The appellate powers of the Supreme Court of the United States,
are given by the Constitution, but they are limited and regulated
by the Judicial Act and other acts passed by Congress on the
subject.
This Court has appellate jurisdiction of decisions in the
district courts of Kentucky, Ohio, Tennessee, and Orleans, even in
causes properly cognizable by the district courts of the United
States.
To an action of debt for the penalty of an embargo bond, it is a
good plea, under the Act of Congress of 12 March, 1808, s. 3, that
the party was prevented from relanding the goods in the United
States by unavoidable accident.
This was a suit brought by the United States against
Page 10 U. S. 308
Durousseau and others upon a bond given in pursuance of the Act
of Congress of December 22, 1807, usually called the Embargo Act
(Laws U.S. vol. 9, p. 7). The bond bears date 16 May, 1808, and the
condition is that the goods therein mentioned should be "relanded
in the United States at the port of Charleston or at some other
port of the United States, the dangers of the seas excepted."
The proceedings in the court below are according to the forms of
the civil law, by petition or libel and answer. The libel is in the
nature of an action of debt for the penalty of the bond, and the
plea is in the nature of a special plea, stating facts which were
supposed to be sufficient evidence that the defendants were
prevented by the dangers of the seas from relanding the goods in
the United States.
The answer or plea states that the vessel sailed from New
Orleans with intent to proceed to the port of Charleston, and that
in the due prosecution of her voyage from New Orleans to
Charleston, she was,
"on 26 May, 1808, and on divers days from the said 26 May till 1
June then next following, upon the high seas by unavoidable
accident by force of the winds and waives, so much injured and
endamaged that upon the said 1 June, for the preservation of the
said vessel and cargo and the lives of her crew and passengers, it
was found necessary to put into the port of Havana to refit the
said vessel for her voyage aforesaid, and that the persons
administering the government at the said port of Havana, by force
of arms, and against the will and consent of these defendants and
of the captain and supercargo of the said vessel and all other
persons having the charge and direction of the said vessel or cargo
whatever, did detain the said vessel and cargo at the said port of
Havana and by superior force did prevent the said vessel, with her
cargo, from pursuing her said voyage to the port of Charleston
aforesaid or from going to any other port of the United States and
landing the said cargo therein pursuant to the condition of the
said bond, and did also by force so as aforesaid prevent and
have
Page 10 U. S. 309
always hitherto prevented the said cargo or any part thereof
from being sent in any other manner to the said United States and
landed therein pursuant to the condition of the said bond; and
these defendants aver that the damages and injuries aforesaid
sustained by the said vessel were unavoidable and by force of the
winds and waves, and that by reason of the detention and
continuation thereof as aforesaid by superior force as aforesaid,
they could not at any time heretofore, nor can they yet, land the
said goods, wares, and merchandises in the said United States,
pursuant to the condition of the said bond in the said petition set
forth, by reason whereof, and also by force of the statutes in such
case made and provided, these defendants are, as they are advised,
discharged from the payment of the said sum of money in the said
bond or obligation mentioned, or any part thereof; these defendants
therefore pray that a jury may be empanelled to inquire of the
facts aforesaid, should they be denied by the United States, and
that these defendants may be hence dismissed with their reasonable
costs and damages in this behalf most wrongfully expended,"
&c.
To this answer the attorney for the United States filed a
general demurrer, and the court below, without argument, rendered
judgment for the United States, whereupon the defendants sued out
their writ of error.
Page 10 U. S. 312
MR. CHIEF JUSTICE MARSHALL delivered the opinion of the Court
upon the question of jurisdiction as follows:
This is the first of several writs of error to sundry judgments
rendered by the Court of the United States for the Territory of
Orleans.
The Attorney General having moved to dismiss them because no
writ of error lies from this Court to that in any case, or, if in
any case, not in such a case as this, the jurisdiction of this
Court becomes the first subject for consideration.
The act erecting Louisiana into two territories establishes a
district court in the Territory of Orleans consisting of one judge
who "shall, in all things, have and exercise the same jurisdiction
and powers which are by law given to or may be exercised by the
Judge of Kentucky District."
On the part of the United States it is contended that this
description of the jurisdiction of the Court of New Orleans does
not imply a power of revision in this Court similar to that which
might have been exercised over the judgments of the District Court
of Kentucky, or if it does that a writ of error could not have been
sustained to a judgment rendered by the District Court of Kentucky
in such a case as this.
On the part of the plaintiffs it is contended that this Court
possesses a constitutional power to revise and correct the
judgments of inferior courts, or, if not so, that such a power is
implied in the act by which the
Page 10 U. S. 313
court of Orleans is created, taken in connection with the
Judicial Act, and that a writ of error would lie to a judgment
rendered by the court for the District of Kentucky in such a case
as this.
Every question originating in the Constitution of the United
States claims and will receive the most serious consideration of
this Court.
The third article of that instrument commences with organizing
the Judicial Department. It consists of one Supreme Court and of
such inferior courts as Congress shall from time to time ordain and
establish. In these courts is vested the judicial power of the
United States.
The first clause of the second section enumerates the cases to
which that power shall extend.
The second clause of the same section distributes the powers
previously described. In some few cases the Supreme Court possesses
original jurisdiction. The Constitution then proceeds thus:
"In all the other cases before mentioned, the Supreme Court
shall have appellate jurisdiction both as to law and fact, with
such exceptions and under such regulations as the Congress shall
make."
It is contended that the words of the Constitution vest an
appellate jurisdiction in this Court which extends to every case
not excepted by Congress, and that if the Court had been created
without any express definition or limitation of its powers, a full
and complete appellate jurisdiction would have vested in it which
must have been exercised in all cases whatever.
The force of this argument is perceived and admitted. Had the
Judicial Act created the Supreme Court without defining or limiting
its jurisdiction, it must have been considered as possessing all
the jurisdiction which the Constitution assigns to it. The
legislature would have exercised the power it possessed of creating
a Supreme Court as ordained by the Constitution,
Page 10 U. S. 314
and in omitting to exercise the right of excepting from its
constitutional powers would have necessarily left those powers
undiminished. The appellate powers of this Court are not given by
the Judicial Act. They are given by the Constitution. But they are
limited and regulated by the judicial and by such other acts as
have been passed on the subject.
When the first legislature of the union proceeded to carry the
third article of the Constitution into effect, it must be
understood as intending to execute the power they possessed of
making exceptions to the appellate jurisdiction of the Supreme
Court. It has not, indeed, made these exceptions in express terms.
It has not declared that the appellate power of the Court shall not
extend to certain cases, but it has described affirmatively its
jurisdiction, and this affirmative description has been understood
to imply a negative on the exercise of such appellate power as is
not comprehended within it.
The spirit as well as the letter of a statute must be respected,
and where the whole context of the law demonstrates a particular
intent in the legislature to effect a certain object, some degree
of implication may be called in to aid that intent.
It is upon this principle that the Court implies a legislative
exception from its constitutional appellate power in the
legislative affirmative description of those powers.
Thus, a writ of error lies to the judgment of a circuit court
where the matter in controversy exceeds the value of $2,00. There
is no express declaration that it will not lie where the matter in
controversy shall be of less value. But the Court considers this
affirmative description as manifesting the intent of the
legislature to except from its appellate jurisdiction all cases
decided in the circuits where the matter in controversy is of less
value, and implies negative words.
This restriction, however, being implied by the Court
Page 10 U. S. 315
and that implication being founded on the manifest intent of the
legislature, can be made only where that manifest intent appears.
It ought not to be made for the purpose of defeating the intent of
the legislature.
Having made these observations on the Constitution, the Court
will proceed to consider the acts on which its jurisdiction in the
present case depends, and first to inquire whether it could take
cognizance of this case had the judgment been rendered by the
District Court of Kentucky.
The ninth section of the Judicial Act describes the jurisdiction
of the district courts.
The tenth section declares that the District Court of Kentucky,
"besides the jurisdiction aforesaid," shall exercise jurisdiction
over all other causes, except appeals and writs of error, which are
made cognizable in a circuit court, and shall proceed therein in
the same manner as a circuit court;
"and writs of error and appeals shall lie from decisions therein
to the Supreme Court in the same causes as from a circuit court to
the Supreme Court and under the same regulations."
It is contended that this suit, which is an action on a bond
conditioned to be void on the relanding of goods within the United
States, is one of which the district courts have exclusive
jurisdiction, and that a writ of error would not lie to a judgment
given in such a case.
This Court does not concur with the Attorney General in the
opinion that a circuit court has no original jurisdiction in a case
of this description. But it is unnecessary to say anything on this
point, because it is deemed clear that a writ of error is given in
the case, however this question might be decided.
It would be difficult to conceive an intention in the
legislature to discriminate between judgments rendered by the
District Court of Kentucky, while exercising the powers of a
district court, and those rendered by the same court while
exercising circuit powers, when it is
Page 10 U. S. 316
demonstrated that the legislature makes no distinction in the
cases from their nature and character. Causes of which the district
courts have exclusive original jurisdiction are carried into the
circuit courts, and then become the objects of the appellate
jurisdiction of this Court. It would be strange if, in a case where
the powers of the two courts are united in one court, from whose
judgments an appeal lies, causes of which the district courts have
exclusive original jurisdiction should be excepted from the
operation of the appellate power. It would require plain words to
establish this construction.
But the Court is of opinion that the words import no such
meaning. The construction given by the Attorney General to the word
"therein," as used in the last instance in the clause of the tenth
section, which has been cited, is too restricted. If, by force of
this word, appeals were given only in those causes in which the
district court acted as a circuit court exercising its original
jurisdiction, the legislature would not have added the words, "in
the same causes as from a circuit court." This addition, if not an
absolute repetition, could only serve to create doubt where no
doubt would otherwise exist.
The plain meaning of these words is that wherever the district
court decides a cause which, if decided in a circuit court, either
in an original suit or on an appeal, would be subject to a writ of
error from the Supreme Court, the judgment of the district court
shall in like manner be subject to a writ of error.
This construction is, if possible, rendered still more obvious
by the subsequent part of the same section, which describes the
jurisdiction of the District Court of Maine in the same terms.
Apply the restricted interpretation to the word, "therein," in that
instance, and the circuit Court of Massachusetts would possess
jurisdiction over causes in which the District Court of Maine acted
as a circuit court, and not over those in which it acted as a
district court, a construction which is certainly not to be
tolerated.
Page 10 U. S. 317
Had this judgment been rendered by the District Court of
Kentucky, the jurisdiction of this Court would have been perfectly
clear.
The remaining question admits of more doubt.
It is said that the words used in the law creating the Court of
Orleans, describe the jurisdiction and powers of that court, not of
this, and that they give no express jurisdiction to this Court.
Hence it is inferred, with considerable strength of reasoning, that
no jurisdiction exists.
If the question depended singly upon the reference made in the
law creating the court for the Territory of Orleans to the Court of
Kentucky, the correctness of this reasoning would perhaps be
conceded. It would be found difficult to maintain the proposition
that investing the judge of the Territory of Orleans with the same
jurisdiction and powers which were exercised by the judge of
Kentucky, imposed upon that jurisdiction the same restrictions
arising from the power of a superior court, as were imposed on the
Court of Kentucky.
But the question does not depend singly on this reference; it is
influenced by other very essential considerations.
Previous to the extension of the circuit system to the western
states, district courts were erected in the States of Tennessee and
Ohio, and their powers were described in the same terms with those
which describe the power of the Court of Orleans. The same
reference is made to the District Court of Kentucky. Under these
laws, this Court has taken jurisdiction of a cause brought by writ
of error from Tennessee. It is true the question was not moved, and
consequently still remains open. But can it be conceived to have
been the intention of the legislature to except from the appellate
jurisdiction of the Supreme Court all the causes decided in the
western country except those decided in Kentucky? Can such an
intention
Page 10 U. S. 318
be thought possible? Ought it to be inferred from ambiguous
phrases?
The Constitution here becomes all important. The Constitution
and the laws are to be construed together. It is to be recollected
that the appellate powers of the Supreme Court are defined in the
Constitution, subject to such exceptions as Congress may make.
Congress has not expressly made any exceptions, but they are
implied from the intent manifested by the affirmative description
of its powers. It would be repugnant to every principle of sound
construction to imply an exception against the intent.
This question does not rest on the same principles as if there
had been an express exception to the jurisdiction of this Court and
its power in this case was to be implied from the intent of the
legislature. The exception is to be implied from the intent, and
there is consequently a much more liberal operation to be given to
the words by which the courts of the western country have been
created.
It is believed to be the true intent of the legislature to place
those courts precisely on the footing of the Court of Kentucky in
every respect, and to subject their judgments, in the same manner,
to the revision of the Supreme Court. Otherwise the Court of
Orleans would in fact be a supreme court. It would possess greater
and less restricted powers than the Court of Kentucky, which is, in
terms, an inferior court.
The question of jurisdiction being decided, it was stated by the
counsel that the seven following cases on the docket,
viz., the cases of
Bera and others, Connelly and
others, Castries and others, Gibbs and others, Childs and others,
Clay and others, and
Keene and others against the United
States, all from New Orleans, stood upon the same pleas of
unavoidable accident, excepting that in the cases of
Bera and
others, and
Connelly and others, the accident was
capture by the British and prevention by superior force from
relanding the goods
Page 10 U. S. 319
in the United States. The bond in
Bera's case was dated
21 March, 1808. The condition was the same as in the case of
Durousseau.
Page 10 U. S. 322
MR. CHIEF JUSTICE MARSHALL delivered an opinion to the following
effect:
The Court considered many of the points in these cases while it
had the case of
United States v. Hall and Worth under
consideration, and upon the present argument, I understand it to be
the unanimous opinion of the Court that the law is for the
plaintiffs in error in all these cases. I cannot precisely say what
are the grounds of that opinion; I can only state the reasons which
have prevailed in my own mind.
It is true, as contended on the part of the United States, that
the legislature is competent to declare what evidence shall be
received of the facts offered in excuse for a violation of the
letter of a statute.
I also agree with the counsel for the United States that the
words of the statute "loss by sea or other unavoidable accident"
mean loss by sea or loss by other unavoidable accident.
But the question is what sort of loss is meant? It must be such
a loss as necessarily prevents the party from complying with the
condition of the bond. It is not necessary that it should be an
actual destruction of the property, but such a loss only as
necessarily prevents the relanding of the goods.
This statute is not like that upon which the prosecution was
founded in the case cited from Bunbury. Our statute does not
require evidence that the goods have "perished in the sea." It only
requires proof of such a loss by an unavoidable accident as
prevents the
Page 10 U. S. 323
relanding of the cargo according to the condition of the bond.
When the property is captured and taken away by the superior force
of a foreign power so as to prevent the relanding, it is lost
within the meaning of the statute by an unavoidable accident,
although the owner may have received a compensation for it.
JOHNSON, J.
I agree with the Court in the result of the opinion, but not
altogether upon the grounds stated by THE CHIEF JUSTICE. If the act
in question will admit of two constructions, that should be adopted
which is most consonant with the general principles of reason and
justice. I cannot suppose that the legislature meant to do an
unjust or an unreasonable act. No man can be bound to do
impossibilities. The legislature must be understood to mean that
the party should be excused by showing the occurrence of such
circumstances as rendered it impossible to perform the condition of
the bond. To make his liability depend upon the mere point of
ultimate loss or gain would be unreasonable in the extreme.
LIVINGSTON, J.
I concur in the reversal of these judgments, but not in the
construction which THE CHIEF JUSTICE puts upon the third section of
the Act of March, 1808.
If the relanding of the cargo in the United States had been
prevented by any unavoidable accident whatever, although the goods
themselves were not lost, it would in my opinion have furnished a
good defense to this suit.
If the Spanish government had forced a sale of the property and
the proceeds had actually come to the hands of the owners, it would
have made no difference. Loss by sea is one excuse; unavoidable
accident, whether followed by loss, or not, is another.
Page 10 U. S. 324
WASHINGTON and TODD, Justices, agreed in opinion with JUDGE
LIVINGSTON.
Judgment reversed.