The decision of this Court in
Andrews v. Hovey,
123 U. S. 267,
adjudging reissued letters patent No. 4372, granted to Nelson W.
Green, May 9, 1871, for an "improvement in the method of
constructing artesian wells" to be invalid confirmed on an
application for a rehearing.
The case of
Kendall v.
Winsor, 21 How. 322, and other cases examined.
The question of the proper construction of the second clause of
§ 7 of the patent Act of March 3, 1839, 5 Stat. 354, as
affecting the validity of a patent, considered.
This was a petition for a rehearing of the case decided at this
term and reported in 123 U.S. at
123 U. S. 267. The
allegations and prayer of the petitioners were as follows:
Page 124 U. S. 695
"And now come your petitioners, the appellants herein, by their
counsel, Joseph C. Clayton and Anthony Q. Keasbey, and respectfully
suggest to this Honorable Court that after having sustained the
priority and novelty of the invention and the validity of their
original patent and its reissue in numerous decisions of the
circuit court and in three decrees of this Court, they are much
aggrieved by the opinion lately rendered in this Court (
123 U. S. 123 U.S. 267)
declaring it to have been void
ab initio under the Patent
Acts of 1836 and 1839 because it was admitted that subsequent to
the invention and prior to the application
others, without
the consent or allowance of the inventor, had used the invention in
public for more than two years."
"And your petitioners respectfully suggest that this decision as
to the construction of those acts was reached by reason of a plain
omission and mistake as to the facts and authorities, and by the
failure of counsel, in their abundant confidence in what they
deemed a long-settled construction, to bring to the notice of the
Court in sufficient fullness the authorities by which such
construction had been uniformly maintained, and to explain
distinctly that their admission as to prior use related to the use
of only a few wells made solely by Suggett and Mudge, who derived
their knowledge from the inventor, and were afterwards defeated as
contestants in an interference with Green concerning the patent in
question."
"Wherefore your petitioners respectfully pray for a
reconsideration and rehearing on the following grounds, supported
by their brief submitted herewith:"
"
First. The Court, in the present opinion, holds that
the first clause of the 7th section of the act of 1839 protects any
person who has purchased or constructed a specific machine before
application for the patent, whether it was purchased or constructed
with the consent of the inventor or not, and that therefore the
second clause of the section invalidating the patent, if such use
in public continued two years before the application, must be
construed to mean a use whether with the consent of the inventor or
not, and in reaching this conclusion, the Court declared that
'
the question involved had
Page 124 U. S. 696
never been decided by this court.'"
"This was a plain mistake, probably arising out of the failure
of counsel to refer to the cases. It had been decided by this Court
the other way in four well-considered cases,
viz.: 62 U. S.
Winsor, 21 How. 322;
Seymour v. McCormick, 19 How.
96;
Klein v. Russell, 19 Wall.
433;
Bates v. Coe, 98 U. S. 31,
98 U. S.
46, and in
McClurq v. Kingsland, 1 How.
202. The charge of Mr. Justice Baldwin at the Circuit Court, taking
the same view of the statute, was affirmed, although the decision
of this Court rested on another point."
"
Second. The Court in its opinion (p.
123 U. S.
269) declares that in
Andrews v. Carman, 13
Blatchford 307, the first driven well case, 'the question of the
use of his invention by others more than two years prior to his
application does not appear to have been raised.'"
"This was a plain error of fact, and the Court was naturally and
inadvertently led into it by a clerical error in the printed
opinion of Judge Benedict, as will be fully explained in the brief.
The question was raised. The same facts as to prior use admitted
here were proved there and fully considered, and the construction
of the statute contended for distinctly approved."
"
Third. Being under the erroneous impression that this
Court had not construed the section, and that the construction of
it had not arisen in the other driven well cases, the Court, in
construing it, omitted to give due weight to the unbroken current
of executive and judicial authority in favor of the construction
upon which the appellants so confidently relied that they did not
deem an oral argument on the point necessary."
"They now beg leave to refer to their brief in support of the
assertion that from 1839 to the decision of this case at the
circuit court, the construction of the section making the consent
and allowance of the inventor to a use of more than two years
necessary in order to invalidate the patent has been uniformly
acted upon by the Patent Office in promulgating its rules and
making its grants to inventors under them, and has been sustained
in very numerous opinions by the following justices of this court,
viz., Justices Woodbury, Story, Baldwin,
Page 124 U. S. 697
Grier, Nelson, Clifford, Daniel, Curtis, and Blatchford, and by
the following judges of the Circuit Courts,
viz., Judges
Woodruff, Shepley, Lowe11, Blatchford, Benedict, Drummond, Nelson,
Dillon, and Wheeler, and by the following judges of the Supreme
Court of the District of Columbia,
viz., Judges Cranch,
Morsell, Merrick, Dunlop, and Fisher, and by the long line of
Patent Commissioners from 1839 to 1870, and has been recognized by
all textbooks and counsel learned in patent law."
"
Fourth. The principles laid down by this court in a
number of decisions within a few years past (referred to in the
brief) in applying the doctrine of
stare decisis to the
construction of statutes would, as your petitioners respectfully
but confidently suggest (if attention has been properly called to
the great and uniform current of authorities upon it and the extent
to which private rights granted under it have reposed upon
confidence in its permanency), have led the Court, whatever might
have been its own view of this section, to have left its
long-settled construction undisturbed; and that the rule laid down
in
United States v. Pugh, 99 U. S.
265, would have been followed, in which case it was
said, as to the construction of a statute:"
" While therefore the question is one by no means free from
doubt, we are not inclined to interfere at this late day with a
rule which has been acted upon by the Court of Claims and the exec
active for so long a time."
"
Fifth. The counsel of your petitioners, in their
confidence in this construction so long settled, failed to explain
to the court, in making their admission as to use, that it was not
at all a general use by others, but only the use of a few wells in
the town where Green made the invention, by Lieutenant Mudge, a
subordinate of his regiment, and Kludge's hired man, Suggett, who
derived knowledge through Green's experiments, and who were
afterwards defeated in the Patent Office as contestants with him,
upon full proof of the public use they had made without his consent
or knowledge, and that that use was surreptitious and a piracy of
his invention."
"
Sixth. The construction of the section, as now made by
the Court, overthrowing the uniform decisions which your
petitioners now submit for consideration would produce the
evils
Page 124 U. S. 698
and hardships pointed out in the decisions cited, and would, in
the case of all patents governed by the act of 1839, cause all
specific articles
surreptitiously made before application
to be protected, and all patents to be invalidated by two years'
use by a pirate of the invention, contrary to equity, and to the
real object of the statute as defined in all the cases in which it
has been construed, whereas not even under the present act can the
patentee be deprived of his franchise by a surreptitious prior
use."
"
Seventh. The counsel of your petitioners, still
relying too confidently on the settled construction of the section,
wholly omitted to point out to the court, that said statute does
not apply to Green's patent at all, which is for a 'process,' but
only to tangible specific
articles capable of being
constructed, used, or sold by delivery, and they neglected to refer
the Court to the authorities sustaining this position, which they
now do in the brief submitted."
"
Eighth. The counsel for appellants referred the court
to its statement in
Manning v. Isinglass Co., 108 U. S.
462, that the"
"statute of 1836, 5 Stat. 117, § 6, did not allow the issue
of a patent when the invention had been in public use or on sale
for any period, however short, with the consent or allowance of the
inventor, and the statute of 1870, 16 Stat. 201, § 24, does
not allow the issue when the invention has been in public use for
more than two years prior to the application, either with or
without the consent or allowance of the inventor."
"They regarded this as clearly showing the view of this Court
that this important change was made by the general revision of
1870, and not by the mere additional act of 1839, and they did not
think it necessary to verify it by reference to the legislative
records."
"A careful examination of those records discloses the fact that
this statement, made by Mr. Justice Woods, was strictly correct;
that the Congress, in making the revision of 1870, regarded the
then existing law as requiring consent or allowance, and
deliberately made the change."
"If this be true, the present construction of the section is
inconsistent with the view of the Court in the
Isinglass
case and with the legislative view in the revision of 1870. "
Page 124 U. S. 699
"To the end, therefore, that equity may be done and that this
Court may, upon fuller consideration and with the advantage of oral
argument, revise its former opinion (if revision be right and
proper), your petitioners pray that the Court may be pleased to
take their suggestions under careful consideration and grant a
rehearing upon the points upon which said decision was based, and
grant such other relief and order as in equity and good conscience
may be proper."
"Newark, N.J., January 16, 1888."
"JOSEPH C. CLAYTON"
"ANTHONY Q. KEASBEY"
"
Of Counsel with Appellants"
Page 124 U. S. 700
MR. JUSTICE BLATCHFORD delivered the opinion of the Court.
This is a petition by the appellants in the case of
Andrews
v. Hovey, reported in
123 U. S. 267, for
a rehearing of that case upon the points upon which the decision
was based. The suit was a suit in equity, brought by the appellants
for the infringement of reissued letters patent No. 4372, granted
to Nelson W. Green, one of the appellants, May 9, 1871, for an
"improvement in the method of constructing artesian wells," the
original patent, No. 73,425, having been granted to said Green, as
inventor, January 14, 1868, on an application filed March 17, 1866.
The circuit court had dismissed the bill on the ground of the
invalidity of the patent. The plaintiffs appealed, and this Court
affirmed the decree. In its opinion, it was said:
"The patent is familiarly
Page 124 U. S. 701
known as the 'Driven Well' patent. The specifications and
drawings of the original and reissued patents are set forth in the
opinion of this Court in
Eames v. Andrews, [
122 U.S.
40.] Numerous defenses are set up in the answer in the present
case and voluminous proofs have been taken in respect to those
defenses, but it is necessary to consider only one of them, which,
in our view, is fatal to the validity of the patent, and that is
that the invention was used in public at Cortland, in the State of
New York, by others than Green more than two years before the
application for the patent. The brief of the appellants concedes
that it is shown in this case that other persons than Green put the
invention into public use more than two years before his
application was filed. It is contended for the appellants that this
was done without his knowledge, consent, or allowance. The appellee
contends that such knowledge, consent, or allowance was not
necessary in order to invalidate the patent, while the appellants
contend that it was necessary. The whole question depends upon the
proper construction of § 7 of the Act of March 3, 1839, 5
Stat. 354, interpreted in connection with §§ 6, 7, and 15
of the Act of July 4, 1836, 5 Stat. 119, 123."
123 U.S.
123 U. S.
269.
Our decision was that the patent was invalid because the
invention covered by it had been in public use more than two years
before Green applied for the patent, without reference to the
question whether he consented to such use or not. The views which
led to this conclusion were set forth at length in the opinion, and
a further consideration of them, in the light of the arguments
presented on this application for a rehearing, has only served to
confirm us in the conviction that they were correct. But as the
briefs of counsel in support of the application proceed upon the
ground that certain views and authorities, which they think bear
upon the question involved, were not presented to us upon the
original hearing, we deem it proper to state the reasons for our
adherence to our conclusion.
The main proposition urged by the counsel for the appellants is
that the question involved was adjudged by this Court in accordance
with their views in the case of
Kendall v.
Winsor, 21 How. 322, decided in 1858. In the same
connection,
Page 124 U. S. 702
other authorities, which, it is alleged, were not cited by
counsel on the former hearing are presented. It is also urged that
the Court omitted to give due weight to what is said to be the
current of executive and judicial authority in favor of the
construction upon which the appellants rely, and that the seventh
section of the act of 1839 does not apply to the patent in
question, because it is a patent for a process. The question
involved arises upon the second clause of § 7 of the act of
1839, which section was in these words:
"That every person or corporation who has or shall have
purchased or constructed any newly invented machine, manufacture,
or composition of matter prior to the application of the inventor
or discoverer for a patent shall be held to possess the right to
use and vend to others to be used the specific machine,
manufacture, or composition of matter so made or purchased without
liability therefor to the inventor or any other person interested
in such invention, and no patent shall be held to be invalid by
reason of such purchase, sale, or use prior to the application for
a patent as aforesaid except on proof of abandonment of such
invention to the public, or that such purchase, sale, or prior use
has been for more than two years prior to such application for a
patent."
This § contains two clauses, all that precedes the first
semicolon being the first clause, and all that comes after the
first semicolon being the second clause. The first clause relates
to the right of a person, as against a suit by the patentee for
infringement, to use and sell the specific machine, manufacture, or
composition of matter purchased or constructed prior to the
application for the patent, and the use of which would otherwise be
a violation of the patent. The second clause relates to the effect
upon the validity of the patent of such purchase, sale, or use
prior to the application. The questions involved in the two clauses
are quite different. The first clause relates to the particular
right of a particular defendant to use a particular machine,
manufacture, or composition of matter after the grant of the patent
and notwithstanding its grant, and in no manner relates to the
validity or invalidity of the patent. The second clause relates
wholly to the validity of the patent.
Page 124 U. S. 703
Most of the authorities laid before us and relied upon on the
present application relate entirely to the first clause of the
section.
The first case in which the seventh section of the act of 1839
appears to have come under consideration in this Court was that of
McClurg v.
Kingsland, 1 How. 202, decided in 1843. But that
was a case which involved only the first clause of the section. The
patent was for an improvement in the mode of casting chilled
rollers. It was therefore a patent for an improvement in a process.
The patentee invented it while he was a workman in the employ of
the defendants. He put it into use in their business. He left their
employment and then applied for and obtained his patent. His
assignees sued the defendants in an action at law for continuing to
use the improvement. There was a verdict for the defendants upon
the ground that by reason of their unmolested notorious use of the
invention before the application for the patent, they had a right
to continue to use it under the provisions of the first clause of
the seventh section. The judgment for the defendants was affirmed
by this Court upon that ground. It held that the defendants were on
the same footing as if they had had from the inventor a special
license to use his invention, given before he applied for his
patent, and that the first clause of the seventh section extended
to the invention or thing patented in that case, although it
consisted of a new mode of operating an old machine, as
contradistinguished from a patent for a machine. The court
distinctly held that the words "newly invented machine,
manufacture, or composition of matter" and the words "such
invention" in the first clause of the seventh section, meant the
invention patented, and that the words "the specific machine,
manufacture, or composition of matter" meant the thing invented the
right to which was secured by the patent. We see nothing in this
case which sustains the position of the appellants.
The first reported case in a circuit court involving any part of
the seventh section is that of
Pierson v. Eagle Screw Co.,
3 Story 402, in 1844, in the Circuit Court for the District of
Massachusetts, before Mr. Justice Story. That was a case
Page 124 U. S. 704
which involved only the first clause of the section. The
defendant had, prior to the patentee's application for his patent,
purchased the right to use a certain number of machines embracing
the patented improvement, from the assignee of an independent
inventor thereof, and claimed the right under the seventh section
to use the machines which it had actually in operation
notwithstanding the fact that the patentee was the first inventor.
The circuit court charged the jury that the first clause of the
seventh section did not confer such right upon the defendant,
because there was no license or consent by the patentee, as
inventor, to the use of the machines by the defendant. In
considering that question, the court observed, in regard to the
second clause of the seventh section, that it limited the right to
apply for a patent to the period of two years after the inventor
had sold his invention or allowed it to be used by others. But the
second clause was not directly in judgment in the case. This
observation on the subject appears to have been the origin of much
that has been said on the question in subsequent cases, for this
case of
Pierson v. Eagle Screw Co. is generally cited as
the leading authority in favor of the position taken by the
appellants.
In
Hovey v. Stevens, 1 Woodb. & Min. 290, in the
Circuit Court for the District of Massachusetts in 1846, before Mr.
Justice Woodbury, a motion was made for a preliminary injunction on
a patent granted to Hovey. The question arose whether Stevens did
not himself, before Hovey obtained his patent, discover or
construct the patented invention. The court considered the question
whether Stevens had not obtained a knowledge of Hovey's invention
through a workman in his employ who had previously been in the
employ of Hovey and had used the improvement, and whether Stevens
did not copy the improvement from Hovey's without Hovey's consent
and before Hovey made his machine public or sold it. The court
observed that in such a case, the use of the machine by Stevens,
though begun before Hovey obtained his patent, would be a use by
fraud, not contemplated and saved under the seventh section of the
act of 1839. The question was solely as to the right of Stevens to
continue to use the machine
Page 124 U. S. 705
which he had so begun to use before Hovey obtained his patent.
The court declined to determine the question of fact involved, as
an action at law to be tried by a jury for a violation of the
patent between the same parties was then pending, and refused to
grant the injunction. As appears by the report of the case of
Hovey v. Stevens, 3 Woodb. & Min. 17, 32, the bill in
equity was dismissed, and the jury case was tried, and the
plaintiff was nonsuited upon grounds not involving those considered
on the motion for the preliminary injunction.
The next case cited is
Pitts v. Hall, 2 Blatchford 229,
in 1851, in the Circuit Court for the Northern District of New
York, before Mr. Justice Nelson and Judge Conkling. In that case,
the only questions were whether the patentee had forfeited his
right to his invention by using it in public more than two years
prior to his application or whether such use by him was only
experimental, with a view to further improvements, and also whether
he had dedicated or abandoned his invention to the public use. The
case in no manner involved the question before us.
In
McCormick v. Seymour, 2 Blatchford 240, in 1851, in
the Circuit Court for the Northern District of New York, before Mr.
Justice Nelson, the points involved related wholly to the acts of
the patentee himself, more than two years prior to his application,
in respect to his own use in public of the patented improvement,
and to the question of his abandonment of the invention to the
public within the two years. The jury having failed to agree upon a
verdict, the case was again tried, and resulted in a verdict and
judgment for the plaintiff, thus overruling the defenses set up. At
December term, 1853, this Court reversed the judgment on the
question of damages, but it approved the rulings below on the above
points.
Seymour v.
McCormick, 16 How. 480.
The case of
Sargent v. Seagrave, 2 Curtis 553, in 1855
in the Circuit Court for the District of Massachusetts before Mr.
Justice Curtis, involved only the questions, on a motion for a
preliminary injunction, of the exclusive possession of the right by
the patentee and the acquiescence of the public therein,
Page 124 U. S. 706
after the issue of the patent, for the period of about two
years, and its acquiescence in the claim of the patentee to a right
under a caveat for about two years before the date of the
patent.
Then came the case of
Kendall v.
Winsor, 21 How. 322, decided by this Court at
December term, 1858. It was a writ of error to the Circuit Court
for the District of Rhode Island, where the case was tried before
Mr. Justice Curtis and a jury. The suit was an action at law for
damages for the infringement of a patent granted to Winsor, who had
a verdict and a judgment. The particular question in the case arose
wholly under the first clause of the seventh section of the act of
1839. The defendants claimed a right to use certain specific
machines under that clause. The application for the patent was made
in November, 1854. Prior to that time, the defendants had
constructed one machine containing the patented invention, and they
constructed others in the autumn of 1854. In the course of that
fall, Winsor had knowledge that the defendants had built, or were
building, one or more machines like his invention, and did not
interpose to prevent them. Winsor had completed in 1849 four
machines containing the patented improvements, and had made on them
articles which he had sold. But he kept the machines from the view
of the public, allowed none of the hands employed by him to
introduce persons to view them, and the hands pledged themselves
not to divulge the invention. Among those hands was one Aldridge,
who left the plaintiff's employment in the autumn of 1852 and
entered into an arrangement with the defendants to copy the
plaintiff's machine for them, and did so, and the defendants'
machines were built and put in operation by Aldridge and under his
superintendence, and by means of the knowledge which he had gained
while in the plaintiff's employment, under a pledge of secrecy. On
the basis of these facts, the defendants' counsel prayed the court
to instruct the jury that under the seventh section of the act of
1839, if the jury were satisfied that the machines for the use of
which the defendants were sued were constructed and put in
operation before the plaintiff applied for his patent, then the
defendants possessed the right
Page 124 U. S. 707
to use, and vend to others to be used, the specific machines
made or purchased by them without liability therefor to the
plaintiff. The court did not grant this prayer, but instructed the
jury that if Aldridge, under a pledge of secrecy, obtained
knowledge of the plaintiff's machine, and thereupon at the
instigation of the defendants and with a knowledge on their part of
the surreptitiousness of his acts, constructed machines for the
defendants, they would not have the right to continue to use the
same after the date of the plaintiff's patent, but that if the
defendants had the machines constructed before the plaintiff
applied for his patent under the belief, authorized by him, that he
consented and allowed them so to do, they might lawfully continue
to use the same after the date of the patent, and the plaintiff
could not recover. It was on this state of the case that the
question came before this Court. The first clause of the seventh
section was the only one involved in the instruction asked for and
in that above recited as given. This Court affirmed the judgment
and the propriety of the action of the circuit court. In its
opinion, it observed that inventors were "entitled to protection
against frauds or wrongs practiced to pirate from them the results
of thought and labor;" that
"the shield of this protection has been constantly interposed
between the inventor and fraudulent spoliator by the courts of
England, and most signally and effectually has this been done by
this Court, as is seen in the cases of
Pennock v.
Dialogue, 2 Pet. 1, and of
Shaw v.
Cooper, 7 Pet. 292."
The opinion of the Court treated the case as one in which the
rights of Winsor could not be affected, because the knowledge of
the invention had been surreptitiously obtained and communicated to
the public, and went on to remark that the instruction to the jury
at circuit was in strict conformity with that principle, and with
the doctrines declared in
Pennock v. Dialogue and
Shaw
v. Cooper. It closed the opinion by saying:
"That instruction diminishes or excludes no proper ground upon
which the conduct and intent of the plaintiff below, as evinced
either by declarations or acts or by omission to speak or act, and
on which also the justice and integrity of the conduct of the
defendants were to be examined and determined.
Page 124 U. S. 708
It submitted the conduct and intentions of both plaintiff and
defendants to the jury as questions of fact to be decided by them,
guided simply by such rules of law as had been settled with
reference to issues like the one before them, and upon those
questions of fact the jury have responded in favor of the plaintiff
below, the defendant in error. We think that the rejection by the
court of the prayers offered by the defendants at the trial was
warranted by the character of those prayers, as having a tendency
to narrow the inquiry by the jury to an imperfect and partial view
of the case and to divert their minds from a full comprehension of
the merits of the controversy."
It is thus seen that this case not only turned upon a right
claimed wholly under the first clause of the seventh section, but
that it was held that a fraudulent, piratical, and surreptitious
purchase or construction of a machine, like that shown in that
case, was not such a purchase or construction as was covered by the
first clause of the seventh section. The decision in that case does
not affect the one now before the Court. It may well be that a
fraudulent, surreptitious, and piratical purchase or construction
or use of an invention prior to the application for the patent
would not affect the rights of the patentee under either clause of
the seventh section; but the present is not such a case as that
which existed in
Kendall v. Winsor. In the use of driven
wells in public at Cortland by others than Green more than two
years before his application, we see nothing in the evidence under
which such use can properly be characterized as fraudulent,
piratical, or surreptitious. Green's invention was made in 1861.
The brief of the appellants at the former hearing contained this
statement:
"But it is not denied that in this case there is proof that
after the invention by Green in 1861, and his public exhibition of
it in Cortland, the rumor of it spread and the value of it became
apparent, and other persons, without Green's consent and allowance,
did put the invention into public use without his knowledge."
The application for the patent was made March 17, 1866. It is
true that the driven wells thus referred to were constructed some
by Mudge and some by Suggett, who
Page 124 U. S. 709
obtained knowledge of the invention from Green. It is admitted
in the appellants' brief on the present application that
subsequently to Green's invention, and more than two years prior to
his application, Suggett put down four driven wells for persons
named Copeland, Seaman, Foster, and Samson, respectively, and Mudge
five wells for persons named Pomeroy, Bolles, Bates, Seaman, and
Hicks respectively. But there is nothing that indicates in regard
to these wells fraud or piracy or surreptitiousness in the sense of
the decision in
Kendall v. Winsor. The invention was made
by Green and publicly exhibited, the rumor of it spread, and its
value became apparent, and the persons for whom the wells so put
down were made had them constructed during the time when, for five
years after the invention, Green failed to apply for a patent. Of
course Green, from the moment of the invention, had an inchoate
property therein which he could complete by taking a patent. The
first clause of the seventh section of the act of 1839 gave to the
persons for whom those wells were constructed a right to use them
without the consent of Green, and the second clause of that section
had the effect to make Green's patent invalid because of the use of
the invention by those persons more than two years before he
applied for his patent.
In the case of
Sanders v. Logan, 2 Fish.Pat.Cas. 167,
in 1861, in the Circuit Court for the Western District of
Pennsylvania, before Mr. Justice Grier and Judge McCandless, the
bill was dismissed because the patentee had abandoned his invention
and because it had been publicly used with his knowledge, consent,
and approbation more than two years prior to the application for
the patent.
In the case of
American Hide Co. v. American Tool Co.,
4 Fish.Pat.Cas. 284, in 1870 in the Circuit Court for the District
of Massachusetts, before Judge Shepley, the question tried was
whether the invention was in public use or on sale with the
knowledge and consent of the inventor more than two years before he
applied for his patent, and whether he had abandoned his invention
to the public prior to his application. On these issues the jury
found for the defendants.
Page 124 U. S. 710
In
McMillin v. Barclay, 5 Fish.Pat.Cas. 189, in 1871,
in the Circuit Court for the Western District of Pennsylvania
before Judge McKennan, two patents were involved. In regard to one
of them, the defense was that the patentee had himself used the
invention in public more than two years before he applied for his
patent. It was held that when it was so used, it was a complete
invention, and the patent was held to be invalid. In regard to the
other patent, the defense was that of abandonment by the patentee
subsequently to the making of his application, the application
having been made in 1855, and the patent having been granted in
1867, and the invention having gone into use subsequently to the
application. The defense of the abandonment of the invention after
the application was filed was overruled.
In
Russell & Erwin Co. v. Mallory, 10 Blatchford
140, in 1872 in the Circuit Court for the District of Connecticut
before Judges Woodruff and Shipman, the question involved related
entirely to an abandonment of the invention and to the effect of
the acts of the patentee within two years prior to the
application.
In
Jones v. Sewall, 3 Cliff. 563, in 1873, in the
Circuit Court for the District of Massachusetts, before Mr. Justice
Clifford, it was set up as a defense that the several improvements
covered by the patent sued on were in public use and on sale more
than two years before the patentee made his application for the
patent. The court overruled the defense, holding that there was no
evidence to show that the inventions, or either of them, were in
public use or on sale more than two years before the inventor
applied for a patent, or for any shorter period with his consent
and allowance, or that he had any knowledge of any such sale or
public use at the time it was made, and that, on the contrary, the
evidence showed that he never gave his consent to any such sales,
and that he constantly asserted that he intended to apply for a
patent. The decision was placed upon the ground that such consent
and allowance were necessary to the invalidity of the patent. This
was a direct adjudication upon the point involved in the present
case.
Page 124 U. S. 711
In
Klein v.
Russell, 19 Wall. 433, at October term, 1873, the
defense was want of novelty. The plaintiff had a judgment, which
was affirmed by this Court. At the trial, the defendant requested
the court to charge the jury:
"1st. That the invention, as described in the patent of
February, 1870, is the treatment of bark-tanned sheep and lamb
skins by the employment of fat liquor, and if such treatment was
known to others and more than two years before the plaintiff
applied for his patent, his patent is void."
He also requested the court to instruct the jury:
"7th. That if fat liquor had been used substantially in the
manner specified in the plaintiff's patent for the purpose of
rendering any kind of leather soft and supple more than two years
before the plaintiff applied for a patent, the plaintiff cannot
recover, even though it had not been so used in dressing
bark-tanned lamb or sheep skins."
These instructions were refused, and the failure to give them
was alleged as error. The defendant in error contended in this
Court that the first request did not correctly or fully describe
the invention; that the employment of fat liquor merely was not the
whole of the invention, but that it was the employment of fat
liquor in the condition and manner described in the specification,
and that the refusal to charge the seventh request was proper. In
regard to the first request, this Court said that the instruction
was properly refused, and that it stated inaccurately the rule of
law which it involved. The Court added:
"A patent relates back, where the question of novelty is in
issue, to the date of the invention, and not to the time of the
application for its issue. The jury had already been sufficiently
instructed upon the subject. The instruction assumes that the
reissue was for the use of fat liquor, without reference to the
point whether it were hot or cold."
The Court then proceeded to hold that the two claims of the
patent sued on required that the fat liquor should be heated, and
that therefore the first instruction asked was improper. It is
quite apparent that the Court considered only the issue of novelty,
and that it did not pass upon the question involved in the present
case.
The seventh request, like the first, was inaccurate because it
referred to the time of the application, and not to the date of
Page 124 U. S. 712
the invention, and, in regard to the seventh request, the Court
merely said that it was satisfied with the rulings of the court
below in regard to that request and four others which, it stated,
might be "grouped and disposed of together," and it added that
neither of them required any special remark. We cannot regard the
case of
Klein v. Russell as adjudicating the question now
presented.
In
Henry v. Francestown Co., 2 B. & A.Pat.Cas. 221,
in 1876 in the Circuit Court for the District of New Hampshire
before Judge Shepley, the defense was the public use and sale of
the invention by the patentee more than two years before he applied
for his patent. It was held that the use and sales by him were
experimental.
In
Consolidated Fruit Jar Co. v. Wright, 94 U. S.
92, at October term, 1876, a patent granted in 1870 on
an application made in January, 1868, the invention having been
completed in June, 1859, was held void because (1) there was a
purchase, sale, and prior use of the invention more than two years
before the application, and (2) at the time of the application, the
invention had been abandoned to the public. The sale and prior use
were by the inventor himself. This case does not adjudge the point
here involved.
In
Kelleher v. Darling, 4 Cliff. 424, in 1878, in the
Circuit Court for the District of Massachusetts, before Mr. Justice
Clifford, the original patent was issued in 1871 under the Act of
July 8, 1870, and was divided, on its subsequent surrender, into
two reissued patents. No question arose in the case under the act
of 1839.
So too, the case of
Henry v. Providence Tool Co., 3 B.
& A.Pat.Cas. 501, in 1878, in the Circuit Court for the
District of Rhode Island before Mr. Justice Clifford, arose under
the act of 1870.
In
Draper v. Wattles, 3 B. & A.Pat.Cas. 618, in
1878, in the Circuit Court for the District of Massachusetts before
Judge Lowell, the original patent was issued in 1869 on an
application made in June, 1868. The court held that, under the
seventh section of the act of 1839, the sale or use more than two
years prior to the application must have been with the consent
or
Page 124 U. S. 713
allowance of the inventor in order to invalidate the patent, and
that the patent was not invalidated by the sale by the inventor
more than two years before he applied for his patent of an article
which did not embody the whole of his invention as subsequently
patented. The point involved in the present case was thus directly
adjudged.
In
Bates v. Coe, 98 U. S. 31 at
October term, 1878, the original patent was issued in 1863. Mr.
Justice Clifford, in delivering the opinion of the Court, stated
that the answer did not set up as a defense that the invention had
been in public use or on sale in this country for more than two
years before the application for the patent, and that there was
nothing in the record to support that proposition if it had been
well pleaded. His observation, therefore, citing
Pierson v.
Eagle Screw Co., 3 Story 402, that, under the seventh section
of the act of 1839, the public use or sale, in order to defeat the
right of the inventor to the patent, must have been with his
consent and allowance for more than two years prior to the
application was an observation made in regard to a point not in
issue or in judgment.
In
Henry v. Francestown Co., 5 B. & A.Pat.Cas. 108,
in the Circuit Court for the District of New Hampshire in 1880
before Judge Lowell, the patent had been granted in 1859 on an
application filed in 1857. On proof that the inventor had, more
than two years prior to his application, sold articles containing
his invention, not experimentally, the patent was held invalid.
In
Graham v. McCormick, 11 F. 859, and 5 B. &
A.Pat.Cas. 247, in the Circuit Court for the Northern District of
Illinois in 1880 before Judge Drummond, the patent having been
granted in 1868, the question was as to a use or sale by the
inventor more than two years before his application, and it was
held that as a matter of fact, the sale and use by him were
experimental.
In
Brickill v. Mayor, 7 F. 479, in 1880 in the Circuit
Court for the Southern District of New York before Judge Wheeler,
the patent had been granted in 1868, and the defendant, the City of
New York, set up a right to use the
Page 124 U. S. 714
invention, which was for the combination of a heating apparatus
with a steam fire engine, by reason of the fact that the patentee
had made it while in the employ of the fire department of the city,
and had attached it to two of the city fire engines. The court
held, notwithstanding the construction put upon the first clause of
section 7 of the act of 1839 by this Court in
McClurg v.
Kingsland, 1 How. 202, that the defendants had
acquired no right beyond the right to use the specific machines
constructed prior to the application for the patent.
In
Campbell v. Mayor, 9 F. 500, in 18, in the Circuit
Court for the Southern District of New York, before Judge Wheeler,
the patent having been granted in 1864, and the invention having
been made, sold, and used by others than the patentee after he had
invented it, and more than two years before he applied for his
patent, but without his consent and allowance, it was held by the
court that under the second clause of the seventh section of the
act of 1839, the public use and sale having been without the
consent or allowance of the inventor, the patent was not invalid.
This was a direct adjudication upon the point involved in the
present case.
In
Davis v. Fredericks, 19 F. 99, in 1884, in the
Circuit Court for the Southern District of New York, before Judge
Wheeler, the patent having been granted in 1868, the invention had
got into public use and on sale more than two years prior to the
application for the patent, but without the inventor's consent or
allowance. The court held, following
Campbell v. Mayor,
that the patent was not invalid, thus adjudging the point in
question here.
Reference is also made, in the brief for the appellants, to
twelve cases reported in 1 MacArthur's Patent Cases, running from
1841 to 1859, decided by the judges of the circuit and supreme
courts of the District of Columbia, on appeals from the
Commissioner of Patents, but in none of them was the point here
involved in judgment. In
Heath v. Hildreth (p. 12), no
question arose under the act of 1839. In
Arnold v. Bishop
(p. 27), consent by the applicant to the use of his invention for
more than two years prior to his application was shown. In
Hunt
v. Howe (p. 366), the sale was made by the inventor.
Page 124 U. S. 715
In
Rugg v. Haines (p. 420), the use and sale were with
the consent and allowance of the applicant. In
Mowry v.
Barber (p. 563), the making and selling were by the applicant.
In
Carroll v. Gambrill (p. 581), the applicant was
defeated upon the ground of estoppel and of abandonment of the
invention. In
Ellithorp v. Robertson (p. 585), he was
defeated upon the ground of laches on his part amounting to
abandonment. In
Blackinton v. Douglass (p. 622), there was
public use with the consent of the inventor. This was also the case
in
Justice v. Jones (p. 635).
In Wickersham v.
Singer (p. 645), there were abandonment by the inventor and
consent and allowance by him. In
Savary v. Lauth (p. 691),
the applicants were defeated on the ground of laches by them and
presumed acquiescence. In
Spear v. Belson (p. 699), it was
held that laches and delay on the part of the applicant had caused
a forfeiture of his right.
The review we have given of the cases now cited on behalf of the
appellants shows no adjudication by this Court on the question
involved, and a direct adjudication as to the effect of the second
clause of the seventh section of the act of 1839, in accordance
with that contended for by the appellants, in only four cases in
circuit courts (not including
Andrews v. Carman). To the
contrary effect is the case of
Egbert v. Lippmann, 15
Blatchford 295, commented on in the former opinion (123 U.S.
123 U. S.
270-271).
It is alleged by the appellants that this Court was in error in
stating, as it did in its former opinion (123 U.S.
123 U. S.
269), that in
Andrews v. Carman, 13 Blatchford
307, 324, the question of the use of Green's invention by others
more than two years prior to his application does not appear to
have been raised; that it was in fact raised, and that the
inference to the contrary grows out of a clerical error in the
published opinion in
Andrews v. Carman. It may be accepted
that this is so, but the question of law involved is the very
question now under consideration. It is also alleged that the same
question was distinctly raised, in proof and argument, in the
interference case between Green and Suggett respecting this
invention, and that Green's patent
Page 124 U. S. 716
was thereafter granted, with the understanding in the Patent
Office that the Cortland wells now in question had been constructed
subsequently to Green's invention and more than two years before
his application. But patents are often granted with a view to
leaving open, to be decided by the courts, questions which the
Patent Office does not deem it proper to adjudicate against the
applicant by withholding the patent.
It is also urged that in the rules of the Patent Office,
promulgated between the time of the passage of the Act of March 3,
1839, and the enactment of the Act of July 8, 1870, it was made
known to applicants for patents that a patent would not be granted
if the invention had been in public use or on sale with the consent
and allowance of the inventor for more than two years before his
application. It was undoubtedly true that such a state of facts was
sufficient ground for withholding a patent, but the promulgation
and enforcement of such a rule cannot be regarded as having the
effect of a judicial or authoritative adjudication of the question
under consideration.
The argument sought to be founded upon the various phases
assumed by the provisions of the Act of July 8, 1870, in its
passage through the two houses of Congress, is very unsafe and
unreliable as a basis of judicial action, particularly when the
only inference sought to be drawn is one as to what view Congress
took of the act of 1839, in enacting the act of 1870. If any
inference is to be drawn on the subject, it can only properly be
drawn from the act of 1870 as it stands on the statute book, and
that inference is commented on in the former opinion of this Court
at page
123 U. S. 275
of 123 U.S.
The doctrine invoked by the appellants, that where the meaning
of a statute has been settled by judicial construction that
construction becomes a part of the statute is not applicable to the
present case. A question arising in regard to the construction of a
statute of the United States concerning patents for inventions
cannot be regarded as judicially settled when it has not been so
settled by the highest judicial authority which can pass upon the
question. The earliest decision of a circuit court directly
adjudging the point here involved was
Page 124 U. S. 717
in 1873. This Court has always had jurisdiction to review suits
on patents to a specified extent, and that jurisdiction was
extended by section 56 of the Act of July 8, 1870, 16 Stat. 207, to
writs of error and appeals in such suits without regard to the sum
or value in dispute. No question arising in any such case
reviewable by this Court can be regarded as finally settled so as
to establish the law for like cases until it has been determined by
this Court. This view of the matter has been applied by this Court
in analogous cases. Thus, in
Wilson v. City
Bank, 17 Wall. 473, a decision was made as to the
construction of §§ 35 and 39 of the Bankruptcy Act of
March 2, 1867, which this Court said in its opinion was contrary to
the view taken by "a large number of the district judges to whom
the administration of the bankrupt law is more immediately
confided." So too, in
Ex Parte Wilson, 114 U.
S. 417, as to the proper construction of the
constitutional provision that "no person shall be held to answer
for a capital or otherwise infamous crime unless on a presentment
or indictment of a grand jury," and as to what criminal
prosecutions required an indictment, and in what an information was
allowable, this Court said (p.
114 U. S.
425):
"Within the last fifteen years, prosecutions by information have
greatly increased, and the general current of opinion in the
circuit and district courts has been toward sustaining them for any
crime, a conviction of which would not at common law have
disqualified the convict to be a witness."
The Court cited seven cases in the courts of the United States,
besides the one before it, which had adopted such view, but that
view was overruled and a contrary one established.
Nor is this a case for the application of the doctrine that in
cases of ambiguity, the practice adopted by an executive department
of the government in interpreting and administering a statute is to
be taken as some evidence of its proper construction. The question
before us as to the validity of a patent by reason of preexisting
acts or omissions of the inventor of the character of those
involved in the present case is not a question of executive
administration, but is properly a judicial question. Although it
may be a question which, to some extent, may
Page 124 U. S. 718
come under the cognizance of the Commissioner of Patents in
granting a patent, yet, like all the questions passed upon by him
in granting a patent, which are similar in character to the
question here involved, his determination thereof in granting a
particular patent has never been looked upon as concluding the
determination of the courts in regard to those questions respecting
such particular patent, and
a fortiori respecting other
patents.
It is contended for the appellants that the claim of the Green
patent is for a process, being for
"the process of constructing wells by driving or forcing an
instrument into the ground until it is projected into the water,
without removing the earth upward as it is in boring, substantially
as herein described,"
that the seventh section of the act of 1839 applies only to "a
machine, manufacture, or composition of matter," and that therefore
that section does not apply to the present case. In addition to the
view to the contrary taken by this Court in
McClurg v.
Kingsland, 1 How. 202, before commented on, it was
held by this Court in
Beedle v. Bennett, 122 U. S.
71, a suit on this very patent, that the patent covers
the process of drawing water from the earth by means of a well
driven in the manner described in the patent, and that the use of a
well so constructed was therefore a continuing infringement,
because every time water was drawn from it the patented process was
necessarily used.
The most plausible argument presented on the part of the
appellants is that under §§ 6, 7, and 15 of the Act of
July 4, 1836, a patent was invalid if the thing invented had been
in public use or on sale, with the consent and allowance of the
inventor, prior to his application for the patent; that § 7 of
the act of 1839 was intended only to limit the effect on the
validity of the patent of the acquisition of single specimens of
the patented invention; that the interests of purchasers or
constructors of such specific articles were the sole objects of
that section; that the second clause of the section was intended
only to provide that the patentee should hold his right against the
general public unless there was proof of abandonment by him, or
unless the purchase, sale, or prior use by or to
Page 124 U. S. 719
individuals who had acquired such specific articles had been for
more than two years prior to the application for the patent; that
in this respect alone were the provisions of the act of 1836
intended to be modified, and that a defendant, in order to show the
invalidity of a patent under § 7 of the act of 1839 must show
that he claims exemption from liability to the patentee because he
purchased or constructed a specific article covered by the patent
prior to the application therefor, and must show that the invention
was abandoned or that the purchase, sale, or prior use, or
construction of the specific article occurred more than two years
before the application for the patent, and with the consent and
allowance of the inventor.
But our views in regard to the proper construction of the
seventh section do not admit the soundness of this contention, and
were fully set forth in the former opinion.
It is proper to notice the suggestion that there is no
declaration in the seventh section of the act of 1839 that either
in the case of an abandonment of the invention or of the existence
for more than two years prior to the application of the purchase,
sale, or prior use referred to in the second clause of the section
the patent shall be held to be invalid, and the further suggestion
that there is only an hypothetical implication that the patent
shall be invalid in the excepted cases. But we cannot so interpret
the statute. Under §§ 6, 7, and 15 of the act of 1836, a
patent was made invalid if at the time of the application therefor,
the invention had been in public use or on sale with the consent or
allowance of the patentee, however short the time. The second
clause of the seventh section seems to us to clearly intend that
where the purchase, sale, or prior use referred to in it has been
for more than two years prior to the application, the patent shall
be held to be in valid, without regard to the consent or allowance
of the inventor. Otherwise the statute cannot be given its full
effect and meaning.
The result of these views is that
The application for a rehearing is denied.