desires a permit to purchase, keep, and sell such
liquors for lawful purposes only."
Various sections follow relating to giving bond, petition as to
the good moral character of applicant, hearing on the application,
oath upon the issuing of permit, keeping of record, punishment by
fine, imprisonment, etc.
By section 20, sections 1524, 1526, and other sections of the
Code were in terms repealed.
The Code provided for the seizure of intoxicating liquors
unlawfully offered for sale, and no question in reference to that
arises here if the law in controversy be valid.
By section 1 of chapter 8 of the Laws of 1884, p. 8, ale, beer,
wine, spirituous, vinous, and malt liquors are defined to be
intoxicating liquors.
Section 1524, Code 1873, p. 279, was as follows:
"Nothing in this chapter shall be construed to forbid the sale
by the importer thereof of foreign intoxicating liquor imported
under the authority of the laws of the United States regarding the
importation of such liquors and in accordance with such laws,
provided that the said liquor at the time of said sale by
said importer remains in the original casks or packages in which it
was by him imported, and in quantities
Page 135 U. S. 107
not less than the quantities in which the laws of the United
States require such liquors to be imported, and is sold by him in
said original casks or packages, and in said quantities only, and
nothing contained in this law shall prevent any persons from
manufacturing in this state liquors for the purpose of being sold
according to the provisions of this chapter, to be used for
mechanical, medicinal, culinary, or sacramental purposes."
This section is substantially identical with section 2 of
chapter 45 of the Acts of the Fifth General Assembly of Iowa,
approved January 22, 1855, Laws Iowa 1854-1855, p. 58, and it was
carried into the revision of 1860 as section 1560, Revision 1860,
c. 64, p. 259. It was repealed by section 20 of the Act of April
12, 1888, as before stated.
Section 1553 of the Code, as amended by the Act of April 5,
1886, Laws Iowa, 1886, p. 83, forbade any common carrier to bring
within the State of Iowa, for any person or persons or corporation,
any intoxicating liquors from any other state or territory of the
United States without first having been furnished with a
certificate, under the seal of the county auditor of the county to
which said liquor was to be transported or was consigned for
transportation certifying that the consignee, or person to whom
such liquor was to be transported, conveyed, or delivered was
authorized to sell intoxicating liquors in such county. This was
held to be in contravention of the federal Constitution in
Bowman v. Chicago & Northwestern Railway Co.,
125 U. S. 465.
MR. CHIEF JUSTICE FULLER, after stating the facts as above,
delivered the opinion of the Court.
Page 135 U. S. 108
The power vested in Congress "to regulate commerce with foreign
nations, and among the several states, and with the Indian tribes"
is the power to prescribe the rule by which that commerce is to be
governed, and is a power complete in itself, acknowledging no
limitations other than those prescribed in the Constitution. It is
coextensive with the subject on which it acts, and cannot be
stopped at the external boundary of a state, but must enter its
interior, and must be capable of authorizing the disposition of
those articles which it introduces, so that they may become mingled
with the common mass of property within the territory entered.
Gibbons v.
Ogden, 9 Wheat. 1;
Brown v.
Maryland, 12 Wheat. 419.
And while, by virtue of its jurisdiction over persons and
property within its limits, a state may provide for the security of
the lives, limbs, health, and comfort of persons and the protection
of property so situated, yet a subject matter which has been
confided exclusively to Congress by the Constitution is not within
the jurisdiction of the police power of the state unless placed
there by congressional action.
Henderson v. Mayor of New
York, 92 U. S. 259;
Railroad Co. v. Husen, 95 U. S. 465;
Walling v. Michigan, 116 U. S. 446;
Robbins v. Shelby Taxing District, 120 U.
S. 489. The power to regulate commerce among the states
is a unit, but if particular subjects within its operation do not
require the application of a general or uniform system, the states
may legislate in regard to them with a view to local needs and
circumstances until Congress otherwise directs; but the power thus
exercised by the states is not identical in its extent with the
power to regulate commerce among the states. The power to pass laws
in respect to internal commerce, inspection laws, quarantine laws,
health laws, and laws in relation to bridges, ferries, and highways
belongs to the class of powers pertaining to locality, essential to
local intercommunication, to the progress and development of local
prosperity, and to the protection, the safety, and the welfare of
society, originally necessarily belonging to, and upon the adoption
of the Constitution reserved by, the states, except so far as
falling within the scope of a power confided to the general
government. Where the subject
Page 135 U. S. 109
matter requires a uniform system as between the states, the
power controlling it is vested exclusively in Congress, and cannot
be encroached upon by the states; but where, in relation to the
subject matter, different rules may be suitable for different
localities, the states may exercise powers which, though they may
be said to partake of the nature of the power granted to the
general government, are strictly not such, but are simply local
powers, which have full operation until or unless circumscribed by
the action of Congress in effectuation of the general power.
Cooley v. Port Wardens of
Philadelphia, 12 How. 299.
It was stated in the thirty-second number of the Federalist that
the states might exercise concurrent and independent power in all
cases but three: first, where the power was lodged exclusively in
the federal constitution; second, where it was given to the United
States and prohibited to the states; third, where, from the nature
and subjects of the power, it must be necessarily exercised by the
national government exclusively. But it is easy to see that
Congress may assert an authority, under one of the granted powers,
which would exclude the exercise by the states upon the same
subject of a different but similar power between which and that
possessed by the general government no inherent repugnancy existed.
Whenever, however, a particular power of the general government is
one which must necessarily be exercised by it, and Congress remains
silent, this is not only not a concession that the powers reserved
by the states may be exerted as if the specific power had not been
elsewhere reposed, but, on the contrary, the only legitimate
conclusion is that the general government intended that power
should not be affirmatively exercised, and the action of the states
cannot be permitted to effect that which would be incompatible with
such intention. Hence, inasmuch as interstate commerce, consisting
in the transportation, purchase, sale, and exchange of commodities,
is national in its character and must be governed by a uniform
system, so long as Congress does not pass any law to regulate it,
or allowing the states so to do, it thereby indicates its will
Page 135 U. S. 110
that such commerce shall be free and untrammeled.
County of
Mobile v. Kimball, 102 U. S. 691;
Brown v. Houston, 114 U. S. 622,
114 U. S. 631;
Wabash, St. Louis &c. Railway v. Illinois,
118 U. S. 557;
Robbins v. Shelby Taxing District, 120 U.
S. 489,
120 U. S.
493.
That ardent spirits, distilled liquors, ale, and beer are
subjects of exchange, barter, and tariff, like any other commodity
in which a right of traffic exists, and are so recognized by the
usages of the commercial world, the laws of Congress, and the
decisions of courts is not denied. Being thus articles of commerce,
can a state, in the absence of legislation on the part of Congress,
prohibit their importation from abroad or from a sister state?, or,
when imported, prohibit their sale by the importer? If the
importation cannot be prohibited without the consent of Congress,
when does property imported from abroad or from a sister state so
become part of the common mass of property within a state as to be
subject to its unimpeded control?
In
Brown v. Maryland, supra, the act of the state
legislature drawn in question was held invalid as repugnant to the
prohibition of the Constitution upon the states to lay any impost
or duty upon imports or exports and to the clause granting the
power to regulate commerce, and it was laid down by the great
magistrate who presided over this Court for more than a third of a
century that the point of time when the prohibition ceases and the
power of the state to tax commences is not the instant when the
article enters the country, but when the importer has so acted upon
it that it has become incorporated and mixed up with the mass of
property in the country, which happens when the original package is
no longer such in his hands; that the distinction is obvious
between a tax which intercepts the import as an import on its way
to become incorporated with the general mass of property and a tax
which finds the article already incorporated with that mass by the
act of the importer; that as to the power to regulate commerce,
none of the evils which proceeded from the feebleness of the
federal government contributed more to the great revolution which
introduced the present system than
Page 135 U. S. 111
the deep and general conviction that commerce ought to be
regulated by Congress; that the grant should be as extensive as the
mischief, and should comprehend all foreign commerce and all
commerce among the states; that that power was complete in itself,
acknowledged no limitations other than those prescribed by the
Constitution, was coextensive with the subject on which it acts,
and not to be stopped at the external boundary of a state, but must
be capable of entering its interior; that the right to sell any
article imported was an inseparable incident to the right to import
it, and that the principles expounded in the case applied equally
to importations from a sister state. Manifestly this must be so,
for the same public policy applied to commerce among the states as
to foreign commerce, and not a reason could be assigned for
confiding the power over the one which did not conduce to establish
the propriety of confiding the power over the other. Story,
Constitution § 1066. And although the precise question before
us was not ruled in
Gibbons v. Ogden and
Brown v.
Maryland, yet we think it was virtually involved and answered,
and that this is demonstrated, among other cases, in
Bowman v.
Chicago & Northwestern Railway Co., 125 U.
S. 465. In the latter case, section 1553 of the Code of
the State of Iowa, as amended by chapter 66 of the Acts of the
Twenty-first General Assembly in 1886, forbidding common carriers
to bring intoxicating liquors into the state from any other state
or territory, without first being furnished with a certificate as
prescribed, was declared invalid because essentially a regulation
of commerce among the states, and not sanctioned by the authority,
express or implied, of Congress. The opinion of the court,
delivered by MR. JUSTICE MATTHEWS, the concurring opinion of MR.
JUSTICE FIELD, and the dissenting opinion by MR. JUSTICE HARLAN, on
behalf of Mr. Chief Justice Waite, MR. JUSTICE GRAY and himself,
discussed the question involved in all its phases, and while the
determination of whether the right of transportation of an article
of commerce from one state to another includes by necessary
implication the right of the consignee to sell it in unbroken
packages at the place where the transportation terminates was in
terms reserved, yet the argument of the majority
Page 135 U. S. 112
conducts irresistibly to that conclusion, and we think we cannot
do better than repeat the grounds upon which the decision was made
to rest. It is there shown that the transportation of freight or of
the subjects of commerce, for the purpose of exchange or sale, is
beyond all question a constituent of commerce itself; that this was
the prominent idea in the minds of the framers of the Constitution
when to Congress was committed the power to regulate commerce among
the several states; that the power to prevent embarrassing
restrictions by any state was the end desired; that the power was
given by the same words and in the same clause by which was
conferred power to regulate commerce with foreign nations, and that
it would be absurd to suppose that the transmission of the subjects
of trade from the state of the buyer, or from the place of
production to the market, was not contemplated, for without that,
there could be no consummated trade either with foreign nations or
among the states. It is explained that where state laws alleged to
be regulations of commerce among the states have been sustained,
they were laws which related to bridges or dams across streams
wholly within the state, or police or health laws, or to subjects
of a kindred nature, not strictly of commercial regulation. But the
transportation of passengers or of merchandise from one state to
another is in its nature national, admitting of but one regulating
power, and it was to guard against the possibility of commercial
embarrassments which would result if one state could directly or
indirectly tax persons or property passing through it, or prohibit
particular property from entrance into the state, that the power of
regulating commerce among the states was conferred upon the federal
government.
"If in the present case," said Mr. Justice Matthews,
"the law of Iowa operated upon all merchandise sought to be
brought from another state into its limits, there could be no doubt
that it would be a regulation of commerce among the states,"
and he concludes that this must be so though it applied only to
one class of articles of a particular kind. The legislation of
Congress on the subject of interstate commerce by means of
railroads, designed to remove trammels
Page 135 U. S. 113
upon transportation between different states, and upon the
subject of the transportation of passengers and merchandise,
Revised Statutes, sections 4252 to 4289, inclusive, including the
transportation of nitroglycerine and other similar explosive
substances, with the proviso that as to them, "any state,
territory, district, city, or town within the United States" should
not be prevented by the language used
"from regulating or from prohibiting the traffic in or
transportation of those substances between persons or places lying
or being within their respective territorial limits, or from
prohibiting the introduction thereof into such limits for sale,
use, or consumption therein,"
is referred to as indicative of the intention of Congress that
the transportation of commodities between the states shall be free
except where it is positively restricted by Congress itself or by
states in particular cases by the express permission of Congress.
It is said that the law in question was not an inspection law the
object of which "is to improve the quality of articles produced by
the labor of a country, to fit them for exportation, or it may be
for domestic use,"
Gibbons v.
Ogden, 9 Wheat. 1,
22 U. S. 203;
Turner v. Maryland, 107 U. S. 38,
107 U. S. 55,
nor could it be regarded as a regulation of quarantine or a
sanitary provision for the purpose of protecting the physical
health of the community; nor a law to prevent the introduction into
the state of diseases, contagious, infectious, or otherwise.
Articles in such a condition as tend to spread disease are not
merchantable, are not legitimate subjects of trade and commerce,
and the self-protecting power of each state therefore may be
rightfully exerted against their introduction, and such exercise of
power cannot be considered a regulation of commerce prohibited by
the Constitution, and the observations of Mr. Justice Catron in
The License
Cases, 5 How. 504,
46 U. S. 599,
are quoted to the effect that what does not belong to commerce is
within the jurisdiction of the police power of the state, but that
which does belong to commerce is within the jurisdiction of the
United States; that to extend the police power over subjects of
commerce would be to make commerce subordinate to that power, and
would enable the state to bring within the police power
"any article
Page 135 U. S. 114
of consumption that a state might wish to exclude, whether it
belonged to that which was drunk, or to food and clothing, and with
nearly equal claims to propriety, as malt liquors and the products
of fruits other than grapes stand on no higher ground than the
light wines of this and other countries, excluded, in effect, by
the law as it now stands. And it would be only another step to
regulate real or supposed extravagance in food and clothing."
And Mr. Justice Matthews thus proceeds:
"For the purpose of protecting its people against the evils of
intemperance, it has the right to prohibit the manufacture within
its limits of intoxicating liquors. It may also prohibit all
domestic commerce in them between its own inhabitants, whether the
articles are introduced from other states or from foreign counties.
It may punish those who sell them in violation of its laws. It may
adopt any measures tending even indirectly and remotely to make the
policy effective until it passes the line of power delegated to
Congress under the Constitution. It cannot, without the consent of
Congress, express or implied, regulate commerce between its people
and those of the other states of the union in order to effect its
end, however desirable such a regulation might be. . . . Can it be
supposed that by omitting any express declaration on the subject,
Congress has intended to submit to the several states the decision
of the question in each locality of what shall and what shall not
be articles of traffic in the interstate commerce of the country?
If so, it has left to each state, according to its own caprice and
arbitrary will, to discriminate for or against every article grown,
produced, manufactured, or sold in any state and sought to be
introduced as an article of commerce into any other. If the State
of Iowa may prohibit the importation of intoxicating liquors from
all other states, it may also include tobacco, or any other
article, the use or abuse of which it may deem deleterious. It may
not choose, even, to be governed by considerations growing out of
the health, comfort, or peace of the community. Its policy may be
directed to other ends. It may choose to establish a system
directed to the promotion and benefit of its own agriculture,
manufactures, or arts of any
Page 135 U. S. 115
description, and prevent the introduction and sale within its
limits of any or of all articles that it may select as coming into
competition with those which it seeks to protect. The police power
of the state would extend to such cases as well as to those in
which it was sought to legislate in behalf of the health, peace,
and morals of the people. In view of the commercial anarchy and
confusion that would result from the diverse exertions of power by
the several states of the union, it cannot be supposed that the
Constitution or Congress have intended to limit the freedom of
commercial intercourse among the people of the several states."
Many of the cases bearing upon the subject are cited and
considered in these opinions, and among others,
The
License Cases, 5 How. 504, wherein laws passed by
Massachusetts, New Hampshire, and Rhode Island in reference to the
sale of spirituous liquors came under review and were sustained,
although the members of the Court who participated in the decisions
did not concur in any common ground upon which to rest them. That
of
Peirce v. New Hampshire is perhaps the most important
to be referred to here. In that case, the defendants had been fined
for selling a barrel of gin in New Hampshire which they had bought
in Boston and brought coastwise to Portsmouth, and there sold in
the same barrel, and in the same condition in which it was
purchased in Massachusetts, but contrary to the law of New
Hampshire in that behalf. The conclusion of the opinion of Mr.
Chief Justice is in these words:
"Upon the whole, therefore, the law of New Hampshire is, in my
judgment, a valid one, for although the gin sold was an import from
another state, and Congress have clearly the power to regulate such
importations, under the grant of power to regulate commerce among
the several states, yet as Congress has made no regulation on the
subject, the traffic in the article may be lawfully regulated by
the state as soon as it is landed in its territory, and a tax
imposed upon it, or a license required, or the sale altogether
prohibited, according to the policy which the state may suppose to
be its interest or duty to pursue."
Referring to the cases of Massachusetts and Rhode Island,
Page 135 U. S. 116
the Chief Justice, after saying that if the laws of those states
came in collision with the laws of Congress authorizing the
importation of spirits and distilled liquors, it would be the duty
of the Court to declare them void, thus continues:
"It has, indeed, been suggested that if a state deems the
traffic in ardent spirits to be injurious to its citizens and
calculated to introduce immorality, vice and pauperism into the
state, it may constitutionally refuse to permit its importation
notwithstanding the laws of Congress, and that a state may do this
upon the same principles that it may resist and prevent the
introduction of disease, pestilence, or pauperism from abroad. But
it must be remembered that disease, pestilence, and pauperism are
not subjects of commerce, although sometimes among its attendant
evils. They are not things to be regulated and trafficked in, but
to be prevented as far as human foresight or human means can guard
against them. But spirits and distilled liquors are universally
admitted to be subjects of ownership and property, and are
therefore subjects of exchange, barter, and traffic like any other
commodity in which a right of property exists. And Congress, under
its general power to regulate commerce with foreign nations, may
prescribe what article of merchandise shall be admitted and what
excluded, and may therefore admit or not, as it shall deem best,
the importation of ardent spirits. And inasmuch as the laws of
Congress authorize their importation, no state has a right to
prohibit their introduction. . . . These state laws act altogether
upon the retail or domestic traffic within their respective
borders. They act upon the article after it has passed the line of
foreign commerce and become a part of the general mass of property
in the state. These laws may indeed discourage imports and diminish
the price which ardent spirits would otherwise bring. But although
a state is bound to receive and to permit the sale by the importer
of any article of merchandise which Congress authorizes to be
imported, it is not bound to furnish a market for it nor to abstain
from the passage of any law which it may deem necessary or
advisable to guard the health or morals of its citizens, although
such law may discourage importation or
Page 135 U. S. 117
diminish the profits of the importer or lessen the revenue of
the general government. And if any state deems the retail and
internal traffic in ardent spirits injurious to its citizens, and
calculated to produce idleness, vice, or debauchery, I see nothing
in the Constitution of the United States to prevent it from
regulating and restraining the traffic, or from prohibiting it
altogether, if it thinks proper."
The New Hampshire case, the Chief Justice observed, differs from
Brown v. Maryland in that the latter was a case arising
out of commerce with foreign nations, which Congress had regulated
by law, whereas, the case in hand was one of commerce between two
states in relation to which Congress had not exercised its
power.
"But the law of New Hampshire acts directly upon an import from
one state to another while in the hands of the importer for sale,
and is therefore a regulation of commerce, acting upon the article
while it is within the admitted jurisdiction of the general
government and subject to its control and regulation. The question,
therefore, brought up for decision is whether a state is prohibited
by the Constitution of the United States from making any
regulations of foreign commerce, or of commerce with another state,
although such regulation is confined to its own territory and made
for its own convenience or interest, and does not come in conflict
with any law of Congress. In other words, whether the grant or
power to Congress is of itself a prohibition to the states, and
renders all state laws upon the subject null and void."
He declares it to appear to him very clear
"that the mere grant of power to the general government cannot
upon any just principles of construction be construed to be an
absolute prohibition to the exercise of any power over the same
subject by the states. The controlling and supreme power over
commerce with foreign nations and the several states is undoubtedly
conferred upon Congress. Yet, in my judgment, the state may
nevertheless, for the safety or convenience of trade or for the
protection of the health of its citizens, make regulations of
commerce for its own ports and harbors and for its own territory,
and such regulations are valid unless they come in conflict with a
law
Page 135 U. S. 118
of Congress."
He comments on the omission of any prohibition in terms and
concludes that if, as he thinks,
"the framers of the Constitution (knowing that a multitude of
minor regulations must be necessary, which Congress amid its great
concerns could never find time to consider and provide) intended
merely to make the power of the federal government supreme upon
this subject over that of the states, then the omission of any
prohibition is accounted for, and is consistent with the whole
instrument. The supremacy of the laws of Congress, in cases of
collision with state laws, is secured in the article which declares
that the laws of Congress, passed in pursuance of the powers
granted, shall be the supreme law, and it is only where both
governments may legislate on the same subject that this article can
operate."
And he considers that the legislation of Congress and the states
has conformed to this construction from the foundation of the
government, as exemplified in state laws in relation to pilots and
pilotage, and health and quarantine laws.
But conceding the weight properly to be ascribed to the judicial
utterances of this eminent jurist, we are constrained to say that
the distinction between subjects in respect of which there can be
of necessity only one system or plan of regulation for the whole
country, and subjects local in their nature, and, so far as
relating to commerce, mere aids, rather than regulations, does not
appear to us to have been sufficiently recognized by him in
arriving at the conclusions announced. That distinction has been
settled by repeated decisions of this Court, and can no longer be
regarded as open to reexamination. After all, it amounts to no more
than drawing the line between the exercise of power over commerce
with foreign nations and among the states and the exercise of power
over purely local commerce and local concerns.
The authority of
Peirce v. New Hampshire, insofar as it
rests on the view that the law of New Hampshire was valid because
Congress had made no regulation on the subject, must be regarded as
having been distinctly overthrown by the numerous cases herein
after referred to.
Page 135 U. S. 119
The doctrine now firmly established is, as stated by MR. JUSTICE
FIELD, in
Bowman v. Chicago &c. Railway Co.,
125 U. S.
507,
"that where the subject upon which Congress can act under its
commercial power is local in its nature or sphere of operation,
such as harbor pilotage, the improvement of harbors, the
establishment of beacons and buoys to guide vessels in and out of
port, the construction of bridges over navigable rivers, the
erection of wharves, piers, and docks, and the like, which can be
properly regulated only by special provisions adapted to their
localities, the state can act until Congress interferes and
supersedes its authority; but where the subject is national in its
character, and admits and requires uniformity of regulation,
affecting alike all the states, such as transportation between the
states, including the importation of goods from one state into
another, Congress can alone act upon it, and provide the needed
regulations. The absence of any law of Congress on the subject is
equivalent to its declaration that commerce in that matter shall be
free. Thus the absence of regulations as to interstate commerce
with reference to any particular subject is taken as a declaration
that the importation of that article into the states shall be
unrestricted. It is only after the importation is completed and the
property imported is mingled with and becomes a part of the general
property of the state that its regulations can act upon it, except
so far as may be necessary to insure safety in the disposition of
the import until thus mingled."
The conclusion follows that as the grant of the power to
regulate commerce among the states, so far as one system is
required, is exclusive, the states cannot exercise that power
without the assent of Congress, and, in the absence of legislation,
it is left for the courts to determine when state action does or
does not amount to such exercise -- or, in other words, what is or
is not a regulation of such commerce. When that is determined,
controversy is at an end. Illustrations exemplifying the general
rule are numerous. Thus we have held the following to be
regulations of interstate commerce: a tax upon freight transported
from state to state,
Case of the State Freight
Tax, 15 Wall. 232; a statute imposing a burdensome
condition
Page 135 U. S. 120
on ship-masters as a prerequisite to the landing of passengers,
Henderson v. Mayor of New York, 92 U. S.
259; a statute prohibiting the driving or conveying of
any Texas, Mexican, or Indian cattle, whether sound or diseased,
into the state between the first day of March and the first day of
November in each year,
Railroad Co. v. Husen, 95 U. S.
465; a statute requiring every auctioneer to collect and
pay into the state treasury a tax on his sales, when applied to
imported goods in the original packages by him sold for the
importer,
Cook v. Pennsylvania, 97 U. S.
566; a statute intended to regulate or tax or to impose
any other restriction upon the transmission of persons or property
or telegraphic messages from one state to another,
Wabash, St.
Louis &c. Railway v. Illinois, 118 U.
S. 557; a statute levying a tax upon nonresident
drummers offering for sale or selling goods, wares, or merchandise
by sample, manufactured or belonging to citizens of other states,
Robbins v. Shelby Taxing District, 120 U.
S. 489.
On the other hand, we have decided in
County of Mobile v.
Kimball, 102 U. S. 691,
that a state statute providing for the improvement of the river,
bay, and harbor of Mobile, since what was authorized to be done was
only as a mere aid to commerce, was, in the absence of action by
Congress, not in conflict with the Constitution; in
Escanaba
Co. v. Chicago, 107 U. S. 678,
that the State of Illinois could lawfully authorize the City of
Chicago to deepen, widen, and change the channel of, and construct
bridges over, the Chicago River; in
Transportation Co. v.
Parkersburg, 107 U. S. 691,
that the jurisdiction and control of wharves properly belong to the
states in which they are situated, unless otherwise provided; in
Brown v. Houston, 114 U. S. 622,
that a general state tax, laid alike upon all property, is not
unconstitutional because it happens to fall upon goods which,
though not then intended for exportation, are subsequently
exported; in
Morgan Steamship Co. v. Louisiana Board of
Health, 118 U. S. 455,
that a state law requiring each vessel passing a quarantine station
to pay a fee for examination as to her sanitary condition, and the
ports from which she came, was a rightful exercise
Page 135 U. S. 121
of police power; in
Smith v. Alabama, 124 U.
S. 46, and in
Nashville &c. Railway Co. v.
Alabama, 128 U. S. 96, that
a state statute requiring locomotive engineers to be examined and
obtain a license was not in its nature a regulation of commerce,
and in
Kimmish v. Ball, 129 U. S. 217,
that a statute providing that a person having in his possession
Texas cattle which had not been wintered north of the southern
boundary of Missouri at least one winter shall be liable for any
damages which may accrue from allowing them to run at large, and
thereby spread the disease known as the Texas fever, was
constitutional.
We held also in
Welton v. Missouri, 91 U. S.
275, that a state statute requiring the payment of a
license tax from persons dealing in goods, wares, and merchandise
which are not the growth, produce, or manufacture of the state, by
going from place to place to sell the same in the state, and
requiring no such license tax from persons selling in a similar way
goods which are the growth, produce, or manufacture of the state,
is an unconstitutional regulation, and to the same effect in
Walling v. Michigan, 116 U. S. 446, in
relation to a tax upon nonresident sellers of intoxicating liquors
to be shipped into a state from places without it. But it was held
in
Patterson v. Kentucky, 97 U. S.
501, and in
Webber v. Virginia, 103 U.
S. 344, that the right conferred by the patent laws of
the United States did not remove the tangible property in which an
invention might take form from the operation of the laws of the
state, nor restrict the power of the latter to protect the
community from direct danger inherent in particular articles.
In
Mugler v. Kansas, 123 U. S. 623, it
was adjudged that
"state legislation which prohibits the manufacture of
spirituous, malt, vinous, fermented, or other intoxicating liquors
within the limits of the state, to be there sold or bartered for
general use as a beverage, does not necessarily infringe any right,
privilege, or immunity secured by the Constitution of the United
States, or by the amendments thereto."
And this was in accordance with our decisions in
Bartemeyer v.
Iowa, 18 Wall. 129;
Beer Co. v.
Massachusetts, 97 U.S.
Page 135 U. S. 122
25, and
Foster v. Kansas, 112 U.
S. 201. So in
Kidd v. Pearson, 128 U. S.
1, it was held that a state statute which provided (1)
that foreign intoxicating liquors may be imported into the state,
and there kept for sale by the importer, in the original packages,
or for transportation in such packages and sale beyond the limits
of the state, and (2) that intoxicating liquors may be manufactured
and sold within the state for mechanical, medicinal, culinary, and
sacramental purposes, but for no other, not even for the purpose of
transportation beyond the limits of the state, was not an
undertaking to regulate commerce among the states. And in
Eilenbecker v. District Court of Plymouth County,
134 U. S. 31,
134 U. S. 40, we
affirmed the judgment of the Supreme Court of Iowa sustaining the
sentence of the District Court of Plymouth, in that state, imposing
a fine of $500 and costs and imprisonment in jail for three months,
if the fine was not paid within thirty days, as a punishment for
contempt in refusing to obey a writ of injunction issued by that
court enjoining and restraining the defendant from selling or
keeping for sale any intoxicating liquors, including ale, wine, and
beer, in Plymouth County. MR. JUSTICE MILLER there remarked:
"If the objection to the statute is that it authorizes a
proceeding in the nature of a suit in equity to suppress the
manufacture and sale of intoxicating liquors which are by law
prohibited, and to abate the nuisance which the statute declares
such acts to be, wherever carried on, we respond that, so far as at
present advised, it appears to us that all the powers of a court,
whether at common law or in chancery, may be called into operation
by a legislative body for the purpose of suppressing this
objectionable traffic, and we know of no hindrance in the
Constitution of the United States to the form of proceedings, or to
the court in which this remedy shall be had. Certainly it seems to
us to be quite as wise to use the processes of the law and the
powers of a court to prevent the evil as to punish the offense as a
crime after it has been committed."
These decisions rest upon the undoubted right of the states of
the union to control their purely internal affairs, in doing which
they exercise powers not surrendered to the national
Page 135 U. S. 123
government, but whenever the law of the state amounts
essentially to a regulation of commerce with foreign nations or
among the states, as it does when it inhibits, directly or
indirectly, the receipt of an imported commodity, or its
disposition before it has ceased to become an article of trade
between one state and another, or another country and this, it
comes in conflict with a power which in this particular has been
exclusively vested in the general government, and is therefore
void.
In
Mugler v. Kansas, supra, the court said (p.
123 U. S. 662)
that it could not
"shut out of view the fact, within the knowledge of all, that
the public health, the public morals, and the public safety may be
endangered by the general use of intoxicating drinks, nor the fact
established by statistics accessible to everyone that the idleness,
disorder, pauperism, and crime existing in the county are, in some
degree at least, traceable to this evil."
And that
"if in the judgment of the legislature [of a state] the
manufacture of intoxicating liquors for the maker's own use, as a
beverage, would tend to cripple, if it did not defeat, the effort
to guard the community against the evils attending the excessive
use of such liquors, it is not for the courts, upon their views as
to what is best and safest for the community, to disregard the
legislative determination of that question. . . . Nor can it be
said that government interferes with or impairs anyone's
constitutional rights of liberty or of property when it determines
that the manufacture and sale of intoxicating drinks for general or
individual use as a beverage are, or may become, hurtful to
society, and constitute therefore a business in which no one may
lawfully engage."
Undoubtedly it is for the legislative branch of the state
governments to determine whether the manufacture of particular
articles of traffic, or the sale of such articles, will injuriously
affect the public, and it is not for Congress to determine what
measures a state may properly adopt as appropriate or needful for
the protection of the public morals, the public health, or the
public safety; but, notwithstanding it is not vested with
supervisory power over matters of local administration, the
responsibility is upon Congress, so far as the
Page 135 U. S. 124
regulation of interstate commerce is concerned, to remove the
restriction upon the state in dealing with imported articles of
trade within its limits which have not been mingled with the common
mass of property therein if in its judgment the end to be secured
justifies and requires such action.
Prior to 1888, the statutes of Iowa permitted the sale of
foreign liquors imported under the laws of the United States,
provided the sale was by the importer in the original casks or
packages, and in quantities not less than those in which they were
required to be imported, and the provisions of the statute to this
effect were declared by the Supreme Court of Iowa in
Pearson v.
International Distillery, 72 Ia. 354, to be
"intended to conform the statute to the doctrine of the United
States Supreme Court, announced in
Brown v.
Maryland, 12 Wheat. 419, and
License
Cases, 5 How. 504, so that the statute should not
conflict with the laws and authority of the United States. But that
provision of the statute was repealed in 1888, and the law so far
amended that we understand it now to provide that, whether imported
or not, wine cannot be sold in Iowa except for sacramental
purposes, nor alcohol except for specified chemical purposes, nor
intoxicating liquors, including ale and beer, except for
pharmaceutical and medicinal purposes, and not at all except by
citizens of the State of Iowa who are registered pharmacists, and
have permits obtained as prescribed by the statute, a permit being
also grantable to one discreet person in any township where a
pharmacist does not obtain it."
The plaintiffs in error are citizens of Illinois, are not
pharmacists, and have no permit, but import into Iowa beer which
they sell in original packages, as described. Under our decision in
Bowman v. Chicago &c. Railway Co., supra, they had the
right to import this beer into that state, and in the view which we
have expressed, they had the right to sell it, by which act alone
it would become mingled in the com on mass of property within the
state. Up to that point of time, we hold that, in the absence of
congressional permission to do so, the state had no power to
interfere by seizure, or any other action, in prohibition of
importation and sale by the foreign
Page 135 U. S. 125
or nonresident importer. Whatever our individual views may be as
to the deleterious or dangerous qualities of particular articles,
we cannot hold that any articles which Congress recognizes as
subjects of interstate commerce are not such, or that whatever are
thus recognized can be controlled by state laws amounting to
regulations while they retain that character, although at the same
time if directly dangerous in themselves, the state may take
appropriate measures to guard against injury before it obtains
complete jurisdiction over them. To concede to a state the power to
exclude, directly or indirectly, articles so situated without
congressional permission is to concede to a majority of the people
of a state, represented in the state legislature, the power to
regulate commercial intercourse between the states by determining
what shall be its subjects when that power was distinctly granted
to be exercised by the people of the United States, represented in
Congress, and its possession by the latter was considered essential
to that more perfect union which the Constitution was adopted to
create. Undoubtedly there is difficulty in drawing the line between
the municipal powers of the one government and the commercial
powers of the other, but when that line is determined in the
particular instance, accommodation to it without serious
inconvenience may readily be found, to use the language of Mr.
Justice Johnson in
Gibbons v.
Ogden, 9 Wheat. 1,
22 U. S. 238, in
"a frank and candid cooperation for the general good."
The legislation in question is to the extent indicated repugnant
to the third clause of Section 8, Article I, of the Constitution of
the United States, and therefore the judgment of the Supreme Court
of Iowa is
Reversed, and the cause remanded for further proceedings not
inconsistent with this opinion.
MR. JUSTICE GRAY, with whom concurred MR. JUSTICE HARLAN and MR.
JUSTICE BREWER, dissenting.
MR. JUSTICE HARLAN, MR. JUSTICE BREWER, and myself are unable to
concur in this judgment. As our dissent is based on
Page 135 U. S. 126
the previous decisions of this Court, the respect due to our
associates as well as to our predecessors induces us to state our
position, as far as possible, in the words in which the law has
been heretofore declared from this bench.
The facts of the case, and the substance of the statutes whose
validity is drawn in question, may be briefly stated.
It was an action of replevin of sundry kegs and cases of beer,
begun in an inferior court of the State of Iowa against a constable
of Lee County, in Iowa, who had seized them at Keokuk, in that
county, under a search warrant issued by a justice of the peace
pursuant to the statutes of Iowa which prohibit the sale, the
keeping for sale, or the manufacture for sale of any intoxicating
liquor (including malt liquor) for any purpose whatever except for
pharmaceutical, medicinal, chemical, or sacramental purposes, and
under an annual license granted by the district court of the proper
county, upon being satisfied that the applicant is a citizen of the
United States and of the State of Iowa, and a resident of the
county, and otherwise qualified.
The plaintiffs were citizens and residents of the State of
Illinois, engaged as brewers in manufacturing beer at Peoria in
that state and in selling it in the States of Illinois and Iowa.
The beer in question was manufactured by them at Peoria and there
put up by them in said kegs and cases, each keg being sealed and
having upon it, over the plug at the opening, a United States
internal revenue stamp, and each case being substantially made of
wood, containing two dozen quart bottles of beer, and sealed with a
metallic seal, which had to be broken in order to open the case.
The kegs and cases owned by the plaintiffs and so sealed were
transported by them from Peoria by railway to Keokuk, and there
sold and offered for sale by their agent in a building owned by one
of them, and without breaking or opening the kegs or cases. The
Supreme Court of Iowa having given judgment for the defendant, the
question presented by this writ of error is whether the statutes of
Iowa, as applied to these facts, contravene Section 8 of Article I,
or Section 2 of Article IV, of the Constitution of the United
States, or Section I of Article XIV of the amendments to the
Constitution.
Page 135 U. S. 127
By Section 8 of Article I of the Constitution, "The Congress
shall have power," among other things, "to regulate commerce with
foreign nations, and among the several states," and "to make all
laws which shall be necessary and proper for carrying into
execution the foregoing powers." By Section 2 of Article IV, "the
citizens of each state shall be entitled to all privileges and
immunities of citizens in the several states." By Section 1 of the
Fourteenth Amendment,
"No state shall make or enforce any law which shall abridge the
privileges or immunities of citizens of the United States; nor
shall any state deprive any person of life, liberty, or property
without due process of law; nor deny to any person within its
jurisdiction the equal protection of the laws."
By the Tenth Amendment,
"The powers not delegated to the United States by he
Constitution, nor prohibited by it to the states, are reserved to
the states, respectively, or to the people."
Among the powers thus reserved to the several states is what is
commonly called the "police power" -- that inherent and necessary
power, essential to the very existence of civil society and the
safeguard of the inhabitants of the state against disorder,
disease, poverty, and crime. "The police power belonging to the
states in virtue of their general sovereignty," said Mr. Justice
Story, delivering the judgment of this Court, "extends over all
subjects within the territorial limits of the states, and has never
been conceded to the United States."
Prigg v.
Pennsylvania, 16 Pet. 539,
41 U. S. 625.
This is well illustrated by the recent adjudications that a statute
prohibiting the sale of illuminating oils below a certain fire test
is beyond the constitutional power of Congress to enact except so
far as it has effect within the United States -- as, for instance,
in the District of Columbia -- and without the limits of any state,
but that it is within the constitutional power of a state to pass
such a statute, even as to oils manufactured under letters patent
from the United States.
United States v.
Dewitt, 9 Wall. 41;
Patterson v. Kentucky,
97 U. S. 501.
Page 135 U. S. 128
The police power includes all measures for the protection of the
life, the health, the property, and the welfare of the inhabitants,
and for the promotion of good order and the public morals. It
covers the suppression of nuisances, whether injurious to the
public health, like unwholesome trades, or to the public morals,
like gambling houses and lottery tickets.
Slaughterhouse
Cases, 16 Wall. 36,
83 U. S. 62,
83 U. S. 87;
Fertilizing Co. v. Hyde Park, 97 U. S.
659;
Phalen v.
Virginia, 8 How. 163,
49 U. S. 168;
Stone v. Mississippi, 101 U. S. 814.
This power, being essential to the maintenance of the authority of
local government and to the safety and welfare of the people, is
inalienable. As was said by Chief Justice Waite, referring to
earlier decisions to the same effect:
"No legislature can bargain away the public health or the public
morals. The people themselves cannot do it, much less their
servants. The supervision of both these subjects of governmental
power is continuing in its nature, and they are to be dealt with as
the special exigencies of the moment may require. Government is
organized with a view to their preservation, and cannot divest
itself of the power to provide for them. For this purpose, the
largest legislative discretion is allowed, and the discretion
cannot be parted with any more than the power itself."
Stone v. Mississippi, 101 U. S. 814,
101 U. S. 819.
See also Butchers' Union Co. v. Crescent City Co.,
111 U. S. 746,
111 U. S. 753;
New Orleans Gas Co. v Louisiana Light Co., 115 U.
S. 650,
115 U. S. 672;
New Orleans v. Houston, 119 U. S. 265,
119 U. S.
275.
The police power extends not only to things intrinsically
dangerous to the public health, such as infected rags or diseased
meat, but to things which, when used in a lawful manner, are
subjects of property and of commerce, and yet may be used so as to
be injurious or dangerous to the life, the health, or the morals of
the people. Gunpowder, for instance, is a subject of commerce, and
of lawful use; yet, because of its explosive and dangerous quality,
all admit that the state may regulate its keeping and sale. And
there is no article the right of the state to control or to
prohibit the sale or manufacture of which within its limits is
better established than
Page 135 U. S. 129
intoxicating liquors.
License Cases,
5 How. 504;
Downham v. Alexandria
Council, 10 Wall. 173;
Bartemeyer
v. Iowa, 18 Wall. 129;
Beer Co. v.
Massachusetts, 97 U. S. 25;
Tiernan v. Rinker, 102 U. S. 123;
Foster v. Kansas, 112 U. S. 201;
Mugler v. Kansas and
Kansas v. Ziebold,
123 U. S. 623;
Kidd v. Pearson, 128 U. S. 1;
Eilenbecker v. Plymouth County Court, 134 U. S.
31.
In
Beer Co. v. Massachusetts, above cited, this Court,
affirming the judgment of the Supreme Judicial Court of
Massachusetts, reported in 115 Mass. 153, held that a statute of
the state prohibiting the manufacture and sale of intoxicating
liquors, including malt liquors, except as therein provided,
applied to a corporation which the state had long before chartered,
and authorized to hold real and personal property, for the purpose
of manufacturing malt liquors. Among the reasons assigned by this
Court for its judgment were the following:
"If the public safety or the public morals require the
discontinuance of any manufacture or traffic, the hand of the
legislature cannot be stayed from providing for its discontinuance
by any incidental inconvenience which individuals or corporations
may suffer. All rights are held subject to the police power of the
state. Whatever differences of opinion may exist as to the extent
and boundaries of the police power, and however difficult it may be
to render a satisfactory definition of it, there seems to be no
doubt that it does extend to the protection of the lives, health,
and property of the citizens, and to the preservation of good order
and the public morals. The legislature cannot by any contract
divest itself of the power to provide for these objects. They
belong emphatically to that class of objects which demand the
application of the maxim
salus populi suprema lex, and
they are to be attained and provided for by such appropriate means
as the legislative discretion may devise. That discretion can no
more be bargained away than the power itself."
"Since we have already held in the case of
Bartemeyer v.
Iowa that as a measure of police regulation looking to the
Page 135 U. S. 130
preservation of public morals, a state law prohibiting the
manufacture and sale of intoxicating liquors is not repugnant to
any clause of the Constitution of the United States, we see nothing
in the present case that can afford any sufficient ground for
disturbing the decision of the Supreme Court of Massachusetts."
97 U.S. 32,
97 U. S. 33.
In
Mugler v. Kansas and
Kansas v. Ziebold,
above cited, a statute of Kansas prohibiting the manufacture or
sale of intoxicating liquors as a beverage and declaring all places
where such liquors were manufactured or sold in violation of the
statute to be common nuisances and prohibiting their future use for
the purpose was held to be a valid exercise of the police power of
the state even as applied to persons who, long before the passage
of the statute, had constructed buildings specially adapted to such
manufacture.
It has also been adjudged that neither the grant of a license to
sell intoxicating liquors nor the payment of a tax on such liquors
under the internal revenue laws of the United States affords any
defense to an indictment by a state for selling the same liquors
contrary to its statutes.
License Tax
Cases, 5 Wall. 462;
Pervear v.
Commonwealth, 5 Wall. 475.
The clause of the Constitution which declares that "the citizens
of each state shall be entitled to all privileges and immunities of
citizens in the several states" has no bearing upon this case. The
privileges and immunities thus secured are those fundamental rights
and privileges which appertain to citizenship.
Conner v.
Elliott, 18 How. 591,
59 U. S. 593;
Curtis, J., in
Scott v.
Sandford, 19 How. 393,
60 U. S. 580;
Paul v.
Virginia, 8 Wall. 168,
75 U. S. 180;
McCready v. Virginia, 94 U. S. 391,
94 U. S. 395.
As observed by the Court in
Bartemeyer v. Iowa: "The right
to sell intoxicating liquors, so far as such a right exists, is not
one of the rights growing out of citizenship of the United States."
18 Wall.
85 U. S.
133.
Nor is the case affected by the Fourteenth Amendment of the
Constitution. As was said in the unanimous opinion of this Court in
Barbier v. Connolly, after stating the true scope of that
amendment:
"But neither the amendment -- broad and comprehensive as it is
-- nor any other amendment, was
Page 135 U. S. 131
designed to interfere with the power of the state, sometimes
termed its 'police power,' to prescribe regulations to promote the
health, peace, morals, education, and good order of the people, and
to legislate so as to increase the industries of the state, develop
its resources, and add to its wealth and prosperity."
113 U.S.
27,
113 U. S. 31.
Upon that ground, the amendment has been adjudged not to apply to a
state statute prohibiting the sale or manufacture of intoxicating
liquors in buildings long before constructed for the purpose, or
the sale of oleomargarine lawfully manufactured before the passage
of the statute.
Mugler v. Kansas, 123 U.
S. 623,
123 U. S. 663;
Powell v. Pennsylvania, 127 U. S. 678,
127 U. S. 683,
127 U. S.
687.
The remaining and the principal question is whether the statute
of Iowa, as applied to the sale within that State of intoxicating
liquors in the same cases or kegs, unbroken and unopened, in which
they were brought by the seller from another state, is repugnant to
the clause of the Constitution granting to Congress the power to
regulate commerce with foreign nations and among the several
states.
In the great and leading case of
Gibbons v.
Ogden, 9 Wheat. 1, the point decided was that acts
of the Legislature of New York granting to certain persons for a
term of years the exclusive navigation by steamboats of all waters
within the jurisdiction of the state were, so far as they affected
such navigation by vessels of other persons licensed under the laws
of the United States, repugnant to the clause of the Constitution
empowering Congress to regulate foreign and interstate
commerce.
Chief Justice Marshall, in delivering judgment, after speaking
of the inspection laws of the states and observing that they had a
remote and considerable influence on commerce, but that the power
to pass them was not derived from a power to regulate commerce,
said:
"They form a portion of that immense mass of legislation which
embraces everything within the Territory of a state not surrendered
to the general government, all which can be most advantageously
exercised by the states themselves. Inspection laws, quarantine
laws, health laws of every description, as well as laws for
regulating
Page 135 U. S. 132
the internal commerce of a state, and those which respect
turnpike roads, ferries, etc., are component parts of this mass. No
direct general power over these objects is granted to Congress, and
consequently they remain subject to state legislation. If the
legislative power of the union can reach them, it must be for
national purposes; it must be where the power is expressly given
for a special purpose, or is clearly incidental to some power which
is expressly given."
Pp.
22 U. S. 203-204.
Again, he said that quarantine and health laws "are considered as
flowing from the acknowledged power of a state to provide for the
health of its citizens," and that the constitutionality of such
laws had never been denied. P.
22 U. S. 205.
Mr. Justice Johnson, in his concurring opinion, said:
"It is no objection to the existence of distinct substantive
powers that in their application they bear upon the same subject.
The same bale of goods, the same cask of provisions, or the same
ship that may be the subject of commercial regulation may also be
the vehicle of disease. And the health laws that require them to be
stopped and ventilated are no more intended as regulations on
commerce than the laws which permit their importation are intended
to inoculate the community with disease. Their different purposes
mark the distinction between the powers brought into action, and,
while frankly exercised, they can produce no serious
collision."
P.
22 U. S. 235.
That Chief Justice Marshall and his associates did not consider
the constitutional grant of power to Congress to regulate foreign
and interstate commerce as, of its own force and without national
legislation, impairing the police power of each state within its
own borders to protect the health and welfare of its inhabitants is
clearly indicated in the passages above quoted from the opinions in
Gibbons v. Ogden, and is conclusively proved by the
unanimous judgment of the Court delivered by the Chief Justice five
years later in
Willson v. Blackbird Creek
Marsh Co., 2 Pet. 245. In that case, the
Legislature of Delaware had authorized a dam to be erected across a
navigable tidewater creek which opened into Delaware Bay, thereby
obstructing the navigation of the creek by a vessel enrolled and
licensed under the navigation
Page 135 U. S. 133
laws of the United States. The decision in
Gibbons v.
Ogden was cited by counsel as conclusive against the validity
of the statute of the state. But its validity was upheld by the
Court for the following reasons:
"The act of assembly by which the plaintiffs were authorized to
construct their dam shows plainly that this is one of those many
creeks, passing through a deep, level marsh adjoining the State of
Delaware, up which the tide flows for some distance. The value of
the property on its banks must be enhanced by excluding the water
from the marsh, and the health of the inhabitants probably
improved. Measures calculated to produce these objects, provided
they do not come into collision with the powers of the general
government, are undoubtedly within those which are reserved to the
states. But the measure authorized by this act stops a navigable
creek, and must be supposed to abridge the rights of those who have
been accustomed to use it. But this abridgment, unless it comes in
conflict with the Constitution or a law of the United States, is an
affair between the government of Delaware and its citizens of which
this Court can take no cognizance."
"The counsel for the plaintiffs in error insists that it comes
in conflict with the power of the United States 'to regulate
commerce with foreign nations and among the several states.'"
"If Congress had passed any act which bore upon the case, any
act in execution of the power to regulate commerce, the object of
which was to control state legislation over those small navigable
creeks into which the tide flows, and which abound throughout the
lower country of the middle and southern states, we should feel not
much difficulty in saying that a state law, coming in conflict with
such act, would be void. But Congress has passed no such act. The
repugnancy of the law of Delaware to the Constitution is placed
entirely on its repugnancy to the power to regulate commerce with
foreign nations and among the several states, a power which has not
been so exercised as to affect the question."
"We do not think that the act empowering the Blackbird Creek
Marsh Company to place a dam across the creek can, under all the
circumstances of the case, be considered as
Page 135 U. S. 134
repugnant to the power to regulate commerce in its dormant
state, or as being in conflict with any law passed on the
subject."
2 Pet.
27 U. S.
251-252.
In
Brown v.
Maryland, 12 Wheat. 419, the point decided was that
an act of the Legislature of Maryland requiring all imports of
foreign goods by the bale or package, or of spirituous liquors, and
"other persons selling the same by wholesale, bale or package,
hogshead, barrel, or tierce," to first take out a license and pay
fifty dollars for it, and imposing a penalty for failure to do so,
was, as applied to sales by an importer of foreign liquors in the
original packages, unconstitutional both as laying an impost and as
repugnant to the power of Congress to regulate foreign commerce.
The statute there in question was evidently enacted to raise
revenue from importers of foreign goods of every description, and
was not an exercise of the police power of the state. And Chief
Justice Marshall, in answering an argument of counsel, expressly
admitted that the power to direct the removal of gunpowder, or the
removal or destruction of infectious or unsound articles which
endanger the public health, "is a branch of the police power, which
unquestionably remains, and ought to remain, with the states." Pp.
25 U. S.
443-444.
Moreover, the question there presented and decided concerned
foreign commerce only, and not commerce among the states. Chief
Justice Marshall, at the outset of his opinion, so defined it,
saying:
"The cause depends entirely on the question whether the
legislature of a state can constitutionally require the importer of
foreign articles to take out a license from the state, before he
shall be permitted to sell a bale or package so imported."
P.
25 U. S.
436.
It is true that after discussing and deciding that question, he
threw out this brief remark: "It may be proper to add that we
suppose the principles laid down in this case to apply equally to
importations from a sister state." P.
25 U. S. 449.
But this remark was
obiter dictum, wholly aside from the
question before the Court and having no bearing on its decision,
and therefore extrajudicial, as has since been noted by Chief
Justice Taney and Mr. Justice McLean in the
License
Cases,
Page 135 U. S. 135
5 How. 504,
46 U. S. 575,
46 U. S. 578,
46 U. S. 594,
and by MR. JUSTICE MILLER in
Woodruff v.
Parham, 8 Wall. 123,
75 U. S.
139.
To a remark made under such circumstances are peculiarly
applicable the warning words of Chief Justice Marshall himself in
an earlier case, where, having occasion to explain away some
dicta of his own in delivering judgment in
Marbury v.
Madison, 1 Cranch 137, he said:
"It is a maxim not to be disregarded that general expressions in
every opinion are to be taken in connection with the case in which
those expressions are used. If they go beyond the case, they may be
respected, but ought not to control the judgment in a subsequent
suit when the very point is presented for decision. The reason of
this maxim is obvious. The question actually before the Court is
investigated with care and considered in its full extent. Other
principles, which may serve to illustrate it are considered in
their relation to the case decided, but their possible bearing on
all other cases is seldom completely investigated."
Cohens v.
Virginia, 6 Wheat. 264,
19 U. S.
399-400. Another striking instance in which that maxim
has been applied and acted on is to be found in the opinion of the
Court at the present term in
Hans v. Louisiana,
134 U. S. 1,
134 U. S. 20.
But the unanimous judgment of this Court in 1847 in
Peirce
v. New Hampshire, reported together with
Thurlow v.
Massachusetts and
Fletcher v. Rhode Island as the
License Cases,
5 How. 504, is directly in point, and appears to us conclusively to
govern the case at bar. Those cases were elaborately argued by
eminent counsel, and deliberately considered by the court, and
Chief Justice Taney, as well as each of six Associate Justices,
stated his reasons for concurring in the judgment. The cases from
Massachusetts and Rhode Island arose under statutes of either state
prohibiting sales of spirituous liquors by any person in less than
certain quantities without first having obtained an annual license
from municipal officers -- in the one case from county
commissioners, who by the express terms of the statute were not
required to grant any licenses when in their opinion the public
good did at require them to be granted, and in the other case from
a town council, who
Page 135 U. S. 136
were forbidden to grant licenses whenever the voters of the town
in town meeting decided that none should be granted. Mass.Rev.Stat.
1836, c. 47, §§ 3, 17, 23-25; Stat. 1837, c. 242,
� 2; R.I.Pub.Laws 1844, p. 496, § 4; Laws of 1845, p.
72; 5 How.
46 U. S.
506-510,
46 U. S. 540.
Those statutes were held to be constitutional as applied to foreign
liquors which had passed out of the hands of the importer, while it
was assumed that under the decision in
Brown v. Maryland
those statutes could be allowed no effect as to such liquors while
they remained in the hands of the importer in the original packages
upon which duties had been paid to the United States. 5 How.
46 U. S. 576,
46 U. S. 590,
46 U. S. 610,
46 U. S.
618.
The case of
Peirce v. New Hampshire directly involved
the validity, as applied to liquors brought in from another state,
of a statute of New Hampshire which imposed a penalty on any person
selling any wine, rum, gin, brandy, or other spirits in any
quantity "without license from the selectmen of the town or place
where such person resides." N.H.Laws 1838, c. 369; 5 How.
46 U. S. 555.
The plaintiffs in error, having been indicted under that statute
for selling to one Aaron Sias, in the Town of Dover in the State of
New Hampshire, one barrel of gin without license from the selectmen
of the town, at the trial admitted that they so sold to him a
barrel of American gin, and introduced evidence that
"the barrel of gin was purchased by the defendants in Boston, in
the Commonwealth of Massachusetts, brought coastwise to the landing
at Piscataqua Bridge, and from thence to the defendants' store in
Dover, and afterwards sold to Sias in the same barrel and in the
same condition in which it was purchased in Massachusetts."
The defendants contended that the statute was unconstitutional
because it was
"in violation of certain public treaties of the United States
with Holland, France, and other countries containing stipulations
for the admission of spirits into the United States,"
and because it was repugnant to the clauses of the Constitution
of the United States restricting the power of the states to lay
duties on imports or exports and granting the power to Congress to
regulate commerce with foreign nations and among the several
states. Chief Justice Parker
Page 135 U. S. 137
instructed the jury
"that this state could not regulate commerce between this and
other states; that this state could not prohibit the introduction
of articles from another state with such a view, nor prohibit a
sale of them with such a purpose; but that, although the state
could not make such laws with such views and for such purposes, she
was not entirely forbidden to legislate in relation to articles
introduced from foreign countries, or from other states; that she
might tax them the same as other property, and might regulate the
sale to some extent; that a state might pass health and police
laws, which would, to a certain extent, affect foreign commerce,
and commerce between the states, and that this statute was a
regulation of that character, and constitutional."
After a verdict of guilty, exceptions to this instruction were
overruled by the highest court of the state. 5 How.
46 U. S.
554-557, 13 N.H. 536.
In that case, as in the case at bar, the statute of the state
prohibited sales of intoxicating liquors by any person without a
license from municipal authorities, and authorized licenses to be
granted only to persons residing within the state, and the liquors
were sold within the state by the importer, and in the same barrel,
keg, or case, unbroken and in the same condition in which he had
brought them from another state. Yet the judgment of the highest
court of New Hampshire was unanimously affirmed by this Court.
Chief Justice Taney, Mr. Justice Catron, and Mr. Justice Nelson
were of opinion that the statute of New Hampshire was a regulation
of interstate commerce, but yet valid so long as it was not in
conflict with any act of Congress. Chief Justice Taney, after
recognizing that
"spirits and distilled liquors are universally admitted to be
subjects of ownership and property, and are therefore subjects of
exchange, barter, and traffic like any other commodity in which a
right of property exists, and Congress, under its general power to
regulate commerce with foreign nations, may prescribe what articles
of merchandise shall be admitted and what excluded, and may
therefore admit or not, as it shall deem best, the importation of
ardent spirits, and inasmuch as the laws of Congress authorize
their importation, no state has a
Page 135 U. S. 138
right to prohibit their introduction,"
and yet upholding the validity of the statutes of Massachusetts
and Rhode Island as not interfering with the trade in ardent
spirits while they remained a part of foreign commerce and were in
the hands of the importer for sale in the cask or vessel in which
the laws of Congress authorized them to be imported (p.
46 U. S. 577),
proceeded to state the case from New Hampshire as follows:
"The present case, however, differs from
Brown v.
Maryland in this, that the former was one arising out of
commerce with foreign nations, which Congress has regulated by law,
whereas the present is a case of commerce between two states, in
relation to which Congress has not exercised its power. Some acts
of Congress have indeed been referred to in relation to the
coasting trade. But they are evidently intended merely to prevent
smuggling, and do not regulate imports or exports from one state to
another. This case differs also from the cases of Massachusetts and
Rhode Island because in these two cases the laws of the states
operated upon the articles after they had passed beyond the limits
of foreign commerce, and consequently were beyond the control and
power of Congress. But the law of New Hampshire acts directly upon
an import from one state to another while in the hands of the
importer for sale, and is therefore a regulation of commerce,
acting upon the article while it is within the admitted
jurisdiction of the general government and subject to its control
and regulation."
P.
46 U. S. 578.
And he concluded his opinion thus:
"Upon the whole, therefore, the law of New Hampshire is, in my
judgment, a valid one, for although the gin sold was an import from
another state, and Congress have clearly the power to regulate such
importations, under the grant of power to regulate commerce among
the several states, yet as Congress has made no regulation on the
subject, the traffic in the article may be lawfully regulated by
the state as soon as it is landed in its territory, and a tax
imposed upon it, or a license required, or the sale altogether
prohibited, according to the policy which the state may suppose to
be its interest or duty to pursue."
P.
46 U. S.
586.
Mr. Justice Catron expressed similar views. While he was
Page 135 U. S. 139
of opinion that the ultimate right of determining what
commodities might be lawful subjects of interstate commerce
belonged to Congress in the exercise of its power to regulate
commerce, and not to the states in the exercise of the police
power, he was equally clear that the statute of New Hampshire was a
valid regulation in the absence of any legislation upon the subject
by Congress. After pointing out the difficulties standing in the
way of any attempt by Congress to make the special and various
regulations required at different places at the maritime or inland
borders of the states, he said:
"I admit that this condition of things does not settle the
question of contested power, but it satisfactorily shows that
Congress cannot do what the states have done, are doing, and must
continue to do, from a controlling necessity, even should the
exclusive power in Congress be maintained by our decision."
P.
46 U. S.
606.
"Congress has stood by for nearly sixty years and seen the
states regulate the commerce of the whole country, more or less at
the ports of entry and at all their borders, without objection, and
for this Court now to decide that the power did not exist in the
states, and that all they had done in this respect was void from
the beginning would overthrow and annul entire codes of state
legislation on the particular subject. We would by our decision
expunge more state laws and city corporate regulations than
Congress is likely to make in a century on the same subject, and on
no better assumption than that Congress and the state legislatures
had been altogether mistaken as to their respective powers for
fifty years and more. If long usage, general acquiescence, and the
absence of complaint can settle the interpretation of the clause in
question, then it should be deemed as settled in conformity to the
usage by the courts."
P.
46 U. S. 607.
And finally, in summing up his conclusions, he said:
"That the law of New Hampshire was a regulation of commerce
among the states in regard to the article for selling of which the
defendants were indicted and convicted, but that the state law was
constitutionally passed, because of the power of the state thus to
regulate, there being no regulation of Congress, special or
general, in existence, to which the state law was repugnant."
Pp.
46 U. S.
608-609.
Page 135 U. S. 140
Mr. Justice Nelson expressed his concurrence in the opinions
delivered by the Chief Justice and Mr. Justice Catron. P.
46 U. S. 618.
Justices McLean, Daniel, Woodbury, and Grier, on the other hand,
were of opinion that the license laws of New Hampshire, as well as
those of Massachusetts and Rhode Island, were merely police
regulations, and not regulations of commerce, although they might
incidentally affect commerce.
Mr. Justice McLean, in the course of his opinion in
Thurlow
v. Massachusetts, said:
"The license acts of Massachusetts do not purport to be a
regulation of commerce. They are essentially police laws.
Enactments similar in principle are common to all the states. Since
the adoption of its constitution, they have existed in
Massachusetts."
P
46 U. S. 588.
[Mass.Stats. 1786, c. 68; 1792, c. 25; 7 Dane A. 43, 44.]
"It is the settled construction of every regulation of commerce
that, under the sanction of its general laws, no person can
introduce into a community malignant diseases or anything which
contaminates its morals or endangers its safety. And this is an
acknowledged principle applicable to all general regulations.
Individuals in the enjoyment of their own rights must be careful
not to injure the rights of others. From the explosive nature of
gunpowder, a city may exclude it. Now this is an article of
commerce, and is not known to carry infectious disease; yet, to
guard against a contingent injury, a city may prohibit its
introduction. These exceptions are always implied in commercial
regulations, where the general government is admitted to have the
exclusive power. They are not regulations of commerce, but acts of
self-preservation. And though they affect commerce to some extent,
yet such effect is the result of the exercise of an undoubted power
in the state."
Pp.
46 U. S.
589-590.
"A discretion on this subject must be exercised somewhere, and
it can be exercised nowhere but under the state authority. The
state may regulate the sale of foreign spirits, and such regulation
is valid though it reduce the quantity of spirits consumed. This is
admitted. And how can this discretion be controlled? The powers of
the general government do not extend to it. It is in every
Page 135 U. S. 141
aspect a local regulation, and relates exclusively to the
internal police of the state."
P.
46 U. S.
591.
"The police power of a state and the foreign commercial power of
Congress must stand together. Neither of them can be so exercised
as materially to affect the other. The sources and objects of these
powers are exclusive, distinct, and independent, and are essential
to both governments."
P.
46 U. S.
592.
In his opinion in
Peirce v. New Hampshire, he declared
that the same views were equally applicable to that case, and
added:
"The tax in the form of a license, as here presented,
counteracts no policy of the federal government, is repugnant to no
power it can exercise, and is imposed by the exercise of an
undoubted power in the state. The license system is a police
regulation, and, as modified in the State of New Hampshire, was
designed to restrain and prevent immoral indulgence, and to advance
the moral and physical welfare of society. . . . If this tax had
been laid on the property as an import into the state, the law
would have been repugnant to the Constitution. It would have been a
regulation of commerce among the states, which has been exclusively
given to Congress. . . . But this barrel of gin, like all other
property within the State of New Hampshire, was liable to taxation
by the state. It comes under the general regulation, and cannot be
sold without a license. The right of an importer of ardent spirits
to sell in the cask without a license does not attach to the
plaintiffs in error, on account of their having transported this
property from Massachusetts to New Hampshire."
Pp.
46 U. S.
595-596.
Mr. Justice Daniel said:
"The license laws of Massachusetts, Rhode Island, and New
Hampshire now under review impose no exaction on foreign commerce.
They are laws simply determining the mode in which a particular
commodity may be circulated within the respective jurisdictions of
those states, vesting in their domestic tribunals a discretion in
selecting the agents for such circulation, without discriminating
between the sources whence commodities may have been derived. They
do not restrict importation to any extent; they do not interfere
with it, either in appearance or reality;
Page 135 U. S. 142
they do not prohibit sales either by wholesale or retail; they
assert only the power of regulating the latter, but this entirely
within the sphere of their peculiar authority. These laws are
therefore in violation neither of the Constitution of the United
States nor of any law not treaty made in pursuance or under
authority of the Constitution."
P.
46 U. S.
617.
Mr. Justice Woodbury repeated and enforced the same views,
saying, among other things:
"It is manifest also, whether as an abstract proposition or
practical measure, that a prohibition to import is one thing, while
a prohibition to sell without license is another and entirely
different. The first would operate on foreign commerce, on the
voyage. The latter affects only the internal business of the state
after the foreign importation is completed and on shore."
P.
46 U. S.
619.
"The subject of buying and selling within a state is one as
exclusively belonging to the power of the state over its internal
trade as that to regulate foreign commerce is with the general
government, under the broadest construction of that power. . . .
The idea, too, that a prohibition to sell would be tantamount to a
prohibition to import does not seem to me either logical or founded
in fact. For even under a prohibition to sell, a person could
import, as he often does, for his own consumption and that of his
family and plantations, and also if a merchant, extensively engaged
in commerce, often does import articles with no view of selling
them here, but of storing them for a higher and more suitable
market in another state or abroad."
P.
46 U. S.
620.
"But this license is a regulation neither of domestic commerce
between the states, nor of foreign commerce. It does not operate on
either, or the imports of either, till they have entered the state
and become component parts of its property. Then it has by the
Constitution the exclusive power to regulate its own internal
commerce and business in such articles, and bind all residents,
citizens or not, by its regulations, if they ask its protection and
privileges, and Congress, instead of being opposed and thwarted by
regulations as to this, can no more interfere in it than the states
can interfere in regulation of foreign commerce."
P.
46 U. S.
625.
"Whether such laws of the states as to
Page 135 U. S. 143
licenses are to be classed as police measures, or as regulations
of their internal commerce, or as taxation merely, imposed on local
property and local business, and are to be justified by each or by
all of them together is of little consequence if they are laws
which from their nature and object must belong to all sovereign
states. Call them by whatever name, if the are necessary to the
wellbeing and independence of all communities, they remain among
the reserved rights of the states, no express grant of them to the
general government having been either proper or apparently embraced
in the Constitution. So whether they conflict or not, indirectly
and slightly, with some regulations of foreign commerce after the
subject matter of that commerce touches the soil or waters within
the limits of a state is not perhaps very material if they do not
really relate to that commerce or any other topic within the
jurisdiction of the general government."
P.
46 U. S.
627.
Mr. Justice Grier did not consider the question of the
exclusiveness of the power of Congress to regulate foreign and
interstate commerce as involved in the decision, but maintained the
validity of the statutes in question under "the police power, which
is exclusively in the states." Pp.
46 U. S.
631-632.
The other members of the Court at that time were Mr. Justice
Wayne and Mr. Justice McKinley, who do not appear by the report to
have taken part in the decision of those cases, although the former
appears at p. 545 to have been present at the argument, and by the
clerk's minutes to have been upon the bench when the judgments were
delivered. It is certain that neither of them dissented from the
decision of the Court.
The consequences of an opposite conclusion in the case from New
Hampshire regarding liquors brought from one state into another
were forcibly stated by several of the judges
Mr. Justice McLean said:
"If the mere conveyance of property from one state to another
shall exempt it from taxation, and from general state regulation,
it will not be difficult to avoid the police laws of any state,
especially by those who live at or near the boundary."
P.
46 U. S.
595.
Mr. Justice Catron said:
"To hold that the state license
Page 135 U. S. 144
law was void as respects spirits coming in from other states as
articles of commerce would open the door to an almost entire
evasion, as the spirits might be introduced in the smallest
divisible quantities that the retail trade would require, the
consequence of which would be that the dealers in New Hampshire
would sell only spirits produced in other states, and that the
products of New Hampshire would find an unrestrained market in the
neighboring states having similar license laws to those of New
Hampshire."
P.
46 U. S.
608.
Mr. Justice Woodbury said:
"If the proposition was maintainable that, without any
legislation by Congress as to the trade between the states (except
that in coasting, as before explained, to prevent smuggling),
anything imported from another state, foreign or domestic, could be
sold of right in the package in which it was imported, not subject
to any license or internal regulation of a state, then it is
obvious that the whole license system may be evaded and nullified,
either from abroad or from a neighboring state. And the more
especially can it be done from the latter, as imports may be made
in bottles of any size, down to half a pint, of spirits or wines,
and if its sale cannot be interfered with and regulated, the retail
business can be carried on in any small quantity, and by the most
irresponsible and unsuitable persons, with perfect impunity."
Pp.
46 U. S.
625-626.
Mr. Justice Grier, in an opinion marked by his characteristic
vigor and directness of thought and expression, after saying that
he mainly concurred with Mr. Justice McLean, summed up the whole
matter as follows:
"The true question presented by these cases, and one which I am
not disposed to evade, is whether the states have a right to
prohibit the sale and consumption of an article of commerce which
they believe to be pernicious in its effects, and the cause of
disease, pauperism, and crime. I do not consider the question of
the exclusiveness of the power of Congress to regulate commerce as
necessarily connected with the decision of this point. It has been
frequently decided by this Court"
"that the powers which relate to merely municipal regulations,
or what
Page 135 U. S. 145
may more properly be called internal police, are not surrendered
by the states or restrained by the Constitution of the United
States, and that consequently, in relation to these, the authority
of a state is complete, unqualified, and exclusive."
"Without attempting to define what are the peculiar subjects or
limits of this power, it may safely be affirmed that every law for
the restraint and punishment of crime, for the preservation of the
public peace, health, and morals, must come within this
category."
"As subjects of legislation, they are from their very nature of
primary importance; they lie at the foundation of social existence;
they are for the protection of life and liberty, and necessarily
compel all laws on subjects of secondary importance, which relate
only to property, convenience, or luxury, to recede, when they come
in conflict or collision,
salus populi suprema lex."
"If the right to control these subjects be 'complete,
unqualified, and exclusive' in the state legislatures, no
regulations of secondary importance can supersede or restrain their
operations on any ground of prerogative or supremacy. The
exigencies of the social compact require that such laws be executed
before and above all others."
"It is for this reason that quarantine laws, which protect the
public health, compel mere commercial regulations to submit to
their control. They restrain the liberty of the passengers, they
operate on the ship which is the instrument of commerce, and its
officers and crew, the agents of navigation. They seize the
infected cargo, and cast it overboard. The soldier and the sailor,
though in the service of the government, are arrested, imprisoned,
and punished for their offenses against society. Paupers and
convicts are refused admission into the country. All these things
are done not from any power which the states assume to regulate
commerce or to interfere with the regulations of Congress, but
because police laws for the preservation of health, prevention of
crime, and protection of the public welfare must of necessity have
full and free operation according to the exigency which requires
their interference. "
Page 135 U. S. 146
"It is not necessary for the sake of justifying the state
legislation now under consideration to array the appalling
statistics of misery, pauperism, and crime which have their origin
in the use or abuse of ardent spirits. The police power, which is
exclusively in the states, is alone competent to the correction of
these great evils, and all measures of restraint or prohibition
necessary to effect the purpose are within the scope of that
authority. There is no conflict of power, or of legislation, as
between the states and the United States; each is acting within its
sphere and for the public good, and if a loss of revenue should
accrue to the United States from a diminished consumption of ardent
spirits, she will be the gainer a thousand-fold in the health,
wealth, and happiness of the people."
Pp.
46 U. S.
631-632.
This abstract of the
License Cases shows (what is made
yet clearer by an attentive reading of the opinions as a whole)
that the difference of opinion among the judges was upon the
question whether the state statutes, which all agreed had some
influence upon commerce and all agreed were valid exercises of the
police power, could properly be called regulations of commerce.
While many of the judges said or assumed that a state could not
restrict the sale by the importer and in the original packages of
intoxicating liquors imported from a foreign country, which
Congress had authorized the importation of, and had caused duties
to be levied upon, all of them undoubtingly held that where
Congress had not legislated, a state might, for the protection of
the health, the morals, and the safety of its inhabitants, restrict
or prohibit at its discretion and according to its own views of
policy, the sale by the importer of intoxicating liquors brought
into it from another state and remaining in the barrels or packages
in which they were brought in. The ability and thoroughness with
which those cases were argued at the bar and on the bench, the care
and thought bestowed upon their consideration, as manifested in the
opinions delivered by the several judges, and the confidence with
which each judge expressed his concurrence in the result make
Page 135 U. S. 147
the decision of the highest possible authority. It has been
accepted and acted on as such by the legislatures, the courts, and
the people of the nation and of the states for forty years. It has
not been touched by any act of Congress; it has guided the
legislation of many of the states, and it has been treated as
beyond question by this Court in a long series of cases.
Veazie v. Moor
(1852), 14 How. 568,
55 U. S. 575;
Sinnot v.
Davenport (1859), 22 How. 227,
63 U. S. 243;
Gilman v.
Philadelphia (1865), 3 Wall. 713,
70 U. S. 730;
Pervear v.
Commonwealth (1866), 5 Wall. 475,
72 U. S. 479;
Woodruff v.
Parham (1868), 8 Wall. 123,
75 U. S. 139;
United States v.
Dewitt, (1869), 9 Wall. 41,
76
U. S. 45;
Henderson v. Mayor of New York
(1875),
92 U. S. 259,
92 U. S. 274;
Beer Co. v. Massachusetts (1877),
97 U. S.
25,
97 U. S. 33;
Patterson v. Kentucky (1878),
97 U. S.
501,
97 U. S. 503;
Mobile County v. Kimball (1880),
102 U.
S. 691,
102 U. S. 701;
Brown v. Houston (1885),
114 U. S. 622,
114 U. S. 631;
Walling v. Michigan (1886),
116 U.
S. 446,
116 U. S. 461;
Mugler v. Kansas (1887),
123 U. S. 623,
123 U. S.
657-658.
In the
Passenger
Cases, 7 How. 283, decided in 1849, two years after
the
License Cases, statutes of New York and Massachusetts
imposing taxes upon alien passengers arriving from abroad were
adjudged to be repugnant to the Constitution and laws of the United
States, and therefore void, by the opinions of Justices McLean,
Wayne, Catron, McKinley, and Grier, against the dissent of Chief
Justice Taney and Justices Daniel, Nelson, and Woodbury, each of
the judges delivering a separate opinion. The decision in the
License Cases was relied on by each of the dissenting
judges, pp.
48 U. S. 470,
48 U. S. 483,
48 U. S. 497,
48 U. S. 518,
48 U. S. 524,
48 U. S. 559,
and no doubt of the soundness of that decision was suggested in the
opinions of the majority of the Court, or in any of the subsequent
cases in which the judgment of that majority was afterwards
approved and followed,
Henderson v. Mayor of New York and
Commissioners of Immigration v. North German Lloyd,
92 U. S. 259;
Chy Lung v. Freeman, 92 U. S. 275;
People v. Compagnie Generale Transatlantique, 107 U. S.
59;
Head Money Cases, 112 U.
S. 580.
When Mr. Justice Grier, in the
Passenger
Cases, 7 How. 462, said,
"And to what weight is that argument entitled which assumes
that, because it is the policy of Congress to
Page 135 U. S. 148
leave this intercourse free, therefore it has not been
regulated, and each state may put as many restrictions upon it as
she pleases?"
the context shows that he had in mind cases in which the policy
to leave commerce free had been manifested by statute or treaty,
and he had already, on page
48 U. S. 457,
made it manifest that he did not intend to retract or to qualify
his opinion in the
License Cases.
An intention on the part of Congress that commerce shall be free
from the operation of laws passed by a state in the exercise of its
police power cannot be inferred from the mere fact of there being
no national legislation upon the subject, unless in matters as to
which the power of Congress is exclusive. Where the power of
Congress is exclusive, the states have, of course, no power to
legislate, and it may be said that Congress, by not legislating,
manifests an intention that there should be no legislation on the
subject. But in matters over which the power of Congress is
paramount only, and not exclusive, the power of the state is not
excluded until Congress has legislated, and no intention that the
states should not exercise, or continue to exercise, their power
over the subject can be inferred from the want of congressional
legislation.
Transportation Co. v. Parkersburg,
107 U. S. 691,
107 U. S.
702-704.
The true test for determining when the power of Congress to
regulate commerce is, and when it is not, exclusive was formulated
and established in
Cooley v. Board of
Wardens, 12 How. 299, concerning the validity of a
state law for the regulation of pilots and pilotage, in which Mr.
Justice Curtis, in delivering judgment, said:
"When the nature of a power like this is spoken of, when it is
said that the nature of the power requires that it should be
exercised exclusively by Congress, it must be intended to refer to
the subjects of that power, and to say they are of such a nature as
to require exclusive legislation by Congress. Now the power to
regulate commerce embraces a vast field, containing not only many,
but exceedingly various, subjects, quite unlike in their nature,
some imperatively demanding a single uniform rule, operating
equally on the commerce of the United States in every port, and
some, like the subject now in question, as imperatively
Page 135 U. S. 149
demanding that diversity which alone can meet the local
necessities of navigation. Either absolutely to affirm or deny that
the nature of this power requires exclusive legislation by Congress
is to lose sight of the nature of the subjects of this power and to
assert concerning all of them what is really applicable but to a
part. Whatever subjects of this power are in their nature national
or admit only of one uniform system or plan of regulation may
justly be said to be of such a nature as to require exclusive
legislation by Congress."
He then stated that the Act of Congress of August 7, 1789, c. 9,
§ 4, 1 Stat. 54, in regard to pilotage, manifested the
understanding of Congress at the outset of the government that the
nature of the subject was not such as to require its exclusive
legislation, but was such that, until Congress should find it
necessary to exercise its power, it should be left to the
legislation of the states, because it was local, and not national,
and was likely to be best provided for not by one system or plan of
regulation, but by as many as the legislative discretion of the
several states should deem applicable to the local peculiarities of
the ports within their limits, and he added, in words which appear
to us equally appropriate to the case now before the court:
"The practice of the states and of the national government has
been in conformity with this declaration from the origin of the
national government to this time, and the nature of the subject,
when examined, is such as to leave no doubt of the superior fitness
and propriety, not to say the absolute necessity, of different
systems of regulation, drawn from local knowledge and experience
and conformed to local wants. . . . We are of opinion that this
state law was enacted by virtue of a power residing in the state to
legislate; that it is not in conflict with any law of Congress;
that it does not interfere with any system which Congress has
established by making regulations, or by intentionally leaving
individuals to their own unrestricted action."
12 How.
53 U. S.
319-321.
In
Gilman v.
Philadelphia, 3 Wall. 713,
70 U. S. 730,
this Court, speaking by Mr. Justice Swayne, applying the same test,
and relying on
Willson v. Blackbird Creek Marsh Co. and
Cooley v. Board of Wardens, above cited, upheld the
validity of a statute
Page 135 U. S. 150
of Pennsylvania authorizing the construction of a bridge across
the Schuylkill River, so as to prevent the passage of vessels with
masts, and, after stating the points adjudged in
Brown v.
Maryland and in the
Passenger Cases, said:
"But a state, in the exercise of its police power, may forbid
spirituous liquor imported from abroad, or from another state, to
be sold by retail or to be sold at all without a license, and it
may visit the violation of the prohibition with such punishment as
it may deem proper.
License Cases, 5 How.
504."
By the same test, and upon the authority of
Willson v.
Blackbird Creek Marsh Co., a statute of Wisconsin authorizing
the erection of a dam across a navigable river was held to be
constitutional in
Pound v. Turck, 95 U. S.
459,
95 U. S. 463.
To the like effect are
Willamette Bridge v. Hatch,
125 U. S. 1,
125 U. S. 8-12,
and other cases there cited.
Upon like grounds it was held, in
Mobile County v.
Kimball, 102 U. S. 691,
that a statute of Alabama authorizing the improvement of the harbor
of Mobile did not trench upon the commercial power of Congress, and
the Court, after pointing out that some expressions of Chief
Justice Marshall in
Gibbons v. Ogden as to the
exclusiveness of the power of Congress to regulate commerce were
restricted by the facts of that case, and by the subsequent
judgment in
Willson v. Blackbird Creed Marsh Co.,
said:
"In the
License Cases, which were before the Court in
1847, there was great diversity of views in the opinions of the
different judges upon the operation of the grant of the commercial
power of Congress in the absence of congressional legislation.
Extreme doctrines upon both sides of the question were asserted by
some of the judges, but the decision reached, so far as it can be
viewed as determining any question of construction, was
confirmatory of the doctrine that legislation of Congress is
essential to prohibit the action of the states upon the subjects
there considered."
102 U.S.
102 U. S.
700-701.
In
Woodruff v.
Parham, 8 Wall. 123, a state statute imposing a
uniform tax on all sales by auction within it was held
constitutional as applied to sales of goods the product of other
states and sold in the original and unbroken packages.
Page 135 U. S. 151
In
Hinson v.
Lott, 8 Wall. 148, decided at the same time, it was
adjudged that a state statute which prohibited any dealers,
introducing any intoxicating liquors into the state, from offering
them for sale without first paying a tax of fifty cents a gallon,
and imposed a like tax on liquors manufactured within the state,
was valid as applied to liquors brought from another state and held
and offered for sale in the same barrels or packages in which they
were brought in, because, in the words of Mr. Justice Miller, who
delivered the opinion of the Court in both cases, it was not "an
attempt to regulate commerce, but an appropriate and legitimate
exercise of the taxing power of the state." 8 Wall.
75 U. S. 153. These
two cases were cited by the court in
Low v.
Austin, 13 Wall. 29,
80 U. S. 34, and
in
Cook v. Pennsylvania, 97 U. S. 566,
97 U. S. 573,
in which, in accord with the opinions in the License cases, state
taxation upon original cases of wines imported from a foreign
country, and upon which duties had been paid under acts of
Congress, was held to be invalid.
In
Welton v. Missouri, 91 U. S.
275, the point decided was that a state statute
requiring the payment of a license tax from persons selling, by
going from place to place within the state for the purpose, goods
not the growth of manufacture of the state, and not from persons so
selling goods which were the growth or manufacture of the state,
was unconstitutional and void by reason of the discrimination, and
in
Machine Co. v. Gage, 100 U. S. 676, a
state statute imposing a like tax, without discriminating as to the
place of growth or produce of material or manufacture, was adjudged
to be constitutional and valid as applied to machines made in and
brought from another state.
In
Brown v. Houston, 114 U. S. 622, it
was decided that coal mined in Pennsylvania and brought in boats by
river from Pittsburgh to New Orleans to be there sold by the
boatload on account of the Pennsylvania owner, and remaining afloat
in its original condition and original packages, was subject, in
common with all other property in the city, to taxation under the
general tax laws of Louisiana, and the Court referred to
Woodruff v. Parham, above cited, as upholding the
validity
Page 135 U. S. 152
of a "tax laid on auction sales of all property
indiscriminately," and "which had no relation to the movement of
goods from one state to another." 114 U.S.
114 U. S.
634.
In
Walling v. Michigan, 116 U.
S. 446, the statute of Michigan, which was held to be an
unconstitutional restraint of interstate commerce, imposed a
different tax upon persons engaged within the state in the business
of selling or soliciting the sale of intoxicating liquors to be
sent into the state from that imposed upon persons selling or
soliciting the sale of such liquors manufactured within the state,
and the Court declared that the statute would be perfectly
justified as
"an exercise by the Legislature of Michigan of the police power
of the state for the discouragement of the use of intoxicating
liquors, and the preservation of the health and morals of the
people, . . . if it did not discriminate against the citizens and
products of other states in a matter of commerce between the
states, and thus usurp one of the prerogatives of the national
legislature."
116 U.S.
116 U. S.
460.
In
Wabash, St. Louis & Pacific Railway v. Illinois,
118 U. S. 557, the
only point decided was that a state had no power to regulate the
rates of freight of any part of continuous transportation upon
railroads partly within the state and partly in other states. In
Robbins v. Shelby Taxing District, 120 U.
S. 489, a state law requiring the payment of a license
tax by drummers and persons not having a regularly licensed house
of business within the taxing district, offering for sale of
selling any goods by sample, was decided to be unconstitutional as
applied to persons offering to sell goods on behalf of merchants
residing in other states because, as the majority of the Court
held, its effect was "to tax the sale of such goods, or the offer
to sell them, before they are brought into the state." 120 U.S.
120 U. S. 497.
Neither of those cases appears to us to tend to limit the police
power of the state to protect the public health, the public morals,
and the public peace within its own borders.
As was said by this Court in
Sherlock v. Alling,
93 U. S. 99,
93 U. S.
103:
"In conferring upon Congress the regulation of commerce, it was
never intended to cut the states off from legislating on all
subjects relating to the health, life, and safety of
Page 135 U. S. 153
their citizens, though the legislation might indirectly affect
the commerce of the country. Legislation, in a great variety of
ways, may affect commerce and persons engaged in it without
constituting a regulation of it within the meaning of the
Constitution."
It was accordingly held in that case that an action against a
carrier engaged in interstate commerce might be maintained under a
state statute giving a civil remedy, unknown to the common law, for
negligence causing death, and in subsequent cases that what a state
might punish or afford redress for it might seek by proper
precautions to prevent, and consequently that a state statute
requiring, under a penalty, engineers of all railroad trains within
the state to be examined and licensed by a state board, either as
to their qualifications generally, or as to their capacity to
distinguish between color signals, was not in its nature a
regulation of commerce, but was a constitutional exercise of the
power reserved to the states, and intended to secure that safety of
persons and property within their territorial limits, and, so far
as it affected interstate commerce, not in conflict with any
express enactment of Congress upon the subject nor contrary to any
intention of Congress to be presumed from its silence.
Smith v.
Alabama, 124 U. S. 465;
Nashville, Chattanooga & St. Louis Railway v. Alabama,
128 U. S. 96.
In
Railroad Co. v.
Husen, 95 U. S. 465, it
was expressly conceded, in the opinion of the Court delivered by
Mr. Justice Strong, that a state, in the exercise of its police
power, could "legislate to prevent the spread of crime or pauperism
or disturbance of the peace," as well as "justify the exclusion of
property, dangerous to the property of citizens of the state -- for
example, animals having contagious or infectious diseases." 95 U.S.
95 U. S. 471.
And the decision, by which the statute of Missouri forbidding the
introduction of any Texas, Mexican, or Indian cattle into the state
was held to be an unconstitutional interference with interstate
commerce, rested, as clearly appears in the opinion in that case
and has since been distinctly recognized by the Court, upon the
ground that the statute made no distinction, in the transportation
forbidden, between cattle which might be diseased and those which
were not.
Kimmish v. Ball, 129 U.
S. 217,
129 U. S.
221.
Page 135 U. S. 154
The authority of the states, in the exercise of their police
power and for the protection of life and health, to pass laws
affecting things which are lawful subjects or instruments of
commerce, and even while they are actually employed in commerce,
has been expressly recognized by Congress in the acts regulating
the transportation of nitroglycerine as well as in the acts for the
observation and execution of the quarantine and health laws of the
states. Rev.Stat. §§ 4278-4280, 4792-4796.
In
Morgan's Steamship Co. v. Louisiana Board of Health,
118 U. S. 455,
118 U. S. 465,
the system of quarantine laws established by the State of Louisiana
was held, in accordance with earlier opinions, to be a
constitutional exercise of the police power, and it was said by the
Court:
"Quarantine laws belong to that class of state legislation
which, whether passed with intent to regulate commerce or not, must
be admitted to have that effect, and which are valid until
displaced or contravened by some legislation of Congress. The
matter is one in which the rules that should govern it may in many
respects be different in different localities, and for that reason
be better understood and more wisely established by the local
authorities. The practice which should control a quarantine station
on the Mississippi River, a hundred miles from the sea, may be
widely and wisely different from that which is best for the harbor
of New York."
It was added that in this respect the case fell within the
principle of
Willson v. Blackbird Creek Marsh Co., Cooley v.
Board of Wardens, Gilman v. Philadelphia, Pound v. Turck, and
other cases.
In
Mugler v. Kansas, 123 U. S. 623, the
Court said:
"In the
License Cases, 5 How. 504,
the question was whether certain statutes of Massachusetts, Rhode
Island, and New Hampshire relating to the sale of spirituous
liquors were repugnant to the Constitution of the United States. In
determining that question, it became necessary to inquire whether
there was any conflict between the exercise by Congress of its
power to regulate commerce with foreign countries or among the
several states and the exercise by a State of what are called
'police powers.' Although the members of the Court did
Page 135 U. S. 155
not fully agree as to the grounds upon which the decision should
be placed, they were unanimous in holding that the statutes then
under examination were not inconsistent with the Constitution of
the United States or with any act of Congress."
123 U.S.
123 U. S.
657-658.
In
Bowman v. Chicago & Northwestern Railway,
125 U. S. 465, the
point, and the only point, decided was that a statute of Iowa which
forbade common carriers to bring intoxicating liquors into the
state from any other state without first obtaining a certificate
from a county officer of Iowa that the consignee was authorized by
the laws of Iowa to sell such liquors was an unconstitutional
regulation of interstate commerce. While MR. JUSTICE FIELD, in his
separate opinion (p.
125 U. S. 507)
intimated, and three dissenting justices (pp.
125 U. S.
514-515) feared, that the decision was in effect
inconsistent with the decision in the
License Cases, Mr.
Justice Matthews, who delivered the judgment of the majority of the
Court, not only cautiously avoided committing the Court to any such
conclusion, but took great pains to mark the essential difference
between the two decisions. On the one hand, after making a careful
analysis of the opinions in the License cases, he said:
"From this analysis it is apparent that the question presented
in this case was not decided in the
License Cases. The
point in judgment in them was strictly confined to the right of the
states to prohibit the sale of intoxicating liquor after it had
been brought within their territorial limits. The right to bring it
within the states was not questioned."
On the other hand, in stating the reasons for holding the
statute of Iowa, prohibiting the transportation of liquors from
another state not to be a legitimate exertion of the police power
of the State of Iowa, he said:
"It is not an exercise of the jurisdiction of the state over
persons and property within its limits. On the contrary, it is an
attempt to exert that jurisdiction over persons and property within
the limits of other states. It seeks to prohibit and stop their
passage and importation into its own limits, and is designed as a
regulation for the conduct of commerce before the merchandise is
brought to its border. . . . But the right to prohibit sales, so
far as conceded
Page 135 U. S. 156
to the states, arises only after the act of transportation has
terminated, because the sales which the state may forbid are of
things within its jurisdiction. Its power over them does not begin
to operate until they are brought within the territorial limits
which circumscribe it."
125 U.S.
125 U. S. 479,
125 U. S.
498-499.
In the opinion of the majority of the Court in that case, it was
noted that the omission of Congress to legislate might not so
readily justify an inference of its intention to exclude state
legislation in matters affecting interstate commerce as in those
affecting foreign commerce, Mr. Justice Matthews saying:
"The organization of our state and federal system of government
is such that the people of the several states can have no relations
with foreign powers in respect to commerce nor any other subject
except through the government of the United States and its laws and
treaties. The same necessity perhaps does not exist equally in
reference to commerce among the states. The power conferred upon
Congress to regulate commerce among the states is indeed contained
in the same clause of the Constitution which confers upon it power
to regulate commerce with foreign nations. The grant is conceived
in the same terms, and the two powers are undoubtedly of the same
class and character, and equally extensive. The actual exercise of
its power over either subject is equally and necessarily exclusive
of that of the states, and paramount over all the powers of the
states, so that state legislation, however legitimate in its origin
or object, when it conflicts with the positive legislation of
Congress or its intention reasonably implied from its silence, in
respect to the subject of commerce of both kinds, must fail. And
yet in respect to commerce among the states, it may be, for the
reason already assigned, that the same inference is not always to
be drawn from the absence of congressional legislation as might be
in the case of commerce with foreign nations. The question
therefore may be still considered in each case as it arises,
whether the fact that Congress has failed in the particular
instance to provide by law a regulation of commerce among the
states is conclusive of its intention that the subject shall be
free from all positive regulation or that, until it positively
Page 135 U. S. 157
interferes, such commerce may be left to be freely dealt with by
the respective states."
125 U.S.
125 U. S.
482-483.
In
Kidd v. Pearson, 128 U. S. 1, a
statute of Iowa prohibiting the manufacture or sale of intoxicating
liquors except for mechanical, medicinal, culinary, and sacramental
purposes only, and authorizing any building used for their unlawful
manufacture to be abated as a nuisance, was unanimously held to be
constitutional as applied to a case in which the liquors were
manufactured for exportation and were sold outside the state, and
the Court, in showing how impracticable it would be for Congress to
regulate the manufacture of goods in one state to be sold in
another, said:
"The demands of such a supervision would require not uniform
legislation generally applicable throughout the United States, but
a swarm of statutes only locally applicable and utterly
inconsistent. . . . A situation more paralyzing to the state
governments and more provocative of conflicts between the general
government and the states and less likely to have been what the
framers of the Constitution intended it would be difficult to
imagine."
128 U.S.
128 U. S.
21-22.
The language thus applied to congressional supervision of the
manufacture within one state of intoxicating liquors intended to be
sold in other states appears to us to apply with hardly less force
to the regulation by Congress of the sale within one state of
intoxicating liquors brought from another state. How far the
protection of the public order, health, and morals demands the
restriction or prohibition of the sale of intoxicating liquors is a
question peculiarly appertaining to the legislatures of the several
states, and to be determined by them upon their own views of public
policy, taking into consideration the needs, the education, the
habits, and the usages of people of various races and origin, and
living in regions far apart and widely differing in climate and in
physical characteristics. The local option laws prevailing in many
of the states indicate the judgment of as many legislatures that
the sale of intoxicating liquors does not admit of regulation by a
uniform rule over so large an area as a single state, much less
over the area of a continent. It is manifest that the
regulation
Page 135 U. S. 158
of the sale, as of the manufacture, of such liquors manufactured
in one state to be sold in another is a subject which, far from
requiring, hardly admits of, a uniform system or plan throughout
the United States. It is in its very nature not national, but
local, and must, in order to be either reasonable or effective,
conform to the local policy and legislation concerning the sale or
the manufacture of intoxicating liquors generally. Congress cannot
regulate this subject under the police power, because that power
has not been conceded to Congress, but remains in the several
states, nor under the commercial power, without either prescribing
a general rule unsuited to the nature and requirements of the
subject or else departing from that uniformity of regulation which,
as declared by this Court in
Kidd v. Pearson, above cited,
it was the object of the commercial clause of the Constitution to
secure.
The above review of the judgments of this Court since the
decision in the
License Cases appears to us to demonstrate
that that decision, while often referred to, has never been
overruled or its authority impugned.
It only remains to sum up the reasons which have satisfied us
that the judgment of the Supreme Court of Iowa in the case at bar
should be affirmed.
The protection of the safety, the health, the morals, the good
order, and the general welfare of the people is the chief end of
government.
Salus populi suprema lex. The police power is
inherent in the states, reserved to them by the Constitution and
necessary to their existence as organized governments. The
Constitution of the United States and the laws made in pursuance
thereof being the supreme law of the land, all statutes of a state
must, of course, give way so far as they are repugnant to the
national Constitution and laws. But an intention is not lightly to
be imputed to the framers of the Constitution, or to the Congress
of the United States, to subordinate the protection of the safety,
health, and morals of the people to the promotion of trade and
commerce. The police power extends to the control and regulation of
things which, when used in a lawful and proper manner, are
Page 135 U. S. 159
subjects of property and of commerce, and yet may be used so as
to be injurious or dangerous to the public safety, the public
health, or the public morals. Common experience has shown that the
general and unrestricted use of intoxicating liquors tends to
produce idleness, disorder, disease, pauperism, and crime.
The power of regulating or prohibiting the manufacture and sale
of intoxicating liquors appropriately belongs, as a branch of the
police power, to the legislatures of the several states, and can be
judiciously and effectively exercised by them alone, according to
their views of public policy and local needs, and cannot
practically, if it can constitutionally, be wielded b Congress as
part of a national and uniform system.
The statutes in question were enacted by the State of Iowa in
the exercise of its undoubted power to protect its inhabitants
against the evils, physical, moral, and social, attending the free
use of intoxicating liquors. They are not aimed at interstate
commerce. They have no relation to the movement of goods from one
state to another, but operate only on intoxicating liquors within
the territorial limits of the state. They include all such liquors
without discrimination, and do not even mention where they are made
or whence they come. They affect commerce much more remotely and
indirectly than laws of a state (the validity of which is
unquestioned) authorizing the erection of bridges and dams across
navigable waters within its limits which wholly obstruct the course
of commerce and navigation, or than quarantine laws which operate
directly upon all ships and merchandise coming into the ports of
the state.
If the statutes of a state restricting or prohibiting the sale
of intoxicating liquors within its territory are to be held
inoperative and void as applied to liquors sent or brought from
another state and sold by the importer in what are called "original
packages," the consequence must be that an inhabitant of the state
may, under the pretext of interstate commerce, and without license
or supervision of any public authority, carry or send into and sell
in any or all of the other states of the union intoxicating liquors
of whatever description,
Page 135 U. S. 160
in cases or kegs, or even in single bottles or flasks, despite
any legislation of those states on the subject and although his own
state should be the only one which had not enacted similar laws. It
would require positive and explicit legislation on the part of
Congress to convince us that it contemplated or intended such a
result.
The decision in the
License cases,
5 How. 504, by which the Court, maintaining these views,
unanimously adjudged that a general statute of a state prohibiting
the sale of intoxicating liquors without license from municipal
authorities, included liquors brought from another state and sold
by the importer in the original barrel or package, should be upheld
and followed, because it was made upon full argument and great
consideration; because it established a wise and just rule,
regarding a most delicate point in our complex system of
government, a point always difficult of definition and adjustment,
the contact between the paramount commercial power granted to
Congress, and the inherent police power reserved to the states;
because it is in accordance with the usage and practice which have
prevailed during the century since the adoption of the
Constitution; because it has been accepted and acted on for forty
years by Congress, by the state legislatures, by the courts, and by
the people, and because to hold otherwise would add nothing to the
dignity and supremacy of the powers of Congress, while it would
cripple, not to say destroy, the whole control of every state over
the sale of intoxicating liquors within its borders. The silence
and inaction of Congress upon the subject during the long period
since the decision of the
License cases appear to us to
require the inference that Congress intended that the law should
remain as thereby declared by this Court, rather than to warrant
the presumption that Congress intended that commerce among the
states should be free from the indirect effect of such an exercise
of the police power for the public safety, as had been adjudged by
that decision to be within the constitutional authority of the
states.
For these reasons, we are compelled to dissent from the opinion
and judgment of the majority of the Court.