A general law for the punishment of offenses which endeavors by
retroactive operation to reach acts before committed, and also
provides a like punishment for the same acts in future, is void so
far as it is retrospective, and valid as to future cases within the
legislative control.
This was a petition for a writ of habeas corpus and for a writ
of certiorari. The alleged grounds for the issue of the writ are
stated in the opinion of the Court. The writ was denied, and the
petitioner took this appeal.
Page 128 U. S. 190
MR. CHIEF JUSTICE FULLER delivered the opinion of the Court.
This is an appeal from an order of the Circuit Court of the
United States for the Southern District of New York denying
appellant's petition for the writs of habeas corpus and
certiorari.
The petition alleges that petitioner was convicted in the Court
of Oyer and Terminer of the City and County of New York in May,
1886, of the crime of bribery, committed as a member of the Common
Council of the City of New York, and was sentenced May 20, 1886, to
be imprisoned in the state prison for the term of nine years and
ten months, and entered upon such imprisonment May 21st; that
"the only authority of law for said sentence upon said
conviction is a statute of the State of New York passed July 1,
1882, and known as the 'Consolidation Act,' and especially the
2143d section thereof, by force of which the 'Penal Code,'
otherwise inapplicable, is made to apply to said offense, and
thereby the offense is made punishable, although committed before
the 'Consolidation Act' took effect as well as when committed
after, indifferently and indistinguishably, by a maximum
imprisonment of ten years in
Page 128 U. S. 191
state prison; whereas, before that act took effect, said offense
was punishable by a maximum imprisonment in the penitentiary of two
years; that said law is
ex post facto, and that
petitioner, having served the full term of imprisonment which could
lawfully be imposed, is entitled to be discharged."
The Penal Code of the State of New York took effect as a law
December 1, 1882; and, under its 72d section, [
Footnote 1] the maximum punishment for the crime
of bribery committed by any person who executes any of the
functions of a public office was fixed at ten years' imprisonment,
of $5,000 fine, or both.
The City Consolidation Act was passed July 1, 1882, to take
effect March 1, 1883, and by § 2143 [
Footnote 2] it was provided that the Penal Code should
have the same effect as if passed after "this act."
By § 100 of the New York City charter [
Footnote 3] of 1873, c. 335, Laws of
Page 128 U. S. 192
1873, the crime of bribery committed by a member of the common
council subjected him upon conviction to imprisonment not exceeding
two years, or fine, or both.
By § 58 of the Consolidation Act, this § 100 of the
act of 1873 was reenacted.
By § 725 of the Penal Code, [
Footnote 4] "all acts incorporating municipal
corporations, and acts amending acts of incorporation or charters
of such corporation," were,
inter alia, declared not to be
affected by it, and recognized as continuing in force
Page 128 U. S. 193
notwithstanding the Code, except so far as repealed by
subsequent laws.
It is claimed that § 100 of the act of 1873 was not
repealed by the Penal Code, but was excepted from its operation by
§ 725, and continued in force for the four months between
December 1, 1882, when the Penal Code went into operation, and
March 1, 1883, when the Consolidation Act took effect, and that
§ 58 of the latter act then replaced it, and was not
superseded by § 72 of the Penal Code under § 2143 of the
Consolidation Act, but kept in force by § 725 of the Penal
Code -- or in other words, it is argued that § 100, being a
section of the city charter, was saved from repeal by the Penal
Code by § 725 of the latter, and was not repealed until by the
subsequent law, known as the "City Consolidation Act," which took
effect March 1, 1883, and was even then continued in force as
§ 58 of the Consolidation Act, which is identical with said
§ 100, and that at all events, the measure of punishment from
December 1, 1882, to March 1, 1883, is that prescribed by §
100 of the old charter, and repeated in § 58 of the new.
And it is insisted that § 72 of the Penal Code, with the
force and effect given it by § 2143 of the Consolidation Act,
under the decisions of the New York Court of Appeals, is
ex
post facto, and therefore void in that thereby the maximum
punishment by imprisonment of the crime of bribery committed before
as well as after the Consolidation Act went into effect was changed
from two to ten years.
In
People v. O'Neill, 109 N.Y. 261, and
People v.
Jaehne, 103 N.Y. 182, it was held by the Court of Appeals that
§ 100 of chapter 335 of the act of 1873 was not within the
saving clause of § 725 of the Penal Code, but, on the
contrary, was repealed by that Code as soon as it went into
operation, December 1, 1882, and that § 58 of the
Consolidation Act, which is but a transcript of said § 100,
was not kept in force by said § 725, and was superseded by
§ 72 of the Penal Code, which latter section was prospective
merely, and could only operate upon the crime of bribery committed
by a member of the common council
Page 128 U. S. 194
after the Penal Code took effect. Accepting the conclusions of
the highest court of the State of New York as to the operation of
the acts in question in substituting, under § 72, a longer
term of imprisonment for that which had theretofore existed, it is
clear that § 72 governed future cases only; but even if, taken
in connection with all the other statutory provisions referred to,
it could be construed as also retroactive, as it was admitted upon
the argument that the crime, upon conviction of which the
petitioner was sentenced to the imprisonment he is now undergoing,
was charged to have been committed in 1884, long after the Penal
Code and the Consolidation Act went into effect, we perceive no
reason for the discharge of the prisoner upon the ground that
§ 72 might be held invalid in respect to a crime committed
between December 1, 1882, and April 1, 1883, if drawn in question
in a proper case. The rule upon this subject which we consider
applicable is that
"A legislative act may be entirely valid as to some classes of
cases and clearly void as to others. A general law for the
punishment of offenses, which should endeavor to reach by its
retroactive operation acts before committed as well as to prescribe
a rule of conduct for the citizen in future would be void so far as
it was retrospective; but such invalidity would not affect the
operation of the law in regard to the cases which were within the
legislative control."
Cooley, Const.Lim. (5th ed.) 215.
The order of the circuit court refusing the writs was right, and
it is
Affirmed.
[
Footnote 1]
Section 72 of the Penal Code reads as follows:
"A judicial officer, a person who executes any of the functions
of a public office not designated in Titles six and seven of this
Code, or a person employed by or acting for the state or for any
public ouster in the business of the state, who asks, receives, or
agrees to receive a bribe, or any money, property, or value of any
kind, or any promise or agreement therefor, upon any agreement or
understanding that his vote, opinion, judgment, action, decision,
or other official proceeding shall be influenced thereby, or that
he will do or omit any act or proceeding, or in any way neglect or
violate any official duty, is punishable by imprisonment for not
more than ten years or by a fine of not more than five thousand
dollars or both. A conviction also forfeits any office held by the
offender and forever disqualifies him from holding any public
office under the state."
[
Footnote 2]
Section 2143 of the Consolidation Act provides as follows:
"For the purpose of determining the effect of this act upon
other acts, except the Penal Code and the effect of other acts
except the Penal Code upon this act, this act is deemed to have
been enacted on the first day of January, in the year eighteen
hundred and eighty-two; all acts passed after such date and the
Penal Code are to have the same effect as if they were passed after
this act. This act shall take effect on the first day of March,
eighteen hundred and eighty-three. This act may be cited as the New
York City Consolidation Act of Eighteen Hundred and
Eighty-two."
[
Footnote 3]
"Section 100. Every person who shall promise, offer or gives or
cause, or aid, or abet in causing to be promised, offered, or
given, or furnish, or agree to furnish, in whole or in part, to any
other person, to be promised, offered, or given to any member of
the common council, or any officer of the corporation, or clerk,
after his election or appointment as such officer, member or clerk,
or before or after he shall have qualified and taken his seat or
entered upon his duty any moneys, goods, right in action, or other
property, or anything of value or any pecuniary advantage, present
or prospective, with intent to influence his vote, opinion,
judgment or action on any question, matter, cause or proceedings
which may be then pending or may by law be at any time brought
before him in his official or clerical capacity shall be deemed
guilty of a felony, and shall, upon conviction be imprisoned in a
penitentiary for a term not exceeding two years, or shall be fined
not exceeding five thousand dollars or both, in the discretion of
the court."
"Every officer in this section enumerated who shall accept any
such gift or promise, or undertaking to make the same under any
agreement or understanding that his vote, opinion, judgment or
action, shall be influenced thereby, or shall be given in any
question, matter, cause, or proceeding then or at any time pending
or which may by law be brought before him in his official capacity
shall be deemed guilty of a felony, and shall upon conviction be
disqualified from holding any public office, trust, or appointment
under the City of New York, and shall forfeit his office and shall
be punished by imprisonment in the penitentiary not exceeding two
years, or by a fine not exceeding five thousand dollars or both, in
the discretion of the court."
[
Footnote 4]
"Section 725. Nothing in this Code affects any of the provisions
of the following statutes, but such statutes are recognized as
continuing in force notwithstanding the provisions of this Code
except so far as they have been repealed or affected by subsequent
laws:"
"1. All acts incorporating municipal corporations, and acts
amending acts of incorporation or charters of such corporation, or
providing for the election or appointment of officers therein, or
defining the powers or duties of such officers."
"2. All acts relating to emigrants, or other passengers in
vessels coming from foreign countries, except as provided in
Section 626 of this Code."
"3. All acts for the punishment of intoxication or the
suppression of intemperance, or regulating the sale or disposition
of intoxicating or spirituous liquors."
"4. All acts defining and providing for the punishment of
offences, and not defined and made punishable by this Code."